Robin George Collingwood - The Principles of Art - The Clarendon Press (1945)
Robin George Collingwood - The Principles of Art - The Clarendon Press (1945)
Robin George Collingwood - The Principles of Art - The Clarendon Press (1945)
THE.
PRINCIPLES OF ART
BY
R. G. COLLINGWOOD
OXFORD
AT THE CLARENDON PRESS
193 8
OXFORD UNIVERSITY PRESS
AMEN HOUSE, E.C. 4
London Edinburgh Glasgow New York
Toronto Melbourne Cape town Bombay
Calcutta Madras
HUMPHREY MILFORD
PUBUSHER TO THE UNIVERSITY
22 September 1937
CONTENTS
I. INTRODUCTION
• § I. The Two Conditions of an Aesthetic Theory I
INDEX • 337
I
INTRODUCTION
§ I. The Two Conditions of an Aesthetic Theory
THE business of this book is to answer the question: What
is art?
A question of this kind has to be answered in two stages.
First, we must make sure that the key word (in this -.:ase 'art')
is a word which we knlJw how to apply where it ought to
be applied and refuse where it ought to be refused. It would
not be much use beginning to argue about the correct
definition of a general term whose instances we could not
recognize when we saw them. Our first business, then, is to
bring ourselves into a position in which we can say with
confidence 'this and this and this are art; that and that and
that are not art'.
This would be hardly worth insisting upon, but for two
facts: that the word 'art' is a word in common use, and that
it is used equivocally. If it had not been a word in common
use, we could have decided for ourselves when to apply it
and when to refuse it. But the problem we are concerned
with is not one that can be approached in that way. It is
one of those problems where what we want to do is to clarify
and systematize ideas we already possess; consequently
there is no point in using words according to a private rule
of our own, we must use them in a way which fits on to
common usage. This again would have been easy, but for
the fact that common usage is ambiguous. The word 'art'
means several different things; and we have to decide which
of these usages is the one that interests us. Moreover, the
other usages must not be simply jettisoned as irrelevant.
They are very important for our inquiry; partly because
false theories are generated by failure to distinguish them,
so that in expounding one usage we must give a certain
attention to others; partly because confusion between the
4436
•
2 INTRODUCTION
various senses of the word may produce bad practice as well
as bad theory. We must therefore review the improper
senses of the word 'art' in a careful and systematic way; so
that at the end of it we can say not only 'that and that and
that are not art', but 'that is not art because it is pseudo-art
of kind A; that, because it is pseudo-art of kind B; and that,
because it is pseudo-art of kind C'.
Secondly, we must proceed to a definition of the term
'art'. This comes second, and not first, because no one can
even try to define a term until he has settled in his own
mind a definite usage of it: no one can define a term in
common use until he has satisfied himself that his personal
usage of it harmonizes with the common usage. Definition
necessarily means defining one thing in terms of something
else; therefore, in order to define any given thing, one must
have in one's head not only a clear idea of the thing to be
defined, but an equally clear idea of all the other things by
reference to which one defines it. People often go wrong
over this. They think that in order to construct a definition
or (what is the same thing) a 'theory' of something, it is
enough to have a clear idea of that one thing. That is
absurd. Having a clear idea of the thing enables them to
recognize it when they see it, just as having a clear idea of
a certain house enables them to recognize it when they are
there; but defining the thing is like explaining where the
house is or pointing out its position on the map; you must
know its relations to other things as well, and if your ideas
of these other things are vague, your definition will be
worthless.
§ 2. Artist-aestheticians and Philosopher-aestheticians
Since any answer to the question 'What is art?' must
divide itself into two stages, there are two ways in which it
is liable to go wrong. It may settle the problem of usage
satisfactorily but break down over the problem of definition;
or it may deal competently with the problem of definition
but fail over the problem of usage. These two kinds of
INTRODUCTION 3
failure may be described respectively as knowing what you
are talking about, but talking nonsense; and talking sense
but not knowing what you are talking about. The first kind
gives us a treatment which is well informed and to the point,
but messy and confused; the second, one which is neat and
tidy, but irrelevant.
People who interest themselves in the philosophy of art
fall roughly into two classes: artists with a leaning towards
philosophy and philosophers with a taste for art. The artist-
aesthetician knows what he is talking about. He (;an discri-
minate things that are art from things th.l.t are pseudo-art, and
can say what these other things are: what it is that prevents
them from being art, and what it is that deceives people into
thinking that they are art. This is art-criticism, which is not
identical with the philosophy of art, but only with the first
of the two stages that go to make it up. It is a perfectly
valid and valuable activity in itself; but the people who are
good at it are not by any means necessarily able to achieve
the second stage and offer a definition of art. All they can do
is to recognize it. This is because they are content with too
vague an idea of the relations in which art stands to things
that are not art: I do not mean the various kinds of pseudo-
art, but things like science, philosophy, and so forth. They
are content to think of these relations as mere differences.
To frame a definition of art, it is necessary to think wherein
precisely these differences consist.
Philosopher-aestheticians are trained to do well just the
thing that artist-aestheticians do badly. They are admirably
protected against talking nonsense: but there is no security
that they will know what they are talking about. Hence
their theorizing, however co~petent in itself, is apt to be
vitiated by weakness in its foundation of fact. They are
tempted to evade this difficulty by saying: 'I do not profess
to be a critic; I am not equal to adjudging the merits of
Mr. Joyce, Mr. Eliot, Miss Sitwell, or Miss Stein; so I will
stick to Shakespeare and Michelangelo and Beethoven.
There is plenty to say about art if one bases it only on the
+ INTRODUCTION
acknowledged classics.' This would be all right for a critic;
but for a philosopher it will not do. Usage is particular, but
theory is universal, and the truth at which it aims is index
sui et falsi. The aesthetician who claims to know what it is
that makes Shakespeare a poet is tacitly claiming to know
whether Miss Stein is a poet, and if not, why not. The
philosopher-aesthetician who sticks to classical artists is
pretty sure to locate the essence of art not in what makes
them artists but in what makes them classical, that is,
acceptable to the academic mind.
Philosophers' aesthetic, not having a material criterion
for the truth of theories in their relation to the facts, can
only apply a formal criterion. It can detect logical flaws in
a theory and therefore dismiss it as false; but it can never
acclaim or propound any theory as true. It is wholly un-
constructive; tamquam virgo Deo consecrata, nihil parit. Yet
the fugitive and cloistered virtue of academic aesthetic is not
without its uses, negative though they are. Its dialectic is a
school in which the artist-aesthetician or critic can learn the
lessons that will show him how to advance from art-criticism
to aesthetic theory.
Zande claims for the power of the oracle. If it were translated into Zande
modes of thought [which is the same thing as saying. if it were translated
into the Zande language] it would serve to support their entire structure of
belief.' Evans-Pritchard, Witchcraft, Orac/(s and Magic amo"g Ih( AZIllltk
(1937), pp. 319- 20•
INTRODUCTION 9
emotional colouring, which sometimes takes precedence of
its descriptive function. People claim or disclaim such tides
as gentleman, or Christian, or communist, either descriptively,
because they think they have or have not the qualities these
titles connote; or emotionally, because they wish to possess
or not to possess these qualities, and that irrespectively of
whether they know what they are. The two alternatives are
very far from being mutually exclusive. But when the descrip-
tive motive is overshadowed by the emotional one, the word
becomes a courtesy title or discourtesy title as the case may be.
§ 6. Plan of Book I
Applying this to the word 'art', we find its proper meaning
hedged about with well-established obsolete, analogical, and
courtesy meanings. The only obsolete meaning of any
importance is that which identifies art with craft. When this
meaning gets tangled up with the proper one, the result is
that special error which I call the technical theory of art:
the theory that art is some kind of craft. The question then,
of course, arises: What kind of craft is it? and here is vast
scope for controversy between rival views as to its differentia.
To that controversy this book will contribute nothing. The
question is not whether art is this or that kind of craft, but
whether it is any kind at all. And I do not propose even to re-
fute the theory that it is some kind of craft. It is not a matter
that stands in need of demonstration. We all know perfectly
well that art is not craft; and all I wish to do is to remind the
readerof the familiar differences which separate the two things.
Analogically, we use the word 'art' of many things which
in certain ways (important ways, no doubt) resemble what
we call art in our own modern European world, but in
other ways are unlike it. The example which I shall contiider
is magical art. I will pause to explain what this means.
