Wishing everyone success as we approach the #EMIR #Refit deadline next Monday. From September 29th onward, all trades must comply with the new regulatory framework, and firms will have six months to migrate their existing transactions. These updates introduce significant complexity—ensure you're prepared and stay compliant. We're here to help you navigate the transition. Reach out anytime: [email protected] #Derivatives #RegTech #Compliance #FinancialMarkets #TradeReporting #RiskManagement #ISO20022 #FCA #ESMA #RegulatoryUpdates #Fintech #DataQuality #FinanceTransformation #MarketInfrastructure #EMIRRefit2024 #RiskAndCompliance #UKRegulations
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What changes will likely shape regulatory reporting in 2025? Get the answers with our panel of experts Struan Lloyd, Meg Francis, Ron F., Igor Kaplun, Fabien Romero, and Kaimin N., as they provide updates on global regulation and practical tips for preparing your regulatory reporting in 2025 and beyond. Topics will also include a recap of 2024, the SEC 10c-1a, Canada and HKMA rewrite, reporting priorities in 2025, the importance of consultancy and managed services and much more. Register to our webinar now: https://hubs.la/Q02YVMzD0 #regreporting #transactionreporting #compliance #securities #regtech #fintech #regulations #securitiesfinancetimes #mifid #sec #operations #tradereporting #hkma #otc #csa
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LAST CHANCE to register for tomorrow's CSA Trade Reporting Rewrite — Impact and Analysis Webinar. Don’t miss the opportunity to hear speakers from Cappitech, Botsford Associates, and the Ontario Securities Commission (OSC) as they explore the Canadian Securities Administrators (CSA) rewrite. Our expert panel consisting of Igor Kaplun, Meng Wang, CFA, Scott Kerr, CFA and Tim Reibetanz will provide background of the rewrite, an overview of the new regulation, outline the key timelines, and offer practical steps on how firms can prepare. Register now: https://hubs.la/Q02XTPD40 #regreporting #regulations #CSA #regtech #canadianreporting #compliance #fintech #transactionreporting #regtech
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Are you prepared for the evolving landscape of regulatory reporting in 2025? Join our webinar next Wednesday to find out! The topics covered by our panel of experts Struan Lloyd, Meg Francis, Ron F., Igor Kaplun, Fabien Romero and Kaimin N., will include updates on global regulations, a deep dive into SEC 10c-1a, Canada and HKMA rewrite, reporting priorities in 2025, the importance of consultancy and managed services and more. Register now: https://hubs.la/Q02ZG_6z0 #regreporting #transactionreporting #compliance #securities #regtech #fintech #regulations #canada #securitiesfinancetimes #mifid #sec #operations #tradereporting #hkma #otc #csa
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Your Trusted Partner keeping you in compliance with global regulatory trade and transaction reporting, utilizing best in breed solutions and subject matter expertise.
I am excited to announce the Cappitech end of year 2025 Regulatory Horizon Webinar. Register today to hear exceptional content from our experienced and dynamic experts. #regreporting #transactionreporting #compliance #securities #regtech #fintech #regulations #securitiesfinancetimes #mifid #sec #operations #tradereporting #hkma #otc #csa
What changes will likely shape regulatory reporting in 2025? Get the answers with our panel of experts Struan Lloyd, Meg Francis, Ron F., Igor Kaplun, Fabien Romero, and Kaimin N., as they provide updates on global regulation and practical tips for preparing your regulatory reporting in 2025 and beyond. Topics will also include a recap of 2024, the SEC 10c-1a, Canada and HKMA rewrite, reporting priorities in 2025, the importance of consultancy and managed services and much more. Register to our webinar now: https://hubs.la/Q02YVMzD0 #regreporting #transactionreporting #compliance #securities #regtech #fintech #regulations #securitiesfinancetimes #mifid #sec #operations #tradereporting #hkma #otc #csa
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We understand the importance for service providers to support financial institutions in meeting MiFID II and Dodd-Frank requirements. Tollring’s cloud-based call recording solutions empower service providers to deliver secure, compliant communication tools for the financial sector. With features designed to simplify regulatory adherence, our solutions allow service providers to confidently facilitate compliance, adding value to their clients and enhancing trust within the industry. Find out more at https://buff.ly/3AmgMVi #ComplianceSupport #ServiceProviders #FinancialCompliance #MiFIDII #DoddFrank #CallRecording #Finance #FinancialSector #Compliance
