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A R T I C L E I N F O A B S T R A C T
Keywords: The FKM-Guideline “Analytical Strength Assessment” contains an algorithm for both static and the fatigue
FKM-Guideline strength assessment of components made of steel, cast iron, and aluminium alloys. Designed to be advantageous
Analytical strength assessment for industrial applications, this guideline expresses the design stress using a straightforward linear-elastic ma
Static strength
terial behaviour.
Fatigue strength
Starting with the material strength properties specified in technical standards, the relevant component
properties for both static and fatigue strengths can be determined by considering all influencing factors. The
safety level required for assessment can be adjusted using experience-based safety factors. The outcomes of the
analytical strength assessment provide a measure of the degree of utilisation.
While the FKM-Guideline has been successfully applied since 1994, continuous further development is
necessary to ensure it remains at the forefront of industry standards. Key development areas include the
improvement of the critical strain curve, introduction of a coordinate-invariant fatigue strength assessment
procedure, conducting investigations on the accuracy of the calculation according to the FKM-Guideline as a
precondition for the development of a probabilistic safety concept, and extension of the FKM-Guideline to
additional material groups such as high-strength steel.
* Corresponding author.
E-mail address: [email protected] (R. Rennert).
https://doi.org/10.1016/j.ijfatigue.2024.108165
Received 23 November 2023; Received in revised form 12 January 2024; Accepted 15 January 2024
Available online 24 January 2024
0142-1123/© 2024 The Author(s). Published by Elsevier Ltd. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
R. Rennert et al. International Journal of Fatigue 182 (2024) 108165
The seven editions of the FKM-Guideline have received a significant assessment according to the FKM-Guideline is based on similar sources,
amount of interest. The native language of the FKM-Guideline is for example, [11,12], IIW-Recommendations [13], Eurocode 3 [14] for
German. Since the 5th edition of 2003, all editions of the FKM-Guideline steel structures, and Eurocode 9 [15] for Aluminium structures.
have been available in English. Even though the FKM-Guideline is The analytical strength assessment according to the FKM-Guideline
mostly used in German-speaking countries such as Austria, Switzerland, can be expressed either as nominal stresses or local elastic stresses.
and Germany, it is also widely applied in a large number of European The application of nominal stresses is restricted to components with a
and worldwide countries. defined cross-section (for the definition of the nominal stress) and
A special characteristic of the FKM-Guideline is its wide range of ductile material (for possible neglect of local notch effects in the static
applications without a limited focus on a special field of industry. The strength assessment). Local elastic stresses can be assessed for generally
main fields of industrial application of the FKM-Guideline are general shaped components as well as ductile and brittle materials.
machines (including motors, drivetrains, pumps, turbines, and ventila The analytical strength assessment was divided into static and fa
tors), rail vehicles, automobiles, building machines, timber harvesting tigue strength assessments. Both are performed by calculating the de
machines, mining machines, wind turbines, fun parks, rope cars, and gree of utilisation, which is defined as the applied design stress divided
textile machines. Rare but useful applications have been carried out in by the allowable stress. The allowable stress was the component strength
medicine, dairy farming, tobacco, and brewery industries. Furthermore, divided by the total safety factor. The effects of high overloads in fatigue
the FKM-Guideline algorithm is implemented in several engineering loading are covered by a restriction of the maximal amplitude, which is
software packages and used as a state-of-the-art reference for research. defined similarly in the IIW-Recommendations [13] and Eurocode 3
Beside this FKM-Guideline „Analytical strength assessment, there [14] and was also confirmed for application with local stresses [16].
exist furthermore the FKM-Guideline “Fracture mechanical strength An overview of the entire calculation algorithm of the FKM-
assessment” [2] especially for the evaluation of components with crack- Guideline is provided for the non-welded components in Fig. 1 and for
like defects, the FKM-Guideline “Nonlinear” [3] for the analytical the welded components in Fig. 2.
strength assessment under explicit consideration of nonlinear material Both algorithms are widely the same. The main differences are the.
deformation behaviour and the FKM-Guideline “Analytical strength
assessment of Springs and spring elements” [4]. For simplification of • The connection between the static and material fatigue strength
reading, the short description “FKM-Guideline” means generally the applies only to non-welded components and not to welded
FKM-Guideline “Analytical strength assessment” [1]. components.