When the naturalistic animal-paintings and sculptures of
the upper palaeoIithic age were discovered in the last century,
they were hailed as representing a newly found school of art.
Before long, it was realiz.ed that this description implied a
4436
c
IQ INTRODUCTION
certain misunderstanding. To call them art implied the
assumption that they were designed and executed with the
same purpose as the modern works from which the name
was extended to them; and it was found that this assumption
was false. When Mr. John Skeaping, whose manner is
obviously indebted to these palaeolithic predecessors, makes
one of his beautiful animal-drawings, he frames it under
glass, exhibits it in a place of public resort, expects people to
go and look at it, and hopes that somebody will buy it, take
it home, and hang it up to be contemplated and enjoyed by
himself and his friends. All modern theories of art insist
that what a work of art is for is to be thus contemplated.
But when an Aurignacian or Magdalenian painter made
such a drawing he put it where nobody lived, and often
where people could never get near it at all without great
trouble, and on some special occasion; and it appears that
what he expected them to do was to stab it with spears or
shoot arrows at it, after which, when it was defaced, he was
ready to paint another on the top of it.
If Mr. Skeaping hid his drawings in a coal-cellar and
expected anybody who found them to shoot them full of
bullet-holes, aesthetic theorists would say that he was no
artist, because he intended his drawings for consumption,
as targets, and not for contemplation, as works of art. By
the same argument, the palaeolithic paintings are not works
of art, however much they may resemble them: the resem-
blance is superficial; what matters is the purpose, and the
purpose is different. I need not here go into the reasons
which have led archaeologists to decide that the purpose
was magical, and that these paintings were accessories in
some kind of ritual whereby hunters prefigured and so
ensured the death or capture of the animals depicted. I
A similar magical or religious function is recognizable
elsewhere. The portraits of ancient Egyptian sculpture were
1 English readers who want to go into the question may consult Count
Begouen, 'The Magical Origin of Prehistoric Art', in Antifjuity, iii (1929),
pp. 5- 1 9. and Baldwin Brown, Tht Art of tilt Ca'lJt-Dwtlltr (1928).
INTRODUCTION 11
G
III
ART AND REPRESENTATION
§ I. Representation and Imitation
IF art proper is not any kind of craft, it cannot be repre-
sentative. For representation is a matter of skill, a craft of a
special kind. If the last chapter has established the bank-
ruptcy of the technical theory of art, the present chapter is in
logical strictness unnecessary, for its purpose will be to
demonstrate that art proper is not and cannot be represen-
tative. But the idea of representation has played too im-
portant a part in the history of aesthetic to permit this
summary treatment. I therefore propose to waive the above
argument, forget the relation between representation and
craft, and treat the representational theory of art as if it were
a separate theory. As a matter of fact, most of what was
written and said about art in the nineteenth century was
written and said, not about art proper, but about represen-
tation; with the assumption, of course, that it was for that
reason about art. Serious artists and critics are trying in
these days to go behind that assumption; but they are
finding it very difficult, because the general public has by
now learnt to take the same assumption as gospel truth. Let
that fact, then, serve to justify the publication of this chapter.
Representation must be distinguished from imitation. A
work of art is imitative in virtue of its relation to another
work of art which affords it a model of artistic excellence;
it is representative in virtue of its relation to something in
'nature', that is, something not a work of art.
Imitation also is a craft; and therefore a so-called work of
art, in so far as it is imitative, is a work of art falsely so called.
At the present time there is little need to insist on this.
Plenty of people paint and write and compose in a spirit of
the purest imitation, and make a name for themselves as
painters or writers or musicia~ solely owing to their success
ART AND REPRESENTATION 4-3
in copying the manner of some one whose reputation is
assured; but both they and their public know that in so far
as their work is of this kind it is a sham, and it would be a
waste of our time to prove it. The opposite thesis would be
better worth developing. O~~g~E~l,i!y'jl1; art1.IE,~~!!~!:lg)a<;:~ ,of
res:~~!.~n_~.~~() anythi.ng that ?~s b~e!lAone,bef'?re, is some-
fimes nowadays regarded as an artistic merit. This,.ofcourse,
is aIJ,surd.lf the production of something deliberately
designed to be like existing works of art is mere cnft, equally
so, and for the same reason, is the production of something
designed to be unlike them. There is a sense in which any
genuine work of art is original; but originality in that sense
does not mean unlikeness to other works of art. It is a name
for the fact that this work of art is a work of art and not
anything else.
§ 2. Representative Art and Art Proper
The doctrine that all art is representative is a doctrine
commonly attributed to Plato and Aristotle!; and something
like it was actually held by theorists of the Renaissance and
the seventeenth century. Later, it was generally maintained
that some kinds of art were representative and others not.
To-day, the only tolerable view is that no art is representative.
At any rate, this is the view of most artists and critics whose
opinion is worth taking; but what exactly is asserted and
what exactly denied by people who express it, nobody quite
knows.
The view that art proper is not representative, which is
the view here maintained, does not imply that art and
representation are incompatible. As in the case of art and
craft, they overlap. A building or a cup, which is primarily
an artifact or product of craft, may be also a work of art; but
what makes it a work of art is different from what makes it
an artifact. A representation may be a work of art; but what
makes it a representation is one thing, what makes it a work
of art is another.
1 But falsely attributed. See the following Section.
44 ART AND REPRESENTATION
A portrait, for example, is a work of representation. What
the patron demands is a good likeness; and that is what the
painter aims, and successful1y, if he is a competent painter,
at producing. It is not a difficult thing to do; and we may
reasonably assume that in portraits by great painters such
as Raphael, Titian, Velazquez, or Rembrandt it has been
done. But, however reasonable the assumption may be, it
is an assumption and nothing more. The sitters are dead
and gone, and we cannot check the likeness for ourselves.
If, therefore, the only kind of merit a portrait could have
were its likeness to the sitter, we could not possibly
distinguish, except where the sitter is still alive and
unchanged, between a good portrait and a bad. I knew a
wealthy art-collector who would never collect portraits,
for this very reason. He maintained that since the business
of a portrait-painter was to produce a likeness, there
was no way of distinguishing a good portrait from a
bad when once the sitter was dead. He was a very good
stockbroker.
None the less, we do distinguish; and our ability to do so
is due to the fact that although, in ordering a portrait, the
patron is ordering not a work of art but a likeness, the
painter in supplying his demand may have given him more
than be bargained for: a likeness and a work of art as well.
Of course, in one sense, every portrait must be a work of art.
We have already seen how in the advertisement artist there
is an artistic motive present, but 'denatured' and subordinated
to an end which, being alien to the artist as such, is from the
artistic point of view a base end. The portrait-painter is in
the same case. He must first of all be an artist before he can
subordinate his artistic powers to the end of portraiture.
Where the subordination is complete, the portrait-painter
has satisfied his patron's demand for a good likeness, but
has sacrificed his life as an artist in doing so. Thus a com-
~1'p9TJr1l:ih~l:!~.~_~~.t.!lo.~t.of.~.~<>'~.~9.n.~-s~'§J~~r
exhibiti~.~~]_.~~j~H)1le.scn~~:: work.~.f..~.F...t.~!lE~.~_~!}S sense ~t
a work of art: . .. it
. ... is
" .
, "
a work"rn"which
. '. . ."~,
artistic motives are
"'
ART AND REPRESENTATION 45
genuinely present, but denatured by s!lb_ordination to a non-
art:isticend; the -end of representation.
--'lnCaI1rng- a portrait a work-of art we mean something
more than this. We mean that in addition to the artistry
which the painter has subordinated to the business of pro-
ducing a likeness, there is a further artistry which has risen
superior to that business. First of all, the painter has used
the fact that he can paint as means to the production of a
likeness; then he has used the fact that he is rroducing a
likeness as an opportunity for prodth'ing a work of art.
There is no need for the reader to puzzle his head over this
statement. Either he knows what I am talking about or he
does not. If he can detect for himself the difference between
a commercial portrait, intended simply to satisfy a patron's
demand for a good likeness, such as those by the well-known
artists Mr. A and Mr. B, and a portrait in which the artistic
motive has triumphed over the representational, like those
by Mr. X and Mr. Y, we can get ahead. If he cannot, he
lacks the experience on which the writer of a book like this
is asking him to reflect.
