Dvornik The Photian Schism 1948 PDF
Dvornik The Photian Schism 1948 PDF
Dvornik The Photian Schism 1948 PDF
P H O T IA N SCHISM
History and Legend
By
FRANCIS DYORNIK
BY
FRANCIS DVORNIK
D .D ., D. -es-L ettres (Sorbonne ), H on. D .L it. (.L ondon )
C orresponding F ellow o f the B ritish A cadem y
A ssociate o f the R o y a l A cadem y o f B elg iu m , H on. M em ber o f
the R o y a l A cadem y o f R um ania, M em b er o f the C^ech
A cadem y an d o f the S lavon ic In stitu te, P ro fesso r
in C harles IV U n iversity
CAMBRIDGE
AT T HE U N I V E R S I T Y PRESS
P rin ted in G reat B rita in a t the U n iversity P r es s , C am bridge
(B rook e C rutchley , U n iversity P rin ter )
an d p u b lish ed by the C am bridge U n iversity P ress
(C am bridge , B en tley H ouse , L ondon)
A gents f o r U.S.A ., Canada , cmi/ In d ia : M acm illan
TO THE M E M O R Y OF M Y T E A C H E R
CH AR LES DIEHL
—
CONTENTS
P reface p a g e xi
P A R T I. H I S T O R Y
Chap. I. P o l i t i c a l P a r t i e s , R e l i g i o u s P r o b l e m s a n d
O pen in g C o n flict p. i
Introduction: Photius’ case— Political and religious parties in Byzantium—
Extremists and Moderates in Irene’s and Nicephorus’ reigns— Moderate
policy o f Methodius and the Studite Schism— W as Ignatius appointed or
elected?— When and w h y G regory Asbestas, leader o f the Moderates, was
condemned b y Ignatius— G regory’s appeal to Rom e and the H oly See’s
attitude— Extremist and Moderate intrigues.
Chap. II. I g n a t i u s ’ R e s i g n a t i o n a n d P h o t i u s 5 C a n o n i c a l
E lection p . 39
Nicetas’ testimony— Ignatius’ abdication confirmed b y the Extrem ists’
reports— Photius’ canonical election— Asbestas and Photius’ consecration—
Extremists’ revolt and its m otives— Photius’ reaction— Repercussions o f
these conflicts among the episcopacy and the monastic world.
Chap. IV . N i c h o l a s , P h o t i u s a n d B o r i s p . 91
Radoald and Zachary return to Rom e— Nicholas’ policy and letters to the
Emperor and the Patriarch— Theognostos and the Roman Synod o f 863—
Byzantine reaction in Bulgaria and its development in Rom e— Nicholas’
fatal reply— W as the breach permanent?— Reaction in Byzantium— B o ris’
volte-face; his influence on the growth o f the conflict— The Byzantine Synod
o f 867— D id Photius challenge the Roman primacy?
Chap. V. P h o t i u s 5 D o w n f a l l a n d t h e C o u n c i l o f 869-70
p . 132
Michael’s regime, Basil and the Extremists— D id Photius resign?— Basil’s
embassy to Rom e— Hadrian II’s reaction— The Council o f 869-70— The
Emperor and the legates’ uncompromising attitude— The Bulgarian incident
— Was Ignatius’ recognition b y the Pope conditional?
vii
C ONT E NT S
P A R T II. LEGEND
Chap. I. T he P h o t i a n C a s e in L a t i n L i t e r a t u r e t i l l t h e
T welfth C entury p . 279
Contemporary repercussions— The Anselmo Dedicata— Tenth-century
writers— Unpublished canonical Collections o f the tenth century— His
torians o f the eleventh century— The Photian case in the ‘ Gregorians”
canonical Collections— The Latin Acts o f the Photian Council in the writings
o f Deusdedit and Ivo o f Chartres.
viii
C O N T E NT S
Chap. III. W e s t e r n T r a d i t i o n f r o m t h e T w e l f t h to t h e
F ifteenth C entu ry p . 331
The Eighth Council in pre-Gratian law Collections, influenced b y Gregorian
canonists— Collections dependent on Deusdedit and Ivo — Gratian’s Decretum
and the Photian Legend— From Gratian to the fifteenth century: Canonists
— Theological writers and Historians.
Appendix II. Popes’ Profession o f Faith in Cod. Bibl. Vat. Lat. 7160
and the Profession o f Boniface V III p . 448
B ibliography P· 474
Index p . 488
X
PREFACE
The personality o f the Patriarch Photius has attracted the attention o f
almost all Church historians ever since the Reformation, and their
verdict has in most cases been unfavourable. This traditional view was
confirmed by the researches o f J. Hergenrother in the second half o f
the nineteenth century, and it was generally agreed that his judgement
was based on sound historical evidence. When in 1895 the French
Jesuit A . Lapôtre ventured to propose a few exonerating circumstances
to mitigate the indictment, his voice failed to carry weight and his plea
was rejected by many as being too daring. However, the great advances
in Byzantine studies in the first decades o f the twentieth century tended
to modify this unfavourable opinion, though not to any considerable
extent. Even that great and critical Byzantinist, J. B. Bury, after making
a promising start towards a revision o f the conventional estimate o f the
Patriarch, was unable to dispose o f the formidable array o f arguments
advanced by the Western historians against him. The same may be said
about the French Church historian E. Amann, though he was on the
whole on the right way to a solution.
Ever since I began to study the many problems arising from the
chequered history o f the ninth century in East and West, especially the
lives and works o f the Slavonic apostles SS. Constantine-Cyril and
Methodius, I gradually realized that the history o f the unfortunate
Patriarch required to be rewritten and that the documents on which his
condemnation was based demanded thorough revision. As soon as I
had completed m y study o f the two Greek founders o f Slavonic letters
I proceeded to examine the Collection o f anti-Photian documents and
pamphlets. Being the work o f contemporary writers, and undoubtedly
authentic, they had been used as an incontrovertible dossier against
Photius. The first result o f m y researches was the discovery that the
sources on which the history o f the second schism was based were
valueless, and that whatever had been written about a second rupture
between Photius and Rome was not only inaccurate, but pure mystifica
tion (.Byiantion, vol. v m , 1933). This finding was confirmed to a certain
extent by V. Grumel, who, in a study published in the Revue des Sciences
Philosophiques et Thêologiques (vol. X II, 1933), came independently to a
similar conclusion.
But other problems remained unsolved, one o f them being the
oecumenicity o f the Ignatian synod (869-70) in Western medieval
XI
PREFACE
xiii
PREFACE
CH APTER I
Photius5 name stands at the very centre o f the history o f the ninth
century, one o f the most brilliant periods in Byzantine records, when
Byzantium stood at the close o f a transformation inaugurated at the
beginning o f the eighth century by the Isaurian dynasty and charac
terized by the influx o f oriental ideas. O f this transformation, icono-
clasm was the most notorious symptom. The final restoration of ikon
worship, which took place in 843, embodied the vigorous reaction o f
the Greek spirit against the invasion o f novelties and the reaction
achieved its object: the two elements that had been at variance for over
a century, the Eastern and the Hellenic, at length brought together
into common action the two main and equally important factors o f
Byzantine civilization. From that moment onward, their harmonious
combination led to the happiest results : Byzantium knew a renaissance
that spread from the intellectual to the political arena, and national
sentiment sufficiently asserted itself to claim preponderance in Byzan
tium’s relations with other powers— the Mussulman and Latin worlds.
O f this intellectual renaissance, the central figure was incontestably
the Patriarch Photius. The extent o f his learning amazed his contem
poraries and commanded the respect o f his bitterest enemies. He was
the scion o f a noble Byzantine family o f ancient Greek stock and related
to the Macedonian dynasty. His father, who had suffered persecution for
his fidelity to the cult o f images, was held in great veneration among the
faithful. A favourite at the imperial court, Photius commanded, if not
the love, certainly the esteem o f many rival personalities— the Empress
Theodora, the Logothete Theoktistos, and the young Emperor’s
uncle Bardas; and it was his scholarly reputation that raised to such a
high standard the institute o f learning in Constantinople which was
2
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
3 1-2
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
4
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
Anybody who takes the trouble to read the writings o f Photius5 chief
opponents, especially o f the abbot Theognostos, the archbishops
Stylianos and Metrophanes, the author o f the Vita Ignatii., believed to
be Nicetas o f Paphlagonia, and the remarks o f the anonymous author
o f the anti-Photian Collection, will be struck by the virulence o f their
tone, obviously inspired by hate, and unaccountable on the current
assumption o f purely religious fervour. Its political bias is only too
evident under its thin camouflage o f religious and moral considera
tions. These writings show all the characteristics o f politico-religious
pamphleteering and are the unmistakable product o f the existence in
Byzantium in Photius5 days o f two powerful hostile clans which were
5
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
competing for supreme control over Church and State.1 The existence
o f these two currents o f opinion and temperament can no longer be
denied. The whole o f Byzantium was towards the end o f the eighth
century split into two great parties, whose constant rivalry enlivened
their politics as well as their religion; each aspired to monopolize the
management o f the Church and the Empire.
This same antagonism was likewise a leading factor in the conflict
between Ignatius and Photius and provides the key to the inner meaning
o f the fateful clash within the Byzantine Church and o f the rupture
between Eastern and Western Christendom at the period. But if we
try to examine the original meaning o f this division in Byzantine society,
we are driven to the conclusion that the reason for its existence will not
be found at this particular stage. Not even the iconoclastic interval
could be selected as a possible starting-point o f this evolution, since
similar symptoms are discovered at earlier stages, when Byzantium was
rent by clashes between orthodox and heretics. Party spirit runs
through the whole skein o f Byzantine history like a thread which should
be followed up to the very dawn o f the Empire, if one wishes to get at
its true meaning and its many implications. It would steer us back to
some venerable institutions o f old Rome which were transferred to
Byzantium, where in a Hellenistic atmosphere impregnated by Christian
ideas they took shapes which citizens o f the Roman Republic would
never have recognized. We should then find that Byzantine partisanship
grew out o f the Old Roman Circus parties o f the Blues, the Greens,
the Reds and the Whites.
But such a study would lead us too far astray.2 The part played by
the Blues and the Greens in particular in Byzantine history from its
earliest years till the reign o f Heraclius is not yet fully known and many
problems still await a solution; yet one thing is certain, the religious
evolution o f Byzantium and o f the whole East is inseparably bound up
1 This fact has forcibly caught my attention ever since I started inquiring into
the history of the ninth century; and on one occasion I labelled the two rival
parties, strange as it may sound to some ears, as respectively Liberals or Moderates
on the one hand, Reactionaries, Radicals and Die-hards on the other. Cf. my
lecture ‘ De Sancto Cyrillo et Methodio in Luce Historiae Byzantinae’, read in 1927
at the Fifth Congress for Church Union {Acta V. Conventus Unionistici Velehra-
densis (Olomouc, 1927), pp. 149 seq.).
2 I have summed up all that is known of the Byzantine partisanship that grew
out of the Old Roman Circus parties in a short study, where the bibliography that
matters will also be found— ‘ The Circus Parties in Byzantium, their Evolution and
Suppression’, published in Byiantina-Metaby^antina, Symposium in honour of
Prof. H. Grégoire and E. Honigmann (New York, 1946), vol. 1, pp. 119 -33.
6
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
with the rivalry between the foremost Circus parties o f the Greens and
the Blues. They grew to be a factor o f paramount importance in the
political and religious life o f the Empire.
The part they played in the theological discussions on the doctrine
o f the Blessed Trinity and on the nature o f the Divine Saviour finds its
explanation in the peculiar character o f Eastern Church organization
and mentality. Eastern Christianity was erected on a national basis/
which gave the average faithful active participation in the divine service
and Church life and facilities to give their opinion on even the subtlest
points o f theology. Popular organizations such as the Blues and the
Greens thus offered themselves as rallying centres for champions o f
doctrines true or false to help them in their respective activities.2 Be it
enough to observe here that in nearly every encounter they ranged
themselves on opposite sides as a matter o f course, the Greens mostly
favouring the heretical tenets and the Blues championing Orthodoxy.
This division was strongly marked in the Monophysite conflicts.^
It was Heraclius who put an end to activities that so often placed the
Empire in the greatest peril. But even after his administrative reforms.,
the two currents— one more liberal and moderate, the other more con
servative and reactionary— continued to run side by side. We can trace
them in the history o f the struggle for and against image worship. In
the policy o f the Emperors o f the Isaurian dynasty who favoured
iconoclasm and in the resistance offered by the orthodox there were 1234
1 Cf. my booklet, National Churches and the Church Universal (London, 1944),
pp. 5-18.
2 An interesting instance of Christian influence on the evolution of Byzantine
political institutions. It is paralleled by a similar influence on the Byzantine senate
which acquired more rights than it enjoyed in imperial Rome. This was due to the
growing prestige of the Oecumenical Councils, which had been modelled on the
Roman Senate. Cf. the author’s study, ‘ De Potestate Civili in Conciliis Oecumenicis,
Acta VI Congressus pro Unione Ecclesiarum ’, in Academia Velehradensis (Olomouc,
1930), vol. x · An English translation of the lecture appeared in the review The
Christian East (1932), vol. X IV , pp. 95-108. A masterly exposé of Byzantine political
institutions will be found in N. Baynes’ book, The Byzantine Empire (London,
1925), especially on pp. 5 sq., 114 sq. Cf. also J. B. Bury’s The Constitution o f the
Later Roman Empire (Cambridge, 1910).
3 See the short account of the parties’ attitude in religious matters in my study,
4Circus Parties in Byzantium’, loc. cit., and in G. Manojlovic’s study, re-edited with
additions and corrections in a French translation by H. Grégoire under the title
‘ Le Peuple de Constantinople’, in Bypantion (1936), vol. xi, pp. 655-65. A more
detailed study is found in Gerazim Yared’s ‘ Otzuivui sovremennikov o sv. Fotiye
Patr. Konst, v svyazi s istorieyu politicheskikh Partii v imperii’, Khristyanskoe
Chtenie (1872-3). This work has been overlooked by all those who have dealt with
the problem.
7
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
features that recalled the conflict between the Monophysites and the
champions o f the traditional creed o f the two natures in Christ.
Leaving aside the many problems1 that still remain unsolved, we
shall make it our task to show how, after the liquidation o f iconoclasm,
the old Byzantine spirit emerged again in another form, in the
struggle between the partisans o f ‘ oeconomia5, the liberal policy
o f compromise in matters not concerning the fundamentals o f the
faith, and the intransigent ultra-conservatives, who held that Church
prescriptions should be carried out in all circumstances and with the
utmost rigour.
This new antagonism flared up immediately after the restoration o f
image worship by the Empress Irene. Fully aware that too rigid an
application o f ecclesiastical rules would only exasperate the iconoclasts
returning to Orthodoxy and wreck the chances o f a restoration, she
selected and appointed to the patriarchal office Tarasius (784), a layman
and a Moderate, President o f the Imperial Chancellery, an expert in
public affairs and unrivalled in the art o f negotiating with recalcitrant
opponents.
The Moderates also won the day at the Council of Nicaea (787), which,
after defining image worship and condemning iconoclasm, allowed the
iconoclastic bishops who abjured their heresy to continue to exercise
their episcopal functions. Some intransigent monks, however, pro
tested against the concession and advocated stronger measures against
the former iconoclasts. No sooner was this trouble settled than another
cropped up under the leadership o f St Theodore o f the monastery o f
Studios, he and his followers alleging that the punishment meted out
by Tarasius to the simoniacal bishops was inadequate.2
These incidents only illustrate the new ferment that was stirring both 1*3
8
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
laity and clergy and throwing Byzantine society into rival camps— the
Extremists and the Moderates. The Extremists were generally to be
found among the monks, chiefly the reformed monks o f the monastery
o f Studion, and their spiritual clients, the devout, the traditionalists and
the ultra-conservatives, elements which in virtue o f the norms that will
prevail as long as there exist rich and poor, must necessarily prepon
derate among the leisured and bourgeois classes. The Moderates, on the
other hand, belonged to classes more in touch with the humdrum o f
daily life and were for this reason more inclined to compromise. They
also numbered many well-wishers among the secular clergy, who were
in closer contact with the world than cloistered monks, and among
higher clergy, who were conscious o f heavier responsibilities. Intel
lectual circles were all the more in sympathy with the latter tendency
as the Extremists persisted in their obstinate prejudices against all profane
knowledge. Finally, iconoclasts who had returned to Orthodoxy with
more or less sincerity, could not but support the Moderates in their
own interest.
Its framework thus recast, the Byzantine population found itself back
to the old politico-religious factions o f Greens and Blues ; and the way
questions o f ecclesiastical policy which roused the new party spirit were
being exploited by both sides for political purposes only deepened the
similarity. When in 790 Irene had to hand over the government to her
son Constantine V I, who had come o f age, the first thing he did was to
divorce Mary, whom his mother had forced on him as a wife, and to
wed the court lady Theodota. For fear the impetuous young Emperor
should turn iconoclast if pressed too hard, the Patriarch limited his
intervention to a protest against this violation o f a Church law, and
refrained from taking any ecclesiastical proceedings against abbot
Joseph, who had blessed the union.
The Extremists, led by abbot Plato and his nephew Theodore,
disagreed and insisted on a strict application o f ecclesiastical measures
against the imperial delinquent. But some o f them went further and
took action. When Constantine recalled his mother to share in the
government, the Logothete Stauracius, her trusted confidant, was the
first to realize the value o f the Extremists’ party for furthering Irene’s
ambition to rule alone. He was aware o f her popularity among the
traditionalists who first and foremost venerated in her the pious restorer
o f image worship. Constantine was hopelessly compromised in their
estimation as a result o f his divorce and second marriage. This left that
9
THE P H O T I A N S CHI S M. I. THE H I S T O R Y
party as the mainstay for Irene and Stauracius to count upon, for the
success o f their plot for removing Constantine from government.
Visionaries, always so plentiful among enthusiastic devotees, undertook
to lend the plan a religious consecration and declared in their ‘ pro
phecies’ that Irene, notwithstanding Constantine’s coming o f age,1 had
been elected by God to carry on the regency; and trusting in such
backing, she felt herself in a position to undermine her son’s influence
and hold the reins o f government alone. What greatly assisted the
Extremists in their venture was Constantine V i’s evident incapacity,
his peculiar treatment2 o f the Armeniae Theme, once so loyal to him
under Irene’s first regency, and his failure to rally the opposition party
to his defence. B y his mother’s orders, his eyes were gouged out (797)
in the very room in which she gave him birth, and Constantine V I sank
back into dark oblivion to meditate upon his past mistakes. The E x
tremists had won the day, but not for long.
A counter-plot by the patriots who considered that the Empire would
never be safe as long as a woman sat on the throne o f the Roman auto
crats ended in the proclamation o f Nicephorus as Emperor (October
802)3 and deprived the Extremists o f their political and religious
ascendancy in State affairs. They then relieved their disappointment by
heaping insults on the Patriarch Tarasius for the part he had played,
probably with a light heart, at the coronation ceremony o f the new
Emperor. After Tarasius’ death, they vainly tried to put forward their
own candidate for the office, Plato apparently proposing his nephew
Theodore ,4 but the Emperor was on the Moderate side and selected
Nicephorus, a lay monk and once President o f the Imperial Chancellery.
The Extremists treated the appointment as irregular, and lost all
restraint when the two Xicephori rehabilitated abbot Joseph, who
had been placed under discipline after the fall of Constantine VI.
The Emperor’s moderate policy, without ceasing to favour image
worship, did not display any particular fervour against iconoclasm. This
was enough to prompt some impatient zealots to use weapons other
than spiritual against a regime they judged to be mischievous. One
plot by the partisans o f Irene against Nicephorus immediately after his
TO
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
II
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
1 About the monks’ opposition, often violent, to classical studies, see what I
wrote in my book, Les Légendes de Constantin et de Méthode vues de Byyince^
Byzantino-Slavica, Supplementa (Prague, 1933), pp. 27-31.
12
P O L I T I C A L P A R T I E S A ND R E L I G I O U S P R O B L E M S
1 Consult with reference to this personality the important and discerning study
by H. Grégoire, ‘ Études sur le IXe siècle’ , By^antion (1933), vol. vm , pp. 517 seq.
2 See my book, Les Slaves, Byzance et Rome au IX e siècle, pp. 128 seq.
3 Les Légendes de Constantin et de Méthode, pp. 39 seq.
4 If we may so designate the Constantinople High School.
*3
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
most for the faith and resented it as a compromise. Witness the story
told by Genesios1 and the Continuator o f Theophanes,2 who stated
that Methodius had been accused by his enemies o f indecent assault on
a woman, alleged to be the mother o f Metrophanes, the future arch
bishop o f Smyrna. And the story goes that Methodius gave an ocular
demonstration before an amazed crowd o f his innocence, or rather o f
his physical inability to commit such a crime.
The story has a strong legendary flavour, though there may be some
truth at the bottom o f it. The implication o f Metrophanes5 mother is
characteristic. Metrophanes, as will be seen later, was no admirer o f
Methodius and was subsequently to join the partisans o f Ignatius. This
raises the suspicion that the campaign against Methodius originated
from the circle that bred the enemies o f Photius. The anecdote also
shows that the Extremists did not shrink from vulgar calumny .3 This
for further reference.
The monastery o f Studion was another hot-bed o f rebellion against
Methodius. Since the time o f Plato and Theodore, the Studites had been
the foremost champions o f rigidity. T o fill vacancies and to stabilize
his Church policy, the Patriarch admitted to ordination candidates who
failed to satisfy all the requirements o f canon law, directly they gave
evidence o f their orthodoxy during the iconoclastic persecution, pro
vided they did not belong to the die-hard and rigorist wing. O f this
irregularity the Studites duly made capital, and posing as the champions
o f Church canons, they turned on the Patriarch and severely criticized
his procedure. The conflict ended in tragedy and landed the Byzantine
Church in a grave internal schism. Exasperated by this ceaseless and
malevolent bickering, St Methodius felt driven to excommunicate the
more radical elements o f the Extremist party— Studites, partisans and
all. 1 have on two different occasions recalled the facts o f this conflict.4
Methodius apparently had the whole-hearted backing o f the Olympian
monks, the hermits and the hesychasts, who were jealous o f their
1 (Bonn), pp. 83 seq. 2 (Bonn), pp. i57seq.
3 Cf. F. Hirsch, Byzantinische Studien (Leipzig, 1876), p. 154; and J. B. Bury,
A History o f the Eastern Roman Empire. . ., p. 15 1.
4 Les Slaves, Byzance et Rome au IX e siècle, pp. 128 seq.; Les Légendes de
Constantin et de Méthode, pp. 123 seq. Attention is called to a notice on this schism
which may be read in the anti-Photianist collection (Mansi, vol. xvi, col. 444): εάν
επι του άγιω τάτου Μεθοδίου, διά τό παραβηναι εν ιδιόχειρον, τινές καθηρέθησαν*
ου μόνον οϋτοι, αλλά και οι συλλειτουργήσαντες τούτου* ττόσω μάλλον οι νύν
επίορκοι ούχ άπαξ, αλλά πολλάκις, οϊ δε καθ’ εαυτών αύτοι και ψήφον επήνεγκαν,
άναθεματίσαντες εαυτούς, εΐ παραβαϊεν. This reference to the schism under
Methodius is characteristic and has escaped the historians’ attention.
14
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
15
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
one can sympathize with the biographer’s desire to place his hero in the
best possible light and earn for him the goodwill o f monastic circles—
so particular and sensitive on this point— to which he probably belonged
himself. Again, he was writing at the time the incident was definitely
closed, when it was only to be expected that he should not wish to
insist on an occurrence which the admirers o f Methodius, and chiefly
the Studites, always a powerful element in the Church, were only too
glad to forget. One only regrets not to be able to collate this bio
grapher’s account with what a fellow-countryman o f Methodius,
Gregory Asbestas,1 wrote on this incident. The fact that the Life o f
Methodius by the bishop o f Syracuse was probably destroyed later by
the Ignatians would suggest that it contained information particularly
unpalatable to the enemies o f Methodius.
The incident we have just related was more momentous than it has been
till recently realized, for the Studite schism, whose rise and growth
remained so long unsuspected,12 was to cast its deep shadows over the
religious evolution o f the whole subsequent period. It is extremely
difficult to find a key to the vicissitudes through which the Byzantine
Church had to struggle after the death o f Methodius. The position,
anyhow, seems to have been critical. When some o f the monks passed
over to the schism, the government took alarm; and though it had
approved the deceased Patriarch’s religious tactics, it was none the less
taken by surprise at the Studites’ attitude. It had never occurred to the
government that the opposition would prove so obstinate, nor that the
Patriarch would put so much energy into the defence o f his authority.
The Empress Theodora, whose personal inclinations lay with the ex
tremist monks, must have felt particularly sorry, in view o f this pious
woman’s touching efforts with certain eminent members o f the party
to rehabilitate her husband’s memory.3 So anxious was she to prevent
the heroes o f her faith, whom she held in the highest esteem, from
condemning the memory o f one she had loved so dearly, that she did
not even shrink from a pious lie, when she asserted that her husband
16
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
18
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
was holding and exclaimed that instead o f being blessed with a pastor,
the Church had been handed over to a wolf. He then swept out, fol
lowed by a number o f ecclesiastics, chief o f whom were Peter, bishop
o f Sardis, and Eulampius, bishop o f Apamea.
19 2-2
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
question has been preserved (Add. MS. no. 8873, ff. 162, 162 a). B y
mischance, the copyist has omitted to follow the chronological order.
He has also copied as mall fragment from another letter addressed by
Leo IV to Ignatius, in which the Pope refused to accept the pallium sent
by the Patriarch. The Church o f Rome, ‘ magistra et caput omnium
ecclesiarum5, cannot accept the pallium from another Church, since it is
hers to distribute it ‘ per totam Europam ad quod delegatum est5. The
refusal is courteous, the Pope apologizing twice, but the tone o f the
letter is none the less firm. Now Jaffé also dates this letter about 853.1
It may be questioned whether it bears any reference to Gregory
Asbestas5 case and whether it may be thus dated.
It rather looks at first sight as though this fragment had been extracted
from the Pope’s reply to the Patriarch’s synodical letter, since it used
to be on such occasions that mutual presents were sent. It should
therefore be dated 848 or 849, even 850. There exists but scant informa
tion on the dispatch o f synodical letters, which perhaps were not always
sent immediately after a Patriarch’s accession. P. Ewald2 also is o f
opinion that the letter relating to the pallium had been dispatched
previous to the letter concerning Gregory Asbestas, and he surmises
that the copyist contented himself with copying a few fragments from
the register o f the last five years o f Leo IV (850-5), a hypothesis
which seems well founded. If such be the case, the condemnation o f
Gregory Asbestas and his friends could not have taken place till some
time after Ignatius’ accession. Though 853 might be retained, 854
seems the likelier date; for one cannot admit such a protracted
interval between the appeal to Leo IV and the second move with
Benedict III.
It is clear from the foregoing that the writer o f the letter knew only
o f one synodical condemnation o f Gregory and his friends, though its
exact date cannot be given, since the letter in question bears no date.
Owing to the traffic difficulties between the two cities, we are left to
1 Regesta, no. 2647, MS. f. 170 a; M .G .H . Ep. v, p. 607.
2 ‘ Die Papstbriefe der Britischen Sammlung’, in Neues Archiv (1890), vol. v,
p. 396. Cf. the two letters, ibid. pp. 379, 392. We must take into account the traffic
difficulties between Rome and Constantinople (see pp. 139, 171). Ignatius became
Patriarch in June 847. As he had first to settle the S tudite Schism and as the dis
agreement with Asbestas had caused a stir in the ecclesiastical circles o f Byzantium,
it took some time for the situation to return to normal. Traffic between the two
cities being suspended from October till March, he could scarcely have sent a legate
to Rome before the spring or the summer of 848. Normally, the Pope would have
answered his letter only in 849. Any delay in the dispatch of legates by either the
Patriarch or the Pope would have deferred the papal reply till 850.
20
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
guess that the synod had taken place the year previous to the dispatch
o f the Pope’s letter in 852 or 853. It also follows that the charges
brought in 847 against Gregory must have been pretty feeble for his
condemnation to be held over for five years and one may reasonably
wonder if Ignatius was not somewhat rash in provoking the painful
scene at St Sophia on his enthronement day. But this incident had
nothing to do with Asbestas’ condemnation and the true motive must
be sought elsewhere.
Let us see now if the conclusions derived from Leo IV ’s letters find
confirmation in other sources that bear on Asbestas’ case. It is alleged
by Pseudo-Simeon1 that Asbestas committed a breach o f canon law by
consecrating the priest Zacharias to the bishopric o f Taormina. It
should, however, be remembered that this same priest, again according
to the same quotation from Pseudo-Simeon, had been sent to Rome by
his fellow-countryman Methodius and was the Patriarch’s trusted con
fidant. There would then have been no difficulty for Asbestas in
obtaining a dispensation in favour o f one whom the Patriarch
held in such high esteem. Pseudo-Simeon’s allegation is therefore
suspect. This same writer further pretends that the bishop o f Syracuse
had been suspended by Methodius on the ground o f this same ordina
tion, a statement which is patently false and puts the witness out o f court.
The most important document on the Greek side is the letter o f
Stylianos o f Neocaesarea to Stephen V. After stating that the Devil
had prompted Asbestas and his two companions to alienate the faithful
from Ignatius, Stylianos writes:
The Patriarch tried to save them from falling a prey to the unclean spirit
b y their severance from the Church o f God : he repeatedly summoned them
before a synod, treated them kindly, but could not save them ; and eventually
deposed and anathematized them. T h ey however sent messengers and letters
to the most holy Pope o f Rom e at that time, the blessed Leo, and asked him
for protection, as though they had been the victims o f injustice. The Pope
wrote to Ignatius, asking him to send a representative to the older Rom e so
that he might learn from him how matters stood with those schismatics.
W ithout unnecessary delay, the Patriarch sent the monk and confessor
Lazarus with letters, as he was well acquainted with the affair. Lazarus told
the Pope everything; and the Pope judged and condemned them as schis
matics as Ignatius had done. W hen the blessed Pope Leo died, they again
molested Benedict, the Pope o f Rom e, and his successor with the same
1 (Bonn), p. 671.
2T
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
complaints. But after careful examination, the most holy Benedict pro
nounced against them the same sentence as Ignatius.
22
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
23
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
We are also told that Gregory and his friends appealed from the synodical
condemnation to Pope Leo IV. This must have happened in 853, or
better, in 854. Let us now examine the attitude o f the Roman See.
Stylianos’ assertion that Leo, after hearing Ignatius’ envoy Lazarus,
confirmed the Patriarch’s sentence and that his successor Benedict did
24
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
The statement is clear. Further in the letter, the same Pope adds that
if Gregory and his friends had committed against Ignatius, in the reigns
o f Leo IV and Benedict III, the same offence as they perpetrated by
deposing him and crowning Photius, and had thus taxed the patience
and clemency o f the Holy See, those two Pontiffs would to a certainty
have unhesitatingly condemned them.12*This can only mean that Nicholas
was quite aware that those two Pontiffs had condemned neither Gregory
nor his companions. Besides, according to the Liber Pontificalis,3
Lazarus did not reach Rome till after the death o f Leo IV which occurred
on 17 Ju ly 855. In that case, Leo could neither hear him nor consider
Ignatius’ sentence.
The letter sent to Ignatius, probably in 854, severely rebukes the
Patriarch for abusing his powers in condemning bishops without con
sulting the Holy See; and we must presume that it also contained an
invitation to send representatives to Rome to answer the charges made
by bishop Zachary, Asbestas’ envoy. The copyist o f the Britannica
quotes from the papal letter only the passage on the rights o f the Roman
See, but omits the Pope’s request for the dispatch o f a special envoy.
There is nothing in the letter to indicate any move on the part o f
Ignatius before the summons from the Papal Chancellery.4 It is difficult
to state with any precision when Lazarus arrived in Rome. It may have
been in the second half o f 855, or in 856. The Liber Pontificalis, it is
true, mentions Lazarus’ arrival at the end o f the sketch o f Benedict’s
life; but this is not conclusive, since the writer prefaces his account o f
25
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
26
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
1 M .G .H . Ep. Vi, pp. 500, 501. 12 Mansi, vol. xvi, col. 74.
3 M .G .H . Ep. VI, p. 519: ‘ A Gregorio, Syracusano dudum episcopo a synodo
damnato et ab apostolica sede vincto.’ P. 521: 4Gregorius. . . a decessore meo
sanctae memoriae papa Benedicto obligatus.’ And further down: 4A decessore vere
sanctae memoriae Benedicto papa obligatis hominibus.’ Cf. the circular letter to
the oriental bishops, ibid. pp. 557, 558, 559. 4 Mansi, vol. xvi, col. 300.
3 Cardinal Hergenröther conjectures for instance (Photius, vol. 1, p. 361) that
the Holy See’s dilatory attitude to the Asbestas case only encouraged his partisans
to intensify their attacks on Ignatius and that as a result Theodora convoked the
synod which Ignatius did not attend. This second synod would have excommuni
cated Gregory’s schismatic party and sent the monk Lazarus to take the Acts to
Rome. This speculation is unwarranted. We have seen that there is evidence only
of one synod, that of 853, and that it was the only one to pass sentence on Asbestas.
27
THE PH ΟΤΙ AN S C HI S M. I. THE H I S T O R Y
access to the defendant’s file, since Zachary must have stayed in Rome
waiting for the arrival o f the Patriarch’s envoy, he considered it pre
mature to decide the case. Instead, he gave the instructions we know.
It is clear from the documents that there was no final verdict and that
the affair must have dragged on from 856 till 858, a long time in a matter
considered to be so urgent. Before trying to find out what happened
to cause the delay, let us first examine the Acts o f the synod o f 861
summoned to judge Ignatius, and where his attitude to Asbestas was
explained.
An extract from the Acts o f this synod has been preserved in the
famous canonical Collection o f Cardinal Deusdedit and the problems
raised by this Collection will be discussed presently.1 The story o f
G regory’s condemnation and o f the Pontiff’s intervention could have
been reconstructed in the light o f these Acts, but since their authenticity
has been questioned, we preferred first to examine the information
supplied by documents whose authenticity is undisputed. In any case,
the evidence o f the Acts is exactly identical with that o f other sources.
In these we find that in the course o f the first session the legates o f Pope
Nicholas I— Radoald, bishop o f Porto, and Zachary, bishop o f Agnani
-— addressed Ignatius in the following w ords:12 ‘ There is this against
28
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
you, that as you were accused in Rome, Pope Benedict wrote to you
expecting an answer; yet you did not deign to reply either personally
or by proxy. So we have come to examine your case according to the
tradition o f the holy Fathers and the Canons.5 Later they said: 4As
bishop Zachary had lodged an indignant complaint at Rome, and Pope
Benedict sent you a letter requesting you to send at once your repre
sentatives to the Apostolic See, and as the same bishop Zachary with some
others again would come so that both parties should explain themselves
in the presence o f the Pope, he did come, but you sent nobody.’ Igna
tius: ‘ Which month did I receive the Pope’s letter?’ They answered:
‘ We do not know.’ Ignatius said: ‘ I received the letter in the month
o f Ju ly and I was expelled nine or ten days later: where was the time
to answer?’ During the third session the apocrisiaries declared: ‘ You
know that at the time o f Pope Benedict bishops came to Rome with
many and grave complaints against you and the Apostolic See sent you
a letter asking you to send your representatives and you did not com ply.’
Ignatius said: ‘ You see what happened to me; so, I could not send
them.’ The protospathar John then pointed out: ‘ Ignatius has said:
“ l a m not being judged, for you have not been sent as judges by the
great judge, the Pope o f R om e.” And yet, did he not send Lazarus to
Rome on a similar occasion to ask for confirmation o f a deposition
which he had unjustly ordered? He accepted the Roman Church as
the judge then, but does not do so n o w !’ Then the apocrisiaries:
‘ W hy do you not receive us, since you wrote to Pope Benedict asking
for a Roman judgement? ’ Lastly, bishop Zachary declared at the fourth
session: ‘ I went to Rome and complained to the Holy Father that
Ignatius had entered the Church without an election, ejected the Bishop
o f Syracuse and replaced him by two others.’ The synod said: ‘ We all
know that Ignatius deposed those bishops without any reason and put
others in their place.’
The comparison o f these documents is significant, since they all
complement each other. Whatever is said on the subject by the Acts
o f the synod o f 861, whose extracts have survived only in Latin in
the canonical Collection o f the eleventh century, is confirmed from
other sources. This is important, for the Acts supply on the Ignatian
case other details which we shall have occasion to examine. A ll one can
say at present is that these are important witnesses it seems difficult
to set aside.
One thing seems certain: invited by Benedict III to send representa
tives to Rome to explain matters, Ignatius did not comply. B y his own
29
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
30
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
tained in the Acts o f the synod o f 861 to the effect that Zachary went to
Rome for the second time, with the Patrician Baanes’ denial at the fourth
session o f the Council o f 869-70 that Zachary ever went to Rome ‘ for
his trial’ ? But the contradiction is only apparent. Baanes referred to
the actual trial and so far was right, as Zachary and his friends never
went to Rome for it. Whilst their case was pending before the court o f
appeal, they omitted, after Ignatius’ expulsion, to press for a decision
in Rome and contented themselves, as we shall see presently, with the
satisfaction which the synod o f 861 gave them. The undertaking they
had signed in Rome, as stated by the papal legates in the same passage,
that they would ‘ in all things follow the judgement o f the H oly Roman
Church’, did not trouble them.
One more detail that might explain Ignatius’ omission to send
explanations to Benedict III. According to a statement made by
Zachary at the synod o f 861, the aggrieved bishops, besides complaining
in their appeal to Rome o f their unfair deposition, also questioned the
legitimacy o f Ignatius’ office on the ground that instead o f being elected
by a local synod and confirmed by the Emperor, he had straightaway
been appointed Patriarch by the Empress Theodora, then the Regent,
in contravention o f local canonical custom. It appears that it was this
particular charge which the Pope wished especially to investigate, since
Lazarus, the Patriarch’s first envoy, could neither deny the fact nor give
any satisfactory explanation. One can understand the Patriarch’s dismay
and that o f his followers on learning that both his verdict and the legiti
macy o f his office had been taken exception to. Rome’s intention even
to consider such a charge must have looked to many Ignatians like
taking sides with the Patriarch’s enemies, and this at a time when, after
the elimination o f the Empress’s Minister Theoktistos, Theodora’s
power seemed to slip into the hands o f the Gregorian party. Little
wonder that Ignatius felt reluctant to submit to such an inquiry. This
frame o f mind would be more consistent with the attitude he adopted
at the synod o f 861, as we shall see in the next chapter.
The facts as explained allow us to draw a few conclusions. First o f
all, the incident under discussion was far more serious than has generally
been supposed, although the Holy See’s hesitation, and chiefly Pope
Benedict’s attitude, would lead one to think that the reasons for G regory’s
and the two bishops’ deposition were trivial and open to discussion.
It is also important to underline the fact that G regory’s co-defendants
appealed to Rome as to a higher court, on the strength, as explained,
o f the canons o f the Sardican synod. Let us also note that G regory’s
31
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
faction, for all its anti-papal reputation, actually chose to fight Ignatius
by spreading the rumour that he had refused to acknowledge the Pope’ s
letter. These facts cast a curious light on the mentality o f the Byzantines
in the ninth century and on their respect for the See o f Rome. To be
noted also is that Ignatius, at least at that time, was not sufficiently
aware o f the importance o f that See and its claims on the universal
Church, as was evidenced by his first official contact with the Pope.
Ignorance o f usage on similar occasions in presenting the Pope among
other things with a pallium and drawing on himself a categorical refusal
illustrates Ignatius’ simplicity, though the way he dealt with Asbestas’
appeal to Rome proves that he protected none the less jealously the
rights o f the Patriarchs o f the second Rome and did not like the Roman
See’s intervention in the affairs o f his patriarchate. Nevertheless, he
did not deny the rights o f that See, though it is also true to say that he
could not have done so without provoking his enemies’ legitimate
criticism for disregarding the canons o f Sardica.
32
P O L I T I C A L P A R T I E S A ND R E L I G I O U S P R O B L E M S
heretical doctrine on the two souls, and explained to his intimate friend
Constantine the Philosopher, future apostle o f the Slavs, who upbraided
him for it, that he only wanted to see what the Patriarch, ignorant o f
syllogisms and contemptuous o f philosophy, was going to do about it,
were a heresy suddenly to burst at his feet.
This anecdote sounds suspect. Even Hergenröther1 refused to take
it literally, and attributed the heresy in question to some o f Photius’
students deliberately exaggerating certain o f their master’s sayings in
order to bait the unlettered Patriarch. But the Acts find nothing to say
about it. As the Eighth Council voted a canon— the tenth in the Greek
summary and the eleventh in the translation by Anastasius2— which
condemned a similar heresy, it must have been preached in Byzantium
by somebody, but its author was certainly not Photius, nor one o f his
students. The Fathers o f the Eighth Council, who collected whatever
they could lay hands upon in order to convict Photius, would certainly
not have overlooked a heresy propagated either by him or by one o f
his students. The condemnatory canon mentions neither, and Photius’
bitterest enemies, bishop Stylianos, Theognostos and Nicetas, knew
nothing about it. Only one single writer, Simeon Magister,3 fathers the
heresy on Photius, with this important difference between him and
Anastasius, that according to Simeon, Photius, as a Patriarch, openly
preached the said doctrine from the ambo o f St Sophia. But his story
betrays signs o f fantastic romancing and should be classed with the
mendacious fabrications scattered over Byzantium by Photius’ worst
enemies, bent on rousing the populace against him. It is not the only
fairy tale in Simeon’s collection. There is, besides him, the compiler o f
the anti-Photian Collection,4 to be discussed later, who also attributes
to Photius the doctrine o f the two souls, but we shall find that this
writer does not always deserve the credit he claims.
As regards Anastasius, he picked up his anecdote in Constantinople,
in ultra-Ignatian circles, which he frequented at the time. In his letter
to Gauderich o f Velletri,3 a letter intended to preface his translation o f
Constantine’s work on the recovery o f St Clement’s relics, he confesses
having had in Constantinople interviews with Metrophanes o f Smyrna,
one o f the most devoted partisans o f Ignatius and who happened to be
an exile in Cherson at the time o f the alleged recovery o f the relics;6
1 Photius, vol. in, pp. 444-6. 2 Mansi, vol. xvi, cols. 404, 166.
3 (Bonn), p. 673. 4 Mansi, vol. xvi, col. 456. 3 M .G.H . Ep. vu, p. 437.
6 Consult on this subject my book, Les Légendes de Constantin et de Méthode,
pp. 190-7.
DPS 3
33
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
1 Cf. Laehr,£Briefe und Prologe des Bibi. Anastasius’, in Neues Archiv, vol. x l v ii ,
p. 429.
2 See for instance Photius’ homilies, Aristarchos, Φωτίου λόγοι και όμιλίαι
(Constantinople, 190°)? vol. ι, pp. 339 secN 35$ (hom. ΜΓ), p. 423 (hom. ME);
P .G . vol. 102, cols. 85 seq., 101, 156; Aristarchos, loc. cit. vol. 11, pp. 81, 130
(hom. ΜΘ). See also Photius’ sayings which Aristarchos takes for the Patriarch’s
lectures on philosophy, ibid. vol. 1, pp. 62, 63, 90-5, 110 - 13 , 218, 220.
3 E. Amann, ‘ Photius’, Dictionnaire de Théologie Catholique, vol. xii, col. 1560:
‘ Quant à l’histoire racontée par Anastase sur l’hérésie des deux âmes, ballon d’essai
lancé par Photius pour démontrer l’incapacité théologique d’Ignace, on aimerait à
en avoir de plus sérieux garants.’
4 Mansi, vol. xvi, col. 169. 3 P ,G . vol. 105, col. 528.
34
P O L I T I C A L P A R T I E S A ND R E L I G I O U S P R O B L E M S
35 3-2
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
1 For details, cf. Bury, A History o f the Eastern Roman Empire. . ., pp. 157 seq.
2 On these rumours and Ignatius’ line of conduct consult my book, Les Légendes
de Constantin et de Méthode, pp. 139 seq.
36
P O L I T I C A L P A R T I E S AND R E L I G I O U S P R O B L E M S
The new regime had little reputation left; but on the face o f it, Ignatius
seems to have carried his zeal too far. There is a simple and natural
explanation for Bardas’ affection for his daughter-in-law: after losing
a son he loved dearly, he transferred his paternal affection to the son’s
wife, who in her bereavement needed it. Such cases are fairly common.
All the chroniclers who mention the accusation, including Nicetas the
Paphlagonian, Ignatius’ 'biographer’, only refer to rumours current in
Byzantium and reported to the Patriarch;1 and they would have spoken
in different terms had there been any serious evidence o f Bardas’
immorality. St Tarasius, St Nicephorus and St Methodius would in
similar circumstances have acted with greater circumspection than did
St Ignatius. It is not here suggested that Ignatius was in any way
implicated in this political plot; for we are more and more convinced
that he was a saintly man and fully deserved the honours which the
two Churches have paid him on the altars for centuries; and the study
of contemporary documents only confirms this conviction. The fanatics
of the Extremist party merely took advantage o f his simplicity, his lack
of discretion and his inexperience in politico-religious matters, and that
was all there was to it.
To cut short all further intrigues and deprive his enemies once for
all o f all hope o f return to power with the assistance o f Theodora and
her daughters, Bardas decided to render his sister and his nieces harmless
by sending them to a convent. He acted, it must be admitted, with
great leniency, for Byzantium was used to worse scenes and a repeti
tion o f the tragedy that befell Constantine VI and his sons and cost
them their lives would not have perturbed its equanimity so very
deeply.
Ignatius was asked to bless the Empress’ veil, a request which to
Bardas’ way o f thinking was meant to give him the chance to prove his
innocence in the political plots o f the Extremist party. But this was
asking too much. It was not so much his religious temperament and
his rectitude that caused him to demur, but the fact that he owed the
Empress everything: she had selected him for the patriarchal dignity
and he meant to remain loyal. He refused. In his refusal the govern
ment found evidence o f the Patriarch’s complicity with the enemies o f
the new political regime and felt all the more irritated as the fanatics
exploited his attitude against Bardas, Michael and their partisans, and
37
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
38
C H A P T E R II
39
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
40
I G N A T I U S ’ R E S I G N A T I O N AND P H O T I U S ’ E L EC T I ON
were two Patriarchs at the head o f the Church. And yet, Nicetas’
special pleading in favour o f Ignatius would have been much enhanced,
had the author been able to record an unjust deposition.1 His silence
seems fairly significant.
In order to get at the truth, which in Nicetas’ story can sometimes be
read between the lines, one should collate it with other accounts, some
o f them coming from Ignatian circles. Now we happen to possess the
evidence o f five valuable contemporary documents, two o f them, the
Acts o f the Eighth Council and the Life o f St Euthymios, being in a
class apart, and the three others— the statements o f bishop Stylianos o f
Neocaesarea, o f the monk Theognostos and o f Metrophanes, metro
politan o f Smyrna, all partisans o f Ignatius. T o these three Ignatian
records may be added what Anastasius the Librarian states about events
in Byzantium at the time o f Photius’ elevation to the patriarchal throne
and the account given by the anonymous author o f the anti-Photian
Collection.
The Acts o f the Council o f 869 are the first source to mention
Ignatius’ abdication. In the sixth session, Elias, representing the
Patriarch o f Jerusalem, said :2
. . . Inquiring into all the facts, we have ascertained that when Ignatius, the
saintly Patriarch, was in exile, he suffered violence and that a rumour was
falsely and unjustly spread o f his having resigned the throne o f Constanti
nople. T o this we must add, as the Church o f the Romans has repeatedly
maintained, that we do not believe that any resignation was ever tendered;
and if it was tendered, we cannot accept it, since it was w ron gly forced on him
by violence and against his will, as is easily perceived. This much is therefore
certain, that whoever lives in exile and under duress cannot be held to renounce
a throne as it ought to be renounced, for he did not expect to live; he expected
death at any moment and daily prepared to suffer, the worst.
The Greek summary o f the Acts is more laconic, though more explicit
than the translation by Anastasius: ‘ The deed o f abdication signed by
the Patriarch Ignatius in exile is null and void and must be considered
vitiated by the fact that it was forcibly extorted.. . . ’3
Other evidence comes from the same session o f the Council, namely,
the cross-examination o f the Photianist Eulampius by the Emperor
1 Carefully note that by insisting on the efforts made by the government to induce
Ignatius to resign, Nicetas implicitly denies the belief so generally accepted that
Ignatius’ internment in Terebinthos was equivalent to a deposition. Had a sèntence
o f deposition been passed, why those efforts on the part of the government to
compel the Patriarch to abdicate?
2 Mansi, vol. xvi, col. 85. 3 ibid. col. 345.
41
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
B a sil:1 ‘ Eulampius: And yet, kind sir, the Lord Ignatius did resign.
The E m p e r o r . . . : Who deposed him? Eulampius: The Emperor
deposed him. The Emperor. . . : And where was he when he resigned?
Eulampius: Abroad, in his island. The Emperor. . . : No doubt, he
sent a messenger to the Emperor to inform him o f his intention to
resign.. . . Give us the name o f that messenger.5 But just when we
expect to hear particulars o f Ignatius5 resignation, the dialogue is cut
short by the Holy See’s legate Marinus refusing to listen any further
to people who have already been condemned by Rome. In the Greek
summary o f the Acts, this passage is also given in abbreviated form, but
in clearer t e r m s ‘ But meanwhile the lord Ignatius resigned. The
Emperor said: When he had been forcibly dethroned, sent into exile
and asked to resign in that state, how could his resignation be valid
and not extorted?5 It should be observed here that this official docu
ment directly contradicts the evidence o f Nicetas.
In another document, the Life o f St Euthymios, a contemporary
work, we read : 3
He [Ignatius] governed the Church for ten long years; but being per
sistently harassed b y the imperial rulers and openly and deliberately per
secuted, he at last gave up this hopeless struggle against men who suffered
from an incurable disease and breathed nothing but malevolence. He there
fore relinquished the patriarchal throne and the direction o f the Church, a
decision in which he yielded partly to his own preference and partly to
external pressure. A fter handing in to the Church his act o f resignation, he
withdrew to his monastery, being persuaded that this would be preferable.
The Governm ent’s evil dispositions being what they were, he elected to
devote him self to meditation and quiet commune with God rather than draw
disaster on him self and his flock. W hen the rumour spread that the archbishop
had been expelled from his ecclesiastical see against his will and that for this
reason people refused to enter into communion with the new Patriarch, the
holy father Nicholas himself, for fear o f entering into communion with the
same, left his monastery. A ll this happened under the new Patriarch, a shining
light o f orthodoxy and o f all the virtues, namely, the blessed Photius, who
as suggested b y his name, illuminated the whole world with the plenitude o f
his wisdom. From his infancy he had been consecrated to Christ and in
defence o f His icons had faced confiscation and exile. From the outset, he
was a true associate o f his father in all his struggles and virtuous practices.
1 Mansi, vol. x vi, col. 88. 2 Ibid. col. 349.
3 L. Petit, ‘ Vie et Office de St Euthyme le Jeune’, in Revue de VOrient Chrétien
(1903), vol. vin, pp. 178, 179. See my book, Les Légendes de Constantin et de
Méthode, pp. 143, 144.
42
Ig n a t iu s ’ r e s ig n a t io n an d p h o t iu s ’ e l e c t io n
Hence his life was made wonderful and his death agreeable to G od and con-
firmed b y miracles.
43
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
votes in accordance with law and usage, he was summarily installed b y the
Caesar. This is the reason w h y the bishops unanimously disowned him,
nominated their own three candidates and for a long time stood b y their
decision. Eventually, they were outwitted and all gave in, except five,
including myself. W hen we realized that all the bishops were corrupt, we
considered that w e should demand that he should sign an official declaration
in which he professed to be a son o f the Church in Christ and bound him self
to remain in communion with our very saintly Patriarch. W e preferred doing
this rather than disobey our Patriarch, who had expressed a desire that we
should elect as Patriarch one belonging to our Church in Christ. It was then
that he signed in our presence a declaration affirming his wish to regard
Ignatius as a Patriarch above suspicion and guiltless o f the charges made
against h im ;1 that he would never say a word against him nor allow anyone
else to do so. On those conditions we accepted Photius, though under
protest and pressure from those in authority. But he soon broke the word he
had signed and deposed Ignatius. Thereupon the whole body o f the bishops
o f Constantinople met and anathematized Photius, declaring him dethroned
b y the Father, the Son and the H oly Spirit. So unanimous were the bishops
at that moment that they turned the anathema against themselves, in case any
one o f them should ever acknowledge Photius. And as they went on holding
meetings for forty days in the church o f St Irene, he retaliated b y summoning,
with the assistance o f Bardas, a synod in the church o f the H oly Apostles and
again deposing and anathematizing Ignatius. It was then we personally
upbraided him for his crime, with the result that we were subjected to violence,
arrested without a warning and imprisoned for days in the evil-smelling jail
o f the Numeroi. Ignatius was imprisoned with us and put in irons; others
were locked up in the Pretorium prison. Then we were set free and banished,
the Patriarch to Mytilene, others elsewhere, whilst Photius sent to Old
Rom e four metropolitans o f his own party, to explain his case to his own
advantage and to Ignatius’ detriment. But the godly Pontiff, although there
was none present on our behalf to plead our cause— our enemies would not
allow it— summoned a council o f the W estern bishops, condemned Photius
on the strength o f his own letters and treated him like a layman.
44
I G N A T I U S 5 R E S I G N A T I O N AND PHOTI US * E L E C T I O N
45
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
It is obvious that this document goes even further than the witnesses
quoted previously, for it shows that Ignatius wished to resign at the
beginning, i.e. at the first clash with the new government. No sooner
had Bardas interned Ignatius at Terebinthos, than the latter’s followers,
probably realizing that things were beginning to look dangerous, went
back on their previous intentions and advised Ignatius to resign, taking
the precaution to ask Photius for guarantees. The account makes it
evident how misleading it was to interpret events exclusively in the
light o f Ignatius’ ‘ biography’ .
Another witness from the Ignatian camp, the monk Theognostos,
confirms the accuracy o f this interpretation. He is, as we have said,
silent about the events following Ignatius’ internment, but when he
describes in Ignatius’ name his trial by the synod o f 861, he makes a
slip and allows the truth to leak out. This is what he puts into Ignatius’
mouth .*33 *I
I asked leave to greet the legates Rhodoald and Zachary, and leave being
granted, I bowed to them and asked what they desired. T h ey answered: W e
1 Mansi, vol. xvi, col. 441: εκών υποχωρήσαι εβούλετο.
z και ούτως επέσχον τής ορμής τον Ιγνάτιον.
3 Mansi, vol. xvi, col. 297; P-G. vol. 105, cols. 857, 860.
46
I G N A T I U S ’ R E S I G N A T I O N AND P H O T I U S ’ E L E C T I O N
are the legates o f the Rom an Pope Nicholas I and we were sent to try your
case. I asked them again if they had not brought me any letter from His
Holiness. T h ey answered: N o, since they had not been sent to a Patriarch,
but to a man condemned b y a local synod. W e are ready, they said, to do
whatever the canonical decrees lay down. Then, said I, first dismiss the
adulterer. I f you cannot do that, you are no true judges. T h ey replied b y
pointing to the Em peror: He wants it so. Then those around the Em peror
turned to me and invited me, b y suasion and threats, to resign.1 But they
failed to convince me. Then they turned to the metropolitans, insulting and
incriminating them in many w ays, saying that surely2 they had already accepted
m y resignation.3 W h y then did they again claim me as their Patriarch? T o
this the metropolitans replied: A t that time,4 having to choose between two
evils— the Em peror’s anger and the people’s revolt— we chose the lesser.
T o-day, you who are near the Em peror, return the throne to the Patriarch and
leave us alone. Then the imperial officials began again to exhort me, insisting
on m y resigning o f m y own accord, so as to enable the adulterer to rule the
Church in perfect peace. A s I refused to be persuaded, they dispersed that day.
47
THE PH ΟΤΙ AN S CHI S M. I. THE H I S T O R Y
The foregoing records have given us a clear picture o f how the election
o f the new Patriarch came about. It remains to complete them with
information from elsewhere. From the evidence produced, we may
already infer that the government wanted a man whose loyalty was
above suspicion, and it betrayed an inclination to nominate one straight
away. It hinted at the name o f Photius as that o f the most likely can
didate. But the bishops, chiefly Ignatius’ partisans, insisted on the
observation o f canon law, i.e. on the bishops meeting synodically and
presenting three candidates o f their choice to the Emperor. Satisfaction
had to be given and the synod was summoned. But before the synod
could proceed with the election, it was called upon to settle another
matter. We must remember that at the time o f the synod meeting
Gregory Asbestas’ group was still under a ban. The position needed
rectifying, since the Moderates had after all had the best o f the fight and
Gregory was still the leader o f the party’s ecclesiastical members. The
position forcibly recalled that o f the Studites at the death o f the Patriarch
Methodius, though Asbestas and his friends could claim that the highest
court o f appeal, the See o f Rome, had not confirmed the Patriarch’s
verdict. Their suit was then pending. Ignatius gone, they were now in a
position to ask the synod, which represented the Church o f Constan
tinople during the vacancy o f the patriarchal See, to do the right thing by
annulling the sentence passed on them; and the synod felt all the more
disposed to give them that satisfaction, as it saw no other way o f restoring
peace within the Byzantine Church. The new government took a personal
interest in the affair and the synod rehabilitated Gregory and his friends.1
48
I GNA TI US * R E S I G N A T I O N AND PHOTI US* E L E C T I O N
canonibus jubentibus agi rite potest.. . .Jam vero si dicitis: Non ego absolvi, sed
a pontificibus, ut solverentur, postulavi, e contra illi multo magis a vobis postulare
debuerunt, ut, si eum velletis absolvi, legitima ecclesiastici tenoris absolutio pro
veniret/ 1 Mansi, vol. xvi, coi. 87.
DP S 49 4
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
in Byzantium, when troubles were many, and the practice had been
resorted to with excellent results, as in the case o f Tarasius and Nice-
phorus. So the synod presented to the government, besides an Ignatian
and an anti-Ignatian, a neutral candidate, the protoasekretis Photius,
the very man whom the Emperor and Bardas had had in mind from the
beginning. The choice, besides giving the government some satisfac
tion, rallied all the bishops present, except five, o f whom Metrophanes,
and no doubt Stylianos, were the most refractory.
W hy did most o f the Ignatian bishops rally to Photius? First,
because he was a new man: though a sympathizer with the Moderate
party, he evidently was not numbered among its most outspoken
members. His orthodoxy was above suspicion, since he had been per
secuted by the iconoclasts; he was moreover related to Theodora,
whose government1 the Ignatian bishops still remembered, so that he
gave reasonable hopes o f not being too zealous in the service o f the new
regime. On the other hand, he was also related to Bardas, which was
a recommendation with the government. But it should be remembered
that Photius owed his promotion to Theoktistos, the Logothete, who
first appointed him professor at the University o f Constantinople, then
President o f the Imperial Chancellery; this was his best recommenda
tion to the Extremists *who favoured the regime o f Theoktistos and
Theodora.
ÎO
I G N A T I U S ’ R E S I G N A T I O N AND P H O T I U S 5 E L E C T I O N
1 As Nicetas (Vita Ignatii, Mansi, vol. xvi, col. 261, P .G . vol. 105, col. 541) states
that Ignatius was reinstated in his dignity by Basil I on 23 November, the same day
as he was expelled, it seems that this must stand for the date of Ignatius’ resignation.
This would be the only way of reconciling Ignatius’ declaration that he was expelled
at the end of July from the patriarcheion with Nicetas’ dating.
z See I. Habert, Ar chieraticon. Liber Pontificalis Ecclesiae Graecae (Paris, 1643),
pp. 80-4 : ‘ De numero pontificum qui Episcopum apud Graecos legitime ac rite
ordinaturi sint.’ 3 Mansi, vol. xvi, cois. 85-6.
4 Hergenröther, Photius, vol. 1, p. 380, was not unaware of this passage and his
scepticism regarding its importance seems unjustified. The Greek Acts (Mansi,
vol. xvi, col. 348), in summarizing Elias’ speech, are still more emphatic than the
Latin Acts. It is true that Zachary, bishop of Chalcedon, in pleading for Photius
at the same session, only mentions Gregory as Photius’ consecrator (ibid. col. 87).
According to the Greek Acts (ibid. col. 348), he even seems to insinuate that all the
consecrators belonged to Gregory’s party. Metrophanes, however, states in his
reply to the defence (ibid. col. 90): ‘ Promoventes eum et consecrantes violenter et
coacti ac inviti, atque sine proposito ac voluntate in illius et promotionem et con
secrationem ex imperatoris necessitate ac tyrannide impulsi sunt et secuti.’ Ciear,
4-2
ii
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
How then are we to reconcile the above with the tradition o f the
Byzantine Church giving the titulary o f Heraclea the exclusive right
o f consecrating and enthroning a new Patriarch?1 It is not necessary
to assume that the privilege was suspended in Photius’ case. First, we
do not know the names o f the two other consecrators and the titulary
o f Heraclea may have been one o f them. It is also possible that the two
functions o f consecration and enthronement were held separately and
that the latter was performed by the titulary o f Heraclea.2 Cases were
many in Byzantine Church history o f new patriarchs being transferred
from other sees to Constantinople and needing only enthronization by
the metropolitan o f Heraclea.3
The fact that bishops o f the Ignatian party took part in Photius’
consecration is generally omitted by the Ignatians, who at a later stage
mainly objected to Gregory Asbestas’ participation. T hey4even inferred
from it that as an intimate friend o f Gregory, Photius had been excom
municated with him by Ignatius. But since Gregory’s share in the con
secration was rather in the nature o f a concession to his party, it need
not have been evidence o f any friendship between the two men con
cerned. I f on the other hand Photius had been excommunicated for his
friendship with Gregory, what about Constantine-Cyril, venerated as
a saint by the two Churches, whom Anastasius called Photius’ ‘ amicus
fortissimus’ ? It is true that Photius later adopted Gregory’s eccle
siastical policy, but then Ignatius also adopted the ecclesiastical policy
o f the Studites who had been excommunicated by Methodius and no
harm was done. All one can say about Photius’ association with Asbestas
is that he was a favourite with the majority o f the intellectuals o f Con
stantinople who patronized the Moderate party and that Gregory was
the leader o f its ecclesiastical section.
The documents under discussion seem to suggest that the govern-
too, are the Greek Acts, which differentiate between Gregory and the other con
secrators (ibid. cols. 352, 353). The attestation of these two opponents of Photius
is significant.
1 On this right, cf. Nicephorus Gregoras (Bonn), vol. 1, pp. 164, 165, and
Codinus, De Officiis (Bonn), ch. x x , p. 104.
2 Cf. Yared, op. cit. (1872), vol. 11, p. 56, and Ivantsov-Platonov, S v. Patriarkh
Fotii (St Petersburg, 1892), p. 62 (notes).
3 For instance, Germanus, Metropolitan of Cyzicus (715), Constantine, of
Sylaeon (754), Anthony, o f Perge-Sylaeon (821).
4 Metrophanes, Mansi, vol. xvi, cols. 415, 420. Cf. Nicetas, P .G . vol. 105, col.
512; Anastasius, Stylianos, Mansi, vol. xvi, cols. 3, 428. Pope Nicholas I (M .G .H .
Ep. V i, p. 519, ch. i o f the synodal decision o f 863) was also impressed by the same
conclusion. Cf. Hergenröther, Photius, vol. 1, pp. 362 seq.
52
I G N A T I U S ’ R E S I G N A T I O N AND P H O T I U S ’ E L E C T I O N
ment o f Michael and Bardas keenly wished to see the end o f all the
troubles caused by the party spirit in the ecclesiastical field : it insisted
on reconciliation and on the recognition o f the elected Patriarch by the
body o f the Byzantine episcopacy. The opponents o f Photius, as we
have seen, had eventually dwindled to five;1 and in compliance with
the government’s wishes, Photius was successful in securing their
recognition o f his patriarchal authority by signing a compromise on the
treatment o f Ignatius. Its details will be discussed presently. When
Photius had for the sake o f the Church’s peace signed the agreement,
each o f the five bishops received a copy o f the document.
Thus it seemed that Photius’ elevation to the patriarchal throne, after
the recent trying events, meant a return to peace and unity in the Church
o f Constantinople; and such was the conviction at the time which
Photius expressed in a letter to the Patriarch o f Antioch,12 in recalling
the grave danger o f schism that had threatened the Church : his election,
so he wrote, had brought back peace at last. The same impression seems
to have prevailed among the Byzantine public, who felt that peace had
been saved and that party wrangles would be a thing o f the past. Even
Nicetas states, though with a touch o f irony, that once consecrated,
Photius immediately announced to the people the restoration o f peace.3
This consummation was due to Ignatius’ wisdom in resigning and thus
sacrificing his personal interests to those o f the Church and to the new
Patriarch’s conciliatory spirit and readiness to make concessions.
Î3
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
between the two parties was resumed with greater virulence than ever.
As we have seen, Ignatian sources make Photius responsible for the
resumption o f the struggle by breaking his pledge to the Ignatian
bishops and letting loose another persecution against Ignatius and his
friends. Nicetas is particularly wrathful in his account o f this persecu
tion. To verify any such information coming from an anti-Photian
environment, we have only four letters addressed to Bardas by the
Patriarch at the outset o f his tenure1 and written in the throes o f excite
ment. There Photius makes the government directly responsible for
the excesses committed, intercedes on behalf o f some o f their victims,
the secretary Christodulos and the chartophylax Blasius, and even
threatens Bardas with his resignation, should this persecution persist.
Thus, again, the Ignatian and Photianist documents contradict each
other. T o get at the truth, we must find out the motives for a resumption
o f hostilities.
In this particular matter, we must take as a basis o f our inquiry
Metrophanes’ account, as it is more circumstantial than that o f Nicetas.
According to him, the new conflict was provoked by the Ignatians.
They gathered in the church o f St Irene, proclaimed Ignatius the legiti
mate Patriarch and forthwith excommunicated Photius. Since Metro
phanes and other Ignatian sources accused Photius o f breaking his
promises to the Ignatians, the sense o f the compromise signed at the
request o f the recalcitrant bishops should yield the principal motive o f
the rupture.
Metrophanes’ account gives us the main stipulations o f the com
promise : Photius was to regard 4Ignatius as a Patriarch above suspicion
and guiltless o f the charges made against him; he would never say a
word against him or allow anyone else to do so ’. Theognostos, imper
sonating Ignatius in his Libellus to Nicholas I quoted previously, makes
Ignatius say:2 'A n d even when he [Photius] had induced the metro
politans to rally to him, they asked him for a document signed with his
own hand concerning my person. In this document he asserted in
writing and under oath his determination to undertake nothing but
what I should approve, as though I were his own father.’ Nicetas3
completes the terms by stating that Photius undertook 'to leave to
Ignatius his patriarchal dignity, to do everything in accordance with
his wishes and not to place any obstacles in his w a y ’. The implication
then was that Ignatius had to be treated as the former Patriarch, living
1 P .G . vol. 102, cols. 617 seq. 3 p ,G . vol. 105, col. 513.
2 Mansi, vol. xvi, col. 300.
54
I G N A T I U S ’ R E S I G N A T I O N AND P H O T I U S 5 EL E C T I ON
55
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
promise, and o f robbing Ignatius o f the honours due to him. Here the
Ignatians made good use o f the signed document o f which they had the
copies. Let him move another step, and they would break away from
him and transfer their allegiance to Ignatius as the one legitimate
Patriarch. This, as has already been said, did actually happen, when the
Extremists, assembled in the church o f St Irene, issued their manifesto.
It may be that the initiative came, not from the five bishops, but from
the more radical elements which disapproved o f their ecclesiastical
leaders’ acceptance o f the compromise, and were spoiling for a fight.
They would have found it only too easy to convince the bishops that
the pledge had been broken and that there was every legitimate reason
for a rupture. We shall see later that the Ignatians numbered in their
ranks fanatics who were more radical than Stylianos himself.
What was Photius’ reaction to this outburst? The sources at our
disposal do not agree, but according to Nicetas:1
Scarcely two months had elapsed since his ordination, when he broke his
pledge. He began b y imprisoning those o f the Church rulers who had been
friendly to Ignatius and whom he succeeded in getting hold of, and con
demned them to heavy penalties and sanctions; then he overwhelmed them
with promises o f presents and honours in return for the signed document,
trying b y every possible means to encompass Ignatius’ ruin. Baffled in this,
he suggested to the unscrupulous Bardas and through Bardas to the light
headed Michael to send agents to inquire into Ignatius’ activities, as though
he had been secretly conspiring against the Emperor. A cruel and brutal
band o f prefects and soldiers immediately left for Terebinthos to make
inquiries and to harass Ignatius’ friends with a variety o f vexations. W hen
at the end o f their search they had found no plausible pretext tor proceeding
against him, they took to methods o f open tyranny.
56
I G N A T I U S ’ R E S I G N A T I O N AND P H O T I U S 5 E L E C T I O N
Besides this, he pledged his word in his own hand that he would not raise
any further objection to Ignatius or to the priests ordained b y him ; yet,
shortly after, he violated his own signature and summoned a synod, or rather
a meeting o f brigands, in the noble church o f the H oly Apostles, where this
adulterer deposed and anathematized the Patriarch Ignatius.
Thus, when Photius had occupied the throne in contravention o f the h oly
and god ly canons, he gave him self no rest until he had provoked the E m
peror’s anger, inflicted untold miseries on Ignatius and finally relegated the
innocent man to Mytilene. He then summoned a conventicle [synedrion] o f
reprobates in the Church o f O ur Lad y in Blachernae and unjustly deposed
Ignatius, who was present at the synod. Those who refused to yield to his
evil suggestions [pravis nutibus] and to communicate with him, he subjected
to endless trials [infinitis malis affecit] and banished to places o f his own
choice.
57
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
This synod is thus designated: the holy and great first and second synod
o f Constantinople assembled in the venerable church o f the H oly and most
glorious Apostles. Those who read this inscription may wonder w h y this
synod is called first and second. In this connection, we learn that it met in
the above-mentioned church o f the H oly Apostles [in 859], that a discussion
arose between the orthodox and their opponents and that when the orthodox
had clearly won their point, all that had been said had to be put in writing.