• The additional consideration of the static strength in the heat-
2. General calculation algorithm of the FKM-Guideline affected zone and weld applies only to welded components.
• The different design influence parameters, mean stress sensitivity,
The calculation algorithm of the FKM-Guideline was elaborated for and S-N curve parameters must be considered separately for the non-
non-welded components made of steel and iron casting [5,6,7,8,9]. welded and welded components.
Subsequently, it was extended to aluminium alloys [10]. A current
research project attempts to create the necessary basics for the future The calculation parameters for the assessment algorithm based on
extension of copper alloys. the FKM-Guideline are given for the following material groups:
The consideration of welded components in the analytical strength
2
R. Rennert et al. International Journal of Fatigue 182 (2024) 108165
Fig. 1. Structure of analytical strength assessment for non-welded components according to the FKM-Guideline.
Fig. 2. Structure of analytical strength assessment for welded components according to the FKM-Guideline.
• Non-alloyed structural steel and fine grain structural steel • Malleable cast iron (GJM)
• Heat treatable steel • Cast iron with lamellar graphite (GJL)
• Case hardening steel • Wrought aluminium alloys (AW) and cast aluminium alloys (AC)
• Nitriding steel
• Stainless steel The explanations in the following sections are restricted to normal
• Steel for larger forgings stress. The shear stresses were treated similarly [1].
• Cast steel, heat treatable cast steel (GS)
• Cast iron with nodular graphite (GJS) and ausferritic spheroidal
graphite cast iron (ADI)
3
R. Rennert et al. International Journal of Fatigue 182 (2024) 108165
Calculation of the static component strength began with the and the elastic–plastic critical values σcrit = Rp and εcrit according to
normative values of the ultimate tensile strength Rm , yield stress Rp , and Equation (5). The insertion in Equation (6) leads to the first “local” term
elongation at rupture A. The normative values must be adjusted from the in Equation (3)
normative material strength values of a small specimen to the material
strength values for the size of the component by multiplying with the σ 2el,crit /E = Rp ⋅εcrit (8)
technological size factor, Kd . If necessary, the effects of elevated tem
peratures and material anisotropy can also be considered in the static respectively, see also Fig. 4, to
strength values. √̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅
For welded components, also the strength ratio between the base σ el,crit /Rp = E⋅εcrit /Rp (9)
material and the heat-affected zone needs to be considered by use of the
softening factor ρWEZ , and furthermore the strength ratio between the The global critical static load for the component is defined as the yield
heat-affected zone and the weld material by use of the weld factor αW . stress of the material Rp multiplied by the hardening factor fR and the
In the case of stress gradients, the applied design stress may exceed plastic notch factor Kp .
the yield stress without the danger of static failure. This reserve can be The hardening factor partially considers the hardening behaviour of
used to calculate the section factor: the material by calculating the mean values of the yield stress and ul
(√̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅ ) timate tensile strength [21,22] (see Fig. 5). Related to the yield stress, it
npl = MIN E⋅εcrit /Rp ; fR ⋅Kp (3) follows that
( )/
fR = 1 + Rm /Rp 2 (10)
with the Young’s modulus E, the critical strain εcrit , the hardening factor
fR and the plastic notch factor Kp . The critical strain is mainly related to The plastic notch factor is defined as
the elongation at rupture A, which is obtained from material standards
or standardised tensile tests [19]. It depends also on the stress state,
expressed as the degree of multiaxiality h, in the case of a plane stress
state with the principal stresses σ1 and σ2 via:
σ1 + σ2
h= √̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅ (4)
3⋅ σ21 − σ1 ⋅σ2 + σ22
4
R. Rennert et al. International Journal of Fatigue 182 (2024) 108165
and analogously for the plastic notch factor for global torsion
St
Kp,t = (17)
Wt
with the radial static moment St and the torsion resistance Wt . The
plastic notch factors for certain basic geometries are listed in Table 1.
In the evaluation of elastic notch stresses, the local stress concen
tration can be defined by the stress concentration factor Kt , see e.g.
[24,25], which can be calculated separately for bending Kt,b and torsion
Kt,t . Then, the total plastic notch factor is
This indicates the possibility of a stress rearrangement in the compo The safety required for the analytical strength assessment shall be
nent. In the case of nominal stresses, this possibility for stress rear ensured by applying experience-based safety factors. The value of the
rangements is only applicable for bending or torsional loads, which applied safety factor depends on the expected damage consequences
cause a global stress gradient over the loaded cross-section, as shown in with the classification into “low,” “medium,” and “high”.