What is here said of a portrait or representation of an
individual human being applies equally to representations of
other individuals, such as Snowdon from Capel Curig, the
Thames at Pangbourne, or the Death of Nelson. And it
makes no difference (as we shall see later on) whether the
individual is historically or topographically 'real', like
Nelson or Snowdon, or 'imaginary', like Mr. Tobias Shandy
or Jacob's Room.
It makes no difference, again, whether the representation
is individualized or generalized. A portrait aims at in-
dividualized representation; but Aristotle in the case of
drama and Sir Joshua Reynolds in the case of painting have
pointed out (quite correctly, in spite of Ruskin's disapproval)
that there is such a thing as generalizing representation. The
patron who buys a picture of a fox-hunt or a covey of par-
tridges does not buy it because it represents that fox-hunt
or that covey and not another; he buys it because it represents
ART AND REPRESENTATION
a thing of that kind. And the painter who caters for that mar-
ket is quite aware of this, and makes his covey or his fox-hunta
'typical' one, that is, he represents what Aristotle called 'the
universal'. Ruskin thought that generalizing representation
could never produce good art; but it can; not because it is re-
presen tation, nor because it is generalizing representation, but
because it can be raised to the level of art proper through being
handled by a real artist. Even Ruskin could see this where
Turner was concerned. The prejudice which he expressed
against generalizing representation was merely a typical
piece of English nineteenth-century romanticism, attempting
to dislodge the 'universal' out of art in order to dissociate art
from the intellect, whose influence on art was supposed to
make it frigid, unemotional, and therefore inartistic.
§ 3. What Magic Is
The only profitable way of theorizing about magic is to
approach it from the side of art. The similarities between
magic and applied science, on which the Tylor-Frazer
theory rests, are very slight, and the dissimilarities are great.
The magician as such is not a scientist; and if we admit this,
and call him a bad scientist, we are merely finding a term of
abuse for the characteristics that differentiate him from a
scientist, without troubling to analyse those characteristics.
The similarities between magic and neurosis, on which the
Freudian theory rests, are just as strong or as weak as one
pleases; for neurosis is a negative term, covering many
different kinds of departure from our rough-and-ready
standard of mental health; and there is no reason why one
item in the list of qualifications demanded by a standard of
mental health should not be a disbelief in magic. But the
similarities between magic and art are both strong and
intimate. Magical practices invariably contain, not as peri-
pheral elements but as central elements, artistic activities
like dances, songs, drawing, or modelling. Moreover, these
elements have a function which in two ways resembles the
function of amusement. (i) They are means to a precon-
ceived end, and are therefore not art proper but craft.
(ii) This end is the arousing of emotion.
(i) That magic is essentially means to a preconceived end is,
I think, obvious; and equally obvious that what is thus used as
means is always something artistic, or rather (since, being used
as means to an end, it cannot be art proper) quasi-artistic.
4436 K
66 ART AS MAG le
(ii) That the end of magic is always and solely the
arousing of certain emotions is less obvious; but every one
will admit that this is at least sometimes and partially its end.
The use of the bull-roarer in Australian initiation-ceremonies
is intended, partly at least, to arouse certain emotions in the
candidates for initiation and certain others in uninitiated
persons who may happen to overhear it. A tribe which
dances a war-dance before going to fight its neighbours is
working up its warlike emotions. The warriors are dancing
themselves into a conviction of their own invincibility. The
various and complicated magic which surrounds and accom-
panies the agriculture of a peasant society expresses that
society's emotions towards its flocks and herds, its crops,
and the instruments of its labour; or rather, evokes in its
members at each critical point in the calendar that emotion,
from among all these, which is appropriate to the corre-
sponding phase of its annual work.
But although magic arouses emotion, it does this in quite
another way than amusement. Emotions aroused by magical
acts are not discharged by those acts. It is important for
the practical life of the people concerned that this should
not happen; and magical practices are magical precisely
because they have been so designed that it shall not happen.
The contrary is what happens: these emotions are focused
and crystallized, consolidated into effective agents in practical
life. The process is the exact opposite of a catharsis. There,
the emotion is discharged so that it shall not interfere with
practical life ; here it is canalized and directed upon practical
life.
I am suggesting that these emotional effects, partly on
the performers themselves, partly on others favourably or
unfavourably affected by the performance, are the only
effects which magic can produce, and the only ones which,
when intelligently performed, it is meant to produce. The
primary function of all magical acts, I am suggesting, is to
generate in the agent or agents certain emotions that are
considered necessary or useful for the work of living; their
ART AS MAGIC
secondary function is to generate in others, friends or
enemies of the agent, emotions useful or detrimental to the
lives of these others.
To anyone with sufficient psychological knowledge to
understand the effect which our emotions have on the
success or failure of our enterprises, and in the production
or cure of diseases, it will be clear that this theory of magic
amply accounts for its ordinary everyday employment in
connexion with the ordinary everyday activities of the people
who believe in it. Such a person thinks. for example, that
a war undertaken without the proper dances would end in
defeat; or that if he took his axe to the forest without doing
the proper magic first, he would not succeed in cutting down
a tree. But this belief does not imply that the enemy is
defeated or the tree felled by the power of the magic as
distinct from the labour of the 'savage'. It means that, in
warfare or woodcraft, nothing can be done without morale;
and the function of magic is to develop and conserve morale;
or to damage it. For example, if an enemy spied upon our
war-dance and saw how magnificently we did it, might he
not slink away and beg his friends to submit without a
battle? Where the purpose of magic is to screw our courage
up to the point of attacking, not a rock or a tree, but a human
enemy, the enemy's will to encounter us may be fatally
weakened by the magic alone. How far this negative
emotional effect might produce diseases of various kinds or
even death is a question about which no student of medical
psychology will wish to dogmatize.
One step beyond this type of case brings us to cases in
which 'savages' believe, or seem to believe, that magic can
do things which we 'civilized' men believe to be impossible,
like making rain or stopping earthquakes. I am quite pre-
pared to think that they do entertain such beliefs; savages
are no more exem pt from human folly than civilized men, and
are no doubt equally liable to the error of thinking that they,
or the persons they regard as their superiors, can do what in
fact cannot be done. But this error is not the essence of magic;
68 ART AS MAGIC
it is a perversion of magic. And we should be careful how we
attribute it to the people we call savages, who will one day
rise up and testify against us. A peasant whose crops fail be-
cause he has mismanaged them through idleness generally
blames the weather. If magical practices cured his idleness,
there would be nothing to blame the weather for. It is a
serious question whether the real function of rain-making
magic, so called, may not be to cheer up the cultivator and
induce him to work harder, rain or no rain. Similarly,
magic which is described as intended to stop earthquakes
or floods or the like should be carefully examined in order
to decide whether its true purpose is to avert these natural
calamities, or to produce in men an emotional state of
willingness to bear them with fortitude and hope. If the
second answer proves right, these things too fall into line
with the theory of magic I am here maintaining; if the first,
they will have to be called not magic but perversions of
magIc.
If we ask how magic produces these emotional effects, the
answer is easy. It is done by representation. A situation is
created (the warriors brandish their spears, the peasant gets
out his plough, and so forth, when no battle is being fought
and no seed is being sown) representing the practical situa-
tion upon which emotion is to be directed. It is essential
to the magical efficacy of the act that the agent shall be
conscious of this relation, and shall recognize what he is
doing as a war-dance, a plough-ritual, or the like. This is
why, on first approaching the ritual, he must have it ex-
plained to him, either by word of mouth (which may take
the form of initiatory instruction, or of an explanatory speech
or song forming part of the ritual itself) or by such close
mimicry that mistake is impossible.
Magic is a representation where the emotion evoked is an
emotion valued on account of its function in practical life,
evoked in order that it may discharge that function, and
fed by the generative or focusing magical activity into the
practical life that needs it. M-agical activity is a kind of
ART AS MAG re 69
dynamo supplying the mechanism of practical life with the
emotional current that drives it. Hence magic is a necessity
for every sort and condition of man, and is actually found in
every healthy society. A society which thinks, as our own
thinks, that it has outlived the need of magic, is either mis-
taken in that opinion, or else it is a dying society, perishing
for lack of interest in its own maintenance.
