Yonay, MSJ
Yonay, MSJ
Yonay, MSJ
2
[email protected]
Jaymie Parkkinen (S.B. #318394)
3 [email protected]
4 TOBEROFF & ASSOCIATES, P.C.
23823 Malibu Road, Suite 50-363
5 Malibu, CA 90265
6 Telephone: (310) 246-3333
Facsimile: (310) 246-3101
7
12
Attorneys for Plaintiffs
13
14
UNITED STATES DISTRICT COURT
15 CENTRAL DISTRICT OF CALIFORNIA
16
SHOSH YONAY, an individual, and Case No. 2:22-CV-3846-PA-GJS
17 YUVAL YONAY, an individual,
PLAINTIFFS’ NOTICE OF
18
Plaintiffs, MOTION AND MOTION FOR
19 SUMMARY JUDGMENT
v.
20 [Filed with: Plaintiffs’ Rule 56-1
21 PARAMOUNT PICTURES Statement; Declaration of Marc
CORPORATION, a Delaware Toberoff; [Proposed] Order];
22
corporation, and DOES 1-10, Notices of Lodging,
23 Hearing Date: January 8, 2024
Defendants. Hearing Time: 1:30 P.M.
24
Place: Courtroom 9A
25 Judge: Hon. Percy Anderson
26
Oral Argument Requested
27
28
Case 2:22-cv-03846-PA-GJS Document 62 Filed 11/06/23 Page 2 of 35 Page ID #:2243
5 Los Angeles, California 90012, Plaintiffs Shosh Yonay and Yuval Yonay
6 (“Plaintiffs”) will and hereby do move this Court for summary judgment against
9 This Motion is made on the grounds that Plaintiffs are entitled to summary
10 judgment on their claims as a matter of law because, after considering all
12 deny that Plaintiffs own the copyright in the literary work at issue in this case
13 and that PPC has engaged in the unauthorized copying of such work, infringing
14 Plaintiffs’ rights under the Copyright Act. Further, Plaintiffs are entitled to
16 the grounds that there is no genuine issue of material fact that PPC willfully
18 interest Ehud Yonay by failing to credit him and his story, “Top Guns,” in its
20 Pursuant to Local Rule 7-3, this Motion is made following the conference
21 of counsel which took place on October 13, 2023. Declaration of Marc Toberoff
24 of Marc Toberoff and the exhibits thereto, filed concurrently herewith, all papers
25 and files on record with the Court, the reply memorandum that Plaintiffs intend
26 to file, the arguments of counsel, and such other matters as may be presented at
27 the hearing on this Motion or prior to the Court’s decision. To that end, Plaintiffs
28 respectfully request that the Court conduct the hearing on this Motion in person.
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1 TABLE OF CONTENTS
2
Pages
3
4 I. INTRODUCTION ....................................................................................... 1
5
II. STATEMENT OF FACTS .......................................................................... 2
6
26 V. CONCLUSION ......................................................................................... 25
27
28
iv
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1
TABLE OF AUTHORITIES
2 Cases
3
Pages
Aalmuhammed v. Lee,
4 202 F.3d 1227 (9th Cir. 2000) .......................................................................... 22
5
Alfred v. Walt Disney Co.,
6 821 F. App'x 727 (9th Cir. 2020) ..................................................................... 17
7
Anderson v. Liberty Lobby, Inc.,
8 477 U.S. 242 (1986) ........................................................................................... 4
9
Authors Guild v. Google,
10 804 F.3d 202 (2d Cir. 2015) ............................................................................. 15
11
Baxter v. MCA, Inc.,
12 812 F.2d 421 (9th Cir. 1987) ........................................................................ 5, 13
13
Berkic v. Chrichton,
14 761 F.2d 1289 (9th Cir. 1985) .......................................................................... 17
15
Blizzard Ent., Inc. v. Lilith Games (Shanghai) Co.,
16 No. CV 15-4084 CRB, 2017 WL 2118342 (N.D. Cal. May 16, 2017) ........... 22
17
Cavalier v. Random House, Inc.,
18 297 F.3d 815 (9th Cir. 2002) ............................................................................ 18
19
Celotex Corp. v. Catrett,
20 477 U.S. 317 (1986) ........................................................................................... 4
21
Clancy v. Jack Ryan Enters.,
22 No. CV 17-3371, 2021 WL 488683 (D. Md. Feb. 10, 2021)........................... 21
23
Corbello v. DeVito,
24 844 F. Supp. 2d 1136 (D. Nev. 2012) .............................................................. 16
25
Corbello v. Valli,
26 974 F.3d 965 (9th Cir. 2020) ...................................................................... 14-15
27
De Acosta v. Brown,
28 146 F.2d 408 (2d Cir. 1944) ............................................................................. 15
v
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1 TABLE OF AUTHORITIES
2 Cases
3 Pages
4 Eckes v. Card Prices Update,
736 F.2d 859 (2d Cir. 1984 .............................................................................. 18
5
22 ICC Eval’n Serv., LLC v. Int'l Ass'n of Plumb’g & Mech. Offs., Inc.,
No. CV 16-054, 2022 WL 3025241 (D.D.C. Apr. 27, 2022) .......................... 14
23
vi
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1 TABLE OF AUTHORITIES
2 Cases
3 Pages
4 Keeling v. Hars,
14
616 F.3d 904 (9th Cir. 2010) ............................................................................ 16
17 Metcalf v. Bochco,
294 F.3d 1069 (9th Cir. 2002) .................................................................. Passim
18
26
883 F.3d 1111 (9th Cir. 2018) .................................................................... 16, 18
vii
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1 TABLE OF AUTHORITIES
2 Cases
3 Pages
4 SecureInfo Corp. v. Telos Corp.,
6 Shaw v. Lindheim,
12 Skidmore v. Zeppelin,
19
843 F.2d 67 (2d Cir. 1988) ............................................................................... 25
27 ///
28 ///
viii
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1 TABLE OF AUTHORITIES
2
Federal Statutes, Rules and Regulations
3 Pages
4 17 U.S.C.