Fig. 6. In the static strength assessment, these safety factors are related to
The FKM-Guideline also requires the application of the elastic–ideal the yield stress by jp and the ultimate tensile strength by jm , as shown in
plastic material law for the calculation of the plastic notch factor. The Fig. 7.
critical stress for the elastic limit load and for the plastic limit load is the The decision on whether the allowable stress is limited by the yield
yield stress Rp . The elastic limit load under a bending stress is generally stress or tensile strength is implemented in the FKM-Guideline by the
Mel = Rp ⋅Wb (12) minimal condition
{ }
σ allowable = MIN Rp /jp ; Rm /jm (20)
with bending resistance Wb , using the second moment of inertia
∫ Because of the relation of the static component strength σ SK to the yield
1
Wb = ⋅ y2 dA (13)
ymax
A Table 1
Plastic notch factors for global bending and global torsion.
The plastic limit load is in general
Geometry Static moment Bending resistance Plastic notch factor
Mpl = Rp ⋅Sx (14) Sx Wb Kp,b
Fig. 6. Bending stress, left at elastic limit load Mel, right at plastic limit load Mpl.
5
R. Rennert et al. International Journal of Fatigue 182 (2024) 108165
Fig. 7. Safety factors related to yield stress jp and to tensile strength jm , left side. allowable stress limited by yield stress, right side. allowable stress limited by
ultimate tensile strength.
stress, it follows the equation for the total safety factor in the static
strength assessment
{ }
jges = MAX jp ; jm ⋅Rp /Rm ⋅jG + Δj (21)
with the casting factor jG for consideration of the higher strength scat
tering of casted components and the additional term Δj for covering
residual stress effects in non-ductile castings.
with the applied stress σV according to Equation (1), the static compo 1
I : KAK = ,
nent strength σSK according to Equation (19) and the total safety factor 1 − Mσ
jges according to Equation (21). The static strength assessment is suc II : KAK =
1
,
cessful, if the calculated utilisation is lower than or equal to one: 1 + Mσ ⋅σ m /σa
(24)
aSK ≤ 1. 3 + Mσ
III : KAK = ,
(1 + Mσ )⋅(3 + Mσ ⋅σ m /σa )
4. Fatigue strength assessment 3 + Mσ
IV : KAK =
3⋅(1 + Mσ )2
4.1. Treatment of the design stress
The mean stress sensitivity Mσ for non-welded components is
As in the static strength assessment, the FKM-Guideline requires calculated depending on the ultimate tensile strength Rm with material-
design stresses from “safe load assumptions”. A fatigue strength assess group dependent regression parameters according to Hück et. al. [29]
ment must be performed against the amplitude spectrum of the design and Sonsino [30], cited in [28] (see Fig. 9).
stress history. This definition differs from the IIW-Recommendations For welded components, the mean stress sensitivity depends on the
[13] and Eurocodes [14,15], which deal with stress ranges instead of assumed residual stress state. Then the mean stress sensitivity varies
stress amplitudes. Both kinds of stress description are equipollent. from Mσ = 0 for high residual stresses to Mσ = 0.3 for low residual
In general, design stress exists as a stress-time history. For the fatigue stresses. These definitions are consistent with those in [13,14,15].
strength assessment, this time history has to be processed by rain-flow Using the Equations (24) for calculation of the mean stress factor, the
{ }
counting [26,27] to get the resulting rain-flow matrix with the num mean stress related stress amplitudes in the rain-flow matrix σa,j ; σ m,k
ber of stress cycles nj,k related to classes of stress amplitudes σ a,j and to can be converted to damage equivalent stress amplitudes for completely
classes of mean stresses σm,k . reversed stress via
The mean stress correction was performed using the mean stress ( )
σ aW,j,k = σ a,j /KAK with KAK = f σm,k /σ a,j (25)
factor KAK , which can be calculated for each element of the rain-flow
matrix. The mean stress factor was calculated based on the Haigh dia
After sorting the amplitudes σ a,W,j,k in decreasing order of amplitude
gram defined by Haibach [28], as shown in Fig. 8.
values and – facultatively – assignment of these amplitudes to the
The constant amplitude fatigue limit σ AK depends on the component { }
original amplitude classes, the pure stress amplitude spectrum σ a,i ; ni
fatigue strength for completely reversed stress σWK (at stress ratio R =
− 1), the mean stress sensitivity Mσ , and the applied stress ratio is available for the cumulative damage calculation.