[W e further learn] that the heretics objected to the decisions being put on
record lest it should emphasize their defeat and their ejection from the com
munity o f the faithful, and that this was the reason w h y they fomented a
revolt, which ended in fighting and bloodshed. That is how the first assembly
suspended its deliberations and its meetings and how some time later [in 861]
another synod was summoned in the same church to discuss the same subjects,
and placed on record all the previous decisions on dogmatic matters. That is
the reason w h y this synod, though it was, in fact, one, received the name o f
‘ first and second’, the Fathers having met twice.
1 Anastasius the Librarian also mentions the incidents in his introduction to the
Acts of the Ignatian Council of 869-70, but his report is too short to supply any
new information (Mansi, vol. xvi, col. 4).
2 J. Zonaras, ‘ Commentaria in Canones.. . ’, P .G . vol. 137, cols. 1004 seq.
58
I G N A T I U S ’ R E S I G N A T I O N AND P H O T I U S ’ E L E C T I O N
59
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
60
I G N A T I U S 5 R E S I G N A T I O N AND P H O T I U S ’ E L E C T I O N
But Nicetas also tells us another thing: the very fact that not Ignatius,
but men who claimed to be his followers, were the first to be proceeded
against implies that the rupture could not be laid to the charge o f the
old Patriarch; and, moreover, the rigorous inquiry conducted by the
imperial police proved his innocence. This detail has its importance in
showing once more that Ignatius was not personally responsible and—
at least at the outbreak o f the dispute— had no thought o f resuming the
functions which he had handed over for the peace o f the Church, but
that once again the radical elements o f the Extremist party had taken
advantage o f his naivete and prestige to raise their banner against
Photius and the government he supported.
Nicetas5 account also affords a good illustration o f the w ay the govern
ment reacted: in order to prevent the fanatics seizing the person o f
Ignatius and making further capital o f his influence over the masses,
Bardas placed him under the special surveillance o f the police and had
him frequently transferred from place to place, so as to impede com
munications between him and the leaders o f the malcontents.
T o put a final stop to any further agitation, it would have been best
to obtain from Ignatius a formal attestation that he no longer considered
himself to be the Patriarch. Nicetas5 reference to Ignatius5 refusal to
abdicate shows that the government and Photius must have vainly
tried to secure it.
W hy did Ignatius not sign this declaration demanded from him,
when it would have so effectively contributed to the general appease
ment? Because the methods employed by Bardas were anything but
conducive to the results intended. Ignatius must have been particularly
sensitive to the ill treatment meted out to his friends. Probably, some
o f his trusted partisans may have eluded the watchfulness o f the police
and succeeded in communicating with him, to convince him that if the
government harassed his friends unreasonably, it would take advantage
o f his declaration to treat them even worse. Besides, Ignatius had only
to say that he had already made his abdication and deemed it unnecessary
to repeat it.
Lastly, Nicetas informs us that the agitation engineered by the
opponents o f the government and o f Photius lasted a long time.
According to him, Photius summoned his synod after Ignatius had been
banished to Mytilene, and this, according to the same author, happened
Photius, after fraudulently obtaining from the leader o f the opposition the copy
of the document in question, tore it up, saying: ‘ Neither you nor Ignatius do
I acknowledge as bishops.’
61
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
62
I G N A T I U S ’ R E S I G N A T I O N AND P H O T I U S ’ E L E C T I O N
63
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
. . . A certain change and misunderstanding had come over the Church, but
I would rather not give the reasons and circumstances. The result at all events
was that Nicholas, probably feeling the weight o f his charge and responsi
bilities, or perhaps considering it inconvenient to enter into communion with
the pastor, addressed to his disciples a spiritual and salutary exhortation to
show his hearers the road that leads to good spiritual pastures; and having
carefully and paternally advised them to violate none o f their promises to
G od, to live and show themselves w orthy o f the monastic state, and bravely
to endure earthly trials in view o f the consolation that awaits us, he left the
monastery, followed b y those who openly conformed their conduct to that
o f their pastor.. . . T h ey split up into many groups, just numerous enough
to make true the L ord ’s promise that He would be with those gathered in His
name (Matt, xviii. 20), and thus scattered to various places in various lands.. . .
Am ong the monks who left the monastery of Studion with Nicholas
we find Evaristus and Paphnucius. They were received by a certain
Samuel, a pious citizen, who offered them the hospitality o f his home.
Later, Evaristus was requested by abbot Nicholas, who had fallen ill,
to join him in Hexamilium, presumably in Cherson o f Thrace, and he
subsequently accompanied him to see the Emperor Michael III, ap
parently for another effort at reconciliation between the Studites, Photius
and the government. Initiated by government, this venture came to
64
I G N A T I U S ’ R E S I G N A T I O N AND P H O T I U S 5 E L E C T I O N
Fond o f peace and solitude, Euthym ios. . .saw there a good opportunity
to hasten to the mountains o f Athos. N ot having received so far the holy
habit o f a m onk. . .he was sad, disconsolate and broken-hearted, mainly
because his holy pastor John had gone to rest in the Lord, and also because
Nicholas had left the monastery. Distressed for all these reasons, he received
a divine inspiration telling him to go and see the ascetic Theodore and receive
at long last the habit from his hands; for Theodore also lived on the heights
o f Olym pus, shedding the light o f his virtues like a torch on all those who
dwelt around. T o him therefore he w ent. . . [and] he was considered w orthy
o f receiving the sacred and salutary monastic habit. The saint then. . . after
a stay o f fifteen long years at Mount Olym pus, left with the blessed and god ly
Theosteriktos for Athos. Soon after Theosteriktos left to settle once more
at Olym pus, where he invited St Euthym ios to join him in 863, this saint
being in search o f his old master, who also had a desire to settle in
A thos.3
A ll this only shows that the holy mountain continued to thrive in spite
o f religious conflicts ; that the monks were in no way disturbed in their
pious exercises and went about freely; lastly and not least, that contacts
between Olympus and Athos, the new centre o f Byzantine monas-
66
I G N A T I U S ’ R E S I G N A T I O N AND P H O T I U S ’ E L EC T I ON
ticism, seem to have been frequent and friendly. How then are we to
explain the anti-Photianist accounts o f the so-called persecution o f
monks?
The answer, it seems, is to be found in the canons o f the synod o f
861, known by the name o f 'first-second5.1 O f these seventeen canons,
the first seven deal with various problems raised at the time by Eastern
monasticism. The first forbids the transformation o f private houses into
monasteries without episcopal authorization; a house thus transformed
will no longer be considered as the founder’s property; he will lose the
right to rule the new institution, or to appoint anyone to this function.
The second canon forbids the consecration as a monk o f anyone who
refuses to place himself under the direction o f an abbot legitimately
established ; it will no longer be lawful to impose the monastic habit on
those who intend to go on living in their own private houses, without
a care for monastic discipline. The third canon reminds the abbot o f
his duties towards the monks under his care. The fourth is particularly
important; it censures those monks who leave their monasteries without
permission or take up residence in lay people’s houses: such a practice
was permissible in times o f heresy, says the canon, referring no doubt
to iconoclasm, but can no longer be tolerated at the present time, when
heresy has been uprooted; the bishop alone has the right to transfer
monks for reasons o f piety from one monastery to another. The fifth
canon insists on the necessity o f giving every candidate for the monastic
order the opportunity to break himself in to monastic duties for the
space o f three years. The sixth forbids the monks to own property;
they must dispose o f their goods before entering the monastery. The
seventh forbids bishops to found private monasteries and to endow them
with revenue from the mensa episcopalis.
All these canons were prompted by abuses that had been rife since
before the iconoclastic days. It is generally known that for economic
or other reasons the first iconoclastic emperors endeavoured to limit
the number o f monasteries; and that their decrees aimed at the sup
pression o f the practice, then prevailing among rich Byzantines, o f
converting their houses into monasteries, where they went on living as
they did before, and o f disposing o f their wealth in total disregard o f
1 Mansi, vol. xvi, cols. 536-48. Cf. on the evolution o f Byzantine monasticism
at this period Sokolov, Sostoyanie Monashestva v V p. Tserkvi s polov. I X do
nachala X I I I v. (Kazan, 1894) (especially pp. 60 seq. on Ignatian and Photian
monks). The study by W. Nissen, Die Regelung des Klosterwesens im Rhomäerreiche
bis ium Ende des 9. Jh ts (Hamburg, 1897) (Programm Nr 759 der Gelehrtenschule
des Johanneums), is written on more general lines.
6? 5-*
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
68
I G N A T I U S ’ R E S I G N A T I O N AND P H O T I U S ’ E L EC T I ON
1 This chapter was nearing completion, when I came across V. Grumel’s study,
‘ La Genèse du Schisme Photien’, in Studi Bibamini e Neo-Ellenici (1939), vol. v
(Atti del V Congresso Internazionale di Studi Bizantini), pp. 177-85, but it failed
to make me alter a single word in the chapter. It is possible to take the wrong turn
in trying to shift the responsibility for the revolt from the retired Patriarch’s radical
supporters to Ignatius himself. One finds it difficult to understand this persistence
in presenting Ignatius as a headstrong monk, intractable and deaf to reasonable argu
ments. Nor was Ignatius ‘ un drôle de saint’. Contrary to what has been asserted,
and as we shall see in the course of this work, Ignatius did acknowledge Photius’
ordination, ordained though he had been by Asbestas. Again, Photius’ own
ordination by Asbestas was the condition laid down by the victorious party as a
compensation for the concessions made by Photius to the radical bishops.
69
C H A P T E R III
1 (Aristarchos), loc. cit. vol. 11, pp. 294 seq. Cf. my study ‘ Lettre à
M. H. Grégoire à propos de Michel III’ in By^antion (1935), vol. x, pp. 5-9.
2 P.G . vol. 102, cols. 585—93.
3 Cf. Hergenröther, Photius, vol. 1, p. 406.
70
THE S Y N O D OF 86l
spring.1 It would in any case have been considered preferable to send
them in the spring o f 860 so that the papal legates should start for
Constantinople at a time better suited for journeys o f that length. The
Byzantine delegates then reached Rome in summer and left again with
the legates at the end o f September, reaching Constantinople probably
before Christmas and completing a most difficult journey before the
bad season set in.
It has also been thought strange that Photius should have omitted
to mention in his letter the synod that was to be. summoned in Con
stantinople;2 but there was good justification for the omission. To
convoke and direct a General Council was, according to Byzantine law,
solely the Emperor’s concern, a privilege that had been his since the
time o f Constantine the Great: Patriarchs— even o f Rome— had no
business to meddle.3 Photius, once President o f the Imperial Chan
cellery, evidently knew and respected court usage and imperial privi
leges; hence he confined himself in his letter to Nicholas I4 to the
formulae in common use in synodal letters,3 mainly insisting on the
importance o f the episcopal dignity to which, in spite o f himself and all
but against his will, he had been raised after his predecessor’s resignation,
and adding his profession o f faith.
The letters were taken to Rome by a distinguished delegation, headed
by the Protospathar Arsaber, a relative o f the Emperor and o f Photius,
and including the metropolitan Methodius o f Gangra, the bishops
Samuel o f Colossus, Theophilus o f Amorion, and Zachary o f Taormina,
who, having represented Gregory Asbestas’ group in his appeal to
Rome, was familiar with the journey and with the Eternal City.
According to custom, the delegation took numerous presents, which
Anastasius the Librarian, author o f the Life o f Nicholas I, enumerates
with a certain relish in the Liber Pontificalis.6 The pallium was not
among them, a sign that Photius knew the Pope’s feelings better than
Ignatius.
1 Cf. J. Haller, Das Papsttum (Stuttgart, 1934), vol. 1, p. 500. Idem, Nikolaus 1.
und Pseudo-Isidor (Stuttgart, 1936), p. 30.
2 Hergenröther, Photius, vol. 1, p. 413.
3 I dealt with this problem in my study, De Potestate Civili in Conciliis
Oecumenicis, quoted on p. 7.
4 Cf. Hergenröther, Photius, vol. 1, pp. 40 7-11 (translation and analysis of the
letter).
5 Cf. synodal letter by the Patriarch Nicephorus to Leo III, P .G . vol. 100,
cols. 169-200. Also, the formulary published by I. Habert, Archieraticon. Liber
Pont. Eccl. Graecae (Paris, 1643), pp. 557-9.
6 Ed. L. Duchesne, loc. cit. vol. 11, p. 154.
71
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
As regards the Pope’s attitude towards the Emperor’s and the new
Patriarch’s envoys, Baronins1 and Hergenrötheff assert that, suspecting
something irregular in Photius’ elevation, Nicholas I refused to receive
them to communion with the Roman bishops; this rests on a declaration
made by the papal legate Marinus at the fourth session o f the Council
o f 869-70,3 and has generally found favour with historians.
Let us recall the fact that according to the minutes o f that session
the bishops Theophilus and Zachary stated that Nicholas I had received
them to communion when they were in Rome: ‘ We have said and we
repeat that we were received by Pope Nicholas as bishops, that we
co-celebrated with him and that we were treated as such.’ The Pope,
they said, had thereby acknowledged Photius as Patriarch. The Acts
suggest that the claim o f the two bishops was accepted by many people
and that the papal legates agreed to both being heard by the Council.
There they repeated their assertion on several occasions and even
offered to produce the witnesses— presumably the officials and servants
who had accompanied them to Rome— provided the Emperor promised
they would suffer no harm. Lastly they quoted the evidence o f
Marinus, one o f the papal legates, who had been present at their recep
tion, but the latter emphatically declared:
One finds it difficult to admit that either Marinus or the two bishops
would have been daring enough to tell a bare-faced lie in the presence
o f the assembly; but the letter in which the Pope reserves to himself the
right to give a final decision on Ignatius’ case whenever his legates
should have concluded their inquiry, enables us to reconcile two asser
tions so obviously contradictory.
The Pope could not refuse to receive the ambassadors o f the Emperor
and o f the Patriarch without reasons grave enough to justify the affront;
and Marinus admits that Nicholas I had actually received them. Strictly
72
THE S Y N O D OF 86 l
speaking, and allowing for a generous dose o f mental reservation, he
could pretend that the Pope had not granted the delegates communion
with his bishops, since the validity o f their reception had been made
conditional on the Pope’s final decision, which was to be given after
the report o f the board o f inquiry and eventually did turn out to be
unfavourable to Photius. But he would have been splitting hairs, and
it seems inadmissible that a papal legate’s usual veracity should have
failed him to such an extent. But Anastasius, the translator o f the Acts,
fortunately comes to our rescue. This is what he writes about the
embassy in his Life o f Nicholas I preserved in the Liber Pontificalis:τ
In his [Nicholas’] days Michael, son o f the Em peror Theophilus, Em peror
o f the city o f Constantinople, sent for the love o f the Apostles gifts to the
Blessed Apostle Peter through the good offices o f the bishops called Methodius
the Metropolitan, bishop Samuel and two others who had been deposed
from their episcopal office, Zachary and another called Theophilus, together
with a lay imperial official called A rsavir, protospathar.. . . 2
73
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
This text is really suggestive: Michael III had not asked the Pope for
a re-trial o f the cases o f Ignatius and Photius by the synod he intended
to summon: in the Emperor’s mind, the sole purpose o f that synod was
to define again the Catholic doctrine on images and once again to con
demn iconoclasm. It is therefore clear that both the Emperor and
Photius considered Ignatius’ case to have been definitely closed since
the synods (of the H oly Apostles and o f Blachernae) in 859.
Another contemporary document, coming from a quarter hostile to
Photius, confirms this conclusion— the Synodicon Vetus,1 whose author
writes: ‘ After all this, Photius sent to the Roman Pope Nicholas, o f
blessed memory, a delegation declaring that Ignatius had abdicated o f
his own free will and owing to his physical weakness, and urgently
requesting the dispatch o f legates for the purpose o f a final condemna
tion o f the iconoclastic heresy, yet all the time busy preparing underhand
1 J. A. Fabricius, B. D. J. Pappe, loc. cit. vol. xn, pp. 417, 418. Cf. p. 57.
74
THE S Y N O D OF 86l
the condemnation o f Ignatius.’ The texts o f Anastasius and the Synodicon
are not unrelated, which shows to what extent Anastasius, whilst staying
in Constantinople, had come under the influence o f the Ignatians: none
but the Ignatians ever alleged that the condemnation o f iconoclasm was
only a pretext for the convocation o f a Council and for the condemna
tion o f Ignatius. But, by their statements, they thus unwittingly bore
witness to the fact that the Byzantine embassy had not asked for a
re-trial o f the old Patriarch.
The replies by Nicholas I to the letters o f Michael III and Photius
throw light on the Pope’s feelings towards the imperial intentions. In
his letter to the Emperor,1 after commending Michael’s interest in the
Church, the Pope expresses surprise that Ignatius should have been
deposed by a synod £sine Romani consulto pontificis’. To him, the
trial o f Ignatius seemed unfair, the witnesses quoted in the imperial
letter being incompetent, their evidence unconvincing and Ignatius not
having pleaded guilty. As, moreover, a layman had been elected in
disregard o f canonical interdictions, Nicholas concluded by refusing to
acknowledge Photius’ nomination to the patriarchate before the results
o f the inquiry made by the legates in Constantinople should reach him.
The Pope then lays down the procedure o f the inquiry. The passage is
important enough for the interpretation o f the Acts o f the Council o f
861 to be reproduced in full:
In order that fairness be observed in all things, we wish, O merciful
Augustus, that Ignatius who, as you have informed me through your letters,
has spontaneously and o f his own free will relinquished the government o f
the above-mentioned See and has been deposed in the presence o f the General
Council o f the people b y Y o u r Highness, should appear before our legates
and the General Council in accordance with your imperial custom so that
they may inquire w h y he abandoned the flock entrusted to him and w h y he
made so little of, and treated with such contempt, the wishes o f our pre
decessors and holy Pontiffs, Leo IV and Benedict. F o r this purpose the
legates w ill make a careful inquiry into his deposidon and his censure, with
a view to discovering whether the canons have been observed or not; then,
when the matter has been reported to us, we shall direct b y our apostolic
authority what is to be done, so that your Church, daily shaken b y these
anxieties, may henceforth remain inviolate and unhurt.
75
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
76
THE S Y N O D OF 86l
On their arrival in Constantinople, the legates insisted on the Pope’s
instructions being carried out to the very letter; and on seeing that the
Roman Pontiff wished to introduce something contrary to their plans
and the traditions o f their Church, the Emperor and Photius made some
opposition: in their view, as Ignatius had resigned in conformity with
canonical rules, and had been deposed by a synod to make it evident
to all that he had ceased being a Patriarch, and as his successor had been
elected in accordance with the laws o f the Byzantine Church, there
could be no question o f going back upon past decisions. And yet the
Pope’s request could not be disregarded; though no one had asked him
for a decision in the matter, his authority had to be respected, for fear
o f creating new difficulties at the very moment when it was hoped to
end them once for all. So, a compromise acceptable to both parties had
to be found.
At first the outlook was not promising. It is generally held that strong
pressure was brought to bear on the legates and that they were refused
all intercourse with Ignatius and his partisans. In support o f these
allegations, a passage is quoted from the letter o f Nicholas I to Photius,
dated 18 March 862.1 But this text does not specifically show that the
legates were prevented from communicating with the partisans o f the
fallen Patriarch; they were rather kept away from intercourse with the
Greeks in general.* Let it be stated at once that the legates’ reports,
after their return to Rome, need cautious handling, for when they had
lost all hope o f bringing the Pope round to their own views, they were
only too evidently in search o f good excuses in defence o f the attitude
they had adopted in Byzantium.
And yet, one cannot, with Theognostos,3 exactly blame them for
having accepted presents from Photius. Handed over by officials sent
to greet them at Rhoedestus on the way to Constantinople, these presents
1 M .G .H . Ep. vi, p. 4 51: ‘ De missis siquidem nostris, quos petitos in servitio
beati Petri principis apostolorum pro utilitate sanctae Constantinopolitanae ecclesiae
contra depositores imaginum vel alias necessitates ingruentes necnon et pro causa
solum modo depositionis saepefati viri Ignatii inquirenda illas in partes direximus,
silendum non est. Qui, cum iis, sicut dicunt, per centum dierum spatia omnium nisi
suorum alloquendi facultas fuisset denegata, ut apostolicae sedis missi non digne
suscepti sunt, neque, ut decuerat, retenti. Quod non pro alia gestum putamus re,
nisi ut inquirendi locum de depositione praefati viri non invenirent.. . . Quibus
secundum horum relationem longa exilia et diuturnas pediculorum comestiones, si
in tali intentione persisterent, quidam minantes quod illis a nobis injunctum fuit
clam vobis cum sequacibus vestris resistentibus perficere minime potuerunt.. . 5
2 It is, however, a fact that the Ignatians were prevented handing a memorial to
the legates. See p. 79.
3 Mansi, vol. x vi, col. 297.
77
THE P H O T IA N S C HI S M. I. THE H I S T O R Y
were not bribes, but were simply a matter o f diplomatic amenity. The
same custom may be observed in the reception in 869 o f the legates sent
by Hadrian II to condemn Photius. As reported by Anastasius,1 the
representatives o f Nicholas I were met at Thessalonica by a high
imperial official, then at Selymbria by Theognostos and the Proto-
spathar Sisinnius, who brought 4forty horses from the imperial stables
and all the silver cutlery from the imperial table’. The presents men
tioned by Theognostos and consisting o f clothes may be assumed to
be tokens o f the court’s anxiety to protect the legates against the rigours
o f the winter after a journey that had lasted longer than was expected.12
78
THE S Y N O D OF 86l
tried to hand in a memorial at the opening o f the synod, for Theo
gnostos, in his Libellus, writes in the name o f Ignatius:1 ‘ We presented
to the bishops through the good offices o f the priest Laurentius and the
two Stephens, one o f whom was a sub-deacon and the other a layman,
a memorial in the form o f a letter, adjuring them to place it in the hands
o f your Holiness; but they did not do so.’ Now this passage has been
w rongly interpreted. It has been the fashion to infer that after the
Council o f 859 the fallen Patriarch tried to lodge with the Pope a com
plaint against Photius, the three persons named having sworn to transmit
the document but broken their oath. This interpretation, which is
accepted by Hergenröther,2 is completely mistaken and was prompted
b y the Latin translation o f Raderus— another instance o f his unrelia
bility. Theognostos5 account shows that the three persons concerned
discharged certain duties at the Council and were also responsible for
preparing the necessary documents for the trial. Ignatius, or rather,
some o f his partisans— perhaps Theognostos himself, as he is the only
one to mention the incident— tried to approach them and through their
intermediary to send to the bishops and the papal legates a memorial
o f the Ignatian party. Theognostos naturally presents the incident in
such a w ay as to create in the mind o f the Pope the impression that
Ignatius had appealed to the Holy See before the Council. Further on,
Theognostos writes in Ignatius5 name: ‘ When we were invited to
appear before a tribunal worthy o f Caiphas, we implored them to let
us be judged by Your Holiness, but none would listen to us.5 Had
Theognostos, after this outburst, omitted to mention the three persons
already identified, it would have been harder to detect his motive, but
he showed his hand too clearly.
It seems, indeed, evident from the context that Ignatius never made
any such declaration. Theognostos only interprets in that sense the
attempt to present a memorial to the legates and through them to the
bishops o f the synod and to the Pope. We repeat that the memorial,
on the face o f it, had been drawn up not by Ignatius, but by Theo
gnostos and his friends; and it failed to reach its destination— the
legates, the Fathers o f the Council and the Pope— because the
secretaries o f the synod, the priest Laurentius and the two Stephens,
1 Mansi, vol. xvi, col. 296. This is the Greek text: αί δέ παρ’ ημών δοθεΐσαι toïç
επισκόποις êyypacpoi πίστεις, hyouv έτπστολαί, διά του πρεσβυτέρου Λαυρέντιου και
των δύο Στεφάνων, του τε υποδιακόνου και του λαϊκού, oüç και ενωρκώσαμεν
τοϊς χερσι της σης ayiÔTT|Toç αυτάς άποδοθήναι, άπρατοι μεμνήκασιν.
2 Photius, vol. I, ρ. 4 22·* ‘ dieselben die ihm ihr eidliches Versprechen, seine
frühere Klagschrift nach Rom zu bringen, gebrochen hatten/
79
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
80
THE S Y N O D OF 86 l
on a level with Rome, and he worded his request to the legates in a
most resolute manner: ‘ I f you are genuine judges, you must return my
see. That is how you should judge.5
The minutes o f the first session summarize the main charges brought
against Ignatius, mainly his failure to reply to a request from Pope
Benedict III to send to Rome information concerning the Asbestas
case. Ignatius explained that he had been dethroned only a few
days after receipt o f the papal letter,1 and therefore had not had the
time to reply. This charge must have come from the legates, as it
was mainly their business to see that the Holy See’s authority was
respected.
The second charge was formulated by the Protospathar John : ‘ It is
a custom with us, as it is also with you, I believe, that after a Patriarch’s
death, the Emperor summons all the bishops, priests, abbots and deacons,
saying: Go and choose the successor God will suggest to you and bring
me your decision. They thereupon withdraw to deliberate. They then
announce to the Emperor the candidate they have elected and the
Emperor gives his consent to the consecration. That is how they receive
him.’ In other words, John raised the issue o f Ignatius’ elevation and
argued from the fact that he had not been elected by a synod, but simply
nominated by the Empress Theodora. T o this Ignatius replied: ‘ My
lord and father Tarasius himself was raised [to the throne] by a woman.’
The Emperor here interjected: ‘ You should not say that he was raised
by a woman, but that the lord Methodius and the lord Tarasius were
appointed under a woman’s rule’, the Emperor hereby confirming the
fact that the Patriarchs Methodius and Tarasius had been canonically
elected.
All this is omitted by the monk Theognostos, who instead inserts
the passage already quoted and dilates * on the renewed efforts by
imperial officials to induce Ignatius to abdicate again; there is nothing
to justify the repudiation o f this passage, since the mere omission o f the
incident from the Acts is not enough to invalidate it. A formal declara
tion by Ignatius would have simplified matters considerably, making
the re-trial claimed by Nicholas no longer necessary, and gracefully
extricating the Emperor and the Patriarch from an entanglement that
was both unpleasant and liable to impede the future development o f
the Byzantine Church. However that may be, Ignatius’ attitude made
it clear that he had gone back on his abdication and had therefore come
under the control o f the Extremists.
1 See p. 29. 2 P. 80.
DPS 81 6
THE P H O T I A N S C HI S M. I. THE H I S T O R Y
82
THE S Y N O D OF 86l
83 6-2
THE P H O T I A N SCHISM. I. THE H I S T O R Y
W ho are those people? W ho can believe them? W hat canon lays it down
that the Em peror should produce witnesses? And if I am not archbishop,
you yourself are not the Emperor, these are not bishops, and no more is the
adulterer [Photius], for you have all been created such b y m y hands and m y
unworthy prayers. Had the adulterer belonged to the Church, I would
w illingly have come to an understanding with him, but since he is an out
sider, how could I make him a pastor o f Christ’s sheep ? And there are many
things against it: first, the fact that he is numbered among the damned and
the excommunicated, a penalty imposed on them [Asbestas’ friends] not only
by me, but also b y the other Patriarchs, nay, even b y your own authority.
F or the unworthy Zachary notified to them that they had no power to exercise
any liturgical functions, to communicate or to ordain, until they were released
from the ban: but they did exactly the reverse. The second reason is that he
was a State official and a layman, being made a pastor before he was a sheep.
On top o f all this, he was ordained b y one who had been deposed and
excommunicated.
1 Raderus (Mansi, vol. xvi, col. 299) translates the word βάρβαρος by ‘ nefario
ipso parricida’, meaning Photius. The translation is worse than inaccurate. But
Theognostos also runs riot in his statements; for instance, when in another place
he described the ill-treatment received by the Metropolitan of Cyzicus at the
meeting. The man who mishandled him must have been an official or a member of
the constabulary. Photius, of course, carried no sword and was only present at
the last session, if at all; yet it is none other than Photius whom Theognostos tries
to incriminate as the author of the ill-treatment he reports.
84
THE S Y N O D OF 86l
it is alleged, and after ten days Ignatius was at last tried and
condemned.
Is it really true that all this occurred at the last session but one? It is
hard to say. We are inclined to believe that Theognostos rather drama
tizes his own ideas about the trial, his own arguments and those o f his
friends on the Council’s methods o f procedure. But he forgets that his
first two arguments, had they ever been actually used, would have
received short shrift at the hands o f the Fathers; for Ignatius had not
observed the fourth canon o f the Sardica Council when he appointed
a successor to Gregory before his case had come up for trial in Rome.
As to Pope Innocent’s decision, the Fathers could have answered that
the cases o f Ignatius and o f John Chrysostom were not on all fours :
Ignatius had actually resigned and was not deposed until ecclesiastics
in revolt against his successor had recalled him to the patriarchal
throne again ; also because, being requested to put a stop to this
agitation, he declined to do so, thereby tacitly agreeing to his second
nomination.
The canonist who drew up the extract from the Acts o f the synod
would probably have been far too interested in that controversy not to
record it in his text, had it ever taken place.1 It looks therefore— to
repeat it once more— as though Theognostos had been summarizing
various incidents bearing on Ignatius’ case, but not strictly relevant to
the debates o f the Council.
Such seems to be the most probable reconstruction o f the principal
phases o f the Council o f 861 ; but it must be remembered that what was
said in the course o f the second period o f the debates on dogmatic and
disciplinary problems still remains a secret.
85
THE P H O. T IA N SCHI SM. I. THE H I S T O R Y
First, it should be made clear that Ignatius does not seem to have been
an expert at canon law. His fa u x pas at the beginning o f his tenure in
sending a pallium to the Pope already proves it; and his overt opposition
in Asbestas5 case to the fourth canon o f the Council o f Sardica confirms
it. We also note that he did not seem to take the appeal addressed to
Rome by Asbestas very seriously; that at the Council o f 861 he per
sistently refused to acknowledge the legates5 competence and addressed
them in terms bordering on arrogance; that he did not appear before
the Fathers till well after the third summons served on him by the
representatives o f Rome, and then, apparently, only because he was
compelled by the imperial police. And yet, there was no justification
for his refusal, even when he learned that the legates had received no
powers from the Pope to pass a final sentence, since both the inquiry
and the examination in the presence o f the Emperor and o f the Fathers
had been ordered by the Pope. This persistent disregard o f canonical
rules by the pious ascetic, and especially his attitude towards the legates,
do not seem to lend support to the theory o f an appeal to the Holy See.
Is it not then surprising that after refusing to appear before the
Council and to answer the legates5 cross-examination, Ignatius seems
tamely to have submitted to their verdict? Yet the extract from the
minutes o f the last session indicates that the witnesses took the oath
administered by him and that he offered no resistance when the sen
tence o f degradation1 was being carried out. Nor do we find the slightest
hint to justify the supposition that Ignatius appealed to the Pope from
the legates5 sentence. All this is, we must confess, not thoroughly
convincing, since we cannot refer to the Acts in full, but only to an
extract.
Fortunately, we can quote witnesses to belie Theognostos5 state
ments. First, Metrophanes, speaking o f the monk’s mediation with the
Pope in the Eternal City, credits him alone with the initiative: ‘ Then
the monk and archimandrite, Theognostos, driven by his zeal, disguised
himself as a layman and secretly left for Rome to inform the Holy
Father o f what had taken place in connection with Ignatius.52 Nicetas,123
Ignatius5 keenest champion, says nothing about Theognostos5 attempt
but attributes to Nicholas alone the responsibility for the legates5
condemnation.
1 Cf. the description of this scene in Nicetas Paphlago, P.G . vol. 105, col. 520.
2 Mansi, vol. xvi, col. 429. Once more Raderus blunders in his translation: Ζήλω
κινηθείς = Tei indignitate commotus’. It shows that his zeal often clouded his
Greek. 3 Loc. cit. col. 525.
86
THE S Y N O D OF 86l
Now let us see how Ignatius reacted after his condemnation. According
to Nicetas,1 he was placed under very strict surveillance, but the account
o f the sufferings he is alleged to have endured at the hands o f his gaolers
is undoubtedly exaggerated. The same writer then states that the ex-
Patriarch signed a declaration acknowledging that he had not been
canonically elected and that he had set up ‘ a tyrannical regime’, two
confessions corresponding to the main charges against him at the
Council o f 861, i.e. his nomination by Theodora and his condemnation
o f the Asbestas group. According to Nicetas’ report, Ignatius was
handed a blank sheet o f paper and Theodore, one o f the gaolers, took
hold o f the old man’s hand and scrawled the sign o f the cross, Photius
subsequently writing out the declaration. But what truth is there in
this tale? Is Nicetas merely trying to disguise the fact, so unpalatable
to extremist Ignatians, o f the ex-Patriarch’s final submission to the
Council’s decision, in consideration of which Ignatius was allowed to
live at the Posis palace, once his mother’s property? Later, Nicetas
tells us that Photius suggested to the Emperor to have Ignatius sum
moned to the church o f the Apostles, there to listen to the public reading
o f his own declaration and to be anathematized. It was even proposed
to blind him and to cut off one o f his hands; his residence, so it is stated,
was surrounded on Whit Sunday by a cordon o f police, and Ignatius,
seeing his life threatened, fled disguised as a servant and accompanied
by his disciple Cyprian. This is just another story to be taken with
caution, for the ‘ hagiographer’ is certainly not saying everything.
Considering the Ignatian radicals’ obstinacy in refusing to accept the
ex-Patriarch’s spontaneous submission and in accusing Photius o f
forgery, would it not rather have occurred to the authorities to make
Ignatius repeat his declaration before the Fathers o f the Council?
Fearing lest it should foil all their plans, the anti-Photianists perhaps
advised Ignatius to fly and escape from the threat o f losing his eyes.
The fugitive hid in the Isles o f Propontis until the August earthquake
shook his shelter,12 a shock that mollified the authorities towards Igna
tius: alarmed by the divine punishment which their cruel persecution
had called down on their heads, they decreed— according to Nicetas—
that Ignatius could now return to Constantinople in peace, without any
87
THE P H O T I A N SCHISM. I. THE H I S T O R Y
further fear o f retaliation. The ex-Patriarch then left his hiding place
and presented himself to the patrician Petronas, who took him to Bardas.
‘ Deeply affected by the man’s virtue/ says Nicetas, ‘ Bardas let him
return to his monastery, a free and innocent man.’ 1
Does Ignatius’ panegyrist not bear out the fact that Bardas and the
government were convinced in the end o f Ignatius’ innocence in his
over-zealous partisans’ recent intrigues? Would they not have acted
differently, if the ex-Patriarch had legally appealed to Rome? Would
his withdrawal to a monastery not have spelled danger? And would
Bardas have been so lenient, if Ignatius had persisted in his opposition?
All these questions, in my view, can only be answered in the negative,
all the probabilities converging on the one conclusion, that Ignatius
finally submitted to his fate and did not appeal to Rome.12
There only remains to explain, and form an estimate on, the legates’
conduct in the proceedings o f the Council. It seems absolutely certain
that by passing sentence on Ignatius in the Pope’s name they exceeded
the limits o f their powers, since the Pope, as we have seen, had in so
many words reserved the right to himself. On the other hand, the
criticism often raised that they overstepped their mandate by summoning
Ignatius before the Council is unjustifiable, since the inquiry by the
Fathers had been ordered by Nicholas I. The Emperor Michael, in his
reply to the Pope, also corroborates the fact that the legates were quite
conscious o f exceeding the limits set to their activities by Nicholas, as
it was with the greatest reluctance that they were induced to go beyond
their warrant.3
Photius’ enemies have pretended that violence and corruption account
for the result; but why should the Byzantine government have resorted
1 Nicetas, P.G . vol. 105, col. 525. At one place in his ‘ biography’ of Ignatius
Nicetas reveals the true culprit in all the persecutions against Ignatius, namely, Bardas,
not Photius. In relating a dream Bardas had before dying, he represents St Peter
inviting Ignatius to point out the man responsible for all his misfortunes and the
ex-Patriarch singled out Bardas (ibid. col. 536). Here Nicetas unwittingly tells the
truth and by the same token shows that all the unpleasant measures taken against
Ignatius had politics as their inspiration.
2 This is confirmed by Nicetas’ report that Bardas examined, and found no truth
in, the statement made by the impostor Eustratius to the effect that he had received
from Ignatius a letter addressed by him to the Pope who had refused to receive it,
whilst sending a friendly letter to Photius. Nicetas (P .G . vol. 105, cols. 528 seq.)
pretended that the two letters had been forged by Photius; yet he admitted that
Bardas looked into the allegation and found no truth in it.
3 M .G .H . Ep. V i, p. 514 (letter from Nicholas to Michael, 13 November 866).
88
THE S Y N O D OF 86l
to force, when it was its obvious wish to bring the legates round to its
own designs by persuasion? As to the reproach o f corruption, one
needs to be cautious : Radoald and Zachary were very capable bishops,
whom the Pope used to honour with particularly delicate missions; and
to think that the Pontiff numbered among his trusted agents men
accessible to venality would be casting an unwarranted slur on the
Roman clergy and on the pontifical court o f that period. Even when
he came to disapprove his legates5 conduct, Nicholas never went so far
as to accuse them o f being open to arguments so alien to morality.
Motives for their attitude should be looked for elsewhere.
The legates were intelligent enough to realize that conditions in
Byzantium were somewhat different from what was thought in Rom e;
that the anti-Photianist opposition was not so formidable and that its
members were not as harmless and innocent as they claimed to be. They
could not but be aware o f the immense significance o f a Patriarch o f
Constantinople being condemned and deposed by the representatives
o f the Holy See. Whatever we may think o f their statesmanship, one
thing is certain : Radoald and Zachary were excellent canonists,1 and
knew enough about the religious policy o f Nicholas I to anticipate that
the negotiations, o f which they were the instruments, would meet their
master’s deepest desire, and that the Pope, who had succeeded in
imposing his authority on the Western bishops and had stifled the dreams
o f independence o f the Frankish Church, the most powerful Church in
the West, would appraise their initiative at its true value. They also
knew that the Pope never liked to leave important decisions to his
representatives, and that in the particular instance o f Ignatius he had
jealously reserved the verdict to himself. This was why they withstood
so long the request o f the Emperor, who consented to the resumption
o f the Council meetings only on condition that the issue should be
definitely settled on the spot. Their reluctance displeased him; and they
knew it; and they were made to understand that if they refused to yield
he would drop all idea o f a Council, in which case Nicholas would have
lost his chance o f having a say in Ignatius’ case. Faced with this alter
native, which seemed to them fundamental, they decided to go ahead,
expert canonists as they were, and to exchange the humble part o f
inquirers for the role o f judges. Thanks to them, the Church o f Con
stantinople fully and freely, one may say for the first time, acknow
ledged the Roman Pontiff’s right to try a Byzantine Patriarch. Tw o
1 Cf. E. Pereis, Papst Nikolaus I und Anastasius Bibliothecarius (Berlin, 1920),
pp. 209 seq.
89
THE PH ΟΤΙ AN SCHISM. I. THE H I S T O R Y
90
C HA P T E R IV
Radoald and Zachary return to Rome— Nicholas’ policy and letters to the Emperor
and the Patriarch-—Theognostos and the Roman Synod of 863— Byzantine reaction
in Bulgaria and its development in Rome— Nicholas’ fatal reply— Was the breach
permanent?— Reaction in Byzantium— Boris’ volte-face; his influence on the
growth of the conflict— The Byzantine Synod of 867— Did Photius challenge the
Roman primacy?
O n reaching Rome, the legates explained to the Pope the reasons why
they had taken it upon themselves to exceed their mandate, and the
Pope could not but see the important advantage the H oly See had
secured over the most powerful patriarchate in the East. Everything
points to the fact that, at least on principle, he approved all that the
legates had done in Constantinople. This is proved by the w ay he dealt
with them; for Radoald o f Porto was actually entrusted towards the
end o f November 862 with an important mission to the Frankish court.1
The Pope would certainly not have sent Radoald on this new embassy,
had he not been pleased with his last mission to Constantinople. As for
Zachary, he quietly and honourably resumed his duties at the pontifical
court.
In one particular matter, however, the mission o f Radoald and
Zachary had failed completely. The Pope had commissioned them to
claim the return o f the patrimonies o f Sicily and Calabria and o f
Illyricum to the direct jurisdiction o f the Roman See. In this the legates
were unable to give the Pope any satisfaction, nor did the proposals
seem to have come up for discussion at the Council. None the less, the
fact that the Byzantine Church and the Emperor had accepted the papal
legates’ verdict suggested that the prestige o f the See o f Rome was very
considerable in Byzantium. Was there then no hope that the Byzantines
would ever yield on this particular point? But the Pope still possessed,
should the need ever arise, a powerful weapon at his disposal. I f it was
true that the Patriarch Ignatius had been tried and condemned by the
legates in the Pope’s name, it was no less true that the new Patriarch
had not yet been officially acknowledged by the See o f Rome as the
legitimate successor.
?!
THE P H O T I A N SCHISM. I. THE H I S T O R Y
The letter sent to the Pope by Photius after the Council seemed to
raise and encourage such hopes, for it was couched in very deferential
terms, as though Photius had been aware that the Pope had not yet
fully entered into communion with him. Hence the efforts in his letter
to meet all the objections which the Pope had previously raised against
the legitimacy o f his elevation. After repeating what he had said in his
previous letter, he insisted that he had been forced to accept a dignity
which in no w ay appealed to him; he also tried to justify his rapid
promotion from the laity to the patriarchate, since the Church o f Con
stantinople, he said, had not accepted the canon o f Sardica quoted by
the Pope in his letter to Michael III,1 prohibiting such rapid rise o f
laymen to ecclesiastical dignities.12 But to meet the Pope’s wishes,
Photius had a canon voted by the Fathers o f the last synod putting an
end in the Church o f Constantinople to a practice at variance with
Roman usage; he went on to quote several instances to the Pope o f
the canonical prescriptions being disregarded and ended by requesting
him not to listen to calumnies from people reaching Rome from Con
stantinople without any letters o f recommendation from the eccle
siastical authorities.3
The contents o f this letter seemed to the Pope to be encouraging, for
92
N I C HO L A S , P HO T I U S AND BORI S
he saw clearly that the new Patriarch was very keen on recognition by
the See o f Rome as the legitimate incumbent. This was important,
making it worth his while to look about for a counterpoise equivalent
in the scales o f pontifical politics to the Patriarch’s desire, and there was
no better test than the return o f Illyricum to the direct jurisdiction o f
the Holy See. There was in Photius’ letter a passage which seemed to
justify the attempt.1 There the Patriarch stated that he would have been
only too willing to meet the Pope’s demands, had the Emperor not
vetoed some o f the concessions, so that the Patriarch and the legates
had to give way for fear o f worse risks. In these words Photius
evidently hinted at the Pope’s demand that Illyricum should become
Roman again, and the Pope naturally concluded that the Patriarch had
on principle no objection to the request.
93
THE P H O T I A N SCHISM. I. THE H I S T O R Y
94
NI C HO L A S , PHOTXUS AND BORI S
Now it is easy to read between the lines o f this letter that the Pope
left open the possibility o f his confirming the sentence passed on
Ignatius by his legates, since all he maintains is that the evidence pro
duced in support o f the condemnation did not seem to him adequate.
He does not, o f course, mention the price Byzantium would have to
pay for a new revision o f this sorry business; but Leo had stayed in
Rome long enough to fathom the secrets o f Nicholas’ policy; and he
had opportunities enough, during those long winter months, o f sounding
the Pope’s canonists and officials to acquaint his imperial master and
Photius with what lay behind an apparently definite refusal. And in
order to lend his words more weight and a more menacing significance,
Nicholas at the same time announced his decision to the Patriarchs o f
Alexandria, Antioch and Jerusalem.2
But if the Pope imagined that these dignitaries would ever be able
to influence Michael and Photius and induce them to yield to the See
o f Rome, he made a great mistake. Those poor oriental Patriarchs were
far too dependent on imperial good will and bounty ever to indulge in
1 M .G .H . Ep. vi, p. 450. Hergenröther, Photius, vol. I, p. 441 goes too far in
casting doubts on the sincerity of the Patriarch’s statement that he had accepted
the patriarchate against his will: he calls it ‘ die alte Lüge’. And yet, it is one of the
most moving passages in the letter (P .G . vol. 102, col. 597). Scholars who have
a love for learning and know how to be absorbed in its deepest secrets, will read
with emotion what the old professor of the Byzantine ‘ University’ has to say about
his studies and his students. They alone will understand the feelings o f regret and
bitterness Photius experienced, when harking back to those peaceful years of study
which he had to give up for ever. Instead of an idyllic life, devoted to study and
teaching, he finds himself swallowed up in public life and dragged into political
party conflicts for which he professed nothing but contempt. Did Hergenröther
never experience the feelings of a scholar wrested from his studies by occupations
that have nothing to offer in common with scholarship ?
2 M .G .H . Ep. vi, pp. 440-2.
95
THE P H O T I A N SCHISM. I. THE H I S T O R Y
In vain did Nicholas await a reply to his demand: Michael and Photius
remained dumb, which, to put it frankly, was the only possible thing
for them to do. Unable to pay the price the Pope expected for a new
revision o f the Photian and Ignatian cases, their most discreet policy
was to wait till the Pope changed his mind rather than start a quarrel
which would have gravely compromised the good relations between the
two Churches.
But the Pope kept on hoping that his letters would produce the
desired effect on the Byzantines, whilst the legates Radoald and Zachary
continued to enjoy his favours. Radoald received, on his mission to the
Frankish court, new instructions from the Pope as late as the month o f
April, 863: but the imperial embassy did not make its appearance.
Instead o f the ambassadors, other people came to Rome, namely, the
so-called champions o f Ignatius, the principal mischief-makers in all the
troubles that had divided the Byzantine Church. The most prominent
among them were the abbot Theognostos and his followers, all trying
to draw the Pope to their side. Though none o f them had letters o f
recommendation from the Patriarch o f Constantinople, Nicholas gladly
welcomed all these refugees, listening to their complaints and their
views on the position. Theognostos came forward as Ignatius’ spokes
man, though I have already said that the ex-Patriarch had not appealed
to the Pope and had given no one a mandate to act in his name; but
being one o f the Ignatian leaders, Theognostos considered himself
entitled to do so.
It is hard to say when Theognostos arrived in Rom e; only one thing
is certain: it was after the ambassador Leo’s departure. It would be
interesting to know whether it was in the course o f the year 862 or at
the beginning o f 863, but notwithstanding the vigilance o f the imperial
police, he certainly did his utmost to be in Rome at the earliest possible
date.
I f Theognostos arrived in Rome in 862, it is important to observe
that he failed to induce the Pope to adopt his point o f view, for it must
in that case have taken him a full year to decide on the resolute step in
96
N I C HO L A S , P HOT I US A ND BORI S
DPS 97 7
THE P H O T I A N SCHISM. I. THE H I S T O R Y
and deposing Ignatius ; and for his pains was deprived o f his episcopal
dignity and excommunicated. The synod then voted six canons. The
first declared that Photius, having been ordained by a bishop who was
ctied5 by the Holy See on account o f his misdeeds against Ignatius, was
stripped o f all ecclesiastical dignity. He was also blamed for trying to
bribe the papal legates. The second canon declared Gregory Asbestas
to be deposed and excommunicated; and the clergy ordained by Photius
were disqualified from all ecclesiastical functions (canon III). Canon IV
restored in very solemn terms the patriarchal dignity to Ignatius.
Bishops and clergy who had been victimized for their loyalty to Ignatius
were to be immediately reinstated in their honours and functions
(canon V ). The last canon ratified the condemnation o f John the Gram
marian, the last leader o f iconoclasm and its sectaries.
I f we now compare these new decisions issued by Nicholas with the
contents o f his letters to Michael, Photius and the Eastern Patriarchs in
862, we note, indeed, an immense ‘ progress5 in the Pope’s mental
attitude towards Photius ; and it is also easy to guess who was responsible
for this ‘ progress’ : none, o f course, but Theognostos and his friends:
and the Pope himself confessed as much, when he mentioned in the
same letters the rumours brought to Rome by people coming from
Constantinople.1
Let us specify the points in which Theognostos influenced the Pope.
First in importance was Gregory Asbestas’ association with the Photian
affair. Until then Nicholas had known little about him, or at any rate
attached little importance to his case, since he mentions him nowhere.
The legates’ decision annulling the condemnation o f Gregory and his
group had not been, up to that date, particularly questioned by the
Pope, the only objection he raised being against the sentence on Ignatius
and Photius. Yet, at the Roman synod, Asbestas’ case held the floor,
no doubt as a result o f the intervention o f Theognostos and his friends.
A careful scrutiny o f the Acts o f the Roman synod discloses first o f
all the fact that the relations between Photius and the Asbestas group
supplied the main grievances against Photius, who was blamed, for
instance, for having communicated with ‘ schismatics ’, i.e. with Asbestas’
friends, even before his ordination, a detail o f which the Pope had been
completely unaware before Theognostos’ arrival in Rome. Photius was
1 Loc. cit. p. 517: ‘ Sed procedente tempore murmur multorum ab illis partibus
Romam venientium, quin immo persecutiones a fautoribus Photii commotas
fugientium, sensim eosdem coepit episcopos muneribus fuisse corruptos diffamare
et, quod communicassent Photio et deposuissent Ignatium, divulgare.’
98
N I C HO L A S , P HO T I U S AND BORI S
also indicted for having been ordained by a deposed bishop and for
having sentenced Ignatius with the assistance o f deposed and anathema
tized bishops— again Asbestas’ group— and o f bishops ‘ without a see5,
this last designation implying, no doubt, that the Pope— again at the
instigation o f Theognostos— did not acknowledge the promotions
among the clergy made by Photius. Until the synod, the Pope had ap
parently no knowledge o f any promise made by Photius to some Ignatiafi
bishops or o f his dealings with the outgoing Patriarch; yet, in the first
canon o f the Roman synod, the violation o f this promise was listed among
the main crimes laid at the ‘ intruder’s ’ door. The Pope also gave credence
to Theognostos’ account o f the ‘ persecutions’ against the Ignatians.
The fact that for the very first time he blamed his legates for having
communicated with Photius1 could only be due to reports carried by
the Ignatian refugees to Rome, informing the Pope o f particulars he
did not know before, or rather, to which he had attached no importance.
For the first time, too, the Pope honoured Photius with the ‘ uncom
plimentary designations’ so dear to the Ignatians: the new Patriarch is
now called a ‘ rapax et scelestus adulter’, ‘ adulter et pervasor’ (canon I
o f the synod), ‘ neophytus et Constantinopolitanae sedis invasor’
(canon III), and ‘ adulter, prevaricator, pervasor’ (canon IV ), titles one
can find on nearly every page o f Ignatius’ L ife , as written by Nicetas-
David, and o f the anti-Photianist Collection, o f which mention will
be made later.
W hy, then, did Nicholas lend so much credit to the reports o f
Theognostos and his like? For we must remember that the Pope could
easily control their statements by consulting either the Acts o f the synod
o f 861, or the archives o f his predecessors Leo IV and Benedict III
(both Popes rather unfavourable to Ignatius), containing the documents
o f the Asbestas case and o f his trial under Ignatius, or the letters o f the
Emperor and Photius; yet the Pope so disregarded these documents
that he even indirectly accused the Emperor o f telling lies. The Emperor
had stated in his correspondence that Ignatius had resigned, and the
R.oman synod emphatically states in its fourth canon: ‘ Qui primo
quidem imperiali violentia ac terrore trono privatus est.’ Nicholas even
preferred to disown his own legates who until then had been his trusted
agents. How is such extraordinary conduct to be explained?
We must remember what has been previously said about Nicholas’
1 Loc. cit. p. 515: ‘ Denique et cum Photio adultero, ecclesiae invasore atque
neophyto, quod sibi multipliciter prohibitum fuerat, inter sacrosancta mysteria
communicaverunt. ’
7-2
99
THE P H O T I A N SCHISM. I. THE H I S T O R Y
policy: it did not take Theognostos and his associates long in Rome to
discover the Pope’s dominant thoughts and the motives o f his quarrel
with the Emperor. Theognostos found the target to aim at and
proceeded with methodical cunning. He first gave Nicholas a complete
assurance o f the Ignatians’ profound attachment to the Roman See:
for did not their leader Ignatius appeal to the Pope’s judgement imme
diately after the synod o f 859?— a statement it was difficult for the
Romans to verify, since Photianist evidence, the only one at their dis
posal, said nothing about it. So, w hy not believe it? Again, one thing
seemed certain: Ignatius had commissioned Theognostos to appeal to
Rome after his condemnation in 861 : Theognostos said so; his Libellus
containing the appeal was written in the ex-Pa'triarch’s name and the
document was replete with expressions o f extreme deference to Rome.
How was the Pope to verify the pious monk’s statement?
There was also a sentimental side to the affair: the round o f sufferings
endured by Ignatius, after the vivid, picturesque and passionate account
by his faithful supporters, must have moved to tears a Pope o f Nicholas’
temperament, a saintly man who had ever been the champion o f the
rights, not only o f the Church, but o f all the oppressed ; who had under
taken the energetic defence o f Theutberga, the repudiated wife o f
Lothar II, one o f the finest gestures to the credit o f a successor
o f St Peter. Nicholas always loved to step into the breach in defence o f
bishops against powerful Metropolitans, as was the case with Rothad
o f Soissons and Wulfad o f Bourges. Nothing fired his sense o f justice
and touched his heart so much as the report that somebody was being
unjustly treated;1 and here the evidence of unjust persecution was
glaring in the very city o f Rome, where Theognostos and his co-sufferers
had taken refuge from ‘ imperial fu ry ’ ; such pious and virtuous folk, too,
who edified all the Romans with their fervent practices. One can well
imagine with what zeal they played up to the crowd, conscious that
there was no better way to the heart o f the pious Pontiff and his faithful
and naïve flock. And the obstinate silence of the Emperor and Photius
bore out the version given by Theognostos o f events in Byzantium.
There remained still another consideration which, more than any
other, must have confirmed Nicholas in his last decision. For all their
protestations o f submission to Rome, the Emperor and Photius refused
the request that seemed to Nicholas so fair, the return o f Illyricum to
the Roman jurisdiction. But after all, the Patriarch’s position in Byzan-
1 Cf. Perds’ opinion on Nicholas (loc. cit. p. 178): ‘ Ein moralischer Untergrund
ist in den Motiven seines Handelns gar nicht zu verkennen.. . . ’
IOO
N I C HO L A S , P HO T I US AND BORI S
tium did not seem so strong as it looked, judging from the legates’
account. Theognostos airily spoke o f innumerable crowds o f pious
monks and bishops, who refused to accept Photius as their legitimate
Patriarch. Photius had, therefore, come up against an opposition, which
in Theognostos5 opinion was very serious and seemed to have a more
decided lean to Rome than Photius had. Then w hy not back it up, all
the more so as justice demanded it?
Again, there were good prospects that, once restored to his see by
the Pope, Ignatius would show himself more grateful to the papacy
than his rival, and in this respect Theognostos had no doubt given the
Pope more definite assurances, calculated to dispose o f his lingering
hesitation.
O f this we find corroboration in a letter from Pope John V III to
Boris-Michael, written at the end o f 874 or at the beginning o f 875,
where the Pope exhorts the Khagan to throw up his obedience to the
Byzantine Patriarch and make his submission to the Roman See. This
is what he says about Ignatius:1
F or it was on this condition that Ignatius was acquitted b y our predecessors,
that if he undertook anything against apostolic rights in connection with
Bulgaria, which not even Photius ever dared to attempt, he would, despite
his acquittal, remain under the sentence o f his previous condemnation.
Therefore, either he stands acquitted, if he respects the rights o f the Apostolic
See on the Bulgarian question, or, if he does not, he falls back under the
previous ban.
This passage surprised M. P. Kehr, who published it, but the only
possible explanation is that the words reflect the negotiations between
Nicholas and Theognostos before Ignatius5 reinstatement.
Another circumstance deserves our attention: whereas the Pope
paints his legates5 doings in Constantinople in the darkest colours, one
is surprised to find that the punishment meted out to Zachary o f Anagni
did not fit the 'misdeeds5 deplored by the Pope. Zachary, it is true, was
deposed and dispossessed o f his diocese, but the Pope gave him as a
reward the disposal o f the rich and important monastery o f St Gregory
the Great.^ Nor was his diocese handed to another titular. After his
1 M .G .H . Ep. vu, pp. 294 seq.: ‘ Sub ea enim conditione Ignatius a nostris
predecessoribus solutus est, ut, si per Bulgariam, quod neque Photius ille tempta
verat, aliquid contra jura apostolica temptavisset, sub pristinae damnationis suae
sententia nichilominus permaneret. Aut ergo in Bulgariam contra institutionem
sedis apostolicae nil temptans vere solutus est, aut, si temptaverit, pristinis utique
laqueis inretitus est.’ Cf. chapter vi, pp. 159 seq.
2 Joannis Diaconi Vita Gregorii M. iv, ch. 93, P .L . vol. 75, coi. 236.
IO I
THE P H O T I A N SCHISM. I. THE H I S T O R Y
But in this respect the Pope was mistaken. As he was waiting for the
Emperor’s reply and preparing his attack on the Patriarch, things went
on in Byzantium very much as before : the die-hard Ignatians’ opposi
tion was broken and paralysed; the Emperor’s power was steadily
expanding, and Byzantium, under the rule o f its young Emperor and
o f the remarkable statesman Bardas, had recovered its pristine influence.
B y 860-1 the Empire’s political and religious prestige had penetrated
as far as the Khazars, and by 862-3 to the Moravians? Yet the ambas
sador Leo’s report and Nicholas’ letter revealed to Bardas and Michael
the danger that threatened the Empire from Bulgarian quarters, and
this report, together with Nicholas’ claims, accelerated the encirclement
1 See p. 202.
2 Cf. the passage in the Pope’s letter, M .G .H . Ep. vi, p. 517.
3 Loc. cit. pp. 561, 562. Cf. Haller, loc. cit. p. 29.
4 Cf. what J. Haller says on this matter, loc. cit. pp. 31 seq. He explains the
relations between Byzantium and Rome at that time with remarkable insight
and clearness, though he unwarrantably underestimates Theognostos’ share in the
change of pontifical politics.
3 For further details, cf. my book, Les Légendes de Constantin et de Méthode,
pp. 148-209, 226-31.
102
N I C HO L A S , P HO T I U S AND BORI S
103
THE P H O T I A N SCHISM. I. THE H I S T O R Y
moment, but his reply to the Pope has unfortunately been lost, though
its main lines can be restored from Nicholas5 answer.
The Emperor must have written in the tone o f one who was sure o f
his advantage. He first blames the Pope for failing to appreciate at its
true value the concession he and the Byzantine Church had made to the
Roman See by allowing Ignatius to be tried by his legates. No instance
o f such concession1 had ever been heard o f since the Sixth Oecumenical
Council. Then the Emperor protests against the Pope’s request for a
revision o f Ignatius’ trial. He had never asked the Pope to send his
legates to try Ignatius, whose case had been settled by a local synod o f
the Byzantine Church long before the legates arrived and could not be
reconsidered.2 As the incident did not touch on orthodox doctrine^
and was a purely disciplinary affair, which the Byzantine Church could
perfectly well settle for itself, it was no concern o f the Roman See.
What the Emperor did ask for was the dispatch o f legates for a second
condemnation o f iconoclasm, knowing that iconoclastic ideas were also
spreading in the W est: but not even for this was the presence o f the
Roman legates essential, since that heresy had already been condemned
by the Council o f Nicaea.4 But the Emperor knew the man who had
supplied the Pope with such one-sided information and incited him
against Photius, i.e. none other than Theognostos and the other refugee
monks in Rome, where they also intrigued against his Imperial Majesty.
The Pope should repatriate these culprits to Constantinople, and should
he refuse to comply with this demand, the Emperor would feel obliged
to use more forcible methods to help him to change his mind.5
Judging from some bitter remarks made by the Pope,6 the letter
apparently was written in an arrogant tone, though Nicholas seems to
have exaggerated and been too sensitive on certain points. He took
1 Loc. cit. p. 457.
2 Loc. cit. p. 460: ‘ Ceterum dicitis non ideo ad nos misisse vos, ut secundum
iudicium Ignatius sustineret.. . . Dicentes vero, quod synodice fuerit condem
natus.. . . 5 P. 476: ‘ . . .noluisse vos, ut a missis nostris Ignatius iudicaretur, eo
quod fuerit iam iudicatus et condemnatus.’
3 Loc. cit. p. 469 : ‘ Sed dicitis fortasse non fuisse in causa Ignatii sedem aposto-
licam convocare necesse, quia non hunc ullus hereseos error involverat.
4 Loc. cit. p. 472: ‘ Quod autem scripsistis vos idcirco quosdam nostrorum
adesse voluisse, quoniam dicebamur cum expugnatoribus sacrarum imaginum con
certare. . . . Quamvis dixeritis non nostri eguisse vos ad expugnandos hereticos pro
eo, quod iam fuerit huiusmodi heresis in Nicea secundo convocata synodo. . .
subversa.5
3 Loc. cit. p. 479.
6 For instance, loc. cit. p. 454: ‘ epistola. . . quae tota blasphemia, tota erat iniuriis
plena5; p. 455: ‘ . . .vos ab iniuriis scribentes5, etc.
104
N I C HO L A S , P HO T I US AND BORI S
offence at the Emperor calling Rome an ‘ old tow n5, when Michael
seems to have used the epithet ‘ The old R om e5 to distinguish Rome
from Byzantium ‘ The new R om e5.1 The Pope, however, had good
reason to protest against the Emperor calling Latin a barbarian and
Scythic language.2 This is the first time that we see Greek patriotism
at odds with Roman and Latin nationalism.
It used to be said that Michael’s reply had been written by Photius,3
but there is nothing to prove it, nor does Nicholas seem to have thought
so; and some statements by the Pope into which a hint at Photius was
read are not convincing.4 All these fancies are based on the notion,
still prevalent, o f the Royal and Imperial Chancelleries o f the Latin
Middle Ages, when all the work o f composition and editing o f docu
ments was done by bishops and clergy. But what was true o f the Latin
West is not applicable to the Byzantine Empire. Byzantium had no
need for bishops to compose its imperial letters, for the Empire boasted
an excellent bureaucratic tradition. Functionaries were laymen, learned
and well versed in whatever was expected from efficient State officials.3
Photius had certainly trained his subordinates well at the time he was
directing the Imperial Chancellery and he had, no doubt, a worthy
successor to take over his functions.
The Pope was dangerously ill when he received this letter from
Michael III, and not in a fit state to word the reply himself.6 The lengthy
answer which the imperial ambassador was handed at the last minute
at Ostia, just before the departure o f his boat for Constantinople, and
dated 28 September, must have been drawn up by the president o f the
Pontifical Chancellery, Anastasius the Librarian, the Pope contenting
himself with giving him the general outline.7 The letter was destined
to be one o f the most important documents in the evolution o f the
papacy. From the eleventh century onward, it has been exploited to
1 Loc. cit. p. 474: ‘ Urbs, quam vos quidem inveteratam, sed Honorius pius
imperator aeternam vocat.. . .ή πρεσβυτέρα, ή νεοοτέρα ‘Ρώμη.
s Loc. cit. p. 459: ‘ In tantam vero furoris habundantiam prorupistis, ut linguae
Latinae iniuriam irrogaretis, hanc in epistola vestra barbaram et Scythicam appel
lantes.
3 Hergenröther, Photius, vol. 1, p. 553.
4 For instance, M .G .H . Ep. vi, p. 473 : ‘ non enim nos ex pio corde vel ore vestro
tam profana tamque perversa processisse putavimus.
5 Cf. A. Andreades, ‘ Le recrutement des fonctionnaires et les Universités dans
l’Empire Byzantin’, in Mélanges de Droit dédiés à M . G. Cornil (Paris, 1926),
pp. 17-40. F. Dvornik, Les Légendes de Constantin et de Méthode, pp. 25-33, 39“ 45 ·
6 Loc. cit. p. 474. 7 Cf. Perels, loc. cit. p. 307.
IOÎ
THE P H O T I A N SCHISM. I. THE H I S T O R Y
1 See E. Perels’ excellent study, ‘ Die Briefe Papst Nikolaus I. Die kanonische
Überlieferung’, in Neues Archiv (1914), vol. x x x ix , pp. 45-153. Cf. what is said
on pp. 292 seq.
2 Cf. A. Hauck, Der Gedanke der päpstlichen Weltherrschaft bis au f Bonifa{ V I II
(Leipzig, 1904), pp. 14 seq. H. Böhmer, ‘ Nikolaus I,’ Realenzyklopädie für prot.
Theologie (3rd ed., Leipzig, 1904), p. 69: ‘ Nikolaus hat die mittelalterliche Papstidee
geschaffen.. . . ’ But this honour rather belongs to Gelasius I.
3 Papst Nikolaus /, pp. 153 seq., 170 seq. Cf. J. Haller, loc. cit. p. 77. Remember
Leo IV ’s refusal o f the pallium sent to him by Ignatius as a present.
4 Cf. A. Hauck, Kirchengeschichte Deutschlands (Leipzig, 1900), vol. Ii, p. 542.
3 See specialized studies by A. Thiel, De Nicolao I papa commentationes duae
historico-canonicae (Brunsbergae, 1859). F. Rocquain, La Papauté au Moyen Age
(Paris, 1881), pp. 1-74. J. Roy, ‘ Principes du pape Nicolas I sur les rapports des
deux puissances’, in Études d 'Histoire du M .A . dédiées à G. Monod (Paris, 1896),
pp. 95-105. A. Hauck, Kirchengeschichte Deutschlands, pp. 533 seq. H. Lämmer,
Papst Nikolaus I und die byzantinische Staatskirche (Berlin, 1857). A. Greinacher, Die
Anschauung des Papstes Nikolaus I über das Verhältnis von Staat und Kirche (Berlin,
ϊ 9°9). (Abhandlungen zur mittelalterlichen und neueren Geschichte, vol. x.)
106
N I C HO L A S , P HO T I US AND BORI S
opinion, failed to respect the privileges o f the See o f Rome and spoke
o f St Peter’s successor in a most outrageous manner. Since the Sixth
Council until recent days, most o f the Byzantine Emperors had been
heretics.1 The Greeks were in the habit o f tampering with pontifical
documents, for they did so at the Council o f 787 and again in 861. It is
outrageous for an Emperor to order a Pope to send his legates to a
Council. Not even Michael, though he claimed the right, dared to
exercise it; on the contrary, he invited the Pope to send his legates to
the Council, as is easily judged from the letter he sent to the Pope at
the time. It was really regrettable that Michael should not have imitated
his predecessors’ deference.2 Then, why did he claim the title o f Roman
Emperor, if Latin, the Romans’ tongue, was no better to him than a
barbarian language?
With regard to Ignatius’ condemnation by a synod o f Constanti
nople, the Emperor must admit that until then no Patriarch had ever
been deposed or condemned without the consent o f the Roman See.
It is absurd to contend that the synod o f 861 which ratified the con
demnation had the same number o f Fathers as the great Council o f
Nicaea : Ignatius’ condemnation was, none the less, unfair. The Emperor
had no right to convoke that Council and stand by, whilst a pious
Patriarch was being disgraced; such a Patriarch could not be tried by
his own subordinates, or by schismatics and laymen, but only by a
higher court, i.e. by the Pope. Besides, without his consent, no Council
is valid.
In the second part o f his letter, the Pope defines with firmness, clarity
and precision the traditional and inalienable rights o f the H oly See.3
These rights, he says, were given by Christ Himself to St Peter, who
handed them down to his successors. Rome alone can boast o f having
seen living and dying within its walls St Peter and St Paul, founders o f
its glory. After Rome, Alexandria and Antioch had the closest contact
with the two Apostles, whereas Constantinople had to import some
relics (o f St Andrew, Luke and Tim othy in 3 56) to give itself a semblance
of apostolic tradition.4
These privileges give the Pope power ‘ super omnem terram, id est,
super omnem ecclesiam’, therefore even the right o f watching over the
Church o f Constantinople; and that is w hy the Pope took an interest
107
THE PH ΟΤΙ AN SCHISM. I. THE H I S T O R Y
in Ignatius5 case, reserved its decision to his own judgement and never
gave his legates leave to pass sentence on the Patriarch.
As regards Theognostos and his associates, the Pope refuses to send
them back to Constantinople, since they only tell the truth, and their
reports are borne out by other monks coming from the East. The Pope
has the right to summon any cleric to his court in Rom e.1
A t the end o f his letter, the Pope states that he wishes nevertheless
to offer a concession to the Emperor and declares his readiness to revise
the case o f Ignatius and Photius, but only in Rom e: the two rivals must
appear before the Pope or at least send their representatives to him. He
even specifies which Ignatian bishops he wishes to see in Rome to plead
their Patriarch’s case before his court. The Emperor must send his
representatives too. A ll this, he insists, is a great concession. The H oly
See’s verdict can be altered by none but the Pope himself, but Nicholas
assures the Emperor that he wants to be an equitable judge,12 and only
refuses to reconsider the condemnation o f Asbestas and his party.
It must be confessed that the conclusion o f this letter comes as a
shock, for the firmness o f Nicholas’ tone throughout his letter on the
privileges o f his See and the violence o f his language addressed to the
Greeks and even to the Emperor lead one to expect a different solution
to Ignatius’ case. The Pope was apparently seriously disposed to recon
sider his verdict against Photius and to leave open the possibility o f his
rehabilitation; but to help the Ignatians to become reconciled to the
fact, he suggests to the Emperor between the lines that he should make
up his mind and sacrifice Asbestas and his confederates: their being
held responsible for all the trouble would open an avenue to a com
promise between the two parties.
Whatever motives led the Pope to such a proposal, it does not seem
that he was still nursing hopes o f recovering Bulgaria.3 Realist as he
was, he could not but see that all his hopes for the return o f eastern
Illyricum had vanished, directly Byzantium had laid its hands on the
Bulgarians; but o f course, when he dispatched his letter, Nicholas could
not anticipate what was to happen in Bulgaria some months later.
It is not here that we shall discover the motive o f Nicholas’ decision.
The vigour o f the Emperor’s reply brought home to Nicholas that he
1 Loc. cit. p. 478: 'Ju s habemus non solum monachos, verum etiam quoslibet
clericos de quacumque diocesi. . . ad nos convocare.’