10 § 203(b) ......................................................................................................... 21
11
37 C.F.R.
12
§ 202.1 ........................................................................................................... 14
13
14 § 201.10 ........................................................................................................... 4
15 § 202.3 ............................................................................................................. 4
16
Fed. R. Civ. P. 56 ............................................................................................... 3-4
17
18 Other Authorities
20
Mark S. Lee, Entertainment & I.P. Law § 11:12 (Mar. 2023 rev. ed.) ............... 21
21
22 1, 3, 4 Melville Nimmer & David Nimmer, Nimmer on Copyright (2023 rev. ed)
23 § 2.11............................................................................................................... 15
24
§ 11.02............................................................................................................. 23
25
§ 11.07............................................................................................................. 23
26
27 § 11.08............................................................................................................. 23
28 § 13.03................................................................................................... 5, 13, 18
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1
TABLE OF AUTHORITIES
Pages
2
3 U.S. Copyright Office, Compendium of U.S. Copyright Office Pracs. (3d ed. 2021)
4
§ 709.2............................................................................................................. 21
5
6 § 808.3............................................................................................................. 22
7 § 1107.2 ............................................................................................................ 4
8
9 2 William F. Patry, Patry on Copyright § 4:7 (Sept. 2023 rev. ed.) ............... 9, 15
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1 I. INTRODUCTION
2 Ehud Yonay’s (“Yonay”) compelling 1983 story “Top Guns” (“Story”)
3 was unquestionably the literary genesis of the successful Top Gun (1986) film
4 (“Film”) and thus its blockbuster sequel Top Gun: Maverick (2022) (“Sequel”).
7 locked up exclusive film rights. PPC has made over a billion dollars from the
8 ensuing Top Gun franchise Yonay initiated. On January 24, 2020, Yonay’s
9 widow and son, Shosh and Yuval Yonay, recovered the Story’s copyright under
10 17 U.S.C. § 203(a), consistent with its legislative purpose. Yet PPC, with full
11 knowledge that it no longer owned Yonay’s Story, steamrolled ahead with its
12 Sequel, thumbing its nose at the statute, PPC’s own chain-of-title, and Plaintiffs.
13 Indeed, despite the Sequel’s enormous budget, PPC made no effort whatsoever
17 based on the Story, and ignores the plain similarities between its Top Gun
18 movies and the Story from which the films were literally derived. Rather than
19 simply re-license the Story in what should have been a gracious act of homage,
21 right and the pro-authorial policies behind it. PPC’s ploy to diminish Yonay’s
23 position it took for decades when it secured and exploited exclusive film rights
24 to the Story and credited Yonay on Top Gun. PPC’s 1983 contract with Yonay
25 was all about its exclusive ownership of his Story’s copyright, but now that the
26 copyright has reverted, PPC shrugs “what copyright?” and pretends that its
27 derivative Sequel has nothing to do with it. PPC’s mercenary arguments ignore
28 and hand-wave away the numerous creative choices Yonay made in crafting his
-1-
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1 cinematic portrayal, which breathed life into the technical humdrum of a navy
3 between the Story, Top Gun, and its Sequel, and PPC’s bad faith disavowal,
11 luminaries as Tom Wolfe (The Right Stuff), Truman Capote (In Cold Blood) and
12 Norman Mailer (The Naked and the Dead) and magazines like Rolling Stone,
13 The New Yorker, and Esquire. In traditional journalism, the journalist is invisible
14 and facts are reported objectively. In New Journalism, writers use vivid imagery
16 So too did Yonay in writing his Story, which he chose to express through
17 two pilots at a Naval Air Station bootcamp. SUF 76. In the subjective “New
19 the base from the POV of the pilots by artfully curating colorful portrayals of
21 76, 78, 82. Mere weeks after its publication, at the enthusiastic urging of
22 producers Jerry Bruckheimer and Don Simpson, PPC secured exclusive film
23 rights to the Story from Yonay in an agreement dated May 18, 1983
26 throughout. SUF 6-7. The Agreement required PPC to give Yonay credit on
28 treatment of said [Story.]” SUF 9. PPC’s contracts with Top Gun’s screenwriters
-2-
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1 (who also received writing credit on the Sequel) mandate that their screenplay
2 be “based upon [the Story.]” SUF 15-18, 24. Unsurprisingly, the resulting Top
3 Gun film used extensive elements of the Story including characters’ traits, the
4 mood, pace, setting, and themes and, as such, PPC duly credited Yonay’s Story,
8 copyright, effective January 24, 2020. Plaintiffs thus recovered the U.S.
9 copyright to the Story as of that date. SUF 19-21. But the Sequel was not
10 completed until long after January 24, 2020. SUF 29-70. PPC filmed “pick-ups”
11 and reshoots in February 2020 and the Sequel’s editing, visual effects, ADR,
12 foley, audio mixing and soundtrack per PPC’s own schedules continued into late
13 August 2020. SUF 29-35, 39, 53, 58, 59, 61. All told, PPC, in registering the
14 Sequel’s copyright, represented its “year of completion [as] 2022.” SUF 70.
17 SUF 232. But unlike Top Gun, PPC conspicuously failed to give Yonay credit
18 on the Sequel—breaching its Agreement. SUF 14. Once it became known that
19 the Sequel was not completed until well after January 24, 2020, and that PPC
20 had ignored the reversion of its underlying Story, Plaintiffs sent PPC a cease-
21 and-desist letter. SUF 72. In response, PPC waved them off in denial of the
22 Sequel’s obvious derivation. Rather than simply re-licensing the Story, PPC
23 plowed ahead, releasing its derivative Sequel on May 27, 2022. SUF 231.
27 1
The Sequel contains stills and flashbacks to Top Gun, follows its central characters, takes
place in the same setting, provides similar aerial combat training including exact stunts
28 described in the Story, and explores similar themes as the Story and Top Gun. The Sequel
even credits the same producer and the writers of Top Gun. SUF 23, 24, 77, 92, 167, 175.