§ 4. Magical Art
A magical art is an art which is representative and there-
fore evocative of emotion, and evokes of set purpose some
emotions rather than others in order to discharge them into
the affairs of practical1ife·. Such an art may be good or bad
when judged by aesthetic standards, but that kind of good-
ness or badness has little, if any, connexion with its efficacy
in its own proper work. The brilliant naturalism of the
admittedly magical palaeolithic animal paintings cannot be
explained by their magical function. Any kind of scrawl or
smudge would have served the purpose, if the neophyte on
approaching it had been solemnly told that it 'was' a bison.
When magical art reaches a high aesthetic level, this is
because the society to which it belongs (not the artists alone,
but artists and audience alike) demands of it an aesthetic
excellence quite other than the very modest degree of
competence which would enable it to fulfil its magical
function. Such an art has a double motive. It remains at a
high level only so long as the two motives are felt as absolutely
coincident. As soon as a sculptor thinks to himself 'surely
it is a waste of labour to finish this portrait with such care,
when it is going to be shut up in a tomb as soon as it leaves
my hand', the two motives have come apart in his mind.
He has conceived the idea that something short of his best
work, in the aesthetic sense of that phrase, would satisfy the
needs of magic; and decadence at once begins. Indeed, it
has begun already; for ideas of that kind only come up into
consciousness long after they have begun to influence
conduct.
70 ART AS MAG le
The change of spirit which divides Renaissance and
modern art from that of the Middle Ages consists in the
fact that medieval art was frankly and definitely magical,
while Renaissance and modern art was not. I say 'was' not,
because the climax of this non-magical or anti-magical
period in the history of art was reached in the late nineteenth
century, and the tide is now visibly turning. But there were
always eddies in the tide-stream. There were cross-currents
even in the nineties, when English literary circles were domi-
nated by a school of so-called aesthetes professing the doctrine
that art must not subserve any utilitarian end but must be
practised for its own sake alone. This cry of art for art's sake
was in some ways ambiguous; it did not, for example,
distinguish art proper from amusement, and the art which
its partisans admired and practised was in fact a shameless
amusement art, amusing a select and self-appointed clique;
but in one way it was perfectly definite: it ruled out magical
art altogether. Into the perfumed and stuffy atmosphere
of this china-shop burst Rudyard Kipling, young, nervous,
short-sighted, and all on fire with the notion of using his
very able pen to evoke and canalize the emotions which in
his Indian life he had found to be associated with the govern-
ing of the British Empire. The aesthetes were horrified, not
because they disapproved of imperialism, but because they
disapproved of magical art; Kipling had blundered right up
against their most cherished taboo. What was worse, he
made a huge success of it. Thousands of people who knew
those emotions as the steam in the engine of their daily work
took him to their hearts. But Kipling was a morbidly sensi.
tive little man, and the rebuff he had met with from the
aesthetes blasted the early summer of his life. Henceforth he
was torn between two ideals, and could pursue neither with
undivided allegiance.
To-day the boot is on the other leg. It is Kipling, and
not Wilde, whose principles are in favour. Most of our
leading young writers have reverted to magical art; and this
reversion is by far the most conspicuous fact in English art
ART AS MAGIC 71
to-day. To the aesthetician it is unimportant that this new
magical literature is the propaganda no longer of imperialism
but of communism. It is unimportant to him (though very
important to the politician) that, of the two warring creeds
which are dividing the inheritance of nineteenth-century
liberalism, communism appears to have tongue, eyes, and
fingers, and fascism only teeth and claws. What is important
to the aesthetician is the re-emergence of a very old kind of
aesthetic consciousness: one which reverses the painfully
taught lesson of nineteenth-century criticism, and instead of
saying 'never mind about the subject; the subject is only a
corpus vile on which the artist has exercised his powers, and
what concerns you is the artist's powers and the way in
which he has here displayed them', says 'the artist's powers
can be displayed only when he uses them upon a subject
that is worthy of them'. This new aesthetic consciousness
involves a two-eyed stance. It regards the subject as an
integral element in the work of art; it holds that, in order to
appreciate any given work of art, one must be interested in its
subject for its own sake, as well as in the artist's handling of it.
To the aesthetician trained in a nineteenth-century school,
these are words of horror. To take them seriously would
mean looking forward to an age of artistic decadence and
barbarism: an age when the infinitely difficult quest of
artistic perfection will be shelved in favour of an easy pro-
paganda; when artists will be judged not on their artistic
merits but on their conformity with the political and moral
and economic dogmas accepted by the society to which they
belong; when the hard-won freedom of modern art will be
thrown away, and obscurantism will reign supreme.
I will not pursue this question further. In another place
we shall have to consider it seriously. For the present, we
will simply register the facts that a recrudescence of magical
art is going on before our eyes, and that aesthetic theorists
and critics are in two minds how to take it.
I spoke of a recrudescence. But it appears as arecrudes-
cence only if we take a very snobbish or high-brow view of
ART AS MAGIC
what constitutes art. The self-elected circle of artists and
litterateurs have no monopoly of artistic production. Out-
side that circle we have had two vigorous streams at least
of artistic tradition since the Renaissance; and in each case
the magical quality of the art is unmistakable.
First, there is the native art of the poor: in particular, that
rustic or peasant art which goes by the patronizing name of
folk-art. This folk-art, consisting of songs and dances and
stories and dramas which in this country (with its tradition
of a patronizing contempt for the poor) were allowed to perish
almost completely! before 'educated' persons had become
aware of their existence, was largely magical in its origin
and motive. It was the magical art of an agricultural people.
Secondly, there are the traditional low-brow arts of the
upper classes. Of these (since their nature is very often
misunderstood) it will be necessary to speak in greater
detail. I refer to such things as the prose of the pulpit, the
verse of hymns, the instrumental music of the military band
and the dance band, the decoration of drawing-rooms, and
so forth. I can see the high-brow reader pulling a face and
hear him cry 'This, God help us, is not art at all'. I know;
but it is magic; and now that the relation between art and
magic is becoming an important problem once more, no
longer to be dismissed with a facile negation, it concerns the
aesthetician to find that magic has been flourishing, unre-
cognized but omnipresent, among the leaders (as they think
themselves) of a society whose claim to enlightenment is
based on its belief that it has given magic up altogether.
The case of religious art eo nomine, with its hymns and
ceremonies and ritual acts, hardly needs analysis. Obviously
its function is to evoke, and constantly re-evoke, certain
emotions whose discharge is to be effected in the activities
of everyday life. In calling it magical I am not denying its
claim to the title religious. Now that we have given up using
the word 'magic' as a term of abuse, and have decided what
I By 1893, 140 'fairy tales' had been c;ollected in England; few others have
been found since. In 1870-90, France and Italy yielded over 1,000 each.
ART AS MAGIC 73
it means, no one need fasten it upon things because he dis-
likes them, or hesitate to use it for things which he respects.
Magic and religion are not the same thing, for magic is the
evocation of emotions that are needed for the work of practical
life, and a religion is a creed, or system of beliefs about the
world, which is also a scale of values or system of conduct.
But every religion has its magic, and what is commonly
called 'practising' a religion is practising its magic.
Equally obvious, or hardly less so, is the case of patriotic
art, whether the patriotism be national or civic or attached
to a party or class or any other corporate body: the patriotic
poem, the school song, the portraits of worthies or statues of
statesmen, the war-memorial, the pictures or plays recalling
historic events, military music, and all the innumerable
forms of pageantry, procession, and ceremonial whose pur-
pose is to stimulate loyalty towards country or city or party
or class or family or any other social or political unit. All
these are magical in so far as they are meant to arouse
emotions not discharged there and then, in the experience
that evokes them, but canalized into the activities of every-
day life and modifying those activities in the interest of the
social or political unit concerned.
Another group of examples may be found in the rituals
which we commonly call sport. Fox-hunting and amateur
football are primarily not amusements, practised for the sake
of harmless entertainment; not means of physical training,
intended to develop bodily strength and skill; they are ritual
activities, undertaken as social duties and surrounded by all
the well-known marks and trappings of magic: the ritual
costume, the ritual vocabulary, the ritual instruments, and
above all the sense of electedness, or superiority over the
common herd, which always distinguishes the initiate and the
hierophant. And in saying this I am not saying anything
new. The ordinary man I has already reflected sufficiently
on these things to have formed a just appreciation of their
I And the anthropologist is quite familiar with my point. Cf. A. M.