The cumulative damage calculation in the FKM-Guideline follows
σm − σa the linear damage accumulation approach according to the Palm
R= (23)
σm + σa gren–Miner rule [31,32]:
∑ ∑ ni
The value of the constant amplitude fatigue limit σAK is described in the D= Di = (26)
FKM-Guideline via the mean stress factor KAK , which is defined in the i i
Ni
sections (see Fig. 8):
6
R. Rennert et al. International Journal of Fatigue 182 (2024) 108165
Fig. 9. Mean stress sensitivity depending on tensile strength and material group, acc. to [28].
where the accumulated damage D is the sum of the partial damages Di at of the S-N curve ND .
all stages of the stress spectrum. These partial damages are defined as While the critical damage for fatigue failure is defined to the Dm = 1
the ratio of the applied cycles ni to the related cycle number of the S-N in the original Palmgren–Miner rule, this value needs to be corrected to
curve Ni , in the finite life range, as follows: an ‘effective damage sum’ Dm ≤ 1 [8,33]. An approximate relation be
tween the effective damage sum Dm and the distance between S-N curve
( )k
σ eq and fatigue life curve A was defined in [34], as shown in Fig. 11, via
Ni = ND ⋅ (27)
σa,i { [ ]}
2
Dm = MIN 1; MAX √ ̅̅̅ ; D (28)
The failure of the component occurs when the accumulated damage 4 m,min
A
D reaches a critical value Dm , as shown below.
To overcome the lack of accuracy of the original formulation of the with Dm,min = 0.3 for non-welded components and Dm,min = 0.5 for
Palmgren–Miner rule, the FKM-Guideline contains two significant welded components.
improvements:
Fig. 10. Damage accumulation acc. to ‘Miner elementary’ (left) and ‘Miner consistent’ (right), both depicted for S-N curve ‘Type I’, see nomenclature for symbol
description.
7
R. Rennert et al. International Journal of Fatigue 182 (2024) 108165
4.2.1. Non-welded components The statistical Kt-Kf ratio nst is explained by the weakest-link model,
For non-welded components, a basic relation between static strength which assumes that the probability of critical defects increases with the
parameters and the material fatigue strength for a smooth specimen was size of the highly stressed area or the volume of the component
observed a long time ago [39,40]. Systematic investigations have [43,44,45]. The deformation-mechanical Kt-Kf ratio nvm introduces a
stress correction based on the macrosupport effect according to Neuber’s
notch stress theory [23]. The fracture-mechanical Kt-Kf ratio nbm con
Table 2
Parameters of generalized S-N curves for normal stresses. nects the stress-based fatigue strength assessment for very sharp notches
using linear-elastic fracture mechanics [46].
Component ND ND,II k kII
Another modern approach for the description of the fatigue strength
Steel and cast-iron material (S-N curve type I) except austenitic steel, ADI in notched components is the “critical distance approach”, e.g.
non-welded, also cold rolled or shot peened 106 5
– –
[47,48,49]. Benchmarks showed that Kt-Kf ratios calculated according to
non-welded and surface hardened 106 – 15 –
welded, plate thickness ≥ 7 mm 5⋅10 6
– 3 –
the FKM-Guideline and calculated according to the critical distance
welded, plate thickness < 7 mm 5⋅10 6
– 5 – approach deliver similar results [50].
Aluminium material, austenitic steel, ADI In some cases, for example, shaft-hub joints, it is not possible to
(non-welded S-N curve type II, welded type I) calculate the Kt-Kf ratio. Subsequently, experimental fatigue notch fac
non-welded 106 108 5 15
tors, for example [51], can be used for fatigue strength assessment based
welded, plate thickness ≥ 7 mm 5⋅106 – 3 –
welded, plate thickness < 7 mm 5⋅106 – 5 – on nominal stresses.
8
R. Rennert et al. International Journal of Fatigue 182 (2024) 108165
Fig. 13. Material fatigue strength depending on tensile strength, calculated via eq. (31).
9
R. Rennert et al. International Journal of Fatigue 182 (2024) 108165
Fig. 15. Surface roughness factor KR for steel (left) and wrought aluminium (right).
Fig. 16. Nominal stress σnom , structural (hot-spot) stress σ HS , notch stress σK on a butt weld with plate thickness t and axial misalignment expressed as eccentricity e.
10
R. Rennert et al. International Journal of Fatigue 182 (2024) 108165
11
R. Rennert et al. International Journal of Fatigue 182 (2024) 108165
Fig. 20. Multiaxial fatigue strength assessment according to the FKM-Guideline, left side. flowchart of current algorithm, right side. flowchart of new algorithm
according to [62].
6. Conclusion References
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