Active Index Case Finding With CHW TMI-22-1021
Active Index Case Finding With CHW TMI-22-1021
Active Index Case Finding With CHW TMI-22-1021
12900
Abstract objectives Evaluation of a novel index case finding and linkage-to-care programme to identify and
link HIV-infected children (1–15 years) and young persons (>15–24 years) to care.
methods HIV-infected patients enrolled in HIV services were screened and those who reported
untested household members (index cases) were offered home- or facility-based HIV testing and
counselling (HTC) of their household by a community health worker (CHW). HIV-infected
household members identified were enrolled in a follow-up programme offering home and facility-
based follow-up by CHWs.
results Of the 1567 patients enrolled in HIV services, 1030 (65.7%) were screened and 461
(44.8%) identified as index cases; 93.5% consented to HIV testing of their households and of those,
279 (64.7%) reported an untested child or young person. CHWs tested 711 children and young
persons, newly diagnosed 28 HIV-infected persons (yield 4.0%; 95% CI: 2.7–5.6), and identified an
additional two HIV-infected persons not enrolled in care. Of the 30 HIV-infected persons identified,
23 (76.6%) were linked to HIV services; 18 of the 20 eligible for ART (90.0%) were initiated.
Median time (IQR) from identification to enrolment into HIV services was 4 days (1–8) and from
identification to ART start was 6 days (1–8).
conclusions Almost half of HIV-infected patients enrolled in treatment services had untested
household members, many of whom were children and young persons. Index case finding, coupled
with home-based testing and tracked follow-up, is acceptable, feasible and facilitates the identification
and timely linkage to care of HIV-infected children and young persons.
keywords case finding, paediatric HIV, linkage to care, adolescents, HIV testing
© 2017 The Authors. Tropical Medicine & International Health Published by John Wiley & Sons Ltd. 1021
This is an open access article under the terms of the Creative Commons Attribution-NonCommercial-NoDerivs License, which permits use and
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Tropical Medicine and International Health volume 22 no 8 pp 1021–1029 august 2017
This study describes the implementation of an index same compound of the index case at the time of
case finding and linkage intervention and evaluates its screening.
impact on identification and linkage to care of HIV- For index cases that chose home-based testing, a CHW
infected children and young persons. visited their home at a time/date most convenient for the
index case. If untested household members were not at
home during the initial visit, the CHW made one addi-
Method tional visit in an attempt to capture all members. Index
cases that chose facility-based testing were instructed to
Setting and patient population
bring their untested household members to the facility and
This study was conducted between July 2014 and April upon arrival go directly to the CHW office to receive HTC
2015 at Mponela health centre, a semi-urban, govern- services. CHWs offered at least two phone-based remin-
ment-funded health facility in central Malawi, with an ders to come for HIV testing for index cases that did not
estimated adult (age 15–49 years) HIV prevalence of bring their household members to the facility for HTC.
5.2% and a catchment area of 65 300 patients [23]. At During home- and facility-based testing sessions, HTC
the start of the intervention 1567 people were enrolled in services were offered to all household members in addition
the HIV treatment programme and 1243 of them were to any other person present at the testing session. HIV test-
on ART. ing history and the individual’s relationship to the index
case were recorded for all persons present. Relationship
status included spouse, biological child, biological sibling
Details of the intervention
or other. CHWs then offered an HIV test to those with an
The household HIV testing and counselling (HH-HTC) unknown HIV status. As per national guidelines, consent
programme was aimed at identifying and linking was obtained prior to testing from each individual, or in
HIV-infected children and young persons to care. The the case of minors under the age of 13, from their guardian
HH-HTC programme was part of Tingathe Outreach [26]. All those who consented were given group pre-test
Program activities. The Tingathe programme and details counselling followed by individual testing in accordance
of how CHWs were selected, trained, supervised and with Ministry of Health (MOH) HIV Testing and Coun-
remunerated are described elsewhere [5, 24, 25]. In selling guidelines [26]. Infants under one were referred to
brief, in partnership with the Malawi Ministry of the health facility for DNA-PCR testing. Family members
Health, Tingathe uses community health workers and spouses were encouraged to receive post-test coun-
(CHWs) to support HIV care services. CHWs’ key roles selling together to facilitate disclosure.