Hocart, T"~ Progm! of MIIII (1933).
4436 L
ART AS MAGIC
purpose. He regards them as methods of what he calls
'training character', whose function is to fit their devotees for
the work of living, and in particular for the work of living in
that station to which it has pleased God to call them. These
sports, we are told, inculcate a team-spirit, a sense of fair
play, a habit of riding straight and taking one's fences like a
man. In other words, they generate certain emotions destined
to be discharged in certain kinds of everyday situations, with-
out which these situations would not be faced in a becoming
manner. They are the magical part of the religion of being
a gentleman. And even their harshest critics do not deny
this. They do not say that these sports are not magical, or
that their magic is not efficacious. What they say is that the
emotions generated by this traditional English upper-class
magic are not the emotions that best equip a man to live
effectively in the world as it exists to-day.
As a last group of examples, we will consider the cere-
monies of social life: such things as weddings, funerals,
dinner-parties, dances; forms of pageantry (and therefore,
potentially at least, forms of art) which decorate in their
fashion the private lives of modern civilized men and women.
All these are in essence magical. They all involve dressing
up, and ~a dressing-up which is done not for amusement,
and not for the gratification of individual taste, but according
to a prescribed pattern, often very uncomfortable, and always
so designed as to emphasize the solemnity of the occasion.
This is what anthropologists call the ritual dress of the
initiate. They all involve prescribed forms of speech and at
any rate the rudiments of a ritual vocabulary. They all
involve ritual instruments: a ring, a hearse, a peculiar and
complicated outfit of knives and forks and glasses, each with
its prescribed function. Almost always they involve the use
of flowers of prescribed kinds, arranged in a prescribed
manner, offerings to the genius of the ritual. They always
involve a prescribed demeanour, a ritual gaiety or a ritual
gloom.
As for their purpose, each otie is consciously and explicitly
ART AS MAGIC 75
aimed at arousing certain emotions which are meant to
fructify in the later business of practical life.
The pageantry of marriage has nothing to do with the
fact, when it is a fact, that the principals are in love with each
other. On that subject it is dumb; and this is why many
persons deeply in love detest it as an insult to their passion,
and undergo it only because they are forced into it by
the opinion of their families. Its purpose is to create an
emotional motive for maintaining a partnership of a certain
kind, not the partnership of lovers but the partnership of
married people, recognized as such by the world, whether
love is present or no.
The funeral is an emotional reorientation of a different
kind. The mourners are not, essentially, making a public
exhibition of their grief; they are publicly laying aside their
old emotional relation to a living person and taking up a new
emotional relation to that same person as dead. The funeral
is their public undertaking that they are going to live in
future without him. How difficult an undertaking to fulfil
completely, which of us knows his own heart well enough to
say?
The ceremonial of a dinner-party is intended to create
or renew a bond, not of understanding or interest or policy,
but simply of emotion, among the diners, and more par-
ticularly between the host and each several guest. It
consolidates and crystallizes a sentiment of friendship, at
best making each feel what a charming person the other is,
and at worst, that he is not such a bad fellow after all. It
would be a poor dinner-party in which these feelings were
not to some extent evoked, and did not to some extent
survive the party itself.
The dance has always been magical; and so it still is
among ourselves. In its modern and 'civilized' form it is
essentially a courtship-ritual. Its intention is to arouse in the
young of each sex an interest in some member of the other
sex, to be selected in the ritual act itself from among the
persons qualified by birth and upbringing (that is to say,
ART AS MAGIC
by proper initiations undergone at the various critical stages
of life) to unite together in matrimony. This interest, so far
from being satisfied and therefore exhausted in the dance
itself, is intended to fructify in a future partnership. At
bottom, as our more outspoken grandmothers quite correctly
put it, a ball is the occasion on which girls find husbands.
True to type, all these magical ceremonies are represen-
tative. They literally, though selectively, represent the
practical activities they are intended to promote. Like the
war-dance and the plough-ritual, they are 'symbolic' in
the sense of that word defined under protest at the end of
Chapter HI, § 4. Thus, in marriage, the principals join
hands and walk arm-in-arm through the company, to sym-
bolize their partnership in the eyes of the world. At a
funeral, the mourners leave the dead behind them to sym·
bolize their renunciation of the emotional attitude which
they maintained towards him in life. At a dinner party,
host and guest eat the same food to symbolize the sense of
intimacy and friendliness that is to pervade their more
sympathetic future relations. At a dance the embrace of
partners is a symbol for the embrace of love.
Regarded from the strictly aesthetic point of view, all
these rituals are in general as mediocre as an average
Academy portrait, and for the same reason. The artistic
motive is present in them all; but it is enslaved and denatured
by its subordination to the magical. Hymn-tunes and
patriotic songs do not as a rule inspire respect in a musician.
A ballet-master is not likely to feel much enthusiasm for a
meet of foxhounds or a cricket-match. The stage manage-
ment of a wedding or dinner.party is seldom of high quality;
and a professional dancer would have little praise for what
goes on at a fashionable ball. But this is of a piece with the
strictly magical character of these rituals: or rather, with the
representative character of which their magical character is
one specific form. They are not art proper, any more than
a portrait or a landscape. Like these things, they have a
primary function which is whoI1y non-aesthetic: the function
ART AS MAGIC 77
of generating specific emotions. Like them, they may in
the hands of a true artist (who is never to be thought of as
separable from a public that demands true art) become art
as well; and if the artistic and magical motives are felt as
one motive, this is bound to happen, as it happened among
the Aurignacian and Magdalenian cave-men, the ancient
Egyptians, the Greeks, and the medieval Europeans. It can
never happen so long as the motives are felt as distinct, as
among ourselves they invariably are.
Note on § 2 . -The immediate subject of this UVl)k brings me into contact
only with Chapter III of Freud's Totem and Taboo. The reader will perhaps
pardon me if I add that everything I have said about that chapter applies
mutatis mutandis to the rest. The fallacies are inherent in the principle which
actuated Freud in writing the book: the principle of 'applying the view-points
and results of psycho-analysis to unexplained problems of racial psychology'.
In plainer English, this means explaining the oddities of savage belief and be-
haviour by analogy with oddities observed by psycho-analysts in their patients.
But 'savage' ,here, means only 'belonging to any civilization markedly different
from that of modern Europe'; and the 'oddities' of savage belief and behaviour
are only such points as seem odd to a modern European, i.e. the points in which
that difference consists. So, in still plainer English, Freud's programme is to
reduce the differences between non-European and European civilizations to
differences between mental disease and mental health. Is it surprising that
'the savage hits back' ?
This is not the place to lay bare in detail the quibbles and sophistries by
which Freud persuades himself (and others too, apparently) that his programme
has been carried out. My purpose in this note is to remark that a person who
can attempt to equate the difference between civilizations with the difference
between mental disease and mental health, in other words to reduce the his-
torical problem of the nature of civilization to a medical problem, is a person
whose views on all problems connected with the nature of civilization will be
false in proportion as he sticks honestly to his attempt, and dangerously false in
proportion as his prestige in his own field stands high. Among these problems
is that of the nature of art.
V
ART AS AMUSEMENT
§ I. Amusement Art
IF an artifact is designed to stimulate a certain emotion, and
if this emotion is intended not for discharge into the occupa-
tions of ordinary life, but for enjoyment as something of value
in itself, the function of the artifact is to amuse or entertain.
Magic is useful, in the sense that the emotions it excites
have a practical function in the affairs of every day; amuse-
ment is not useful but only enjoyable, because there is a
watertight bulkhead between its world and the world of
common affairs. The emotions generated by amusement
run their course within this watertight compartment.
Every emotion, dynamically considered, has two phases
in its existence: charge or excitation, and discharge. The
discharge of an emotion is some act done at the prompting
of that emotion, by doing which we work the emotion off
and relieve ourselves of the tension which, until thus dis-
charged, it imposes upon us. The emotions generated by an
amusement must be discharged, like any others; but they
are discharged within the amusement itself. This is in fact
the peculiarity of amusement. An amusement is a device
for the discharge of emotions in such a way that they shall
not interfere with the concerns of practical life. But since
practical life is only definable as that part of life which is not
amusement, this statement, if meant for a definition, would
be circular. We must therefore say: to establish a distinction
between amusement and practical life I is to divide experi-
ence into two parts, so related that the emotions generated
in the one are not allowed to discharge themselves in the
other. In the one, emotions are treated as ends in them-
selves; in the other, as forces whose operation achieves cer-
1 Aestheticians who discuss the re1ati?n between two mutually exclusive
things called 'Art' and 'Life' are really discussing this distinction.