2 Loc. cit. pp. 480-4.
3 That is what J. Haller says, loc. cit. pp. 79 seq., though he is not so well
inspired here as in his reading of the first phase in the conflict.
108
N I C HO L A S , P HO T I U S AND BORI S
had gone too far: after losing Illyricum, he was now busy wasting the
finest achievement Radoald and Zachary had brought from Constan
tinople— the recognition by the Byzantine Church o f the Roman
supremacy, a loss he realized to be more serious and deplorable than
the first. One can trace Nicholas’ fear and w orry in the terms, often
violent, or at least unconventional, which he uses in addressing the
Byzantine Emperor. It is then that he feverishly casts about for props
to his argumentation in support o f the inalienable rights o f the Papacy
over the whole Church and in justification o f his previous refusal to
acknowledge Photius without any further ado. As long as these rights
and privileges are admitted, a revision o f the sentence passed may be
expected on the strength o f those very same privileges.1
Notwithstanding its lofty and confident tone, Nicholas’ letter marks
therefore a regression in pontifical politics, though the retreat is heavily
screened by an imposing mass o f arguments in support o f Rom e’s
privileges and by fresh attacks on imperial pretensions:^ but it is a
retreat for all that. This letter therefore did not convey a threat or
a warning o f a complete rupture between Rome and Byzantium; far
from it: the Pope took it to be the first step towards an honourable and
peaceful liquidation o f the whole dispute.
10 9
THE P H O T I A N SCHISM. I. THE H I S T O R Y
against them by claiming against Photius the same rights as his pre
decessors had claimed against Ignatius. For they had not forgotten
what Leo IV had written to Ignatius,1 when the Pope took him severely
to task for condemning Asbestas without the Roman See’s consent, in
violation o f previous observance.
Another bone o f contention must have been the Pope’s assertion
that no synod could be summoned without the Pope’s consent, and
worse still, that Councils were no concern o f the Emperor’s. Nicholas
simply ignored the Byzantine ‘ doctrine’ on Councils as it had evolved
in the East since the days o f Constantine the Great. For indeed all the
first oecumenical Councils had been convoked by the Emperors; they
presided at the meetings and it was their exclusive right to do so. It was
actually their practice to order bishops and patriarchs to attend the
Councils, their representatives being present at all discussions, even those
o f a disciplinary character; but they had no right to vote, this being
strictly reserved to the bishops, though they afterwards confirmed the
decisions and made them legal throughout the empire.2
Nicholas’ views on the Councils, as explained in his letter, repre
sented in fact the last stage in the development o f the conciliar theory
in the West. Yet, even in Byzantium, a slow approach towards the
curtailment o f imperial power in the Councils was in progress, and the
Seventh Oecumenical Council held its meetings under the chairmanship,
not o f the Emperor or his lay representative, but o f Tarasius. Even the
Council o f 879-80 did not have the Emperor, but Photius in the chair,
the Patriarch on similar occasions exercising the functions o f the Em-
1 The following is the text o f the letter (M .G .H . Ep. v, p. 589): 'E x quo
unigenitus Dei filius sanctam in se fundavit ecclesiam caputque universorum
apostolicis institucionibus sacerdotum perfecit, cuiuscumque contradictionis liti
giique contentio vestrae oriebatur vel accidebat ecclesiae, Romano vestri predeces-
sores pontifici ingenti eam studio procacique celeritate innotescere procurabant;
et postmodum eius roborati consensu lucifluo consilio cuncta, quae necessitas
provocabat, beatifico moderamine peragebant. Vos autem, predictorum ut fertis
virorum [successores], sine conscientia nostra congregatis episcopis depositionem
perpetrastis, quod absentibus nostris legatis vel litteris nullo debuistis explere
modo.. . . ’ Cf. also Leo’s second letter to Ignatius about the pallium (loc. cit.
p. 607). Though some of the Pope’s claims as formulated in his letter to Michael
were already familiar to the Byzantines and had proved acceptable, others raised
criticism at the court and the patriarcheion, for instance, the claim to judge all major
cases in first and second instance. This seemed an unprecedented innovation to the
Byzantines, however willing they were to admit the principle of appeal to the Pope’s
supreme court even in disciplinary matters.
2 For further details see my study, De Potestate Civili in Conciliis Oecumenicis. . . ,
already quoted.
no
N I C HO L A S , P HO T I US A ND BORI S
peror, a fact that was significant for its liability to prejudice the Emperor’s
rights in the future development o f the conciliar notion in Byzantium.
Now, this evolution was far more rapid in Rom e; it was facilitated
by the fact o f the Emperor’s residing elsewhere, and the road lay open
to a rapid advance towards the complete elimination o f all lay influence
in ecclesiastical assemblies. Further, it should be emphasized that
Nicholas now laid down this principle for the first time in precise and
unmistakable terms. Given the position in Byzantium, one can under
stand that his theory o f Councils must have sounded too advanced for
Michael’ s taste, as he could not help seeing there a serious limitation
o f his imperial powers.
Lastly, the Pope’s views on the patriarchates o f Alexandria and
Antioch must have been particularly offensive to the Byzantines: he
places Byzantium fourth after the patriarchates o f Rome, Alexandria
and Antioch, an allocation that seems to have been popular at the
Roman Curia in those days. Even in his letter to Boris-Michael, prince
o f Bulgaria,1 the Pope bluntly stated that the Patriarch o f Constanti
nople had in reality no right to call himself a Patriarch, since his see
was not o f apostolic origin. Perhaps Photius admitted that after all the
Pope was right in denying the apostolic origin o f Constantinople, as
his historical knowledge must have been deeper than that o f his con
temporaries ; but in his days the belief was generally current and popular
in Byzantium. We have heard Ignatius himself proudly boasting before
the papal legates that he occupied the see o f St Andrew the Apostle.2
But w hy stress this claim in a letter purporting to inaugurate the resump
tion o f negotiations between Byzantium and Rome?
There is in the Pope’s letter a hint that the Emperor had formulated
in his missive the Byzantine definition o f the Roman Primacy as known
to the Byzantines o f the ninth century. The passage makes one regret
the loss o f the Emperor Michael’s letter and it is a pity that the Pope
neglected to report the Emperor’s words with accuracy. These are the
Pope’s w o rd s:3 ‘ Sed dicitis fortasse non fuisse in causa Ignatii sedem
apostolicam convocare necesse, quia non hunc ullus hereseos error
involverat.’ Does the Emperor here admit the necessity for the Pope’s
1 See p. 1 14.
2 Cf. F. Dölger about this legend in his recent study, ‘ Rom in der Gedanken
welt der Byzantiner’, in Zeitschrift fü r Kirchengeschichte (1937), vol. L V I, pp. 1—42.
It seems safe to say that, as demonstrated by the Ignatian case, the legend was not
mainly invented and spread by Photius, as this learned author seems to think.
I shall shortly have occasion to return to these problems.
3 M .G .H . Ep. vi, p. 469.Il
Ill
THE P H O T I A N SCHISM. I. THE H I S T O R Y
Despite all this, even this letter would have failed to provoke in
Byzantium any move particularly unpleasant to Rome, had events not
abruptly taken a new turn: and the deus ex machina which brought
about this sudden change was no other than the Prince of the Bulgarians,
recently converted to Christianity. It is not often in history that one
sees a barbarian, barely converted, wield such an influence on the fate
o f the Church.
But the Khagan Boris-Michael is an interesting figure. He seems to
have been deeply impressed by the liturgy o f his baptism, a ceremony
conducted by the Patriarch himself, and he would have loved to grace
his court with the same liturgical splendour. The one to impress him
most was the Patriarch himself and he found it difficult to admit that
he would ever be a genuine Christian prince, unless he also had his own
Patriarch. Application for one to the Byzantines was refused as a matter
o f course, Photius sending him instead a long and beautiful letter to
explain how a Christian prince should behave in his private and public
life.2 O f course, Photius would not hear o f a Bulgarian Patriarch; but
the desire was very characteristic o f Boris, though it would be difficult
to say how much o f it was due to sheer naivete, and how much to states
manlike instinct. A t any rate, it was in the best interest o f the young
Bulgarian State to remain independent o f Byzantium, even in religious
matters, as long as possible.
Then it was that the Khagan remembered what the Frankish priests
had promised him, when they preached on his territory, and their
preaching certainly did not remain unproductive. There was, besides,
1 The word ‘ fortasse’ no doubt means that the Pope is not quoting the Emperor’s
words literally. In the preceding sentences, he enumerates the Patriarchs who were
deposed with the Pope’s collaboration, but all of them were heretics. The Pope
may also have intended to forestall an objection which the Emperor might make.
In any case, Nicholas seems to have caught the correct drift of the Emperor’s
thoughts and words. 2 P .G . vol. 102, cols. 665 seq.
11 2
N I C HO L A S , P HO T I U S A ND BORI S
DPS
IT3 8
THE P H O T I A N SCHI SM. I. THE H I S T O R Y
the armour which the Khagan had worn the day he crushed the pagan
rebellion: a strange request, but Louis II probably assumed that by
receiving Latin Christianity Bulgaria would henceforth be part o f the
Western Empire o f which he was the sovereign; and not to disappoint
him, the Pope sent him some o f the presents.1
So everything was going well. Boris was so pleased with the new
missionaries that, pulling his hair, he took a solemn oath ever to remain
the faithful servant o f St Peter,123and Nicholas5 hopes seemed at last to
be realized.
This unexpected success encouraged the Pope once more to try his
luck in Byzantium. The Emperor’s reply had not yet reached him, and
the Bulgarian checkmate having provided the Pope with a new weapon,
Nicholas decided to increase the pressure. T o the legates to be sent to
Boris he added bishop Donatus, the priest Leo and the deacon Marinus,
who were to accompany them to the Khagan’s court and cross over to
Byzantium via Bulgaria, carrying letters to Michael III, Photius, Bardas,
the Empress Theodora, the Emperor’s wife, Eudocia, some senators
and the clergy o f Constantinople. Their presence in Bulgaria certainly
enhanced the prestige o f the papal embassy; they stayed there for some
time and set out for Byzantium in the spring o f 86y .3
The letter addressed to Michael4 was couched in a much calmer tone
than the letter sent in 865 ; and though the Pope mostly repeated what
he had said previously, his treatment was more consistent and sys
tematic. After recalling the story o f the Photius case, the Pope mainly
protests against the expedient o f tampering with the letter carried by
the legates to the Council o f 861 and refuses to ratify the condemnation
o f Ignatius, who could be judged by none but a higher court, i.e. by the
Pope. The same holds for Gregory Asbestas. The synod was not com
petent to annul the sentence passed by Ignatius, which could only be
1 Liber Pontificalis (ed. Duchesne), vol. 11, p. 167; Annales Bertiniani, loc. cit.;
J. Haller, Nikolaus I und Pseudo-Isidor, p. 81.
2 Cf. Anastasius, Mansi, vol. xvi, col. 11 ; cf. also my book, Les Légendes de
Constantin et de Méthode, p. 281.
3 It is not necessary to suppose with J. Haller (loc. cit. p. 84) that the Bulgarian
embassy had left Rome long before the legates bound for Byzantium. The fact that
Byzantium knew about the happenings in Bulgaria at the moment the legates had
reached the frontier proves nothing. The Byzantines may have heard of them, if
the legates tarried for some time at the Khagan’s court. In his letter o f 23 October
867, addressed to Hincmar (M .G .H . Ep. vi, p. 603), the Pope clearly states that
the two embassies had left Rome at the same time.
4 M .G .H . Ep. vi, pp. 488-512. Cf. the analysis given by Hergenröther, Photius,
v o l . I, p p . 618 seq.
I X5
8-2
THE P H O T I A N SCHI SM. I. THE H I S T O R Y
done either by the Patriarch or by the Pope. Photius must first make
up for the damage he has done. B y ordaining him, Asbestas could only
give him a share in his own condemnation; but Ignatius must be
reinstated by the Emperor, who therein should follow his predecessors5
example; else, the Pope will summon a Western Council and have the
calumniating letter the Emperor had sent him condemned.
However, the Pope concludes by repeating that he is always ready
to grant the Emperor the concession offered in his last letter; for
Ignatius5 trial can still be revised, the Pope even refusing to justify
every one o f Ignatius5 acts. I f he has offended, he deserves blame. This
time, to forestall any fraud, the Pope has entrusted his legates with
copies o f all his previous letters.
The letter is firm and resolute in tone, but much less violent than that
o f 865, and suggests that the Pope had more to do with this letter than
on the previous occasion.
Nicholas5 letter, therefore, leaves a door open to prospects o f mutual
understanding. His other letters, besides being mostly a repetition o f
the reasoning developed in the letter to Michael, yet let the readers
guess that what the Pope really wished from his heart was not so much
a revision o f the trial as the downfall, pure and simple, o f Photius. For
instance, in his letter to Photius,1 the Pope no longer mentions any
concession; he merely summons the ‘ intruder5 to give place to Ignatius,
or forfeit his right to absolution till his death.
The letters designed for the bishops2 often repeat word for word
what the Pope said in his letter to Michael, but they also are silent on
the concession. All the other letters3 betray the Pope’s secret wish for
Photius5 downfall. Their peremptory tone is no doubt stiffened by his
recent success in Bulgaria, whereas the legates have naturally received
detailed instructions to work in Byzantium for the ‘ intruder’s 5 over
throw.
But they were on the alert in Byzantium and the legates could scarcely
be under any illusion about the difficulty o f their mission. When the
papal envoys presented themselves at the frontier o f the Empire, they
were received by an official called Theodore. The reception could not
have been warm, and even the Bulgars who had escorted the legates to
the frontier got a taste o f the Byzantines5 anger.4 Theodore must have
1 M .G .H . Ep. vi, pp. 533-40. 2 Loc. cit. pp. 512 seq., 553 seq.
3 Loc. cit. pp. 540 seq.
4 Liber Pontificalis, vol. π, p. 165. Cf. Nicholas’ letter to Hincmar, M .G .H .
Ep. vi, p. 603.
I16
N I C HO L A S , P HO T I U S A ND BORI S
questioned the legates on the purpose o f their mission and noticed their
heavy dossier o f letters addressed to important people. It all looked
suspicious and a special messenger was dispatched to Byzantium to ask
for further instructions, whilst the legates were left waiting forty days
for the reply. They do not seem to have carried away pleasant memories
o f this adventure.1
Son: this was rank heresy, and such abominations deserved condemna
tion by a synod.
The synod was duly summoned,1 but whether before or immediately
after the arrival o f the messenger conveying the news that the legates
stood waiting at the frontier is not known. One thing is certain, that
the messenger had time to take back to the legates the decisions o f this
synod, very severely condemning all these ‘ false’ doctrines. The legates
were invited to sign them and to acknowledge Photius as the legitimate
Patriarch,^ being permitted on no other conditions to prosecute their
journey. Unable, o f course, to accept them, the legates had no choice
but to withdraw to Bulgarian territory with all the letters they had
brought from Rome, none of which reached its addressee. Thus vanished
the Pope’s last hopes o f undermining Photius’ position in Byzantium
through his embassy.
The Byzantines had prepared their plans with great care. Had the
legates signed the synodal decrees and acknowledged Photius, they
would automatically have wrecked the Latin mission to Bulgaria; or
should this manœuvre fail, there was always the possibility o f trying
the effect o f the condemnation on Boris and awaiting the result. That
this attempt was actually made3 we learn from the Pope’s letter to
Hincmar: an imperial letter, signed by Michael and his new associate
Basil, informed the Khagan o f the condemnation. But Boris was still
under the spell which Nicholas’ letter had woven round his primitive
soul: no, the Latins could not be so wicked. Moreover, he had by his
side the bishop o f Porto, who certainly was as good a psychologist as
the Greek missionaries, and doubts that might have been raised in
Boris’ mind were soon laid. The Khagan even handed over the letter
to the legates about to return to Rome, happy to be thus o f service to
the Pope. The legates also happened to pick up in Bulgaria some
pamphlets which the Greek missionaries had tried before their expulsion
to disseminate among some half-civilized Boyars.4 The Pope carefully
1 This is an obvious inference from Photius’ encyclical letter to the Eastern
Patriarchs (P .G . vol. 102, col. 732).
2 The fact is confirmed in Nicholas’ letter to Hincmar, M .G .H . Ep. vi, p. 604:
‘ a missis nostris contra omnem regulam et praeter omnem consuetudinem libellum
fidei, si se ab illis recipere vellent, exigere moliebantur, in quo tam ista capitula quam
ea tenentes anathematizarent, necnon et epistolas canonicas ab his ei, quem suum
oeconomicon patriarcham appellant, dandas improbe requirebant.’ Hergenröther,
Photius, vol. i, pp. 641, 656 seq.
3 Loc. cit. p. 603.
4 That is how I understand the Pope’s words (loc. cit. p. 603): ‘ accipientibus
. . . nobis et perscrutantibus eandem cum aliis scriptis epistolam.. . ’
I18
N I C HO L A S , P HO T I US AND BORI S
scrutinized these documents and felt hurt. They blamed the Latins
for offering on Easter Sunday, with the Eucharist, a lamb which they
placed on the altar after the Jewish fashion; also, for their priests5
habit o f shaving, for making chrism with water and for raising
deacons to the episcopacy without first conferring on them the
priesthood.
One could afford to smile at these childish accusations and rivalries,
if the consequences o f such wrangles had not been so disastrous to the
whole o f Christendom. All these details may seem to us petty and
insignificant to-day, but they should be read in the setting o f the two-
documents— Photius5 encyclical letter to the Eastern bishops and
Nicholas5 letter to Hincmar. The irate and violent tone o f the Patriarch’s
letter reveals the soreness o f the wound the Pope had inflicted on the
Byzantines5 national pride: to their way o f thinking, vital interests o f
the Empire were involved in the question, and no compromise was
possible. So severely hurt and threatened did they feel that they lost
their heads and were ready to make every attempt to recover lost
ground.
The Pope was no less alarmed: it seems as if he had never realized
before how vital to the Byzantines the Bulgarian problem was, and never
understood the Greek reaction to his success in Bulgaria. But he really
did take fright, fearing a rupture between Rome and Byzantium that
was more than dangerous, one that might easily shift to dogmatic issues.
This is w hy he gave such a cry o f alarm in his letters and tried to mobilize
all the spiritual forces in his Church before the great blow that he
feared should fall.
TI9
THE P H O T I A N SCHISM. I. THE H I S T O R Y
chance, the more so as the Council was also to condemn Nicholas’ line
o f conduct.
In this document Photius stated that the Council would first proceed
to condemn the ‘ false’ doctrines o f the Frankish missionaries; and as
regards Nicholas’ policy, he pointed out that he had received a number
o f letters from Western bishops complaining about the Pope. The
Italian bishops even sent him a synodal letter requesting him to defend
them against Nicholas’ tyranny: and many monks coming from Rome
(Photius names the monks Basil, Zosimus and Metrophanes) con
firmed the complaints and implored the Patriarch to intervene in the
interests o f the Church. Lastly, the third object o f the Council was to
be (again according to the encyclical) the solemn recognition o f the
second Council o f Nicaea as an Oecumenical Council.
It is quite possible that Photius did receive letters taking exception
to Nicholas’ rule, and was no doubt the recipient o f protests from the
archbishops o f Cologne and Trier, two prelates who were the foremost
critics o f the Pope’s ‘ tyrannical’ regime.1 There was also between
Byzantium and the Greek monasteries o f Rome a fairly close contact,
as I have shown in another w o r k ;12 and the Greek monks o f those
houses may very well have kept the Patriarch posted on all that hap
pened in the West, particularly in Rome. Photius appears also to have
been in touch with another dangerous opponent o f Nicholas, John,
archbishop o f Ravenna, for we possess a letter sent to John by Photius,
after his reinstatement on the patriarchal throne, either at the end o f 878
or at the beginning o f 879. It is a peculiar document,3 which reads as
though the Ravenna titular had raised hopes that Photius’ campaign
against the person o f Pope Nicholas might find some support in the
W est; but when Photius decided to strike, John failed to back him up
as expected, and his hesitation may have had a good deal to do with
Photius’ downfall after Basil had come to power.
As, with regard to Radoald, it was stated that the Pope himself was
afraid to see this prelate’s open contact with Photius after his condemna
tion, we are inclined to believe that Photius’ information on the dis
content over Nicholas’ severity was based on fact.
The Council met in Constantinople in the summer o f 867, but little
120
N I C HO L A S , P HO T I US A ND BORI S
1 Liber Pontificalis (ed. Duchesne), vol. n, pp. 178 seq.; Anastasius the Librarian
(Mansi, vol. xvi, col. 5); the Acts of the Eighth Council (Mansi, vol. xvi, sessions
vu, vin, ix ); Metrophanes of Smyrna (ibid. col. 417); Nicetas-David, Vita Ignatii
(.P .G . vol. 105, col. 537); the Roman synod of Hadrian II (Mansi, vol. xvi, cols.
125, 128). Cf. Hergenröther, Photius, vol. 1, pp. 649 seq.; Ivantsov-Platonov,
Sv. Patriarkh Fotti, pp. 108 seq.; Bury, loc. cit. pp. 201 seq.
2 Nicetas, loc. cit., col. 537. Metrophanes, loc. cit., col. 417.
3 Cf. what J. Haller says (Nikolaus I und Pseudo-1sidor, pp. 94 seq.) about the
relations between Nicholas and Louis II about the year 867.
I2I
THE P H O T I A N SCHISM. I. THE H I S T O R Y
122
N I C HO L A S , P HO T I U S A ND BORI S
and that the Fathers o f the Eighth Council reproved this synod for
nothing but the condemnation o f Nicholas.
The opinion that the Council o f 867 meant a declaration o f war
between the two Churches and a rupture between the Latins and the
Greeks is due to Pope Nicholas’ letter to Hincmar, for it was he who
attached to the Bulgarian incident the significance attributed to it since.
It was only natural that the Pontiff should be looking for allies against
Photius and that he should try to incense against him the Frankish
episcopate more than any other, for there was real danger threatening
from that quarter. The Byzantines were certainly aware o f the fact that
the Roman missionaries had ousted those o f the Franks from
Bulgaria, a circumstance that may have induced Byzantines and Franks
to join hands in their opposition to Nicholas. T o forestall such a danger,
the Pope had to gain the confidence o f the Franks, chiefly Hincmar, by
asserting that the interest o f the whole Church was at stake: hence
Nicholas generalizes the accusations made by Photius against the
Bulgarian missionaries, giving the impression that they had been made
against the whole Latin Church, and therefore against the Franks as
well.
At bottom Nicholas was right, for the customs spread by the Latin
missionaries in Bulgaria were customs dear to the Latins which the
Franks, who were exceptionally keen on singing the Filioque in their
creed, also understood. Flattered at having been singled out by the
Pope to mobilize the Frankish Church, Hincmar did his utmost, and the
writings, composed at his suggestion,1 against the Greek denunciations,
substantially helped in spreading the opinion throughout the West that
Photius had indicted the whole Latin Church. Incidentally, the Pope,
at the moment o f writing to Hincmar, could have no knowledge o f the
Council summoned by Photius.
It is generally assumed, too, that the Council o f 867 was up in arms, not
only against the Pope personally, but rather against the very notion o f
the Roman primacy: Photius is alleged to have proclaimed the downfall
o f Rome from the government o f the Universal Church and to have
behaved generally as though he were the supreme head o f the Church.
1 See p. 280. J. Haller, loc. cit. p. 93, disagrees with Perels, loc. cit. p. 167, by
minimizing the Pope’s appeal: ‘ Eher könnte man darin, dass weder von den
lothringischen noch von den westfränkischen Bischöfen eine Gesammterklärung
entsprechend der von Worms erfolgte, ein Zeichen von Unlust sehen, die durch
den angesammelten Verdruss über die Regierungs weise des Papstes leicht zu
erklären wäre.’
123
THE P H O T I A N SCHISM. I. THE H I S T O R Y
It does not seem that the words can bear this interpretation. First o f
all, when writing this letter on 23 October 867, the Pope knew nothing
yet about the Council referred to : the synod must have terminated its
sittings towards the end o f August o f the same year, for we learn that
after the assassination o f Michael III on 24 September 867 the ambas
sadors, headed by Zachary o f Chalcedon, taking the Acts o f the synod
to Louis II, were overtaken by a messenger from Basil and called back.
They cannot have been far from the capital, since they had left Con
stantinople in the first days o f September, after the closing o f the
Council. It was not till about 24 September that the Council’s decisions
could be dispatched to Bulgaria; but at that moment the papal legates
were already back in Rome, having left Bulgaria long before the con
vocation o f the said Council. As a matter o f fact, Hincmar’s envoys,
who reached Rome in the month o f August, found the Pope appalled
by the news just received about the stand taken by the Greeks.^ It is
therefore evident that the Pope could not, in the document under
consideration, refer to the Council o f 867.
Nor can it be that Nicholas quoted the passage from one o f Michael’s
or Photius’ letters addressed to him, for I have studied the Pope’s
replies to these letters without discovering a single reference to any
1 M .G .H . Ep. V i, p. 605 : ‘ Sed quid mirum, si haec isti praetendunt, cum etiam
glorientur atque perhibeant, quando de Romana urbe imperatores Constantinopolim
sunt translati, tunc et primatum Romanae sedis ad Constantinopolitanam ecclesiam
transmigrasse et cum dignitatibus regiis etiam ecclesiae Romanae privilegia translata
fuisse, ita ut eiusdem invasor ecclesiae Photius etiam ipse se in scriptis suis arch-
episcopum atque universalem patriarcham appellet.’ Cf. Hergenröther, Photius,
vol. i, pp. 656 seq.
2 Hincmari Annales, a. 867, M .G .H . Ss. vol. 1, p. 475: ‘ Hincmari clerici mense
Augusto Romam venientes, Nicolaum papam iam valde infirmatum et in conten
tione quam contra orientales episcopos habebat, magnopere laborantem invenerunt;
qua propter usque ad mensem Octobrium ibidem sunt immorati. Nicolaus. . .et
alteram epistolam ei [Hincmari] misit innotescens... Graecorum imperatores, sed
et orientales episcopos, calumniari sanctam Romanam ecclesiam.. . . ’
124
N I C HO L A S , P HO T I U S AND BORI S
125
THE P H O T I A N SCHISM. I. THE H I S T O R Y
since he himself had explained the words in the same way, as appears from his
letter of 18 March 862 to the Eastern bishops (M .G .H . Ep. vi, p. 447): ‘ When
Our Lord and Redeemer had given to Bl. Peter, Prince of the Apostles, the power
to bind and to loose in heaven and on earth and to close the gates of the heavenly
kingdom, He deigned to erect His Holy Church on the solidity of the faith
[supra soliditatem fidei suam sanctam dignatus est stabilire Ecclesiam], according
to His authentic words, as He said: Verily, I say unto thee, thou art Peter.. . . ’
A similar reading is found in the prayer of the Roman Mass on the Vigil of SS. Peter
and Paul: ‘ Praesta quaesumus omnipotens Deus ut nullis nos permittas perturba
tionibus concuti, quos in apostolicae confessionis petra solidasti.. . . ’
1 Loc. cit. vol. in, p. 171.
2 By comparing, for instance, the meaning given by the author of the treatise
to Matt. xvi. 18 with that given by Photius, one can see how fast animosity against
everything Roman had grown by the time the treatise was published. A new edition
of the treatise has since been issued by M. Gordillo (‘ Photius et Primatus Romanus’)
in Orientalia Christiana Periodica (1940), vol. vi, pp. 5-39. Additional details will
be found there on the controversy concerning Photius’ authorship of the treatise.
M. Gordillo produces decisive evidence against Hergenröther’s assumption and
attributes the treatise to an anonymous writer belonging to the first decades of the
thirteenth century.
126
N I C HO L A S , P HO T I US AND BORI S
There remains to prove that the ideas expressed in the treatise tally
with those o f Photius : but there is not a trace o f them to be found in
any o f the Patriarch’s writings. Nicholas’ references to Greek attacks
against the primacy are far too vague, as already stated, to justify the
inference that Michael or Photius put forward such ideas as square with
those o f the treatise; and had Hergenröther known about the Acts o f
the Council o f 861, he would perhaps have been less emphatic in his
conjecture. The notions set forth in these Acts are poles apart from those
advocated in the treatise, making it difficult to presume such cprogress ’
among the Byzantines o f the period, particularly in Photius, within
such a short span o f time, unless one be determined to make him a
spineless character, always ready to deceive the public and tell lies
according to the needs o f the moment— an assumption that would be
anything but fair.1
What then are we to think o f Photius’ letter to the Khagan? In
enumerating the Patriarchs who had attended the seven general councils,
Photius every time lists the Patriarch o f Constantinople first, before
even the Patriarch o f R om e:12 does this not suggest that Photius
assumed the superiority o f the see o f Constantinople over all the other
patriarchal sees? N o; the bearing o f this passage should not be exag
gerated, for at this place Photius underlines the greatness and importance
o f the see o f Constantinople only to impress Boris. The Byzantines
knew perfectly well that Boris was always leaning towards Rome and
the Franks. Making too much o f the Roman patriarchate would only
have jeopardized Photius’ own work in Bulgaria, and the scrupulous,
naïve and cunning Khagan might have thought it preferable to get his
missionaries from a bishop who was superior to the Patriarch o f Con
stantinople.3 It is well to remember that Nicholas followed exactly the
same tactics in Bulgaria towards his rival in Constantinople.
127
THE P H O T I A N SCHISM. I. THE H I S T O R Y
128
N I C HO L A S , P HO T I U S AND BORI S
It is evident, then, that the Pope found in the Acts o f the Council o f
867 nothing but personal criticisms o f Nicholas and his doings: but this
is not the same as denying the Roman primacy as such any more than
criticizing the conduct o f Alexander V I— if we may draw the com
parison without prejudice to the saintly memory o f a great Pope o f the
stature o f Nicholas— could ever be regarded as taking exception to the
Roman primacy.
Photius’ manner in criticizing certain acts o f Nicholas was perhaps
unconventional and offensive; but then, it is also difficult, it must be
confessed, to draw a hard and fast line between the Pope’s person and
the high position he occupies in the Church. One can understand why
Hadrian was shocked by Photius’ outburst; nevertheless, the distinction
between the two notions still holds good.
To summarize what has been said about the whole incident, one
can maintain that the significance o f the Photian encyclical and o f
the synod o f 867 has too often been overrated by both historians and
theologians; in this they merely followed Baronius,1 who was the first
to stretch Photius’ words to an attack on the Western Church and on
the rights o f the bishop o f Rome in the Church.
Nicholas had his antagonists among his own subordinates; and the
prelates concerned volunteered the information, knowing well that the
Patriarch o f Constantinople also came in for some o f Nicholas’ resent
ment: Radoald, who in 864 had made common cause with Günther and
Theotgand, had certainly informed the bishops o f what had taken place
in Constantinople in 861 and demonstrated to them that his own point
o f view with regard to Photius was right whereas Nicholas’ policy was
a blunder. Photius was, moreover, the only man who could have
openly withstood Nicholas, without fear for his own safety.
And yet, Photius was not spoiling for a fight o f this sort; nor would
he have moved a finger even in 867, had the Bulgar incident not com
pletely altered the position. His letter to John o f Ravenna suggests
that the last overtures made to him from the West had come that very
year: it was this appeal and the Roman offensive in Bulgaria that had
such a decisive effect on his change o f attitude. Photius, however,
exaggerated the importance and the extent o f the opposition to Nicholas
in the West just as much as Nicholas overrated the prestige his See
commanded in the East.
These considerations may explain Photius’ conduct, though no
reasons are adequate to excuse his last move, which proved so disas
trous. B y daring to pass judgement on a Pope, Photius committed a
deed till then unheard o f in history, one that endangered the unity o f
Christendom, for which there could be neither excuse nor justification.
Rightly or wrongly, his action set a precedent invoked or imitated by
all those who later were to break the unity of the Church.
Photius’ desperate move was moreover premature, inconsiderate and
thoughtless; he was wrong in abandoning his attitude o f patient pro
crastination, when Providence was busy settling things for the best.
Nicholas died on 13 November, without hearing o f the sentence passed
on him by the Orientals. A letter from Anastasius the Librarian to Ado
o f Vienna, written on 14 December 867,1 tells us that dissatisfaction
with Nicholas’ policy was at the time widespread in Rom e; and Ana
stasius, his chief collaborator, feared for the future o f the great Pope’s
work. The opinions o f his successor Hadrian II not being known yet,
Anastasius expressed his anxiety lest the new Pope should side with
his predecessor’s enemies and reverse his whole policy.2
1 M .G .H . Ep. vu, pp. 400 seq.
2 For further details cf. Lapôtre, ‘ Hadrien II et les Fausses Decretales’, in Revue
des Questions historiques (1880), vol. xxvii, pp. 377-431, chiefly pp. 383—402. Also,
for signs of apprehension cf. the Liber Pontificalis, vol. η, pp. 173 seq. Cf. Langen,
Geschichte d. Rom. Kirche, pp. 117 seq. J. Haller, loc. cit. pp. 95 seq.
130
N I C HO L A S , P HOT I US AND BORI S
P H O T I U S ’ D O W N F A L L A N D T H E C O U N C IL OF
869-70
Michael’s regime, Basil and the Extremists— Did Photius resign?— Basil’s embassy
to Rome— Hadrian II’s reaction— The Council of 869-70— The Emperor and the
legates’ uncompromising attitude— The Bulgarian incident— Was Ignatius’ recog
nition by the Pope conditional?
132
F A L L OF P HO T I U S A ND THE C O U N C I L OF 8 69-70
133
THE P H O T I A N SCHISM. I. THE H I S T O R Y
power against the Arabs: by defeating them in 863, he and his gallant
uncle Bardas substantially enhanced the prestige o f Byzantium. Little
wonder then that Michael stood high in public veneration and long did
his name live in popular ‘ tragedies’ . Even Michael’s morals have
benefited by the findings. He was no paragon o f virtue, it is true. He
loved drink and good cheer; he was jovial and had a weakness for coarse
jokes. But he was not drunk every day and if in his younger days he
permitted himself in the company o f his boon companions some
irreverent travesties o f the liturgy, he was not for that reason either
cynical or impious. He founded two churches, both dedicated to Our
Lady,1 and richly endowed the church o f St Sophia. The Continuator
o f Theophanes, no friend o f Michael’ s, enumerates the rich presents the
Emperor made to the principal churches o f Constantinople and makes
no secret o f his admiration for the splendour o f the gifts.123 Photius in
a homily praised the Emperor’s lavish generosity and expressed the hope
to see more such marks o f imperial favour lavished on the great church.3
Even Michael’s attitude towards his mother Theodora was not as
heartless as we have been made to believe. Her dethronement, as we
have seen, was dictated by political interests. She was not sent to a
convent immediately after her fall : not until after the fruitless endeavour
by supporters o f the old regime to overthrow Bardas did her brother
and her son decide to resort to this expedient. She must have been
subsequently set free again, for in 863 she took her share in the triumph
o f her son and o f Bardas, when the populace that day hailed ‘ the
emperor together with the august empresses who share the purple’ .4
Pope Nicholas knew that Theodora held an important position at the
court, for in 866 he wrote to her as to one who might wield a salutary
influence on Michael, and Theognostos had certainly kept the Pope
informed about the circumstances at the Byzantine court. As he left
Byzantium probably at the beginning o f 862, Theodora’s reinstatement
should be dated from 861, the year when the intrigues o f the Ignatians
and o f Theodora’s old supporters were definitely foiled.
Henceforth Michael and his mother must have been on friendly
1 The των οδηγών and the καραβίτξιν. See Patria Constantinopoleos, vol. Ill,
p. 277; (ed. Th. Preger), loc. cit. vol. 11, p. 233. Bardas founded the church of
S. Demetrius (ibid. p. 295). Cf. G. Yared, loc. cit. (1872), vol. 11, pp. 561-4.
2 Theoph. Cont. (Bonn), pp. 210 seq.
3 S. Aristarchos, Φωτίου λόγοι και όμιλίαι (Constantinople, 1900), vol. Il, pp. 294,
300 seq. Cf. my ‘ Lettre à M. H. Grégoire. . p. 5.
4 Const. Porph., De Ceremoniis (Bonn), vol. 1, p. 333: συν ταϊς τιμίαις αυγούσ-
ταις έν τή πορφύρα. Cf. Bury, loc. cit. pp. 169, 284.
!34
F A L L OF P HO T I US AND THE C O U N C I L OF 8 69-70
terms, for we learn from the same sources as those which refer to
Michael’s murder1 that Theodora had invited her son to a dinner on
25 September 867 and that Michael sent his protovestiarios Rentakios
out to hunt to provide his mother with venison for the banquet. After
learning o f her son’s tragic death, Theodora went with her daughters
to view the body and bathe it in her tears, a touching demonstration
clearly attesting that Michael had after all not been such an undutiful
son to his mother.
Chroniclers’ gossip on the marriage à trois between Michael, Basil
and Eudocia was given the lie in the funeral oration which Leo V I
delivered in memory o f his father Basil.2 So none need be shocked at
the fact that Photius gave his support to Michael. Corruption at the
Byzantine court was not so bad as some would have it; 3 and besides,
if Photius is to be blamed for having been associated from his youth
in the life o f the Byzantine court, it should be remembered that the
Patriarch Tarasius, for instance, should share in the same censure; but
this did not prevent the Church from honouring him with canonization.
Even the most judicious scholars admit to-day that Michael III was not
the Triste sire’ who richly deserved the title o f 'D runkard’ bestowed
on him by posterity.4 As I have stated already, there was in Michael’s
case the same blackening o f character as in that o f the Emperor Nice-
phorus, and in both instances the defamation came from the same
quarter— the Extremists. There is, therefore, no justification whatever
for pretending that dissatisfaction with Michael’s regime was widespread
and that Basil’s ascent to the throne was hailed with a sense o f relief.
Far from this being the case, Michael’s murder alienated several classes
o f the Byzantine population.
What then were the reasons for Basil’s coup d 'état? The main and
possibly the only reason was extremely commonplace: Basil’s insensate
desire to become Emperor. The same ambition that had led him to
commit the previous murder, that o f Bardas, this time prompted him
to assassinate his greatest benefactor and friend Michael, his only excuse
being the fear lest Michael, who was beginning to suspect a rival, should
steal a march upon him.
1 Pseudo-Simeon (Bonn), pp. 684 seq.; Georg. Cont. (Bonn), pp. 836 seq.
2 A. Vogt, I. Hausherr, ‘ L ’ Oraison funèbre de Basile U, in Orientalia Christiana
(Rome, 1932), vol. x x v i; Adontz, ‘ La Portée historique de l’ Oraison funèbre de
Basile I ’, in Byiantion (1933), vol. vm , pp. 50 1-13.
3 For instance, Hergenröther, loc. cit. vol. 1, pp. 336 seq.
4 Cf. F. Dölger, Zeitschrift (1936), vol. x x x v i, on the subject of my
‘ Lettre à M. H. G régoire.. in Byiantion, vol. x, pp. 5-9.
135
THE P H O T I A N SCHISM. I. THE H I S T O R Y
For all these reasons, it is only too evident that Basil, once Emperor,
could no longer count on the support o f the party that had stood behind
Bardas and Michael, and was forcibly driven to turn to the party which
in Michael’s reign formed the opposition— the Extremists; and the
favours o f this party were his, on condition that he should adopt its
religious policy. Basil had no choice but to close the bargain. Photius’
downfall and Ignatius’ reinstatement thereupon followed as a matter o f
course, for it was only among the Extremists that Basil could find
people ready to condone, or if need be to countenance, his crime.
But Basil’s leaning to the Extremists was o f older date. As Caesar
Bardas had been the Moderates’ principal mainstay, his murder not
only made Basil a favourite with the Extremists, as was only to be
expected, but greatly facilitated matters for him; for after the Caesar’s
assassination, in which the Emperor had played a regrettable part,
Bardas’ friends lost interest in the Emperor, who had not the same com
manding personality as his uncle Bardas, and the Moderates’ position
deteriorated. From that moment the Extremists must have been on the
alert. Basil probably also made contact with their leaders before carrying
out his scheme, and though the blow must have been struck sooner
than anticipated, the revolution seems to have been carefully planned.1
This brings us once more to the eternal rivalry between the two political
parties, mutually jealous and ever greedy o f supremacy in Church and
State.
136
F A L L OF P HO T I US AND THE C O U N C I L OF 8 6 9 -7 O
Hergenröther1 naturally discards for reasons that are not valid; for he
finds it strange that a man who approved Bardas’ murder could in less
than no time turn virtuous enough to protest against Michael’s murder.
And yet, Photius’ reply to the imperial account o f what had taken place
in the course o f the expedition to Crete12 could not justify the conclusion
that Photius approved the murder o f Bardas. Naturally enough, he
accepts the official explanation supplied by the Emperor, or rather by
Basil, to the effect that Bardas had been plotting against the Emperor;
but in his letter to Michael one can find more than one sentence indicative
o f the Patriarch’s true feelings. What he regretted most was that Bardas
had been killed without being given time to repent.3 Equally sincere
was his request, repeated in a second letter, urging Michael to return
to Constantinople soon, there being serious fear o f trouble from the
loyal partisans o f Bardas.
But plausible as such a line o f argument is, we cannot give this version
unreserved credit. In the first place, it recalls too much the story o f
Ignatius’ refusal to give holy communion to Bardas, as though one o f
Photius’ admirers had concocted the parallel story in order that his
hero should not be outdone by Ignatius. Then again, why should Basil
have courted the affront and risked his prestige among the population o f
the city, when there was no need for it? He must have known Photius’
feelings and could not but expect a rebuff ; and he was cunning enough
to realize that any overtures to Photius would have lost him the good
will o f the Extremists, whose support he had to solicit above all things.
For all these reasons Anastasius’ version seems preferable; it
is brief and truthful. It was the obvious thing for Basil to do— to
invite Photius to resign— since he had to reinstate on the patriarchal
throne Ignatius, the very candidate o f the political party with whose
assistance he intended to govern. The procedure was also canonical and
true to Byzantine tradition: Photius’ resignation was sent in soon after
the coup d'etat, probably the day after,4 and Ignatius’ installation took
place only on 3 November, the anniversary o f his first enthronement.
1 Photius, vol. in, pp. 13 seq. Cf. vol. 11, pp. 588 seq.
z P.G . vol. 102, cols. 717 seq.
3 Cf. Bury, loc. cit. pp. 172 seq., and Rosseykin, loc. cit. pp. 341-4.
4 The crowning of Basil by Photius mentioned in the Patriarch’s letter to the
Emperor {P.G . vol. 102, col. 765) did not take place after Michael’s murder. Photius
merely recalls the ceremony as it was narrated by the Continuator of George the
Monk (Bonn, p. 832) and which took place when Michael proclaimed Basil co-
Emperor. Basil, after Michael’s murder, did not have himself crowned again, but
simply went on ruling alone.
137
THE P H O T I A N SCHISM. I. THE H I S T O R Y
138
F A L L OF P HO T I U S A ND THE C O U N C I L OF 8 6 9 -7 O
139
THE P H O T I A N SCHISM. L THE H I S T O R Y
to face, dangers as bad as those St Paul ran on his travels.1 These words
are only intelligible, if the journey was undertaken in winter. Even the
ship that carried Photius’ delegates was wrecked, and Peter, bishop o f
Sardes, drowned.2 The sources relating the incident pointedly mention
that the ship Peter had chosen was brand-new, a sign that special pre
cautions had been taken to minimize the risk the ambassadors were to
run on their sea-crossing. All this is easily explained, if the journey
took place at the season particularly dangerous for navigation, i.e. in
winter. It also appears that the delegation travelled overland to the
Adriatic coast to mitigate the danger; and the ship mentioned was
wrecked, according to Nicetas, in the Dalmatian Bay.
On the other hand, it would seem most unlikely that the voyage
should have lasted from December 867 till December 868. Moreover,
the delegation did not include Theognostos, who went to Constanti
nople with Basil’s envoy Euthymios, a sure indication that the abbot
was not yet in Rome when the Emperor dictated his letter. That was
i i December 868. Be it also remembered that the Pope had asked
Ignatius to include Theognostos among the envoys.
I f our surmise is correct, the imperial embassy reached Rome towards
the end o f winter in 869, perhaps at the end o f February or the beginning
o f March. The composition o f the embassy clearly revealed the Em
peror’s intentions: not only did he send his spathar Basil, but also a
representative o f Ignatius— John o f Silaeon— and one o f Photius—
Peter o f Sardes ; in other words, Basil completely accepted the terms o f
Nicholas, as laid down in his last letter to Michael, and remitted the
whole case to the Pope’s court in Rome. He did not omit to point out
in his letter that he had carried out the Pope’s wish expressed on the
same occasion and had restored Ignatius to his throne. The fate o f the
Photian bishops is left entirely to the Pope’s discretion: all that was
asked for was magnanimity in the verdict,3 which a special pontifical
delegation should communicate to the Church o f Constantinople. In
asking for the Pope’s decision in the Photian bishops’ case, Ignatius
specially recommends to his clemency Paul, archbishop o f Caesarea in
Cappadocia, a repentant Photianist.
1 M .G .H . Ep. vi, p. 758: ‘ Qui tanta, postquam illinc profecti sunt, offendicula,
ut didicimus, pertulerunt, ut nullum properantes pene periculorum, quae Paulus in
epistolis suis dinumerat, evasisse videantur. Quapropter dignis sunt vicissitudinibus
a tua pietate remunerandi, qui pro ecclesia Christi proque iniunctae sibi a majestate
tua legationis consummatione tot ac talia subire promptissime consenserunt.’
2 Mansi, vol. xvi, coi. 7; Liber Pontificalis, vol. 11, p. 178; Nicetas, Vita Ignatii,
P .G . vol. 105, coi. 544. 3 Mansi, vol. xvi, cois. 46, 47.
14 0
F A L L OF P HO T I US AND THE C O U N C I L OF 8 6 9 -7 O
The Acts o f the Roman synod are to be found in the Acts o f the
Eighth Council, as they were read during the seventh session.1 The
allocution which the Pope addressed to the assembly bears out what
has been said about Hadrian’s irresolution in following his predecessor’s
policy in every detail, as the Pope made desperate efforts to make the
Nicholaites, whose confidence had received an extra fillip from the new
turn in Ignatius’ case, forgive and forget his fumbling in the first days
o f his reign, by lavishing lengthy praise on Nicholas’ achievements and
charging Photius with having, by his challenge to Nicholas, personally
challenged him (Hadrian), since Nicholas’ policy was equally his.12
The Pope’s allocution shows that Hadrian had completely veered
round to the point o f view o f Theognostos and his associates, then still
in Rome, in Ignatius’ case. The Fathers’ opinion was expressed by
Gauderich o f Velletri, whose proposals were adopted and improved
upon by the Pope and read out by his spokesman, the deacon Marinus.
Formosus then assured the Pope that the synod agreed to everything
he would judge it necessary to decide. In the third allocution, which
was read by the deacon Peter, Hadrian very severely took Photius to
task for daring to judge a Pope: ‘ Romanum pontificem de omnium
ecclesiarum praesulibus judicasse legimus, de eo vero quemquam judi
casse non legimus.’ When the synod had endorsed the condemnation
and interceded for those bishops who had been misled by Photius, the
Pope passed sentence:
Photius’ conventicle must be put on a par with the Ephesus act o f
brigandage; his decrees are valueless; his Acts, as well as all the docu
ments written by him and the Emperor Michael against the Church o f
Rome, must be burned; even the councils summoned by Photius
against Ignatius are condemned. The third canon renewed in the most
virulent terms the anathemas hurled by Nicholas against Photius; and
should the ‘ intruding’ Patriarch repent he will be admitted to lay
communion only. The fourth canon was aimed at the signatories o f the
conventicle o f 867, who were promised lay communion if they repented.
Lastly, the fifth canon threatened with excommunication all those who
142
F A L L OF P HOT I US AND THE C O U N C I L OF 8 6 9 -7 O
should refuse to hand over the condemned writings. The synod was
brought to an end with a solemn bonfire, when the Acts o f the Council
o f 867, brought by the imperial ambassadors, were burned in front o f
the church o f St Peter, where the synod had met, and the volumes
burned so fiercely under pouring rain that all the onlookers pronounced
it a miracle.1
In his letter to Ignatius, which the legates were to convey to Con
stantinople with copies o f all the letters written by Nicholas on the
Photian incident, the Pope, among other things, communicated the
sentence passed against the defendants. Photius, Gregory o f Syracuse
and those who had been consecrated by the ex-Patriarch are deposed,
with the sole exception o f Paul o f Caesarea; the clergy ordained by
Ignatius, who subsequently followed Photius, may obtain pardon, if
they sign the 'Libellus satisfactionis’ which the legates will present to
them; absolution for the signatories o f the Acts o f the Council o f 867
is reserved to the Holy See; Ignatius is also called upon to justify himself
against his enemies’ accusation that he refused to receive the letter o f
Benedict III, by having the pontifical decrees signed by all the members
o f the Council shortly to be summoned in Constantinople; the Acts o f
the Roman synod are to be kept in the patriarchal archives.
In his letter to Basil, Hadrian repeats his decisions, with special
emphasis on the fact that, owing to the Emperor’s intervention, he had
exercised special clemency in his judgement; the Emperor is requested
to summon a great council to carry out the Pontiff’s sentence under
the presidentship o f his legates; the Acts o f Photius’ conventicle must
be solemnly burned there; lastly, the Emperor is asked to send back to
Rome the Greek monks who with Photius had intrigued against Pope
Nicholas in Constantinople; and the Pope concludes by recommending
his legates, bishops Donatus and Stephen and Deacon Marinus, to
Basil’s favour.
In comparing the contents o f the letters from Basil and Ignatius to
Hadrian with the decisions o f the synod o f St Peter’s, and the Pope’s
answers to those letters, one notes that the Pope had gone far beyond
the Emperor’s intentions. Basil had naturally wished to comply with
Nicholas’ desire to reserve to himself the final verdict in the case, in the
presence o f the two parties in Rome, believing that this was the best
way to curry favour with Rome and to screen his murder behind the
authority o f the supreme See. He needed the support o f this high moral
patronage to strengthen his regime in Byzantium. But it was not in his
1Liber Pontificalis, v o l . II, p. 179.
143
THE PH Ο TI AN SCHISM. I. THE H I S T O R Y
14 4
F A L L OF P HOT I US AND THE C O U N C I L OF 8 6 9 -7 O
a document which the Eastern bishops had been asked to sign on their
abjuration o f Aeacius’ schism; only, it had been slightly enlarged by
Hadrian’s Chancellery, who, for the anathemas hurled at the heretics
mentioned in the Regula, had substituted a long and vehement con
demnation o f Photius and his adherents, with, naturally, additional
emphasis on the primacy o f the Roman See.
Thus the 'Libellus’, though its contents were not particularly objec
tionable, was not a document likely to be very welcome to the Byzan
tines. However, Basil accepted it; but what angered him was the w ay
the 'Lib ellus’ was forced on them and made a sine qua non condition
for admission to the Council.
Under the circumstances, there was in fact no reason left for con
voking a council, since judgement had already been passed. This did
not square with the intentions o f Basil, who would have liked the
Council to try the case anew and the legates to give their verdict in the
name o f the Council and o f the Pope. He had a feeling that the legates’
procedure would only complicate matters and upset all his plans.
DP S 145 IO
THE P H O T ! A N SCHISM. I. THE H I S T O R Y
146
FALL O F P H O T I U S A N D T H E C O U N C I L O F 8 6 9 -7 O
Basil saw, o f course, the difficulties in which Ignatius and his party had
been placed, and, although unable to act in. opposition to the Pope,
whose judgement he had asked and obtained, he tried at least to minimize
the deplorable impression such a peremptory prejudgement had produced
in Byzantium. Attentive reading o f the Acts o f the Council reveals that
Basil had planned more than one unpleasant surprise for the legates.
A t the first session, Baanes, a high official, who presided over the
conciliar debates, first called upon the legates, to their utter amazement,
to present their credentials to the assembly. Here is their reply: ‘ So far
we have never come upon the practice at General Councils for repre
sentatives o f older Rome to be asked by anybody for their credentials.5
(‘ Hoc nos usque nunc non invenimus in universali synodo factum, ut
vicarii senioris Romae a quolibet perpendantur, utrum talem existima
tionem habeant.5) Not until they had been assured that no offence
against the honour o f the Roman See had been intended did the legates
cool down— a precaution to avoid a repetition o f the story o f Zachary
and Radoald! A t the same session, Baanes asked the Pope’s representa
tives w hy Photius had been condemned without being given a hearing,2
1 Loc. cit. col. 29. 2 Loc. cit. col. 34.
Μ? 10-2
THE P H O T IA N SCHISM . I. T H E H I S T O R Y
148
FALL O F P H O T I U S A N D T H E C O U N C I L O F 8 6 9 -7 O
I49
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
152
FALL O F P H O T I U S A N D T H E C O U N C I L O F 8 6 9 -7 O
1 The decision was not as unfair to Rome as the legates pretended. Canonically,
the Byzantine claim was legitimate, since Bulgaria included only a small portion
o f Macedonia which had been under Roman jurisdiction, and included a great part
of Thrace which had always been under the jurisdiction of Constantinople.
2 Liber Pontificalis, vol. η, p. 184: ‘ ...teq u e reum, patriarcham Ignatium,
auctoritate sanctorum apostolorum principum, coram Deo suisque angelis omni-
busque presentibus contestamur, ut secundum hanc epistolam sanctissimi restitutoris
tui domini Hadriani summi pontificis, quam tibi ecce offerimus, industria tua ab
omni Vulgariae ordinatione immune nullum tuorum illuc mittendo custodias; ne
sancta sedes apostolica, quae tibi tua restituit, per te sua perdere videatur. Quin
potius si, quod non credimus, iustam te habere querimoniam estimas, sanctae
Romanae ecclesiae restitutrici tuae solemniter suggerere non omittas. Tunc patriarcha
Ignatius apostolicam epistolam suscipiens, licet magnopere monitus eam legere
distulisse respondit: Absit a me ut ego his praesentibus contra decorem sedis
apostolicae implicer, qui nec ita iuveniliter ago ut mihi subripi valeat, nec ita seniliter
deliro, ut quod in aliis reprehendere debeo ipse admittam. Hoc fine locutio ista
finita est/
153
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
affair, it must be supposed that the Pope had written another letter in
which he forbade Ignatius to trespass on Bulgaria, and which the legates
were not to produce, unless the interests o f the Roman See in Bulgaria
should be in peril.
The Liber Pontificalis also gives in the same place some interesting
particulars on the way the Latin missionaries were ousted from Bulgaria.
Boris took things very seriously, and only wished piously to carry out
the decisions o f a very holy oecumenical council; he thereupon invited
the Latin priests to quit his territory. And yet, Boris had been exceedingly
generous to Grimoald, the leader o f the Roman mission, for Anastasius,
the writer o f this portion o f the Liber Pontificalis, saw the bishop arrive
in Rome. ‘ Romam ditissimus remeavit’, he writes about him with ill-
disguised envy and regret, never having had such good fortune himself.
His feelings happened to be shared by other confederates o f his, so
much so that Grimoald was suspected o f having been too lenient to Boris.
Possibly, the bishop o f Bomarzo, seeing that his mission was a complete
failure as far as Rome was concerned, chose at least to make a profit out
o f it for his personal benefit. It would o f course have been absurd to
pose as a hero, and to be unceremoniously pushed over the frontier by
the Bulgarian police.
Grimoald may have arrived in Rome before the legates, who had
been captured by the Narentine pirates and set free only in December
870 ; and Anastasius, who must have been in Rome at the beginning o f
the summer o f the same year,1 may have seen them arrive. The Pope
duly protested against the violation o f his rights in a letter written in
November 871, and asked the Emperor to order Ignatius to recall from
Bulgaria the bishops he had sent there.2
But this letter to the Emperor appears to have been preceded by
another addressed to Ignatius, for we find in the anti-Photian Collection,
as an addition to the Greek summary o f the Acts o f the Eighth Council,
a fragment o f a letter from Hadrian to the Patriarch .3 In this fragment,
the Pope refers to a letter from Ignatius: ‘ You wrote to u s’, he writes,
‘ that our priests were ignominiously and shamefully expelled from
Bulgarian territory and how even the bishops were dismissed in dis
grace. . . . ’ All this, the Pope continues, happened without the Roman
See being consulted.
I f you object that we ourselves had previously forbidden priests o f the
diocese o f Constantinople to celebrate the liturgy in the above-mentioned
1 Cf. my book, Les Légendes de Constantin et de Méthode, p. 269.
2 M .G .H . Ep. vi, p. 760. 3 Mansi, vol. xvi, col. 4 13; M .G .H . Ep. vi, p. 762.
154
FALL O F P H O T I U S A N D T H E C O U N C I L O F 8 6 9 -7 O
territory, we are not going to deny it; for they were in communion with
Photius and were priests o f his ordination. These we forbade to exercise any
priestly functions and still do so, not only on Bulgarian territory, but
throughout the Church. Know ing this, you should not have interfered in
Bulgaria.
To return now to the letter which the legates handed to the Patriarch
after the representatives o f the Eastern Patriarchs had voted against the
Roman interests in Bulgaria, we must examine whether our explanation
was exact. This is important, because if we are right, Ignatius’ recogni
tion by Hadrian was conditional on his behaviour in Bulgaria. Luckily
some letters written by Hadrian’s successor, John V III, give us more
detailed information.
Among the remnants o f John V III’s register preserved by the Britan
nica we find an extract from a letter o f John to Boris, which was dis
patched between December 872 and May 87311
I f Greek perfidy does not refrain from trespassing on your territory, which
naturally belongs to our diocese, as ancient documents testify, know that w e
shall once more punish the Patriarch Ignatius, who recovered his throne b y
155
THE P H O T IA N SCHISM . I. T H E H I S T O R Y
our favour, with anathema and deposition for temerity and defiance. A s
regards the Greek bishops and priests who are there, we shall not only
depose, but excommunicate them, as most o f them are said to be o f Photius’
ordination, his associates and follow ers.. . .
W e remind you how , acting through the person o f Ignatius, the perfidious
Greeks did not fear to take possession o f the country o f the Bulgarians, who
belong to our jurisdiction and are now again under our authority. Repeatedly
excommunicated, Ignatius not only did not desist, but even sent there some
schismatic with the title o f archbishop.
Ignatius was absolved by our predecessors on this condition that should he ever
violate apostolic rights in connection with Bulgaria, which not even Photius ever
attempted to do, he would despite his acquittal remain under sentence o f his
previous condemnation none the less. Therefore, he either stands acquitted if
he respects the rights o f the A postolic See, or if he does not, he falls back
under the previous ban.
156
FALL O F P H O T I U S A N D T H E C O U N C I L O F 8 6 9 -7 O
not to produce the letter except in the urgent case o f Roman interests
being actually at stake.
This helps us to explain the enigmatic passage in the Pope’s letter to
Domagoï, referring to Ignatius as having been repeatedly excommuni
cated as a result o f these offences. I f Ignatius’ recognition by Hadrian
had been made to depend on his attitude towards Bulgaria, and if the
Patriarch had been threatened with excommunication if ever he dared
to trespass on Roman rights in Bulgaria, then John could treat Ignatius
as excommunicated, as soon as it became clear that Ignatius had failed
to observe the condition.1
Yet, on the other hand, because John V III did not wish to close the
door upon a possible settlement, he put off passing public sentence on
Ignatius as long as there remained the least hope o f the Patriarch
acknowledging his fault. He must therefore have twice appealed to
him before the last summons, the only one attested by a papal letter.
It is worded in very resolute terms : Ignatius will be excommunicated,
if he does not recall the Greek priests from Bulgaria within thirty days.12
In another letter to the Greek clergy o f the same country, the Pope
confirmed the sentence o f excommunication once pronounced against
them by Hadrian.3 But should the bishops and priests not quit Bul
garian territory within a month, they would all be suspended and
excommunicated.
The sorry experience which Hadrian’s successor, John V III, had with
157
THE P H O T IA N SCHISM. I. T H E H I S T O R Y
158
C H A P T E R VI
P H O T I U S ’ R E H A B I L I T A T I O N A N D T H E S Y N O D OF
879-80
Ignatius’ difficulties— Basil’s change of policy and his reconciliation with the
Moderates and Photius— Ignatius and Photius on friendly terms— John V III, Basil
and Photius— Papal letters analysed— Pourparlers with the legates in Byzantium—
The ‘ Greek edition’ of the pontifical letters— The first five sessions of the
Council— Authenticity of the sixth and seventh sessions— John V III’s alleged
letter on the Filioque— The legates and the primacy.
B u t this was not all by any means. The judgement against Photius
and the clergy, so solemnly delivered by the legates and the Council,
could not be upheld for very long. The Ignatian Council had in no
way eased the tension in Byzantium, for the Photian clergy remained
loyal to their leader and left Ignatius to face the very difficult problem
o f providing for the spiritual needs o f the faithful. Difficulties must
have been so overwhelming, that the Emperor considered it necessary
once again to apply to the Pope for a certain mitigation o f the sentence
passed on the Photian clergy. In a letter, dispatched towards the middle
o f 871 and transmitted by Theognostos,1 Basil asked the Pope in
Ignatius’ name for a dispensation in favour o f the chartophylax Paul
and bishop Theodore, whose services were particularly valuable. Later
he again applied for more lenient treatment in favour o f the many
Readers ordained by Photius and his bishops, a similar request being
addressed to the Pope by Ignatius.
The choice o f Theognostos for this embassy made it evident enough
that both the Emperor and the Patriarch were keen on a more satis
factory solution o f the whole business; but though Theognostos did
everything in his power— Hadrian himself vouched for i t 2— to induce
the Pope to come to terms, Hadrian, in a letter dated 10 November 871,
refused to go back on Nicholas’ decisions and his own. It is safe to say
that Ignatius’ attitude in the Bulgarian imbroglio had something to do
with the Pope’s point-blank refusal, but nothing is heard again o f a
second attempt on the part o f the Emperor and the Patriarch. We
unfortunately possess no definite information on the w ay the Gordian
knot was cut in Byzantium, but a compromise was apparently reached,
though not on the lines o f the Ignatian Council’s decisions.
1 Mansi, vol. x vi, cols. 203, 204. 2 M.G.H. Ep. vi, p. 761.
159
THE P H OT IA N SCH ISM . I. T H E H I S T O R Y
160
PHO TIU S’ R E H A B IL IT A T IO N AND SYNOD OF 8 7 9 -8 0
We can now examine how the last traces o f the legates’ ‘ achievement’
were obliterated and how Photius was reconciled with Basil and Igna
tius. The successive stages o f this development can easily be followed
in the exile’s correspondence. Photius had been fairly harshly treated,
at least in the first days o f his banishment, for in his letter to the Em
peror he details a long catalogue o f sufferings he underwent in his
retreat. But what he felt most was the loss o f his library.1 In another
letter to Arsenius, Photius bitterly complains that there is no longer
any justice in this world.2 But, he goes on, Arsenius must not despair,
despite the trials that beset them, for it is Providence who sends us
sufferings.3 The letter is exceptionally touching for its beautiful thoughts
on suffering and trust in Providence, Photius concluding by urging
his correspondent frequently to invoke the Blessed Virgin, who under
stands their tragedy, is full o f compassion and will know how to relieve
their burden. The letters to the exiled bishops also contain an eloquent
passage on suffering.4
Some other letters by the ex-Patriarch throw light on some o f the
material difficulties that worried the deposed bishops, and Photius
recounts them in his letter to the spathar Nicetas. Left without any
resources, the bishops had to borrow money from usurers, live on their
friends’ bounty, and for the rest submit to extreme want. Photius
recommends to his correspondent the metropolitans o f Cyzicus and
Laodicea, whose needs were particularly urgent;3 John o f Heraclea,
Euschemon o f Caesarea, George o f Nicomedia and Michael o f Mytilene
were also the objects o f exceptionally harsh treatment;6 and the Patrician
John is requested to help a friend o f Photius whose life is in danger.?
1 P.G . vol. 102, cols. 765-72. 2 Loc. cit. col. 901.
3 Loc. cit. cols. 897-900.
4 Loc. cit. cols. 764, 765. Cf. ‘ Ad Amphilochium’, qu. 172, P.G . vol. 10 1, cols.
869-73, a fine passage on Providence and suffering.
3 Loc. cit. cols. 981, 984. 6 Loc. cit. cols. 821, 836, 860, 861.
7 Loc. cit. col. 961. Cf. what Hergenröther, loc. cit. vol. 11, pp. 207-28, 241-58,
has to say about the correspondence of Photius in exile. Even he has to confess
that pages of exceptional beauty and words from the heart are to be found in this
correspondence.
DPS 16 1 II
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
1 Cf. letters to the stratege of Hellas, the Patrician Michael, the Logothete Leo,
the spathar John, who all had prevaricated, and to the lawyer Constantine (loc. cit.
cols. 944, 949, 941, 933, 935, 945, 960, 961).
2 Loc. cit. col. 900.
3 Loc. cit. cols. 757 seq. 4 Loc. cjt. cols. 832, 833.
3 Loc. cit. cols. 841-5. Cf. Hergenröther, loc. cit. pp. 207 seq. on the organiza
tion of the Photian Church.
PHO TIUS’ R E H A B IL IT A T IO N AND SYNOD OF 8 7 9 -8 0
1 P,G . vol. 102, col. 772. 2 Loc. cit. cols. 872, 873.
3 Loc. cit. col. 968. Cf. Hergenröther, Photius, vol. 11, p. 249.
4 Loc. cit. col. 965.
3 Loc. cit. cols. 845. Cf. letter to the bishops in exile, cols. 741 seq.
6 Loc. cit. cols. 741 seq. 7 Loc. cit. cols. 744 seq.
163 11-2
THE P H O T IA N SCHISM . I. T H E H I S T O R Y
164
PH O TIU S’ R E H A B IL IT A T IO N AND SYNOD OF 8 7 9 -8 0
resumed his lectures at the Magnaura University, for it was there that
the Emperor had reserved his rooms.1
Photius’ peace with the Emperor must have raised heartburnings
among some o f his followers, for we find a reference to this in the
ex-Patriarch’s correspondence with the monk Nicephorus, when Photius
announced to him a certain improvement in his condition and invited
his correspondent to come and see him. As Nicephorus hesitated and
expressed misgivings about the change, Photius sent him a long letter
to assure him that his feelings had not altered, and only after this
explanation did Nicephorus understand.123
Other friends o f the ex-Patriarch urged Photius not to rest content
with the compromise offered by the Emperor, but to take advantage
o f his change o f mind to overthrow Ignatius. This Photius mentioned
in his speech at the second session o f the Council o f 879-80,3 and there
was justification for the statement. It was only to be expected that the
radical wing o f the Moderate party should find the compromise unsatis
factory: they demanded complete vindication; but Photius was too
intelligent to tempt fortune. He knew how to pause after a first suc
cessful round for fear o f risking the game by any extravagant claims;
he knew that the interests o f the Empire and the Church stood more
to gain by a reconciliation between the two parties than by open
hostilities. It is also likely that the Emperor gave the Moderates to
understand that he looked upon Photius as the legitimate successor of
Ignatius in the event o f the latter’s death.
In the same speech, Photius stated that the Emperor had decided on
this step by himself and o f his own accord, a statement that disposed
o f all the stories in circulation in Byzantium on the motives o f Basil’s
change o f mind, though a slight exaggeration on the part o f Photius,
stressing Basil’s contribution to his own reinstatement, may be admitted.
But it is only right to observe that Photius could not have made such
an assertion to an audience that must have known the true position, if
he had been unable to substantiate it. Time and the State’s altered
circumstances had been on Photius’ side. Nor did the Moderates remain
idle; and they certainly knew how to turn the Extremists’ failure to
their own profit.
1 Theoph. Cont. (Vita Basilii) (Bonn), pp. 276, 277. We recall a similar case
with Leo the Philosopher, who after his dismissal from the see of Thessalonica
was appointed to lecture at this High School.
2 See letters of Photius, P .G . vol. 102, cols. 905-17.
3 Mansi, vol. xvn, col. 424.
165
THE PH O T IA N SCHISM. I. T H E H I S T O R Y
166
PHO TIUS5 R E H A B IL IT A T IO N AND SYNOD OF 8 7 9 -8 0
Peace with Basil did not necessarily imply peace with Ignatius, although
Photius emphatically stated on the same occasion that he made friends
with his rival after his return to the imperial palace. These were his
words :
A s long as Blessed Ignatius was alive— and we call him Blessed, having
made friends with him in his lifetime, a friendship G od preserve me from
ever denying— as long as he was alive, we say, we refused at all cost to take
possession o f his throne, though many urged us, or tried to force us, to do so.
There were other things more important than this— the captivity, the per
secution, the banishment o f our brothers and fellow-ministers. However,
we refused to resume possession [o f the see], as all here present well k n o w .. . .
Instead, we tried every avenue to the restoration and growth o f peace. W e
both fell on our knees, asked each other’s pardon and forgave each other for
any mutual offence we might have given. Later, when he fell ill and asked
to see us, we visited him, not once or twice, but frequently, doing everything
we could to relieve his suffering ; and if words could convey any consolation,
this consolation we have given him too. Thus did he gather sufficient con
viction o f our good intentions to recommend to our special care his most
intimate friends, that we should take responsibility for their safety and security.
None o f his friends will ever blame him for lack o f devotion .. . .
Ignatian sources flatly deny the fact o f the two rivals5 reconciliation.
Nicetas12 asserts that Photius, once back in the Emperor's favour,
unceasingly and secretly worked against Ignatius with the assistance o f
Theodore Santabarenos, and tried every move to recover his see.
Photius also, according to Nicetas, approached Ignatius to claim rein
statement in his episcopal functions; but the Patriarch, in obedience to
canonical prescriptions, refused to hear o f it; for whoever had been
condemned by a synod cannot be rehabilitated but by another synod
o f a higher authority. Disregarding, however, all canonical laws,
Photius comported himself like a bishop and a Patriarch, setting up
167
THE PH O TIA N SCHISM. I. T H E H I S T O R Y
1 Mansi, vol. xvi, cols. 429, 432, 433. 2 Ibid. cols. 452, 453.
16 8
PHOTIUS’ REH ABILITATIO N AND SYNOD OF 8 7 9 -8 0
There was raised among the ministers o f God an absurd conflict and
schism, whose beginning went back to the days before his [Basil’s] advent,
but b y the inscrutable judgement o f God, had grow n worse, when the most
peace-loving o f men came to imperial power. Those who should have been
for their people the preachers o f peace, waged against each other a merciless
w ar; those who should have set the flock an example o f charity and union,
bred hatred. He who struck hardest was considered the best priest. The
whole thing was absurd: pontiffs and priests fighting with priests and pontiffs !