include providing HIV testing and counselling (HTC) All persons newly diagnosed with HIV infection and
services, linking HIV-infected patients to care and con- those who were identified with a known HIV infection but
ducting adherence monitoring of HIV-infected pregnant not enrolled in HIV care were followed for up to three
and breastfeeding mothers and their children. Further, in months by CHWs. The last person eligible for follow-up
a focused effort to enrol and retain HIV-infected and was identified in January 2015 and follow-ups were
exposed children into HIV care, a dedicated CHW is concluded in April 2015. During this time, CHWs offered
assigned to each child to provide routine home and in-depth counselling, provided guidance in accessing HIV
facility-based follow-up. services and assisted those eligible for ART to start. Those
All patients enrolled in HIV care between July 2014 who missed a scheduled enrolment appointment or were
and February 2015 were eligible for HH-HTC services. hesitant to enrol in HIV care services were visited at home
One CHW was assigned per day to screen patients to and phoned by CHWs to follow-up and provide additional
determine the HIV status of their household members. As support including adherence counselling, assistance with
per community and health centre recommendation, paedi- disclosure, and in-depth counselling on the importance of
atric patients (defined as those 16 years and younger) ART to prevent transmission and promote healthy living.
were only screened if a parent or guardian was present. Outcomes were recorded for persons identified as HIV-
After screening, any patient reporting a household mem- infected either when they enrolled into HIV care, or if not
ber with an unknown HIV status was offered the option yet enrolled, at the end of the 3-month follow-up period.
of either home- or facility-based HH-HTC for their Outcomes included started ART, enrolled into HIV care
untested household members. An index case was defined (enrolled in care, but not eligible to start ART), died,
as any patient already enrolled in HIV services who moved, lost to follow-up and refused. ART eligibility was
reported having an untested household member. A house- assessed by MOH clinicians. As per Malawi Ministry of
hold member was defined as any person living within the Health ART guidelines in place at the time, pregnant and
1022 © 2017 The Authors. Tropical Medicine & International Health Published by John Wiley & Sons Ltd.
Tropical Medicine and International Health volume 22 no 8 pp 1021–1029 august 2017
breastfeeding women, children less than 5 years of age, Testing, identification and characteristics of HIV-infected
persons with WHO Stage 3 or 4 and persons with CD4 less children and young persons tested
than or equal to 500 cells/mm3 were eligible for ART [27,
CHWs conducted testing sessions at 358 households in
28].
total. Of those, 270 (75.4%) had at least one child or
young person tested. In 26 (9.6%) of those households
Data collection and analysis where a child or young person was tested, at least one
child or young person was newly diagnosed with HIV. In
Programme data from paper medical records of consenting
total, 711 children and young persons were tested, and
index cases and those tested aged 1–24 years were
28 were newly diagnosed with HIV, resulting in a 4.0%
extracted and included in the analysis. Infants under one
yield [95% CI: 2.7–5.6] (Table 1). The average number
were excluded from the analysis because early infant diag-
of individuals who needed to be tested to yield one new
nosis (EID) required a DNA-PCR test at the health facility.
case was 25.4 (28/711).
Due to the nature of existing EID interventions at the
health facility, it was impossible to determine whether the
testing was a result of the HH-HTC intervention. Testing Characteristics and outcomes of HIV-infected children
and HH-HTC outcome data were stratified by age group and young persons identified during HH-HTC
into children (age 1–15 years old) and young persons
During home-based testing sessions, CHWs also identified
(>15–24 years old). The 15-year cut-off is in line with
two additional children that had a known HIV infection
Malawi Ministry of Health and UNICEF definitions, facili-
but were not enrolled in care, resulting in a total of 30
tating comparison with other studies [29, 30].