ART AS AMUSEMENT 79
tain ends beyond them. The first part is now called amuse-
ment, the second part practical life.
In order that emotion may be discharged without affecting
practical life, a make-believe situatioh must be created in
which to discharge it. This situation will of course be one
which 'represents' (cf. Chapter Ill, § 4) the real situation in
which the emotion would discharge itself practically. The
difference between the two, which has been indicated by
calling them respectively real and make-believe, is simply
this: the so-called make-believe situation is one in which it is
understood that the emotion discharged shall be 'earthed',
that is) shall not involve the consequences which it would
involve under the conditions of practical life. Thus, if one
man expresses hatred for another by shaking his fist at him,
threatening him, and so forth, he will ordinarily be regarded
as a dangerous character, dangerous in particular to the man
he has threatened, who will therefore take steps of one kind
or another to protect himself: perhaps by appeasing the first,
perhaps by attacking him and overpowering him, perhaps
by obtaining police protection. If it is understood that
nothing of this sort is to be done, that life is to go on exactly
as if nothing had happened, then the situation in which the
anger was expressed is called a make-believe situation.
Situations of this kind resemble those created by magic in
being representative, that is, in evoking emotions like those
evoked by the situations they are said to represent. They
differ in being 'unreal' or 'make-believe'; that is, in that the
emotions they evoke are intended to be earthed instead of
overflowing into the situations represented. This element
of make-believe is what is known as (theatrical) 'illusion', an
element peculiar to amusement art, and never found either
in magic or in art proper. If in a magical ritual one says of a
painting 'this is a bison', or of a wax figure 'this is my
enemy', there is no illusion. One knows perfectly well the
difference between the two things. The make-believe of
amusement art differs radically, again, from the so-called
make-believe of childish games, which is not amusement but
80 ART AS AMUSEMENT
a very serious kind of work, which we call make-believe by
way of assimilating it to something that occurs in our adult
experience. Calling it by that misdescriptive name, we
patronizingly license the child to go on with it; so that the
child can work at the really urgent problems of its own life
unhampered by the interference which would certainly be
forthcoming if adults knew what it was doing.
Comparisons have often been made, sometimes amounting
to identification, between art and play. They have never
thrown much light on the nature of art, because those who
have made them have not troubled to think what they meant
by play. If playing means amusing oneself, as it often does,
there is no important resemblance between play and art
proper; and none between play and representative art in its
magical form; but there is more than a mere resemblance
between play and amusement art. The two things are the
same. If playing means taking part in ritual games, art
proper bears little resemblance to that, and amusement art
even less; but such games, as we have already seen, not only
resemble magic, they are magic. But there is another thing
we call play: that mysterious activity which occupies the
waking and working lives of children. It is not amusement,
though we adults may amuse ourselves by imitating it, and
even on privileged occasions taking part in it. It is not
magic, though in some ways rather like it. Perhaps it is
a good deal like art proper. Giambattista Vico, who knew
a lot both about poetry and about children, said that children.
were 'sublime poets', and he may have been right. But no
one knows what children are doing when they play; it is
far easier to find out what poets are doing when they write,
difficult though that is; and even if art proper and children's
play are the same thing, no light is thrown for most of us
on art proper by saying SO.I
I Dr. Margaret Lowenfeld (Play ill Childhood, 1935) has devised a
method for exploring the unknown world of children's play, and has made
strange discoveries about the relation of this play to the child's health. My
own interpretation of her discoveries may be expressed by saying that they
suggest an identity between 'play' in children and art proper. On the
ART AS AMUSEMENT 81
Th~!e_i~_ a hedonistic theory of art: open, like all forms of
heaonism, to-fheo5jection thafeve-n-tfffie" fUnction of aitis
to give 'deliglit' (as many good artists have said)~' still this
delight is not pleasure in general but pleasure of a particular
~ind. When this objection has been met, the theory is a
fair enough account of amusement art. The artist as pur-
veyor of amusement makes it his business to please his
audience by arousing certain emotions in them and providing
them with a make-believe situation in which the:~e emotions
can be harmlessly discharged.
The experience of being amused is sought not for the sake
of anything to which it stands as means, but for its own sake.
Hence, while magic is utilitarian, amusement is not utili-
tarian but hedonistic. The work of art, so called, which
provides the amusement, is, on the contrary, strictly utili-
tarian. Unlike a work of art proper, it has no value in itself;
it is simply means to an end. It is as skilfully constructed as a
work of engineering, as skilfully compounded as a bottle of
medicine, to produce a determinate and preconceived effect,
the evocation of a certain kind of emotion in a certain kind
of audience; and to discharge this emotion within the limits
of a make-believe situation. When the arts are described in
terms implying that they are essentially forms of skill, the
reference, as the terms are ordinarily used nowadays, is
to this utilitarian character of amusement art. When the
spectator's reception of them is described in psychological
terms as a reaction to stimulus, the reference is the same.
Theoretically, in both cases, the reference might be to
the magical type of representation; but in the modern
world that is generally ignored. For the student of modern
aesthetic, it is a good rule, whenever he hears or reads
statements about art which seem odd or perverse or untrue,
to ask whether their oddity (or apparent oddity) may not
be due to a confusion between art proper and amusement;
relation between art and health of mind (involving health of body so far as
psychological causes may impair or improve bodily health), I shall have
something to say later on (Chapter X, § 7; Chapter XII, § 3)'
44J6 M
82 ART AS AMUSEMENT
a confusion either in the mind of their authors, or In his
own.
§ 2. Profit and Delight!
Magical function and amusement function in a work of
art are of course mutually exclusive, so far as a given emotion
in a given audience at a given moment is concerned. You
cannot arouse in your audience a certain emotion (say,
hatred of the Persians) and arrange at one and the same
moment for its discharge in an amusement form, by raising
a laugh at their expense, and in a practical form, by burning
down their houses. But the emotion aroused by any given
representation is never simple; it is always a more or less
complicated stream or pattern of different emotions; and
it is not necessary that all these should be provided with the
same kind of discharge. In a general way, some are dis-
charged practically, others earthed; the artist, if he knows his
job, arranging which shall be discharged in this way, which
in that. So Horace: omne tulit punctum qui miscuit utile dulci;
where the utile is the discharge of an emotion into practice,
the dulce its discharge in the make-believe of amusement.
'We do not write these novels merely to amuse', says
Captain Marryat in Midshipman Easy; and goes on to boast
that he has used his novels not unsuccessfully in the past
to advocate reforms in naval administration. Mr. Bernard
Shaw is another devout follower of Horace. There has never
been any damned nonsense about art with him; he has
careered through life most successfully as an entertainer,
careful always to keep a few ball cartridges among his blank,
and send his audience home indignant about the way people
treat their wives, or something like that. But although he
follows the same tradition as Marryat, it is doubtful whether
he could claim an equal record of success as a pamphleteer.
The difference is not so much between one writer and another
as between one age and another. In the hundred years that
I The ends of all, who for the Sune doe write
Are, or should be, to profit, and delight.
B. J'bnson, EpicQ!l1e, or the Silent 11'01111111.
ART AS AMUSEMENT 83
have elapsed since Midshipman Easy was published, the
ability of both artists and public to mix a dose of magic with
their amusement has sensibly declined. Mr. Galsworthy
began his career by putting so much· utile and so little dulce
into his stage-puddings that only very determined stomachs
could digest them at all. So he gave up playing with magic,
and specialized in entertaining a rather grim class of readers
with the doings of the Forsyte family.
People who are not really competent in magic, as the fairy-
tales wisely tell us, should be careful to leave it alone. One
of the typical features of late nineteenth- and early twentieth-
century literature is the way in which sound knockabout
entertainers like Jerome K. Jerome or successful ginger-beer
merchants like Mr. A. A. Milne suddenly come over all
solemn, pull themselves together, and decide to become
good influences in the lives of their audience. Nothing quite
like it had ever happened before. It is a curious and un-
pleasant instance of the decline in taste which the nineteenth
century brought in its train.