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A great analysis on “Buy” vs. “Build for trade / transaction reporting. A very interesting take. We have been performing extensive analysis over the years through our Reg Reporting survey and other avenues. Things have definitely shifted over the last few years. Please watch the video below…
With the frequency of rewrites affecting regulatory regimes globally, the advantages of outsourcing your reporting to an established platform become apparent. The Cappitech solution can reduce challenges in your reporting processes, provide valuable insights into your data, reduce costs, and deliver futureproofed compliance to your transactions reporting obligations – all from a single platform. Discover how we can help you gain reporting confidence with our innovative solution. Contact us at: [email protected] #regreporting #regtech #transactionreporting #compliance #fintech #tradereporting #emir #cftc #sftr #mifid #jfsa #hkma #finfrag #sec #regulations #mas
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RBI has issued a Framework for Self-Regulatory Organisation(s) in the FinTech Sector on 30th May, 2024. As the importance and responsibilities of SRO in Regulatory Entities and FinTech sector has been increased by RBI, there is a systematic process and mechanism needed for the effective development of SRO and its functions. We can assist you in creating, engaging and thriving with SRO Framework. To be updated of the guidelines and compliances stay connected with us. Stay informed, stay ahead! #RegulatoryCompliance #NBFCs #SEBI #RBI #FinancialRegulation #ComplianceManagement #RiskManagement #CorporateGovernance #FinancialServices #KYC #AML #CFT #FinTech #GovernanceRiskCompliance #ComplianceOfficer #RegulatoryAffairs #FinancialInclusion #SustainableFinance #ESG #BusinessEthics #NBFCCompliance #NBFCRegulations #P2P #Microfinance #HousingFinance #LoanRegulatipns #AssetFinance #SEBIRegulations #CapitalMarkets #InvestmentBanking #SecuritiesMarket #StockMarket #MutualFunds #PortfolioManagement #InvestmentManagement #SEBIRegulations #CapitalMarket #Investmentbanking #SecuritiesMarket #StockMarket #ComplianceWeek #Regulatorysummit #FinancialRegulationConference
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Your Trusted Partner keeping you in compliance with global regulatory trade and transaction reporting, utilizing best in breed solutions and subject matter expertise.
Please see webinar recording on Canada Rewrite going live in July next year. Hear from the experts on what you need to look our for. We are here to help. Reach out with any questions. #regreporting #regulations #CSA #regtech #canadianreporting #compliance #fintech #transactionreporting #regtech
Available NOW: On-demand webinar of CSA Trade Reporting Rewrite: Impact & Analysis. If you missed our webinar last week, here’s your chance to catch up with our experts from Cappitech, Botsford Associates and the Ontario Securities Commission (OSC) as they provide a breakdown of the rewrite with an overview of the regulation, key timelines, valuable insights, and how firms should start preparing for the changes. Listen here: https://hubs.la/Q02Z39v-0 #regreporting #regulations #CSA #regtech #canadianreporting #compliance #fintech #transactionreporting #regtech
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Are you prepared for the July 2025 Canadian Rewrite? Join our speakers from Cappitech, Botsford Associates, and the Ontario Securities Commission (OSC) as they explore the Canadian Securities Administrators (CSA) rewrite. Our expert panel consisting of Igor Kaplun, Meng Wang, CFA, Scott Kerr, CFA and Tim Reibetanz will provide background of the rewrite, an overview of the new regulation, outline the key timelines, and offer practical steps on how firms can prepare. Please register to join our webinar: https://hubs.la/Q02Wq9Kv0 #regreporting #regulations #CSA #regtech #canadianreporting #compliance #fintech #transactionreporting #regtech
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Available NOW: On-demand webinar of CSA Trade Reporting Rewrite: Impact & Analysis. If you missed our webinar last week, here’s your chance to catch up with our experts from Cappitech, Botsford Associates and the Ontario Securities Commission (OSC) as they provide a breakdown of the rewrite with an overview of the regulation, key timelines, valuable insights, and how firms should start preparing for the changes. Listen here: https://hubs.la/Q02Z39v-0 #regreporting #regulations #CSA #regtech #canadianreporting #compliance #fintech #transactionreporting #regtech
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