The evil seemed to defy every cure, until this man o f m ighty thought,
summoning the full energy o f his intelligence, or rather raising it to God and
deliberating with Him upon what was to be done, found at last the solution
to this great evil and restored concord among the clergy. The whole Church
being in exile with its archbishop, he ordered his recall, and all, finding them
selves together, shook hands, when these long dissensions ended with the
symbol o f holy charity, the sacred kiss o f peace. And as the ruler o f the
Church at that time had gone to his abode beyond, the archbishop, recently
τ 69
THE P H O T IA N SCHISM. I. T H E H I S T O R Y
returned from exile,1 received the throne and the government o f the priestly
body. There was then, in accordance with the Gospel, one flock, one pastor:
no longer were they divided, one with Cephas, another with A pollo, a third
with the Lord knows whom, but all were really in Christ, the first corner
stone that gives unity to the whole construction o f the Gospel.123
1 ό άρτι τής ύπερορίου φυγής άνεθεις άρχιερεύς. These words suggest that
Photius had been recalled from exile shortly before Ignatius’ death, though I have
no wish to press their bearing unduly. Leo speaks oratorically, summarizing the
facts for rhetorical effect. The date 873 I propose for Photius’ recall from exile
is not incompatible with this passage in the speech. Besides, Photius and Ignatius
made peace later, perhaps in 876.
2 It was A. Vogt’s special merit to discover and publish this document, though
the true import of it escaped him. Read what he says about the passage, loc. cit.
pp. 18 seq.
3 Note that in his Synagogai Photius calls Ignatius άγιώτατος and ό έν άγίοις.
This declaration by Photius flatly contradicts Nicetas (P.G . vol. 105, col. 572),
when he alleges that Photius reordained those of Ignatius’ ordination. Photius
apparently, as a token of peace, handed them priestly vestments blessed with his
own hands. 4 M .G .H . Ep. vu, pp. 64 seq.
PH O TIU S’ R E H A B IL IT A T IO N AND SYNOD OF 8 7 9 -8 0
wide and are treated harshly, we are naturally pained and full o f sorrow .
W hat we feel most is that peace, which we thought the many efforts o f the
A postolic See had restored, is disturbed there in endless bickering and that
a number o f men in holy orders who, we hoped, were safe from all oppression,
have been subjected to various indignities.
The exiled and persecuted ecclesiastics could be none but the Photianist
bishops and priests, since there were no other exiled priests in Byzan
tium in 877.
It seems then evident, judging from the contents o f the pontifical
letter, that Basil was anxious to efface the last traces o f dissension in the
Byzantine Church, and this before Ignatius’ death.1 But the Emperor’s
attempt had not a chance to succeed, unless Photius and Ignatius
concurred in the matter. Peace then may well have been made in
876 and Basil’s move in the spring o f 877 may have been its first
result.
Thus, the Pope’s letter indirectly confirms the fact that Photius and
Ignatius were at one. They also agreed, with Basil’s approval, to settle
their differences once for all and prepare a revision o f the Council that
condemned Photius and his friends. But it was a pity that Ignatius
should have died before the final covenant, which he himself had
assisted in negotiating, for, had he been alive, the legend depicting
Ignatius as an obstinate old man, more reactionary than his supporters,
would never have arisen. The description o f him by his opponent Photius
before the Fathers o f the Council o f 879—80 totally differs from the
portrayal by his so-called biographer Nicetas-David. Ignatius was far
more human than would appear from his ‘ biography’, for he knew how
to sacrifice his self-love in the interest o f the Church over which he
ruled. It· was not an old man’s bodily weakness that made him yield to
Photius, as we are asked to believe, but the magnanimity o f an ascetic,
not well versed in the ways o f life, but ready, in the long run, to
acknowledge his own shortcomings and to stretch out his hand to an
adversary. Had the revision o f the decisions o f the anti-Photian Council
been completed in Ignatius’ lifetime, and on Ignatius’ initiative, the
essentials o f the rupture would have been better understood in Rome
1 Hergenröther, Photius, vol. 11, pp. 289 seq., alleges that this letter was written
or dictated by Photius after his restoration, and that he deliberately omitted to
mention Ignatius’ death. But this allegation is inadmissible. Ignatius died on
23 October 877. It would have been difficult for Basil, given the risks o f the voyage,
to send legates to Pmme in December, as journeys by sea were most unusual at
this time of the year. Basil tried the experiment only once (in 869), with anything
but encouraging results.
THE P H O T IA N SCHISM . I. T H E H I S T O R Y
and opinions that had gained general credence since Nicholas and were
in reality nothing but Theognostos’ tittle-tattle would have been
similarly revised.
As things were, it is quite possible that Photius actually exercised
patriarchal functions in the last months before Ignatius’ death, to which,
after peace was made, no objection could be raised, since Ignatius, as
stated before, considered Photius’ ordinations to be valid. He certainly
agreed likewise to Photius’ right o f succession.1 As, however, by tradi
tion in the Eastern Church, a sentence passed by a Council could only be
reversed by another Council, it was actually arranged to convoke it, as is
proved by Basil’s request to John V III concerning the sending o f legates.
John V III acceded to Basil’s demand all the more readily, as he had
hopes o f definitely settling the Bulgarian problem on the same occasion,
and throughout his correspondence we can guess the outlines o f his
scheme. The legates, Paul and Eugene, were to hand a very energetically
worded letter to Ignatius,2 this letter, to which previous reference has
been made, to be the third and last summons served on Ignatius to
withdraw his priests from Bulgaria; and refusal to obey it would carry
the severest sanctions against him.
The document suggests that the Pope felt something in the situation
in Constantinople had altered. Basil did not tell everything in his letter,
in the hope o f coming to an understanding with the legates in Byzan
tium, the very reason why he asked that the legates should be acquainted
with the position, and even proposed to the Pope certain names, among
them probably that o f Zachary o f A n a g n i .3 Though we do not know
exactly what the Emperor said in his letter, it certainly gave the reader
to understand that Photius’ conditions had altered for the better and that
the Emperor meant to have the ex-Patriarch’s position regularized. Was
that not the best moment for the Pope to try some pressure on Ignatius?
The pressure may have looked all the more effective, as the Pope—
or rather his collaborator Anastasius— had been busy paving a w ay
leading straight in the direction o f Photius. A letter from him to Ana
stasius4 intimates that the Librarian had got into touch with Photius,
1 Photius would in this way have been a sort of ‘ coadjutor cum iure successionis ’ ;
and as a matter of fact there was after Ignatius’ death neither synod nor election o f
a new Patriarch, Photius automatically taking possession of the throne.
2 M .G .H . Ep. vu, pp. 62, 63.
3 Ibid. p. 64: ‘ Quia vero Deo amabiles viros, quos nominatim litteris expetitis,
quibusdam incommodis impeditos destinare nequimus, misimus Paulum et
Eugenium.. . . *
4 P.G . vol. 102, cois. 877, 880. Cf. what I have said in my book, Les Légendes
de Constantin et de Méthode, pp. 315 seq.
P H O T IU S* R E H A B I L I T A T I O N AND SYNOD O F 8 7 9 -8 0
very likely after the latter’s recall from banishment; for Anastasius
followed the march o f events very closely and overlooked nothing
that might further his master’s interests.
The legates were also to present to Boris a new request definitely to
declare for R om e;1 Greek bishops and priests were to be intimidated
with threats o f excommunication and degradation, should they refuse
to leave Bulgaria within a month.2 Thus the offensive was well planned.
Everything seemed to go in the Pope’s favour and fervent wishes saw
the legates off on their w ay to Byzantium. Such was the irony o f fate
that the last remnants o f the so-called success scored by the pontifical
legates at the Ignatian Council were to be swept aside by the Greeks
themselves on the initiative o f Ignatius.
However, things did not get quite as far as this. When the legates passed
under the gates o f Constantinople, Ignatius was no longer alive, having
died on 23 October 877, and Photius, after the agreement between the
Emperor, Ignatius and himself, had resumed possession o f his throne,
leaving the legates to face, to their utter embarrassment, the situation
they had least expected. Everybody in Constantinople expected the
legates to make immediate contact with the new Patriarch; unfortunately,
John V III had not counted on such a turn o f events nor given the legates
any instructions to that effect; and Paul and Eugene remembered too
vividly what was thought and said in Rome about Photius to deem it
advisable to open negotiations with him. The fate o f Radoald and
Zachary served as a painful reminder and the thought that they might
be condemned to share it came as a nightmare to trouble their sleep on
the banks o f the Bosphorus.
This gave Basil his second unpleasant experience with the Roman
legates : it was exactly what he had feared and the very reason why he
had hoped to welcome to Byzantium men who like Zachary knew the
position. But there was nothing for the moment he could do, except
once again to get in touch with John V III, and that was what Basil and
the Patriarch did. Already in April 879, the Pope had heard o f the
Emperor’s intentions through the Primitiarius Gregory,3 who in 877
was in command o f the imperial fleet at Beneventum, and he immediately
notified Count Pandenulf o f Capua4 o f the imperial embassy’s proximate
1 M .G .H . Ep. vu, pp. 65, 66. 2 Loc. cit. pp. 66, 67.
3 Loc. cit. p. 142. Cf. John’s letter to Gregory sent in April 877, ibid. p. 45.
4 Loc. cit. p. 141. On the dates of these letters, cf. E. Caspar, ‘ Studien zum
Register Johanns V IlT , in Neues Archiv (1910), vol. x x x v i, p. 153.
173
THE P H OT IA N SCH ISM . I. T H E H I S T O R Y
1 Cf. V. Grumel, ‘ Qui fut l'Envoyé de Photius auprès de Jean V III?', in Échos
<TOrient (1933), vol. x x x ii, pp. 439-43. Photius' envoy was Theodore, bishop of
Patras.
2 M .G .H . Ep. vu, pp. 166-87.
174
PH O TIU S’ R E H A B IL IT A T IO N AND SYNOD OF 8 7 9 -8 0
175
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
authority; for, as the saintly Pope Gelasius says, there is no tie that cannot
be unfastened, except for those who persist in their error. F o r if you refuse
to listen to our apostolic warnings which so many divine attestations have
confirmed, and decide to remain obdurate, know that we have instructed our
legates to deprive you o f all communion with the Church as long as you
refuse to return to the unity o f the B od y o f Christ and to your Patriarch.
It is evident that the Pope refers here to the Acts o f the Eighth
Council : these Acts and documents, which were read before the Fathers,
should not serve as a pretext for the die-hard Ignatians to refuse com
munion with Photius. When pastoral authority looses what is bound,
then, in virtue o f the divine power the Church o f Christ has received,
all fetters are undone. To judge from the context, the Pope pointedly
refers to the same Acts when he writes: ‘ Cuncta solvuntur vincula.’
Therefore, even the fetters that bound Photius were undone. How then
could fetters that were undone keep the force o f law that was revoked
by supreme authority? The Roman synods o f 863 and 869 as well as
the Council o f 869-70 were summoned solely against Photius and the
Patriarch’s condemnation was virtually the only topic o f their delibera
tions: if these decisions are declared to be valueless, what is left o f the
synods? Hence, the version o f this clause o f the Commonitorium, such
as was read before the Photian Council,1 corresponds roughly to what
John V III intended to convey; and if the passage was altered, in
accordance with the compromise arranged with the legates, the altera
tion must have left its substance untouched. It may be that the original
text was worded in terms more abrupt and that instead o f three declara
tions, there was only one, on the synod’s annulment. In fact, the last
sentence o f the text seems to reflect Byzantine mentality; Rome was
not so keenly concerned as Constantinople about counting synods.
What mainly leads one to think thatt his passage remained substantially
unaltered is the phrase in the Greek text— από του παρόντος (‘ from
this very moment’)— words that stand exactly for the point o f view on
the Photian affair that had prevailed in Rome since Nicholas. The
expression, in fact, conveys the view that these synods had kept their
full value till that very moment, because the sentence they had passed
on Photius was considered well justified. John V III, although better
1 Mansi, voï. x v il, col. 472. Θέλομεν ενώπιον της ενδημούσης συνόδου άνακη-
ρυχθήναι, ϊνα ή σύνοδος ή γεγονυΐα κατά του ττρορρηθέντος πατριάρχου Φωτίου εν
τοϊς καιροις τού Άδριανού τού άγιω τάτου πά π α έν τη 'Ρώμη, και εν Κωνσταντινου-
ττόλει οπτό τού παρόντος η έξωστρακισμένη και άκυρος και αβέβαιος, και μη συναριθ-
μήται αύτη μεθ’ ετέρας άγιας συνόδους.
17 6
PHO TIU S’ R E H A B IL IT A T IO N AND SYNOD OF 8 7 9 -8 0
disposed towards Photius than his predecessors, was still, at least in 879,
o f their opinion, and that is why, speaking in other places on the Photian
business, he still used the words ‘ absolution5, ‘ dispensation5 and
‘ pardon5 to be granted by the Holy See.1 How could the Photian point
o f view have been adopted in Rome at that moment and in its complete
ness, since there had been neither time nor opportunity to know the
exact state o f affairs in Byzantium? Nicholas5 prestige was then still
paramount in Rome. It is even surprising that Photius should have
made no reference to these words, which, fundamentally, did not accord
with his own position.
The Pope had also to mention those synods in the instructions he
gave to the legates and to make it clear that they had lost all value,
owing to the Ignatians5 refusal to acknowledge Photius, and their appeal
to the very same synods. It was necessary that his words should be
sufficiently precise to obviate every possible pretext on the part o f the
Ignatian clergy. But the Commonitorium, in the version known to us,
is the only document in which the Pope mentions this matter : it therefore
cannot substantially differ from the original.
A passage in the letter from John V III to Basil reveals the Pope’s
true feelings with regard to the Eighth Council fairly clearly. He writes : 2
For even the legates o f the Apostolic See who were sent to Constantinople
b y our predecessor, the eminent Pontiff Hadrian, gave their well considered
assent to the synod held there ‘ with the approval o f their Pontiff5, nor did
they wish to remain severed from the Apostolicus [the Pope], since the See
o f St Peter, the key-bearer o f the heavenly kingdom, has after due considera
tion power to absolve prelates from all ties. It is well known that many
Patriarchs, Anastasius and C yril o f Alexandria, Flavianus and John o f C on
stantinople and P o ly chronius o f Jerusalem, who were condemned b y synods,
were prom ptly acquitted and reinstated b y the A postolic See.
Do these words not imply that even the synod o f 869-70 would remain
legally valid only so long as the Pope considered it expedient? When
a synod loses its legislative value, it may be said to be suppressed. And
incidentally, the prelates mentioned by the Pope in the same letter were
all men who had been unfairly condemned by synods.
All things considered, this passage o f the Commonitorium need no
longer be considered suspect; at most can it be said that Photius, in
agreement with the legates, only worded more emphatically and
pointedly what the Pope actually said.
1 M .G .H . Ep. vu, pp. 170, 171. 2 Loc. cit. p. 171.
DPS 177 12
THE P H OT IA N SCH ISM . I. T H E H I S T O R Y
The copyist whose extract from the Acts was used by Deusdedit
adopted the same reading, for he writes : 5
The letter o f the most holy Pope John directs that all the scattered bishops
should be summoned together and be treated with m ercy and compassion;
178
PHOTIUS’ REHABILITATION AND SYNOD OF 8 7 9 -8 0
that those who were first ordained be received into their own sees, and those
who were ordained later should receive food and clothing from their churches
until they recover either the same or other sees.
There is then no reason for assuming that this passage o f the Com
monitorium was altered by Photius because he did not admit the legi
timacy o f the second patriarchate o f Ignatius.1
The excommunication o f priests refusing after two summonses to
obey the pontifical orders, as threatened in chapter vu , is likewise held
out in the Pope’s letters. The two following chapters concern the pro
hibition to raise laymen to episcopal dignity without the intervals, and
Bulgaria, but the latter topic is underlined in the Commonitorium where
Photius is threatened with severe canonical censures, should he refuse
the Pope’s request.12
Only chapter iv in the Commonitorium has been substantially
altered by Photius, for its original text certainly contained the Pope’s
order, expressed in all his letters, that Photius should apologize to the
Council. This order is suppressed and in its stead is found a feeble
invitation addressed to Photius to be thankful for what has happened
to him and to give due credit to the Roman Church. This is the only
portion o f the Commonitorium that has been completely altered; but
the alteration is connected with another problem that calls for special
treatment.
179 12-2
THE PH O T IA N SCHISM. I. T H E H I S T O R Y
personal friend, so that you may do what is best for the peace and unity o f
G od’s Church, in accordance with the instructions* o f our apostolic authority
and the tenour o f our Commonitorium, which is divided into chapters. A ct
with intelligence and judgement and try b y faithful loyalty to regain our
favour, which you have exasperated b y your previous disobedience.
181
THE PH O T IA N SCHISM. I. T H E H I S T O R Y
to delete the passages reflecting this prejudice. It was the usual procedure
in Byzantium; and similar action had been taken at the Eighth Council,,
at the synod o f 861 and had been tried again without success in 869.
As rapid communication with Rome was out o f the question, the
legates had no option but to take the responsibility on the spot and,
after the Council, to justify their action with the Pope as best they could.
Alterations made by the patriarchal chancellery in the pontifical
letters were fairly numerous, and as the practice has for centuries raised
severe criticism and some embarrassment among historians, let us
examine these alterations more closely and emphasize some features
which have so far not received the attention they deserve.1
In the original pontifical letter to Basil, the Patriarchal Chancellery
first paraphrased the introduction, which wTas too severe, and con
siderably improved upon the Pope’s compliments paid to the wisdom
o f the Emperor and o f his sons. This is not very material; but
what is curious is that the Pope’s emphasis on the primacy o f his
See has scarcely been touched. This is what we read in the Greek
version:
It was then that, wishing to establish and possess this concord, you have
addressed, through your legates and your godly letters, the H oly Rom an
Church, firmly confident that she would help you in your w ork and give yo u
energetic support. In this you did not take the initiative but followed and
imitated the excellent example o f those w ho ruled the Empire before you .
But it is worth asking who taught you to act thus. It was certainly the first
Apostle Peter, whom the Lord placed at the head o f all the Churches, saying :
Feed m y sheep. N ot only St Peter, but also the sacred synods and constitu
tions, the sacred and orthodox decrees and declarations b y the Fathers, as
testified b y your saintly and godly letters. Y o u act thus, in order that yo u r
faith, already firm and renowned, m ay shine the more brightly.
1 Cf. Mansi, vol. xvi, cols. 396 seq. M .G .H . Ep. v i i , pp. 166 seq.; Hergenröthery
Photius, vol. II, pp. 396-416; Hefele-Leclercq, Histoire des Conciles, vol. ΐν, pp.
570 seq.
2 M .G .H . Ep. v i i , pp. 167: ‘ Romanae sedi reverentiam more praedecessorum
vestrorum piissimorum imperatorum conservatis et ei cunctam subicitis auctori
tatem, ad cuius auctorem, hoc est apostolorum omnium principem, domino loquente
praeceptum est: Pasce oves meas. Quam esse vere omnium ecclesiarum caput et
beatorum patrum praecipuae regulae et orthodoxorum principum statuta declarant
et pietatis vestrae reverentissimi apices adtestantur.’
182
PHOTIUS’ REHABILITATION AND SYNOD OF 8 7 9 -8 0
upon as the bitterest enemy o f the primacy should have left such a
compromising passage untouched?
Later, the Pope referred to the imperial letter in which Basil asked
for recognition o f Photius, a request that was duly granted by the Pope,
who says in the authentic version :
Know ing that the Patriarch Ignatius has departed this life and having
considered all the circumstances mentioned in your letter, we decree that
Photius may be forgiven whatever he is known to have done in the past,
although he usurped functions that were forbidden him without reference to
our See; and we decree this without prejudice to the apostolic statutes or the
rules o f the holy Fathers: rather do we act on the strength o f those rules and
their manifold authority.. . .
183
THE P H O T IA N SCHISM. I. T H E H I S T O R Y
Antioch and Jerusalem, and the other bishops and priests and to the whole
Church o f Constantinople, that w e agree and consent with you, or rather
with God, to your request.. . . Accept that man without hesitation. Let no
one seek pretexts for refusal in the decisions o f the iniquitous synods that met
against him ; let no one— as many simple people think they can do— appeal
to the decrees o f our blessed predecessors, Nicholas and Hadrian, for they
never credited what was alleged against the very saintly Photius. Let no one
use your signatures against him as a pretext to sever communion with him
or with you. Everything is over, everything repudiated, everything annulled
and whatever was done against him has lost all validity. A ll these things,
we, however unworthy, have handed to the Coryphaeus, to be laid on the
shoulders o f Jesus Christ, the Lamb o f God, who remits the sins o f the
w o rld .. . . Intensify your love, your faith, your obedience, you r reverence in
Him and b y Him in the H oly Rom an Church. W hoever refuses to accept
him also refuses to accept— this is evident— either our decrees or those o f
the H oly Rom an Church; and he declares war, not on us, but on the very
h oly Apostle Peter, or rather on Christ, Son o f God, who so honoured and
glorified His Apostle as to give him power to bind and to loose.
The words are as clear as those used by the Pope himself. What is
more, Photius’ words so appealed to the canonists o f the post-Gregorian
period that they were quoted word for word by Ivo o f Chartres,1 and
many canonists who copied them from him, who fully understood their
significance and quoted them precisely for the purpose o f exalting papal
power and o f proving that the Pope can annul any sentence— a fact
which, unfortunately, has so far not been sufficiently realized.
The other conditions o f Photius’ reinstatement as laid down by the
Pope are translated fairly accurately in the Greek version o f the letter.
Mention is made o f the Pope’s prohibition in future to elect Patriarchs
from among the laity, with the additional remark that this canonical
rule has not always been observed. The order forbidding Greek priests
to be sent to Bulgaria is worded in the form o f a request; Photius at
the same time making the Pope imply that the Greek priests may stay
in Bulgaria in anticipation of the compromise that would afford a
solution. Photius also suppresses the threat o f excommunication
uttered in the original letter in the case o f disobedience in this particular
matter.
The Pope’s letter to the Eastern Patriarchs and to the Fathers o f the
Council is less important than the letter addressed to the Emperor, and
the alterations introduced by Photius are less glaring, though even here
184
PHOTÏUS’ REHABILITATION AND SYNOD OF 8 7 9 -8 0
the Patriarch has left nearly intact the words by which the Pope means
to vindicate his rights. T o quote the passage after the Greek version:1
. . . It was then your saintly and solicitous zeal, quoting the Blessed Prince
o f the Apostles, Peter, that appealed to our love and asked us to embrace the
very saintly Patriarch Photius, after his reinstatement in the countries o f the
Church o f Constantinople, and that we should join you in accepting him.
This w e have done with jo y and promptitude, observing what was said in
the Gospel to the first pastor, to whom the Lord said: ‘ I have prayed for
you, Peter, that your faith may not fail; and you, once converted, confirm
your brethren/ Inspired b y these divine words and possessing full power to
succour all Christians, as far as we can without incurring blame or damnation
— a power whose fame has reached the confines o f the world—-and following
the example o f our predecessors, w e have acknowledged P hotiu s.. . . Let this
very saintly and pious confrère o f ours, the Patriarch Photius, not take it ill,
i f we ask him to do honour before the synod to our grace and favour, or
rather, to the heart o f the Rom an Church. F or we have conferred on him
our brotherly favour and acknowledged him as the legitimate Patriarch,
raised to that dignity according to the canons, and as associate o f the Blessed
Peter the Apostle. And the whole Rom an Church, after the example o f our
predecessors, has opened her heart to h im .. . . F or many bishops, who lost,
and were expelled from, their sees, recovered them b y apostolic interven
tion. . . .
1 Mansi, vol. xvn, cols. 452 seq.; M .G.H . Ep. vu, pp. 177 seq.
2 Mansi, vol. xvn, cols. 412 seq.; M .G .H . Ep. vu, pp. 181 seq.
185
THE P H O T IA N SCHISM. I. T H E H I S T O R Y
186
P H O T I U S* R E H A B I L I T A T I O N AND SYNOD OF 8 7 9 - 8 0
by fraud. The Greek original insinuates the same: £They never credited
what was alleged [rather, plotted] against Photius.’ 1 Now the author
o f the extract from the Acts faithfully rendered the thought o f Photius
and the Byzantines by the words ‘ surreptum est illis’. This does not
mean that Deusdedit and Ivo o f Chartres used a version o f the Acts
which differed in many ways from the version we know. As we shall
see in greater detail, both used an extract from the Acts which must
have circulated in their days in so-called intermediary Collections o f
canon law.
Let us remember that what embittered the Photian bishops’ feelings
against Rome and put their consciences to such a hard test was that the
Popes should have so uncritically adopted Theognostos’ view o f their
case. O f this we find reliable information in a speech which Zachary
o f Chalcedon, one o f the persecuted Photian bishops, made at the first
session o f the Council, when he said at the beginning o f his address
that the troubles o f the Church o f Constantinople were due to Ignatius’
simplicity.12 Strange as this appreciation may sound, it faithfully reflects,
what the Photianists thought about Ignatius. It may even surprise
some to hear a Photianist as prominent as Zachary expressing so
moderate an opinion about his master’s leading opponent.
After a lengthy paean in praise o f the address o f the Patriarch Photius,
too long and rhetorical to suit our modern taste, Zachary went on:3
W e have restored to the Church what belonged to her and she has recovered
her spouse. W hatever was done against him is now treated as insensate and
futile; and when this came about, many prom ptly rallied to the decision,,
whilst many others did so later. But a few, no friends o f the peace o f the
Church, have yielded to their self-love, and when asked w h y they had
severed themselves from the common body o f the Church, were ready to
answer in their defence: ‘ The Rom an Church ordered it so.5 But they only
behaved like church thieves and murderers, who on being charged with their
misdeeds, would answer: T did it b y permission o f the Rom ans.5 And that
Church [the Roman], which so far has enjoyed peace and to the best o f her
ability radiated that peace to others, is made— i f not truthfully, at least in
their mouths— the cause o f all the troubles, conflicts and scandals, nay all
the evils that have afflicted our Church.
1 See p. 184. Mansi, vol. xvn, col. 401: μηδεις. . .τάς των προ ημών μακαρίων
αρχιερέων, Νικολάου τέ φημι και Άδριανοΰ, καταψηφίσεις αιτιάσθω* ου γάρ άπο-
δείχθησαν παρ’ αυτών τά κατά του άγιωτάτου Φωτίου τυρευθέντα__
2 Mansi, vol. χνΐΐ, col. 384·’ °νδέ πρότερον άστασιάστου ταύτης ουσης τή του
κρατουντος άπλότητι---
3 Mansi, vol. χνιι, cols. 385 seq.
THE P H O T ! A N SCHISM. I. T H E H I S T O R Y
And that is w h y our very pious Em peror has summoned you [legates]
here. Y o u are gathered here to rebut all the imputations and charges which
nearly everybody levels at you b y making you responsible for the evils that
have undeservedly afflicted us. Truth to tell, this synod has been summoned
for your sakes;— for you, our brothers and Fathers, for the very H oly
Rom an Church, for your honour, lest the last remaining schismatics should
accuse you o f being the authors o f all these dissensions and disorders. N ow
everything is at last satisfactorily settled without any further need for cor
rection, all b y the grace o f God, b y the action o f that lover o f Christ, our
Em peror, b y the prayers o f our very saintly Patriarch, b y the agreement and
collaboration between the three Eastern pontifical sees and b y the god ly
prayers and supplication o f the very saintly Pope John. Y o u can hear for
yourselves that what I say is not only m y voice, but that o f this numerous
synod.
After energetic and reassuring applause from the Fathers, their pro
testations o f loyalty to Photius and their protests against the dissidents,
Zachary continued :
In fact, those who have clung to their schismatic errors deserve reproba
tion; for, apart from other crimes they are committing, they are guilty o f a
paradox, the very thought o f which is revolting to me. W hat is it? T h ey are
trying to enslave the Rom an Church, which for centuries has kept her
freedom unbroken. H ow ? B y saying: ‘ Nicholas’ and Hadrian’s decisions
we accept; but we repudiate the decisions o f the very holy and blessed Pope
John. W h y? Because those two Popes submitted to our will, whereas this
one, instead o f obeying our orders, expects us to obey his.’ This only means
one thing, that they refuse to obey the decrees o f the Rom an Pontiffs and
would force those great and admirable men to obey their own behests; they
accept the Rom an decrees they have dictated in advance, and reject those
that clash with their own prejudices. Y o u may repeat those decrees a thousand
times, they may be true to the canons and reflect superior inspiration— those
men will in their pride have their own w a y : could there be greater folly?
Hasten then, beloved, and gallantly stand up to liberate the H oly Roman
Church from this dreadful barbarian slavery. W ipe away the dishonour and
disgrace that d in g to you and substitute the glory o f w orking for the universal
peace o f all the Churches.
T8 8
PHOTIUS’ REHABILITATION AND SYNOD OF 8 7 9 - 8 0
their opinions deserved respect, unless the Roman Church was ready
to risk the prestige she had commanded in the East. The legates could
not but see the importance o f the issue and the danger that again
threatened the peace o f the Church; and as Photius was ready to make
many concessions to the legates and the legates could ill afford to
exasperate the Byzantine clergy by ill-advised rigidity, a compromise
was arrived at and the Council could meet.
It has always been a surprise to many that this Council should have
been presided over, not by the Emperor, but by Photius; this has led
to him being suspected o f a desire to occupy the supreme position in
the Church, but the suspicion is unfounded. There was a precedent in
the Seventh Oecumenical Council, when the conciliar debates were
directed by Tarasius. Imperial officials were also present, but unlike
Baanes at the Eighth Council, did not participate in the debates.
Evidently, Tarasius officiated for the Emperor for the simple reason
that at that time the Empire was ruled by Irene, when it would have
been inconceivable in Byzantine eyes for an oecumenical council to be
directed by a woman. It should also be remembered that as Tarasius,
before being a Patriarch, had filled the important post o f president o f
the Imperial Chancellery, he knew the routine; and Photius, before
being a Patriarch, had occupied the same post as his uncle. So it was
no matter for surprise that the Emperor should appoint him to the chair
at the Council in his own name and allow him to exercise the rights
hitherto reserved to the Emperor, when he himself could not perform
the function.
The reason for the Emperor’s absence was also a natural one: Basil
had just lost his eldest and favourite son Constantine. The chroniclers
who record this painful accident make it clear how deeply Basil must
have felt the loss ; 1 and as the death must have occurred shortly before
the opening o f the Council,12 one can understand that the Emperor, in
mourning over the greatest loss o f his life, could not appear in public
at such an important function.
The outstanding event o f the first session occurred at the Church o f
St Sophia at the beginning o f November— the exact date o f this session
not being given in the Acts— the great speech by Zachary, mentioned
before, and the presentation o f the legates. The second session,
1 Theoph. Cont., Vita Basilii (Bonn), pp. 345 seq.; Leo Grammaticus, ibid,
p. 258; Pseudo-Simeon, ibid. pp. 692 seq.; Georgius Monachus Cont., ibid. p. 844.
2 Cf. Vogt, Basile 1er, pp. 58, 155, 333.
189
THE P H O T ! A N SCHISM, i. T H E H I S T O R Y
190
PHOTIUS’ REHABILITATION AND SYNOD OF 8 7 9 -8 0
19 2
PHOTIUS5 REHABILITATION AND SYNOD OF 8 7 9 - 8 0
oecumenical Patriarch and submits to the judgement o f the H oly See, must
remain excommunicated. Moreover, to the holy and oecumenical synod
which met for the second time in Nicaea on the subject o f the sacred and
venerable images, at the time o f Hadrian I, Roman Pope o f blessed memory,
and o f Tarasius, the very holy Patriarch o f the Church o f Constantinople,
I give the name o f Seventh Council and number it with the six holy synods.
Signed with m y own hand.
The two other pontifical legates signed in the same way. There
followed the signatures o f the representatives o f the Oriental sees and
o f the 383 bishops who had attended the Council. Thus concluded the
Council’s weighty deliberations.
One important, and all but essential, item was still lacking in the Acts
o f the Council, the Emperor’s signature: without it, the conciliar
decisions could not become laws o f the Empire, obligatory on all
citizens. The Emperor had attended none o f the conciliar sessions and
his officials had attended in fewer numbers than was usual on such
occasions; one looks in vain in the Acts for a list o f imperial func
tionaries after the bishops’ names. The Emperor and the court were in
mourning, and in this the prescriptions o f Byzantine ceremonial seem
to have been followed to the letter. But as the Emperor’s presence at
one meeting at least was indispensable, a special session in the Emperor’s
presence was arranged, opening on 3 March in the triclinium o f the
imperial palace.
This session, the seventh on the list, was especially remarkable. First,
its opening apparently did not coincide with the closing o f the court
mourning. It is not known exactly when Basil’s son died: all we
know is that it was towards the end o f 879, possibly at the beginning
o f October, in which case it is likely that the Emperor’s and the court’s
mourning lasted six months, from the beginning o f October till the
end o f March.
Then again, the session took place, not at St Sophia, but in the
imperial palace, which on the face o f it meant that the Emperor still
refused to make his appearance in public. Out o f respect for his feelings
and his loss, the Fathers went to the imperial palace, but not all were
admitted to the session: only the Patriarch, the legates and the eighteen
metropolitans and archbishops were present to represent the 383 Fathers
o f the Council; the others were summoned ten days later to St Sophia,
to hear the reading o f the protocol o f that session and to signify their
agreement with what had already been decided.
194
PHOTIUS’ REHABILITATION AND SYNOD OF 8 7 9 -8 0
It has been a matter o f general surprise that these two sessions, short
as they were, should have been held in a manner apparently so irregular,
after the debates on the most important problems had been closed.
Following the example o f a Greek scholiast, who in a marginal note
preserved in some Manuscripts o f the fifteenth century cast doubts on
the authenticity o f the last two sessions,1 many have thought they were
only a fabrication by Photius. But Hergenröther 12 has already pointed
out the flaw in this argument. B y taking into account the Emperor’s
mourning for his son Constantine and the Byzantine customs that
governed general councils, we have seen many difficulties vanish or
yield to simple and straightforward explanations.
On closer examination, the proceedings o f these two sessions disclose
nothing that might invalidate their authenticity. The canons o f the
Council had been proposed and voted at the fifth session; but each
Council required its horos or Symbol o f faith, a practice introduced by
the first four Councils and followed by all the great oecumenical
councils; and apart from the definitions o f the first five Councils, the
Sixth, the Seventh and even the so-called Eighth Council invariably
proclaimed their Symbols.3 This rule was certainly followed by the
Photian Council in 861 and must likewise have been observed by the
Council o f 879-80.
This time the proclamation o f the horos was held over till the session
that was attended by the Emperor, who presided and proposed the
Symbol o f the Council o f Nicaea and o f Constantinople for adoption as
the Symbol o f faith o f the present synod. After a dogmatic introduction,
the Symbol was read out by the protonotary Peter, after which the
Fathers firmly forbade any alteration, addition or suppression to be
made to the Symbol. The Emperor then, together with his sons, signed
the Acts o f the Council and the Symbol. A short speech o f thanks,
delivered by the Metropolitan o f Ancyra, Daniel, and the usual acclama
tions brought the session to a close.
The seventh session, with Photius in the chair, met only to report
to the Fathers what the delegates o f the Council, the legates and the
Patriarch had done at the imperial palace. The horos was adopted by
acclamation, and after the usual compliments addressed to the Emperor
and to Photius by the protonotary Peter, the pontifical legates and
19 6
PHOTIUS’ REHABILITATION AND SYNOD OF 8 7 9 - S 0
197
THE P H O T IA N SCHISM. I. T H E H I S T O R Y
Filioque, as Hergenröther seems ready to adm it:1 all that the author is
concerned with is the addition o f the Filioque to the Symbol. Once this
is clearly realized, there is no difficulty in admitting that whatever is
said in the document roughly corresponds to fact, barring a few ex
pressions that could never have been written by John V III : the particular
passage in which the writer compares the initiators o f the innovation
to Judas certainly did not issue from the Pontifical Chancellery. Then
again, the fact that the existence o f this letter was never referred to
either by Photius or by any o f the Greek polemists before the fourteenth
century is not so extraordinary as might seem at first sight, for the
Greeks always preferred to quote conciliar decisions, naturally with
papal attestations, in support o f doctrines and standards that were
common to the whole Church. Granted this mentality, declarations
by the legates o f John V III at the sixth session o f the Photian Council
had in their estimation far greater value than any letter from the Pope.
On the whole, it is not absolutely impossible, but most unlikely, that
John V III should have written to Photius on the addition to the Sym bol;
and certainly the letter could never have been couched in the terms
alleged. Even if the possibility o f such a letter be not ruled out, one
must admit that it was drawn up in such vague and general terms that
it failed even to attract the attention o f the Greek polemists, who pre
ferred to quote the legates5 declarations at the sixth session o f the
Photian Council rather than this letter. I f not wholly an invention, it
was at least, as is well known to-day, thoroughly altered by some
polemist o f the fourteenth century.
1 Ibid. p. 541: ‘ Er, der Papst, nehme jene Lehre, um derentwillen Spaltung
zwischen beiden Kirchen entstanden, nicht nur nicht selbst an.. . . ’ The original
Greek has: περί του άρθρου τούτου. ..ο τι ου μόνον ου λέγομεν τούτο. The word
τό άρθρον does not mean ‘ doctrina’ but ‘ articulus’, i.e. part of a sentence.
Hergenröther’s summary is therefore very inaccurate.
19 8
PHOTIUS’ REHABILITATION AND SYNOD OF 8 7 9 -8 0
199
T H E PH Ο TI AN S C H I S M . I. T H E H I S T O R Y
the Pope personally, since they had no powers to absolve such a grievous
sin. On the Fathers and Photius expostulating with them, the legates
relented from their rigidity, whereupon the Fathers asked Photius to
decide for himself, since he alone was the aggrieved party in the case.
Photius then pronounced the absolution o f the repentant prelate and
the legates at once rallied to his decision.1
It has already been stated that the legates had only consented to such
alterations in the Commonitorium as were absolutely necessary to effect
a compromise. I f read with care, the document expresses with sufficient
clearness the views held at that time in Rome on papal powers.12 In the
fifth chapter the Pope orders the bishops to acknowledge Photius; in
the next chapter, he makes his legates declare that the Roman Pontiff
had the care o f all the Churches, a principle often reiterated in pontifical
documents o f the period; in general, the Pope adopts the tone o f a
master giving orders and these orders are preserved, even after the
modifications made by the Patriarchal Chancellery in agreement with
the legates.
A t the fourth session Peter unequivocally stated that the Pope was
the head o f all the Churches,3 and at the fifth session the Cardinal’s
assertions in the same sense were still more explicit. Whatever has been
said to the contrary, the first canon voted by the assembly had been
drawn up by the legates, and the clause added to the canon was meant
to guarantee the privileges o f the Roman Church : those who read into
the canon an infringement o f the Roman See’s powers45only wasted
their breath, for the Greek canonists3 read into it exactly the reverse,
and their opinion was well worth having. In the course o f the debate
on methods o f procedure with those who might alter their minds and
join Photius, the Cardinal said: ‘ Pope John, oecumenical and apostolic,
who received his powers from Peter, Prince o f the Apostles, has con
ferred the same powers o f binding and loosing on the very saintly
Patriarch Photius.’ 6
The above instances should suffice to show that the legates did not,
in the course o f the Council, deviate from their duty to the extent it
has generally been believed, but remained faithful to the instructions they
200
PHOTIUS’ REHABILITATION AND SYNOD OF 8 7 9 -8 0
had received on the essential point which the Pope valued most highly—
the primacy o f the Roman See.1 One may be shocked by the extrava
gance o f some o f the compliments paid to Photius, but the legates had
sufficient perception to see that they were dealing with a really extra
ordinary man and that the Patriarch had actually conquered the hearts
o f the whole Empire and o f the whole Byzantine Church.
1 Cf. Jugie, Theologia Dogmatica Christ. Orient, vol. I? pp. 229-44: 4De iis quae
in actis synodi Photianae primatui Romanae Sedis favent. . .et in detrimentum
ac irrisionem cedunt.’
201
C H A P T E R VI I
TH E S E C O N D SCHISM OF PH O TIU S,
A HISTORICAL MYSTIFICATION
Photius’ letters to the Roman bishops— John VIII approves the Acts of the
Council— Basis of the compromise concerning Bulgaria— Anti-Photian Collection
and the legend of Photius’ second condemnation by John V III— Photius, Marinus I
and Hadrian III— Stephen V and Byzantium— Stephen’s letters on the Photian
incident.
202
SECOND PHOTIAN SCHISM
asked a friend for less than one’s needs, the friend should in fact give a great
deal more. But what becomes o f the law o f friendship, if friends must condemn
each other either for excess o f gifts or for lack o f trust?
F or fear the same should happen to us, we have sent you, dearest friend,
no more than the proofs o f old and true friendship you asked fo r; and if ever
you should need more— but perhaps these very words are a breach o f the
rules o f friendship— you will find us as ready to oblige you as we are now.
Though your efforts did not meet with the success they deserved, we welcome
the zeal you displayed on our behalf as gratefully as if it had benefited us;
for we know that results must be left to the decision o f time and are often
frustrated b y events.
But the law o f true friendship knows how to value struggles, zeal and
favours, not b y their appearances, but b y the energy o f their mainspring.
F o r you know without m y telling you— I would not tell you, if I feared to
be suspected o f not trusting m y friends with the whole truth— that things
happened not only differently from, but contrary to, our intentions. A s for
the rest, we wish you, saintly soul, the best o f good fortune and safety from
all attacks and threats, from enemies visible and invisible, b y the intercession
o f our Glorious Lady, Mother o f God and all the saints. Amen.
1 Loc. cit. p. 5. Cf. Hergenröther, Photius, vol. 11, pp. 553 seq.
203
THE P H O T IA N SCHISM. I. T H E H I S T O R Y
any time hurt or offend your feelings, intentionally or not, for such things
do happen among men— take m y attitude to you as a pattern for your attitude
to the sinner and inflict on him the same punishment as our humility has
inflicted on you.
204
SECOND P H OT IA N SCH ISM
I embrace your holiness in these lines as with the lips o f the purest feelings
and wish to be bound to you b y the bonds o f cheerful friendship b y the gift
I send to you as a symbol o f friendly welcome.
After receiving the legates in the summer o f 880, John V III carefully
studied their reports, the Acts o f the Council and the letters from the
Emperor and the Patriarch. The reply to these letters, dated 13 August
o f the same year,1 shows fairly clearly how the Pope reacted to the
happenings in Constantinople. As his letter to Photius is extremely
important for a true estimate o f Photius’ case, I translate it from the
original and quote it in full :
It has always been the object o f our endeavours, labours and wishes that
for the maintenance o f the orthodox faith and for the peace and welfare o f
all the Churches o f God for whose care we are responsible, we should strive
to reunite what is scattered, to preserve what is united and to watch over
whatever is w rong or objectionable among the things which the providence
o f God has committed to us. For this purpose, true to apostolic custom and
taking pity on the Church o f Constantinople, w e have decided that the
advantage o f one should not be the detriment o f another; rather, that every
one should be o f spontaneous assistance to all.
A fter summoning our Church, urged b y the necessity o f the times, we
have turned our attention to the Church o f Constantinople in the exercise
o f our apostolic authority and power and instructed our legates to proceed
cautiously. W e rejoice at her unity o f peace and concord and abundantly
praise A lm ighty God and, though we cannot sufficiently thank One who has
bestowed so many benefits on His servants, we bless Him and try to give
Him unstinted glory. G lory, praise and virtue be to Him b y whose majesty
and praiseworthy grace crooked things are made straight, evil is mended,
obstinacy broken, humility exalted, dissension uprooted, goodness intensified
and all scandals thrown aside. Let us therefore not glo ry in ourselves but in
G od, rejoice and exult in His mercy who says: ‘ Have confidence, for I over
came the w o rld ’ ; and elsewhere: ‘ Y o u can do nothing without Me.’ But
though we have determined to deal with you in writing and speech with
exceptional restraint, it is a wonder to us w h y so many things that we had
1 M .G .H . Ep. vu, pp. 227, 228.
205
THE P H O T IA N SCHISM. I. T H E H I S T O R Y
1 It was in this sense that I interpreted the letter in question in my book, Les
Légendes de Constantin et de Méthode, pp. 324 seq., in the light o f Father Laurent’s
researches, ‘ Le Cas de Photius. . in Échos d ’ Orient, vol. x x ix , pp. 396-415.
His conclusions are, however, erroneous. See pp. 180 seq. for my evidence.
207
THE PH ΟΤΙ AN SCH ISM. I. T H E H I S T O R Y
208
SECOND PHOTIAN SCHISM
would have cast a slur on the memory of a great Pope, and the Pontifical
Chancellery is not in the habit o f overriding previous declarations.
Better to leave certain things severely alone, the more so as the aggrieved
party had not insisted on such abjuration.
Pope John’s letter to the Emperor Basil reveals why the Pope went
as far as he did and why he agreed to all that had been done at the
Photian Council for the Patriarch’s reinstatement. After thanking Basil
and his sons Leo and Alexander for their keenness on the restoration
o f peace in the Byzantine Church, he goes on : 1
N ow , after God, we thank your Serenity for having displayed such
sincerity and devotion to the Church o f St Peter and our own paternity not
only in words but in striking deeds ; we thank you for having sent your fleet
and placed it at our service for the defence o f the land o f St Peter; second,
because filled with divine inspiration and reverence for the Prince o f the
Apostles you have restored to our jurisdiction the monastery o f St Sergius
which was founded in your royal city and form erly belonged b y right to the
H oly Rom an Church; third, we thank you profoundly for having for the
love o f us, though it was only fair, allowed St Peter to re-enter into possession
o f the Bulgarian diocese. Hence, we urge you for your own comfort in
every w ay to help and to defend the H oly Roman Church in these critical
days, so that your imperial glory may increasingly shine over the world with
the help o f our apostolic prayers and receive a great reward from the
Alm ighty.
W e also urge you to persevere in the feelings o f good will and piety which
for the love o f God you have for the Church o f Christ, for it is with the love
o f a father that we hold your Exalted Highness in our arms, venerate you
with due honour and b y constant prayers poured out near the sacred bodies
o f the Blessed Apostles Peter and Paul try to ask the Alm ighty, for all the
great services you are rendering to St Peter, ever in this world to keep your
holy Empire in increasing prosperity, to bless it with glorious victories and
give you eternal glory and happiness with His saints and elect in the Heavenly
Kingdom . W e also approve what has been m ercifully done in Constantinople
b y the synodal decree o f the very reverend Patriarch Photius’ reinstatement
and if perchance at the same synod our legates have acted against apostolic
instructions, neither do we approve their action nor do we attribute any
value to it.
These words are significant, and disclose the great joy the Pope felt-
over the reconciliation with Byzantium and his sincere gratitude to the
Emperor. And he had excellent reasons for being thankful to Basil, for
the military aid which the Emperor had sent him was substantial and
1 M .G .H . Ep. vu, pp. 229, 230.
DPS 209 Μ
THE P H O T IA N SCHISM. I. T H E H I S T O R Y
well-timed, and the Pope knew better than anyone in Rome or in Italy
that without Byzantium’s assistance it would have been impossible to
ward off or even to take the sting out o f the Arab threat. The gift o f the
convent o f St Sergius was a free donation on the part o f the Emperor ;
but the permanent transfer o f Bulgaria to the Roman patriarchate was
the best part o f the transaction. John V III could now boast o f having
secured what the great Nicholas had had so much at heart and what for
over twenty years had been the main bone o f contention between East
and West. After securing such concessions from Byzantium, could the
Pope have refused to endorse the Constantinople settlement, and could
anyone seriously believe that John V III, after agreeing to all the Con
stantinople decisions, could in the same breath make such reservations
as would unsay what he had said? The assumption is too absurd.
A careful analysis o f the Pope’s letter to Basil drives us to the same
conclusion: the Pope cancels the conditions he had laid down for
Photius’ rehabilitation; he agrees to the annulment o f all the anti-
Photian decrees issued by his predecessors and by the synod o f 869-70,
and he sanctions the Acts o f the Photian Council brought to him by the
legates in the version as we know it to-day.
The main objection to the above conclusion has been drawn from the
fact that Bulgaria, after all that was said and done, remained as before
under the jurisdiction o f the Byzantine patriarchate; hence, it is con
tended that the concession made by Basil and Photius was only a blind
and that the Pope was again duped by the astute Byzantines. As soon as
he perceived the fraud, John V III is alleged to have withdrawn his
consent by falling back on the safety clause that qualified his two letters.
But the objection does not hold water. The Bulgarian concession was
sincere and was actually carried into effect, for we find that from that
time onward Bulgaria ceased to be listed among the dioceses belonging
to Byzantium in the official catalogue or the ninth-century episcopal
directory,1 a fact significant enough to be taken into account. In this
respect, the Byzantines were always punctilious.
But how was it that Photius and the Emperor could make such a
concession to Rome in all seriousness, seeing how fiercely the govern
ment o f Michael III and Bardas had fought for the conquest o f that
province and that Basil had followed his predecessors’ policy to the
very last? Did Bulgaria lose overnight its importance in Byzantine
eyes? Certainly not. Then how can we explain the fact?
1 Cf. J. Gay, L\ Italie Méridionale et VEmpire Byzantin (Paris, 1904), p. 124.
210
SECOND PH O TIA N SCHISM
Some light can be thrown on the problem by the terms o f the com
promise arrived at by the legates and the Emperor after the Council in
Byzantium. Photius, in his speech at the second session o f his synod,1
clearly showed he was quite aware o f the importance o f the issue to
John V III; nor did he overlook the fact that reconciliation with Rome
would be a hopeless proposition without some concession from his side
on the Bulgarian issue. That is why he so pointedly stated that since
his accession to the throne he had refrained from sending the pallium
to Bulgaria and holding ordinations there, just to demonstrate to the
legates his readiness to come to an agreement on that very issue.
What Photius stated may have been correct for, as a matter o f fact,
the Byzantine bishops in Bulgaria made their own provision for the
spiritual needs o f their flocks. I f after Photius’ accession to the patriarchal
throne no change occurred among the higher clergy, Photius had in
fact no opportunity for sending the pallium to anybody.
John V III defined his own point o f view best in his letter to Photius : 2
Furthermore, as it is your duty to lend strength to your will, so it is our
will that our Bulgarian diocese, which the A postolic See received b y the
efforts o f the blessed lord Pope Nicholas o f apostolic mem ory and held at
the time o f blessed Pope Hadrian, be restored as soon as possible; and b y
apostolic authority we forbid any ecclesiastical ordinations to be performed
in the same diocese b y the heads o f the Church o f Constantinople. Y o u will
see that the bishops consecrated there and all lower clergy leave the country
and refrain from entering our Bulgarian diocese. I f you give them the pallium,
perform any ordination or communicate with them, as long as they refuse to
obey us, you will fall under the same excommunication as theirs.
ill 14-2
THE PH O TIA N SCHISM. I. T H E H I S T O R Y
pointed, in which the Pope, after recalling Nicholas’ efforts to gain the
confidence o f the Bulgarians, says : 1
I f the Patriarch... refrains from claiming or retaining possession o f the Bul
garian diocese, performs there no ordination o f any degree (there seem to be
some bishops or priests there who were illicitly ordained b y either the
Patriarch or the archbishop) and does not send them the pallium which
prelates wear at solemn M ass.. . .
This, then, was the basis o f the compromise between Rome and
Byzantium: as long as the Bulgarians were ministered to by Greek
clergy and remained culturally dependent on Constantinople, the danger
to Byzantium o f a Bulgarian Empire rising at its very gates could easily
be dealt with; but Byzantium could never tolerate the proximity o f a
Bulgaria drifting under the cultural influence o f the Franks and the
spiritual ministrations o f a Latin and Frankish clergy: yet for all that,
the Emperor could allow the Bulgarian archbishop to apply for his
pallium to Rome instead o f Byzantium.
This also goes to prove that the desire for a real and permanent
entente was perfectly sincere on the part o f both John V III and Photius,
since both made substantial sacrifices for the lasting peace o f the Church.
The above reading o f the facts has to this day escaped the experts,
who have allowed themselves to be mystified by the fragment o f a
letter from John V III to Boris, erroneously attributed to the year 882.3
The following are the words o f the fragment: ‘ Si ab his quos excom-
municatos habebamus sacramenta quaecumque suscipitis, constat quia
1 Loc. cit. pp. 173 seq. 2 Mansi, vol. xvn , coi. 405.
3 P .L . vol. 126, coi. 959. Zlatarski, in his H isto r y o f B u lg a r ia { Istoria na B i g .
D r f ia v a , Sofia, 1927), vol. π, pp. 200 seq. infers from the passage that the Pope
had excommunicated not only Photius, after detecting his deceit, but also the
Bulgarians. Cf. M. Jugie, T h eologia D o g m a tica C hrist. O rien t, vol. I, p. 145. See
my study, ‘ Le Second Schisme de Photios’, in B y ia n tio n (1933), vol. vm , p. 435-
2 12
SEC O N D PH ΟΤΙ AN SC H ISM
2 T3
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
21 4
SECOND PH O TIAN SCHISM
215
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
The assertion that John V III had repudiated his legates5 stewardship
and again condemned Photius, and that this condemnation was reiterated
by his successors Marinus, Stephen V and Formosus, is based on data
found in some documents included in the anti-Photian Collection and
added in some Greek manuscripts to the Acts o f the Eighth Council.1
This Collection is divided into three parts. The first includes the
encyclical letter o f the Eighth Oecumenical Council and the letter
addressed by the Fathers o f the Council to Pope Hadrian II, together with
an extract from a letter from Hadrian to Ignatius on the Bulgarian issue,
and a lengthy correspondence by the Ignatian Metropolitan Metro
phanes, explaining to the Logothete Manuel how Photius had been
condemned. The second part is important. It has a letter from Pope
Stephen to the Emperor Basil on the legality o f Pope Marinus5 tenure;
a short historical commentary on Photius5 second deposition; a long
letter from archbishop Stylianos o f Neocaesarea to Stephen anent the
recognition o f Photian ordinations; a reply from the Pope to this letter,
as also to that o f the Emperor Leo the W ise; a second letter from
Stylianos; then a letter from Pope Formosus announcing the rigorous
proceedings he would take against the Photianists. The third part con
tains several writings on the Photian case; a short supplement on the
stauropatai, i.e. the Photianists who, by frequently violating their pro
mises, had discredited the cross which by common usage preceded their
signatures; a document under the pompous heading— ‘ Collection o f
the Synodical Letters o f the Roman Pontiffs Nicholas, Hadrian, John,
Marinus, Stephen and Formosus against the Prevaricator Photius5; the
copy o f an inscription placed at the entrance o f St Sophia and recalling
the decrees o f the Council against Photius; a long explanation by the
compiler to prove that Photius, after repeated condemnations, could no
longer be absolved, followed by a note on the Eighth Oecumenical
Council borrowed from a small hand-book on the Councils, and, finally,
a letter from Pope John IX to Stylianos, with a free commentary.
The Collection was compiled at the end o f the ninth century, in the
reign o f Pope Formosus (891-6).* This is beyond dispute. The anony
mous compiler was therefore contemporary with Photius and was one
o f his bitterest enemies. In its original form, the work ended with a
‘ synodicon5, or short list o f the oecumenical councils; but the copyist
who transcribed it in the last years o f the ninth century or the first
o f the tenth, omitted the passage bearing on the first seven councils,
only copying what was said about the eighth. He added, however, the
1 Mansi, vol. xvi, cols. 409-57. 2 See pp. 271 seq.
216
SECOND PH O TIA N SCHISM
217
THE P H OT IA N SC H ISM . I. T H E H I S T O R Y
The compiler then quotes the inscription recalling the decrees o f the
Eighth Council, enumerates the Pontiffs who condemned Photius and
adds:
None o f Nicholas’ successors has absolved them.1 T h ey had not even the
power to do so. W hen in the Patriarch Ignatius’ lifetime Joh n sent Eugenius
and his companions on the Bulgarian mission, Photius had them seized to
induce them b y various methods o f pressure to communicate with him and
thereby deceive the world. But on their return to Rom e, they were repri
manded b y John, who excommunicated them from the ambo.2
This is all the writer has to say as evidence for Photius’ condemnation
by John V III, and it is very little. The bombastic heading promised
better. Instead o f John V III’s synodical letter condemning Photius, the
compiler produces a long statement made, so he pretends, at the Roman
synod o f 869 under Hadrian’s chairmanship. The declaration is pure
invention. We have seen that the Acts o f this synod were read at the
end o f the seventh session o f the Council o f 869-70 and they make it
evident that the spokesman o f the synod was not John, then Roman
archdeacon, but Gauderich, bishop o f Velletri. Naturally, archdeacon
John, as head o f the Roman deacons, signed the Acts, but only after
the bishops, the archpriest George and the priests attached to the
churches o f Rome.3 On the strength o f this, the compiler invented a
long anti-Photian statement which he put into the mouth o f John, the
future Pope, and passed off as a synodical letter against Photius by
Pope John V III.
The same Pope’s alleged condemnation o f his legates is likewise the
compiler’s invention and it is easy to imagine on what grounds the
legend was framed. The Ignatians o f course knew that the legates’
instructions brought from Rome did not go as far as the decisions o f
the Photian Council, nor was there any secret about it in 879-80. Some
die-hards then sought comfort in the thought that the legates would
meet the same fate as had befallen Zachary and Radoald after the synod
o f 861. But no message to that effect came from Rome (the collection
of Pope John’s letters seems to be complete for the period it covers and
there is no trace o f any such communication to Constantinople), and
the die-hards made up the story that the Pope had condemned both his
legates and Photius from the ambo o f St Peter’s.
218
SECOND PH O TIAN SCHISM
219
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
bishops Donatus and Stephen and o f deacon Marinus. The last name
is enough for the compiler to record with triumph that Photius was
condemned by all the Popes from Leo IV to Formosus, including
Marinus. When he uses the same argument in the manual o f the Councils,
o f which the copyist preserved only the reference to the Eighth Council,
he cites, as representing the Holy See, Marinus, ‘ who was destined to
become Pope’ . Bishops Donatus and Stephen, who in the first official
document were placed before Marinus in accordance with protocol,
now disappear before the future Pontiff, a clear indication o f the com
piler’s purpose: Since Marinus had, together with the other Fathers,
condemned Photius at the Council o f 869-70, he o f course condemned
him for ever after, and could not, even as a Pope, go back on his pre-
papal verdict. After this direct argument— the only one we are given—
the compiler offers as indirect argument the letter from Pope Stephen V
to the Emperor Basil, in which the Pope defends the memory o f
Marinus, unfairly attacked by the Emperor in a letter to Hadrian III.
But Stephen V attributed these attacks to Photius’ intrigues and towards
the end o f his letter referred enigmatically to an embassy o f Marinus to
Constantinople, which ended in his imprisonment:
Because he felt and thought as our predecessor and teacher, the very holy
Pope Nicholas, felt and thought, whose decision he wished to carry out to
the letter, the god ly Marinus fell into your utter disfavour; because he
refused, as reported, to admit those who thought differently and to declare
null and void what had been decided at a synod in the presence o f your
Majesty, Marinus was imprisoned for thirty days.
The above extract has been commonly quoted to prove that John V III,
after discovering the deception o f his legates and o f Photius, sent to
Constantinople an embassy headed by Marinus, who thereby incurred
the anger o f Photius and the Emperor, and was imprisoned. The general
drift o f the letter has also been advanced as evidence o f Marinus’ hostility
to Photius.
The deduction is unwarranted, for nothing in the letter justifies the
inference that Pope Marinus was in open conflict with the Patriarch.
Stephen V does not refer to it in the letter included in the Collection,
and had there been anything in the letter to prove that Marinus, on
becoming Pope, openly broke with John V III’s policy, the compiler
would certainly not have omitted it.
Historians who, in order to make a breach between John V III and
Photius more likely, invented a second embassy o f Marinus to Con
220
SECOND PH O TIA N SCHISM
stantinople in 880 and dated the incident o f his imprisonment from that
year, made a serious mistake. Stephen V explicitly states that Marinus
incurred the Emperor’s displeasure because ‘ he r e fu se d ...to admit
those who thought differently and to declare null and void what had
been decided at a synod in the presence o f Your Majesty’ . Now these
words could not refer to an embassy whose purpose was, not to refuse
to declare, but to declare null and void the decisions o f the Council o f
879-80 taken in the presence o f His Imperial Majesty. The words should
not be severed from the context. In the first part o f the passage,
Stephen V writes that Marinus ‘ fell into the Emperor’s disfavour’
because he ‘ felt and thought as did our predecessor and teacher, the
very holy Pope Nicholas, whose decisions he wished to carry out to
the letter’. These words can only refer to Marinus’ presence in Con
stantinople at the Eighth Council in 869-70, when he refused cate
gorically to depart from the instruction he had received from Hadrian II.
These reflected the true spirit o f Nicholas’ Eastern policy, though the
Emperor tried hard to bring the legates to a frame o f mind more sym
pathetic to the Photian clergy. It follows then that the second part o f
Stephen’s reference to Marinus’ relations with the Emperor should also
refer to the same Council, and it would besides fit in with the incident
in connection with the ‘ Libelli’ . The Emperor disliked the condition
(pressed by the legates) to admit to the Council only those prelates who
had signed the ‘ Libellus’, and when the prelates urged him to take the
‘ Libelli ’ away from the legates lest they should be used as evidence o f
Byzantium’s submission to Rome, the legates refused to hand them
over, arguing that such were the Pope’s orders, to which the Emperor
had agreed at the opening o f the Council.
This incident should be placed within the interval o f three months
that came between the eighth and the ninth sessions o f the Council.
B y that time the ‘ Libelli ’ must have been duly signed by the prelates
and it is possible that the Emperor, infuriated by the incident, confined
the legates to their quarters.1 Nor should it be forgotten that Basil’s letter
had not been addressed to Marinus but to his successor, Hadrian III,
and that the Emperor’s criticism was meant for a dead Pope. This
and the fact that the anti-Photian Collection knows nothing o f a
1 It is also possible that Stephen V confused the cLibelli5 incident with what
befell Marinus at the Bulgaro-Byzantine frontier in 866, when the papal embassy
may have been in some sort of confinement for a month whilst the Byzantine
frontier authorities awaited instructions from the capital upon what to do with the
papal legates. Marinus had thus quite a number of unpleasant experiences with the
Byzantines. Cf. above, p. 117 .
221
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
222
SECOND PH O TIAN SCHISM
known that John V III had dealt rather severely with Formosus, the
distinguished prelate whose mission to Bulgaria had been such a success.
A s it provoked jealousies in Rome, he had been recalled by Nicholas,
and Boris5 request to place the prelate at the head o f the Bulgarian
Church did not allay suspicions. Followed a dispute with John V III,
who then suspended and excommunicated him. But Marinus5first act on
ascending the papal throne was to rehabilitate Formosus, and it was this
move that has served as evidence that Marinus disowned John’s policy.
It has been further suggested that John V III was on bad terms with
Marinus and made him bishop o f Cere in order to remove him from
Rome and wreck his chances as a candidate for the next papal election,1
since it was not customary in those days to transfer bishops from one
see to another. For this reason, so it is alleged, Marinus resigned his
see after the death o f John V III on the pretext that he had been forced
to accept the episcopal appointment, but in reality to canvass for the
papal throne. Once there, he settled accounts with his predecessor by
reversing the whole o f his Eastern policy.
But this is a misreading o f the facts. I f John made Marinus a bishop
to spoil his chances o f promotion, he stultified his own principles, for
at a Roman synod which met between 8 11 and 818, i.e. at the time o f
Marinus5 consecration, John V III reminded the bishops o f the prohibi
tion to follow similar proceedings in the case o f their own deacons and
archdeacons.123
Contrary to what has been said, John seems to have availed himself
later o f Marinus5 services, as we learn from his correspondence that he
sent a certain bishop Marinus, whom he calls ‘ arcarius sedis nostrae5—
a function in the Roman Curia usually performed by the archdeacon—
on two important embassies, one to Charles III in March 880 and another
in 882 to Athanasius, bishop o f Naples .3 This may have been the bishop
o f Cere whom John asked to resign his see for that purpose. It was
rather John’s confidence in Marinus that helped his candidature to the
Papacy in December 882, and he was elected just because he was the
archdeacon and had ceased to exercise episcopal functions.4
223
THE P H O T IA N SCHISM . I. T H E H I S T O R Y
224
SECOND PH O TIA N SCHISM
226
SECOND PH O TIA N SCHISM
Now these two documents have so far been used as evidence to prove
that Pope Stephen did not consider Photius to be the legitimate
1 ττλεϊστον.
227 15 -2
THE PH O TIA N SCHISM. I. T H E H I S T O R Y
Patriarch; and there was something to be said for the contention, as long
as a rupture between the two Churches was assumed to exist and this
rupture was attributed to Stephen’s predecessors. But it has already
been established that their relations remained friendly till 885, so that,
if the documents we have quoted really corroborate the assumption,
the rupture should be attributed to Stephen V.
But their evidential value is highly suspect, for neither o f the two
texts contains any direct stricture on Photius. The few derogatory
remarks on the Patriarch, provided they be reported in their original
version (which is doubtful, as we shall see presently), can be read as
relieving the resentment left in Roman hearts, reconciliation notwith
standing, by the old disputes about Photius5 first pontificate. But even
if reported in their genuine version, they are no proof that Stephen V
had broken with the policy o f his three predecessors— sanctioned as it
was by a Council whose authority was recognized by Rome as well as
by Byzantium— and excommunicated Photius. An act o f such importance
should have been communicated to the Church o f Constantinople in
unmistakable terms, as was the practice at the Pontifical Chancellery.
The fact that the compiler knows nothing about such a pontifical
declaration is a sign that the Church o f Constantinople never received it.
T o find out whether any radical change in the Popes5 Eastern policy
occurred at the beginning o f Stephen’s reign, we must search Stephen’s
register for any letter that might reveal the Pope’s attitude to Byzantium
and we find a significant one that was dispatched to the bishop o f Oria,
Theodosius, immediately after the Pope’s accession, and from which
we quote the fo llo w in g:1
W e have learned from the reports o f the faithful how our predecessor
Hadrian sent you once to Constantinople as ambassador to the pious Em peror
and received from him not only the pension that was due to your merits, but
also other gifts which he sent to our Church and to others o f the faithful.
W e wish to thank your Holiness for carrying out your mission so loyally.
Now we know that Pope Hadrian HI, in the course o f his short
pontificate (April or May 884-August or September 885) did send, as
attested by Photius, an embassy to the Patriarch o f Constantinople for
the usual exchange o f synodal letters. We may take it for granted that
the embassy was headed by the bishop o f Oria, Theodosius, and con
sidering that Hadrian’s reign was so short, it must have been the only
one he undertook. Imagine then a Pope, who is supposed to have
228
SECOND PH O TIA N SCHISM
229
THE P H OT I AN SCHISM . I. T H E H I S T O R Y
This protest must have struck home, for in another letter1 2 written
about the same date, the Pope informs the Tarentans o f his refusal to·
consecrate the priest Deusdona who had presented himself for con
secration, claiming to be the elected bishop o f Tarento, but without a
single testimonial in support o f his statement. Further, Tarento was not
listed among the Byzantine dioceses o f the period, so that we may
conclude that this time the Byzantine Church really did acknowledge
the Roman patriarchate’s rights and withdrew its claims.
This is important. Here we have clear evidence that the two Churches,
were at peace and that Stephen V acknowledged Photius’ successor
Stephen, the same man who had been raised to the diaconate by Photius-
and was for this reason refused obedience by the die-hard Ignatians.
But this is not all. The reign o f Leo V I, brother o f the Patriarch Stephen,,
coincided with the Byzantines’ political and ecclesiastical reorganization
o f their Italian possessions, and the list they drew up o f their dioceses
shows what importance they attached to them and what trouble they
took over their reorganization .3
A ll the more surprising that Greek influence in the south o f Italy
did not spread as far and as rapidly as one would have expected : Oria,„
Bari and Tarento remained Latin and Roman sees.4 The Acts o f the
local synod o f Oria held by Theodosius in 887-8,5 which gives a vivid
picture o f the distressing religious conditions o f those regions, show
that the bishop, though a loyal subject o f the Byzantine Empire,,
remained like the rest o f his clergy Latin and Roman., Even in northern
230
SECOND PH O TIA N SCHISM
But all this does not accord with the implication attributed to the two
letters o f Pope Stephen. I f our findings about the relations between the
two Churches under Stephen’s pontificate are correct, then it follows
that the Pope’s two letters have not been handed down in their original
form and must in some way have been doctored by the compiler o f the
anti-Photian Collection. Tw o passages in the first letter addressed to
Basil corroborate the inference.
First o f all, Constantinople is called ‘ most famous city’ and ‘ pro
tected by G o d ’, a most unusual designation in a document issued by
the Roman Chancellery, though common in Byzantine documents.
And it significantly appears in the passage dealing with Photius, which
therefore betrays a Byzantine hand and must be held to be suspect.
Suspicion grows stronger when we consider that in the same passage
Photius is designated as ‘ layman’ . This appellation would be quite in
its place in any Ignatian writing, as such was the interpretation put upon
the declarations o f Popes Nicholas I and Hadrian II and upon the
decisions o f the Eighth Council against Photius by the die-hard Igna-
tians. The letter addressed to Manuel2 by Metrophanes may serve as
an illustration.
Again, though, as stated before, Nicholas I was induced by Theo-
gnostos to use many o f the ‘ epithets’ which the die-hard Ignatians were
fastening on Photius, he seems to have refrained from adopting that o f
layman.3 No doubt, the two notions o f the invalidity and the unlaw-
1 Cf. Gay, loc. cit. pp. 188-92. This famous scholar, who also believes in a
quarrel between the two Churches, feels embarrassed in trying to square the facts
with the alleged enmity between the Churches.
2 Mansi, vol. xvi, col. 416: ‘ but the godly Pontiff [Nicholas]. . . after summoning
a Council of Western bishops, condemned him. . .calling him a “ layman’V
3 For evidence, see my study ‘ Le Second Schisme de Photios’, in Byiantion,
vol. vin, pp. 452 seq.