In general, the representational artist urgently needs to be
a man of taste, in the sense that he must, on pain of profes-
sional disaster, know what emotions to excite. Unless he
means to act as a magician, like Tirnotheus in Dryden's ode,
and excite passions which those who feel them cannot
discharge in anything short of practical acts, he must choose
passions which, in the case of this particular audience, will
submit to make-believe gratification. There is always a
danger that, when once an emotion has been aroused, it may
break down the watertight bulkhead and overflow into
practical life; but it is the aim of both the amuser and the
amused that this disaster shall not happen, and that by a
loyal co-operation the bulkhead shall remain intact. The
artist must steer a middle course. He must excite emotions
which are closely enough connected with his audience's
practical life for their excitation to cause lively pleasure;
but not so closely connected that a breach of the bulkhead is
a serious danger. Thus, a play in which a foreign nation is
84 ART AS AMUSEMENT
held up to ridicule will not amuse an audience in whom
there is no sense of hostility towards that nation; but neither
will it amuse one in whom this hostility has come near to
boiling-point. A smoking-room story which amuses middle-
aged clubmen would not amuse an old man who had
out-grown sexual desire, nor a young man in whom it was
agonizingly strong.
I Cf. Superintendent Kirk: ' ... I couldn't rightly call them a mellering
influence to a man in my line. I read an American story once, and the way
the police carried on-well, it didn't seem right to me" Dorothy L. Sayers,
B'II""ll1'S HOlltymooll, p. 16 I. '
ART AS AMUSEMENT
Malice, the desire that others, especially those better than
ourselves, should suffer, is a perpetual source of pleasure to
man; but it takes different shapes. In Shakespeare and his
contemporaries, bullying in its most violent form is so
common that we can only suppose the average playgoer to
have conceived it as the salt of life. There are extreme cases
like Titus Andronicus and The Duchess of Ma/fi, where torture
and insult form the chief subject-matter; cases like Po/-
pone or The Merchant of Penice, where the same motive is
veiled by a decent pretence that the suffering is deserved;
and cases like The Taming of the Shrew, where it is rationalized
as a necessary step to domestic happiness. The same motive
crops out so repeatedly in passages like the baiting of
Malvolio or the beating of Pistol, passages wholly uncon-
nected with the plot of the play, so far as these plays have
a plot, that it has obviously been dragged in to meet a
constant popular demand. The theme is raised to the level
of art proper here and there in Webster, in a few of Shake-
speare's tragedies, and above all in Cervantes.
In a society which has lost the habit of overt bullying, the
literature of violence is replaced by the literature of cattish-
ness. Our own circulating libraries are full of what is
grandiloquently called satire on the social life of our time;
books whose popularity rests on the fact that they give the
reader an excuse for ridiculing the folly of youth and the
futility of age, despising the frivolity of the educated and
the grossness of the uneducated, gloating over the unhappiness
of an ill-assorted couple, or triumphing over the feebleness
of a henpecked merchant prince. To the same class of
pseudo-art (they are certainly not history) belong the
biographies of cattishness, whose aim is to release the reader
from the irksome reverence he has been brought up to feel
for persons who were important in their day.
If the Elizabethan was by temperament a bully, the Vic-
torian was by temperament a snob. Literature dealing with
high life at once excites and in fancy gratifies the social
ambition of readers who feel themselves excluded from it;
88 ART AS AMUSEMENT
and a great part of the Victorian novelist's work was devoted
to making the middle classes feel as if they were sharing in
the life of the upper. Nowadays, when 'society' has lost its
glamour, a similar place is taken by novels and films dealing
with millionaires, criminals, film-stars, and other envied
persons. There is even a literature catering for the snobbery
of culture: books and films about Beethoven, Shelley, or,
combining two forms of snobbery in one, a lady in high
station who wins fame as a painter.
There are cases in which we find, not a mixture of amuse-
ment and magic, but a wavering between the two. A con-
siderable literature exists devoted to sentimental topography:
books about the charm of Sussex, the magic of Oxford,
picturesque Tyrol, or the glamour of old Spain. Are these
intended merely to recall the emotions of returned travellers
and to make others feel as if they had travelled, or are they
meant as an invocation-I had almost said, to call fools into
a circle? Partly the one and partly the other; if the choice
had been decisively made, literature of this kind would be
better than it is. Similar cases are the sentimental literature
of the sea, addressed to landsmen, and of the country,
addressed to town-dwellers; folk-songs as sung not in pubs
and cottages but in drawing-rooms; pictures of horses and
dogs, deer and pheasants, hung in billiard-rooms partly as
charms to excite the sportsman, partly as substitutes for sport.
There is no reason why works of this kind should not be
raised to the level of art, though cases in which that has
happened are exceedingly rare. If it is to happen, there is
one indispensable condition: the ambiguity of motive must
first be cleared up.
it necessary to qualify this word and assert a much more intimate relation
between artist and audience; see pp. 3tI-36.
Il2 ART PROPER: (r) AS EXPRESSION
express it. The words in which it is expressed need not
contain any reference to anger as such at all. Indeed, so far as
they simply and solely express it, they cannot contain any
such reference. The curse of Ernulphus, as invoked by
Dr. Slop on the unknown person who tied certain knots,
is a classical and supreme expression of anger; but it does
not contain a single word descriptive of the emotion it
expresses.
This is why, as literary critics well know, the use of epithets
in poetry, or even in prose where expressiveness is aimed at,
is a danger. If you want to express the terror which some-
thing causes, you must not give it an epithet like 'dreadful'.
For that describes the emotion instead of expressing it, and
your language becomes frigid, that is inexpressive, at once.
A genuine poet, in his moments of genuine poetry, never
mentions by name the emotions he is expressing.
Some people have thought that a poet who wishes to
express a great variety of subtly differentiated emotions
might be hampered by the lack of a vocabulary rich in words
referring to the distinctions between them; and that psycho-
logy, by working out such a vocabulary, might render a
valuable service to poetry. This is the opposite of the truth.
The poet needs no such words at all; the existence or non-
existence of a scientific terminology describing the emotions
he wishes to express is to him a matter of perfect indifference.
If such a terminology, where it exists, is allowed to affect his
own use oflanguage, it affects it for the worse.
The reason why description, so far from helping expres-
sion, actually damages it, is that description generalizes. To
describe a thing is to call it a thing of such and such a kind:
to bring it under a conception, to classify it. Expression,
on the contrary, individualizes. The anger which I feel here
and now, with a certain person, for a certain cause, is no doubt
an instance of anger, and in describing it as anger one is
telling truth about it; but it is much more than mere anger:
it is a peculiar anger, not qVite like any anger that I ever
felt before, and probably not quite like any anger I shall ever
ART PROPER: (I) AS EXPRESSION 113
feel again. To become fully conscious of it means becoming
conscious of it not merely as an instance of anger, but as this
quite peculiar anger. Expressing it, we saw, has something
to do with becoming conscious of it; therefore, if being fully
conscious of it means being conscious of all its peculiarities,
fully expressing it means expressing all its pecuharities. The
poet, therefore, in proportion as he understands his business,
gets as far away as possible from merely labelling his
emotions as instances of this or that general kind, and takes
enormous pains to individualize them by expressing them
in terms which reveal their difference from any other
emotion of the same sort.
This is a point in which art proper, as the expression of
emotion, differs sharply and obviously from any craft whose
aim it is to arouse emotion. The end which a craft sets out
to realize is always conceived in general terms, never
individualized. However accurately defined it may be, it is
always defined as the production of a thing having charac-
teristics that could be shared by other things. A joiner,
making a table out of these pieces of wood and no others,
makes it to measurements and specifications which, even if
actually shared by no other table, might in principle be
shared by other tables. A physician treating a patient for a
certain complaint is trying to produce in him a condition
which might be, and probably has been, often produced in
others, namely, the condition of recovering from that com-
plaint. So an 'artist' setting out to produce a certain emotion
in his audience is setting out to produce not an individual
emotion, but an emotion of a certain kind. It follows that
the means appropriate to its production will be not individual
means but means of a certain kind: that is to say, means
which are always in principle replaceable by other similar
means. As every good craftsman insists, there is always a
'right way' of performing any operation. A 'way' of acting
is a general pattern to which various individual actions may
conform. In order that the 'work of art' should produce its
intended psychological effect, therefore, whether this effect
4436 Q
II4 ART PROPER: (r) AS EXPRESSION
be magical or merely amusing, what is necessary is that it
should satisfy certain conditions, possess certain character-
istics: in other words be, not this work and no other, but a
work of this kind and of no other.