-3-
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2 dispute as to any material fact and the movant is entitled to judgment as a matter
3 of law.” Id. A disputed fact is material if, when applied to substantive law, it
4 affects the outcome of the litigation. Anderson v. Liberty Lobby, Inc., 477 U.S.
5 242, 248 (1986). An issue is genuine if the evidence is sufficient for a reasonable
6 jury to return a verdict for the non-moving party. Id. The moving party bears the
9 IV. ARGUMENT
10 A. Plaintiffs Recovered The U.S. Copyright to Yonay’s Story.
11 It is undisputed that Yonay held a valid copyright in his Story. SUF 4. 2 It
12 is further undisputed that Plaintiffs’ notice of termination, served on January 23,
13 2018, and recorded with the Copyright Office on January 29, 2018, complied
14 with 17 U.S.C. § 203(a) and 37 C.F.R. § 201.10. SUF 19-21. Plaintiffs thereby
15 recovered the U.S. copyright to the Story on January 24, 2020, as noticed. Id.
19 Inc. v. Rural Tel. Serv. Co., 499 U.S. 340, 361 (1991). That Plaintiffs own a
20 valid copyright in the Story is undisputed. SUF 1-4, 12, 19-21. As to the second
23 Cir. 2020). “In assessing whether particular works are substantially similar ...
24 [this] Circuit applies a two-part analysis: the extrinsic test and the intrinsic test.”
25 Unicolors, Inc. v. Urban Outfitters, Inc., 853 F.3d 980, 985 (9th Cir. 2017).
26 2
On October 3, 1983, California Magazine registered its May 1983 issue in which the Story
had been published (Reg. No. TX0001213463). SUF 3.“[The] registration for [this] collective
27 work covers the ... individual contributions contained within [it.]” U.S. Copyright
Off., Compendium of U.S. Copyright Off. Pracs. (“Compendium”) § 1107.2(B) (3d ed.
28 2021); see 37 C.F.R. § 202.3; 17 U.S.C. § 101 (definition of “collective work”). On May 18,
1983, California Magazine assigned its copyright in the Story to Yonay. See SUF 4.
-4-
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2 based on objective criteria’” while “the intrinsic test is subjective and asks
8 themes and other elements. Metcalf v. Bochco, 294 F.3d 1069, 1073 (9th Cir.
9 2002). Proper analysis requires that these extrinsic factors be considered both
10 individually and collectively because literary elements and their broader impact
11 on a work rarely fit neatly into distinct buckets. See Baxter v. MCA, Inc., 812
12 F.2d 421, 424-25 (9th Cir. 1987) (“substantial similarity of expression [is] subtle
13 and complex”); Tob. Decl., Ex. 3 at 27, 32 (“If ‘character is story,’ then pacing
14 is mood”), 34. Extrinsic analysis focuses on shared aspects, not on what PPC
15 added, and similarities as to all objective criteria are not required. Shaw v.
16 Lindheim, 919 F.2d 1353, 1357-61 (9th Cir. 1990). “It is entirely immaterial
17 that, in many respects ... works are dissimilar ... If substantial similarity is found,
18 the defendant will not be immunized from liability by reason of the addition in
21 Pirates, 581 F.2d 751, 756 (9th Cir. 1978) (characters infringed, though stories
24 Plot. The human conflict that shapes the Sequel evolved out of Top Gun’s
25 plot, which evolved from the Story. Like the Story, both films principally
26 concern the pilots, their training, and the qualities which make them exceptional.
27 All culminate with them going off to war but differ from traditional military
28 stories in that they are not about war. The works are about remarkable people—
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1 the “hotshot aces [who] have virtually revolutionized the fighter pilot business.”
3 The Story’s two jocular flyers, Yogi and Possum (pilot and RIO) were
4 reproduced in Top Gun’s two jocular flyers: Maverick and Goose (pilot and
5 RIO). SUF 76-77. The Story emphasizes their grueling training: “There was
6 more flying than they had ever had ... one-versus-one hops (student crew vs. one
7 instructor) ... then the tough two-versus-unknown hop, in which two crews take
8 off not knowing ... where the bogey [instructor “enemy”] will come from ...
9 when the bogey rolls in and sends them home with a simulated shot.” SUF 156.
10 In exactly that way, Maverick trains the pilots in the Sequel, taking on single
11 crews one-on-one, then two crews when Maverick rolls in behind them from
13 In the Story and in both films, considerable time is spent showing the
14 human side of selected fighter pilots, not only their drinking and carousing, but
15 also how their “shit-hot” machismo boils over into competition with each other.
16 SUF 102-103, 195-198. Both Story and Sequel spend an inordinate amount of
17 time depicting the elite pilots’ R&R to humanize them, make them more
19 extensively depict the softer side of fighter jocks to examine the profundity of
20 human beings sent off to war. SUF 195-196. Both take place on a naval air base,
21 with weapons of war, but focus instead on the individual characters and their
22 backstories, passions, and dreams. SUF 221-222. Both works feature “dog
24 collegial team spirit. SUF 138-139. In both Story and Sequel, there are
26 metaphor for a pilot’s skill, and both feature “200 push-ups” as a training tool.
27 SUF 203-204, 110-111, 185-186. In the Story, a big brass bell is placed in the
28 pilot’s favorite bar. SUF 199. He who breaks the “house rules,” must buy a
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1 round for everyone. Id. The same brass bell shows up in the Sequel three times
2 for the exact same purpose. SUF 200. In both works, these devices serve to
3 illustrate the pilots’ “frat-boy” subculture and inject levity. Tellingly, many of
4 these similarities (e.g., the 200 push-ups, bullseye, bell, sailing yacht) appear in
5 the Story and Sequel, but not in Top Gun. SUF 110-111,185-186, 203-204. Here,
6 as in many places, the filmmakers returned to the Story for their inspiration.