231
THE PH O TIA N SCHISM. I. T H E H I S T O R Y
1 Mansi, vol. xvn , col. 489, canon 2. The point was made very forcibly by
M. Jugie in one of his best studies on the subject (‘ Les Actes du Synode Photien
de Ste Sophie’, in Echos d ’ Orient (1938), vol. x x x v il, p. 90).
232
SECOND PH O TIA N SCHISM
how could she then object to Photius’ elevation, which at least had been
in accordance with the old tradition o f the Byzantine Church ? Marinus’
elevation was therefore uncanonical and illegitimate, and we may
well imagine that the Emperor’s representations did not please the
Romans.
The Pope in his letter politely suggested that such calumnies against
a Roman Pontiff could not have come from the pious Emperor, but
must have been prompted to him by somebody else. It should be
observed here that there is nothing in the first part o f the letter to suggest
that the ‘ somebody else’ was Photius. The Emperor, in presuming to
give a lesson to the Church o f Rome— the Pope went on— was over
reaching himself; there was nothing unusual about Marinus’ election,
since the Roman Church had more than once approved the transfer o f
bishops from one see to another. Basil had no reason to complain o f
the Roman Church, which had always complied with his wishes. Did
she not send her legates to a synod (the so-called Eighth Council) at
the Emperor’s request and spend infinite care on it? She even sent
legates to Photius (the Pope here has in mind the Photian synod o f
879-80), and given the opportunity, would have done more. You have
therefore no grounds for complaint, and were it not for the love we bear
you restraining us and helping us to put up with such insults flung
at our Church, we should most certainly consider ourselves obliged to
impose on the slanderer penalties more severe than any inflicted on
Photius by our predecessors. It is not in a spirit o f aggressiveness, but
in pure self-defence that we are writing this.
Such in all probability must have been the passage in the letter on
Photius in its original form and nothing in it could possibly be construed
into a second censure on Photius. The Pope on the contrary mentioned,
besides the Eighth Council, the council which rehabilitated Photius,
a sign that he subscribed to it. That such was the case and that the
incriminating words must have been added by the indiscreet compiler
will be seen from an analysis o f the second document, the Pope’s letter
to Stylianos.
This letter, in the form in which it has been preserved, is still more
enigmatic than the first and contains glaring discrepancies between the
first and second parts. In the first, the Pope accuses the Patriarch o f
blasphemy against the Cross, whereas in the second, he defends him
in the matter o f deposition or abdication under compulsion. At the end
o f his letter the Pope quotes from the imperial letter the compliments
in praise o f Photius, in flat contradiction o f what he had written in the
233
THE P H O T IA N SCHISM . I. T H E H I S T O R Y
first part o f his letter. The only possible conclusion is that here again
the letter has been tampered with.
The designation o f ‘ layman’ is also repeated, and it should be noted
that a legend circulated in ultra-Ignatian circles to the effect that Photius
had committed blasphemy against the symbol o f salvation.1 It makes
one look instinctively in the Pope’s letter for some mention o f the word
‘ cross’ which the compiler could have twisted into the sense o f the
legend. In fact, we read in the fragment o f the pontifical register, in a
letter by Stephen V ff ‘ T o Stylianos, Anastasius, Eusebius, John and
Paul, archbishops and their clergy.— Are not all the charisms o f the
priestly ministry operated by the sign o f the Cross? Does baptismal
water not remit sin on the one condition that one be sanctified by the
Cross? And, omitting the rest, can anyone ascend the steps o f the
priesthood without the sign of the C ross?’ Item\ ‘ I f therefore the
Roman Church, which we govern by the will o f Christ, is held to all
as a mirror and a pattern, whatever she decides must be at all times
unequivocally observed.’
Another document included in the anti-Photian Collection, Stylianos’
reply to the Pope’s letter, will show in what connection the Pope men
tioned the Holy Cross. This is the text o f the letter: 3
O ur lowliness has received the god ly and saintly letters o f your most
saintly and excellent pontifical honour and they have filled us with great jo y.
A fter the introduction, which lavishes high praise on the Apostolic See, w e
read the follow ing: ‘ It was stated in the letter o f your venerable pontifical
majesty that the letters o f our serenest Emperors [Leo and Alexander] did
not agree with ou rs’ ; but this is the reason o f the discrepancy: Whereas those
who wrote that Photius had resigned, acknowledged him as a priest, how
could we, who, in keeping with the legitimate and canonical decision o f the
most venerable Pontiffs Nicholas and Hadrian and in conform ity with the
holy and oecumenical Synod held in Constantinople b y the representatives
o f the H oly See and the three Oriental thrones, refuse to attribute to Photius
any degree o f priesthood, have written that one who had been condemned
had resigned? W e were also surprised to note that you say at the end o f you r
letter that he should be judged as a legitimate archbishop, after stating at the
beginning that he had been severed from the solid rock o f C hrist: how can
he be judged, who has been severed? Is this the w ay the decrees o f your h oly
predecessors are emasculated ? But I believe that if any one wished to recon- 123
234
SECOND PHOTIAN SCHISM
sider Photius’ case, he would only aggravate the condemnation. But omitting
all the rest, what do you think o f his misrepresentation o f Pope Marinus ?
The letter you wrote to Basil, our glorious Em peror, shows that you are not
ignorant o f them.1 But again, we take refuge in prayer, interceding for those
who were forced to submit to Photius, and we ask you to be good enough to
send encyclical letters to the Eastern Patriarchs, that they also may receive,
acknowledge and confirm our dispensation, the more so as the Em peror,
who drew us from the darkness and shadows o f death into the light o f day,
desires it.
The letter makes it clear that Stylianos only took notice o f the
sentences passed on Photius by Nicholas I, Hadrian II and the Eighth
Council and read into them the meaning that Photius had been stripped
o f every degree o f the priesthood. On this point he was at variance
with Stephen V, who in his letter referred to Photius as the legitimate
Patriarch. Stylianos tried to bring the Pope round to his own opinion
and induce him to give a special dispensation to all those who had under
Photius5 patriarchate acknowledged him as the legitimate pastor. It is
in this light that we must now study the Pope’s letter to Stylianos.
It seems to have followed this train o f thought:
I am not surprised that you should have disowned Photius, since he did
come under canonical strictures ; but regarding your request to dispense the
clergy who held communion with Photius, I do not see the necessity, since
Photius, though condemned, was validly ordained. The validity o f the sacra
ments is not dependent on the worthiness or otherwise o f the person
administering them; and the grace o f the sacraments does not come from
men, but from the virtue o f Our Lord’s Cross. A re not all the charisms o f the
priestly ministry operated b y the sign o f the Cross? Does baptismal w ater
not remit sin on condition only that one be sanctified b y the Cross ? And to
omit the rest, can anyone ascend the steps o f the priesthood without the sign
o f the C ro ss?3
The Pope then returned to the discrepancy between the Emperor’s
letter and that o f Stylianos concerning Photius’ resignation, repeating
finally his injunction addressed to Stylianos and his friends always to
obey the orders o f the Roman Church.
1 It is not here implied that Stephen V accused Photius of slandering Marinus.
It may be Stylianos’ own interpretation of the Pope’s charitable excuse that the
words might have been prompted to the Emperor by somebody else.
2 I readily accept the suggestion offered by V. Grumel (Échos <FOrient, 1934,
vol. X X X I I I, p. 263): his interpretation harmonizes better with the drift of the
fragment of this letter, and confirms among other things the fact that even under
Nicholas I the Pontifical Chancellery made the necessary distinction between the
validity and the illicit nature of Photius’ ordination.
2 35
THE PH O T IA N SCHISM. I. T H E H I S T O R Y
It was in this sense, I believe, that the Pope was led to speak o f the
Lord’s Cross, and one can understand w hy Stephen V insisted so
forcibly on Photius’ first condemnation.1 Having no wish to treat the
Ignatians too roughly, as they had addressed themselves to him with
such reverence for the Holy See, he acknowledged that their attitude
was justified at first, since Photius had really been condemned by the
Holy See; but ended by gently chiding them and observing that what
the Church has decided must hold good for ever: and what she had
decided was not only the first condemnation, but also Photius’ rehabili
tation.
It will thus be seen that the compiler made considerable modifications
in the text o f the letter : he betrayed himself by referring to Photius as
'laym an’ and by his characteristic distortion o f the Pope’s reference to
the Cross; the sentence is given an ‘ Ignatian’ twist and there is a clumsy
gap in the join o f the two parts o f the letter.
Stylianos’ reply proves moreover that the Ignatians had understood
the Pope’s idea perfectly well; that they were aware o f his persistence
in holding Photius to be the legitimate Patriarch and his ordinations
to be valid, and that they rightly assessed the interest he took, being in
possession o f the conflicting evidence, in the change that came over the
patriarchal throne.
Here again the compiler took his materials from the Pope’s utterance
on Photius’ first condemnation, but gave it a wider connotation than
was really justified. Now that we have seen through the device, we
can confidently state that Pope Stephen V, whatever may to this day
have been said about him, did not break with Photius, but like his
predecessors continued to treat him as the legitimate Patriarch. It may
now be stated that the same Pope, who was always believed to be Photius’
particularly venomous enemy, will in fact champion his cause on the
occasion o f his second deposition by the Emperor. There is only one
possible conclusion: Photius’ second schism, assumed so far to have
been particularly fatal to the friendly relations between the two Churches,
belongs to the realm o f legend.
1 The forceful terms which the compiler puts into the Pope’s mouth on the
subject of this condemnation are, however, in all probability the compiler’s own
concoction.
236
C H A P T E R VI I I
P H O T I U S, L E O V I A N D T H E H E A L I N G O F
THE E X T R E M I S T S ’ SCHISM
Photius acknowledged by the Moderate Ignatians— Leo VFs change of policy and
Photius’ resignation— Leo, the ‘ Little Church’ and the Moderates— Was there a
schism under Formosus?— The ‘ Little Church’s ’ liquidation— A reunion synod
in 899?— Authorship o f the anti-Photian Collection and date of composition of
the Vita Ignatii— The Extremists and the Moderates in the tetragamy conflict.
237
THE P H O T IA N SCHISM . I. T H E H I S T O R Y
bishops who refused to compound with Photius were not many, the
most recalcitrant elements being mainly to be found in the monasteries.
The smaller the number, the more bitter their fanaticism.
The more moderate elements among the episcopacy and the clergy
rallied to Photius, and among the outstanding members o f Ignatius’
party was St Joseph the Hymnographer. Joseph, at first, belonged to
the die-hards. He also suffered persecution under the last iconoclastic
Emperor Theophilus, and though recalled by Theodora refused to
leave his place o f banishment, preferring 6to enjoy his exile for the
sake o f Christ as though it were paradise’, says his biographer, John
the Deacon.1 This particular portion o f his biography definitely suggests
that Joseph refused to return to Constantinople because he did not
approve the election o f Methodius and his religious policy. Not until
the patriarchate o f Ignatius did he go back to the capital,2 where he soon
won the new Patriarch’s confidence and received from him an appoint
ment as synkellos. Now it is remarkable that the same Joseph unhesi
tatingly rallied to Photius, and his biographer even extolled the intimacy
between the two men: yet, Joseph was one o f those who were banished
after the fall o f Ignatius.3
The case o f Metrophanes o f Smyrna is not so clear. We possess a
letter addressed to Metrophanes4 by Photius, whose cordial and light
hearted tone would at first lead one to believe that the metropolitan o f
Smyrna had made peace with Photius; but a closer study o f the text o f
the letter— and certainly the Patriarch’s Greek is o f such finesse and
subtlety as to embarrass any translator, however familiar with Byzantine
Greek— shows that things happened somewhat differently.
The letter was apparently written after Photius’ accession to the
patriarchal throne after Ignatius’ death, but before the Council o f
1 Vita S. Josephi Hymnographi, P.G. vol. 105, col. 968.
2 Note that Ignatius the Deacon, biographer of St Tarasius and St Nicephorus,
never mentions Joseph the Hymnographer in his biography of St Gregory the
Decapolite, though these two men were intimately united in their lifetime. Ignatius
the Deacon belonged to the Moderate party. Did he omit to mention Joseph
because the latter disliked Methodius’ religious policy and was an enthusiastic
follower of Ignatius? Cf. my book, La Vie de St Grégoire le Décapolite et les Slaves
Macédoniens au IXe siècle (Paris, 1926), p. 19.
3 P.G . vol. 105, cols. 968, 969. Cf. the Life, written by Theophanes and pub
lished by Papadopoulos-Kerameus, Monumenta Graeca et Latina ad Historiam
Photiipertinentia (Petropoli, 1901), vol. i i , pp. 1-14 . Cf. Van de Vorst, ‘ Note sur
St Joseph l’Hymnographe’, in Analecta Bollandiana (1920), vol. x x x v m , pp.
148-54.
4 A. Papadopoulos-Kerameus, Ss. Patris Photii. . .Epistolae X L V (Petropoli,
1896), pp. 18, 19.
238
PH O TIU S, LEO VI AND THE E X T R E M I S T S ’ SCH ISM
239
THE P H O T IA N SCHISM . I. T H E H I S T O R Y
As we have seen, Photius did not remain idle and did what he could
to pacify the Byzantine Church; but he did more. His short treatise
dating from that period and quoted by the title ‘ Collationes Accurataeque
Demonstrationes de Episcopis et Metropolitis’,1 had no other purpose
than to ease the tension among the clergy and attenuate the bad im
pression which Rome’s intervention against Photius had produced on
certain minds in Byzantium. Historical instances o f bishops being
deposed and reinstated must have defeated the arguments o f those die-
hards who remained obdurate and worked against Photius, for his efforts
proved partly successful. For one thing, relief was felt in Byzantium
at the final settlement o f past differences and joy at the restoration o f
peace within the Church. The biographies o f St Joseph the Hymno-
grapher and o f Nicholas the Studite2 breathe an atmosphere o f peace
and the biographers, in writing about these two saints who once sup
ported Ignatius, deliberately avoid any word that might disparage the
memory o f either Ignatius or Photius.
But in spite o f all his efforts, a small extremist minority, under the
leadership o f Stylianos o f Neocaesarea and Metrophanes o f Smyrna,
formed a sort o f 4Little Church’ which remained stubborn and shunned
all contact with Photius and the bishops consecrated by him. The leaders
were sent into exile and did not return to Constantinople till after
Photius’ second downfall.
To return now to the anti-Photian Collection, this is how the com
piler reports Photius’ reverse and the exiles’ recall; after quoting the
letter from Pope Stephen V to Basil, previously mentioned,3 the com
piler says : 4
This letter had been addressed to Basil, but, the father being dead, was
received b y his son Leo. On realizing its importance and learning o f Photius’
wicked intrigues, he recalled all the priests who had served the truth and been
so bitterly persecuted b y the cursed Photius, expelled Photius the tyrant and
usurper, and replaced him b y Stephen, the same Leo ’s own brother. He then
in 912, in a panegyrical poem probably written after Metrophanes’ death (S. G.
Mercati, ‘ Inno anacreontico alla SS. Trinità di Metrofane Arcivescovo di Smirne’,
in B yi. Zeitschrift (1929-30), vol. x x x . Nicetas, however, may have succeeded
him again. Two letters from Symeon Metaphrastes (P .G . vol. 114 , cols. 228-9)
are addressed to Nicetas, Metropolitan of Smyrna.
1 Ed. F. Fontani, Novae Eruditorum Deliciae (Florentiae, 1786), vol. i, pt. 2,
pp. 1-80; P.G . vol. 104, cols. 1220—32. Cf. Hergenrôther, Photius, vol. 11, pp.
558 seq. As I cannot enter into all the details of Photius’ argumentation and
Hergenrôther’s criticisms, I deem it sufficient to give the drift of the pamphlet.
2 P.G . vol. 105, cols. 908, 913.
3 P. 226. 4 Mansi, vol. xvi, col. 425.
240
PH O TIU S, LEO VI AND THE E X T R E M IS T S ’ SCHISM
DP S 24I l6
THE P H O T IA N SCHISM . I. T H E H I S T O R Y
242
PHO TIU S, LEO VI AND THE E X T R E M IS T S 5 SCH ISM
1 Cf. Georg. Mon. Cont. (Bonn), pp. 846 seq.; Pseudo-Simeon, pp. 697 seq.;
Leo Gram. pp. 259 seq.; Cedrenus (Bonn), vol. 11, pp. 245 seq. An interesting
repercussion of this wrangle between father and son is also found in the Life of
S. Constantine the Jew, A.S. Nov. vol. iv, p. 648. The anonymous biographer
makes Constantine prophesy the reconciliation at an early date of the Emperor and
Leo. The Life was written in the reign of Leo the Wise.
2 Pseudo-Simeon (Bonn), p. 697.
243 16-2
TH E PH ΟTI AN SC H ISM . I. T H E H I S T O R Y
restoring him to his former honours. Clearly there was something more
in all this than the vile calumny o f a personal enemy; the future Emperor
was in serious danger and was well aware o f it; for the rest o f his life
he maintained a special devotion to the prophet Elias, his father’s
favourite saint, on whose feast day he was released from prison.1
The chroniclers also mention another plot against Basil’s govern
ment, under the leadership o f the Domestic o f the Scholae, John Crocoa
(Curcu), with the support o f sixty-five senators and high court officials.
Specifically mentioned among the conspirators are the Comes o f the
Foederati, Michael Catudares (Catudes), Myxaris (Myxiares) and Babu-
tzicos; but this attempt was also nipped in the bud. The conspirators
were publicly arraigned in the circus by the Emperor, scourged and
banished. The chroniclers who mention the incident2 put the responsi
bility for this revolt on a recluse o f the church o f Our Lady o f
Blachernae, who had prophesied the imperial crown to John Crocoa.
The significance o f the chroniclers’ report is obvious and enables one
to lay these frustrated attempts against Basil’s government at the door
o f the Extremist party, whose radical wing was always packed with
fanatical monks. To judge by the number o f arrests made among the
high State officials,3 the party must have been powerful and gave Basil
every reason to be on the alert and even to suspect his own son o f
making common cause with his political opponents. It makes Leo’s
troubles only too comprehensible and the anecdote on Theodore
Santabarenos may safely be consigned to the realm o f chroniclers’
fables.
It is also to be noted that archbishop Stylianos, Theodore’s relentless
enemy, does not quote this story in his letter to Pope Stephen,4 though
he accuses Theodore and Photius o f intriguing against Leo and mainly
vents his feelings on Theodore, who in his view had set Leo and
1 Cf. the panegyric of S. Elias, delivered by Leo, ed. Akakios, Δέοντος του Σοφού
πανηγυρικοί Λόγοι (Athens, 1868), ρ. 260.
2 Georg. Mon. Corn. (Bonn), pp. 847, 848; Pseudo-Simeon, p. 699; Leo Gram,
p. 261.
3 Theoph. Cont. (Bonn), ch. 45, p. 277, dates the conspiracy immediately after
Photius’ reinstatement by Basil, though the other chroniclers place it after Leo’s
reconciliation with Basil. The object of the plot could not be Leo’s release from
prison, as A. Vogt, Basile 1er, pp. 153 seq., seems to think, though even Vogt
attributes the second conspiracy to the political party which backed Leo against Basil.
In his study, ‘ La Jeunesse de Léon VI le Sage’, in Revue Historique, vol. c l x x i v ,
pp. 417 seq., he repeats the incidents in detail but can scarcely conceal his embarrass
ment in trying to disentangle their complications. He is right, however, when he
refers to the machinations of the two political parties.
4 Mansi, vol. xvi, col. 433.
244
PH O TIU S, LEO VI AND THE E X T R E M I S T S ’ SCH ISM
Basil against each other. And yet, if he wanted the Pope to see that
‘ monster5 in his true colours, that was the right moment to release the
tale, which is found in all later chronicles.1 It all confirms our surmise
that the anecdote was invented later by the historians o f the Macedonian
House to free Leo from all suspicion. The fact is that the incident was
far more serious than gossip suggests.123
Again, no sooner was Leo on the throne than the same men who had
been under suspicion for plotting against Basil, Andrew and Stephen,
exercised considerable influence on Leo: they are the men, together
with the father o f the Emperor’s mistress, Stylianos Zautzes, whose
names are displayed on the very first page o f the works o f Leo’s
historians.
It is clear, then, that the party in opposition to Basil’s government
reared its head after Leo’s accession; but Basil’s unexpected death dis
heartened his supporters,3 as they realized that it was now their
opponents’ turn to govern. As a matter o f fact, Leo, at the beginning
o f his reign, distributed all his favours to the Extremist party, to which
he had already shown his partiality in his father’s reign, if not from
personal conviction at any rate out o f spite against his father and his
father’s policy. It would be impossible to explain the first act o f his
government— the solemn translation o f the body o f the Emperor
Michael III— except as a display o f the young sovereign’s petulance;
it could not be meant to flatter the feelings o f the Extremists, who
detested Michael’ s memory. The translation ceremony had the addi
tional advantage o f rallying round the young sovereign the old partisans
o f Michael III, who had refused to support Basil (for each party had its
die-hards) but under the new regime had no excuse for detachment.
But Leo’s gesture could not prevent every Byzantine from observing
that things had completely altered at the imperial palace. The first
victim o f the Extremists was Theodore Santabarenos, who was arrested.
It was proposed to intern him in the monastery o f Studion, o f which he
had once been the abbot, but as the monks would not have him he was
then interned in the monastery o f Dalmata.4 Photius was also in their
245
THE P H O T IA N SCHISM . I. T H E H I S T O R Y
black books. Andrew, the Domestic o f the Scholae, and the Magister
Stephen accused Santabarenos and the Patriarch o f having attempted
to usurp imperial power and to set up a relation o f Photius’ instead o f
Leo. This was a repetition o f the w ay in which Bardas and Michael had
proceeded against Ignatius, who also had been accused o f conspiring
against the government. Methods did not vary much in Byzantium.
There was no difficulty in convincing Leo o f the danger he courted
by keeping Photius at the patriarcheion. Photius had been Leo’s pre
ceptor, but only for two or three years when Leo was eleven or twelve
years old, so that the Patriarch’s influence over him could not count
for much. There was, on the contrary, no love lost between them, as
Photius must have often reproved his pupil about his private life and
his behaviour to his father.1 There was, moreover, his mistress’ father,,
Stylianos Zautzes, to whose obvious benefit it was to make bad blood
between master and pupil, the same Stylianos who could submit without
question to the iron will o f his compatriot Basil,12 but hoped, after Basil’s
death, to see his daughter play a more profitable part than that to which
he himself had been condemned by Basil’s omnipotence. His influence
was considerable at the time, for he had recently been appointed Magister
and Logothete o f the Course.3 But he had, for all that, every reason to
fear Photius, who could easily have foiled his plans. Euthymios’
biographer makes Zautzes responsible for all the afflictions that befell
Photius and his party, which is undoubtedly an exaggeration. A s
Zautzes was Euthymios’ personal enemy, Euthymios’ biographer makes
Zautzes solely responsible for every intrigue, but even this indictment
contains a modicum o f truth.
Having once decided that Photius should vacate the patriarcheion,,
Leo could not use force, for fear o f provoking a violent reaction among,
the Moderates; nor could he summon a synod, and have the Patriarch
tried and convicted, for the Patriarch commanded the clergy’s un
swerving loyalty; the only way was to use judicious pressure to make
the Patriarch resign. This, in fact, he did, on the candid pretext that he
strances which Photius had often addressed to the young prince; but a closer study
of the passage (Akakios, loc. cit. p. 260) would seem to indicate that the panegyrist;
is not referring to Photius at all, but only means to pay homage to St Elias and his-
intercession ‘ with the King of Heaven’.
2 Cf. de Boor, loc. cit. p. 136.
3 Georg. Mon. Cont. (Bonn), p. 849; Theoph. Cont. (Bonn), p. 354; Leo Gram..
(Bonn), p. 263.
246
PH O TIU S, LEO VI AND THE E X T R E M IS T S ’ SCH ISM
247
THE PH O T IA N SCHISM. I. T H E H I S T O R Y
and had all his property confiscated,1 to be used later by the Emperor
for the erection o f the monastery o f Psamathia. Young Nicholas, des
tined later to ascend the patriarchal throne, but fearing meanwhile
similar proceedings against himself (he was Photius’ nephew), fled to
the monastery o f St Tryphon in Chalcedon, and to make assurance
doubly sure, adopted the monastic life.
Euthymios’ biographer refers to other molestations, which were such
that the father had to plead with the Basileus in favour o f the victims,
and this led to a heated argument on the subject with Zautzes.2 From
this account by a contemporary witness, one can see that the sole
pretext for these annoyances was the fear o f danger threatening the
Emperor on the part o f those who were so severely dealt with, and that
undoubtedly these measures were prompted by political motives. With
the new regime, influences and tendencies other than those that had
found favour with Basil came into play. In other words, we are faced
again with the old antagonism between the two politico-religious
parties— the Extremists and the Moderates— that had striven for control
over the political and religious affairs o f the Empire. But this time the
Extremists got the upper hand, and the change over brought with it,
as a logical sequel, the recall from exile o f the ultra-Ignatians.
That is the proper explanation o f the events which occurred in
Byzantium after the change on the imperial throne in 886; no other
explanation can reconcile the chroniclers’ reports, often mutually con
tradictory in important details, with accounts from other sources, and
especially the narrative o f Euthymios’ biographer, that are closer to the
events they deal with. If, then, we compare all this with the version o f
the compiler o f the anti-Photian Collection, we realize more than ever
the inaccuracy o f this source. Rome’s personal feelings in no way
influenced the decisions taken by Leo V I : Photius’ second humiliation
was nothing but a matter o f internal policy, o f which the course had
been altered by the new Basileus.
On this particular point, too, the compiler flatly contradicts the
documents he quotes in the Collection. The papal letter which, in the
compiler’s opinion, had such a disastrous effect on Photius’ fate, can
have reached Byzantium only after Stylianos had dispatched his first
letter to the Pope; in that letter Stylianos had no knowledge o f Photius’
attack on Marinus, which is believed to be mentioned in the letter
referred to from the Pope Stephen to Basil, which was received by
Leo: he mentions it only in his second letter to the Pope. Evidently
1 de Boor, loc. cit. pp. 5, 6, 16. 2 Ibid. pp. 6-8.
248
PH O TIU S, LEO VI AND THE E X T R E M I S T S ’ SCH ISM
249
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
Moderates, who gradually ousted their opponents from the palace and
the patriarcheion.
The funeral oration also indicates the date o f the turn, Μ. N. Adontz1
having proved that Leo delivered his panegyric on the second anni
versary o f his father’s death, i.e. in the month of August 888. In com
posing his oration, Leo took for his models the orations o f St Gregory
o f Nazianzus, being true to pattern in the very date he chose for his
speech. The date also serves to explain how the transformation had
come about: two years had been enough to convince Leo that the
support he had been expecting from the Extremists was not as solid as
he had hoped; and what disappointed him most was the ecclesiastical
wing o f the party. Stylianos and his friends had actually refused to
acknowledge his brother Stephen as the legitimate Patriarch, the reason
o f their refusal being, not the Patriarch’s uncanonical p ro m o tio n -
Stephen was only eighteen years old when he became Patriarch2— but
the fact that the prince had been ordained deacon by Photius. However,
they declared their willingness to submit to him on the one condition
that Rome and the other Patriarchs should grant dispensation by
‘ oeconomia’ to those promoted by Photius. We have seen with what
results they appealed to Rome.
In drawing up his memorandum, Stylianos committed a blunder
which showed up the Ignatians’ manoeuvres and gave the lie to what
the compiler says about the consequences o f Photius’ resignation. A s
his explanation o f the change o f Patriarchs differed from the Emperor’s,
he unwittingly, but neatly, exploded the legend which the compiler
tried to circulate, namely, that the request for dispensing the eccle
siastics ordained by Photius had been made not only by the Ignatians,
but by the Emperor as well. How is it, then, that before making an
application o f such importance the Ignatians and the Emperor had not
taken concerted action ? But the omission alone proves that the Ignatians
acted on their own initiative. All that the Emperor had asked o f them
was recognition o f his brother, but Stylianos’ fa u x pas, which merely
delayed the brother’s recognition by Rome, at a time when the Pope
was anxious to arbitrate between the Emperor’s brother and the de
throned Photius, must have infuriated Leo. Luckily for him, he knew
what he was doing, for he could produce the letter o f abdication,
whether free or not, and he certainly tried to expedite the settlement o f
a question in which he was personally interested. A t any rate the
1 ‘ L ’Oraison funèbre de Basile 1er’, in By^antion, vol. vin, pp, 507 seq.
2 Cf. Adontz, loc. cit. p. 508.
250
PHO TIU S, LEO VI AND THE E X T R E M IS T S ’ SCH ISM
It was not Stephen V, but his successor Formosus (891-6) who replied
to archbishop Stylianos’ letter. This reply is an important document
as a piece o f plausible evidence that this Pope at least condemned
Photius, if not in his capacity as a Patriarch, at any rate on the ground
o f acts committed during his patriarchate; it therefore deserves careful
examination. The following is the text o f the letter as the compiler o f
the anti-Photian Collection has handed it down to us:*
Letter containing the reply to the preceding and written b y the most holy
Pope Form osus, successor to the blessed Stephen, to the same Stylianos; for
it was Form osus who wrote, he [Stephen] being dead. W e have received
with jo y the letter your Holiness addressed to the H oly See.. . .A n d after
many [other] things contained in the letter, there was also this: Y o u ask for
mercy, but you do not explain how and for whom , whether for a layman or
a priest. I f you mean a layman, he deserves pardon, as he received a dignity
from a laym an; but if you mean a priest, you overlook the fact that one who
has no dignity cannot impart any to others. Photius could not give anything
except the condemnation he incurred b y the imposition o f an impious hand
[G regory Asbestas], and this condemnation he gave. H ow could anybody
come b y a dignity b y association with a condemned man? Take care: when
you ask for m ercy for one ordained, you seem to make common cause with
the ordainer, according to the L ord ’s w ords: you are either a good tree whose 12
1 de Boor, loc. cit. p. 147, disagrees with Hergenröther (Photius, vol. 11, p. 692),,
who counts the three years from the time of Stylianos’ first recourse to Rome. The
compiler (Mansi, vol. xvi, col. 437) states that the Emperor had dispatched the
explanations requested by the Pope concerning his brother’s accession to the
patriarchal throne at the same time as Stylianos. The statement is very questionable.
It was the easiest thing for Leo to produce a copy of the letter of resignation signed
by Photius, and it was in his interest and that of the new Patriarch that the incident
should be closed as soon as possible.
2 Mansi, vol. x vi, cols. 440, 441 ; M .G .H . Ep. vu, pp. 382 seq.
251
THE P H O T IA N SCHISM. I. T H E H I S T O R Y
fruits will be good ; or a bad tree whose fruits will be bad. Can a fig tree bear
grapes, or a vine figs? This [our] Church, to which such things belong, should
inflict the severest punishments, so that yours be thereby purged; but our
goodness and clemency preclude such a course and prompt us to tolerate one
thing, whilst completely uprooting another. F or this purpose we sent from
our side (a latere nostro) the most pious bishops Landulph o f Capua and
Romanus ; we urge your Holiness to come to an understanding with them :
also Theophylactus, Metropolitan o f A ncyra, and Peter, our confidant. But
take care above all that the sentence synodically passed on Photius, violator
and transgressor o f the law, b y our predecessors, the oecumenical pontiffs,
and besides confirmed b y our humble self, remain for ever valid and un
changed. A s for those ordained b y Photius, this is our merciful verdict:
they will have to present the libelli with the acknowledgement o f their sin
and to ask pardon b y their penance, with the promise never to commit it
again. This being done, your Holiness will see to the rest, in obedience to our
orders and in agreement with the legates above mentioned, without any
addition or alteration whatsoever. Once they have been received into the
communion o f the faithful as laymen b y ourselves and b y your Reverence,
the scandal will be removed. This done, if any o f them should refuse to hold
communion with you, let him know that he would likewise be severed from
our communion. Greetings in Christ.
2 52
PH O TIU S, LEO VI AND THE E X T R E M I S T S ’ SCH ISM
interest in Bulgaria must have made him a political enemy o f the Greeks.
His name has even been associated with Simeon the Great’s endeavour
to set up an independent Bulgarian Church and to assume the imperial
title.1 Lastly, the criticisms o f Roman activities in Bulgaria in Photius’
letter to the Eastern Patriarchs123and his reference to the gruesome trial
over Formosus’ dead body in his M ystagogy3 are quoted as evidence
o f Photius’ antagonism to Formosus.
But all this is no proof o f Formosus’ anti-Greek feelings. Marinus
and Stephen V also diverged from John’s policy on many points—-
Stephen even wrecked that Pontiff’s achievement in Moravia, the Slav
liturgy— yet both remained faithful to his Eastern policy. It should also be
remembered that it was Nicholas who recalled Formosus from Bulgaria.
In the preceding chapter,4 I have shown that whatever has been
said about Formosus’ activities in Bulgaria after his recall is pure
fabrication; so it is idle to seek there any grounds for his declaration
o f war on the Byzantine Church.
As to Photius’ writings, nowhere does he even mention Formosus.
In the first instance, he only refers to the Romans in general; and in the
second, Photius never mentions any offence committed by the Pope
against himself personally, but only against the Symbol. And the Pope
whom he had in mind was not Formosus, but Nicholas.5
So the weather was after all not so stormy as is commonly imagined
and one is left to wonder how a squall could suddenly burst over the
Byzantine Church from a sky that was to all appearances fairly serene.
Formosus, besides, had his hands full during his short reign (891-6)
dealing with another menace— G uy o f Spoleto, who had been crowned
Emperor by Stephen V and was trying to carve out for himself an
Italian kingdom. Formosus saw the danger and tried to prevail on
Arnulf, King o f Germany, to save the independence o f the Roman
Church. How could he, under such conditions, run the risk o f another
breach with the Byzantines and imperil the position o f the Papacy in
the south o f the peninsula at the very moment when the Byzantines
were occupying Benevento and preparing to march on Capua and
Salerno?6 Since nothing in Formosus’ reign makes a departure from
1 Hergenröther, Photius, vol. 11, p. 694. Cf. de Boor, loc. cit. p. 153.
z P .G . vol. 102, cols. 724 seq.
3 Lapôtre, L?Europe et le Saint Siège (Paris, 1895), p. 69.
4 See pp. 214 seq.
3 See the last short study on the problem by V. Grumel, *Formose ou Nicolas 1er?
in Échos d 'Orient (1934), vol. x x x m , pp. 194 seq.
6 For particulars, see Gay, U Italie Méridionale et V Empire Byiantin, p. 147.
253
THE P H O T IA N SCHISM. I. T H E H I S T O R Y
his predecessors5 policy at all likely and the compiler’s fragment asserts
it as a fact, the only possible conclusion is that the Pope’s letter was not
reproduced in its original form.
Again, there are in the fragment expressions that betray the ultra-
Ignatian hand. Photius is again called a layman, who could only confer
condemnation on those he ordained. The reference to Gregory Asbestas
could not have been written in Rome, where the incident must have been
long forgotten. The first part o f the letter was certainly considerably
altered, for the passage, as it stands, makes no sense and the compiler
himself confesses that the letter contained other things, obviously left
out because they did not suit his purpose.
The second part o f the letter possibly reveals the Pope’s real intention
and the compiler’s method. The words— ‘ our goodness and clemency
. . .prompt us to tolerate one thing whilst uprooting another’— and
‘ take care above all that the sentences synodically passed on Photius
remain for ever valid and unchanged’— give us perhaps the key to
Formosus’ policy. One may imagine that in his anxiety to give satis-
faction to Stylianos for his deference to the Holy See and to settle the
difficulties o f the Byzantine Church, he proposed a compromise between
the two parties, by letting Stylianos’ partisans have their own way and
by admitting justification for Photius’ condemnation by Nicholas and
Hadrian, yet at the same time by ordering the clergy ordained by Photius
under his first patriarchate to apply for supplementary dispensation to
the pontifical legates. I f this be so, then Formosus must have used
words with reference to the dispensation which the compiler, true to
his method, stretched to suit his own views about the invalidity o f
Photius’ ordinations.
A t all events, Formosus upheld the legitimacy o f Photius’ rehabilita
tion by John V III and by the Council o f 879-80, so that the ordinations
made by Photius under his second patriarchate were not only valid,
but also licit and there was no reason for reconsidering them. The latter
part o f the compromise was o f course meant to satisfy the Photianists.
The legates Landulph o f Capua and Romanus were commissioned, in
the light o f this suggestion, to conduct an inquiry on the spot and to
settle the dispute in accordance with the instructions outlined in
the letter. This reading o f Formosus’ letter seems in keeping with
public opinion prevailing in Rome at the time about the Photian
affair. We have seen that not even John V III could make up his
mind to throw over completely the opinion that the first con
demnation o f Photius by his predecessors was not justifiable; and yet,
254
PH O TIU S, LEO VI AND THE E X T R E M IS T S ’ SCH ISM
none was better placed to judge from the legates’ report how things
stood.
Furthermore, Photius was called upon to resign for the second time,
and after his resignation Leo V I recalled the Ignatians from their exile,
which was enough to convince any distant observer that all was not
well in Photius5 chequered career. Yet on the other hand, even Formosus
had to admit the fact o f the reconciliation with all its consequences,
especially as the position o f his patrimony imperatively demanded the
maintenance o f friendly relations with Byzantium.
But if Formosus actually made the proposal he made a mistake, as
the compromise so ingeniously devised could please neither the Pho-
tianists nor the Ignatians. The Extremists could not for a moment
consider Photius5 ordinations, even those made under his second pon
tificate, to be valid; for in the Ignatian version o f the Pope’s letter which
has come down to us, we find Formosus saying about these Photian
ordinations : fi Whenever they are received by us and by your Reverence
to communion with the faithful as laymen.’ But this was exactly the
interpretation which the Ignatians put on the verdicts o f Nicholas
and the Eighth Council, when they decided that the repentant
Photianists could be admitted to lay communion. And yet, no
Pope, after the reconciliation effected under John V III, could have
countenanced such a claim, for it would have meant the complete
revocation o f the decisions o f the Photian Council which John had
sanctioned.
Nor could the Photianists agree to the solution proposed by the
Pope, for they would never admit that there was any justification for
the judgement passed against Photius and themselves by Nicholas,
Hadrian and the Eighth Council; and nothing but ignorance o f the true
state o f things in Constantinople could excuse the Pope in the eyes o f
the majority o f the Byzantines.
What happened then in Byzantium after the legates’ arrival in 892?
Did the legates carry out the sentence supposed to have been passed
b y the Pope? I f they did, it would have meant that from that very year
the two Churches were again in schism, for in no case could the Church
o f Constantinople submit to such a decision. T o what conclusion can
we come?
We find in the anti-Photian Collection clear evidence o f one thing
at least— that the Stylianites did not make their peace with the Pho
tianists in 892, for the compiler states that Stylianos did not communicate
with the Photianists until seven years after the receipt o f Formosus’
255
THE P H OT IA N SCH ISM . I. T H E H I S T O R Y
letter, i.e. in 899 ;τ and the same document affirms that Stylianos again
applied to the Pope in 899 for permission to communicate with the
Photianists. This at any rate proves that Formosus’ intervention failed
to establish internal peace in the Byzantine Church.
Does this mean that the two Churches were in schism? I f the legates
did carry out the supposed sentence and excommunicate the clergy
ordained by Photius during his first patriarchate for refusing to produce
the penitential libellus, a schism should have followed automatically,
since the official Church in Byzantium could not possibly accept such
a verdict. Attempts have been made to prove that there was such a
schism,12 but I hold to my position3 and repeat that things never came
to such a pass. Formosus’ efforts in Constantinople failed, no doubt,
to restore peace in the Byzantine Church, but they did not provoke a
new schism between Byzantium and Rome.
Had they done so, traces o f it would have been left in contemporary
literature. First o f all, there are some contemporary writings by two
Neapolitan ecclesiastics, Eugenius Vulgarius and Auxilius, who may
enlighten us on Formosus’ attitude to the East. Eugenius published
about the year 907 a plea in defence o f Formosus under the title D e
Causa Formosana Libellus, and another in the form o f a dialogue.4*
Auxilius, who probably hailed from the Frankish Empire originally but
was living in Naples, published about the year 908 two writings for the
same purpose: In Defensionem Sacrae Ordinationis Papae Formosi, and
Libellus in Defensionem Stephani E pisco pii Tw o other publications
followed towards 9 11 (De Ordinationibus a Formoso Papa Factis, and
Infensor et Defensor).67 This series o f Formosian writings concluded
with an anonymous pamphlet, Invectiva in Romam pro Formoso P a p a l
probably published in 914.
Now we find in Auxilius’ first treatise a passage referring to For
mosus’ recognition by the Church o f Constantinople, which was
recently adduced as evidence that Pope Formosus, however desirous
he was o f restoring peace in the Church o f Constantinople, rent as it
was by the ‘ Ignatian’ schism, eventually brought it to another rupture
256
PH O TIU S, LEO VI AND THE E X T R E M I S T S ’ SCH ISM
with Rome, and that this rupture persisted until the Council o f Ravenna
(898), which was summoned by John IX to sanction the ordinations
made by Formosus. Here is the passage referred to :1
Personally, we have no doubt that the same ordination was valid and lawful,
since, as was shown previously, it is known to be based on the writings and
examples o f the holy Fathers. It was besides publicly rectified b y the authority
o f a venerable synod in the town o f Ravenna at which were known to be
present not only the heads o f the H oly Roman Church, but also the arch
bishops, bishops, priests and deacons o f the Franks. Likewise the Church
o f Constantinople, after approving this ordination, unfailingly remains united
in the Lord’s peace. ['N ihilom inus autem et Constantinopolitana ecclesia
hanc ordinationem complexa dominicae pacis concordiam regulariter
fovet.’]
258
PH O TIU S, LEO VI AND THE E X T R E M I S T S ’ SCH ISM
259 17 -2
THE PHOT IAN SCH ISM . I. T H E H I S T O R Y
260
PH O TIU S, LEO VI AND THE E X T R E M I S T S ’ SCH ISM
20 2
PH O TIU S, LEO VI AND THE E X T R E M I S T S ’ SCH ISM
he let him have the following reply: 4W e owe a deep gratitude to your love,
honoured brother, as you never consented to leave your Mother, the H oly,
Catholic and Apostolic Rom an Church; neither persecution nor exile nor
the machinations o f evil-minded men1 ever succeeded in severing you from
your Mother. It is m y fervent hope that the ardour o f your prayers will
soften the hearts o f those who must be saved and bring back the peace we
so much desire. Unmistakable signs are pointing that w ay and the schism
which has lasted now for nearly forty years bids fair to give place to the
peace o f old. And what your Mother has condemned to this day, you also
have condemned, as you have approved what she approved.
‘ That is w h y we wish the decisions o f our most holy predecessors to be
observed even now in the same spirit and without any alteration; for which
reason we also receive and confirm Ignatius, Photius, Stephen and A nthony
in the same spirit as they were received b y the most holy Popes Nicholas, Jo h n ,
the seventh Stephen and the whole Roman Church to this very day. A nd
to those o f their ordination who are still alive we offer our hand in the same
spirit o f love, and exhort you to do the same as we do. And if they on their
part will obey our orders, we offer them the grace o f peace and communion*
‘ A s to the document signed b y you rself2 and which you drew up for us,
w e have been, after a long search, unable to find it.
263
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
264
PH O TIU S, LEO VI AND THE E X T R E M I S T S 5 SCH ISM
who were with him made peace and were united with the Church, and
when a profound peace was reigning, Salonica and Tauromenium were
lost/ Nicholas knows nothing about a Council, though we need not
overlook the fact that he does not mention any Councils at all in con
nection with other occasions recalled in the same letter.
The third witness who also mentions this reunion is Nicephorus the
Philosopher in his biography o f the Patriarch Cauleas: ‘ Thereby the
flock o f the Church felt persistently drawn to higher things and God
was made merciful; the great Emperor rejoiced exceedingly, for he saw
in him [Cauleas] the discretion o f a pure mind that keeps its balance
and is not deceived. B y healing the old ulcer o f the Church, i.e. the
schism, he united East and West.’ 1
It has been the practice to find support in this passage for the assump
tion that the schism was wound up by a General Synod o f the whole
Church o f East and West, but it must be confessed that the reference
is anything but clear and may simply mean a certain collaboration
between the Eastern Patriarchs and Rome in the winding up o f the
schism. This collaboration did indeed take place. The correspondence
between Stylianos, the leader o f the schismatics, and the Pope is an
historical fact and it is more than likely that Stylianos addressed the
other Patriarchs in much the same way, for in his second letter to the
Pope Stylianos suggests it is advisable for other Patriarchs to be
consulted in this matter and to give their dispensation to the clergy
ordained by Photius.12
One may wonder whether the biographer is really thinking here, as
is commonly assumed, o f East and West, i.e. o f the Eastern and
Western Churches, for in the same biography he uses an expression
nearly identical, but in quite a different sense. In comparing his hero,
towards the end o f his biography, with the Fathers o f the Old Testa
ment and halting at St John the Baptist, Nicephorus describes his life
and work and says : ‘ Around him there crowded not only a town and
a people, but innumerable multitudes from an over-crowded city,
gathered there from various towns and nations, Eastern and Western,
2 66
PH O TIU S, LEO VI AND THE E X T R E M IS T S ’ SCH ISM
267
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
268
P H O T IU S, LEO VI AND THE E X T R E M I S T S 5 SC H ISM
τ η ν ε κ κ λ η σ ια σ τ ικ ή ν ε ιρ ή ν η ν ο ϊκ ο ν ο μ ή σ α ν τ α ς α ρ χ ιερ έα ς ε ρ χ η φ έρ ω ν μ ε τ ά τ α υ τ ο υ .
3 P.G . vol. n i , col. 252; Baronius, Annales, ad annum 916.
269
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
270
PH O TIU S, LEO VI AND THE E X T R E M IS T S ’ SCH ISM
collating the documents, that Stylianos only asked for peace after the
majority o f his followers had rallied to the official Church. I once
put forward this theory,1 feeling unable to explain how the reunion
synod took place before 899 while Stylianos had written to the Pope
only seven years after receipt o f Formosus’ letter, i.e. in 899. But
everything is satisfactorily explained once we assume that the Council
in question never took place and that reunion was put into effect at a
local synod o f Constantinople.
The commentator on the letter o f John IX has it that Stylianos had
decided to take the plunge ‘ softened by his friends and relations’ .2
Am ong these friends there certainly was the Patriarch Anthony Cauleas,
for it is to him that some sources give the credit o f having contrived
the reunion: he was o f Methodius’ ordination, a qualification that must
have carried weight in the negotiations. Since the reunion must be
dated from 899, we must assume that Anthony was still alive in that
year and discard the notion that he died in February 898.3 I feel
inclined to accept the alternative date o f his death, namely, 12 February
901.4
The letter from Pope John IX is an interesting document, very
cleverly worded and reflecting the Roman policy to Photius as it had
prevailed since Nicholas I. The Pope pays a tribute to Stylianos for his
constant obedience to the orders o f the See o f Rome, tested by persecu
tion under Nicholas I and again by his recent submission to the decisions
o f John V III. It is evident that not even Pope John I X could completely
shake himself free from the notion, common in Rome, that Photius’
first condemnation was justifiable. Such would appear to be the best
explanation o f the reunion o f the extremist Ignatians with the official
Church o f Byzantium and with Rome.
2 ?2
PH O TIU S, LEO VI AND THE E X T R E M I S T S ’ SCH ISM
still under the recent impression o f the great loss sustained by the
Empire by the Arab occupation o f Syracuse and that desperate efforts—
one o f them ending in the disastrous defeat o f the Byzantine fleet at
Mylae (Milazzo) in 888— were being made to retrieve the remnants o f
Byzantine possessions in Sicily, the last important town, Taormina,
being taken by the Arabs in August 902. The first fourteen years o f the
reign o f Leo V I proved generally disastrous to the Empire, and the
wars with the Bulgarians and the Arabs brought more than one humilia
tion on the Byzantines.1
The same passage also makes it clear that the reigning Patriarch at
the time the book was written was not reckoned to be the legitimate
Patriarch by the author, who found nothing better to say than that the
man was only a make-believe Patriarch. The taunt fits Stephen best,
the Emperor’s brother who ruled the Byzantine Church till 893. His
successor Anthony Cauleas must have been ordained by Methodius, or
at least by Ignatius, so that the sneer could hardly be applicable to him.
We also find in the Life o f St Ignatius passages suggesting a certain
similarity between the author and the writer o f the treatise on the
Stauropats, as also between the Life and other documents collected by
the compiler o f the book. The violent abuse hurled at the Photianists
by the author o f the treatise against the Stauropats reveals a similar
truculence. Nicetas-David Paphlago took the same line, severely
reproving the Council o f 869-70 for letting off the priests ordained by
Photius too lightly, and so repeating the mistake made by their pre
decessors o f the Seventh Council2 in relation to the repentant icono
clasts. The Fathers should have proscribed the Photianists without
mercy and refused communion even to those who had been ordained
by Methodius or Ignatius.
Nicetas is also violent against the bishops who had rallied again to
Photius after his rehabilitation and calls them Stauropats, i.e. people
who disowned their own signatures, and we know that the author o f
the treatise on the Stauropats similarly abuses the bishops who had
‘ apostatized ’ . Nicetas also indulges in an angry outburst against Photius
in his account o f the ex-Patriarch’s recovery o f Basil’s favour .3 Photius,
o f course, is called a Stauropat for having forced the bishops to violate
their signatures, and at the end o f his work Nicetas4 calls Photius the
leader o f all Stauromachs and hypocrites. This final outburst forms a
1 Cf. Cambridge Medieval History, vol. IV, The Eastern Roman Empire (1927),
pp, 140 seq. (A. A. Vasiliev, ‘ The Struggle with the Saracens’, pp. 867-1057).
z P .G . voL 105, cols. 545—9. 3 ibid. cols. 569 seq. 4 Ibid. col. 573.
DPS 273 18
THE P H O T IA N SCH ISM . I. T H E H I S T O R Y
274
PHOTI US, LEO VI AND THE E X T R E M I S T S ’ SCHISM
27 Ï 18-2
THE P H O T IA N SCHISM. I. T H E H I S T O R Y
controversy, the tetragamy, before which the old issue faded into
oblivion.
After all, the controversy provoked by the refusal o f the Patriarch
Nicholas Mysticos, successor to Cauleas, to allow the Emperor Leo V I
to marry a fourth time was merely a continuation o f the struggle
between the Extremists and the Moderates, or partisans o f the policy o f
oeconomia. The new contest brought about a certain redistribution in
the ranks o f the old antagonists; for instance, Nicholas Mysticos, a
student and relation o f Photius, became the leader o f the Extremists on
the issue o f the tetragamy and was destined to organize a vicious cam
paign against Euthymios, to replace him on the patriarchal throne in
906 ; whilst Euthymios, formerly a Moderate Ignatian who acknowledged
Photius under his second patriarchate and was likewise in communion
with Stephen,1 became after 906 the head o f the Moderates, the partisans
o f the policy o f oeconomia, with old Photianists, like Arethas o f
Caesarea, fighting by his side.
It is even more surprising that Nicetas-David appears to have joined
Nicholas and with his usual venom to have attacked Euthymios. In the
Life o f this Patriarch we find a lengthy paragraph 12 on a certain monk
Nicetas the Paphlagonian, surnamed the Philosopher, who was sus
pected o f acting in collusion with the Bulgarians, a nation that was at
the moment at war with the Byzantines. From the passage we learn
that Nicetas fell foul not only o f Euthymios, but also o f the Metropolitan
who supported him, that he wrote a pamphlet against Euthymios and
uttered words offensive to the Emperor. Only the intervention o f the
aggrieved Patriarch saved Nicetas from the heavy punishment which
by the Emperor’s orders awaited him. The publication mentioned was
a pamphlet o f the Extremist party, then the party o f Nicholas, against
the Moderate party which supported Euthymios and the Emperor. It
would be interesting to know more about this Nicetas the Paphlagonian.
Was he the author o f the philosophical and theological works and
thereby sufficiently known in Byzantium to attract the attention o f
Euthymios’ biographer? Or was he the author o f the Life o f Ignatius
and o f the anti-Photian Collection?
De B o o r, 3 the editor o f the Life, expressed doubts about Nicetas’
identification with the author o f the Life o f Ignatius on the score that
such a passionate partisan o f Ignatius would on that supposition have
1 Vita Euthymii (ed. de Boor), pp. 17 seq. Euthymios had his monastery con
secrated by Stephen.
2 Loc. cit. pp. 56-8. 3 Loc. cit. pp. 194-6.
276
P H O T I US , L E O V I A N D T H E E X T R E M IS T S ’ SCHISM
1 Cf. Kurganov, K iisledovaniyu o Pair. Fotiye, pp. 218, 219, as against Ivantsov-
Platonov, Sv. Patriarkh Fotii, pp. 1 1 , 12.
2 Vita Euthymii (ed. de Boor), pp. 73 seq.
277
THE PHOTIAN SCHISM. I. T H E H I S T O R Y
a Council, this time the real reunion Council, held in Byzantium in 920.
A tomos o f the reunion1 was passed unanimously and the acclamations
addressed to the late Patriarchs, from Germanus to Tarasius, promul
gated to the whole Empire and to the Church that the old divisions
were healed for ever.
But the Fathers were gravely deluded, if they really believed this.
Dissensions were to revive again, as occasions arose, because Byzantium
was never without its partisans o f rigidity and its partisans o f adaptation,
its extreme conservatives and its Moderates: only the issues varied.
Even the final death-struggle o f the Byzantine Church for and against
union with the West was at bottom but a revival o f the old antagonisms
between Moderates and Extremists; this time the die-hards carried the
day, despite the desperate efforts o f the last Byzantine Emperor, who
met his heroic death on the walls o f the city, ‘ protected by G o d ’. And
the struggle is not yet ended, and will never be ended, as long as the
two tendencies compete for the mastery within the human heart and
degenerate into passions when religious issues are involved.
And yet it is in the very clash o f these two tendencies that we shall
find the key to the understanding o f many a problem o f Byzantine
history, and in particular, o f the history o f the Photian Schism.
2? S
IL The L egen d
CH APTER I
T H E P H O T I A N C A S E IN L A T I N L I T E R A T U R E
TILL THE TW ELFTH C EN T U R Y
279
THE P H O T IA N SCHISM. II. THE L E G E N D
1 M .G.H . Ep. vi, pp. 169 seq. 2 P .L . vol. 12 1, cols. 685 seq.
3 P .L . vol. 12 1, cols. 225-346. 4 P .L . vol. 126, Ep. xiv, cols. 93, 94.
5 Loc. cit. ch. x x , cols. 345-50.
280
THE P H O T IA N CASE IN L A T IN L I T E R A T U R E
case on its agenda;1 he then describes the moral and physical depression
in which his legates found the Pope in August 867, as also the vigour
o f his appeal to the Western bishops, in particular, the archbishop o f
Rheim s? Hincmar’s main sources are the Pope’s letters, which he often
copies textually, and his information is confirmed and completed by
the historiographer o f the church o f Rheims, Flodoard?
The Bertinian Annals also contain a report on the dispatch by Pope
Hadrian II o f the legates to Constantinople to sanction Ignatius’ rein
statement and on the convocation o f a Council in this connection.1234*
And there ends the information supplied by the archbishop o f Rheims.
The account o f the Annals takes us as far as the year 882, without
giving any further details on subsequent developments in the Photian
affair— which seems surprising. If, however, one brings together
Hincmar’s various references to Photius, it becomes evident that the
issue interests him only in so far as it concerns his Church and his own
person, since he had been charged by the Pope to enlist public feeling
in Gaul against the Greek pretensions. That is why Hincmar often
prefers to quote word for word the letters Nicholas had addressed to
him.
Weaker still is the reaction o f the Photian case in Germany. Nicholas I
had requested the archbishop o f Mainz, Liutbert,^ to summon a
council o f Germanic bishops to formulate a common reply to the
Greek calumnies: the Germanic bishops did meet at Worms, but
committed themselves to nothing more exciting than a short synodic
reply.67
Except for the mention o f this Council, there is only one reference
to the Photian case in German contemporary literature and we have it
from the Annals o f Fulda; but here again, the annalist confines himself
to a laconic commentary. This is what he sa y s? ‘ Nicholas, the Roman
Pontiff, addressed two letters to the bishops o f Germany, one on the
281
THE PH ΟΤΙ AN S CH I S M . II. THE L E G E N D
282
THE P H O T I A N CASE IN L A T I N L I T E R A T U R E
is what he has to say about the ascent o f Leo and Alexander to the
imperial throne:1
A t the death o f Serene and A ugust Basil, his two sons were elected to the
throne, namely, Leo the eldest and Alexander, his younger brother; the
third, called Stephen, took charge o f the archiépiscopal see o f that city, after
the expulsion o f Photius, who had come under the perpetual anathema o f
Nicholas, the Pontiff o f the first See, for usurping the see o f Ignatius in his
lifetime and had been reinstated in his previous dignity b y Pope John, who,
so to speak, acted in ignorance.
Brief as it is, this testimony is o f capital importance, for not only does
Erchempertus bear witness to Photius5 rehabilitation, but he also
indirectly certifies that the Holy See never went back on its decision.
We are o f course aware that Erchempertus was no friend o f the Greeks,
at whose hands he experienced some rough handling as a prisoner in
his younger days, and that for the rest o f his life he never forgave them.
As a zealous patriot, he frankly detested the Greeks as his country’s
worst enemies ; and pious monk as he was, he readily forgave even the
prince o f Capua, Atenolf, for his ruthless treatment o f the sons o f
Benedict in that city and— what is more remarkable— o f himself, in
consideration o f the victory the prince had won over the combined
Neapolitans, Saracens and Greeks. He warmly applauded this victory,2
and his account contains bitter asides addressed to the Greeks, whom
he describes as 4akin to animals in feelings, Christians by name, but for
morals worse than Agarenes’ .3
Erchempertus also relieves his feelings against the Greeks in his
reference to Photius, making it quite clear that he did not approve
John Y I I I ’s conduct and excusing the Pope’s ‘ weakness’ on the
ground o f his ignorance o f the true state o f affairs.
• It is easy to imagine with what relish he would have recorded on
this occasion that the Pope had realized the cunning o f those people
‘ who were Christians but in name’, revoked his decision, and again
excommunicated Photius. The fact that Erchempertus says nothing
about the second excommunication o f the Patriarch o f Constantinople
by John, clearly indicates that it never took place.
1 Erchemperti Historia Langobard. Benevent., ch. 52, M .G .H . Ss. Rer. Lang,
p. 256: ‘ . . .eiecto Focio, qui olim a Nicolao primae sedis pontifice ob invasionem
episcopatus Ignatii adhuc superstitis perpetuo anathemate fuerat multatus, et a
Ioanne papa, ut ita dicam ignaro, ad pristinum gradum resuscitatus.
2 Ibid. ch. 73 seq. p. 262. Cf. Waitz’ s Introduction to this edition, p. 232 and
Pertz’s remark in his edition in the M .G .H . Ss. in, p. 240.
3 Ibid. ch. 81, p. 264.
283
THE P H O T IA N SCHISM. II. THE L E G E N D
284
THE P H O T I A N CASE IN L A T I N L I T E R A T U R E
primacy o f the bishop o f Rome, both authentic and spurious, the latter
being drawn from the False Decretals. On the other hand, he neglects
anything that is not Roman and does not quote a single text o f Frankish,
Irish or Anglo-Saxon origin. P. Fournier rightly discovers traces o f
the Roman spirit animating John V III, but the author’s bias in favour
o f Rome does not prevent him from being polite to the Greeks. Evidence
o f this is to be found in the first book o f the Collection. In canon 128
the author copies the decision o f the Council o f Constantinople con
ferring second rank on the Patriarch o f that city. The next canon is
taken from one o f Justinian’s N ovels1 and defines the rights o f the
Patriarchs in Constantinople in the following terms: ‘ Be the Pope first
o f all bishops and patriarchs, and after him the bishop o f the city o f
Constantinople.’ 2 As this composition appears to belong to the last
reign o f John V III’s pontificate, such partiality to a Graeco-Roman
entente may be taken as indirect evidence that John V III had not
swerved from his Graecophil policy. How then could a writer so loyal
to his master’s opinions have inserted in his Collection these two canons,
so favourable to the Patriarchs o f Constantinople, if John V III had in
that year, or in the previous year, excommunicated Photius for the
second time, after discovering, as has so often been asserted to this day,
that he had been disgracefully duped by the astute Greek? Such a
demonstration would have provoked in Rome, and throughout Italy,
a reaction very different from that revealed in the Anselmo D edicataß
It should be enough to recall the agitation that arose in the West at
the first declaration o f hostilities between Photius and Nicholas I. In
the writings o f Ratramnus o f Corbie,4 and o f Aeneas, bishop o f
1 Codex Justinianus, lib. in, tit. 3, novella 130: ‘ . . . Sancimus. . . Senioris Romae
papam primum esse omnium sacerdotum; beatissimum autem archiepiscopum
Constantinopoleos Novae Romae secundum habere locum post sanctam apostolicam
Senioris Romae sedem: aliis autem omnibus sedibus praeponitur.’ The author of
the Anselmo Dedicata quotes Justinian’s Novels mostly from the Epitome made by
Julianus (ed. G. Haenel, 1873).
2 ‘ Papa Romanus prior omnibus episcopis et patriarchis, et post illum Con-
stantinopolitanae civitatis episcopus.’
3 An extract from the Anselmo Dedicata will be found in a Latin manuscript of
the Prague National Library, Codex Lobkovicz, no. 496 (13th c. parch.), fols.
850-102, under the title: ‘ Incipiunt Excerpta sanctorum pontificum’, where the
copyist has transcribed 87 chapters of the famous Collection, but without the
slightest reference to the Pope and the Patriarchs. The extracts date from the end
of the ninth or the beginning of the tenth century. Cf. Schulte, ‘ Über Drei in
Prager Hs. enthaltenen Canonen-Sammlungen’, in Sitzungsberichte d. Akad. Wiss.
Wien, Phil.-Hist. Kl. (1867), pp. 17 1-5 .
4 Contra Graecorum Opposita, L. d’Achery, Spicilegium (Paris, 1723), pp.
107 seq., chiefly p. i n . P .L . vol. 12 1, cols. 223 seq.
285
THE P H O T IA N SCHISM. II. T HE L E G E N D
Paris,1 we find that these two writers, who were thoroughly cognizant o f
Pope Nicholas’ ideas, emphasized that the Patriarch o f Constantinople
was subject to the Pope, and did all they could to minimize Justinian’s
N ovel on the right o f the Patriarch. Remembering the vicious castiga
tion, which only a few years previously Hincmar had administered to
the Greeks for calling their Patriarch ‘ oecumenical’, and to the Council
o f Chalcedon for deciding in favour o f Byzantium, we can readily
appreciate how far the spirit o f those invectives was removed from that
which inspired the author o f the Collection Anselmo Dedicata— to con
clude that the Holy See’s Oriental policy under John V III had turned
a full circle.
Thus the echoes o f the Photian Affair in the Latin literature o f the
ninth century are feeble enough, but what little evidence they offer
contains no reference to a second Photian schism.
In any examination o f the literary documents o f the period, it must
be remembered that the tenth century is characterized by the complete
collapse o f the Carolingian Empire. As a result o f external dangers,
especially the Hungarian invasions, and o f internal trouble, historio
graphy was barren for several decades and no relevant description o f
the period survived. Decadence was worst in Rome, at the very centre
o f Western Christianity, where Anastasius the Librarian and John the
Deacon were the last surviving historians. Nor was the position any
better in Gaul and Germany, as there other problems, more absorbing
and topical than Greek controversies, occupied the few writers who
were at work.
So we search in vain through the Germanic writings o f the period
for the barest reference to Photius. The works published in Gaul are
equally unsatisfactory, and when we turn to Italy, the only reference to
the incident is to be found in the Chronicle o f Salerno written about
the year 978,12 in which the chronicler merely copies the extract from
Erchempertus verbatim.
But not even in Rome was the memory o f Photius quite obliterated.
In a letter addressed to the Frankish episcopate, Pope Sergius III seems
to make him responsible for the campaign against the Latin Filioque
and mention o f it is made in the Acts o f the Frankish synod o f Trosley
1 Liber adversus Graecos, ibid. pp. 143 seq. P .L . vol. 12 1, cols. 683 seq.
2 M .G .H . Ss. in, p. 538. A MS. of the Chronicle of Monte Cassino, written by
Leo (eleventh century), also copies this extract from Erchempertus. Ibid. vol. vu,
p. 609, ad ann. 880.
286
THE PHOTIAN CASE IN L A T I N L I T E R A T U R E
287
THE P H O T IA N SCHISM. II. T HE L E G E N D
Leo does not here touch on any other problems raised by the Photian
incident, as it would have been a clumsy move on his part to mention
Photius5 rehabilitation. The fact is that the King had applied to Pope
John X V for an identical act, i.e. the recognition o f Gerbert in the see
o f Rheims. It would have served his purpose better to point in this
connection to Photius5 second condemnation by John V III, if it had
in fact taken place.
We may also note that the decree by Nicholas I against Photius and
the clergy ordained by him is cited in a letter from the clergy o f Verona
to the Holy See.1 It was written by the bishop o f Verona, Ratherius,
and the metropolitan appeals there to a number o f pontifical documents
in his own defence, and for the invalidity o f the ordinations made in
Verona by his rival, the illegal bishop Milo. That he should pass over
Photius5 rehabilitation by John V III in silence is natural enough, since
it would only have harmed his cause.
And that is all there is about Photius in the Latin literary output o f
the tenth century, and it is very little. It is disappointing to find that
the only Latin writer who at that time specially dealt with Greek affairs
did not make the slightest reference to the Photian case: this is Liud-
prand the Lombard, deacon o f the church o f Pavia (Ticino) and later
bishop o f Cremona, who between 948 and 950 made a long stay in
Constantinople as the ambassador o f King Berengar. He speaks, how
ever, on two occasions o f the Emperor Michael III and o f Basil I in his
Antapodosis? His malevolence against the Greeks should have induced
him to quote an excellent illustration o f Greek astuteness, o f which he
complains so often, if the history o f Photius had in fact been what
modern historians have made it.
1 Loc. cit. vol. 136, col. 480. Cf. ibid. cols. 97 seq., for remarks on this move
by the Veronese clergy. Ratherius lived between 890 or 891 and 974. Cf. M .G .H .
Ep. vi, p. 519; A. Vogel, Ratherius von Verona (Jena, 1854), vol. I, pp. 316 seq.;
vol. II, pp. 206 seq.; C. Pevani, Un Vescovo Belga in Italia nel secolo X (Torino,
1920).
2 Lib. I, chs. 9, 10, lib. h i , chs. 32-4; M .G .H . Ss. h i , pp. 276^277, 309, 310.
Cf. English translation by F. A. Wright, The Works o f Liudprand o f Cremona
(Broadway Medieval Library; London, 1930), pp. 36 seq., 124 seq.
288
THE P H O T IA N CASE IN L A T I N L I T E R A T U R E
o f the tenth century:1 all he adds to the documents taken from existing
Collections are the canons o f the Gallo-Roman or Merovingian Councils
with a few extracts from the Frankish kings’ capitularies or Collections
o f Decreta. Some o f these new documents, it is true, belong to the
second half o f the ninth century, but one would seek there in vain for
any decisions by the Popes and Councils o f the period bearing on
general topics, except for some fragments from Nicholas’ letters about
Frankish affairs.
Fragments o f letters from John V III have here and there found their
w ay into the Germanic Collections from the end o f the ninth to the
beginning o f the tenth century, but hardly any o f them bear on the
subject under discussion.123
Similarly one looks in vain for any light on our problem in the
famous compilation o f the beginning o f the eleventh century, Bur-
chard’s Decretum, which for all the success it had in the ecclesiastical
world o f the time, makes only fragmentary use o f the conciliar and
pontifical documents o f the ninth century; 3 and the same may be said
o f Lanfranc’s canonical Collection, which in its day had a great vogue
in England.45
The canonical Collections o f southern Italy, though primarily o f
local interest, belong to a country which lies at the cross-roads o f papal
and Byzantine currents o f influence and faithfully reflect the general
lines o f pontifical policy towards the Greeks.
The first o f this class is the Collection preserved in the Manuscript
T X V III o f the Vallicellania.5 The author is, o f course, a Latin,
probably a native o f southern Italy, who wrote his Collection between
1 P .L . vol. 132, cols. 175 seq.; cf. P. Fournier-G. Le Bras, loc. cit. pp. 244-67.
2 Chiefly the collection in four volumes of the Chapter of Cologne (Fournier-
Le Bras, loc. cit. p. 285: Letter from Nicholas to the Emperor or Michael III);
the collection of St Emeran of Ratisbon (ibid. p. 294); the collections of the
Manuscript of St Peter of Salzburg (ibid. p. 306).
3 P .L . vol. 140, cols. 537-1053; cf. Fournier-Le Bras, loc. cit. pp. 364-414.
4 MS. of the British Museum Cotton. Claud. D. IX : Decreta Romanorum
Pontificum, Canones Apostolorum et Conciliorum. The MS. dates from the
eleventh or the beginning of the twelfth century. It has two decrees by Nicholas,
fols. 125 α, 126, but they are irrelevant to our subject. The author of the Collec
tion only makes use of the first seven Councils and local synods (chiefly fols.
Ï28-59).
5 See detailed description of the manuscript in Patetta, ‘ Contributi alla
Storia del Diritto Romano nel Medio E vo ’, in Bullettino delV Istituto di Diritto
Romano (Rome, 1890), vol. m, pp. 273-94; P. Fournier, ‘ Un Groupe de Recueils
canoniques Italiens’, in Mémoires de VInstitut, Acad, des Inscriptions et Belles-
Lettres (1915), vol. x l , pp. 96 seq.
DPS 289 L9
THE PH ΟTI AN S C H I SM . II. THE L E G E N D
1 Vol. I, p. 129 of the Anselmo Dedicata and no. 28 of the Collection as numbered
by Patetta and P. Fournier.
2 Cf. Fournier, loc. cit. pp. 120, 12 1; Patetta, loc. cit. pp. 281, 282.
290
THE PHOTIAN CASE IN LA TIN LIT E R A T U R E
1 The MS. is described by Patetta, loc. cit. pp. 286 seq., and by P. Fournier,
loc. cit. pp. 124 seq. The bibliography of this Collection is also to be found there.
