Gavin Marcus’ Post

What changes will likely shape regulatory reporting in 2025? Get the answers with our panel of experts Struan Lloyd, Meg Francis, Ron F., Igor Kaplun, Fabien Romero, and Kaimin N., as they provide updates on global regulation and practical tips for preparing your regulatory reporting in 2025 and beyond. Topics will also include a recap of 2024, the SEC 10c-1a, Canada and HKMA rewrite, reporting priorities in 2025, the importance of consultancy and managed services and much more. Register to our webinar now: https://hubs.la/Q02YVMzD0 #regreporting #transactionreporting #compliance #securities #regtech #fintech #regulations #securitiesfinancetimes #mifid #sec #operations #tradereporting #hkma #otc #csa

Our #SPGlobal #Cappitech 2025 #RegulatoryReporting horizon webinar will take place on Wed, Dec 4, 2025. Webinar provides 2024 recap (and what a year it has been!) and will further explore and discuss the upcoming #CSA Canada rewrite, #HKMA rewrite, #SEC #10c1 Please register via the link below to join!! #compliance #MAS #EMIR #FCA #CFTC #JFSA #MiFID #SFTR #regreporting #transactionreporting #regtech #fintech #stockloan #securitiesfinance

Are you prepared for the evolving landscape of regulatory reporting in 2025? Join our webinar next Wednesday to find out! The topics covered by our panel of experts Struan Lloyd, Meg Francis, Ron F., Igor Kaplun, Fabien Romero and Kaimin N., will include updates on global regulations, a deep dive into SEC 10c-1a, Canada and HKMA rewrite, reporting priorities in 2025, the importance of consultancy and managed services and more. Register now: https://hubs.la/Q02ZG_6z0 #regreporting #transactionreporting #compliance #securities #regtech #fintech #regulations #canada #securitiesfinancetimes #mifid #sec #operations #tradereporting #hkma #otc #csa

As the end of the year approaches, we look back at all regulatory reporting changes and challenges and we look forward to whats on the horizon. Join our experts on this webinar. You will not want to miss this one. #regreporting #transactionreporting #compliance #securities #regtech #fintech #regulations #canada #securitiesfinancetimes #mifid #sec #operations #tradereporting #HKMA #OTC #CSA

Come join us to hear the experts discuss how Canadian regulators are aligning OTC derivative reporting with CFTC. #regreporting #regulations #CSA #regtech #canadianreporting #compliance #fintech #transactionreporting

Wishing everyone success as we approach the #EMIR #Refit deadline next Monday. From September 29th onward, all trades must comply with the new regulatory framework, and firms will have six months to migrate their existing transactions. These updates introduce significant complexity—ensure you're prepared and stay compliant. We're here to help you navigate the transition. Reach out anytime: [email protected] #Derivatives #RegTech #Compliance #FinancialMarkets #TradeReporting #RiskManagement #ISO20022 #FCA #ESMA #RegulatoryUpdates #Fintech #DataQuality #FinanceTransformation #MarketInfrastructure #EMIRRefit2024 #RiskAndCompliance #UKRegulations

LAST CHANCE to register for tomorrow's CSA Trade Reporting Rewrite — Impact and Analysis Webinar. Don’t miss the opportunity to hear speakers from Cappitech, Botsford Associates, and the Ontario Securities Commission (OSC) as they explore the Canadian Securities Administrators (CSA) rewrite. Our expert panel consisting of Igor Kaplun, Meng Wang, CFA, Scott Kerr, CFA and Tim Reibetanz will provide background of the rewrite, an overview of the new regulation, outline the key timelines, and offer practical steps on how firms can prepare. Register now: https://hubs.la/Q02XTPD40 #regreporting #regulations #CSA #regtech #canadianreporting #compliance #fintech #transactionreporting #regtech

📋✔ Stay informed with our latest Bermuda regulatory update for Q3 2024! https://okt.to/f8v6jx The BMA has introduced several significant updates, impacting: ➤ Financial sanctions ➤ Investment business legislation ➤ Digital asset business regulation We’ve outlined all the recent developments in one place – covering FATF and DAB updates, a key consultation paper, and the crucial deadlines to meet for Q4 2024. Make sure you read our update, linked above, to ensure your compliance. #ApexGroup #Compliance #FinancialServices #Q3 #RegulatoryUpdates #RegulatoryUpdate #BMA #Bermuda

#Securitisation is addressed in ESMA's 2025 Annual Work Programme. THe following output is expected: - intensify efforts towards supervisory convergence. - reviewing the regulatory framework. - issuance of new guidance, particularly in the areas of STS, investor due diligence, and transparency. As we look ahead to 2025, it is clear that ESMA's initiatives will play a pivotal role in shaping the future of the EU securitisation market.

#StayAhead: The Securities and Exchange Commission (SEC) issued Memorandum Circular No. 13, which discussed its newly adopted Enhanced Compliance Incentive Program (ECIP) in order to better promote the maintenance of entities' regulatory compliance and to uphold an accurate database of firms. Click here to read more: https://lnkd.in/gFHRtseB #VVC #MorisonGlobal #ValuingYourSuccess #ECIP #SecuritiesandExchangeCommission #SEC #buildingbetterbusinessesglobally #buildingbetterbusiness