7 In the Story’s opening, Yogi and Possum are “shot down” in training and
8 downcast and, in the Sequel, fighter crews are crestfallen when “shot down” by
9 Maverick in training, though no parallel situation appears in Top Gun. SUF 124-
10 125. The Story highlights that only the best of the best get invited back to Top
12 SUF 88-89. This detail, too, appears only in the Sequel, but not in Top Gun. Id.
13 The Story emphasizes that the F-14s “wings can sweep back for fast
14 flying or open to the sides like an eagle’s for landing or just cruising around[.]”
15 SUF 211. In Top Gun, this is not highlighted, but in the Sequel, it is used as a
17 bombed-out runway. SUF 212. This technical fact is obviously not protectable
18 but its selection, expression, and the use to which it is put, is. The Story
20 crash ... if you’re lucky.” SUF 213. In a major Sequel scene Maverick makes a
22 only in the Story and Sequel. SUF 214. These numerous specific elements
23 featured in the Story and Sequel, but not in Top Gun, show clearly that PPC
25 Themes. Both Story and Sequel emphasize the sheer love of flying and
26 the freedom that can only be found in the skies. SUF 100-101, 148-149. Both
27 portray the tension between Naval brass seeking to restore discipline and order
28 and the hotshot pilots who crave ingenuity. SUF 114-115. Both portray an
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1 aviation “caste system” with elite fighter jocks at the center, using the metaphor
2 of the bullseye and rings on a dart board. SUF 110-111. Both works convey a
3 similar post-war nostalgia that yearns for a simpler 1950s America, old-
4 fashioned patriotism, and traditional relations between men and women. SUF
5 92-93. Both works evoke the same “Western” gunslinger themes, true grit, and
6 lone cowboy motifs. SUF 176-177. (Story: “At Mach 2 and 40,000 feet ... it’s
7 always high noon”). SUF 176. Both the Story and Sequel share strong recurring
9 control, pushbutton warfare, the survival and effectiveness of the entire U.S.
10 Pacific Fleet rests on a few dozen young men”; that success in aerial warfare
11 comes down to the pilot, his courage, instincts and strength of character, rather
12 than his aircraft—a theme not present in Top Gun. SUF 172-173. In this vein,
13 both works feature, but ultimately discount, the importance of technology for
14 success in combat, and glorify the mastery and moxie of older pilots, who fought
15 on instinct, without the luxury of today’s technology. Id., SUF 155. Both works
16 feature the bonds that form in military service. SUF 195-196. The similarity in
17 themes clearly goes well beyond the necessities of the subject. Like the Story,
18 the Sequel charms the audience by invoking these emotional themes from a
19 bygone era. SUF 92-93. By their very nature, such themes, their convergence,
21 Dialogue. In both the Story and Sequel, the characters speak in a way that
22 is at once droll, idiomatic, techy, and charmingly unguarded in dialogue and
23 narration, which in turn informs similar moods and tone portrayed by both
24 works. SUF 227-228. Linguistic quips in the Story such as “It’s Miller time,”
25 “shoot off their watches” and “Fight’s on,”—which is used multiple times in the
26 Sequel—help create this vibrant mood. Id. The Story features evocative dialogue
27 like: “You fight like you train, so you’d better train like you’re going to fight”;
28 “I like pulling Gs. I like strapping on 25 tons of airplane and hustling around the
-8-
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1 sky” and “How do you explain ... [that] you suddenly weigh more than 1,300?
2 Or how if you pull too many Gs a lot of times you start to black out, … that you
3 were in an airplane flying around and you blacked out?” SUF 134, 144, 146.
4 Similar dialogue reverberates in the Film and its Sequel and for similar narrative
5 purposes. See SUF 202 (Sequel: “You’ll weigh close to two thousand pounds …
6 fighting with everything you have just to keep from blacking out”). Compare
7 SUF 122, 132 (Story: “You wish you could do it over again … but in the real
8 world you’re not going to get a second chance,” “getting shot is synonymous
9 with losing”) to SUF 133 (Sequel: “What he has to teach you may very well
10 mean the difference between life and death”). See Patry § 4:7 (“Calling dialogue
11 a fact just because it is dialogue would render all interviews unprotectible, and
12 perhaps speeches as well.”). Just as Yonay selected this dialogue to raise the
13 stakes and further his Story’s narrative tension, so too did the derivative Sequel.
14 Setting. Both the Story and Sequel take place at the Naval Air Station
15 along the beach in Southern California. SUF 94-95. Tellingly, the Sequel, set in
16 the present, maintains this setting even though in “fact,” the actual “Top Gun”
17 school moved in 1996 to land-locked Fallon, NV. SUF 95. The Story not only
18 influenced the settings of the Sequel generally, but taught the filmmakers how to
19 see those settings by emphasizing, for example, the bar with the brass bell, walls
21 90, 189, 199. Each of these settings ties to the mood and themes of both works.
22 The Sequel is glaringly similar to the Story in the way both juxtapose
23 disparate settings to engage the audience through a distinct cohesion of
24 opposites. For example, both works bounce between intense “dog-fights” in the
25 sky from the pilots’ POV in the cockpit, to quiet moments of reflection at the
26 base, to the classroom, to R&R at the local bar and at sea. SUF 219-220. Both
27 portray the culture at the Naval Air Station as ultra-competitive with a rancorous
28 edge, but also as jovial and collegiate. SUF 138-139. Both are set in their
-9-
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1 respective present, featuring the cutting-edge tech of the day (Story: 1983;