HIV-infected children and young persons in need of link-
Data were anonymised before analysis. Aggregate data
age to care. The mean (SD) age of those identified was
were reported as mean with standard deviation (SD) if
10 years (7.6), and the majority were a biological child
normally distributed and median with interquartile range
to the index case (56.7%), had never been tested for HIV
(IQR) otherwise.
(66.7%) and were eligible for ART (66.7%) (Table 2).
Analyses were performed using Stata Version 13 (Stata-
Of the 30 HIV-infected children and young persons
Corp LP, College Station, Texas). The Malawi National
identified, 23 (76.7%) were enrolled in HIV services, two
Health Sciences Research Committee and the Baylor Col-
(6.7%) died, two (6.7%) moved, one (3.3%) was lost
lege of Medicine institutional review board granted ethics
and two (6.7%) refused HIV care. Of the 23 that were
approval.
enrolled in HIV services, 18 were eligible for ART and
started (Table 3). Median time (IQR) from identification
to enrolment into HIV services was 4 days (1–8) and
Results
from identification to ART start was 6 days (1–8).
Index cases and uptake of HH-HTC
During the intervention, of the 1567 patients enrolled in Testing yield and outcomes of children and young
HIV services, 1030 (65.7%) were screened for eligibility persons by HIV testing location
for HH-HTC services (Figure 1). Of those screened, 461
Of the 711 HIV tests conducted on children and young
(44.8%) were eligible for HH-HTC (index cases). Uptake
persons, 679 (95.5%) were conducted at the index case’s
of HH-HTC was high amongst index cases with 431
home. Home-based testing yielded 19 (2.8% of those
(93.5%) consenting, of whom 380 (88.2%) preferred
tested) new HIV infections and facility-based testing
home-based over facility-based testing.
yielded 9 (28.1% of those tested) (Table 4). Of the 19 chil-
Of the 416 consenting adult index cases, 259 (66.6%)
dren and young persons newly diagnosed through home-
were on ART for more than one year, 258 (62.0%) were
based testing, 15 (78.9%) were linked to care, whereas six
non-pregnant females and 299 (71.9%) had only primary-
(66.7%) of the nine diagnosed in the facility were linked.
level education. The median (IQR) age of the adults was
37 [31–45] years. The remaining 15 consenting were
paediatric index cases. Of these, the majority (57.1%) were Discussion
on ART for less than one year and were females (66.7%)
To improve ART coverage in children and young per-
with a mean (SD) age of 7 years (0.89). Of the adult index
sons, novel approaches to identifying and linking them to
cases, 272 (65.4%) reported an untested biological child
care, such as index case finding interventions, are needed.
and 7 (46.7%) of the paediatric index cases reported an
Despite country and international guidelines that
untested biological sibling.
© 2017 The Authors. Tropical Medicine & International Health Published by John Wiley & Sons Ltd. 1023
Tropical Medicine and International Health volume 22 no 8 pp 1021–1029 august 2017
1024 © 2017 The Authors. Tropical Medicine & International Health Published by John Wiley & Sons Ltd.
Tropical Medicine and International Health volume 22 no 8 pp 1021–1029 august 2017
Table 1 Characteristics of children and young persons who Table 2 Characteristics of HIV-infected children and young per-
received a HIV test sons identified
© 2017 The Authors. Tropical Medicine & International Health Published by John Wiley & Sons Ltd. 1025
Tropical Medicine and International Health volume 22 no 8 pp 1021–1029 august 2017
Outcome*
Started ART 15 (65.2) 3 (42.8) 18 (60.0)
Enrolled in HIV care programme (not eligible for ART) 4 (17.4) 1 (14.3) 5 (16.6)
Died 2 (8.7) 0 (0.0) 2 (6.7)
Moved 2 (8.7) 0 (0.0) 2 (6.7)
Lost 0 (0.0) 1 (14.3) 1 (3.3)
Refused 0 (0.0) 2 (28.6) 2 (6.7)
Median number of days from identification to enrolment into 4 (1–8) 4 (0.5–37) 4 (1–8)
HIV services‡ (IQR)
Median number of days from identification to start of ART† (IQR) 6 (1–8) 6 (0–37) 6 (1–8)
*Outcome was recorded once the patient was enrolled in HIV services and if eligible started ART, or if not enrolled at the end of the
3-month follow-up period.