2 Cf. P. Fournier, loc. cit. p. 153.
3 P. Fournier, loc. cit. pp. 159-89 (Vatic. Lat. 1339, Vallicellan B, 1 1 , Monte
Cassino no. cxxv).
4 Cf. P. Fournier, loc. cit. pp. 160, 187.
3 Cf. the chapter ‘ De Legitimis Conjugiis et de Raptibus’, fols. 253 seq.
6 P. Fournier, loc. cit. pp. 190 seq.
29 ï 9 -2
THE P H O T IA N SCHISM. II. THE L E G E N D
that the two Churches were in schism long before 1054: the spirit that
animates this class o f writing will give little encouragement to their
prejudice.
We should note particularly that Justinian’s N ovel summarizing the
famous 28th canon o f the Council o f Chalcedon and determining that
the Patriarch o f Constantinople should occupy second rank among the
Patriarchs immediately after the Pope o f Rome found its place in the
Anselmo Dedicata and in other Italian Collections as early as the tenth
century. This important finding has so far escaped the attention o f
Church historians, who assumed that Rome did not accord such a
prerogative to Constantinople before 121 5, i.e. at the Lateran Council,
when Constantinople and its patriarchate were in Latin hands and Rome
no longer felt in any danger. This general opinion is thus shown to be
incorrect.
293
THE P H O T IA N SCHISM. II. THE L E G E N D
294
THE P H O T IA N CASE IN L A T I N L I T E R A T U R E
1 M .G .H . Ss. V, p. 296.
2 Ibid. p. 420. 3 Ibid. p. 551.
4 Libelli Bernaldi Presbyteri monachi (ed. F. Thaner), M .G.H . Lib. de Lite,
vol. ii , pp. i seq. (written between 1084 and 1100). P. 148: ‘ Item beatus Nicolaus
papa primus Lotharium regem pro quadam concubina excommunicavit. Item
beatus Adrianus papa generaliter omnes reges anathematizavit, quicumque statuta
violare presumpserint.’ This last statement was probably inspired by canon X X II
of the Eighth Council. Bernald is identical with the chronicler Bernold.
3 Loc. cit. vol. vin, pp. 355, 412.
6 Ibid. p. 438.
7 Note also how the monk Placidus comments on canon X X II of the Eighth
Council, without mentioning Photius. Placidi monachi Nonantulani Liber de
Honore Ecclesiae, M .G.H . Lib. de Lite, vol. π, pp. 566 seq. The treatise written in
defence of Pope Paschalis II, p. 618: ‘ Quomodo Adrianus papa anathematizavit
principes electioni praesulum se inserentes. Non debere se inserere imperatores vel
principes electioni pontificum sanctus Adrianus papa VIII synodo praesidens ait:
Promotiones etc.. . . ’
THE P H O T IA N SCHISM. II. THE L E G E N D
296
THE PHOTIAN CASE IN LATIN LIT E R A T U R E
lection. Canon X V III concerns the privileges o f the Church and the
third is the famous canon X X II, so often appealed to by the reformers
that its quotation here is not surprising.
On the whole, therefore, the choice o f texts bearing on the Photian
incident seems to me remarkably restrained ; none o f the violent passages
that abound in Nicholas’ letters and in the Acts o f the Council o f 869
are even mentioned.
Much the same restraint is to be found in the canonico-moral C ol
lection under the title o f Liber de Vita Christiana, written between 1089
and 1095 by another propagandist o f Gregorian ideas, Bonizo o f Sutri.1
Bonizo, as stated before, even omits to mention Photius in the famous
passage (also quoted in his Liber ad Amicum) about the excommunica
tion o f Michael III by Nicholas,12 and only once, in canon X X I o f the
Eighth Council, does the name o f Photius appear; 3 this is in the same
passage as is found in the Collection o f St Anselm o f Lucca. Besides
this canon, Bonizo also quotes, as a matter o f course, canon X X II .4*
O f the letters o f Nicholas, only one refers to the Photian incident:
it is an extract from this Pope’s famous reply to the letter o f Michael III.3
Most o f the letters by John V III only concern the rights o f the Papacy
over Bulgaria and Pannonia.67 And this is all that interests us in the
Collection.
However remarkable the discretion o f these reformers in dealing with
the Photian case, more revealing still is the study o f the masterpiece o f
the Gregorian reform, the canonical Collection o f Cardinal Deusdedit,
who wrote his work between 1083 and 1087.? His subject-matter was
not quite the same as Anselm’s, for whereas the bishop o f Lucca aimed
at collecting the documents concerning every possible article of canonical
legislation, Deusdedit’s main object was to illustrate the Roman Church’s
privileged position and the reasons why the primacy was part and parcel
o f it. His aim was ‘ to raise a monument to the glory o f the Roman
1 Cf. Fournier-Le Bras, loc. cit. vol. 11, pp. 139 seq.; E. Perels, ‘ Bonizo, Liber
de Vita Christiana’ ( T exte zur G eschich te des R om . u nd K an on. R ech tes im M ittel-
a lter , vol. I, Berlin, 1930).
2 E. Perels, loc. cit. p. 1 3 1 ; cf. M .G .H . Lib. de Lite, vol. 1, pp. 607-9.
3 IV, 95 (ed. Perels), p. 159. 4 11, 17 (ed. Perels), p. 42.
3 Especially iv, %6 a = M .G .H . Ep. vi, p. 456.
6 iv, 91-94 (ed. Perels), pp. 15S, 159 —M .G .H . Ep. vu, pp. 281 (letter to
Carloman), 282 (letter to Kocel of Pannonia), 284 (Commonitorium to legates).
7 Cf. Fournier-Le Bras, loc. cit. vol. 11, pp. 37 seq. Edition of W olf von Glanvell,
D ie K a n o n en sa m m lu n g d es K a rd in a ls D eu sd ed it (Paderborn, 1905). Cf. also the
judicious comments on this edition in W. M. Peitz, S.J., ‘ Das Originalregister
Gregors V II’, in S itz u n gsb erich te d. Ak. W iss. W ien , P h il.-H ist. K l. (19 11), vol. 165.
297
T HE PH ΟΤΙ AN S C H I SM . II. THE L E G E N D
298
THE P H O T IA N CASE IN L A T I N L I T E R A T U R E
1 I, 188, after the edition of W olf von Glanvell (p. 115). M .G .H . Ep. 11, p. 60.
2 I, 32, Actio V, Mansi, vol. iv, col. 1239.
3 iv, 164, M .G .H . Ep. vi, p. 469.
4 h I 4 I? P· 95 ·
5 I, 142, p. 96. M .G .H . Gregorii Reg. 11, p. 157.
THE P H O T IA N SCHISM. II. THE L E G E N D
the extract from the Acts o f the synod that met in Constantinople in
8 6 1 1 under the chairmanship o f Photius and in the presence o f Nicholas’
legates, Radoald o f Porto and Zachary o f Anagni. The insertion o f a
document o f this kind in a canonical Collection o f Gregory V II’s
period is, at least, noteworthy, and raises some doubt whether the
extract in fact appeared in Deusdedit’s original w o rk? Yet, if what has
been said about the spirit in which the whole o f this Collection was put
together by the Cardinal be remembered, few will feel inclined to be
sceptical, for if the Cardinal really knew that Photius had been rehabili
tated by the Holy See and that the Papacy did not revise its judgement,
the Acts o f the 861 synod against Ignatius must have sounded less
odious to him than they did to the refractory Ignatians in Byzantium
and to Nicholas’ contemporaries in Rome in the ninth century.
The last exhibit also completes the documentation on the judicial
procedure and on the manner o f taking the oath, given by the learned
compiler at the end o f his book; for the Acts o f that Council aptly
illustrate the supreme judicial power o f the Bishops o f Rome, when
appealed to in the last instance o f any ‘ major cause’ by the Church o f
Constantinople. The procedure to be adopted in a suit against a bishop
is more clearly explained there than, for instance, in the Acts o f the
Council o f 869-70.
There are also many striking signs o f deference to the Bishops o f
Rome. Nicholas’ legates openly declare that the Pope has the right to
revise the case o f any bishop : 3 4Credite fratres quoniam sancti patres
decreverunt in Sardiniensi concilio, ut habeat potestatem Romanus
pontifex renovare causam cuiuslibet episcopi, propterea nos, per auctori
tatem, quam diximus, eius [i.e. Ignatii] volumus investigare negotium.’
And the bishop o f Laodicea, Theodore, replies in the name o f the
Church o f Constantinople : 4Et Ecclesia nostra gaudet in hoc et nullam
habet contradictionem et tristitiam.’ The Pope, so the legates declare
at the fourth session, has the care o f all the Churches;4 and far from
protesting, the synod spontaneously accepts the authority o f the Roman
See. The ‘ adiutores Ignatii’ enthusiastically exclaimed .*3 ‘ Qui hoc
[i.e. iudicium vestrum] non recipit, nec apostolos recipit.’
1 IV, 428-31, pp. 603-10: ‘ Sinodus habita in Constantinopoli sub Nicolao papa
de Ignatio Patriarcha.’ See pp. 78 seq.
2 W. von Glanveil, p. xiii, casts doubts at any rate on what concerns the extract
from the Acts of the Photian Synod that follows this document. Fournier-Le
Bras, loc. cit. vol. 11, p. 48 are of opinion that the two documents may have been
added to the Collection later.
3 Loc. cit. p. 605. 4 Loc. cit. p. 609. 3 Loc. cit. p. 604.
300
T HE PH ΟΤΙ A N C A S E IN L A T I N L I T E R A T U R E
1 Ed. Duchesne, vol. 11, p. 158: ‘ convocata generali synodo, eundem virum
Ignatium patriarcham denuo deposuerunt, s icu t in g e s t i s C on sta n tin op olim ab illis
co m p ila tis f a c i l e rep eritu r et per legatos, Leonem scilicet a secreto et alios, necnon
per epistolam predicti imperatoris [Michaelis] veraciter mansit compertum/
3 ‘ Das Originalregister Gregors V IT , in S itz u n g s b e r ich te ... P h il.-H ist. K l.
(Wien, 19 11), vol. 165, p. 144.
3 About this MS. cf. the study by E. Stevenson, ‘ Osservazioni sulla Collectio
Canonum di Deusdedit’, in A rch ivio d ella R . S toria P a tria (1885), vol. vm ,
pp. 304-98; cf. also W. M. Peitz, loc. cit. pp. 133-47.
4 For instance the famous extracts from the Lateran Archives (ed. W. von
Glanvell, lib. h i , 191-207, PP· 3 53—^3) and one extract from the Frankish Annals
(ibid. lib. iv, 195, pp. 496, 497).
3 Cf. W. von Glanvell, loc. cit. p. xiii.
301
THE P H O T IA N SCHISM. II. THE L E G E N D
But this trifle does not impair the value o f the work. Deusdedit
knew the Photian case and notably his rehabilitation by John V III,
since he pointedly alludes to it in his Libellus contra Invasores et
Simoniacos,1 a paragraph strangely reminiscent o f John V III’s letter to
the Emperor Basil which was read at the second session o f the Photian
Council and is also summarized in the extracts from these Acts preserved
in Deusdedit’s Collection?
This document also originates from the Pontifical Archives and it
matters little whether it appeared in the original collection or was added
by contemporary copyists. It at least illustrates the mentality o f the
eleventh-century reformers and proves that their view o f this Council
and o f Photius’ rehabilitation was not that which has been accepted by
modern historians; otherwise, how could the Acts o f a Council, which
it is the fashion to-day to call ‘ pseudo-synodus’, have been admitted
into a Collection o f such importance?
1 Cf. the passage on the admission of Simoniacs and Schismatics to the priest
hood and on those ordained by them. M .G .H . Lib. de Lite, vol. 11, chs. 9, 10,
p. 327: £. . .Sed et Alexander primus et Celestinus et Joannes VIII simili sententia
decernunt, ut id, quod invenitur pro summa necessitate toleratum nullatenus
assumatur in legem.. . . ’
2 W. von Glanvell, loc. cit. pp. 6 12 -14 ; cf. the letter in Mansi, vol. x vii, col. 397;
Jaffé, no. 3271.
3 On Ivo of Chartres and his writings, see P. Fournier, 4Les Collections
canoniques attribuées à Yves de Chartres et le Droit Canonique’, in Bibl. de Γ École
des Chartes (1897), vol. LViii; idem, ‘ Yves de Chartres et le Droit Canonique’, in
Revue des Questions historiques (1898), vol. Lxm , pp. 51 seq.; Fournier-Le Bras,
loc. cit. vol. π, pp. 55 seq. Ivo’s writings, P .L . vol. 161.
4 P .L . vol. 161, col. 56.
302
THE P H O T IA N CASE IN L A T I N L I T E R A T U R E
1 As far as the sentence : ‘ si quis vero tale quid amodo facere praesumpserit, sine
venia erit.’ Mansi, vol. xvi, col. 487; vol. xvii, cols. 141, 395 ; Jaffé, vol. 1, no. 3271 ;
M .G .H . Ep. vi, pp. 168 seq.
2 Ed. W. von Glanvell, lib. iv, 434, pp. 612 (1. i6 )-6 i4 (1. 20).
3 Loc. cit. p. 617.
THE P H O T IA N SCHISM. II. THE L E G E N D
does not quite tally with the account given in the Acts o f the Photian
Council.1
This shows that Ivo was not copying from Deusdedit, but derived
his information from elsewhere, perhaps from the Acts themselves
which he summarized at this place, or more probably from an inter
mediary compilation made from the original documents o f the Pontifical
Archives, which gave a longer extract from the Acts o f the Photian
Council.
This is the more plausible as Ivo ’s Decretum completes Deusdedit’s
extracts on three points. In the fourth part, where he writes 4de
observandis festivitatibus et jejuniis legitimis, de Scripturis canonicis et
consuetudinibus et celebratione concilii’ , Ivo quotes two important
passages, which raise the problem o f the condemnation o f the Oecu
menical Council o f 869-70 by John V III. He says {Deer, iv, 76):
The first part o f this passage tallies with the canon IV voted by the
Photian Council at its fourth session.12 The sentence, 'because Pope
Hadrian did not sanction it [the synod o f 869-70]’, is an extract from
the Greek edition o f John V III’s letter to Basil I. Photius gives there
a curious interpretation to John’s words contained in the Latin edition
o f the letter to Basil, to the effect that the legates had signed the Acts
o f the Ignatian Synod with the saving clause 'usque ad voluntatem sui
pontificis’ .3
1 See the comparison of the texts in my study 'L ’Affaire de Photios dans la
Littérature Latine5, in Annales de ΓInstitut Kondakov (1938), vol. X, p. 89.
2 Mansi, vol. xvii, col. 490 (Latin translation) : ‘ Synodum Romae factam contra
Photium sanctissimum patriarcham, sub Hadriano beatissimo papa, et factam Con
stantinopoli synodum contra eundem sanctissimum Photium, definimus omnino
damnatam et abrogatam esse, neque eam sanctis synodis adnumerandam esse aut
recensendam, neque synodum omnino appellandam aut vocandam esse. Absit/
3 Mansi, vol. x v i i , coi. 416 (Greek edition of John’s letter to Basil I); M .G .H .
Ep. vu, p. 18 1 (Latin and Greek edition of the letter). For more details, see infra,
part π, ch. 11, p. 329.
3°4
T H E PH ΟTI A N C A S E IN L A T I N L I T E R A T U R E
This passage and canon IV o f the Photian Council are not mentioned
in the extract from the Acts o f Deusdedit’s Collection;1 nor does the
extract even quote another passage o f equal importance in the Com
monitorium which John V III handed to his legates. It is well known
that these instructions only survived in the Greek Acts o f the Photian
Council. In the Cardinal’s Collection the extract from the Acts is a
summary o f eight chapters o f the Commonitorium, with the omission
o f chapter vi, which lays down for the legates’ benefit the procedure to
be followed at the opening o f the Council— and o f chapter x , which
is about the Council o f 869-70. But this chapter is inserted by Ivo o f
Chartres in his Decretum iv, 77 :
About the same, John VIII to his legates. You will tell them that we annul
those synods held against Photius under Pope Hadrian either in Rome or in
Constantinople and that we take them off the list of Holy Synods. (‘ De
eodem Joannes VIII apocrisiariis suis. Dicetis quod illas synodus quae
contra Photium sub Adriano papa Romae vel Constantinopoli sunt factae,
cassamus et de numero sanctarum synodorum delemus.’)
I f the Latin translation2 o f chapter x o f the Commonitorium be compared
with Ivo ’s quotation, it will be evident that here also the canonist takes
his excerpt from the Photian Council.
That some o f the quotations from the Acts preserved by Deusdedit
should be almost identical with Ivo ’s extracts seems to indicate that
both canonists had at their disposal copies o f the same intermediary
Collection which reproduced extracts from the Acts o f the Photian
Council. It is also possible that Ivo ’s copy contained longer extracts
from the Acts than the copy used by Deusdedit or by the copyist o f the
Cardinal’s Collection.
There must have been a considerable number o f those intermediary
compilations circulating in the West from the end o f the eleventh
century. As they were only meant to provide the canonists with juridical
materials to bolster up the reformist ideals o f the Gregorian period, the
choice o f extracts from papal letters and conciliar decisions was left to
the copyists’ discretion.
On the other hand, in comparing the Latin o f Deusdedit’s extract
from the Acts o f the anti-Ignatian Synod o f 861 with that o f the one he
quotes from the Photian Synod, it is obvious that the two extracts could
hardly have been written by the same copyist. The Latin o f the first
extract is clumsy, whereas the copyist o f the second extract not only
wrote better Latin, but he had evidently read the Acts o f the Photian
Council intelligently and with an open mind. I have explained1 how
he grasped the meaning o f his Greek original and its Latin translation;
here he even completes the information supplied by the Acts in his
extract from the second session with reference to Photius’ reply to the
Pope’s request not to make any new ordinations for Bulgaria, for he
writes: ‘ We have occupied this priestly throne for three years, but have
neither sent a pallium nor made any ordinations there.’ 12 Here the Acts
are not so circumstantial, as Photius only speaks in general terms
(‘ having been Patriarch so long’).3 Without using any other copy o f
the Acts than the one we know, the copyist may have got his informa
tion from a careful reading and from other documents which he found
in the Archives.4
It is therefore possible that the copy used by Ivo contained only the
extracts o f the Photian Council and that Deusdedit or his copyist dis
posed o f conciliar materials gathered from the Archives by two different
copyists. Since all these intermediary compilations have been lost, with
the exception o f the Britannica, it is difficult to imagine what they were
like. We shall have occasion to show 3 that even the Britannica, in spite
o f the mass o f new materials it contains, was probably in many places
only an extract from longer compilations. Its concluding portion gives
an extract from Deusdedit’s Collection.
A comparison o f the Britannica materials with Deusdedit’s conciliar
extracts shows the working method o f the copyists, who on the invita
tion o f Gregory V II searched the Lateran Archives for canonical
documentation. Some o f them searched the Registers o f the Popes and
copied whatever they considered to be useful to canonists. The Britan
nica has many such excerpts from the Pontifical Register— letters o f
Popes Gelasius I, Pelagius I, Pelagius II, Leo IV , John V III, Stephen V ,
Alexander II and Urban II— together with extracts from the corre
spondence o f Boniface, the Patron Saint o f Germany. The letters o f
Nicholas I are not found among them: as they were o f special value to
Gregorian canonists, they must have circulated in a special copy.
306
THE P H O T IA N C A SE IN L A T IN L I T E R A T U R E
Other copyists made extracts from the conciliar Acts and their work
can be traced in Deusdedit’s documentation. But the method was the
same in either case: the copyists and the anonymous compilers o f the
intermediary Collections were only interested in such passages as would
prove useful to canonists, especially those that justified the privileges
o f the H oly See. They were o f course not always able to quote literally
and had to summarize the longer texts, as was the case with the Acts
o f the Councils, but the documents were always faithful to the originals.
No other explanation will account for the inclusion o f the extracts
from the two Councils in the Western canonical Collections o f the
eleventh century and for the form in which they are preserved. The
copyists omitted for instance the lengthy discourses addressed to Photius,
since they did not meet their purpose, and what that purpose was we
can infer from Deusdedit’s extracts— to take from the Acts only such
passages as could serve to document the privileges o f the Roman
Pontiffs.
It is therefore futile to seek in those documents evidence for the theory
that the legates brought from Constantinople only an extract from
the Acts, as though the Byzantines feared to send to Rome a full account
o f what had happened in Constantinople at the Photian Council, or as
though John V III had only seen the Acts in the abbreviated form we
know.1 It was never the custom to send to Rome only summaries o f
conciliar Acts. John V III knew exactly what had happened. A copy
o f the Acts brought from Constantinople by the legates was kept in
translation in the Lateran Archives, where the document hunters found
it towards the end o f the eleventh century.
Because the Acts offered materials that served the copyists’ purpose,
they summarized them or extracted their most telling passages. Tw o
o f the most eminent canonists o f the Gregorian and post-Gregorian
periods— Cardinal Deusdedit, or his copyist, and St Ivo o f Chartres—
saw the value o f this material for the privileges o f the Holy See and used
them independently in their canonical Collections.
By a curious irony o f fate, the same Acts which in the eleventh century
were regarded as favourable to the Papacy were discarded by historians
and canonists o f later periods as damaging to the same Gregorian claims.
Even their authenticity was questioned. What I have said, however,
establishes the conclusion that the doubts cast by the West on the Greek
Acts o f the Photian Council are no longer justified. To repeat it once
more, the extracts used by Deusdedit and Ivo o f Chartres prove that
the Latin translation, the only one known till their time, and which
provided their information, faithfully rendered the Greek text o f the
A cts; indeed, the source o f the intermediary compilation used by
Deusdedit and Ivo actually was the official copy brought from Con
stantinople by the legates.1 The Greek Acts o f the Photian Council
must therefore be considered absolutely authentic, at least in regard to
the five sessions, since it is at the fifth session that the extract of Deusdedit
and the quotations by Ivo come to an end.12
The examination, now concluded, o f the Latin literature on the
subject o f the Photian incident between the ninth and the twelfth cen
turies has provided some interesting results: the view held, at that
period at any rate, o f the Photian case was not the same as the view
current in the modern period; Photius’ litigation with the Papacy
occupied a very restricted place in the writings o f the time ; above all,
to our great surprise, absolutely nothing was known o f what to-day
goes by the name o f the second schism o f Photius ; whereas against this,
the Patriarch’s rehabilitation by John V III was common knowledge
and the ‘ Gregorian’ canonists unreservedly accepted the decisions o f
the Photian Council o f 869-70.
1 Hergenröther, Photius, vol. 11, p. 573, ftn. 25, is right, as against Hefele,
Koniiliengeschichte, vol. IV, p. 483, in stating that the translation of the Acts was
made from the copy brought home by the legates (ed. Leclercq, vol. ιν, 1, p. 605).
2 Cf. pp. 383 seq. on the authenticity of the sixth and seventh sessions.
308
C H A P T E R II
O E C U M E N I C I T Y O F T H E E I G H T H C O U N C I L IN
M ED IEVAL W E ST E R N T R A D IT IO N
309
THE P H O T IA N SCH ISM . II. TH E L E G E N D
3 10
O E C U M E N I C I T Y OF TH E E I G H T H C O U N C I L
1 Cf. Jules Lair, Études critiques sur divers Textes des Xe et XIe siècles (Paris,
1899), vol. 1, p. 334.
2 E. Rozière, Recueil Général des Formules Usitées dans VEmpire des Francs du
Ve au Xe siècles (Paris, 1859), vol. Il, pp. 644-5 ·* ‘ Praeterea constitutiones quatuor
principalium conciliorum, Nicaeni, Constantinopolitani, Ephesîni et Chalcedo-
nensis, canones quoque synodorum et decreta quae orthodoxa fides suscipit et
complectitur, me suscipere, tenere et praedicare velle confiteor.’
3 E. Rozière, loc. cit. pp. 113 3 -4 , form. no. 1387.
4 M .G.H . Ss. n i, p. 32 . 5 M .G.H . Ss. in, p. 29.
6 M .G .H . Ss. IV, p. 1 2 . 7 M .G.H . Ss. vu, p. 10.
8 M .G .H . Ss. V , p. 96. 9 M .G.H . Ss. V , p. 544.
10 M .G .H . Ss. V , p. 416.
3 11
THE P H O T IA N SCHISM . II. TH E L E G E N D
1 We come across a curious instance of this mistrust at the outset of the thirteenth
century in the Chronicon Helinandi Frigidi Montis monachi (P .L . vol. 212, col. 840):
4Ad a. 794 Pseudosynodus Graecorum, quam falso septimam vocant, pro adorandis
imaginibus, rejecta est a pontificibus.’ About the Eighth Council Helinandus says
nothing.
s M .G .H . Ss. Rer. Lang. p. 427.
3 M .G .H . Ss. V i, p. 335. Sigebert died in 1112 .
4 M .G .H . Ss. IV , p. 13.
3 Decretorum Libri X X , Lib. I l l , c a p . 220; P .L . vol. 140, col. 717.
6 P .L . vol. 134, cols. 49-52.
7 P .L . vol. 135, cols. 1069-74, ann. 1009. Cf. Ratherius, Praeloqutorum Libri Sex
{P .L . vol. 136, col. 248) for a similar Instruction; also his Itinerarium (loc. cit. cols.
581, 592). St Odilo does not, in his profession of faith, mention the councils either
{P .L . vol. 142, cols. 1035-6).
312
O E C U M E N I C I T Y OF TH E E I G H T H C O U N C I L
on the first four councils;1 and the priest and monk Bernald, born
about 1054 and who died in 1100 , follows the old tradition by listing
only six oecumenical councils.12
Textbooks on the councils scarcely exist in the Latin literature
o f this period, while the Greek Church, as is well known, could boast
o f a profusion o f writings on the subject. All I have found is one
single short Latin textbook, anonymous and unpublished, in a MS. o f
the tenth century and preserved in the Latin MS. section o f the Paris
National Library (No. 1451), which enumerates only six councils. This
is the original text:
D e sex prioribus conciliis. Primum concilium Nicaenum factum est tem
poribus Constantini imperatoris Magni sub Silvestro papa urbis Romae
antiquae, ubi fuerunt episcopi sanctissimi c c c x v i i i . Secundum concilium
fuit temporibus Theodosii Maioris sub Damaso apostolico antiquae Rom ae
senioris, ubi fuerunt episcopi c l . Tertium concilium fuit Ephesinum sub
tempore Theodosii iunioris sub Caelestino apostolico urbis Romae antiquae,
ubi fuerunt episcopi cc. Quartum concilium Chalcedonense fuit temporibus
Martiani imperatoris sub Leone apostolico urbis Romae antiquae senioris,
ubi fuerunt episcopi c c x x x . Quintum concilium item Constantinopolitanum
fuit temporibus Justiniani imperatoris sub V igilo papa urbis Romae antiquae,
ubi fuerunt episcopi c l x v . Sextum concilium item Constantinopolitanum
fuit temporibus Constantini iunioris, sub Aagata (sic) papa urbis Rom ae, ubi
fuerunt episcopi ccc.
The manuscript then takes stock o f the heretics who were condemned
b y the different councils, beginning: 4In Nicaenum concilium (sic)
fuerunt damnati Arrius et Photinus et Sabellius.. . . ? Note that Pope
Honorius is not included among the condemned. This little treatise
reminds one o f the numerous Greek handbooks and textbooks on the
councils and one may justifiably assume that it followed the Greek
pattern.3
In another Latin manuscript o f the Paris National Library (No. 1340),
dating from the eleventh century, we find a short anonymous history,
which is £ex sancti Leonis et sancti Gregorii epistolis, et Gelasii papae
313
THE P H O T IA N SCHISM . II. TH E L E G E N D
What then was the attitude in Rome to the Eighth Council? Docu
ments on this precise question are few, but the few that survive are
suggestive.
Pope Marinus II (942-6) addressed to Sicus, bishop o f Capua, a
letter12 blaming him for his unclerical principles and conduct, taking
particular exception to his violation o f the church attached to the
monastery o f St Agnalius de Monte and threatening the bishop with
excommunication, unless he atoned for the damage he had wrought:
3M
O E C U M E N I C I T Y OF TH E E I G H T H COUNCIL
1 P .L . vol. 143, cols. 772-3, letter 10 1: ‘ Pari modo recipio et veneror reliqua
tria concilia, id est, secundum Constantinopolitanum, sub Vigilio papa et Justiniano
Augusto; deinde tertium Constantinopolitanum contra Monothelitas, sub Agathone
papa et Constantino nepote Heraclii; ultimum secundum Nicaenum, sub Adriano
papa et Constantino Irenae filio, pro servandis Domini nostri Jesu Christi et
sanctorum imaginibus. Quidquid supra dicta septem sancta et universalia concilia
senserunt et collaudaverunt, sentio et collaudo : et quoscumque anathematizaverunt,
anathematizo.’
2 Acta et Scripta quae de controversiis eccl. Graecae et Latinae saec. X I composita
extant (Leipzig, 1861), p. 17 1.
315
THE PH O TIA N SCHISM. II. TH E L E G E N D
and jubilation among Armenians and all the Monophysites and opened
the gates to heresy.
There is no eluding the force o f the argument by pretending that in
the eleventh century the number o f oecumenical councils was not yet
definitely fixed.1 The evasion could pass muster in the case o f annalists,
or even o f the canonical Collections published between the ninth and
eleventh centuries, but is inadmissible in the case o f an important
pontifical document. The letter is an official statement, purporting to
teach the Church o f Antioch the faith o f the Roman Church— a matter
o f some moment— and at least we must credit the supreme pontiff
with knowing the standards o f the faith o f his own Church. The
Pontifical Chancellery o f the eleventh century was not so incom
petent as to be uncertain about the number o f oecumenical councils.
The truth is that Marinus II and Leo IX , in speaking o f only seven
oecumenical councils, were true to the tradition o f the Roman Church.
There are two more documents o f the same kind belonging to the
period o f Leo IX and his immediate successors, both endorsing the Pope’s
attestation o f the number o f councils as officially acknowledged in Rome.
The first o f these witnesses is Leo I X ’s faithful associate, Cardinal
Humbert de Silva Candida. After the definite rupture with Michael
Cerularius, Humbert pronounced excommunication in the name o f the
Fathers o f the seven councils: ‘ auctoritate-..patrum ex conciliis
septem.. . . ’ 2
It has often been wondered why Humbert did not, at that particular
moment, mention the Eighth Council: was it a slip or diplomatic
caution? It was neither. Humbert no longer felt it necessary to con
sider the feelings o f the Greek spiritual leaders. He had many other
grievances against them and never minced his words: w hy should he
suddenly exercise restraint in the matter o f the councils? Humbert was
not prone to compromise on such matters. A man o f his stature, per
fectly at home in the procedure o f the Pontifical Chancellery, a good
jurist and a conscientious theologian, he would have been the last to
omit an oecumenical council in a document o f such fundamental impor
tance, in which he spoke in the name o f the Pope and o f the whole
Western Church. Humbert may be blamed for many things, but not
for overlooking an oecumenical council, whose authority would have
added weight to his passionate anathema. The truth is that in quoting
only seven oecumenical councils, Humbert faithfully rendered the
1 A. Michel, Humbert und Kerullarios (Paderborn, 1930), vol. π, p. 425.
2 P .L . vol. 143, col. 1004.
316
O E C U M E N I C I T Y OF TH E E I G H T H C O U N C I L
doctrine o f his Church, which at that time officially knew no more than
seven councils. On this point, Humbert was at one with his master,
Pope Leo I X .1
The other testimony is later than the Cardinal’s by a few years, dating
from the time o f Nicholas II. At the beginning o f 1059, this Pope sent
St Peter Damian as a legate to Milan on a mission to reform a con-
cubinary and simoniacal clergy, and Peter Damian duly reported on
his mission to Hildebrand, then promoted archdeacon o f the Roman
Churchri Among the documents appended to this interesting report,
we find a copy o f the oath which Peter Damian administered to those
clergy who wished to repent. The following is what we read in this
formula with reference to the number o f councils : 123
I Arialdus, called deacon o f the Chapel o f the archbishop o f Milan, profess
to hold the same faith as the seven sacred Councils have b y evangelical
authority decreed and as the blessed Rom an Pontiffs have explained to
various people in their brilliant expositions o f the truth.
3 r7
THE PH O T IA N SCHISM. II. THE L E G E N D
There remains a document which confirms that such was indeed the
tradition o f the Church o f Rome in the eleventh century, the profession
o f faith which, according to century-old usage, each Pope had to read
and sign before his enthronement. It was then laid on the tomb o f
St Peter and subsequently kept in the Pontifical Archives. The formula
o f this profession was to be found in the Liber Diurnus, the oldest
known formulary o f the Roman Chancellery.1 It has been lost, but we
get an idea o f what it was from a school-book intended for the training
o f notaries, also called Liber Diurnus, as it contained copies o f most o f
the formulae o f the official formulary. It has survived in three Manu
scripts, those o f the Vatican Library, o f Clermont and o f Milan, repre
senting three slightly different versions. All o f them give an idea o f
what the Liber Diurnus must have looked like in the eighth century and
at the beginning o f the ninth.
Am ong the formulae bearing on the election and the consecration o f
Popes, we are here mainly interested in their profession o f faith. It is
a venerable document whose importance to the history o f the Papacy
and the evolution o f dogmas our specialists have not yet fully
realized.2
The formula preserved by the school-book Liber Diurnus enumerates
the six oecumenical councils to be accepted by the Popes as the norm
o f the Catholic faith, but it is clear from the text that the original number
1 I am only summarizing here the results of my researches. See the detailed
discussion in Appendix I.
2 So far, only the Jesuit W. M. Peitz has tried to show the connection of the
profession of faith with the development of Catholic doctrine (see details in
Appendix I, p. 442). I have not seen his latest studies on this subject (‘ Das
Vorephesinische Symbol der Papstkanzlei’, in Miscellanea Historiae Pontificiae
edita a Fac. Hist. Eccl. in Pont. Universitate Gregoriana, no. 1 (Rome, 1939), nor
‘ Methodisches zur Diurnusforschung’, ibid. no. 3 (Rome, 1940), but the review
of the two studies published by E. Hermann in Orientalia Christiana Periodica
(1940), vol. V i, pp. 270-4 stresses the importance of Peitz’s researches and the
necessity for proceeding carefully in this delicate matter. Peitz’s conclusions may
sound bold to many, but they follow the right direction. The reviews of Peitz’s
studies by B. Altaner and C. Mohlberg in the Theologische Revue (1939), vol. x x x v m ,
were also unobtainable. L. Santifaller’s study, ‘ Zur Liber Diurnus-Forschung’, in
Hist. Zeitschrift (1940), vol. C L X i, pp. 532-8, summarizing the latest contributions
to the problem, is too short and the author has failed to convince me that the Liber
Diurnus was not a school-book used in the Pontifical Chancellery, but merely a
valuable document of canon law. He should have stuck to his previous conclusions.
This controversy has no immediate bearing on the profession of faith formula of
the Liber Diurnus. Even if it was only a collection of canon law formulae or the
oldest formulary of the Papal Chancellery, it remains established that it was repeatedly
revised, the last known revision having been made in the eleventh century. It was
this last edition that was used by Cardinal Deusdedit.
318
O E C U M E N I C I T Y OF TH E E I G H T H C O U N C I L
was four, the other two being added when they were officially adopted
b y the Roman Church. This number was considered to meet the needs
till the end o f the ninth century. As will be explained elsewhere,1 the
Seventh Council was officially included only after 880.
It may be taken for granted then that the official formulary o f the
Liber Diurnus was altered from time to time, as some formulae needed
to be brought up to date. But another formulary came into use, and
there are traces o f a different edition o f the Liber Diurnus, published
in the ninth century with alterations that are not registered in the school
book. This edition may have been in use till the middle o f the eleventh
century, when another revision o f the Liber Diurnus was made. This
was used by the famous canonist o f the Gregorian period, Cardinal
Deusdedit, who copied a number o f formulae from the revised Liber
Diurnus for his canonical documentation. The profession o f faith for
newly elected Popes is one o f them. This formula, when compared with
formula 83 o f the school-book, will give an idea o f the profession as
used in Rome till the ninth century and o f the radical revisions to which
the book was subjected in the eleventh century, probably in the reign
o f Leo IX . Even so, the new profession gives only seven oecumenical
councils, without a word about the Eighth. It is the same with the
formula called Cautio Episcopi, or the profession form used by bishops
after their election, in which the passage on the oecumenical councils
was also brought up to date and 4modernized5 in the eleventh century,
yet without a reference to the Eighth Council. Only one explanation is
possible: the Church o f Rome knew only seven, and not eight, oecu
menical councils in the first half o f the eleventh century. And this
tallies with the facts as I have tried to establish them in the first
part o f this book. In the eleventh century, John V IlT s verdict on
the so-called Eighth Council and on Photius5 rehabilitation was still
in force and that Council was not numbered among the oecumenical
synods.
3*9
THE P H O T IA N SCHISM. II. TH E L E G E N D
320
O E C U M E N I C I T Y OF TH E E I G H T H C O U N C I L
tutiones amplexati fuisse easque quidam eorum post quinque patriarcharum sub
scriptiones suis quoque subscriptionibus roborasse.’ Cf. also ibid. p. 451 (Com
mentarius in psalmum 64). Gerhohus here follows Deusdedit’s argumentation,
‘ Libellus contra Invas.’ (M .G .H . Lib. de Lite 11, p. 307).
1 Liber de Honore Ecclesiae {M .G .H . Lib. de Lite 11, p. 618).
2 Disputatio vel Defensio Paschalis papae {M .G .H . Lib. de Lite 11, p. 662).
3 Lib. i, 47, can. X X I; Lib. 1, 48, extract from the Actio V II, Mansi, vol. χνι,
col. 86; Lib. i, 48<z, extract from the Actio V III, Mansi, vol. xvi, cols. 97-9; Lib. m,
10, can. X V ; Lib. ill, 11, can. X V III; Lib. m , 12, can. X X ; Lib. l v , 17, extract
from the Actio I X , Mansi, vol. xvi, cols. 152, 153; Lib. iv, 18, can. X X II. Libellus
contra Invas. {M .G .H . Lib. de Lite II, p. 305) also mentions can. X X II.
4 Mansi, vol. xvi, cols. 8 seq.
3 M .G .H . Ep. vu, p. 307, letter 53, written in 875. Cf. the passage in the Life
of Saint Gregory the Great, written by John the Deacon, mentioned previously,
p. 320.
6 M .G .H . Lib. de Lite 11, pp. 327, 346, 349, 356; pp. 307 and 313, though the
Council is simply called ‘ octava synodus universalis’ .
7 M .G .H . Lib. de Lite 11, p. 294; preface by Μ. E. Sackur, the editor.
DPS 321 21
THE P H O T IA N SCH ISM . II. T H E L E G E N D
relations with the Greek Church had been severed, and the West felt
no longer under any obligation to respect its traditions and the Photian
incident had been quite forgotten, the only remembrance left o f the
whole affair was that o f Nicholas I excommunicating a disobedient
emperor.1 A s against this, the struggle against lay Investiture and in
defence o f the rights o f the papacy had reached a climax o f unpre
cedented virulence, and since the canons o f the Council o f 869-70
provided such an efficient weapon in the hands o f the Roman canonists,
it was natural that they should give the Council the oecumenical title
which it had claimed for itself.
What is remarkable is that this was done by the canonist who laid
least stress on this Council, Ivo o f Chartres, who quotes only one canon,
the eleventh.2 In the Collection called Tripartita, so far unpublished,
and in Book iv o f his Decretum, chapter 132, we nevertheless read the
following:
De octo universalibus conciliis. Ex libro diurno professio Romani pon
tificis. Sancta VIII universalia concilia, id est I Nicenum, II Constantino-
politanum, III Ephesinum, IV Chalcedonense, item V Constantinopolitanum
et VI. Item Nicenum VII. Octavum quoque Constantinopolitanum, usque
ad unum apicem immutilata servare, et pari honore et veneratione digna
habere, et quae praedicaverunt et statuerunt omnimodis sequi et praedicare,
quaeque condemnaverunt ore et corde condemnare profiteor.3
Thus it happened that the Council o f 869-70 made its semi-official
appearance among the oecumenical synods at the end o f the eleventh
century and the beginning o f the twelfth. Ivo ’s testimony is all the
more impressive, as he relies on the famous Liber Diurnus o f the
Pontifical Chancellery and once again the profession o f faith o f the
newly elected Popes is put forward in a recension different from that
o f Deusdedit.
1 See my study, ‘ L ’Affaire de Photios’, loc. cit. pp. 79 seq.; also, pp. 294 seq.
in this text.
2 Deer. V, 1 2 2 ; Pan. in , 8.
3 One notes, besides, at this place a certain confusedness on the part of Ivo. In
Deer, iv, 132, he says for instance: ‘ De secunda Nicaena synodo inter universalia
octava (?).’ Deer, iv, 13 1: ‘ Item de eodem.. . . ’ After the historical information
about the Second Council of Nicaea, he writes: ‘ . . . I n Nicaenam civitatem et
celebrata est sancta octava universalis synodus.’ But we need not make much of
this. It is quite possible that the confusion is to a great extent due to the copyists
o f the Decretum. In the MS. of the Decretum at the National Library of Paris
{Latin 3874), for instance, fol. 68, the parts Deer, iv, 12 9 -31, are gathered into one,
and the inscription of Deer, iv, 130, ‘ De secunda Nicaena synodo inter universalia
octava’ is missing.
323 21-2
THE P H O T IA N SCHISM . II. T H E L E G E N D
The Liber Diurnus is also quoted by Ivo in two different places, first
in the Decretum (iv, 19) and again in his letter to archbishop Hugh,1
and in both places the issue concerns the extract from the profession o f
faith. Even this passage, including a variant o f smaller moment, corre
sponds to the version o f the profession copied by Deusdedit. In
another letter, Ivo also refers to the profession o f faith taken from the
Liber Diurnus?
The question then is whether Ivo was able to consult the original
Liber Diurnus or whether he borrowed the two passages from another
Collection. Everything seems to point to the conclusion that the saintly
bishop o f Chartres did not see the original copy o f the Liber Diurnus,
since it was difficult, if not impossible, to consult it anywhere but in
R o m e ;3 and even in Rome, it was to be found only at the Pontifical
Chancellery, for whose exclusive use it had been composed.
On the other hand, Ivo does not seem to have used Deusdedit’s
Collection;4 presumably he copied the fragment from Deusdedit’s
version and simply added the Eighth Council. As P. Fournier3 has
proved, Ivo o f Chartres used one o f those Collections called ‘ inter
m ediary’, which abounded at the time; and the Collection or Collec
tions he disposed o f had some affinities with the Collection called
Britannica, the only one o f its kind to survive. It is possible, on a first
examination, that this Collection served Ivo and his associates as one
o f their sources. The Britannica, according to Fournier,6 was composed
about 1090 or 1091, and a palaeographic examination o f this unique
manuscript (British Museum 8873 Addit.) supports this assumption.
1 P .L . vol. 162, ep. 60, cols. 70-5: ‘ . . .In libro quoque pontificum, qui dicitur
Diurnus, ita continetur de professione Romani Pontificis: Nihil de traditione. . . ’
as far as the words ‘ observare ac venerari profiteor.’ The last word is added by Ivo.
2 P .L . vol. 162, ep. 73, cols. 92-5: *. . .Bernardo majoris monasterii abbati.’
Col. 94: ‘ Ipse enim summus pontifex, antequam consecrationis gratiam conse
quatur, consuetudines Romanae Ecclesiae et decreta praedecessorum suorum se
inviolabiliter servaturum profitetur. Sic reliqui pontifices ante consecrationem
examinantur.’
3 Even the three MSS. of the edition of this school-book, Liber Diurnus, we
possess show reliable affiliation to Rome. Cf. Sickel, loc. cit., in the Introduction
to his edition, pp. viii-xxxiii, Peitz, loc. cit. p. 29: ‘ Trotzdem dürfte Ivo nicht auf
den Diurnus selbst zurückgehen, sondern ihn nur durch Deusdedit oder eine von
diesem abhängige kanonische Quelle kennen, wie Decr. iv, 197, als Quelle ähnlich
wie Deusdedit 11, 109 angibt: Ex libro pontificum qui dicitur Diurnus.’
4 P. Fournier, ‘ Les Collections canoniques attribuées à Yves de Chartres’, in
Bibi, de Γ École des Chartes, vols. LVii, Lvm, does not quote this Collection among
Ivo’s sources.
5 P. Fournier, loc. cit. vol. l v i i , p . 661; vol. l v i i i , p p . 53 seq.
6 P. Fournier, loc. cit. vol. l v i i i , p. 53.
3 24
O E C U M E N I C I T Y OF T H E E I G H T H C O U N C I L
after comparing the extract o f the Pandects in the Britannica with the
extract o f the Pandects included in Ivo ’s work, and noting that Ivo ’s
extract is more lengthy than that o f the alleged source, he writes : ‘ Man
mag sich dies damit erklären, dass Y v o neben unserem Auszug noch
eine zweite Quelle excerpiert hat oder, was ich für wahrscheinlicher
halte, der letztere in der britischen Sammlung in einer unvollständigen
Gestalt vorliegt.5 A comparison o f the extracts from the pontifical
registers preserved in the Britannica and in Ivo ’s work clearly points
to the same conclusion.
Ivo therefore used a canonical Collection belonging to the class o f
‘ intermediary collections’, probably written in Italy, perhaps in Rome.
The Britannica Collection gives us a fair idea o f the character o f Ivo ’s
source, since it is simply a long extract from that original, anonymous
Collection, now lost. This original Collection also contained an extract
o f Deusdedit’s, which seems to have been copied by the scribe o f the
Britannica, and it was from this portion o f their source that Ivo and his
collaborators derived the Pontiff’s profession o f faith.
Thus the alteration in the number o f councils in the Sovereign
Pontiff’s profession o f faith was probably the work o f the copyists o f
Deusdedit’s Collection. Not being endowed either with the acumen
or the accuracy o f the Cardinal, they failed to understand why the
Eighth Council, which claimed to be oecumenical and supplied a good
weapon against lay Investiture and was called ‘ oecumenical’ even by
Deusdedit in his quoted canons, did not figure among the oecumenical
councils in the Pope’s profession o f faith. Accordingly, they added it
to the list on their own account. It was not Ivo, but one o f his sources,,
now untraceable, that was responsible for the addition.
1 We note in this connection that Deusdedit himself calls the rules of the Pope’s
election and consecration, whose extracts he publishes, ‘ ordo antiquus’. Traces o f
the usage in the Liber Diurnus can be followed up only as far as Gregory’s ponti
ficate. See pp. 328, 440.
326
O E C U M E N I C I T Y OF THE E I G H T H C O U N C IL
327
THE P H O T IA N SCH ISM . II. TH E L E G E N D
328
O E C U M E N I C I T Y OF TH E E I G H T H C O U N C IL
330
C H A P T E R III
Such then is the result o f our research into the period when the Eighth
Council was given unmerited pride o f place among the oecumenical
councils in the West. At the same time we have been able to establish
— be it repeated once more— that the responsibility falls on the canonists
o f the eleventh and twelfth centuries, not on the Pontifical Chancellery.
We must now extend our inquiry further and examine the remaining
canonical Collections o f the period. What attitude to the Eighth Council
and to the Council o f Photius did their authors adopt? And did any
o f them follow the lead o f Deusdedit and Ivo o f Chartres in their
estimate o f the anti-Photian and Photian Councils? Clearly our thesis
will rest on more solid foundations, if we can throw more light on the
place this problem held in the minds o f the other canonists o f the period.
Certainly, we are venturing on a difficult and perilous undertaking..
For one thing, it is well known that many problems relative to the
evolution o f canonical legislation in the Middle Ages still await an
adequate solution and that few o f the canonical works o f that period
have yet been published. P. Fournier and his collaborator Le Bras have
drawn up a long list o f them in their excellent work on the canonical
Collections anterior to Gratian, but even their lengthy catalogue is not
exhaustive, though it may serve as a reliable basis, since it seems unlikely
that any Collection surpassing in importance the great Collections o f
that period remains to be discovered.
The canonical Collections o f the end o f the eleventh century down
to Gratian can be divided into two distinct groups: the first included
those compilations which show the influence o f the first handbooks o f
canon law revised and completed by the canonists o f the period o f
Gregory V II, namely, the author o f the Collection under 74 Titles,1
1 On this Collection, which offers nothing important on our subject, cf. P.
Fournier, ‘ Le premier manuel canonique de la Réforme Grégorienne’, in Mélanges
<TArchéologie et (ΓHistoire (Paris, 1894), vol. XIV, pp. 223, 285-90.
331
THE P H O T IA N SCH ISM . II. T H E L E G E N D
332
W ESTERN T R A D ITIO N FROM I 2 T H TO I 5 T H C E N T U R I E S
made by Cardinal Gregory between the years 1104 and 110 6 ,1 but even
in this Collection texts referring to the Photian case are few. We can
read there an extract from Nicholas5 letter123to Michael and two canons
o f the Council o f 869-70,3 but nothing on the number o f oecumenical
councils.
Nor is anything relevant to our thesis or to the number o f councils
to be found in the second recension o f ‘ Polycarpus5, included in
MS. 3882 o f the Latin MS. section o f the Paris National Library.
Much the same may be said o f some other Collections o f canon law
which borrow from ‘ Polycarpus5. The Collection in Seven Books o f
the Latin MS. 1346 o f the Vatican Library, which dates from the year
m 2 , 4 has, besides the extracts from the letter to the Emperor Michael,5
three canons o f the Eighth Council.67
The Collection in Three Books o f the beginning o f the twelfth
century quotes only canon X X I I .7 Even the Prague Collection,89o f the
middle o f the twelfth century, offers nothing o f interest here, apart from
a few quotations from letters o f Nicholas 1,9 and none o f these concerns
the Photian case, whilst the conciliar decisions did not attract the
compiler’s attention.10
The same applies to the other local canonical Collections studied by
P. Fournier-Le Bras: the Collection in Seventeen Books o f the Poitiers
and Rheims MSS., the Collection in Four Books o f the Tarragona and
the Bordeaux Collections, the Collection in Thirteen Books o f the
333
THE P H O T IA N SCHISM . II. T H E L E G E N D
334
W ESTERN T R A D IT IO N FROM I 2 T H TO 1 5 T H C E N T U R I E S
335
T H E PH Ο T I A N S C H I S M . I I. T H E L E G E N D
336
W E S T E R N T R A D I T I O N F R O M I 2 T H TO 1 5 T H C E N T U R I E S
338
W E S T E R N T R A D I T I O N F R O M I 2 T H TO 1 5 T H C E N T U R I E S
The same passages are also quoted in another Collection kept in the
same library (MS. No. 75) and also dating from the twelfth century.
Though the Liber Diurnus is not quoted, the Collection opens with
Ivo ’s prologue and gives the whole extract on Photius’ reinstatement
(fols. 8, 9 α). In the third part o f the Collection, which treats o f bishops’
rights, there is also the famous canon about the Patriarch o f Constanti
nople (fob 5 1): ‘ De honore Constantinopolitani episcopi. De synodo
Constantinopolitana: Constantinopolitanae civitatis episcopum habere
oportet primatus honorem post romanum episcopum propter quod sit
nova Rom a.’ 1
I have not yet found it possible to consult the Collection o f the
Chapter o f St Ambrose in Milan, composed after 110 0 .12
An examination o f the second group o f canonical Collections, ex
tending from the end o f the eleventh to the middle o f the twelfth
century, led to the conclusion that the compilers o f these Collections
had not discovered a single new source on the Photian case and that
their knowledge o f the case and o f the Eighth Council was derived from
the same source as the information provided by the compilers o f the
first group ; but their documentation has a wider range, since they could
draw on the Collections posterior to the reform period and chiefly on
the Collections attributed to Ivo o f Chartres. The author o f the
Caesaraugustana also makes use o f Deusdedit’s work. We have thus
been able to ascertain that the surprising ideas o f Ivo and his circle on
the Photian case, far from being the private opinions o f a single man
and his circle, so successfully survived the famous canonist that they
came to be adopted by a great number o f jurists and even, as we shall
have occasion to see later, by some historians as well.
340
W ESTERN TR A D ITIO N FROM I 2 T H TO I 5 T H C E N T U R I E S
341
THE PH O T IA N SCHISM. II. THE L E G E N D
But let us pursue our investigations and inquire how the old tradition
concerning the Photian case, a tradition which Gratian still knew and
respected, ever came to be forgotten in the West. First o f all, to remain
within the limits o f canon law, we shall confine ourselves to Gratian’s
most important commentators of the second half o f the twelfth century:
Pancapalea, Rolandus, Rufinus and Stephen o f Tournay, whose Summae
provide all canonical activity for the rest o f the Middle Ages with its
main basis and authority. As Gratian’s Decretum was destined to-
become the common starting-point, it will suffice to examine how those
canonists commented on the passages o f the Decretum that bear on our
subject-matter.
Pancapalea5s Summa reveals nothing interesting,1 and the short com
mentaries that accompany the passages o f the Decretum we are con
sidering are totally irrelevant. The same is true o f Master Rolandus5
Summa? In the introduction to his book, Stephen o f Tournay writes12
342
WESTERN TRADITION FROM I 2 T H TO 1 5 T H C E N T U R I E S
about the oecumenical councils and insists on the first four o f them, but
his comments on Gratian’s dicta that are o f interest to us have no
historical value.1 The same criticism holds for Rufinus5 Sum m a? It is
the commentaries which those jurists offer, for instance, on the Liber
Diurnus, that make it clear how hopelessly unfamiliar they were with
the original sources and how they gradually lost all insight into the
historical implications o f the documents they handled. Here is Pan-
capalea’s misinterpretation o f the Liber Diurnus : 3 4Item ex libro diurno,
prof. R . potest intelligi beati Gregorii registro.5 Stephen writes : 4 4Liber
Diurnus dicitur, qui vel una die factus est vel una die totus legi potest.5
More curious still is Rufinus5 comment:5
E x L .D ., i.e. illo historico libro, in quo de unius diei tantum gestis agitur.
U t enim ait Isidorus in libro etimilogiarum: triplex historiarum genus est,
annales, kalendaria et ephemeria. Annales, ubi agitur de rebus singulorum
annorum; kalendaria appellantur, quae in menses singulos digeruntur;
ephemeris dicitur de unius diei gestis. Hoc apud nos diarium sive diurnum
vocatur. Namque latini diurnum, graeci ephemerida dicunt.
343
THE P H O TIA N SCHISM. II. THE L E G E N D
344
W ESTERN TR AD ITIO N FROM I 2 T H TO I 5 T H C E N T U R I E S
Innocent III evidently had only the vaguest notion about the Photian
case, and his opinion on this Council was probably shared by several
o f his contemporaries.
With regard to the canonists o f the fourteenth century, it is almost
useless to look in their works for anything pertaining to our topic,
although the Western Schism let loose a flood o f polemico-juridical
writings for and against Urban; but their authors drew most o f their
arguments from recent legislation and neglected the Decretum and the
decisions o f the oecumenical councils, as these did not provide suitable
material for their controversies. The same is true o f other writings o f
the same class at that time, when we only find a few vague references
to the eight councils in Gulielmus Durandus junior,1 but nothing in
Nicholas de dém anges,2 John Carlerius de G e rso n ,3 John o f Paris,4
Marsilius o f Padua,5 Augustinus Triumphus o f Ancona,6 to mention
only such writers as one might expect to yield such information.
William o f O ckh am 7 alone has a few references, insignificant though
they be, to Gratian’s Decretum.
345
THE P H O T IA N SCHISM. II. THE L E G E N D
346
WESTERN TRADITION FROM I 2 T H TO I 5 T H C E N T U R I E S
347
THE P H O T I A N SCHISM. II. THE L E G E N D
348
WE S T E R N T R A D I T I O N FROM Ί2ΤΗ TO I 5 TH C E N T U RI E S
349
THE P H O T I A N SCHISM. II. THE L E G E N D
35°
WE S T E R N T R A D I T I O N F ROM I 2TH TO 1 5 TH C E N T U R I E S
It shows what hazy notions about the history o f Photius were current
in the West in the thirteenth century and what little importance was
attached to his person, since the Pope did not even know his name. The
Photian Legend, making Photius responsible for the Eastern schism, was
growing. However, the Pope apparently knew nothing about a second
condemnation o f Photius by Rome, or at least, says nothing about it.
351
THE P H O T I A N SCHISM. II. THE L E G E N D
352
WE S T E R N T R A D I T I O N FROM I 2TH TO 1 5 TH C E N T U RI E S
where the writer treats first o f the Council o f 869 and quotes Gratian’s
Decretum as his source. About the Photian Council he w rites:1
DPS
353 23
C HA P T E R IV
1 Mansi, vol. xxvm , document 31, cols. 268-70: ‘ Avisamenta per X X X V car
dinales, praelatos et doctores, in loco reformatorii Constantiensis.’ Cf. Finke,
Acta Concilii Constantiensis (Münster i. W. 1923), vol. II, pp. 616, 618, 621.
2 Mansi, vol. xxvn , col. 116 1 : ‘ Forma de professione Papae facienda. Quanto
Romanus Pontifex eminentiori inter mortales fungitur potestate, tanto clarioribus
ipsum decet fulciri fidei vinculis, et Sacramentorum ecclesiasticorum observandis
ritibus illigari: Eapropter, ut in futurum Romanis Pontificibus in suae creationis
primordiis et singulari splendore luceat plena fides, statuimus et ordinamus, quod
deinceps quilibet in Romanum Pontificem eligendus, antequam sua electio publi
cetur, coram suis electoribus publice confessionem et professionem faciat infra-
scriptam: In nomine sanctae et individuae Trinitatis, Patris et Filii et Spiritus
Sancti, Amen. Anno a nativitate Domini millesimo etc. ego N. electus in Papam,
omnipotenti Deo, cuius Ecclesiam suo praesidio regendam suscipio, et beato Petro
Apostolorum Principi corde et ore profiteor, quamdiu in hac fragili vita constitutus
fuero, me firmiter credere, et tenere sanctam fidem catholicam, secundum tradi
tionem Apostolorum, generalium Conciliorum et aliorum sanctorum patrum,
maxime autem sanctorum octo Conciliorum universalium, videlicet primi Nicaeae,
secundi Constantinopolitani, tertii Ephesini, quarti Chalcedonensis, quinti et sexti
Constantinopolitanorum, septimi item Nicaeni, octavi quoque Constantinopolitani,
nec non Lateranensis, Lugdunensis et Viennensis generalium etiam Conciliorum.
Et illam fidem usque ad unum apicem immutilatam servare et usque ad animam
3Î4
F I F T E E N T H C E N T U R Y T I L L THE MO D E R N P E RI OD
355 23-2
THE P H O T I A N SCHISM. II. THE L E G E N D
spelt for his idea o f the plenitude o f papal power and it was he who, as
mentioned before, very probably suppressed this venerable custom.1
The Aureum Speculum Papae 2 also quotes the famous saying o f
St Gregory on the first councils, 'which must be as highly esteemed as
the four Gospels’, to prove that the Pope’s power is limited by the
councils. Nicolaus Siculus Panormitanus3 (d. 1453) was still more
explicit in the long speech he addressed to the Fathers4 and inferred
from the Pope’s profession which mentions the eight councils 'quod
papa non possit de aliquo mutilare, violare, seu mutare statuta uni
versalium conciliorum’ . Jacobatius, Cardinal o f the titular church o f
St Clement 5 (d. 1527), and chiefly John de Torquemada6 (d. 1468),
outstanding champion o f the Pope’s supreme power and o f the opinions
o f the Roman Curia, show us how the followers o f the conciliar school
made capital o f the Acts o f the Eighth Council to strengthen their
view s; and as we know from their writings, from the fact that Photius
had been condemned by the Eighth Council they inferred that the
council was above the Pope.7 In their view, the speech o f the Metro
politan o f Tyre, Thomas (actio I), was evidence that a council could be
summoned by the Emperor without pontifical intervention.8
Canon X X I is appealed to as proof that a council has the right to
pass sentence even on the Popes ,9 and the case o f Photius is made to
prove that a Pope’s judgement is subject to revision by a council, which
shall decide in the last instance.10 Sayings by Zachary, Photius’ cham
pion, at the sixth session are also quoted in support o f the conciliar
view .11
A ll these objections are met by Cardinal John de Torquemada, who
counters them by quoting other extracts from the Acts o f the same
356
F I F T E E N T H C E N T U R Y T I L L THE MO D E R N P E RI O D
1 Loc. cit. 1. in, c. 31, pp. 309 seq.; c. 36, pp. 316 seq.
2 Loc. cit. 1. π, c. n o , p. 255 ; 1. in, c. 9, p. 284; c. 22, p. 298 a; c. 25, pp. 3000:,
3 0 1; c. 32, pp. 310a, 3 1 1 ; c. 33, pp. 3 11a , 3 12 ; c. 34, pp. 3 12a seq. (note that
Turrecremata, in adducing arguments to prove that all councils need confirmation
by the Pope, knows nothing of the confirmation of the Eighth Council); c. 37,
pp. 318 seq.; c. 38, pp. 319 seq.; c. 44, pp. 324 seq.; c. 45, pp. 325 seq.; c. 62,
pp. 349 -51; c. 63, pp. 351 seq.
3 Commentaria. . .in Decretum (ed. de Bohier; Lugduni, 1519).
4 De Potestate Papae et Concilio Generali Tractatus Notabilis (ed. J. Friedrich;
Oeniponti, 1871).
5 There is also a reference to the Eighth Council in his ‘ Responsio in blas
phemantem et sacrilegam invectivam congreg. Basileensium’ (Mansi, vol. x x x i,
coi. 95). About Turrecremata, see Schulte, loc. cit. vol. ιι,ρρ. 322 seq. and S. Lederer,
Der Spanische Kardinal Johann von Torquemada (Freiburg i. B. 1879).
6 De Concordantia Catholica, libri III, S. Schardius, Syntagma Tractatuum de
Imp. Iuris diet., auct. et praeeminentia ac potest. Cath. (Argentorati, 1609), pp. 306,
3 0 , 322, 325, 329-31, 333, 343, 377, 378.
3Ï 7
THE P H OT IA N SCH ISM . II. TH E L E G E N D
358
FIFTEEN TH C EN T U R Y T IL L THE M O DERN P ER IO D
This is some explanation; but Jacobatius proceeds: ‘ And some say that
at this Council o f John Photius was reinstated and that therefore it is
recorded that whatever had been written or said against the saintly
Patriarchs Ignatius and Photius be anathema.5
This is a curious afterthought on the Photian affair and, unfortunately,
the only one, at least in canonical literature, though I should draw
attention to the Latin MS. no. 12264 ° f the Paris National Library,
which has a long study on the councils. It was copied at the request o f
Thomas Basin, bishop of Lisieux, later archbishop o f Caesarea in Pales
tine, in 1459, as suggested by a remark on the last page o f the volume.
The MS. is on parchment, in a neat handwriting, and it contains a
‘ Liber Sententiarum Beati Gregorii, auctore Taione, Leonis Aretini
Liber de Sapientia5 (fol. 129α), ‘ Liber de Sectis Hereticorum5 (fol. 158)
and a study ‘ de X X II Conciliis cum suis Expositionibus5 (fols. 17 2 a -
219).
After a list o f the twenty-two synods mentioned by the Greek
canonical books (fob 172<2), we read: ‘ Hue usque Graecorum concilia.
Constantinopolitanum tercium et Nicaenum secundum hic non ponitur.
Quidam putant quartum fuisse Constantinopolitanum concilium .5 And this
is all the treatise has to say about the Eighth Council, after which it
deals with the local synods o f Africa, Gaul and Spain. On fol. 174 a the
writer returns to the first seven councils and the chief local synods,
insists, after the Historia Tripartita, on the authority o f the first
359
THE P H O T IA N SCHISM. II. TH E L E G E N D
360
FIFTEEN TH C EN T U R Y T IL L THE M O DERN PER IO D
361
THE P H O T IA N SCHISM . II. THE L E G E N D
This version of the Photian Council suggests that the writer had some
vague knowledge o f a reconciliation between the Pope and the Greeks
for no other purpose than a combined struggle against the Saracens.
The truth, however, is that John V III was apprehensive about the Arab
menace and that there was at the back o f his kindly treatment o f Photius
a desire to secure Basil’s naval assistance in protecting southern and
central Italy against the raids o f the Arab pirates.
Whilst all these fifteenth-century documents belong to a purely Latin
environment, in which a faint influence o f Greek tradition is scarcely
discernible, there occurred at this time an event which forced Greek
and Latin traditions to come to grips on the very point we are dealing
with: that was the Council o f Florence.
A t its fifth session, use was made o f the Acts o f the first councils12
to elucidate the true doctrine o f the Filioque, and at the opening o f the
sixth session, Cardinal Julian Cesarini again begged the Greeks to
lend him the book containing the Acts o f the Eighth Council. T o this
the metropolitan o f Ephesus replied :
1 Ibid. fol. clxxi. On H. Schedel see R. Stauber and O. Hartig, ‘ Die Schedelsche
BibliothekJ (Studien u. Darstellungen aus dem Gebiete der Geschichte, Bd vi, H. 2, 3;
Freiburg i. B. 1908).
2 Mansi, vok xxxi, cols. 528-51.
362
FIFTEEN TH C EN T U R Y T IL L THE M O DERN P E R IO D
This Council, also called the Eighth, met under Pope John and we even
possess letters addressed b y the same Pope Joh n to Photius. It also dealt
with the question o f additions [additamentum] to the Sym bol, deciding that
nothing should be added. W e are convinced that you are not ignorant either
o f this Council or o f Pope Jo h n ’s letters. Since then the A cts o f that Council
were annulled, it is not these, but rather the Acts o f the subsequent Council,
that should be looked for. Since that time to this day the great Church o f
Constantinople has held that whatever was said and written against the
saintly Patriarchs Photius and Ignatius be anathema.
The poor Cardinal must have been staggered by this Greek impromptu,
which suddenly raised a new difficulty that might wreck all the efforts
made towards an understanding with the Greeks; but he quickly rallied,
made up his mind and, beating a hasty retreat, said: ‘ I will relieve your
anxiety. Never fear; nothing will be read from the Eighth Council.. . . 51
But this did not close the incident. Five days later (25 October), in
the course o f the seventh session, the archbishop o f Rhodes, spokesman
for the Latins, returned to the attack. He too had obviously been shocked
by what the Greek had said, for though he rose to speak immediately
after the Cardinal at the sixth session, he said nothing at that moment
about the objection so forcibly presented by the Metropolitan o f
Ephesus. But he must have made some researches in the meanwhile
with the following result:2
A s at the last session you mentioned the Eighth Council, we shall say a
few words about the objections you made on that subject. A s to the first
point, we maintain that Photius, who was an enemy o f the Roman Church
and wrote many unfriendly things about Nicholas and Hadrian, yet never
accused them o f having made additions to the Sym bol, though it was the
very thing he should have don e.. . . Also, in the course o f the Eighth Council,
they passed sentence on Photius and in favour o f Ignatius.. . . A s to what you
recently affirmed, namely, that a synod was summoned later and condemned
the Eighth Council, I say that this seems ve ry unlikely. It will not do to
come forward with any doubtful argument to prove the contrary, [i.e.J that
the synod did pass such a condemnation, for neither the Pope nor his repre
sentative were present. I f things happened as you say, some remembrance
o f it would have survived among the Latins ; for it would be surprising that
the Roman Church, which in other matters displays such accuracy and care
in the recording o f past events, should have overlooked an occurrence o f
such gravity and im portance. . . therefore, the council you mentioned never
took place; and if it did take place, it never mentioned it [the Filioque] .. . .
363
THE P H O T IA N SCH ISM . II. TH E L E G E N D
But in this preface the Greek calls the Council o f Florence the Eighth
Oecumenical Council, incidentally showing that the Greek Uniates
continued, as before, to number only seven councils. The confusion
which this categorical attitude created among the Latins is apparent
from the fact that when Abraham o f Crete asked Pope Clement V II
(1523-34 ) for permission to proceed with the publication o f his work,
the Papal Chancellery approved also the designation1 o f Eighth Oecu
menical Council conferred by the translator on the Council o f Florence.
When in 1567 Laurence Surius published in Cologne his edition in
four volumes o f the Councils (Concilia Omnia tam Generalia quam
Particularia), he left the designation o f Eighth Council given to the
Florentine Synod and contented himself with the brief remark:
Learned men are puzzled b y what possessed the Greeks [quid Graecis in
mentem venerit] to call this Florentine synod the Eighth Council. W e could
have suppressed the figure, but to avoid a charge o f rashness [ne id temeritati
tribueretur] we have preferred to leave it and considered it enough to warn
the reader that this synod is not rightly called the eighth, as some important
General Councils followed the second o f Nicaea, which is called the seventh.12
Though Laurentius Surius refused, for fear o f I do not know what rashness,
to suppress and discard in his short preface addressed to the reader, as quoted
below, the spurious title o f Eighth Council which Bartholom ew Abraham
o f Crete prefaces to the Acts o f the Council, I, urged b y the encouragement
o f some men whom I quoted previously in m y notes o f the Eighth Council,
have come to the conclusion that the designation ‘ Sixteenth’ [Council]
should be substituted for ‘ E igh th ’, not only in the title but in the Acts o f the
Council themselves.3
Naturally, Bini’s correction became law for all editors o f the Acts
and when I. Simond published his edition o f the Conciliar Acts (Con
cilia Generalia, 4 vols., Rome, 1608—12), called Collectio Romana and
published by order o f Pope Paul V, the 'erro r’ committed by the
365
THE P H O T IA N SCH ISM . II. THE L E G E N D
translator and first editor o f the Florentine Conciliar Acts was duly
corrected and the designation o f Eighth Council given to the Ignatian
Council o f 869-70. This closed the incident and the other editors of the
Conciliar Acts— Ph. Labbe and G. Cossart (Paris, 16 7 1-2 ), I. Hardouin
(Paris, 17 15 ), Coletti (Venice, 1728-33), D. Mansi (Florence, Venice,
1759-98)— had but to follow in the wake o f the Western tradition set
once for all by the canonists o f the eleventh and twelfth centuries and
by the Council o f Constance.