2 Sequel: 2022), but specifically depict the base with 1950s nostalgia. SUF 92-93.
3 Characters. Both Story and Sequel use characters to tell the story of Top
4 Gun and explore their similar themes. The main characters chosen by Yonay for
5 his Story (Yogi-pilot and Possum-wingman) are young, American, white men,
7 86. The main characters of Top Gun (Maverick-pilot and Goose-wingman) are
8 the same. SUF 78. Most of the men in the Story, Top Gun, and its Sequel are
9 portrayed as “men’s men,” more comfortable with each other than with women
10 and more comfortable in the sky than on the ground. See SUF 148 (Story: “With
11 raw sex waving in front of their eyes, these supremely healthy young males are
12 standing in two and threes and talking about the hop.”). They live in a world that
14 “squadron,” a “Wolfpack [that] will be their home and family, security blanket
15 and confessional circle”). SUF 96. All exploit characters’ playful nicknames
17 “‘Bob’”) for comic relief and intimacy. SUF 98-99. But Maverick (just like Yogi
18 in the Story) is essentially a loner. SUF 86 (Story: “Though Yogi would dogfight
19 with the best of them, he was almost too serious for the Wolfpack … us[ing]
21 In all works, the two main characters have similar appearances (one: good
22 looking, dark hair; the other: wavy light brown hair, mustache). SUF 78-89. All
24 invigorated by danger. SUF 146-147. Indeed, the Story emphasizes the fighter
25 pilot’s fierce denial mechanism in the face of death, and the Sequel portrays the
27 Both portray the characters as irreverent of Navy command. SUF 113-114. Both
28 even include a similarly cheeky exchange with enemy fighters (Story: In midair,
- 10 -
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1 Yogi waves to a Russian fighter, who does not wave back; Sequel: Also in mid-
2 air, Maverick waves to an enemy pilot, who does not wave back). SUF 209-210.
5 “Yogi and Possum ride shotgun”). SUF 176-177. The name “Maverick” itself
6 evokes three famous Westerns. SUF 178. Both Story and Sequel portray fighter
7 pilots as elites with strict codes of honor, but cool, often macho personalities.
8 SUF 102-103, 120-121. The Story features a character, lauded for his combat
9 experience, who downs “three MiGs” in a day, taking him over the “five-kill
10 line” and making him an “ace.” SUF 104. In Top Gun, Maverick is lauded for
11 downing “three MiGs” in one day and in its Sequel, he shoots down two more
12 “mak[ing] him an ace.” SUF 105. Both Story and Sequel feature a “by the book”
13 Admiral who threatens the prevailing fighter-jock culture to the dismay of its
15 In both Story and Sequel, the sheer love of flying is characterized as all-
16 consuming, and as coming at the expense of personal and family relationships.
17 SUF 148-149. In the Story, “Possum will spend more of [his] married years with
18 Yogi than with his [own wife]” and in the Sequel, Maverick has never been
19 married, has no children, and has difficulty maintaining relationships. SUF 79,
20 80, 196. The Story portrays the fighter jet as the only place for people like Yogi
21 and similarly, in the Sequel, as the only place Maverick is at home. SUF 84-85.
24 dives and dogfights; beauty and terror, tranquility and violence springing from
25 each other. SUF 140-141. Both works counterpose these intense aerial sequences
26 with scenes on the ground, in the classroom, R&R at the bar (with the brass bell)
27 and on a fancy sailboat. SUF 191-192, 199-200, 203-204. Both works freely use
28 flashbacks and cutaways as shortcuts to fill in the character’s pasts, deepen the
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1 audience’s feeling for them, and delay the flow of action to build narrative
2 tension. SUF 23, 219-220. This rhythmic alternation of sequencing, pace, and
4 Both works culminate with the main characters leaving Top Gun for real-world
6 Mood. As with pacing, the mood of both Story and Sequel is continually
7 shifting between earthbound life, where up is up, and down is down, and
8 liberating flight. SUF 191-192. Both works contrast the ethereal beauty of the
9 “vast blue dome of sea and sky” against jarring, unpredictable competitive
11 Yonay calls them, “pumped-up fighter jocks”—in the Story and Sequel are like
13 when triumphant, then crestfallen when “shot down.” SUF 124-125. Tension is
14 built with intense time pressures and relieved by playful interactions. SUF 168-
15 169, 196-197. In the sky, the mood is freedom from everything except the laws
16 of physics and the constant threat of death. SUF 100-101, 134-135. On the
18 148-149. The Story furthers its mood by expressing cinematic, rather than
21 kicking in, pairs of white-hot flames shooting out the back—a mood much more
22 prevalent in the Story and Sequel than in Top Gun. SUF 128-129, 146-147.
25 old From Here to Eternity set, and even earlier in the day, when the base is
27 the present, a very similar post-war nostalgia pervades Top Gun and its Sequel,
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2 essential part of both films’ mood, and of the franchise’s success, as its capacity
9 extrinsic test). “‘[N]o bright line rule exists as to what quantum of similarity is
10 permitted before crossing into the realm of substantial similarity.’ That means
12 work, if qualitatively important the finder of fact may properly find substantial
14 at *10 (9th Cir. Nov. 1, 2023) (quoting Baxter, 812 F.2d at 425 and citing
15 Nimmer §13.03 and Horgan v. MacMillan Inc., 789 F.2d 157 at 152-61 (2d Cir.
17 plagiarist can excuse the wrong by showing how much of his work he did not
18 pirate.” Sheldon v. Metro-Goldwyn Pictures Corp., 81 F.2d 49, 56 (2d Cir. 1936)
19 (L. Hand). Here, the Sequel undeniably pirates the Story’s character traits, plot
25 concerns whether mere facts are copyrightable and tries to swap its strawman for
26 the correct analysis. Instead, the Court must evaluate both Yonay’s creative
28 here argues that facts themselves are copyrightable, yet PPC’s entire defense
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1 centers on dismantling this non-issue. See ICC Eval’n Serv., LLC v. Int’l Ass’n
2 of Plumb’g & Mech. Offs., Inc., 2022 WL 3025241 at *12 (D.D.C. Apr. 27,
7 precisely because of its unique expression. It goes without saying that PPC
8 would not have rushed to exclusively license the Story if it were just a factual
9 compilation in the public domain. Contrary to PPC’s about-face here, per the
11 expressive copyrightable “story.” SUF 5. 3 Yet, upon losing the Story, PPC flip-
12 flopped and renounced its long-held legal position it benefitted from for decades.