†Using data from only those that started ART.
‡Using data only from those that started ART and those enrolled in HIV care programme.
Table 4 Testing yield and outcomes of children and young per- However, in some cases, CHWs were unable to provide
sons by HIV testing location home-based testing because no one was present at home,
or the homes could not be found due to poor directions.
Home-Based Facility-Based
n = 679 (%) n = 32 (%) Despite this, home-based testing remains a viable option
for many patients because of its convenience and privacy.
HIV tests done In higher prevalence, more densely populated areas or in
Children (1–15 years) 523 (77.0) 23 (71.9) areas where home visits could be more accurately planned,
Young Persons (>15–24 years) 156 (23.0) 9 (28.1)
this strategy could have greater yield. Further, with 75%
Total (1–24 years) 679 (100.0) 32 (100.0)
New HIV infections diagnosed
of index case households tested providing testing of a child
Children (1–15 years) 17 (2.5) 4 (12.5) or young person, home-based testing provides an opportu-
Young Persons (>15–24 years) 2 (0.3) 5 (15.6) nity to reach this population of young adults that may not
Total (1–24 years) 19 (2.8) 9 (28.1) be found in a facility-based setting [36].
Linked to HIV Care*,‡ n = 19 n=9 Facility-based testing found 28% of persons tested to
Children (1–15 years) 14 (73.7) 3 (33.3) be HIV positive, which was eightfold greater than
Young Persons (>15–24 years) 1 (5.3) 3 (33.3)
home-based testing and threefold greater than similar
Total (1–24 years) 15 (78.9) 6 (66.7)
facility-based outpatient testing efforts in children and
*n is the number of patients identified as eligible to be linked to adolescents [10]. We believe our higher yield may be due
HIV care (equal to number of new HIV infections diagnosed). to index cases being prompted to test their household
‡Linked to HIV care includes ART initiation for those eligible, members while already suspecting their positive status.
or if not eligible, enrolment into HIV care programme. However, routine facility-based testing efforts, including
provider-initiated testing and counselling (PITC) and
the yield from targeted interventions in high prevalence interventions that systematically track untested children
areas. This suggests an approach similar to the one used of HIV-infected patients and provide referrals for testing,
in this present study which actively screens, then tracks can increase paediatric HIV testing. These strategies
both paediatric and adult HIV-infected patients with remain an important method of identifying children and
untested household members is a more effective strategy young persons living with HIV in areas where human
for identifying HIV-infected children and young persons resources are inadequate for home-based testing [10, 19,
than universal testing alone. 32, 37–40].
The vast majority (88%) of index cases in our study A systematic review of linkage-to-care programmes in
preferred home-based testing. Similar to another study in sub-Saharan Africa estimates that less than one-third of
Kenya [35], we found that both men and women pre- people identified with HIV are retained in care between
ferred home-based testing to facility-based testing. the time they are tested and the time they commence
1026 © 2017 The Authors. Tropical Medicine & International Health Published by John Wiley & Sons Ltd.