An interesting echo o f the incident is found in Alexandre Noël’s
(Alexander Natalis) Historia Ecclesiastica Veteris et N ovi Testamenti,
published for the first time in Paris, 1660. This learned historian con
sidered it necessary to devote a special paragraph to the problem o f the
Ignatian Council’s oecumenicity. The erudite Dominican was well
acquainted with all the documents related to the problem and accessible
in his days, but he was very hard on Bartholomew Abraham o f Crete.
The passage is worth reproducing as it stands:1
Abraham o f Crete, interpreter and first editor o f the Florentine Council,
gave it the title o f Eighth Council, the same being accorded to it in the
Privilegium Editionis or permission to publish, which Clement V II Medici
granted, as John Launoi states in the 8th Part o f his Letters, i.e. in the letter
addressed to Claudius Amelius. But the Cretans were always liars: nor is
Abraham truthful in this or commendable, since neither the Acts and Decrees
o f the Florentine Synod nor the Diplomata o f Pope Eugene IV ever gave it
the name o f Eighth Council, The permission to publish granted b y the Pontiff,
whose name is given, was non-committal, the title as supplied b y the editor
being sim ply copied b y the person who granted permission to publish.
Furthermore, that in this matter the Sovereign Pontiff was taken o ff his guard
m ay be inferred not only from the old profession o f faith which recently
elected Pontiffs used to make in the ninth century, but also from the profession
o f faith which the General Council o f Constance in its 39 th session laid dow n
for Pontiffs to be elected in the futu re.. . . Clement V II would certainly have
observed this tradition, if he had seriously considered the privilege he gave
to the edition o f the Florentine Council published b y Abraham o f Crete.
But it was obtained b y surprise, and in the Roman edition o f the Council
published under Paul V the designation was withdrawn.
1 Vol. vi, Saeculum ix—x, pars 11, Dissertatio 11, par. 24 (ed. of 1660), p. 267.
The tradition started by Abraham of Crete was followed by Cardinal Pole in his
Reformatio Angliae , where the Council of Florence is put down as the eighth
oecumenical (ed. Rome, 1562, fol. 184) and by Cardinal Contarini in his treatise
on the most celebrated councils, which he dedicated to Paul III in 1553 (published
in 1562, Opera Omnia (Paris, 1571), p. 563). Cf. A. H. Rees, The Catholic Church
and Corporate Union (London, 1940), p. 19.
366
FIFTEEN TH C EN T U R Y T IL L THE M O D ERN PE R IO D
367
T H E P El O T I A N S C H I S M . II. THE L E G E N D
In a Greek book that once was brought to me from Italy I find many things
that the Rom an Pontiffs did against Photius after these two Eighth Councils,
and they easily convince me that John did not approve the synod held in
Constantinople b y his legates. B : But John states that the first synod was
not approved b y Hadrian. A : And what if this is untrue and was invented
b y Photius, who was convicted b y the synod o f forging signatures and reports
on the Patriarchs? A dd to this that if we repudiate the whole synod o f
Hadrian, we shall seem to approve whatever Photius did against Pope
Nicholas and the Patriarch Ignatius. There is more consistency and likelihood
in what previous Popes such as Nicholas and Hadrian, Leo IV and Benedict III
did and wrote against Photius and G regory o f Syracuse, the bishop who
consecrated Photius; and the acts and writings were approved b y Joh n V III,
Marinus, Hadrian III and Stephen V I, as I found recorded in Greek in the
very words used b y those Pontiffs. T o this, add again the letters o f John I X
to Stylianos o f Neocaesarea, who wrote many things against Photius to Pope
Stephen V I, though afterwards he apparently changed his mind in other
letters addressed to the same John. In the letters he wrote to Stephen he
stated that bishops Paul and Eugene, who were sent b y Joh n to Ignatius,
had been deceived.. . .
The above passage amply demonstrates that the great canonist had
found in the Vatican Library the anti-Photian Collection, which con
vinced him that the Ignatian Council was ‘ the genuine Eighth Council’,12
that the Photian Council had not been confirmed by John V III and that
all the excommunications o f Photius attributed by the writer o f the
Collection to the various Popes were genuine and authentic.
Agustin often quotes the Acts o f the Photian Council, a copy o f
which, he states somewhere,1 was found in the Vatican Library. In
other writings o f his, particularly in his book on ancient pontifical law,12
he frequently designates the Photian Council as ‘ synodus nona’,3 though
he points out in one place that ‘ this synod was condemned by the
Roman P o n tiff’ ; and lastly, he mentions in his excellent handbook
on the synods the Eighth Council as well as other councils held in
connection with the Ignatian and Photian case.4*
It is only fair to state that the famous canonist never gives his opinion
on Photius in very categorical terms and it is hard to resist the impression
o f considerable hesitation on his part in passing an adverse judgement
on the Photian Council; but in the end he did give an unfavourable
verdict, completely misled as he was by the anti-Photianist Collection.
It is interesting to note that whenever a Western scholar came upon this
document, he went through the same process.
The Lateran Council (1514 ), although its Acts refer to older councils
more frequently than did the Acts o f councils immediately preceding,
provides nothing new about the Eighth Council.3 But in the Acts o f
the Council o f Trent we find a well-known retrospective survey o f
our subject in the speech o f Paul Quidellus,6 though he does not seem
to be very familiar with the history o f that period. Another disappoint
ment comes from the Bull o f Pius IV ‘ super forma juramenti professionis
fid e i ’,7 which gives no definite decision about the number o f councils.
However, everything is changed when we turn to ecclesiastical
history. This period must, o f course, be regarded as the starting-point
370
FIFTEEN TH C E N T U R Y T IL L THE M O D ER N P E R IO D
They then mention the two synods o f Photius o f 859 and 861, and
the Roman synod o f Nicholas I which condemned Zachary, Radoald
and Photius. Photius, it is stated, then wrote a book against the Pope’s
tyranny and had it signed by a number o f bishops as though it were a
conciliar decree; a synod o f Constantinople, summoned by Basil,
deposed Photius, when the Roman synod o f Hadrian II decided to
summon a new council. There follows a description o f the Eighth
Oecumenical Council with an analysis o f its various sessions.
The Centuriae writers evidently lacked accurate information on the
Photian Council, whose Acts they naturally did not know, and they
had at their disposal only those sources which were derogatory to
Photius; yet, in spite o f this handicap, the history o f Photius began to
improve in clarity and order under their treatment, and had they but
known the Acts o f the Photian synod, might have carried conviction.
The Annals o f Cardinal Baronius (158 8 -16 0 1), which were meant to
provide the Catholic answer to the Centuriae, are no doubt a remarkable
work, superior in many respects to that o f Flacius and his associates.
As Baronius’ sources were far more numerous and the Cardinal made
the best o f the treasures o f the Vatican Library, his documentation on
the Photian incident and the Eighth Council is strikingly rich— a deci ded
advance on the Centuriae. Over and above the sources at the disp osai
o f the Magdeburg writers, Baronius consulted the history o f J ohn
Curopalates, Cedrenus,and Glycas and had access not only to the letters
o f Nicholas, the Liber Pontificalis and the Acts o f the Eighth Council,
but also to Photius’ letters; he even discovered the ‘ Greek equivalent’
o f these sources, the anti-Photian Collection, with its biography o f
Ignatius by Nicetas, the Greek summary o f the Acts and the appended
documents; he also found the Greek Acts o f the Photian Council, which
371 24-2
THE P H O T IA N SCHISM. II. TH E L E G E N D
for the first time since the eleventh century were turned to profit by
a Western writer.
O f these sources, the most important find was o f course the anti-
Photianist Collection, in which, without a suspicion o f its true character,
Baronius and his followers saw a number o f valuable and independent
sources, chiefly the so-called biography o f St Ignatius, considered to
be o f special value, since it confirmed and even went beyond anything
the Eighth Council had said against Photius. Till then, Hugh Etherianus,
Leo Tuscus and Antonio Agustin had been the only Western writers to
know o f the existence o f this notorious Collection and we know what
an impression it made on them : but it staggered Baronius.
In his account o f Photius, Baronius exclusively follows Nicetas and
the data o f the Collection as completed by Anastasius’ story, long
extracts from Nicetas’ pamphlet adorning the narrative and giving it a
picturesque touch. Here are some o f Baronius’ reflections on Photius’
misdeeds: after telling the story, according to Nicetas, o f Photius’
accession to the throne and o f his persecution o f Ignatius, the good
Cardinal exclaim s:1
Y o u have heard what butchery this eunuch was preparing for the de
struction o f the Church, making his persecution stand comparison with any
o f those that schismatics, heretics, or even pagans ever raised against the
C hu rch.. . . In m y opinion, no persecutor worse than Photius so effectively
struck down the Eastern Church, since besides those cruelties he moved
heaven and earth to tear her away from communion with the Church o f
Rom e, with disastrous results that have afflicted the unhappy Orientals with
ever-increasing gravity to this day.
He also follows Nicetas in describing the Photian synod and the legates’
despatch to Rome, quotes Photius’ letter to Nicholas and the Pope’s
letter to Michael III, then lets Nicetas tell the events o f 861 in Con
stantinople. Theognostos’ letter is also exhibited for the first time and
Nicholas’ letters, long extracts from which are cited to illustrate the
events o f the year 863, announce the final and harsh verdict against the
legates and Photius. Even Photius’ letters to Bardas are published and
the responsibility for the offensive letter o f Michael (ad ann. 865) is
naturally put on Photius. There follows, also for the first time, a detailed
account o f the Bulgarian issue based on original sources and o f the
sensation created in the West by the Photian affair and Nicholas’
1 Annales Ecclesiastici, auctore Caesare Baronio Sorano . . . una cum critica historico-
chronologica P . Antonii P agii (Lucae, 1743), vol. x iv, ad ann. 858, capp. 49-54,
pp. 492-6.
372
FIFTEEN TH CENTURY TILL THE M O DERN PER IO D
373
THE P H O T IA N SCHISM. II. TH E L E G E N D
A ll that followed the Council o f 870 is told in the light o f the docu
ments o f the anti-Photian Collection, so that Baronius was the first to
introduce into history the garbling by Photius1 o f the Acts o f the
Council o f 879-80, Marinus’ second legation, and the second excom
munication o f Photius by John V III.12 Marinus was elected Pope,
Baronius alleges, because he was Photius’ bitter enem y;3 all the con
demnations o f Photius catalogued by the Breviarium are maintained
and the story of Stylianos is told in the version best known.4
At last we have now discovered, after long search, who was responsible
for the final shaping o f the Photian Legend: no other than Baronius.
And yet, we need not be too hard on the Cardinal, for it will be remem
bered that he had some forerunners. Since the Eighth Council had
been, thanks mainly to the canonists o f the eleventh and twelfth cen
turies, replaced in the West among the oecumenical councils and gained
popularity, the ground was ready for the Photian Legend to arise at
any time, and as the medieval climate favoured this kind o f growth, it
gradually began to take root and to break to the surface. A t a time
when the power and weight o f the Papacy were steadily rising, a man
known to have once withstood the Pope could expect little sympathy;;
for the Council by which his condemnation had been made absolute
was regarded as oecumenical and its canons had rendered signal service
to the Western Church. Moreover, Baronius must have felt more
strongly about it than his forerunners, since it was his duty to defend
the authority o f the Sovereign Pontiff against the scornful attacks o f
the Protestants. His critical sense was crushed under the avalanche o f
hitherto unknown documents, the bulk o f which seemed to authenticate
the severe condemnations o f the Eighth Council. Only the Acts o f the
Photian Council had a good word to say for Photius, but these were
discredited by the discrepant version o f the pontifical letters which they
reproduced.
Thus the seed sown by the eleventh century in the fertile soil steadily
irrigated by the canonists flourished only too well: after five centuries
the plant reached maturity and bore fruit under Baronius.
374
FIFTEEN TH C EN T U R Y T IL L THE M O DERN P ER IO D
1 For instance, he adds (loc. cit. ann. 857, vol. xiv, p. 473) that Photius had
taught the doctrine of the two souls, completes the account of Ignatius’ deposition
(ibid. ann. 859, p. 491), the Cardinal’s attack on Zonaras (ibid. ann. 868, vol. xv,
p. 1 16) and his criticism of Mark of Ephesus (ibid. ann. 869, p. 180).
2 Historia Conciliorum Generalium (Coloniae, 1683), ch. xii, pp. 666—752,
‘ History of the Eighth Council’.
3 Dominicus a Ssa Trinitate, De Summo Pontifice, de Sacris Conciliis, in Bibliotheca,
vol. X, pp. 364-77, 512-34, 575.
4 Eugenius Lombardus, Regale Sacerdotium , Bibliotheca, vol. xi, pp. 409—13,
420, 457, 481.
375
THE PH O TIA N SCHISM. II. THE L E G E N D
376
FIFTEEN TH C E N T U R Y T I L L THE M O D ERN P E R IO D
after Ignatius’ death, Photius was reinstated and, if the statement o f the Greeks
at the 6th session o f the Council o f Florence and the record o f Francis
Turrianus in his book on Acts 6, 7 and 8 o f that Synod are true, all the Acts
o f the preceding Council under Hadrian were rescinded and it was even
decreed that that w ord \Filioque\ was to be taken out o f the Sym bol, which
is altogether unlikely.
Hence I am very much inclined to think either that whatever is said about
John V III is pure fabrication, as St Antoninus teaches in his historical Summa,
p. 3, title 22, ch. 13 , para. 10 ; or that it is certain that Photius was reinstated
on the throne o f Constantinople after Ignatius’ death b y John V III through
his legates; or that the whole story is uncertain, untrue, fictitious and was
invented b y the Greeks, as Turrianus shows on the authority o f Manuel
Callecas in the book quoted above. W hat confirms me in m y opinion is that
Zonaras did record Photius’ reinstatement, but had not a word to say about
the abrogation o f the Eighth Council and the removal o f the word [Eilioque]
from the Sym bol; and also, that at the 6th session o f the Florentine Council
the Greeks did not regard the Council held under John V III as an Oecu
menical Synod, though it would have greatly helped them, had that Council
been legitimate and genuine.
Some Catholic historians went even further than the Cardinal, for
instance, the celebrated Greek Leo Allacci, whose life and work would
claim a special study. He certainly deserved credit for his encourage
ment o f Greek studies in the Western Church, but his keen desire to
see the Greek Church reunited with the Latin Church led him astray
in the study o f the Photian case. Through Baronius’ eyes, he naturally
saw in Photius the principal mischief-maker in the schism and con
sidered it his duty to expose the guilt o f the prominent culprit whose
villainy did so much harm to the whole o f Christendom in general, and
to Greece in particular. That is how he speaks o f him in his scholarly
work on the union between the two Churches in matters dogmatic,1
but he goes much further in his work on the Photian Council, where
he tries to prove that the Acts o f this council were forged from begin
ning to end by Photius and that this council never took place.2 The
book on the schism written by L. Maimbourg 3 is less scholarly, but in
some places more violent than anything ever written on this subject
in the West.
1 Leo Allatius, De Ecclesiae Occidentalis atque Orientalis Perpetua Consensione
(Coloniae Agrippinae, 1648), lib. 11, chs. iv, v, vi, vu, pp. 544, 552 seq., 566 seq.,
577? 587 seq., 591 seq., 600 seq. Cf. also idem, De Libris et Rebus Eccl. Graecorum
(Parisiis, 1646), pp. 147 seq.
2 De Octava Synodo Photiana (Rome, 1662).
3 Histoire du Schisme des Grecs (Paris, 1680).
377
THE P H O T IA N SCHISM . II. TH E L E G E N D
378
FIFTEEN TH C EN T U R Y T IL L THE M O DERN P ER IO D
379
THE P H O T IA N SCH ISM . II. THE L E G E N D
381
THE P H O TIA N SCHISM. II. TH E L E G E N D
382
CHAPTER V
P H O T I U S A N D T H E E I G H T H C O U N C I L IN T H E
EA STERN T R A D IT IO N TILL THE
TWELFTH CENTURY
1 του της μακαρίας λήξεως Ευθυμίου του αγιωτάτου πατριάρχου άτινα εγράφησε
εν τω ττατριαρχείω τής αγίας Σοφίας.
383
THE P H O T I A N SCHISM. II. THE L E G E N D
DPS 385 25
THE P H O T IA N SCHISM. II. T HE L E G E N D
386
EASTERN TRADITION TILL THE TWELFTH CENTURY
sion, Arethas replies in unrestrained terms to the Arm enians:1 'Am ong
them there was recently found one holy by his family ties and holier
still for his wisdom, both human and divine. Who is he? Photius, the
one raised to-day to the highest in heaven.’ This is frank canonization,
and another disciple o f the Patriarch, Nicholas Mysticos, goes still
further in his letter to the Emir o f Crete: 'T h e most eminent o f G od’s
high priests and the most famous, Photius, m y father in the Holy
Ghost, has likewise written to Your Excellency’s f a t h e r . . . . ’ 2 In
another letter, this time addressed to a Christian king, the ruler of
Armenia, Nicholas calls Photius 'the very saintly patriarch ’.3
To these attestations should be added a saying by the biographer o f
St Euthymios, Basil, archbishop o f Thessalonica, whom I have quoted
elsewhere.4 The leading passage is worth quoting:
It was the blessed Photius who, as his name suggests, enlightened the
whole world with the fulness of his wisdom; who from his infancy had been
devoted to Christ, suffered confiscation and exile for venerating His image
and was from the outset associated with his father in struggles for the faith.
Hence his life was wonderful and his death agreeable to God and sealed by
miracles.
This at any rate is how I render the passage; but even if the last words
refer not to Photius but to his father St Sergius, the main idea o f the
sentence would stand, since Photius is here 'associated’ with a saint
whose holiness was sealed by his miracles, and therefore is likewise
looked upon as a saint. Besides, as Photius is the subject o f the sentence
and his father is mentioned only casually in a subordinate clause, it
would only be logical to apply the concluding words to Photius.
38 7 25-2
THE P H O T IA N SCHISM. II. THE L E G E N D
1 Cf. what I said about the Russian danger in my book, Les Légendes de
Constantin et de Méthode, pp. 176 seq.
2 (Bonn), p. 196. 3 Loc. cit. p. 674.
4 See p. 272 on what Nicetas the Paphlagonian says about the cultus of Photius
after his death.
3 Papadopoulos-Kerameus, loc. cit. p. 664. 6 Idem, loc. cit. p. 662.
7 Cod. 219 o f the Berlin Royal Library (i2th -i3th c.); Cod. Paris. Gr. 1594
(12th c.); Cod. Ambrosianus C. 101 (12th c.); Cod. 227 of the Petrograd Imperial
Libr. (12th c.); Cod. 354 of the Syn. Libr. of Moscow (13th c.); Cod. 163 of the
Messina Univ. (12th c.); Cod. 239 of the Imp. Libr. of Moscow (14th c.); Cod.
A. in, 16 of the Basle Libr. (15th c.). Papadopoulos-Kerameus (By^. Zeitschr.
pp. 668 seq.) adds two more MS. of eleventh- and twelfth-century pericopes con
taining readings for the feast o f Photius. Cod. 266 of the monastic library of St John
the Evangelist of Patmos (ioth c.); Vatican Menologion Gr. 1613 ( n t h c .) ; Cod.
Mediceo-Laurent. San Marco 787 (n th c.); Cod. Paris. Gr. 1590 ( n t h c .) ; Cod.
Paris. Gr. 1589 (12th c.).
388
EASTERN TRADITION TILL THE TWELFTH CENTURY
We may then conclude that Photius5 name was held in great esteem by
most Byzantines in the tenth century, and o f this indirect signs can be
found in some historical works. About the middle o f the tenth century
a certain number o f historical writings, inspired by Constantine Por-
phyrogennetos, were published in Byzantium and we know the main
purpose that prompted all this literary output within the learned
Emperor’s circle:3 it was necessary, for the glorification o f Basil I,
founder o f the new dynasty, to disparage his predecessor Michael III
1 ‘ Le Culte de Photius dans l’Église Byzantine’, in R ev u e d e V O rient C hrétien
(1922-3), 3rd ser., tom. h i , pp. 109 seq. Note that this study, though out of date,
has not lost its value.
2 Cf. also A. Michel, H u m bert u n d K eru lla rio s (Paderborn, 1930), vol. II, pp. 13 -18 .
3 Cf. Rambaud, L ?E m pire G rec du Xe s iè cle (Paris), pp. 51 seq., 137 seq.;
Krumbacher, loc. cit. pp. 252 seq.
389
THE P H O T IA N SCHISM. II. THE L E G E N D
390
EASTERN TRADITION TILL THE TWELFTH CENTURY
391
THE PH O T IA N SCHISM. II. THE L E G E N D
1 Ed. Pavlov, Προς ‘Ρωμαίους ήτοι προς Λατίνους περί των άζυμων, K ritich esk ie
O puitui ρ ο I st. d rev. G rek o-R ussk oi P olem ik i (St Petersburg, 1878), pp. 115 -3 2 .
2 Epistola de Azymis et Sabbatis, P .G . vol. 120, cols. 836-44.
3 Contra Nicetam, P .G . vol. 120, cols. 10 11- 2 1, 1021-38. Cf. A. Michel,
H u m b ert u n d K eru lla rio s, vol. il, pp. 371 seq. Cf. K. Schweinburg, ‘ Die Text
geschichte des Gespräches mit den Franken von Nicetas Stethatos’, in B y {. Z eitsch r.
(1934), vol. x x x iv , pp. 313 seq.
4 Homilia in festo Restitutionis Imaginum, P .G . vol. 120, cols. 729, 732.
392
EASTERN TRADITION TILL THE TWELFTH CENTURY
In the Acts of the holy and oecumenical synod, presided over by Photius,
the very saintly Patriarch of Constantinople, the following was written : ‘ If
any one should, as stated before, venture so far in his madness as to propose
another symbol and call it a definition, or dare to make additions to, or
omissions from, the symbol as handed down to us, let him be anathema.’
Nor does the writer here call the council ‘ Eighth Oecumenical5: it
is ‘ the Council o f Photius5, the designation o f ‘ Union Council5 being
reserved to the synod o f 995-6.3
Theophylactus, archbishop o f Bulgaria, does not mention Photius,4
but in the Life o f St Clement attributed to him he makes St Methodius
a keen opponent o f the Filio que.
Much to the point also is the study on the Greek schism attributed
to Nicetas, chartophylax o f Nicaea, whose pamphlet has this reference
to the Photian schism:
393
T H E P H ΟΤΙ A N S C H I S M . II. THE L E G E N D
reunited with the Romans without the slightest difficulty, peace reigned
undisturbed between the Churches.
But under Sergius, who ruled at the time of the Bulgaroctonos, we are told
that there arose a schism— for what reason I do not know, but the quarrel
was apparently over some sees. Well, if the Romans’ errors had so far remained
unknown, nobody could put the blame on that communion this time; but
since they were known at the Sixth Council, and better still under Photius,
the responsibility should lie with the union, as it was then that what was
considered to be amiss should have been discarded and corrected— at least in
words, if the evil was beyond human strength. If the complaints were really
serious— which seems incredible, as we are driven to infer from the fact that
the bishops left them so long unheeded— then what did the Greeks blame the
Romans for? Hence you see that the schisms mentioned were brought
about by our own people. Photius, who had fallen out with Nicholas.. . . 1
This extract shows first o f all that in the eleventh century part o f
the clergy were not in favour o f the new rupture between Rome and
Byzantium provoked by Michael Cerularius, Photius5complaints against
the Latins, repeated by Michael, being considered insufficient ground
for a schism. The Emperor’s policy, which favoured an entente with
Rome, could therefore depend on support in the ranks o f the clergy.
Furthermore, the writer o f this study considered the rupture between
Photius and Rome to be a purely personal matter, and therefore,
although not particularly friendly, did not look upon Photius as the
symbol o f anti-Roman tendencies.
We may also indirectly conclude from the text that the writer did
not rank the Photian Council among the first oecumenical councils,
for it is because he marks the different periods by their councils that he
happens to mention the sixth and the seventh; but when he reaches the
period o f Photius, he merely mentions the Patriarch’s name. The text
also warns us not to make too much o f the misunderstanding that arose
between Rome and Byzantium under the Patriarch Sergius, since the
author, who wrote some ten years after the event, reports it from hearsay
and confesses ignorance o f its motives; a rather surprising admission.2
1 κατά πόσον καιρόν και ποια αιτιάματα εσχίσθη άφ’ ημών ή 'Ρωμαϊκή Εκκλησία.
P .G . vol. 120, cols. 717 seq.
2 Pavlov, Kriticheskie Opuitui (St Petersburg, 1878), pp. 132—7, has published
a treatise almost identical, taken from a manuscript of the Synodal Library (no. 368,
fols. 248 seq., no. 207, fols. 314 seq.), attributed to the Patriarch Photius. It omits
the schism of Cerularius. The treatise attributed to Nicetas of Nicaea is apparently
of older date. Writings of this class have so often been recopied and recast that they
deserve little confidence. Cf. Grumel, Regestes, vol. Il, pp. 241 seq., Échos d ’
Orient (1935), pp. 129-38, and Hergenröther, Photius, vol. in, pp. 843 seq.
394
EASTERN TRADITION TILL THE T W E L F T H CENTURY
All profess that there are seven holy and oecumenical Councils, and these
are the seven pillars of the faith of the Divine Word on which He erected
His holy mansion, the Catholic and Oecumenical Church. These seven
venerable, holy and oecumenical Councils have been treated with equal
respect by all the bishops and doctors of the See of Peter, the standard-bearers
of the Holy and Blessed Apostles.
They even attended these councils and spoke there the same language,
some being personally present, commendably identifying themselves with
what was done and associating themselves with what was said ; others dele
gated their most intimate friends with equal commendation, to offer their
collaboration, and they confirmed all matters by the authority of your
apostolic and divine See. The first holy and oecumenical Synod was attended
by Sylvester; the second by Damasus, the third by Celestin. The blessed
and renowned Pope Leo laid the foundation of the Fourth holy and oecu
menical Synod and the saintly letter, so full of wisdom, which he wrote to
Flavian was called the pillar of orthodoxy by all who graced the Synod by
their presence. Vigilius was present at the Fifth Synod, while the Sixth was
attended by Agathon, a venerable man, full of godly wisdom, and the Seventh
by the very saintly Pope Hadrian, who spoke through the mouth of the
saintly and God-fearing [theoforon] men he delegated, Peter, archpriest of the
very Holy Church of Rome, the priest Peter and the Abbot of the monastery
of St Sabbas in Rome.
Important as this letter is, it never once alludes to Photius and his
Council.
The second document is the report o f the synod held in 1089 in
Constantinople at the request o f Alexis I Comnenus, who was then
working for reunion with Rom e; in this synod it was decided to
request the Pope to send to Constantinople his profession o f faith,
395
THE P H O T I A N SCHISM. II. THE L E G E N D
396
EASTERN T R A DI T I O N TILL THE T W E L F T H CENTURY
Nicom edia;1 but it was not the only theological disputation in which
this German bishop engaged in the East, for in the course o f his second
journey he arranged another debate on 2 and 3 October 1 1 54 in Thessa
lonica, this time with Basil o f Achrida,^ the archbishop o f that city.
According to the Dialogue published by the latter, the name o f Photius
did not come up in the discussion at all.3 We may note in passing that
the letter this same Basil wrote to Pope Hadrian IV (115 4 -9 ) was very
deferential to the bishop o f Rome.1234
Among other Greek controversialists we should first mention Nicholas
o f Methone, an outstanding theologian in his day, who in his books,
most o f them published by Demetrakopoulos,5 gives evidence o f a fair
knowledge o f Photius5 writings, but nowhere quotes him by name.
Only once does he quote a canon o f the Photian Council o f 861,
canon X V I, in his plea for the Patriarch Nicholas IV Muzaton.67 The
case o f this Patriarch presented a curious similarity to that o f Pope
Formosus. It is known that Nicholas had resigned his see o f Cyprus
and retired to a monastery; but his rivals pretended that Nicholas had
in so doing renounced episcopal honours and had ceased to be a bishop.
Thereupon the bishop o f Methone, at a synod summoned to settle the
dispute and in the presence o f the Emperor, made a great speech in
defence o f the validity and legitimacy o f the election, but to little effect,
since Nicholas IV was called upon to resign in 1 1 5 1 . Hergenröther?
registers surprise that Nicholas o f Methone should on that occasion
have failed to quote the canon o f the Council o f 879-80, forbidding
prelates who reverted to monastic life to resume their episcopal func
tions; but there is nothing surprising about it, since by quoting it the
bishop o f Methone would have played into the hands o f the opposition,
the canon o f the Council o f 879-80 being far more explicit and emphatic
than canon X V I o f the Council o f 861.
1 See p. 345.
2 Cf. V. Grumel on when the theological controversy between Basil of
Achrida and Anselm o f Havelberg in Salonica took place, Échos d 'Orient (1930),
vol. X X X I I I, p. 336.
3 Jos. Schmidt, Des Basileus aus Achrida. . .unedierte Dialoge (München, 1901).
4 P.G . vol. 119 , cols. 929-33.
5 Νικολάου έττ. Μεθώνης λόγοι δύο, loc. cit. pp. 199—380. Cf. also the Latin
edition of two of his writings: Nicolai Methonae episcopi Orationes Duae contra
Heresim Dicentium Sacrificium pro nobis Salutare non Trisypostatae Divinitati sed
Patri soli allatum esse (Lipsiae, 1865).
6 Loc. cit. pp. 284, 285.
7 Photius, loc. cit. vol. in, p. 805. Cf. also what he says (ibid. pp. 806 seq.) on
the letter of Basil of Achrida to Hadrian IV.
397
THE P H O T I A N SCHISM. II. THE L E G E N D
Even granting that Photius sinned by this action, they [the Latins] were
not thereby justified, for it is not transgressions that make good law, and it
is not in evil but in good deeds that we should imitate and follow others.. . .
The fact is, however, that no such fault is to be found in relation to the case
we are dealing with in that very godly man, 3 whose life offers no example
of greater strength than his behaviour in this case; strength, I say, to crush
and refuse to have anything to do with those atheistic and impious Italians,
although here as elsewhere calumny may have its own way and some people
have not hesitated to call him 6a good divider and a bad uniter’. The reverse
is the truth. As a matter of fact, this very saintly Photius, after his formidable
attack, far from unconditionally readmitting those he had cast off to unite
with him and the Church, first imposed proper guarantees that they would
be orthodox in future and recant the blasphemies they should never have
uttered. They then addressed to him their symbol of faith, which they worded
in orthodox terms, whereby they agreed to remain steadfast in that faith, to
add or to subtract nothing, to number among the enemies of truth and the
champions of mendacious error any who should dare to do so; they then
followed the same procedure with the three other Patriarchs, according to
the ancient custom by which one honoured with patriarchal and supreme
dignity should send to his brothers and co-Patriarchs his encyclical letters
of appointment to inform the whole world of his personal orthodoxy and
agreement in faith with the Fathers who preceded him and were orthodox.
This, to my way of thinking, was what was fully meant by the canon on
398
EASTERN TRADITION TILL THE T W E L F T H C E N T U R Y
whose terms he readmitted the Italians, for we find there the following:
4Let the Pope as well as ancient Rome and the communion under him hold
as rejected and likewise reject whosoever is considered rejected by the very
saintly Photius, and through him by our Church in fulfilment of their duty.’
Now it is evident from this that this man acted like those wise doctors wrho
skilfully forestall future diseases and administer preventive remedies to those
suspected of being threatened with a possible affection, and in this sense
deserved no blame but acted for motives of prudence, however changeable
he may have seemed to be, when he meant and intended to obtain but one
thing— that the Italians had no right to add in writing anything as truth to the
Symbol, knowing full well that they were in duty bound never to do anything
in disagreement with the feelings of the Greeks and their spiritual leaders in
connection with the Divinity and what touches religion; and that if they
should be so daring, they would, by their own previous admission, fall under
the anathema.
399
THE P H O T I A N SCHISM. II. THE L E G E N D
400
EASTERN TRADITION T I L L THE T W E L F T H C E N T U R Y
DPS 401 20
THE P H O T I A N SCHISM. II. THE L E G E N D
1 Compendium Chronicum (Bonn), pp. 218, 219, 220 (Photios κακούργος), 224,
226 (ό βαθύγνωμων Φώτιος άει διψών του θρόνου). P.G . 127, cols. 412 seq.
2 Annales (Bonn), pars iv, p. 544.
402
C H A P T E R VI
FROM THE T H IR T E E N T H C E N T U R Y TO T H E
M O DERN PER IO D
It will have been noted that while Photius’ name came gradually to be
quoted more frequently in the polemical writings o f the twelfth century,
it was not until the thirteenth century that his personality and his
unfortunate anti-Latin venture became favourite topics o f dispute
between the partisans and the opponents o f reunion. Sufficient evidence
will be found in the debates that preceded and followed the Council o f
Lyons, when the friends o f reunion opened fire by trying to convince
their opponents that first Photius’ example was not one to be followed,
and second, that he had no serious excuse for causing a rupture and that
in any event he disowned his anti-Roman campaign by his reconciliation
with Rome.
The first Greek champion o f the Catholic doctrine on the Procession
o f the Holy Ghost, Nicephorus Blemmydes,1 restricted himself to
dogmatic arguments, but the Patriarch John Beccos was not satisfied
with the sort o f reasoning that had all but exclusively prevailed until
his time: he was the first to use the historic method by trying to establish
that no attempt to create a schism ever had a truly dogmatic cause
behind it. He also directly attacked the first Greek controversialists.
It was natural that Beccos should single out the Photian case for
special attention and he made Photius responsible for the whole trouble.
From the way he continually harped on this topic through all his
writings, it was clear how much importance he attached to what Photius
had to answer for, and as in Beccos’ days Photius had become a hero
to all who hated the Latins and a Father o f the Church representative
o f Greek doctrine, and as his example and his writings were the object
403 2 6 -2
THE P H O T IA N SCH ISM . II. TH E L E G E N D
with the Roman Church. Then, at one o f the sittings o f the Reunion Synod,
het hus addressed John, who then governed the Church which Photius had
so violently abused in his previous speeches.
Here Beccos quotes a few extracts from the opening speech o f welcome
addressed to the papal legates and other similar passages, all in praise
o f the Pope. ‘ Photius also said some flattering things in the course o f
this Reunion Synod, making it obvious, as we have been trying to prove,
that whatever Photius had said or done against the Roman Church was
merely an outlet for his ill-feeling and petulance.5 A ll this is perfectly
clear, says the Patriarch, and no other document is needed to prove it:
to make sure, however, he also quotes the letters which Photius sent
after his reconciliation to Marinus, Gauderich and Zachary o f Anagni.
In the third book o f his treatise, dedicated to Theodore,1 bishop o f
Sugdea, Beccos returns to the subject and repeats the same argument;
he quotes some passages from the letters o f Nicholas and Hadrian to
Photius, refers to the latter’s reply and concludes by repeating word for
word the extract o f the Reunion Synod; he then adds a quotation from
the M ystagogy, which pays homage to Pope John and recalls the fact
that he made his legates sign the Symbol o f the Faith at the Reunion
Synod. cOur enemies5— so Beccos goes on— ‘ would have it that Photius
made peace with the Romans only because John had sanctioned the
Symbol without the Filio que; but no one in his senses will ever believe
that things happened this way, and this because no dogmatic decision
was issued by a synod that had only been summoned to restore peace
in the Church.5 Photius, as soon as he found a Pope willing to sanction
his appointment, merely wished to cover his true motives and screen
himself behind soft and apologetic words to soothe those who might
have criticized his sudden volte-face. Photius only wanted an excuse to
make his peace with John and found his chance when John made his
legates sign the Symbol without the Filioque?
Beccos returned to this theme in his refutation o f the M ystagogy,
where he sharply criticizes Photius for his instability, so unworthy of
a Prince o f the Church, and insinuates that Photius had prepared some
sort o f an apology, pretending that John had appreciated the compli
ments addressed to him by the Patriarch. He then goes on: £I refuse
to admit that Photius shifted from hostility to peace just because Pope
John had signed and approved the Symbol, since we profess the same
without the addition.53 This is not all. The zealous champion o f
Catholic doctrine and reunion also mentions Photius in a sermon on
1 Ibid. cols. 326 seq. 2 Ibid. cols. 852 seq. 3 Ibid. col. 853.
405
THE P H O T IA N SCH ISM . II. THE L E G E N D
406
F R O M T H I R T E E N T H C E N T U R Y TO T H E M O D E R N P E R I O D
Photius’ action the actual recantation o f his words and deeds against
Rome. Beccos also admits that the legates o f John V III signed the
Symbol o f the Faith. According to the Acts o f the Photian Council,
this was done during the sixth session, and as we know of no other
suitable occasion, we must conclude that Beccos knew the same version
o f the Acts as we do.
407
THE PH O TIA N SCHISM. II. TH E L E G E N D
no evidence of such a surrender and nobody after reading the books on the
subject will dare to affirm such a thing, unless some recent writers have
altered, or are trying to alter, the case, a common practice with those who are
out to back up schism, as happened recently and in the more remote past.1
The truth is exactly the reverse. Anybody can see for himself that the
oft-mentioned Photius consigned to fire and anathema, without any hesitation
or discussion,2 and in token of his clear and genuine reprobation, all he had
said and written against the Roman Church in connection with the addition
of words which he had considered to be wicked and absurd and which had
prompted a series of blasphemies and charges against the Roman Church for
the most horrible crimes. The Romans then did what I know they are still
doing to-day: they approved, held dear and considered as orthodox all those
who recite the Symbol as it has always been recited, and with them they
wished to be at peace. For the Romans also, as I have stated before, openly
recite the Symbol on certain days in the same manner, with full knowledge
of the tradition of the Fathers.
[Chapter vm] But. . . no one capable of judging these matters and reading
the account of them would admit that the reading of the Symbol in full
Council implied the Romans’ consent to the suppression of the additional
words. . . and it would surely be easy to find in the records of that time that
whatever has been said and written against the Roman Church in connection
with these words was disowned and wiped out.. . .
Neither can it be said that the Romans consented to the suppression
‘ o f those oft-repeated w ords5, since ‘ they were weary o f the protracted
struggle5, or ‘ because they showed themselves too obliging, since at
that time the Greeks were anxious to conciliate the Roman Church5.
Both assumptions are preposterous.
Photius knew all this [Metochita goes on] and he knew that he had to make
up for his invectives against the Roman Church and against true peace, the
results, as I said, of human weakness ; and by thinking thus, he only did what
was owing to the legates who had shown him such kindness and acquitted
themselves of their mission so well. Their mutual affection was no more than
one would expect.
They had brought him liturgical presents from the Holy See— a phelonion,
an omophorion, with a sticharion and sandals, which he received with great
joy, paying homage to the Pope who had sent the gifts and overwhelming
the legates with praise: and that is how things happened, as far as Photius
and the entente between the two Churches were concerned. The result was
a greater stability, further guaranteed by a conciliar decree, which increased
as time went on and the Patriarchs succeeded each other for many years.
1 όποια πλεΐστα toîç τό σχίσμα κρατύνασι και κρατύνουσι, και νυν και πρότερον
πέπρακται. 2 δίχα πολυπραγμοσύνης τινός.
408
F R O M T H I R T E E N T H C E N T U R Y TO T H E M O D E R N P E R I O D
1 Metochita also mentions Photius in three other places of his long treatise:
ibid. 1. i, ch. X I I I , p. 18, ch. x x x i, p. 44, and he tells of Beccos’ efforts to get at the
truth: De Historia Dogmatica , Sermo ni, ch. 67-9; A. Mai, ibid. vol. x, Sermo ni,
p. 353, ch. 67—9; and in his treatise Contra Manuelem Cretensem (ed. L. Allatius),
Graecia Orthodoxa (Rome, 1652, 1659), vol. π, pp. 1068 seq.
2 De Unione Ecclesiarum , loc. cit., col. 112 ; Refutatio Photiani Libri de Spir . S.
loc. cit, cols. 845 seq.
409
THE P H O T IA N SCH ISM . II. TH E L E G E N D
The writings o f these two champions o f the cause o f unity also cor
roborate the fact that in their days the Photian Council, for all its great
reputation, was not classed among the oecumenical councils. Metochita
calls it δalmost oecumenical5: 1 the first Graeco-Catholics therefore
admitted the validity o f this synod, whereas they did not admit the
validity o f the Ignatian Council o f 869-70; logically enough, since it
had been annulled by the Council o f 879-80. For all the esteem they
professed for St Ignatius, they shared in this respect the opinion o f
their opponents.
Note also that Nicetas o f Nicaea had a vague remembrance o f having
heard o f a quarrel between the two Churches under Patriarch Sergius,
but Metochita knows nothing about it; on the contrary, he emphatically
states, complementing his master’s words, that from Photius to Ceru-
larius the two Churches lived in perfect peace and even gives the number
o f Patriarchs who succeeded each other in the interval. O f any dis-
1 De Historia Dogmatica, Sermo ni, ch. 67; Mai, loc. cit. vol. x, p. 353: διά
μεγάλης και σχεδόν οικουμενικής συνόδου, τά της προτέρας ενοτικης....
410
F R O M T H I R T E E N T H C E N T U R Y TO T H E M O D E R N P E R I O D
4II
THE PH O TIA N SCHISM. II. THE L E G E N D
In the present stage o f research in this field, this is almost all we can
find about Photius in the controversial writings o f the thirteenth cen
tury. A rapid survey o f the works I have been able to consult will
facilitate the verification o f our statements.
Nicholas Mesarites, one o f the first polemists o f that period,1
Nicephorus Blemmydes,2 George Acropolites3 have nothing to say
about either Photius or the councils; Manuel Moschopulos4 and
the other students o f Beccos, Constantine the Meliteniot,3 George
o f Cyprus,6 John Chilas,7 Theoleptos o f Philadelphia,8 the Patriarch
Anastasius Makedon9 and Maximos Planudes10 are all silent on the
subject.
Other writers discuss the oecumenical councils, but leave Photius
out; the Patriarch Gregory o f Alexandria, for instance, who in the
profession o f faith he submitted to John, Patriarch o f Constantinople,
declared his acceptance o f the seven oecumenical councils.11 A very
412
F R O M T H I R T E E N T H C E N T U R Y TO T H E M O D E R N P E R I O D
413
THE P H O T IA N SCH ISM . II. THE L E G E N D
runs over the principal events o f Photius5 history and also attributes
to Bardas Ignatius5 deposition and the unjust treatment meted out
to him.
It should now be clear that it was the unionist writers and contro
versialists who in the thirteenth century began to make a more sys
tematic use o f Photius, while the orthodox copied their opponents5
tactics by trying to turn to their own advantage the facts connected
with Photius5 schism and his reconciliation; and so the Photian Council
came into prominence for the first time. The Photian litigation was also
turned to controversial profit in the fourteenth century and there again,
after the example o f Beccos and his students, it was the Catholics who
took the initiative. O f all the unionists, the writer who ventured farthest
in this direction was Manuel Calecas, who more than any o f his pre
decessors had been influenced by the Latin point o f view and shared
with the Western theologians o f his day an exalted notion o f the
Papacy.
Take for instance the interesting passage on the Pope’s power in the
fourth book o f his work against the Greeks,1 where Calecas takes his
cue from the notorious Donatio Constantini and faces the problem:
Who has the right to summon councils?
We saw just now how the Emperor Theodore Lascaris claimed this
right for the Emperors exclusively by quoting the precedent that all
general councils had in fact been summoned by them. The notion was
general among the Greeks, but the question was how to reconcile it
with the rights o f the Papacy. To the great relief o f the unionists,
Manuel Calecas set out to solve it, stoutly upholding the Dictatus Papae
to prove that the right belonged to the Pope alone, endeavouring to
explain the convocation o f the first councils in this sense and supporting
his position with many quotations from St Basil and St Gregory o f
Nazianzus.
Calecas betrays the debt he owes to the Latin theology o f his time
even in his references to Photian polemics,2 when he re-echoes the
Patriarch Beccos and Metochita and emphasizes the injustice done to
Ignatius and throws the whole responsibility on Photius, who was
craving for the patriarchal throne ‘ quem adipisci non poterat, nisi per
mittente Romano Pontifice; necesse enim erat, ex more, ab eo auctori
tatem confirmationemque v e n i r e . . . 5. Calecas, like his forerunners,
1 Adversus Graecos Libri iv, P.G . vol. 152, cols. 243 seq.
2 Ibid. lib. IV , cols. 205 seq.
414
F R O M T H I R T E E N T H C E N T U R Y TO T H E M O D E R N P E R I O D
then describes how Ignatius appealed to Rome and how Nicholas I and
Hadrian II intervened ; but his tone is far more aggressive than that o f
the Patriarch or Metochita. After describing the reconciliation made
under John V III, he attacks the claim that Photius was reconciled with
the Latins because they had condemned the addition o f the Filioque to
the Symbol, though it is true, he adds, that there is a reference to the
Filioque in the sixth session, but ‘ it should be known that this was later
added by synodal decisions purporting to show that such additions are
prohibited; it is evident, however, that this is not reasonable5. Calecas
then recalls as his main argument the fact that the Commonitorium, in
outlining a procedure for the legates to follow, said nothing about the
Filioque. Since the main object o f the Council was the recognition o f
Photius, there was no call for him to raise the Filioque scare, for he
would have risked the Pope’s recognition. No, he concludes, it was
not the Filioque that caused the schism: only Photius5 pride. Calecas
also wrote a work on the Procession o f the H oly Ghost which has long
been erroneously attributed to Demetrios Cydones,1 but it makes no
reference to Photius.
Calecas5 line o f argument has o f course its weaknesses, and given the
Greeks5 mentality at the time he could not expect to rally much sym
pathy among them towards the Pope’s supreme power. It was only
too easy to deny an inconvenient historical fact and it takes more than
emphasis to make a denial convincing.
The other champions o f the Catholic position do not appear to have
gone the length o f Calecas. Maximos Chrysoberges takes his cue from
Beccos in telling the story o f the origin o f the schism,123but in his opinion
Ignatius was not ill-treated by Photius, as Calecas asserts, but only by
the Government. Unfairly raised to the patriarchal throne and unable
to obtain Rom e’s recognition, Photius trumped up the Latin heresy o f
the Filioque ; and this is all he has to say about the incident in his treatise,
which is unfortunately too short.
A study by another unionist, Manuel Chrysoloras, still remains
unpublished ,3 but I was able to consult it in a MS. o f the Paris
1 P.G . vol. 154, cols. 864-958. See G. Mercati, ‘ Notizie di Procore e Demetrio
Cidone, Manuele Caleca e Teodoro Meliteniota ed altri appunti per la storia della
teologia e della litteratura Bizantina del secolo X I V ’, in Studi i Testi (Città del
Vaticano, 1931), vol. lv i , pp. 62 seq.
2 De Process. S. Spir., P.G . vol. 154, cols. 1224 seq.
3 Paris. Graecus 1300 of the sixteenth century on paper. Manuel contents himself
with quoting Fathers of the Church who, he thinks, favour the Filioque, says very
little of the councils and mentions neither Photius nor his synod.
4M
THE P H O T IA N SCH ISM . II. TH E L E G E N D
4 16
F R O M T H I R T E E N T H C E N T U R Y TO T H E M O D E R N P E R I O D
This is o f course not all that was written on Photius in the fourteenth
century and more than one interesting remark could be found in other
works. Cardinal G. Mercati, for instance, in discussing the writings o f
Isaac A rgyros,1 gives two quotations very complimentary to our
Patriarch. Unluckily, the works o f many controversialists and theo
logical writers o f that age are still patiently waiting for publishers to
rescue them from the dust o f their libraries : so long is the list,2 that it
is still impossible to obtain a full picture o f what the Byzantines o f the
fourteenth century thought about their great Patriarch; nevertheless
the works that have come to light give us a fair notion o f it.
We also possess fairly definite information on the growth o f Byzan
tine opinion about the Photian Council in the fourteenth century, as
the anti-Latin controversialists often quoted its sixth session in order
to support their opinions and naturally tried to make the most o f its
authority. Manuel Calecas tells us, for instance, in the quotation on
Photius, that some people were calling that synod the Eighth Council,3
and Simeon o f Thessalonica substantiates the report. After giving the
names o f the seven great oecumenical councils and commenting on their
decisions regarding the Symbol, he adds in chapter x ix o f his Dialogue
against Heresies the following words : 4
A fter the Seventh Council, no other oecumenical council was held with
the exception o f the one called the Eighth, o f which even the Latins make
mention. Its A cts are fairly well known and they tell us what innovations
the Latins have made and how that Council anathematized those who would
presume to say that the D ivine Spirit proceeds from the Son.
Neilos o f Thessalonica 3 also states that the Latins knew o f that Council:
The oecumenical Synod that follows the Seventh Council, summoned b y
three hundred and eighty Fathers, as the Latins say in their canons, aimed at
the restoration o f peace between the two Churches, removed from the Sym bol
the additional article on the Spirit being from the Son and condemned it as
a source o f scandals. This oecumenical Synod was attended b y the Pope’s
representatives, the bishops Paul and Eugenius, and the Cardinal-priest Peter,
who led all the debates. Even Pope John, in whose reign all this happened,
1 Loc. cit. pp. 231, 232: ώς 0 πολύς εν σοφία και συνέσει Φώτιος εν τη πονηθείση
παρ’ αύτου βίβλω απορίας και λύσεις περιεχούση των εν τη θεία εμφερομένων γραφή__
Vatic. Graec. 1102, ρ. 290, ibid. fol. 13 : ό σοφώτατος εν πατριάρχαις Φώτιος.
a Cf. A. Demetrakopoulos, Όρθ. Ελλάς, loc. cit. pp. 9 1-8 ; Krumbacher,
loc. cit. pp. n o , 114.
3 P .G . vol. 152, col. 206. 4 P .G . vol. 155, col. 97.
5 Passage quoted from an unpublished work against the Latins by L. Allatius,
De Octava Synodo, loc. cit. pp. 162, 163.
F R O M T H I R T E E N T H C E N T U R Y TO T H E M O D E R N P E R I O D
approved b y letters and decrees whatever had been done, after due explana
tions. This is denied b y the Latins, though I do not know w hy, but as they
never revoked the decision, the matter remains authentic.
The passage is curious and may suggest that the Greek controversialists
knew Gratian’s Decretum and had found there the famous canon o f the
Photian Council. No other explanation would properly meet the case.
Nicholas Cabasilas, like his uncle and predecessor in the see o f
Thessalonica, Neilos, mentions the same Council, but goes a step
further by calling it the Eighth Oecumenical Council.1
Joseph Bryennios also deals with this synod without, however, calling
it the Eighth Oecumenical Council:
Seventy-five years elapsed after the Seventh Council when another council
was summoned in the imperial city in the reign o f Basil the Macedonian. The
purpose o f this convocation, due to the Pope’s approval and the Em peror’s
effort, was as follow s: to bring about Photius’ restoration to the see o f
Byzantium, to condemn and to excommunicate those who would have the
daring and the perfidy to state that the Spirit proceeds from the Son. This it
accomplished satisfactorily, and the synod was approved through his repre
sentatives b y the very saintly Pope John himself who then governed the
Church o f Rom e. He anathematized whoever should in future add anything
to, or subtract from, the Sym bol, and the pontifical legates duly signed this
declaration in their own Roman fashion, or rather, he him self signed it
through his legates, whose signatures have been preserved to this day in the
Great C hu rch.. . . 2
and professed b y the first and second universal Synod and b y the H oly Sym bol
which he had received from other oecumenical Synods. Such being the
opinion o f the Synod, he was not severed from communion.1
Damylas, not having taken the trouble to read his documents, evidently
confused here the three synods that were held under Photius.
Unimpeachable evidence proving that the Photian Council was at
that time beginning to be reckoned among the oecumenical synods by
some anti-Latin controversialists has been handed down to us by Neilos
o f Rhodes,2 probably the new editor o f the short study on the councils
written by St Euthymios. Not content with calling this synod the
Eighth Oecumenical Council, he added the Council against Palamas to
the list as the Ninth.
But this promotion o f the Photian Council was, as has been demon
strated, neither official nor general and the Greek Church continued to
reckon seven oecumenical councils only. O f this evidence is found,
among other places, in the Acts o f the synod o f 1350 against Palamas,
Barlaam and Akyndinos, as in the profession o f faith administered to
Palamas only seven oecumenical councils were named.3 On the other
hand, not all the works on the councils written at that time follow the
example o f Neilos o f Rhodes, as is shown by the publication attributed
to Matthew Blastares which he appended to his short pamphlet against
the Latins and in which he gave the names o f all the councils with the
figures o f their attendance.4 After remarking on the Seventh Council,
he merely adds a general observation.3
T o proceed with our inquiry into the Greek writings o f the fifteenth
century, we may begin with the Catholic writers who championed the
union and the Council o f Florence; and foremost among them is
Cardinal Bessarion,6 who mentions Photius in his encyclical to the
1 Fragment published by L. Allatius, loc. cit. pp. 166, 167. Cf. Paris. Graec.
1295 (i5th-i6th c., on paper, 342 fols.), fols. 62*2-85.
2 Ed. Justellus, Nomocanon Photii, loc. cit. p. 177.
3 Mansi, vol. x xv n , cols. 203-6. The profession names the synods held against
Barlaam but volunteers no information on Photius.
4 Κατά Λατίνων (ed. Dositheos), Τόμος Καταλλαγής (Jassy, 1692), pp. 444-8.
3 ότι yap ώς δυσσέβειαν τούς Λατίνους νοσοϋντας διά την των ττροειρημενών
απάντων άθέτησιν ή καθολική και άγία του Θεού εκκλησία τω άναθέματι παραπέμπει,
ίκανώς μεν δε τά φθάσαντα μαρτυρεί, ουχ ήττόν γε μην δείξει και τα ρηθησόμενα. Ή γάρ
άγία και οικουμενική σύνοδος. Εϊ τις φησι πάσαν παράδοσιν εκκλησιαστικήν
έγγραφόν τε και άγραφον αθετεί άνάθεμα.
6 On the Cardinal, see L. Möhler, ‘ Kardinal Bessarion als Theologe, Humanist
und Staatsmann’, in Quellen und Forschungen aus dem Gebiete der Geschichte (Pader
born, 1923), vol. XX.
420
F R O M T H I R T E E N T H C E N T U R Y TO T H E M O D E R N P E R I O D
421
THE PH O T IA N SCHISM. II. THE L E G E N D
Photius has fallen far short o f the ideal o f sanctity. But we had better say no
more about him, since whatever is written against St Ignatius and Photius
falls under anathema from this ambo.
The above words o f Mammas have often been quoted against the
fact that Photius was the object o f a cultus in Byzantium long before
the fifteenth century; but they prove nothing more than that the Greek
unionists had ceased to number Photius among the saints. Now we
understand still better why the name o f Photius is missing in a number
o f Greek Synaxaria; it is because the unionists made the Patriarch
mainly responsible for the schism, an extraordinary development o f the
Photian Legend among the Greek unionists. We were able to observe
that in the tenth century, when the canonization took place, the Photian
Legend had not yet developed in this direction.
Later,1 the unionist Patriarch dealt with the profession o f faith itself,
and whilst Mark had acknowledged the seven oecumenical councils,
with the Photian Council added as the Eighth, Mammas makes the
eighth synod that o f the Ignatian Council. The verdict o f this synod
against Photius, he continues, was backed by Cedrenos, Manasses,
Glycas, Skylitzes and the Life of St Ignatius written by Nicetas. And
yet, strange to say, the author adds: ‘ But we accept even the Acts
produced by Mark o f Ephesus as those o f the Eighth Council.5 The
letter o f John V III to Photius rouses his suspicions, but he accepts it
nevertheless and proceeds to tell how the reconciliation between Photius
and the Pope during the sitting o f the Council came about, repeats that
he accepts that Council as oecumenical and quotes a long extract from
the letter o f John V III to the Emperor Basil I to prove to his opponent
that a synod can revoke the decisions o f another synod. A ll this is most
interesting, but it is curious to find the ideas once expressed by Ivo o f
Chartres in his Prologue, in a Greek writing o f the fifteenth century.
Lastly, to meet Mark’s objection to the Latins re-ordaining con
verted Greek priests, he states that the Latin bishops did so sometimes,
but only conditionally, as was the case in Bulgaria with Photius5 Greek
priests, who had been excommunicated by the Latins for having been
ordained by him.*
Mammas5 opinion on the two Councils o f Ignatius and Photius is
quite unexpected. So far, we have been accustomed to see the Greek
422
F R O M T H I R T E E N T H C E N T U R Y TO T H E M O D E R N P E R I O D
425
THE P H O T IA N SCHISM . II. THE L E G E N D
426
F R O M T H I R T E E N T H C E N T U R Y TO T H E M O D E R N P E R I O D
and continued to respect it even after the fourteenth and fifteenth cen
turies, when their opponents promoted it to the rank o f eighth oecu
menical council. They protested against the promotion, but they treated
its Acts with respect. A t the same time, the writings o f the friends of
the Union in the fourteenth and fifteenth centuries are evidence that
even the unionists never classed the Ignatian Council among the oecu-
menicals. Having been annulled by the synod o f 879-80, the Council
that condemned Photius remained in the estimation o f the whole
Church non-existent. In the eyes even o f the Greek Catholics, only the
decisions o f the Council of Photius kept their full legal value. A few
o f the unionists made the Council o f Florence the Eighth Oecumenical
Council, but none o f them ever designated the Council o f Ignatius
oecumenical; this is clear evidence that in this respect the Eastern Church
remained to the end faithful to the tradition o f the universal Church,
a tradition forgotten in the West at the beginning o f the twelfth century
for reasons I have explained.
We shall now close our review o f Eastern literature between the sixteenth
and the nineteenth centuries, dealing only with the output of the principal
Eastern writers and drawing an appropriate parallel with the contem
poraneous development o f Western literature during the same period.
The first o f the modern Eastern writers to stand comparison with his
Latin brothers o f the pen is the Patriarch o f Jerusalem, Dositheos. We
have had occasion to appreciate his erudition and his scholarly editions
o f Greek texts; he also wrote a more detailed history o f Photius in his
Tomos Charas, in which he published among other things the Acts o f
the Photian Council and several o f Photius’ letters for the definite
purpose o f defending the Patriarch’s memory against Baronius and
more particularly against Allatius, the writer who denied even the
existence o f the Photian Council. His book was not published till 1705,
at Jassy, after his death, by the good offices o f the Metropolitan
Anthimos. Though the Patriarch, in his summary o f the history of
Photius, often contradicts Catholic historians, Baronius in particu
lar, even he must have yielded to the Cardinal’s fascination. D osi
theos presents the story o f Photius’ elevation in a manner unlike that
o f Baronius and follows the old tradition o f his Church, nearly for
gotten, that Ignatius had duly resigned; he defends the authenticity o f
the Acts o f the Photian Council and disproves the libel that Photius
was a eunuch, but with regard to the second schism o f Photius
Dositheos completely capitulates to the Cardinal.
427
THE P H O T IA N SCHISM . II. THE L E G E N D
But he was not the only modern orthodox writer to allow himself to
be led astray by the great Roman historian. Baronius5 prestige left its
mark on the East, and as a Russian translation, naturally expurgated,
o f his Ecclesiastical Annals was published in Moscow in 1719, his main
findings found ready favour with the Orthodox East.
This is important, for it explains how Eastern scholars came to
abandon the sound tradition o f their Church, a tradition which, as we
have seen, had maintained itself almost intact from the ninth century
down to our modern era. Had they but taken the trouble to examine
with some care the works o f those Greek writers who dealt with the
history o f Photius, they would perhaps have withstood the rush o f
documents and new arguments that came upon them from the Eccle
siastical Annals. But Baronius triumphed in the orthodox Eastern world,
to the lasting detriment o f the memory and the history o f Photius.
It is easy to trace the Cardinales influence in nearly all the Eastern
writers, whether Greek or Russian, from the seventeenth century
onward; for instance, Elias Menâtes, a contemporary o f Dositheos, and
bishop o f Cercyra (16 7 9 -17 14 ). In his book, The Stone o f Scandal,
published in Leipzig in 1 7 1 1 , Menâtes frequently endeavours to correct
Baronius, but at other places succumbs to the force o f the Cardinal’s
dialectics, so that even in the opinion o f this orthodox bishop Photius5
case is taken to be one o f the most important issues that divide the two
Churches.1
The Photian case is also a leading topic in the polemical work o f the
Patriarch Nectarios o f Jerusalem.^
Sophocles Oikonomos, who edited Photius5 Amphilochia,3 and123
1 Unable to consult the original of this rare work, I have used an unpublished
Latin translation kept in the British Museum (Harl. 5729): ‘ Elias Menatas, Cepha-
lonis, Cernicae et Calavritae in Peloponeso episcopus, Petra Offensionis, sive de
origine causaque schismatis inter ecclesiam orientalem atque occidentalem deque
quinque illis circa quos dissident sententiis, dilucida narratio. Edita a Rev. Do.
Francisco Meniata archiepresb. Cephaloniae Athoo Patre, atque ad certiorem
plenioremque rei notitiam, omnibus qui Vetera apost. et synodica sectantur dog
mata, sive episcopi fuerint sive presbyteri, sive principes laici, sive orthodoxi
christiani, ab eodem dedicata, rogatu atque hortatu splendidissimi doctissimique
viri, Domini Jacobi Pilarini Cephalonii, Medicinae doctoris.’
2 Περί της αρχής του Πάπα (Jassy, 1672). Cf. the English translation by
P. Allix, Nectarii Patr. Hierosolymitani confutatio imperii Papae in Ecclesiam
(Londoni, 1702). Cf. the Catholics’ replies to Patriarch Dositheos: A. Andruzzi,
Vetus Graecia de Sancta Sede Romana praeclare sentiens (Venice, 17 13 ); idem, Con
sensus tum Graecorum tum Latinorum Patrum de Processione Sp. S. ex Filio (Romae,
1716). On Le Quien’s Panoply see p. 380.
3 Athens, 1858; cf. Krumbacher, Geschichte der Byzantinischen Litteratur, p. 77.
428
F R O M T H I R T E E N T H C E N T U R Y TO T H E M O D E R N P E R I O D
J. Valetta,1 the editor o f his letters, also bear traces o f Baronius’ influence,
though both try to rectify some o f his mistakes, and the same is true
o f the Greek Ecclesiastical H istory, the first great work o f its kind,
published by Meletios, the Metropolitan o f Athens.12 Andron. K.
Dimitrakopoulos3 also adopts Baronius5 opinions; and Filaret
Vafeidos4 mostly follows Neander and Schröckh in his account o f
Photius.
Equally marked is the influence o f Dositheos, Meniates,3 Baronius
and the Protestant historians on the first modern Russian historians.
The works dealing with our subject that I have been able to consult
are the following: the Manual o f Ecclesiastical History, by the archi
mandrite Innokentis (I. Smirnov),6 the works o f A . N. Muraviev,7 o f
Filaret,89archbishop o f Tchernigov, and o f P. A . Lavrovskii? (on St Cyril
and St Methodius).
Western scholars had since the sixteenth century monopolized the
entire field o f Photian studies and Eastern scholars could only follow
their lead, at most contenting themselves with discarding some o f their
opinions; then in the middle o f the nineteenth century another Roman
scholar, Cardinal Hergenröther, came on the scene, bringing to light
an imposing number o f new or little-known documents in evidence o f
his theory on Photius, and the influence which he exerted upon orthodox
scholars was similar to that o f Baronius. N. I. Kostomarov,10 the first
Russian critic o f Hergenröther’s work, accepted nearly all the Cardinal’s
postulates and could scarcely disguise his embarrassment in some o f his
controversies with the German scholar. Golubkov’s critique o f the
3 His book was translated into Russian and published at St Petersburg in 1783
(Kamen Soblapna).
6 Nachertanie Tserkovnoi I stor'd (St Petersburg, 1817).
7 Pravda Vselenskoi Tserkvi 0 Rimskoi i Prochikh Patr. Kaf. (St Petersburg,
1849), pp. 124-81.
8 Istoricheskoe Chtenie ob Ottsakh Tserkvi (St Petersburg, 1859), vol. in, pars.
281-6, pp. 219-46.
9 K iril i Mefodii (Kharkov, 1863), pp. 39-182. For other works, scarcely
accessible in the West, see bibliography of Ivantsov-Platonov, loc. cit. pp. 175-7.
10 ‘ Patriarkh Fotii i Pervie Razdyelenie Tserkvei,’ published in Vyestnik Evropui
(1868), books I and 11, pp. 120-68, 591-636.
429
THE P H O T IA N SCH ISM . II. THE L E G E N D
430
F R O M T H I R T E E N T H C E N T U R Y TO T H E M O D E R N P E R I O D
1 CK Izsledovaniyu o Patr. Fotiye,’ Khrist. Chtenie, 1895, vol. 1, pp. 192 seq.,
286 seq.
43*
CO NCLUSIO N
We have now reached the end of a long journey and have concluded
our researches on the Photian Schism. Many additional details might
have made the picture more attractive and the argument more con
vincing; nevertheless, it may be hoped that none o f the essential aspects
o f the problem have been overlooked. I f our inferences are right, we
are justified in saying that the Photian problem is one o f the most com
plex yet the most enthralling o f the causes célèbres bequeathed to us by
the Middle Ages. The way the whole case has been handled, clouded and
misinterpreted in the West illustrates the less agreeable kind o f medieval
mentality and shows the prejudices and misunderstandings that may
arise from a lack o f critical sense and from historical misinterpretation.
From m y researches it would appear that the person o f Photius, the
great Patriarch and Father o f the Eastern Church, has for centuries
been treated by the whole o f the West with unmerited scorn and
contempt; and it is the historian’s task not merely to correct misinter
pretation, but also to rehabilitate the historical figures who have suffered
from it. O f this Photius is a notable example and history owes him repar
ation for the calumnies that have for centuries darkened his memory.
I f I am right in m y conclusions, we shall be free once more to
recognize in Photius a great Churchman, a learned humanist and a
genuine Christian, generous enough to forgive his enemies and to take
the first step towards reconciliation. On the literary and scholastic side,
Photius has always ranked fairly high amongst those scholars who have
studied his writings ; in this field his name always commanded respect,
as his contemporaries, friend and foe alike, unanimously testified.
Scholars familiar with his literary work were not inclined to believe all
the stories brought up against him by his opponents; they were true
to the scholar’s instinct which prompted them to feel that a man who
had spent his best days amongst books, in the company o f the best
representatives o f the classical period and in daily contact with many
devoted disciples, was not likely to descend to such meanness and petty
ambition as were imputed to him by his enemies; and it was a right
instinct which led them to honour a scholar who has been prominent
in transmitting Hellenistic culture to posterity. At the same time, the
firm conviction which prevailed among the simple orthodox that their
Church could not be wrong in crowning its leader with the halo o f
sanctity for setting an example o f Christian virtue was bound to find
its justification.
432
CO N CLUSIO N
861 Synod, was overlooked by the Western canonists. The same hap
pened to the stipulation o f the other Photian Synod to the effect that
each Church should follow its own practices. It was not in this broad
minded spirit that East and West fought each other throughout the
Middle Ages. And there lies the true significance o f the history and
legend o f Photius.
The time has now come to reconsider in the light o f history both the
vital period o f the ninth century and the trail o f misconceptions it has
left behind, and this in the best interests o f Christianity; and if such
a recension should lead to a better understanding between the two great
Churches that have drifted apart for so many centuries to the obvious
injury o f the human race, the result should be widely beneficial.
It is therefore fitting at the end o f this long and laborious research
to evoke the conciliatory atmosphere that prevailed in Byzantium at
the end o f the tenth century, when the last echo o f the struggles round
Photius and Leo V i’s tetragamy died down and was stilled by the
decisions o f the synods o f 920 and 991. After reading the declaration
o f a final reconciliation between the parties in opposition— the famous
Tomus Unionis1— the Fathers closed all previous dissensions and
schisms by their acclamation and the dramatic scene o f final pacification
so impressed the faithful that the Orthodox Church commemorated
for centuries, in the office o f Orthodoxy,123 the victory o f the Eastern
Church over the last heresy, iconoclasm and its aftermath. The walls
o f every cathedral church re-echoed the words, as they were repeated
three times by the deacon and the faithful, recalling the struggles o f the
ninth century:3 4Eternal memory to Ignatius and Photius, the Orthodox
and renowned Patriarchs! Whatever has been written or said against
the holy Patriarchs Germanos, Tarasios, Nicephorus and Methodius,
Ignatius, Photius, Stephen, Anthony and Nicholas, be for ever
a n a t h e m a ! a n a t h e m a ! a n a t h e m a !’
1 Mansi, vol. xvm , cols. 341 seq. See Grumel, Regestes, loc. cit. pp. 169-71, 231.
2 Th. J. Uspenski, ‘ Sinodik v nedyelyu Pravoslaviya’, in Zapiski Imp. Novo-
rossiiskago Universiteta (Odessa, 1893), vol. Lix, pp. 407-502. On the date when
the name of Photius was entered into the Synodica read on Orthodoxy Sunday,
see A. Michel, Humbert undKerullarios, loc. cit. vol. π, pp. 13 seq. Cf. also Hergen-
röther, Photius, vol. ill, pp. 725 seq.
3 Uspenski, loc. cit. pp. 415 seq.: Ιγνατίου και Φωτίου των ορθοδόξων και
αοιδίμων πατριάρχων, αίωνία ή μνήμη.., ."Απαντα τά κατά των άγιων πατριάρχων
Γερμανού, Ταρασίου, Νικηφόρου καί Μεθοδίου, Ιγνατίου, Φωτίου, Στεφάνου,
Αντωνίου καί Νικολάου γραφέντα ή λαληθέντα, ανάθεμα, άνάθεμα, άνάθεμα.
434
APPENDIX I
and formulas 84 and 85), formula 83 containing the profession o f faith which
the Pope is expected to read out and sign. It enumerates every one o f the
six oecumenical councils.1
Sickel2 had already proved that the Liber Diurnus, as we know it, was
the result o f a lengthy evolution,3 the three versions (in the Vatican, Clermont
and Milan) representing the stage o f its development at the time o f Hadrian I,
from the end o f the eighth century to the beginning o f the following, possibly
also the period o f Leo III, with the pontificate o f G regory the Great to
represent a very important period o f its grow th.4
The Jesuit W . M. Peitz3 went further, too far even, b y alleging that many
letters o f G regory the Great had been composed after certain formulas o f the
Liber Diurnus, thus making this book the oldest witness o f the procedure o f
the Pontifical Chancellery.