15 all about. Feist, 499 U.S. at 350-51 (1991) (“principle, known as the idea/
18 devices [are] distinguished from the particular manner in which they are
27 3
PPC’s Agreement repeatedly acknowledged Yonay’s “copyright,” that it was “wholly
original with the Author,” and even insisted that it be appointed Yonay’s attorney in-fact to
28 secure copyright extensions thereof, all for PPC’s exclusive benefit. SUF 7-8. PPC thereby
prevented competitors from exploiting the Story, while PPC did so in Top Gun and its Sequel.
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2 understood that authors take greater creative license in fictionalizing history and
4 Yonay did. Id. “The mere fact that the original is a factual work ... should not
5 imply that others may freely copy it” because “authors of factual works, like
7 expression.” Authors Guild v. Google, 804 F.3d 202, 220 (2d Cir. 2015). 4
10 Tob. Decl., Ex. 1. Nowhere does Yonay assert that it is entirely factual. Were the
11 doctrine to apply, it would still not reduce the copyright protection afforded the
13 Corbello, 974 F.3d at 972; De Acosta v. Brown, 146 F.2d 408, 410 (2d Cir.
17 in Naval facts, it would have drawn inspiration for its blockbuster franchise from
18 that Senate Report. But, of course, that contains none of the expressive imagery,
20 and PPC’s derivative films. After all, only Yonay’s compelling cinematic Story,
21 not a dull factual recitation, is credited by PPC as having “suggested” Top Gun
23 One need only compare Yonay’s Story to the school’s Wikipedia page 5 or
24 to that dry Senate Report to appreciate it and understand that “there are
25
4
26 See also 2 William F. Patry, Patry on Copyright § 4:7 (Sept. 2023) (“Patry”) (“To call
something truthful does not mean it is a fact.” Applying Corbello should not impose a binary
27 fact-fiction characterization to a work and must “take a respectful approach to expressive
material in non-fiction works, especially how one creatively discusses historical events.”).
28
5
https://en.wikipedia.org/wiki/Marine_Corps_Air_Station_Miramar
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1 gazillions of ways” to approach the subject and a wide range of creative choices
2 thus entitling the Story to “broad” copyright protection. Mattel, Inc. v. MGA
3 Ent., Inc., 616 F. 3d 904, 913-14 (2010). In contrast, “there are only so many
4 ways to paint a red bouncy ball on blank canvas,” so its protection is “thin.” Id.
5 at 914. Compare Rentmeester v. Nike, Inc., 883 F.3d 1111, 1120 (9th Cir. 2018)
7 there were a “much wider range of creative choices available in producing it”) to
8 Ets-Hokin v. Skyy Spirits, Inc., 323 F.3d 763, 766 (9th Cir. 2003) (commercial
9 photo of vodka bottle got “thin” protection as it posed few creative choices).
10 Nonfiction works thus require careful extrinsic analysis. See e.g., Harper
11 & Row v. Nation Enters., 471 U.S. 539, 547 (1985) (“Creation of a nonfiction
13 844 F. Supp. 2d 1136, 1163 (D. Nev. 2012) (“Non-fiction works are also
15 those facts.”). Similarly, “though there can be no copyright in the news itself,
17 interpretation of events, the way he structures his material and marshals facts,
19 Nihon Keizai Shimbun, Inc. v. Comline Bus. Data, Inc., 166 F.3d 65, 70 (2d Cir.
20 1999) (citations omitted). For example, the plaintiff in Jacobsen v. Deseret Book
21 Co., 287 F.3d 936, 940 (10th Cir. 2002) authored a factual memoir of his time as
22 a prisoner in World War II. The defendant produced a TV series with a similar
23 story. Id. The Tenth Circuit reversed the district court’s extrinsic analysis
24 because even though the memoir was a nonfiction work, similarities of factual
25 plot points and dialogue still qualified as “original expression.” Id. at 946-47.
28 Honeywell Int’l, Inc. v. W. Support Grp., Inc., 947 F. Supp. 2d 1077, 1081-82
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1 (D. Ariz. 2013) (finding copyrightable aircraft manuals, that included factual
3 PPC further takes for granted that the Story contains scènes à faire and
4 stock elements 7 simply because flying scenes and jocular hotshots may be
5 common to the genre today. But PPC assumes too much. Proper analysis
6 requires the fact-finder to revisit 1983, when Yonay wrote his Story, and before
7 the 1986 Film popularized the Story’s elements, to understand what the scènes à
8 faire and stock elements of naval action literature were at that time. In 1983,
9 before Top Gun popularized the Story’s elements, these sort of high-tech, high-
10 testosterone, aerial action scenes were by no means common. Tob. Decl., Ex. 3
11 at 39. The 1983 Story gave rise to the 1986 Film, and the tremendous success of
12 that film commercialized many of these elements and shaped the action genre of
13 today. See Alfred, 821 Fed. Appx. at 729 (“[T]he works in question are almost
14 twenty years old and the blockbuster Pirates of the Caribbean film franchise
15 may itself have shaped what are now considered pirate-movie tropes.”). When
16 viewed in the proper context, PPC’s scènes à faire arguments fall flat.
22 6
See e.g., Gennie Shifter, LLC. v. Lokar, Inc., No. 07-CV-01121, 2010 WL 126181, at *16 (D.
Colo. Jan. 12, 2010) (finding “Installation Instructions” “protectable creative expression”);
23 SecureInfo Corp. v. Telos Corp., 387 F. Supp. 2d 593, 611 (E.D. Va. 2005) (finding “manuals
conveying a detailed procedure” copyright-protected); Med. Educ. Dev. Servs., Inc. v. Reed
24 Elsevier Grp., PLC, No. 05-CV-8665, 2008 WL 4449412, at *6 (S.D.N.Y. Sept. 30, 2008)
(finding nursing exam prep-book protected; rejecting argument that it was “dictated largely by
25 the [exam] and the science of nursing”).