Tropical Medicine and International Health volume 22 no 8 pp 1021–1029 august 2017
ART treatment [41]. The multifaceted linkage approach participants thinking that falsely reporting untested mem-
used in this intervention which combined in-depth coun- bers and participation in the activity would bring them
selling, phone call reminders and home- and facility- additional incentives. To avoid this, it was clearly com-
based follow-ups resulted in over 75% of those identified municated during screening that no incentives or special
with HIV being enrolled into HIV care services. In stud- treatment would be given to participating patients. Fur-
ies specifically looking at linkage from home-based test- ther, the HH-HTC intervention took place within the
ing initiatives [42–45], linkage rates range from 42% to Tingathe Programme’s routine intervention. This may
96%. Our study’s linkage rate was on the higher end of have influenced the uptake of household testing as
the spectrum at 78.9%, a result we believe to be due in patients were already accustomed to CHWs and their
part to the family-based approach to pre- and post-test involvement within the community. Therefore, they may
counselling. Several studies have suggested that family- have been more likely to consent and choose home-based
based approaches such as this improve intrafamily disclo- vs. facility-based testing. This study was conducted at
sure and communication surrounding HIV care, thus one health facility and may not be generalisable.
improving linkage and response to treatment [31, 46].
Another reason for our high linkage rate could be the
Conclusions
continued support and follow-up of CHWs. Qualitative
data from a study by Ware et al. suggests that home- Early identification and timely linkage to care are essen-
based testing combined with follow-up reduces linkage tial to improve outcomes of children and young persons
barriers by building supportive, ‘social-bridges’ between living with HIV. In our study, almost half of HIV-
the CHW and the patient [47, 48]. infected patients enrolled in treatment services had
To improve paediatric outcomes, those identified as untested household members. A family-centred, index
HIV-infected need timely entry into care. Our results case finding approach, coupled with home-based testing
show a median time to ART initiation of 6 days (IQR: and tracked follow-up is acceptable and feasible, and
1–8), a marked improvement to the standard of care facilitates the identification and timely linkage to care of
demonstrated in a similar clinic in Malawi with median HIV-infected children and young persons.
time to ART initiation of 59 days (IQR: 10–330) [49].
Long waiting times, poor staff–patient relationships and
Acknowledgements
inadequate counselling [50, 51] have all been cited as
barriers to ART initiation. In our study, CHWs helped We thank the Malawi Ministry of Health for their partner-
with the initiation process at the facility, provided tar- ship in this endeavour, and the team of CHWs, nurses, clini-
geted counselling, prioritised children and guided patients cians and other staff at Mponela Health Centre for their
through ART initiation procedures. However, linkage to careful data collection and support. We are grateful to all
care is only one step in the continuum. Recent systematic the HIV-infected patients enrolled in our programme and
studies have shown younger age to be a predictor for the CHWs and clinicians who helped care for them. This
non-adherence [52] and paediatric retention in care to be publication was made possible by support from USAID
suboptimal [53]. To achieve viral suppression in children cooperative agreement number 674-A-00-10-00093-00.
and adolescents, further research on improving adherence MHK was supported by the Fogarty International Center of
and retention post-linkage need to be explored. the National Institutes of Health under award number K01
The strengths of our study included that we were able TW009644. The funders had no role in study design, data
to evaluate both identification and linkage outcomes of collection and analysis, decision to publish or preparation of
the intervention with our multifaceted strategy. We also this manuscript. The contents are the responsibility of the
included young persons, addressing a gap in adolescent- authors and do not necessarily reflect the views of the fun-
focused testing strategies. However, some limitations ders, including the National Institutes of Health, USAID
must be taken into consideration when interpreting the and the United States Government. This study was present
results. First, we cannot be sure that patients honestly in part as a poster at the International AIDS Society Confer-
reported their household members’ HIV status or those ence in Durban, July 2016 Abstract #TUPEE484.
members in need of testing, leading to potential response
bias. Some patients may have underreported household
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Corresponding Author Saeed Ahmed, Abbott Fund Children’s Clinical Center of Excellence, Baylor College of Medicine,
Lilongwe, Malawi. E-mails: [email protected]; [email protected]
© 2017 The Authors. Tropical Medicine & International Health Published by John Wiley & Sons Ltd. 1029