It would be interesting to know whether this important handbook o f the
Pontifical Chancellery was still in use after the ninth or at the beginning o f
the tenth century. The existing manuscripts bear witness to its utilization
b y the Chancellery at that period, but we find traces o f it in the centuries that
followed, and the question is raised whether the formula o f the Pope’s pro
fession o f faith prior to his ascent to the throne was still used in the eleventh
century. A s we may reasonably assume that the handbook and its various
formulas were subjected to such modifications as may have been dictated by
changing practice at the Chancellery, new rules and regulations, and the
modernization o f pontifical office routine, it would be interesting to discover
whether the formula o f the Pope’s oath underwent corresponding alterations
and whether the computation o f Councils wras brought up to date.
The problem o f later transformations o f the Liber Diurnus has not yet
been cleared up, but important progress has been made b y scholars who
have traced the use o f some formulas in documents issued b y the Pontifical
1 Sickel, loc. cit. p. 91. Six councils are also enumerated in formula 84 (loc. cit.
pp. 93-103), which contains the draft of the first pastoral letter a newly elected
Pope is expected to send to his bishops and the faithful. This document is of particular
interest to students of the evolution of dogma in the Church, and illustrates what
the Roman Church thought of the councils and their convocation. Many sentences
remind one of the old Greek treatises on the Oecumenical Councils, which the reader
will find discussed in Part 11, Chapter vi, and Appendix III.
2 Sickel, loc. cit. pp. xvii seq.
3 See the excellent summary of all the problems raised by the growth of the
Liber Diurnus, in H. Breslau’s Handbuch der Urkundenlehre fü r Deutschland und
Italien (Berlin, 2nd ed. 1931), vol. 11, pp. 2 4 1-7 ; and in E. Caspar, Geschichte des
Papsttums (Tübingen, 1933), vol. 11, pp. 782-5. Cf. also H. Steinacker, ‘ Zum Liber
Diurnus und zur Frage nach dem Ursprung der FrühminuskeP, in Studi e Testi,
vol. X L (Miscellanea Francisco Ehrle, vol. iv, Rome, 1924), pp. 105-76.
4 Cf. Breslau, loc. cit. vol. 11, p. 243.
3 ‘ Liber Diurnus’, in Sitpungsber. der Akad. Wiss. Wien, Phil-H ist. Kl. (1918),
vol. 185, pp. 55-93. See the critique by M. Tangi, ‘ Gregor. Register und Liber
Diurnus’, in Neues Archiv (1919), vol. x l i , pp. 740-52.
436
APPENDIX I
437
APPENDIX I
dispensed with b y the tenth century: only up to the end o f the ninth century,
or the beginning o f the tenth, would it have remained o f any use.
It is admitted that the Pontifical Chancellery had been using special hand
books ever since the end o f the sixth century, and that they were constantly
being altered, new formulas being added and old ones suppressed, as the
need arose. It was the oldest handbook that received the name o f Liber
Diurnus and, judging from the school-book bearing the same name and
preserved in three M SS., it mainly contained important regulations on the
appointment o f bishops, papal elections and some diplomatic formulas. Thus
it is quite possible that while the title Liber Diurnus was reserved for the
oldest part o f the handbook and the new form ulary in circulation at the
Chancellery was regarded as a separate handbook, the Liber Diurnus was
treated with veneration as a valuable document o f canon law.
This explanation, at the present stage o f research, seems to be the most
acceptable, and confirmation can be found in Deusdedit's collection o f canon
law ; for as we have seen, the Cardinal often quotes from the Liber Diurnus,
which he him self used at the Chancellery, and he always gives the correct
title o f his sources. In only one instance does he quote formula 1 1 5 o f the
Liber Diurnus as found in the MS. o f Milan,1 but in quoting it he does not
give the Liber Diurnus as his reference, but the Regesta o f Honorius I and
G regory II. A s the formula was current at the Chancellery in the second
h alf o f the eleventh century, and, judging from Deusdedit's Collection, was
not included in the copy o f the Liber Diurnus he used, it seems fair to con
clude that it came from another form ulary in use at the Chancellery, but
different from the old Collection o f the Liber Diurnus (a reference-book now
differentiated from the new Kanileibuch).
Cardinal Deusdedit’s Collection also provides other information o f the
greatest value on the ultimate fate o f the L iber Diurnus. From it we learn
not only that the original Liber Diurnus was doing service during the eleventh
century, but that before the Cardinal's time it had been subjected to radical
revision. A s already mentioned, Deusdedit copied ten formulas out o f the
L iber Diurnus ,1 23but used a version substantially different from those that
survived in the three manuscripts. The alterations made in the old version
o f the Liber Diurnus are very thorough, several formulas o f the old edition
being welded into one ,3 besides numerous revisions in the text itself,4
though the older formulas, which even in the school Liber Diurnus that
survives in the three MSS. have an antique flavour, were more substantially
altered.
These alterations cannot, however, be credited to the ninth-century editors.
There are unmistakable signs that this new edition was brought out in the
eleventh century: first, the invocation ‘ in nomine sanctae et individuae
Trinitatis’, which in pontifical documents prevailed only at this perio d;1
secondly, the dating is not after the indictions, but after the computation o f
years since the L o rd ’s Incarnation, a practice, as is well known, which the
Pontifical Chancellery did not adopt till the eleventh century.2 Several
formulas, instead o f ‘ anno ill. . . ’ sim ply put ‘ anno milesimo ill. . It is
a well-known fact that the Cardinal was exceptionally meticulous in copying
the texts he used for his collection ,3 faithfully quoting his sources, taking
good care not to supply dates where the originals gave none and finally
pointing out all the lacunae in the documents he utilized. W e must therefore
suppose that here also the Cardinal altered nothing, but scrupulously copied
out the formulas as he found them in the new edition o f the Liber
Diurnus.4
It is difficult to assign any exact date to this edition, though everything
points to the date o f its issue as prior to 1059. A s a matter o f fact, that same
year Nicholas II issued his famous rules on pontifical elections, investing
Cardinal-bishops with preponderant influence in the elections, a privilege to
which, as is well known, Cardinal-priests and deacons never assented, and
as a result o f their opposition, the Pope’s decree was never enforced .5 It was
probably to this decree that Cardinal Deusdedit referred in his preface in
justification o f his extracts from the Liber Diurnus,6 It all suggests the name
1 Buschbell, ‘ Professiones Fidei der Päpste’, in Rom, Quartalschrift (1896),
vol. X , pp. 280 seq.
2 Cf. A. L. Poole, Studies in Chronology and History (Oxford, 1934),
p. 179·
3 He says so himself in the preface of his work, Glanvell edition, p. 4: ‘ et omni
modis opera impendi, ut essent plenissima auctoritate quae hic congessi, quoniam
sicut aliquos, quibus haec placerent, ita non defuturos quosdam, qui his inviderent,
non ignoravi.’
4 Cf. Sickel, loc. cit. pp. Hi, liii. After noting that these changes could not have
taken place till the eleventh century, he concludes: ‘ Negaverim vero hoc ipsum
cardinalem Deusdedit novasse; aliis enim operis sui locis eam temporis significandi
rationem quam eius exemplar propositum exhibuit, retinuit.’ Peitz, ‘ Liber Diurnus’,
loc. cit. pp. 30-2, is still more explicit on the point.
3 P. Scheffer-Boichorst, Die Neuordnung der Papstwahl durch Nikolaus I I
(Strassburg, 1879), pp. 14 -18 ; I. B. Sägmüller, Die Tätigkeit und Stellung der
Kardinale bis Papst Bonifai V I II (Freiburg i. B. 1896), pp. 128 seq.
6 Glanvell, loc. cit. pp. 4-5 : ‘ Praeterea antiquum ordinem electionis seu con
secrationis Romani Pontificis et cleri eius huic operi inserere libuit. Nam quidam
olim in Dei et sanctorum sanctionibus contemptum et ad sui scilicet ostentationem
et adscribendam sibi ventosam auctoritatem, quae nullis canonicis legibus stare
439
APPENDIX I
441
APPEN D IX I
ecclesiae ill. vobis domino meo sanctissimo et ter beatissimo ill. summo pontifici
seu universali papae et per vos sanctae vestrae catholicae ecclesiae et apostolicae
sedis devota mentis integritate et pura conscientia (et iureiurando corporali ut.)
oportet proposito, quae pro firmamento sive rectitudine catholicae fidei et ortho
doxae religioni conveniunt, me profiteri. Et ideo promitto atque spondeo vobis
cui supra beatissimo domino meo papae et per vos beato Petro principi apostolorum
eiusque sanctae ecclesiae illam fidem tenere predicare atque defendere quam ab
apostolis traditam habemus et successores eorum custoditam, reverendam Nicenam
sinodum trecentorum decem et octo patrum, sancto spiritu sibi revelante, suscipiens
redegit in sym bolum .. . . ’ The profession then enumerates all the six councils and
their principal decisions in matters o f faith.
Formula 74 (loc. cit. p.74) begins with the words: ‘ In nomine domini dei salva
toris nostri Iesu Christi, imperante et cetera.— Inter cetera salubris instituta doc
trinae quibus me ill. episcopum domine ille beatissime atque apostolice papa, ad
accipiendum regendumque episcopatum ecclesiae ill. perducere atque informare
dignatus es, hoc me quoque ammonuistis ut sacerdotium nullo premio concedi,
excepto officiis quibus antiqua consuetudine dari solet, quia dignum est ut quod
gratis accepi, gratis debeam, deo adiuvante, conferre.. . . 9
1 Loc. cit. p. 120. Cf. M. Tangl’s critique, loc. cit. p. 752.
2 Cf. H. Steinacker, loc. cit. pp. 116 seq.
442
APPEN D IX I
1 Mansi, vol. x v , cols. 180, 661. Cf. Hergenröther, Photius, vol. 1, p. 520,
footnote 51. Cf. Hefele-Leclercq, Histoire des Conciles, vol. ΐν, p. 32%. Cf.
Baronius, Annales, ad ann. 863, ed. Pagi, vol. x iv , p. 581. Note the curious
conjecture by J. F. Damberger, Synchronistische Geschichte, vol. n i : Kritikheft
(Regensburg, 1850-63), pp. 206 seq., on the interpolation o f this passage by Photius
to enable him to accuse the Romans o f refusing to acknowledge the Seventh
Council.
2 M .G.H . Ep. vi, pp. 520, 558.
3 Cf. also the letter o f Nicholas I to Ado o f Vienne, in which the Pope asks the
bishop to recognize the six Councils, though the authenticity o f the letter is doubtful
{M .G .H . Ep. V I, p. 669). Cf. C. A . Kneller, ‘ Papst und Konzil im ersten Jahr
tausend’ , in Zeitschrift für Kath. Theologie (1904), vol. x x v iii, p. 702.
4 M .G .H . Ep. V I, p. 743: ‘ Sed de his nihil audemus iudicare quod possit Niceno
concilio et quinque ceterorum conciliorum regulis vel decretis nostrorum ante
cessorum obviare.’
443
A PPEN D IX I
months after the Council o f Photius, John V III, in his letter to Svatopluk,
the Moravian prince, approved the orthodoxy o f St Methodius b y assuring
the prince that the Moravian archbishop’s teaching was conformable to the
doctrine o f the six oecumenical councils;1 which makes it plain that Photius’
complaint about the recognition o f the oecumenicity o f the Seventh Council
was well founded.
A s far as the Church o f Rom e was concerned, it is certain that the Frankish
Church’s opposition to this Council did delay official and universal recogni
tion o f the oecumenicity o f the Seventh Nicaean Council and a similar case
might be quoted in connection with the Filioque, when to spare the feelings
o f the Greeks, Leo III energetically prohibited the addition o f this formula
to the Sym bol, though the Rom an Church did in practice profess the doctrine
o f the Procession o f the H oly Ghost from the Father and the Son.12
The Seventh Council was therefore not officially added to the profession
o f faith till after 880. The new translation o f the Acts o f this Council, made
b y Anastasius the Librarian b y order o f John V III, was at that time sufficiently
known in the W est to dissipate the last m isgivings about the Council, whilst
the complete reconciliation o f John V III with Photius and his Church
certainly accelerated its acceptance. Thus there was nothing to prevent the
demand formulated b y Photius concerning that Council being met.
It was then, very probably, that the Seventh Council was added to the
preceding ones, even in the new ly elected Pontiffs’ profession o f faith. The
new edition o f the Liber Diurnus o f the end o f the ninth century, whose
existence seems to have been established b y Santifaller’s research, probably
included the list o f the seven councils.
From the end o f the ninth century to the middle o f the eleventh, there
were various opportunities for the completion o f the list. Is it then not
strange that the third edition o f this valuable handbook o f the Pontifical
Chancellery, issued towards the middle o f the eleventh century, should have
listed no more than seven oecumenical councils?
But this is not so. N o plausible explanation o f the anomaly will ever be
forthcoming unless it be frankly admitted that the Papacy did not, until the
time o f Deusdedit, number the Eighth Council among the oecumenical synods.
And this was perfectly consistent, since the Pontifical Chancellery did nothing
more than com ply with the decision o f John V III, who annulled the anti-
1 M.G.H. Ep. V II, p. 223. The author o f the Vita Methodii, which was written at
the end o f the ninth century, probably in Moravia, follows this tradition, too, though
he may have been influenced by the official tradition o f the Western Church. See my
translation o f the Vita in my book, Les Légendes de Constantin et de Méthode, p. 384.
2 A similar attitude is also found in John V III, though on a less solemn occasion,
one less ‘ official’, he also speaks o f ‘ sancta synodus octava’ in his letter to the
Neapolitans, Salernitans and Amalfitans {M.G.H. Ep. v u , p. 307). Note that this
letter was written in 875, i.e. at the time when the Eighth Council was still con
sidered valid by the two Churches.
444
A PPEN D IX I
445
A PPEN D IX I
In nomine sanctae et individuae trinitatis. Anno dominicae incarnationis ill. die ili.
mensis ill. indictione ill. ego ili. sanctae Romanae ecclesiae presbiter et electus, ut fiam
per dei gratiam humilis huius sanctae apostolicae sedis antistes, profiteor tibi beate Petre
apostolorum principi, cui claves regni coelorum ad ligandum atque solvendum in
coelo et in terra creator atque redemptor omnium dominus noster Ihesus Christus
tradidit inquiens : “ quaecumque ligaveris sjuper] tjerram] erunt ligata et i [n] c[oelo],
et quaecumque solveris sjuper] tjerram], erunt soluta et in coelis” sanctaeque tuae
ecclesiae, quam hodie tuo praesidio regendam suscipio, quod verae fidei rectitu
dinem, quam Christo auctore tradente per te et beatissimum coapostolum tuum
Paulum, per quem discipulos et successores vestros usque ad exiguitatem meam per
latam, in tua sancta ecclesia repperi, totis conatibus meis usque ad animam et
sanguinem custodire tam de sanctae et individuae trinitatis misterio, quae unus est
deus, quamque de dispensatione, quae secundum carnem facta est, unigeniti filii
dei unigeniti domini nostri Ihesu Christi et de coeteris ecclesiae dei dogmatibus,
sicut universalibus conciliis et constitutis apostolicorum pontificum probatissi-
morumque doctorum ecclesiae scriptis commendata. Idest, quaeque ad rectitudinem
vestrae nostraeque orthodoxae fidei a te traditae respiciunt, conservare. Sancta
quoque V II universalia concilia, idest Nicenum, Constantinopolitanum, Ephesinum
primum, Chalcedonense V quoque et V I item Constantinopolitanum et V I I item
Nicenum usque ad unum apicem immutilata servare et pari honore et veneratione
digna habere et quae praedicaverunt et statuerunt, omnimodis sequi et predicare,
quaeque condemnaverunt, ore et corde condempnare. Diligentius autem et vivacius
omnia decreta canonica precessorum apostolicorum nostrorum pontificum, quaeque
vel sinodaliter statuerunt et probata sunt, confirmare et indiminuta servare et sicut
ab eis statuta sunt, in sui vigoris stabilitate custodire; quaeque vel quosque con
demnaverunt vel abdicaverunt, simili sententia condemnare et abdicare. Disciplinam
et ritum ecclesiae, sicut inveni et a sanctis predecessoribus meis canonice traditum
repperi, illibatum custodire et indiminutas res ecclesiae conservare et indiminute,
ut custodiantur, operam dare. Nihil de traditione, quam a probatissimis predecesso
ribus meis traditam et servatam repperi, diminuere vel mutare aut aliquam novitatem
admittere: sed ferventer, ut eorum vere discipulus et sequipeda, totis mentis meae
conatibus, quae tradita canonice comperio, conservare et venerari. Si qua vero
1 Changes in, and additions to, the profession o f faith as published by Th. E. von
Sickel are printed in italics.
446
APPEN D IX I
447
A PPEN D IX II
448
A PPEN D IX II
But this new version o f the profession could not in any event have been
composed in R om e; one single argument, provided b y William de Nogaret
and his jurists in their Rationes quibus probatur quod Bonifacius legitime
ingredi non potuit Celes tino vivente, is decisive. This bitter opponent o f
Boniface V III had collected and presented to his successor Clement V all the
possible arguments calculated to prove that Celestinus could not abdicate
and that the election o f Boniface V III was null and void.
T o prove his contention that a Pope once elected is elected for life and that
he may not abdicate Nogaret quotes, among other arguments, the elected
Pope’s profession o f faith. H ow eagerly he would have quoted the solemn
promise made b y the Pope never to abdicate if the passage had been found
in the profession that was in his collaborators’ hands. Y e t instead o f quoting
the passage as it stands Nogaret loses him self in general considerations,
endeavouring to prove that the Pope’s profession is comparable with a vo w ,
tacitly made and binding.1
A s Nogaret’s plaidoyer was presented in 1303 the statement which so
boldly precludes the possibility o f a Pope’s abdication could only have been
forged after that date. Even the words ‘ quamdiu v iv e t’ quoted b y Nogaret
must have been interpolated, since they were not in the profession which
Nogaret had before him when his plea was written. It was but a slight
exaggeration, a very natural one, and not the only one in his piece o f writing.
One might even explain the words ‘ totis conatibus meis usque ad animam et
sanguinem custodire’, found in Deusdedit’s profession, in the sense o f
‘ quamdiu v iv e t’ as read in Nogaret’s interpretation. His discretion at this
DPS 449 29
A PPEN D IX II
450
A PPEN D IX II
alleged profession. It seems evident, first, that this forgery was not the w ork
o f W illiam de Nogaret, as has been so far assumed too readily.1 Then again
we can better explain how Nogaret’s fellow-workers came b y a copy o f the
Pope’s profession, without making it necessary to assume that they had
found a copy o f the Liber Diurnus, a very difficult proposition, considering
the nature o f this valuable document. I noted that this profession had been
copied b y several canonists after the edition preserved in Deusdedit’s C o l
lection, and we have only to remember the source o f Ivo o f Chartres and o f
the Britannica. A s there was no difficulty in getting hold o f a copy o f this
profession in the fourteenth century the appearance o f this document in
W illiam de Nogaret’s rejoinder should raise no serious difficulty.
One thing seems quite certain: Boniface’s alleged profession was not
forged before 13 0 3 ; it was rather the mention o f this notorious profession o f
the Popes made in Nogaret’s rejoinder that suggested the idea to an anony
mous enemy o f Boniface V III o f interpolating it in the sense as we know it,
for the purpose o f discrediting the unfortunate Pope. This may have been
done between 1303 and 1360. The profession contained in the Vatican Latin
MS. no. 7160 is therefore only another version, nearly identical to the one
falsely attributed to Boniface V III, both versions being apocryphal.
1 After re-examining the arguments o f his pupil Buschbell, fathering the forgery
on Nogaret, Finke, loc. cit. pp. 59 seq., already declared: Tch muss freilich zugeben,
dass eine vollständig überzeugende positive Beweisführung für die Fälschung
Nogaret nicht zu geben ist/
29 -2
451
APPEN D IX III
A N O N Y M O U S G R E E K T R E A T IS E S ON C O U N C IL S.
B IB L IO T H È Q U E N A TIO N ALE, PARIS
1. MS. no. i i , fols. 320-7, twelfth century (written in 1186).
2. MS. no. 425, fols. 1—7, fifteenth to sixteenth centuries.
3. MS. no. 922, fols. 2 4 1-8 a, eleventh century.
4. MS. no. 947, fols. 1 1 0 - 1 5 , written in 1574.
5. MS. no. 968, fols. 392-5, fifteenth century.
6. MS. no. 1084, fols. 199-205, eleventh century.
7. MS. no. 1123, fols. 166a—72, fifteenth century.
8. MS. no. 1234, fol. 261, thirteenth century.
9. MS. no. 1259a, fols. 2 5a-8 , fourteenth century.
1 Ch. Justellus, Nomocanon Photii. . .Accessere ejusdem Photii, N ili Metropolitae
Rhodi et Anonymi Tractatus de Synodis Oecumenicis ex Bibliotheca Sedanensi
(Lutetiae Parisiorum, 1615).
452
A P P E N D IX III
453
APPENDIX III
TH E R O Y A L L IB R A R Y OF B R U SSE L S
52. MS. no. 11376, fols. 1700-3 <2, thirteenth century.
53. MSS. no. II, 4836, fols. 72α-6, thirteenth century.
B R IT IS H M U SEU M
54. Additional MS. 34060, fols. 218-81 (Canons of Greek Councils), fifteenth
century.
It appears that treatises on Councils have been written since the fifth or
sixth century, new Councils being simply added by later copyists. This can
be inferred from some short summaries which list only five Councils, as for
instance in the case of MS. no. 47, two of whose summaries (fols. 193 a, 194
and 194 0-6) mention only five Councils : the copyist relied on an old summary
without taking the trouble of adding the other Councils. A longer treatise
of the four first Councils is found in the MS. which I class as no. 27, though
the MS. possibly contains only the first part of a treatise on six or more
Councils.
What seems to be the oldest and most interesting treatise is found in MSS.
nos. 3, 9 and 34 of our list, where the anonymous writer counts only six
oecumenical councils and gives a summary of the local synods of Ancyra,
Caesarea, Gangrae, Antioch, Laodicea and Carthage. By his definition no
Council can be called oecumenical unless it be summoned by the Emperor,
who must invite all the bishops of the Empire, and unless some dogmatic
decision be arrived at. The Popes are placed at the head of the Patriarchs in
the account of the first four Councils.
The treatise that seems to have had the widest circulation is the one
published by Justellus. It originally contained, as far as I can see, only the
summary of six councils, the seventh being added later, at least in some
MSS. of the treatise. Justellus knew only the one MS., that was in the pos
session of the Sedan Library in his days; but the same treatise is found in
the following MSS., several of which embody a more interesting tradition
with many variants: MSS. nos. 6, 16 of my list (both mention only six
councils), i i , 13 (the Popes’ names are mentioned for each synod after the
Emperor’s name), 19, 28, 51, 52, 53.
MSS. nos. 2, 15 and 44, though very similar to Justellus’ treatise, differ
from it in many respects. For instance, the Popes are always named imme
diately after the Emperors and before the Patriarchs.
The Popes are also named first after the Emperors and accurate historical
data are found in a treatise represented by the following MSS. of my list:
nos. i, 7, 32 (an abridged version) and 37.
An entirely different treatise is preserved in MSS. nos. 14 and 33. Again
the Popes are placed after the Emperors and before the other Patriarchs as
in other MSS. affiliated to this treatise (nos. 23 and 39).
454
A PPEN D IX III
Some similarities with Jus tellus’ treatise are found in the following short
works, which, however, are all o f a different character: MSS. no. 4 (Popes
presiding over the first and the fourth Councils, the Patriarch o f Alexandria
over the second and third, the Patriarchs o f Antioch and Constantinople over
the sixth, Tarasius over the seventh) ; no. 24 (Patriarchs o f Constantinople are
always named before the Popes) ; no. 45 (shorter than Jus tellus’ treatise) ; no. 46.
Besides longer treatises on the Councils there exists a large number o f
short summaries and memoranda on the seven Councils, written probably
for teaching purposes. Those I list here differ from each other in m inor
details and follow a common pattern: M SS. no. 9 (only six councils men
tioned); no. 18 (the Popes are stated to have directed the first five councils;
for the seventh the Pope is named before Tarasius); no. 20 (gives only the
names o f the Emperors and the Popes for each Council); nos. 2 1, 22, 28
(the Pope always named before the other Patriarchs); no. 29 (the Photian
Councils o f 859, 861, 879-80 are numbered among the local synods, but the
so-called Eighth Oecumenical Council is omitted); nos. 36, 38 (analytical
table o f the seven Councils; the Popes come immediately after the E m
perors); no. 47 (three summaries, one o f them— fols. 193 <2, 194— published
b y P. Lambecius in his Commentarii de August. B ibl. Caesarea Vindobonensi
(2nd ed., A . Kollar, Vienna, 1782), vol. v m , p. 930); no. 48.
The summary in MS. no. 3 1 o f m y list is o f some interest for the w ay it
mentions Popes and Patriarchs. It names the Popes first only in the case o f
the First and the Seventh Councils but, strange to say, it states that the First
Council o f Nicaea took place under Popes Sylvester and Julius, the Fifth
under Mennas and Eutyches. It will be remembered that Photius, in his
letter to Boris-Michael o f Bulgaria, also writes that the Nicaean Council took
place under the Popes Sylvester and Julius,1 which has puzzled m any; and
I have pointed out that12 the Synodicon Vetus— an Ignatian treatise on
Councils— followed the same tradition. This new evidence makes it clear
that the tradition must have been common in Constantinople and that it was
not invented b y Photius.
Some o f the treatises must have been re-copied as professions o f faith, as
is the case with MS. no. 4 which is based on Justellus’ treatise and contains
such a profession.
Interesting also is the list o f canons voted b y the oecumenical and local
synods acknowledged b y the Eastern Church and preserved in MS. no. 54 o f
m y list. The Ignatian Council o f 869-70 is omitted, though it voted canons
that became very popular in the W est. But the canons voted b y the Photian
synods o f 861 and o f 879-80 are duly recorded.
4Î5
A P P E N D IX III
456
APPENDIX III
all but identical to the treatise on the Paris MS. no. 968, in Historicus Graecus
Viennensis x x x i v (chartaceus, 15th c., in folio, fol. 392), fols. 35 9 0 -6 1 a.
Unfortunately I have not been able to make a comparative study o f the
MS. and recent events have prevented me obtaining a photograph o f it.
This is what Euthym ios’ treatise has to say about the Photian C ouncil:
fol. 1 16 : Συνόδου ένωτικής [om. Parisinus 968; όγδοη Neilos Rhod.].
Ή ά για και οικουμενική αυτή σύνοδος [όγδοη τω ν τριακοσίων όγδοήκοντα
ά γιω ν πατέρων add. Neilos Rhod.] γέγονε επί τής βασιλείας Βασιλίου
του Μακεδόνος, καθ' ήν σύνοδον γέγονεν ή ειρήνη μεγάλη μεταξύ τής δυτικής
εκκλησίας και τω ν άλλων πατριαρχείω ν, φανερώς όμολογησάντων τω ν
δυτικών, ότι ούτως άναγινώσκομεν και πιστεύομεν, ως και υμείς [ημείς Paris.
968], χωρίς προσθήκης τίνος τό σύμβολον τό ά γιον είναι τής αληθούς
πίστεως [corrupted text in Neilos R h o d .: χωρίς προσθήκης τίνος τό
σύμβολον τό άγιον ως ούτω ς. . . έχον, όντως σύμβολον είναι τής αληθούς
πίστεως], αλλά καί τούς προστιθέντας, ή ελλείποντας άναθεματί^ομεν, όντος
τηνικαύτα Ίω άννου π ά π α ‘ Ρώμης, Φ ω τίου π ατριάρχου Κ ω νσταντινου
πόλεως, καί τοπ οτη ρη τώ ν τής ‘ Ρωμαίων εκκλησίας, Παύλου και Εύγενίου
επισκόπου [επισκόπων Paris. 968, Neilos Rhod.], καί Πέτρου πρεσβυτέρου
καί καρδινάλου [καρδιναλίου Paris. 968, Neilos Rhod.], καί τω ν άλλων
π α τρ ια ρ χώ ν διά τοπ οτη ρητών, Κόσμα πρεσβυτέρου καί πρέσβεως "Αλεξαν
δρείας / fol. 1 1 6 a ! καί Βασιλείου μητροπολίτου Μσρτυρουπόλεως τής "Αν
τιόχειας καί Ή λ ία πρεσβυτέρου Ιεροσολύμων* [Κόσμα.. . Ιεροσολύμων
om. Paris. 968, om. Neilos Rhod.] ών συνελθόντων ώς εν τοις πρακτικοίς
εύρομεν μετά πολλά άλλα υπέρ τής κοινής όμονοίας τώ ν εκκλησιών γραφέντα
καί το ύ τα επί λέξεως *[ώς εν το ίς. . . λέξεως om. Neilos Rhod.] οί μεν το π οτη ρη
το ί τής ‘ Ρώμης εβόησαν, πρέπον έστί μή έτερον όρον καινουργηθήναι άλλ"
αύτόν τον άρχαιον [όρον add. Neilos Rhod.], καί κατά άνά [Neilos Rhod.]
πάσαν τήν οικουμένην κρατούμενόν τε καί δοξα^όμενον άναγνωσθήναί τε καί
έπιβεβαιωθήναι* καί τού ιερού συμβόλου άναγνωσθέντος [άνευ προσθήκης add.
Neilos Rhod.] ώς έχει, ή ά γ ια σύνοδος έξεβόησεν* ήμείς κατά τήν τού σωτήρος
διδασκαλίαν καί τήν τώ ν αποστόλω ν παράδοσιν [παράνεισιν Arund. 528],
έτι δε καί τούς κανονικούς τύπους τώ ν ά γιω ν / fol. 1 1 7 / καί οικουμενικών
[επτά add. Paris. 968, Neilos Rhod.] συνόδων, τον άνωθεν εκ πατέρων καί
μέχρι ήμών κατεληλυθότα τής άκραιφνεστάτης τώ ν χριστιανώ ν πίστεως
όρον, καί διανοία [έπινοία Neilos Rhod.] καί γλώ σσ η στέργομέν τε καί
πά σ ι τρόποις [om. Paris. 968, Neilos Rhod.] διαπρυσίως παραγγέλλομεν
[περιαγγέλλομεν Paris. 968, Neilos Rhod.], ούδέν άφαιρούντες, ούδέν π ροστι-
θέντες κατά διάνοιαν ή λέξιν, ούδέν άμείβοντες, ούδέν κιβδηλεύοντες* καί μετά
τούτο οϊτε τοπ οτηρηταί τού [om. Neilos Rhod.] ‘ Ρώμης, καί ή σύνοδος
άπασα έξεβόησεν* εϊτις τοίνυν εις τούτο άπονοίας έλάσας τολμήσει [εϊτις...
τολμήσει om. Neilos Rhod.] έτερον εκθέσθαι σύμβολον καί όρον όνομάσαι
[άνακινήσαι Neilos Rhod.], ή προσθήκην ή ύφαίρεσιν ποιήσαι εν τω
άναγνωσθέντι νύν [om. Neilos Rhod.] ίερω καί ά γ ίω συμβόλω, άνάθεμα έστω.
457
LIST OF A BBREVIA TIO N S
458
LIST OF M A N U SC R IP T S QUOTED
GREEK MANUSCRIPTS
459
L I S T OF M A N U S C R I P T S Q U O T E D
Manuel Moschopulos. Διάλεξις προς Λατίνους. Bibi. Nat. Paris, MS. no. 969,
fols. 3 15 -19 (fourteenth century).
Mark of Ephesus. Επίλογος ττρός Λατίνους. Brit. Mus. Add. MS. no. 34060, fols.
348 seq. (fifteenth century).
Nicholas de Otranto. Disputationes. Bibl. Nat. Paris, MS. Graec. Supplém.
no. 1232, 165 fols, (thirteenth century).
Nilus Damylas. Tractatus de Processione Spiritus S. Bibi. Nat. Paris, MS. no.
1295, fols. 600-85 (fifteenth to sixteenth centuries).
Orationes Catecheticae Duae. Bibl. Nat. Paris, MS. no. 1302, fols. 281-95 (thir
teenth century).
Photius. ’Έκδοσις. . . Συμβόλου Πίστεως. Nat. Lib. Vienna. Codex Historicus
Graecus vu , fols. 231, 231α (eleventh century (?)).
Theodosius Monachus. De Processione Spiritus S. Bibl. Nat. Paris, MS. no. 1303,
fols. 7 1-8 (fourteenth to fifteenth centuries).
LATIN MANUSCRIPTS
Caesaraugustana. First Recension. Bibl. Nat. Paris, Latin MS. no. 3876 (twelfth
century).
------ Second Recension. Bibl. Nat. Paris, Latin MS. no. 3876 (twelfth century).
Collectio Britannica. Brit. Mus. Add. MS. no. 8873 (eleventh century).
Collection in Seven Books. Vatican Library. Latin MS. no. 1346 (written in 1112 ) .
Collection in Ten Parts. Bibl. Nat. Paris, Latin MS. no. 10743 (first half of the
twelfth century).
Collection in Two Books. Vatican Library, Latin MS. no. 3832 (end of the eleventh
century).
Collection in Sixteen Parts. Brit. Mus. Harl. 3090 (twelfth century).
Collection of the Vatican Library, Latin MS. no. 1361 (beginning of the twelfth
century).
Collection of Sainte Geneviève, Paris, MS. no. 166 (twelfth century).
Collection in Nine Books. MS. 1349 of the Vatican Library Latin MSS. (tenth
century).
Collection in Five Books. MS. 1339 of the Vatican Library Latin MSS. (eleventh
century).
Collection in Five Books. Vatican Library. Latin MS. no 1348 (twelfth century).
Collection of the Vallicellan Library, Rome, T. xvm , 278 fols, (tenth century).
Collection in Three Books. Vatican Library, Latin MS. no. 3831 (beginning of the
twelfth century).
Collection of Prague. University Library. Codex Membran. V III H. 7 (beginning
of the twelfth century).
Collection of Tarragona. Bibl. Nat. Paris, Latin MS. no. 4281 b (twelfth century).
Collection in Nine Books of S. Victor. Bibl. de l’Arsenal, Paris, MS. no. 721
(twelfth century).
Collection of Bordeaux. Bibl. Municipale de Bordeaux, MS. no. 11 (first half of
the twelfth century).
De Conciliis cum suis Expositionibus. Bibl. Nat. Paris, Latin MS. no. 12264, fols.
172*2-219 (written in 1459).
460
L I S T OF M A N U S C R I P T S QUOTED
De Sex Prioribus Conciliis. Bibl. Nat. Paris, Latin MS. no. 1451 (tenth century).
Epitome Celeberrimorum Conciliorum. Bibl. Nat. Paris, MS. no. 2448, fols. 17-48
(sixteenth century).
Excerpta Sanctorum Pontificum (Collection of Canon Law). University Library,
Prague, Codex Lobkovicz no. 496, fols. 850-102 (thirteenth century).
First Collection of Châlons. Bibl. Municipale de Châlons-sur-Marne, MS. no. 47
(first half of the twelfth century).
Second Collection of Châlons. Bibl. Mun. de Ch.-sur-M., MS. no. 75 (first half of
the twelfth century).
Ivo of Chartres. Collectio Tripartita. Bibl. Nat. Paris, Latin MS. nos. 3858; 3858
A, B (twelfth century).
Lanfranc. Canonical Collection. MS. Brit. Mus. Cotton. Claudius D. ix : Decreta
Romanorum Pontificum, Canones Apostolorum et Conciliorum (eleventh to
twelfth centuries).
Notitia Historica de Conciliis. Bibl. Nat. Paris, Latin MS. no. 1340, fol. 17 v.
(ninth to tenth centuries).
Photius ad Michaelem. De Conciliis. Bibl. Nat. Paris, MS. no. 2448, fols. 1- 1 6
(sixteenth century).
Photius ad Michaelem. De Conciliis. Bibl. Nat. Paris, MS. no. 10589, fols. 213-43
(seventeenth century).
Polycarpus. First Recension. Vatican Library, Latin MS. no. 1354 (twelfth
century).
------Second Recension. Bibl. Nat. Paris, Latin MS. no. 3882 (end of the fourteenth
century).
Psellus de Septem Conciliis. Bibl. Nat. Paris, MS. no. 2448, fols. 10 1-3 (sixteenth
century).
Psellus de Septem Conciliis. Bibl. Nat. Paris, MS. no. 10589, fols. 208-12 (seven
teenth century).
Summa Decretorum Haimonis. Bibl. Nat. Paris, Latin MS. no. 4377 (twelfth
century) and no. 4286 (twelfth century).
Summary of the Collection in Ten Parts, Bibl. Nat. Paris, Latin MS. no. 14145,
fols. 9-15 (twelfth century).
461
LIST OF SOURCES
462
L I S T OF S O U R C E S
463
L I S T OF S O U R C E S
Bonizo de Sutri. Liber de Vita Christiana (ed. Pereis). Texte qiur Geschichte des
Röm. u. Kanon. Rechtes im M .A. vol. I. Berlin, 1930.
------ Liber ad Amicum. M .G .H . Lib. de Lite, vol. 1, pp. 568-620.
Bruno, S. Signiensis. De Sacrificio Azymo. Reply to Abbot Leo. P .L . vol. 165,
cols. 1085-90.
Burchard of Worms. Decretorum Libri X X . P .L . vol. 140, cols. 537-1058.
Caloyan, Prince. Letters to Innocent III. P .L . vol. 214, cols. 1 1 1 2 seq., and P .L .
vol. 215, cols. 287-92.
Capistranus, J. Tractatus de Papae et Concilii S. Ecclesiae Auctoritate. Tractatus,
vol. X I I I , i. Venetiis, 1584.
Carlerius (Charlier) de Gerson, J. See Gerson.. . .
Cedrenus, G. (Skylitzes). Historiarum Compendium. P.G . vol. 12 1, cois. 23-116 6
(Bonn, 1839).
Cerularius, M. Homilia in festo Restitutionis Imaginum. P.G . vol. 120, cois.
723-36.
------Letters. P .G . vol. 120, cois. 751-820.
------ Edictum Synodale. Ibid. cols. 736-48.
Chronica Apostolorum et Imperatorum Basileensia. M .G .H . Ss. x x x i, pp.
266-300.
Chronica Pontificum et Imperatorum Tiburtina. M .G.H . Ss. x x x i, pp. 226-65.
Chronicon Salernitanum. M .G .H . Ss. m , pp. 467-561.
Chrysolanus, P. Oratio de Spir. S. P.G . vol. 127, cois. 911-20.
démanges, Nicolas de. In G. Durandus Junior, Tractatus de Modo Gener. Concilii
Celebrandi.
Clement IV, Pope. E. Jordan, Les Régistres de Clément IV. Bibl. des Écoles Fr.
d'Athènes et de Rome, série II, vol. xi. Paris, 1893.
Codinus. De Officiis. Bonn, 1839.
Coletus, N. Sacrosancta Concilia. . . studio P. Labbe et G. Cossarti. . .curante N .
Coleto, 1728, etc.
Constantinus Melitaniota. De Ecclesiastica Unione et de Processione S. Spiritus.
P .G . vol. 141, cols. 1032-1273.
Constantinus Porphyrogennetos. De Ceremoniis Aulae Byzantinae (ed. J. Reiske),
Bonn, 1819 ; (ed. A. Vogt), Le Livre des Cérémonies, Paris, 1935.
------ De Administrando Imperio. Bonn, 1840.
----— Vita Basilii. Bonn, 1838 (Theoph. Contin.).
Crabbe, P. Concilia omnia, tam generalia, quam particularia, ab Apost. tempori
bus in hunc diem celebrata, Cologne, 1538.
Criminationes adversus Eccles. Latinam (ed. J. B. Cotelerius). Eccl. Graecae
Monum. vol. m. Paris, 1681.
Dandolo. Chronicon Venetum. Scriptores Rer. Ital. (Muratori). Cf. H. Simons-
feld, Andreas Dandolo u. seine Geschichtswerke. München, 1876.
Demetrios Cydones. Letters published by G. Cammelli (Correspondance, Texte
inédit et traduit). Paris, 1930. (Collect. Byqanté)
------ De Processione S. Spiritus. P .G . vol. 154, cols. 864-958 (written by Manuel
Calecas).
Deusdedit, Cardinal. Canonical Collection (ed. V. W olf von Glanvell), Die
Kanonensammlung des Kardinals Deusdedit. Paderborn, 1905.
464
L I S T OF S O U R C E S
DPS 465 30
L I S T OF S O U R C E S
Gerbert of Rheims. Letters (ed. J. Havet). Collect, de Textes pour servir à VÉtude
et à VEnseignement de VHistoire. Paris, 18 8 9 .
Gerhohus of Reichersberg. Opusculum de Edificio Dei. M .G .H . Lib. de Lite,
vol. ni, pp. 136 seq.
------Libellus de Simoniacis. M .G .H . Lib. de Lite, vol. ni, pp. 239-72.
Germanos II, Patriarch. Epistula ad Cyprios (ed. J. B. Cotelerius). Ecclesiae
Graecae Monumenta, vol. π. Paris, 1681.
Gerson, Charlier de, J. Opera Omnia. 4 tom. Paris, 1606.
------De Potestae Ecclesiastica, vol. I, pp. 110-45.
— — De Auferibilitate Papae ab Ecclesia, vol. I, pp. 154-71.
------- De Modo se Habendi Tempore Schismatis, vol. I, pp. 171-5*
------Tractatus de Schismate, vol. I, pp . 2 1 0 - 2 0 .
------De Unitate Ecclesiastica, vol. I, pp. 178-86.
------- De Concilio unius Obedientiae, vol. I, pp. 221—30.
----- - Trilogus in Materia Schismatis, vol. I, p p . 292—315.
------Tractatus de Potestate Regia et Papali (ed. M. Goldast). Monarchia S. Rom.
Imp. vol. π. Harroviae, 16 11-14 .
Gesta Episcoporum Neapolitanorum. M .G .H . Ss. Rer. Lang. pp. 398-436.
Gratianus. Concordantia Discordantium Canonum. 1772 edition by J. Fenton,
and the Venice editions of 1495 and 15 14 ; edition by Friedberg in Corpus
Juris Canonici (Lipsiae, 1879). See also P .L . vol. 187.
Gregorius Abulpharagius. Chronicon Syriacum (pd. Bruns and Kirsch). Leipzig, 1789.
Gregorius Mammas. Contra Ephesium. P .G . vol. 160, cols. 13-205.
Gregory VII. Registrum (ed. E. Caspar), Das Register Gregors V I I ; M .G .H .
Ep. Selectae, 11, 1920, 1923, 2 vols.
Gregory of Alexandria. Profession of Faith. P.G . vol. 152, cols. 110 2-3.
Guido de Baysio. Glossae in ‘ Decretum Gratiani’. Venice, 1495.
Habert, Isaac. Archieraticon. Liber Pontificum Ecclesiae Graecae. Paris, 1643.
Hadrianus II, Papa. Epistolae. M .G.H . Ep. vi, pp. 691-765.
Hardouin, J. Conciliorum Collectio Regia Maxima. . . . 12 vols. Paris, 1715.
Helinandus Frigidi Montis. Chronicon. P .L . vol. 212, cols. 771—1082.
Herimannus Augiensis. Chronicon. M .G .H . Ss. v, pp. 74-133.
Hincmar. Annales. M .G .H . Ss. 1, pp. 455-515.
------Epistolae. P .L . vol. 126.
Hormisdas, Papa. Regula Fidei. Mansi, vol. vm , col. 407.
Hosius, S. De Loco et Auctoritate Rom. Pont, in Ecclesia, Bibliotheca, vol. x ix.
Romae, 1699.
Hugh of Verdun (Flaviniacensis). Chronicon Verdunense. P .L . vol. 154, cols.
1 12-403; M .G.H . Ss. vin, pp. 280-503.
Hugo Etherianus. De Haeresibus Graecorum. P .L . vol. 202, cols. 231-396.
Hugo de Sancto Victore. Eruditiones Didascalicae Libri Septem. P .L . vol. 176,
cois. 741-838.
Humbertus Cardinalis. Contra Simoniacos. P .L . vol. 143, cols. 10 0 5 -12 10 ;
M .G.H . Lib. de Lite, vol. 1, pp. 100—253.
------De Gestis Legatorum in Urbe CP. (ed. Will). Acta et Scripta quae de
Controversiis Eccl. Gr. et Lat. s. X I extant (Leipzig, 1864); P .L . vol. 143,
cois. 1002-4.
466
L I S T OF S O U R C E S
467 30 -2
L I S T OF S O U R C E S
468
L I S T OF S O U R C E S
469
L I S T OF S O U R C E S
471
L I S T OF S O U R C E S
472
L I S T OF S O U R C E S
473
BIBLIOGRAPHY
A d o n tz, M. N. L ’Age et l’ Origine de l’Empereur Basile I. B y ia n tio n (1933)?
vol. v in ; (1934), vol. ix.
------La Portée historique de l’Oraison funèbre de Basile I. B y ia n tio n (1933),
vol. vin.
A g u s t in , A n t o n io ( A n t o n iu s A u g u s t in u s ). O pera om n ia , 8 v o l s . L u c a e ,
1765-74.
------D e E m en dation e G ratiani d ia logoru m libri duo (O p era , vol. I I I ). Lucae, 1767.
------J u r i s P o n tificii V eteris E pitom e (O p era , vol. v). Lucae, 1770.
------D e S y n o d is e t P seu d o sy n o d is (O p era , vol. v).
------J u r is P o n tificii E p ito m e . Tarragona, 1587.
A i l l y , P . d ’ ( A l l ia c o , P e t r u s d e ). D e Ecclesiae et Cardinalium a u c to r it a t e
(G erson is O p era ), Paris, 1606.
A lban u s , J. H. De Potestate Papae, in T ra cta tu s, t. x m . Venice, 1584.
A lex a n d r e N oël (A lex a n d er N a t a lis ). H istoria E cclesia stica V eteris e t N ovi
T esta m en ti, 8 tom. Paris, 1660.
A l l a c c i , L . ( A l l a t i u s ) . D e E cclesia e O ccid . atqu e O rien t. P erp etu a C on sen sion e .
Coloniae Agrippinae, 1648.
------D e L ibris e t R eb u s E cclesia e G ra ecoru m . Parisiis, 1646.
------D e O cta va S yn o d o P h otia n a . Romae, 1662.
------Diatriba de Methodiis. P .G . vol. 100, cois. 1231-40.
------In R ob erti C reygh ton i A pparatum , V ersionem e t N ota s a d h istoria m C oncilii
F loren tin i,, . . Romae, 1665.
------G raecia e O rth odox ae T om us p rim u s e t secu n d u s. Romae, 1652, 1659.
A l l ix , P. N ecta rii P a tria rch a e H ierosolym ita n i co n fu ta tio im p erii P a p a e in E cclesia m
(Engl, transi.). London, 1702.
A l m a i n u s , J. De Auctoritate Ecclesiae e t Concilii contra Thomam de Vio
(G erson is O pera, ed. by Ellies du Pin, t. i i ) . Parisiis, 1706 (ed. 1606, vol. i).
A l t a n e r , B. Kentnisse des Griechischen in den Missionsorden während des 13 u.
14 Jh. Z , f ü r K ir ch e n g e sch ich te (1934), v o l . l u i .
A m a n n , E. Photius. D iet, de T héol. C athol, (1935), vol. xii, cols. 1536-1604.
------ Jean VIII. Ibid. (1924), vol. vm , cols. 602-13.
------L ’Époque Carolingienne. H istoire de T É g lise (ed. A. Fliehe and V. Martin),
vol. vi. Paris, 1937.
A n d r ead es , A . Le recrutement des fonctionnaires et les Universités dans l’Empire
Byzantin. M éla n g es de D roit d éd iés a M . G. C ornil, Paris, 1926.
A n d r u z z i , L. V etus G raecia de S, S ed e R om a n a p r a ecla r e sen tien s, Venice, 1713.
------C onsensus tum G raecoru m tum L atin oru m P a tru m de P r o c. S pir. S, ex F ilio.
Romae, 1716.
A r i s t a r c h o s , S. Φωτίου λόγοι και όμιλίαι. Constantinople, 1900.
A r n o l d , G . U n p a rteyisch e K irch en u. K etq er H istorien .. . . Schaff hausen, 1740— 2.
A s s e m a n u s , J. S. B ib lioth eca J u r i s O rien ta lis C anonici e t C ivilis. Romae, 1762-4.
B a r o n i u s , C. A nnales E c c le s ia s tic i,.. .u n a cu m critica h isto rico -ch ro n o lo g ica P .
A ntonii P a g ii, 38 torn. Lucae, 1738-59.
47 4
BIBLIOGRAPHY
47 Î
BIBLIOGRAPHY
476
BIBLIOGRAPHY
477
BIBLIOGRAPHY
F in c k , A. Esnik Gjandschezian, Der Brief des Photios an Aschot und dessen
Antwort. Z eitsch r. f ü r a rm en isch e PhiloL (1904), vol. π.
F i n k e , H. Aus den T a gen d es B o n ifa i V III. Münster i. W. 1902.
F i n k e , H., H o l b i s t e i n e r , J. and H e i m p e l , H. A cta C oncilii C onsta n tien sis, 4 vols.
Münster i. W., 1896-1928.
F l a c i u s , M. C enturiae M a g d eb u rg en ses seu E ccle s . H istoria . Basileae, 156 1— 74.
F l e u r y , C . H istoire du C h ristian ism e, 6 vols. Paris, 1836, 1837.
F ontani , F. N ova e E ru ditoru m D elicia e. Florentiae, 1785-93, 3 vols.
F o u r n i e r , P. L ’origine de la Collection Anselmo Dedicata. M éla n g e s P . F.
G irard, Paris, 1912.
------Un Groupe de Recueils canoniques Italiens. M ém . In st. A cad. In scrip t.
B elles -L ettr es (1915), v o l . X L .
------Les deux recensions de la Collection Canonique Romaine dite le Polycarpus.
M éla n g es d ’A rchéol. e t dé H ist. (19 18-19), v o l . X X X V I I .
----- Les Collections canoniques attribuées à Yves de Chartres. B ib i, d e V Ecole
d es C hartes (1897), v o l s . L V II, L V III.
— — Yves de Chartres et le Droit Canonique. R ev u e d es Q u estion s h istoriq u es
(1898), t. L X III.
------Le premier manuel canonique de la Réforme Grégorienne. M éla n g es
d ’A rchéol. e t T H ist. vol. xiv. Paris, 1894.
------La Collection Canon, dite Caesaraugustana. N ou v. R ev u e H ist. d e D roit
F ranc, e t É tra n ger (1921), vol. x l v .
F o u r n i e r , P . - L e B r a s , G. H istoire d es C ollection s C anoniques en O ccid en t, 2 vols.
Paris, 19 31-2.
F r i e d b e r g , E. A. C orpus J u r is C anonici, 2 vols. Lipsiae, 1879, 1881.
F r i e d r i c h , J. T u rrecrem a ta , J . de. D e p o te s ta te P a p a e e t C oncilio G en erali tra cta tu s
n otabilis. Oeniponti, 1871.
G a y , J. L ’Italie Méridionale et l’Empire Byzantin (867—1071). (.B iblioth èqu e d es
É coles F ra n ça ises d ’A thèn es e t d e R o m e, fasc. 90.) Paris, 1904.
G elzer, H. Das Verhältnis von Staat und Kirche in Byzanz. A u sgew . K lein e
S ch riften . Leipzig, 1907.
------Die Konzilien als Reichsparlamente. Ibid. Leipzig, 1907.
------Der Patriarchat von Achrida. Abh. sä ch s. G es. (A kad.) W iss. (Phil.-Hist.
K l ) , Bd X X , 1902.
------B yz a n tin isch e K u ltu rg e sch ich te . Tübingen, 1909.
------- Die Genesis der Byzantinischen Themenverfassung (1899). Abh. s ä c h s . Ges.
(A kad.) W iss. (Phil.-Hist. Kl.), vol. xvm , 5.
------ Ungedruckte u. Ungenügend Veröffentliche Texte der Notitiae Episco
patuum.. . . Abh. ba yr. Akad. W iss. (Philos.-Phil. Kl.), Bd x xi, 1901.
------ G eorgii C yprii D escrip tio O rbis R om a n i (Leipzig, 1890).
G e r a z i m Y a r e d . Otzuivui sovremennikov o sv. Fotiye Patr. Konst. K h risty a n sk o e
C h ten ie, 1872-3.
G e r s o n , J. C h a r l i e r d e . S ee List of Sources.
G f r ö r e r , A. F. A llgem ein e K ir ch en g esch ich te. Stuttgart, 1841— 6.
G i e s e b r e c h t , W. Die Gesetzgebung der Römischen Kirche zur Zeit Gregor VII,
München. H istorisch es J a h rb u ch f . d a s J a h r 1866.
G l a n v e l l , V. W o l f V O N . D ie K a n o n en sa m m lu n g d es K a rd in a ls D eu s d ed it. Pader
born, 1905.
478
BIBLIOGRAPHY
479
BIBLIOGRAPHY
480
BIBLIOGRAPHY
DPS 48I 31
BIBLIOGRAPHY
L Z a c h a r i a e v o n . Geschichte des Griechischen-Römischen Rechtes (3rd
in g e n t h a l,
482
BIBLIOGRAPHY
I9° 3‘
—-— Documents relatifs au Concile de Florence. Patrol. Orient, vol. xvn , 1923.
P e v a n i , C. Un Vescovo Belga in Italia nel secolo X. Torino, 1920.
P i c h l e r , A. Geschichte der kirchlichen Trennung. München, 1864—5.
------ An meine Kritiker. München, 1865.
P i n , L. E. d u ( E l l i e s - D u p i n ) . Histoire de VÉglise en abrégé. Paris (3e éd. 1719),
4 vols.
------ Nouvelle Bibliothèque des Auteurs Ecclésiastiques. Paris, 1690—1703 (2nd ed.,
14 vols.).
P i t r a , J. B. Juris Ecclesiastici Graecorum Historia et Monumenta. Romae, 1864-8,
2 tom.
483 3 1-2
BIBLIOGRAPHY
484
BIBLIOGRAPHY
485
BIBLIOGRAPHY
486
BIBLIOGRAPHY
487
IN D E X
Abulpharagius, Gregory, Syrian chroni Anastasius of Alexandria, 177
cler, II Anastasius, Ignatian archbishop, 234
Aeacius, Patriarch, 90, 145, 299 Anastasius the Librarian, 23, 24, 32-4,
Achrida, 397 4 L 43 ? 52? 55? 66? 71? 73“ 6? I 0 5?
Acropolites, George, 350, 412, 413 i ° 9 ? i 3 °? Î 3 6“ 8? Mb, 147? 152? 154?
Ado of Vienne, 130 155? 15 8? J 7 2? 173? l S l ? 2° 2? 282?
Adontz, M. N., 164, 250 286? 321? 337? 357? 444
Adriatic coast, 140 Anastasius Makedon, Patriarch, 412
Aeneas, bishop of Paris, 280, 285 Ancyra, 8 4 , 314
Africa, 259, 359 André de Fleury, 3 1 0
Agalianus, Theodore, 425 Andrew, St, Apostle, 8 0 , 1 0 7 , n i , 125
Agapet, Pope, 90 Andrew, archbishop of Rhodes, 363,
Agarenes. See Arabs 3 <M? 373
Agathon, Pope, 313, 315, 395 Andrew, Magister, Domestic of the
Agnalius de Monte, St, monastery, 314 Scholae, 243? 245-7
Agropolis, 229 Andrew, Spanish bishop, 358
Agustin, Antonio, archbishop of Tar Andronicus, Emperor, 384
ragona, 368, 369, 372, 373, 377, Andronicus Camateros, 401
448 Anne, St, 385
Akyndinos, 420 Anne, St, in Bithynia, monastery, 65
Albrich, monk, 352 Anselm, archbishop of Milan, 284
Alexander II, Pope, 306, 317, 376 Anselm of Havelberg, 345, 346, 396
Alexander III, 346 Anselm of Lucca, St, 106, 294, 296-8,
Alexander V, 437 317? 320? 332? 334 ? 33 8? 340
Alexander VI, 129 Anselmo Dedicata (Collection of canon
Alexander, Basil’s son, 209, 353 law), 284, 286, 290, 292
Alexander, co-Emperor with Leo VI, Anspertus, archbishop of Milan, 284
234? 283, 302 Antapodosis, 288
Alexander, Patriarch, 360 Anthimius (Anthemius), Patriarch, 90,
Alexandria, 95, 107, i n , 119, 125, 15 1, 299
183, 268, 269, 290 Anthimos, Metropolitan of Jassy, 427
Alexandrinus, Cardinal, 358 Anthony, Metropolitan of Cyzicus, 53,
Alexios Aristenos, 125 63
Alexis I Comnenus, 395 Anthony, Patriarch. See Cauleas
Alfric, St, archbishop of Canterbury, Anthony of Perge-Sylaeon, 52
3 12 Antioch, 53, 95, 107, i n , 114 , 125, 141,
Allatius (Allacci), 364, 377, 378, 427 I 5I? i 84? 19 1 ? 268, 290, 314, 316,
Almainus, Jacobus, 367 455
Amalfi tans, 330, 444 Apostles, Church of the Twelve, 56-9,
Amann, E., 34, 196, 197 62, 80, 87, 348
Amasia, 163 Arabs (Agarenes, Saracens), 12 1, 134,
Ambrose, St, Collection, 339 v 162, 181, 210, 227, 229, 268, 269,
Ambrosian MSS. of the Liber Diurnus, 273, 283, 362, 371
3 l8? 435 ? 443 Arethas of Caesarea, 386, 387
Amelli, D., 224 Aretinus, Leo, 359
Amphilochia, 428 Arialdus, deacon of Milan, 317
Amphilochus, Metropolitan of Cyzicus, Aristarchos, S., 63
63, 82, 161, 388 Arles, 258
488
INDEX
490
INDEX
Church of Byzantium (corn.) of Lombard Law, 114
Collections of canon law, 287, 290-2, of St Emeran of Ratisbon, 289
299, 300 of St Peter’s of Salzburg, 289
Ignatius’ resignation from, 40-2, 45, of the Vallicellania, 289
48, 49 in five books, 291
in 15th c. and after, 363, 372, 377, 383, in nine books, 291
385, 388, 389, 391-6, 398, 399, 404, in nine books of Saint-Victor, 334
408, 410, 4 1 1, 418, 420, 423, 426-8, in thirteen books of Arras, 333
431-4, 443, 445, 452, 456 Prague, 333
Photius’ election to, 52, 61, 64, 65 Collections of Western canon law, 5,
under Basil, 132, 140, 144, 147, 15 1, 186, 187, 284, 289, 307, 316, 3 3 1,
162, 168-72, 175, 180, 181, 183, 333- 5, 337-9
186, 187, 192, 199, 201, 205, 209, Cologne, 120, 258, 364, 365
2 1 1, 214, 217, 221, 226, 228—33, Colonna, Jacob Peter, Cardinal, 450
236 Commonitorium of John V III, 175—9,
Church of Rome, 19, 22, 29, 41, 51, 78, I9I~3, 200, 208, 305, 379
95, 122, 123, 125, 127, 142, 147, Conrat, M., 325
15 6 ,17 9 ,18 1-5 ,18 7 -9 ,19 1,19 3 , Constantine, bishop of Larissa, 53
196, 197, 200, 202, 206, 207, 209, Constantine, bishop of Sylaeon, 52
2 1 7 , 2 2 1 , 2 2 5 - 3 6, 2 5 2, 2 5 3, 2 5 6- 9 , Constantine-Cyril, the Philosopher,,
261, 263, 266, 267, 269, 271, 280, 13, 33, 34, 52, 103
287,290-2,297,299,309,316-19, Constantine, Genesios’ father, 390
322, 327, 329, 332, 339, 346, Constantine, St, the Jew, 243
363, 373 > 377 , 379, 381, 383, 389, Constantine, son of Emperor Basil, 189,
39 2, 393, 394, 39ö, 39 s , 4° 4-<S, Σ94 , x95 ? 241
40 8-11, 418, 419, 426, 428, 433, Constantine the Great, 71, n o , 226,
436 , 443 , 444 , 450 313, 360, 389
Church, the Little, 240, 241, 249, 251, Constantine the Meliteniot, 412
26I, 27Ο Constantine IV, Emperor, 313, 315
Circus parties, 6-9 Constantine V, 68, 69
Claudius Amelius, 366 Constantine VI, 9, 10, 24, 37
démanges, Nicholas de, 345, 359 Constantine VII. See Porphyrogennetos.
Clement, St, Pope, 33, 359, 393 Coressios, George, 413
Clement III, Pope, 395 Cosenza, 231
Clement IV, Pope, 351 Cossart, G., 366
Clement V, Pope, 449 Councils. See Synods
Clement VII, Pope, 365, 366 Coxes, John, patrician, 80
Clermont MSS., 318, 436 Cozza, L., 380
Coletti, 366 Crabbe, P., 364
Collectio Britannica. See Britannica Creighton, R., 378
Collection, anti-Photian, 5, 33, 41, 46, Cremona, 288
99, 154, 168, 169, 216, 217, 2 19 -21, Crete, 11 7 ,1 3 7 , 366, 387
225, 226, 231, 232, 234, 240, 241, Crithinos, iconoclast, 149
248, 249, 251, 252, 255, 261, 265, Croatia, 94, 213
271, 272, 274-6, 347, 368, 369, 371, Crocoa (Curcu), John, Domestic of the
372, 374, 375, 391 Scholae, 244
Collections of canon law Cross, Holy, Monastery in Jerusalem, 388
Cologne Chapter, 289 Crotone, 412
Deusdedit. See Deusdedit Crusades, 126
Germanic, 289 Curia, Roman, 106, h i , 223, 224, 356
Intermediary, 305, 307, 308 Cusa, Nicholas de, 357, 358
Italian, 291, 292 Cyprian, Ignatius’ disciple, 87
491
INDEX
492
INDEX
493
INDEX
Habrudunum, 258 293> 299> 30°, 3°7, 309, 322> 33°,
Hadrian I, Pope, 90, 174, 395, 436 351, 393, 408, 441, 442, 45°
Hadrian II, Pope, 30 Honorius I, Pope, 438
and anti-Photian Collection, 216 -19 , Hormisdas, Pope, 90, 144
221, 222 Höttinger, I. H., 378
and Council of 869: 138-50, 153-8 Hubaldus, archbishop of Ravenna, 344
and Council of 879: 159-61, 164, 180, Hugh, archbishop of Lyons, 324
184, 186, 189, 193, 204, 2 1 1 Hugh, King, 287
Roman synod of 867: 128-31 Hugh de Saint-Victor, 350
varia, 231, 234, 235, 252, 254, 255, Hugh of Verdun, chronicler, 295
281, 282, 284, 304, 305, 309, 329, Hugo Etherianus, 346, 347, 349
344 ? 359 ? 3 di? 362, 3^3 ? 37 θ, 371, Humbertus, Cardinal, 293, 316, 317,
37 b, 377 ? 404, 405, 415? 421 , 443 332, 392
Hadrian III, Pope, 196, 220, 221, 224, Humbertus de Romanis, 346
225, 228, 232, 282, 368, 399
Hadrian IV, Pope, 397 Iconoclasm, 2, 3, 7-9, 12, 13, 67-70, 74,
Hagiopolites, John, 247 76, 98, 104, 273, 370, 393, 417
Haller, J., 97 Ignatian schism, 259, 261. See also
Hanke, M., 378, 379 Church, the Little
Hardouin, I., 366, 375 Ignatians, 23, 31, 34, 35, 43, 46, 47, 49?
Havet, J., 310 50? 52, 54-b, 58? 59? 63? 65? 70, 75?
Hefele, 430 87, 99, 100, 102, 169, 176, 178, 185,
Heinecke, J. M., 379 192, 193, 218, 225, 230, 231, 234,
Helias, spathar and drungary, 163 236? 237, 248, 250, 254, 255, 260-2,
Helinandi Chronicon^ 312 271, 272, 275-7, 300
Henry IV, Emperor, 293 Ignatius, St, Patriarch of Constanti-
Heraclea, 52 nople, 3, 4
Heraclius, Emperor, 6? 7, 315 and anti-Photian revolt, 59, 61—5, 68
Hergenröther, J., Cardinal, 64, 72, 79, and Basil’s change of policy, 164-6
97 , 125-7? 129, 137, 149? l88? x95 ? and the Extremists’ schism, 275-7
197? 204, 240, 251, 263, 381, 382, and Nicholas I, 72-6
397, 400, 4 11, 429, 430 and Nicholas’ policy, 94-6
Herimannus Augiensis Contractus, 3 11 and Photius’ election, 49, 51-6
Hérivée, archbishop of Rheims, 287 and the Pope’s legates, 88-91
Hexamilium, 64 and Roman synod of 863: 97-101
Hiera, Isle of, 56, 247 and synod of 861: 77-84
Hildesheim, Annals of, 3 11 and synod of 869 : 142, 143, 145-7,
Hincmar, bishop of Laon, 280 150? 153-8
Hincmar, chronicler, archbishop of and synod o f 880: 178-81, 183, 187
Rheims, 115 , 118 , 119 , 123, 124, anti-Ignatian campaign, 32-4
280, 281, 286, 287, 309, 310 appeal of, 85-7
Hippodrome, 38, 132 Basil and Photius’ downfall, 132, 136,
Holy (Roman) See, 19, 24, 25, 27, 29, 137, 139? Ί4 °
31? 32, 35, 48, 73, 74, 81, 82, 86, compromise of, 159-61
89 ? 9°? 9 1 ? 93 ? 97, 9 8? IO°? IOÏ? io4 , enthronement of, 17, 18
107, 108, n o , 112 , 113 , 124, 125, first difficulties with Asbestas, 21-3
127,128,138,143,144,146,147, in Greek tradition, 368, 389, 391,
Ho, 153, 154, H6, 162, 171, 174, 400-2, 404, 407, 410, 4 1 1, 4 13 -17 ,
175, 177, 181, 188, 190, 193, 194, 42 1,4 22,4 27,4 34
196, 199, 201, 208, 2 1 1, 214, 220, in Western tradition, 280, 281, 283,
222, 229, 232, 234, 236, 241, 251, 287? 293, 294, 300, 309, 321, 344,
254, 258, 271, 272, 282, 283, 286-8, 353? 368? 370-3? 375-7
494
INDEX
495
INDEX
John X , Pope, 269 Laurissienses Annales, 3 11
John X IV , Pope, 350 Lavrovskii, P. A., 429
John X V , Pope, 287, 288 Lazarus, monk, Ignatian envoy, 21, 24,
Joseph, abbot, 9, 12 2 5? 27 ? 29~3 L 83
Joseph of Arimathea, 166 Lebedev, A., 430
Joseph, St, the Hymnographer, 238,240, Le Bras, 331, 333
386 Legates of Hadrian II, synod of 869:
Joseph, Ignatian abbot, 65 143—51? 153-9? l6x? 226
Joseph of Methone, 423 of John VIII, synod of 879: 172, 173,
Joseph, Patriarch, 4 11 175-82, 188-92, 194-6, 198, 200-2,
Judas, 197, 198 205, 208, 216, 218, 219, 221, 226,
Jugie, M., 197, 389 2 55? 3° 5? 368? 4°d—8, 424
Julian Cesarini, Cardinal, 358, 362, 363, o f Nicholas I, 4, 28, 7 1-9 1, 94, 97?
373 99, 101, 104, 109, 115 - 18 , 124
Julius I, Pope, 127, 455 of Pope Formosus (892): 255, 261,
Justellus, Ch., 360, 384, 452, 454, 455 264
Justinian, 268, 285, 313, 315 to synod of 906: 268
Justinian Code, 114 Leib, B., 461
Justinian Novels, 285, 290, 292 Leo, abbot of St Bonifacius, 287, 288
Leo, abbot of St Mary’s in Byzantium,
Katasambas, archbishop of Nicomedia, 350
13 Leo Choerosphactes, ambassador, 268,
Kehr, Μ. P., ιο ί 269
Khagan, Bulgar. See B oris-Michael Leo, imperial ambassador, 76, 93-6, 102
Khazars, 102 Leo, imperial asekretis, 163
Kletorologion, 267-70 Leo Magister, 268
Kokorobion monastery, 65 Leo, Metropolitan of Achrida, 392
Kostomarov, N. L, 429 Leo of Ostia, chronicler of Monte
Kurganov, T. A., 431 Cassino, 257
Leo, patrician, 175
Labbe, Ph., 366 Leo, priest, ambassador, 115
Laelius Jordanus, 367 Leo the Grammarian, 375
Lalacon, Leo, Domestic of the Scholae, Leo the Philosopher, 13, 165
56 Leo I, St, Pope, 106, 313, 314, 395
Lambecius, P., 455 Leo III, Pope, 71, 409, 436, 444
Lambertinienses Annales, 3 11 Leo IV, Pope, 19, 21, 24-6, 75, 99, 106,
Landulph of Capua, legate of Formosus, n o , 220, 306, 368
252, 254 Leo V, Emperor, 12, 17, 68
Lanfranc, 289 Leo VI, the Wise, 135, 169, 170, 209,
Laodicea, bishop of, 82 229, 230, 240-51, 255, 265-8, 270,
Lapôtre, A., 197, 224 272, 273, 276, 277, 283, 302, 353,
Lateran, 13 1, 132, 296, 301, 306, 307 361? 389, 391, 401, 434
Latin clergy, 230 Leo IX , Pope, 293, 315-17? 440, 44 2?
Latins, 119, 152, 229, 362, 363, 365, 379, 445
393 ? 394 ? 39 6? 39 8~ 4 0 i? 403, 407? Libellus of Hadrian II, 144, 145, 147,
4 11, 413, 415, 416, 418-20, 422, 149, 15 8, 22i, 370
433 Liber Diurnus, 318, 319, 321, 324, 325,
Laubienses Annales, 312 3 28? 330, 337- 9 ? 343 ? 435-47
Launoi, J., 366 Liber Pontificalis, 25, 71, 73, 113 , 141,
Laurentius, priest, secretary to synod of 152-4, 282, 301, 370, 371
861: 79, 82 Liudprand, bishop of Cremona, 288,
Laurentius Bracatus de Laurea, 375 314
496
INDEX
DP S 497 32
INDEX
498
INDEX
499
INDEX
5 00
INDEX
501
INDEX
5 °3
INDEX