26 7
“Scènes à faire” encompass only the most generalized stock scenes that lack original
expression. Berkic v. Chrichton, 761 F.2d 1289, 1294 (9th Cir. 1985). “Scènes à faire” is
27 narrowly defined and entails only expressions that “are as a practical matter indispensable.”
Hoehling v. Universal City Studios, Inc., 618 F.2d 972, 979 (2d Cir. 1980); Ets-Hokin v. Skyy
28 Spirits, Inc., 225 F.3d 1068, 1082 (9th Cir. 2000) (similarities cannot be disregarded as scènes
à faire unless they meet narrow exclusion for “indispensable” “stock” elements).
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1 protected. See Three Boys Music Corp. v. Bolton, 212 F.3d 477, 485 (9th Cir.
3 protectable under the extrinsic test”); Rentmeester, 883 F.3d at 1119 (“What is
12 & Marty Krofft Television Productions, Inc. v. McDonald’s Corp., 562 F.2d
13 1157, 1164 (9th Cir. 1977)). Even Cavalier v. Random House, Inc., 297 F.3d
14 815, 827 (9th Cir. 2002), widely cited for filtration, faithfully performed the
20 Swirskey, 376 F.3d at 848. See e.g., Keeling v. Hars, 809 F.3d 43, 50-51 (2d Cir.
21 2015) (“copyright law protects not only the individual elements themselves, but
23 elements”); Eckes v. Card Prices Update, 736 F.2d 859, 862 (2d Cir. 1984)
24 (baseball card catalogue protected: “[w]e have no doubt that appellants exercised
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1 L.A. Printex, 679 F.3d at 849); Metcalf, 294 F.3d at 1074. Whereas the
4 Bochco, 294 F.3d 1069, 1073 (9th Cir. 2002); Kouf v. Walt Disney Pictures &
5 TV, 16 F.3d 1042, 1045 (9th Cir. 1994). See e.g., Shaw v. Lindheim, 919 F.2d
6 1353, 1363 (9th Cir. 1990) (disregarding the sequencing of events and ruling
7 with respect to “selection and arrangement” that where the main characters are
8 both well dressed, wealthy, self-assured and have expensive tastes, “the totality
10 Here, proper analysis of the similarities between the Story and the Sequel
11 requires detailed analysis of the creative choices Yonay made in selecting and
12 arranging his Story—a work that clearly is far more original than a bunch of
13 facts. For instance, rather than offer an encyclopedic narration of the naval base
15 two aspiring fighter pilots to engage his audience and humanize his Story. SUF
16 76. The Story’s Yogi and Possum remained at the center of Yonay’s tale; even
17 as it zoomed out and looked into the past, everything was intentionally
18 organized around them. Id. Yonay’s portrayal of Yogi and Possum’s relationship
19 became the model for Maverick and Goose at the center of Top Gun, and that
20 fed events and relationships at the center of the Sequel. SUF 76-77.
23 center and arc of both films. Yonay transported the reader into the cockpit with
24 the characters they were now invested in, greatly heightening a shared sense of
25 exhilaration and danger. SUF 80, 96, 168. Top Gun and its Sequel used the same
26 approach. SUF 81, 97, 169. Further, Yonay’s vivid, cinematic descriptions of
27 aerial combat suggested and inspired the visual core of both films: the aerial
28 ballet, at once lyrical and violent, with cuts to briefing rooms, frat-boy carousel,
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1 and competition. SUF 126-127, 191, 192, 197-198. Yonay curated a rhythm of
2 noisy, exciting scenes in the sky, and juxtaposed them against quiet, reflective
3 scenes on the ground; a rhythm faithfully followed by the Film and its Sequel.
7 weeks after his Story’s publication. SUF 5, 92, 100. These elements (and many
9 Story, that were later exploited in Top Gun and its Sequel. That aspects may be
10 factual or may be viewed today as scènes à faire are of no import under the
22 in Top Gun and its unlicensed Sequel. The Sequel is derivative of Yonay’s Story
24 numerous elements (even clips and stills) from the 1986 Film that was based on
25 Yonay’s Story. SUF 23, 77, 167. Indeed, PPC purchased the Story for the
26 express purpose of producing such derivative films. Tob. Decl., Ex. 2., ¶
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4 For all of the above reasons, Plaintiffs are entitled to summary judgment on their
9 the Story after January 24, 2020—the effective termination date. SUF 19. The
15 statutory exemption. Woods v. Bourne Co., 60 F.3d 978, 994 (2d Cir. 1995)
16 (citing Mills Music, Inc., 469 U.S. at 162). Section 203(b)(1)’s clear language
17 reflects the express intent of Congress to limit the exception to works prepared
18 prior to termination. See H.R. Rep. 94-1476, at 127 (1976) (“In other words, a
19 film made from a play could continue to be licensed … after the motion picture
20 contract had been terminated but any remake rights … would be cut off.”). 8
23 the termination.” Mills Music, Inc., 469 U.S. at 173. While the Act does not
24 define the term “preparation,” its statutory scheme and consistent usage of the
25 term makes clear that a work is “prepared” after all non-trivial changes to it are
26
27 8
See Mark S. Lee, Entm’t & I.P. L. § 11:12 (Mar. 2023) (“[W]hile a [] studio can continue to
distribute copies of pr[ior] works, it cannot create remakes, sequels … [after] termination.”);
28 Clancy v. J. Ryan Enters, No. CV 17-3371, 2021 WL 488683 (D. Md. Feb. 10, 2021).
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1 completed. Section 106(2) gives authors the right “to prepare derivative works”
2 which continue to be “prepared” any time non-trivial changes are made to them.
3 17 U.S.C. § 106; ABS Entm’t, Inc. v. CBS Corp., 908 F.3d 405 (9th Cir. 2018);
4 see Maljack Prods. v. UAV Corp., 964 F. Supp. 1416, 1426-28 (C.D. Cal. 1997)
9 according to PPC’s own registration of the Sequel with the Copyright Office, it
10 was not completed until 2022—two years after the effective termination date.
11 SUF 70. After January 24, 2020, PPC was still filming reshoots and “pickups.”
12 SUF 39. As of late Summer 2020, PPC was still editing the film, recording
13 dialogue (ADR), working on visual effects, sound design, sound mixing, the
14 soundtrack, and color grading. SUF 29-35, 39, 53, 58, 59, 61. These important
15 changes/additions are not “merely trivial” and are inseparable from the
16 completed derivative Sequel. See Blizzard Ent., Inc. v. Lilith Games (Shanghai)
17 Co., No. CV 15-4084 CRB, 2017 WL 2118342, at *8 (N.D. Cal. May 16, 2017) 9
26 expressly acquired exclusive rights under copyright in the Story, such that only
27 9
Citing Richlin v. Metro-Goldwyn-Mayer Pics., Inc., 531 F.3d 962, 975 (9th Cir. 2007);
Aalmuhammed v. Lee, 202 F.3d 1227, 1233 (9th Cir. 2000)). See also U.S. Copyright Off.,
28 Compendium § 808.3(D) (3d ed. 2021) (A motion picture, including its production … and
editing, is a single, integrated work … [which] must be registered as a whole”).
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1 PPC could exploit it. SUF 5. In giving Yonay credit, PPC admitted that Top Gun
3 treatment of said [Story.]” SUF 13. As the Sequel incorporates these Top Gun
4 elements, PPC cannot plausibly argue that it did not utilize the Story. After long
5 prospering from exclusive Story rights, PPC’s disingenuous “sour grapes” that
7 PPC’s two-faced stance and hardball tactics also directly flout the
8 legislative purpose of the Act’s termination provisions. 17 U.S.C. § 203(a).
9 Section 203(a), which empowers an author or his family to recover the copyright
11 ill-advised and unremunerative grants that had been made before the author had
12 a fair opportunity to appreciate the true value of his work product.” Mills Music,
13 Inc. v. Snyder, 469 U.S. 153, 172-73 (1985). It was “designed to ‘safeguard[]
16 work’s value until it has been exploited.’” Ray Charles Found. v. Robinson, 795
17 F.3d 1109, 1112 (9th Cir. 2015) (quoting H.R. Rep. No. 94-1476, at 124 (1976)
23 price, instead choosing to dismantle the Story it benefitted from for years. It did
24 not even give Yonay screen credit for his contribution, as required by contract
25 and common respect. PPC’s shifting stance on the Story’s copyrightability must
26 not be rewarded.
27 10
The Act gives terminated grantees, like PPC, an exclusive window of at least two years to
reacquire a recaptured copyright. See 17 U.S.C. § 203(a)(4)(A), (b)(4); Nimmer § 11.08[A],
28 n.6. Moreover, because the terminated grantee, retains foreign rights to the work, Nimmer §
11.02[B][2], such reacquisition on fair terms, reflective of a work’s proven value, is the norm.
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5 their breach of contract claim as well. Paragraph 7(b) broadly requires PPC:
6 [T]o announce on the film of any motion picture photoplay that may be
produced by it hereunder and substantially based upon or adapted from
7 said work [Story] or any version or adaptation thereof, substantially
incorporating the plot, theme, characterizations, motive and treatment
8 of said work [Story] or any version or adaptation thereof, that said
motion picture photoplay is based upon or adapted from or suggested
9 by a work [Story] written by the Author, or words to that effect[.]
10 Under Paragraph 7(b), the basic contract questions are: (i) Did Top Gun
11 “adapt[]” the Story?; (ii) Was Top Gun: Maverick “based upon” Top Gun?; and
12 (iii) Did Top Gun: Maverick “substantially incorporate[] the [listed elements] of
13 said ... adaptation” (Top Gun)? All are readily answered in the affirmative. Top
14 Gun: Maverick was “based on” Top Gun, which “adapted” Yonay’s Story, Top
15 Guns—purchased by PPC in the 1983 Agreement for that exact purpose (and
16 crediting Yonay per Paragraph 7(b)). And the Sequel, which closely tracked Top
18 the facts on record. Whether the Sequel used “protectable expression” from the
24 condition that the film be “produced under” the agreement. Dkt. 20 at 24. PPC
25 argues this was not met because the Sequel was not completed until long after
26
27 11
Even if one were to read “substantially incorporating” as modifying “any version or
adaption” preceding it, PPC was still required to credit Yonay. As Top Gun’s screenplay was
28 an “adaptation” of the Story and Top Gun “substantially adapt[ed]” the elements of its
screenplay. PPC cannot complain about Paragraph 7(b)’s broad scope, because PPC drafted it.
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1 Plaintiffs’ termination. Id. at 25. Its position is untenable. First, the phrase
2 “produced ... hereunder and … adapted from” do not impose two distinct
3 conditions, as the phrase is a hendiadys—they are part and parcel of the same
4 thing. If the other Paragraph 7(b) requirements are met, the film is “produced
5 under” it. The only reasonable interpretation is that the conjunctive “and”
6 connotes that the sentence’s second part is a descriptive continuation of the first.
7 Second, PPC’s argument that the Sequel was not produced under the
8 Agreement because the Yonays’ terminated is frivolous and belied by PPC’s
10 retained its foreign rights under the Agreement to the Story and distributed the
11 derivative Sequel worldwide. Update Art, Inc. v. Modiin Pub., Ltd., 843 F.2d 67,
12 72 (2d Cir. 1988). PPC’s loophole logic also contradicts its assertion that the
13 Sequel was “sufficiently completed” before January 24, 2020 (for its frivolous
15 Corp., 813 F.2d 1406, 1410 (9th Cir. 1987) (“The party opposing summary
17 sworn statement.”). PPC duly credited Yonay’s Story on Top Gun, but when
20 V. CONCLUSION
21 For all the above reasons, Plaintiffs’ motion for summary judgment
22 should be granted.
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