This explains the meaning of the generalization which
Aristotle and others have ascribed to art. We have already
seen that Aristotle's Poetics is concerned not with art proper
but with representative art, and representative art of one
definite kind. He is not analysing the religious drama of
a hundred years before, he is analysing the amusement
literature of the fourth century, and giving rules for its
composition. The end being not individual but general (the
production of an emotion of a certain kind) the means too
are general (the portrayal, not of this individual act, but of an
act of this sort; not, as he himself puts it, what Alcibiades
did, but what anybody of a certain kind would do). Sir
Joshua Reynolds's idea of generalization is in principle the
same; he expounds it in connexion with what he calls 'the
grand style', which means a style intended to produce
emotions of a certain type. He is quite right; if you want to
produce a typical case of a certain emotion, the way to do it
is to put before your audience a representation of the typical
features belonging to the kind of thing that produces it:
make your kings very royal, your soldiers very soldierly,
your women very feminine, your cottages very cottagesque,
your oak-trees very oakish, and so on.
Art proper, as expression of emotion, has nothing to do with
all this. The artist proper is a person who, grappling with
the problem of expressing a certain emotion, says, 'I want
to get this clear.' It is no use to him to get something else
clear, however like it this other thing may be. Nothing will
serve as a substitute. He does not want a thing of a certain
kind, he wants a certain thing. This is why the kind of person
who takes his literature as psychology, saying 'How ad-
mirably this writer depicts the feelings of women, or bus-
drivers, or homosexuals . . . ', necessarily misunderstands
every real work of art with' which he comes into contact,
ART PROPER: (I) AS EXPRESSION II S
and takes for good art, with infallible precision, what is
not art at all.
§ 7. Transition to Book 11
Putting together the conclusions of this chapter and the
last, we get the following result.
By creating.. ~<>.~ .ourselves an imaginary exp~~i~.J}~e.. or
~~iY~~:Yli.expr.ess our em6t.l~gs..i §rid. this i~,"~nat 'Y~. c.aJt~.~.
What this formula means, we do not yet know. We can
annotate it word by word; but only to forestall misunder-
standings, thus. 'Creating' refers to a productive activity
152 ART PROPER: (2) AS IMAGINATION
which is not technical in character. 'For ourselves' does not
exclude 'for others'; on the contrary, it seems to include that;
at any rate in principle. 'Imaginary' does not mean anything
in the least like 'make-believe', nor does it imply that what
goes by that name is private to the person who imagines.
The 'experience or activity' seems not to be sensuous, and
not to be in any way specialized: it is some kind of general
activity in which the whole self is involved. 'Expressing'
emotions is certainly not the same thing as arousing them.
There is emotion there before we express it. But as we express
it, we confer upon it a different kind of emotional colouring;
in one way, therefore, expression creates what it expresses,
for exactly this emotion, colouring and all, only exists so far
as it is expressed. Finally, we cannot say what 'emotion' is,
except that we mean by it the kind of thing which, on the
kind of occasion we are talking about, is expressed.
This is as far as we can get by the method we have been
hitherto using. We have tried, so far, merely to repeat what
every one knows; every one, that is, who is accustomed to
dealing with art and distinguishing art proper from art
falsely so called. We must now begin working on a different
line. There are three problems before us: three unknowns
in the formula stated above. We do not know what imagina-
tion is. We do not know what emotion is. And we do not
know what is the nature of the connexion between them,
described by saying that imagination expresses emotion.
These problems must be dealt with (and this is what I
mean by saying we must work on a different line), not by
continuing to concentrate our attention on the special
characteristics of aesthetic experience, but by broadening
our view, so far as we can, until it covers the general charac-
teristics of experience as a whole. It was explained in the
introductory chapter that this is the only way in which we
can hope to go beyond the preliminary business of establish-
ing a satisfactory usage of the term art, and approach the
problem of defining it.
In Book I I, therefore, I shall make a fresh start. I shall
ART PROPER: (2) AS IMAGINATION 153
try to work out a theory of imagination and of its place in
the structure of experience as a whole, by developing what
has already been said about it by well-known philosophers.
In doing this I shall make no use whatever of anything
contained in Book I. I shall be, as it were, tunnelling from
a quite different direction towards the same poi'1t which the
superficial scratchings of Book I have laid more or less bare.
When these two lines of inquiry are complete, they should
coincide; and their union should produce a theory of art,
to be stated in Book II I.
Further note to p. 145, on perspective and the picture-plane.-The picture
as a bodily thing has of course a 'plane', as one discovers by handling it. But
in order to see it as a work of art one stands back and looks at it. When you do
that, the picture-plane is no longer present to you as something given in sensation
(though even if it were, you could 'disimagine' it; cf. p. 143); it is present to
you only as something you imagine by means of tactile (or rather motor)
imagination (p. 147). The only universal reasons for doing this are non-
aesthetic reasons, connected with your relation to the picture as a bodily
thing. When you look at it aesthetically, these reasons disappear. But there
may, under certain conditions, be genuinely aesthetic reasons for doing it,
namely the following.
The origin of perspective (which is the logical consequence of imagining
the picture-plane) was connected with the use of painting as an adjunct to
architecture. If the shape of an interior is meant to be looked at aesthetically,
and if one of its walls is covered with a painting also meant to be looked at
aesthetically, and if thest two aesthetic experiences are meant to be fused illto
one (not otherwise), then, since the wall-plane is an element in the architec-
tural design, the picture must be so painted that a spectator's imagination is
drawn towards the wall-plane, not away from it. This is why Renaissance
painters, acting as interior decorators, revived and elaborated the system of
perspective already used by interior decorators at Pompeii and elsewhere in
the ancient world. For movable pictures, perspective is mere pedantry.
4436 x
BOOK II
THE THEORY OF IMAGINATION
VIII
THINKING AND FEELING
§ r. The Two Contrasted
OF all the features which our experience presents when we
reflect upon it, none is more familiar than the contrast
between thinking and feeling. I will try to state SJme of the
characteristics of this contrast.
First, there is a special kind of simplicity about feeling)
in contrast with what may be called the bipolarity of thought.
Whenever we think we are more or less conscious of a
distinction between thinking well and thinking ill, doing the
job of thinking successfully or unsuccessfully. The distinc-
tions between right and wrong, good and bad, true and false,
are special cases of this bipolarity; it is plain that none of
them could arise except in the experience of a thinking being.
This is not merely because they are distinctions; nor even
merely because they are oppositions. Distinctions and even
oppositions can arise in feeling as such: for example the
distinction between red and blue, the opposition between
hot and cold or pleasant and painful. The distinction or
opposition in virtue of which I speak of thought as bipolar
is of a quite different kind from these. There is nothing in
the case of feeling to correspond with what, in the case of
thinking, may be called mis-thinking or thinking wrong. The
most general name for this thing is failure. Failure and its
opposite, success, imply that the activity which fails or suc-
ceeds is not only a 'doing something' but a 'trying to do some-
thing', where the word 'trying' refers not to what is called
'conation', but to an activity which sets itself definite tasks, and
judges itself as having succeeded or failed by reference to
the standards or criteria which it thereby imposes on itself.
Secondly, there is a special kind of privacy about feelings,
in contrast with what may be called the publicity of thoughts.
A hundred people in the street may all feel cold, but each
158 THINKING AND FEELING
person's feeling is private to himself. But if they all think
that the thermometer reads 22 0 Fahrenheit, they are all
thinking the same thought: this thought is pubiic to them
all. The act of thinking it mayor may not be an entirely
private act; but a thought in the sense of what we think is
not the act of thinking it, and a feeling in the sense of what
we feel is not the act of feeling it. In the last paragraph I
pointed to a distinction between the act of feeling and the
act of thought; in this I am pointing to a distinction between
what we feel and what we think. The cold that our hundred
people feel is not the physical fact that there are ten degrees
of frost; nor is it even something due to that fact, for if
one of them had lately been living in a colder climate he
would not feel cold in those physical conditions; it is simply
a feeling in them, or rather a hundred different feelings, each
private to the person who feels it, but each in certain ways
like all the rest. But the 'fact' or 'proposition' or 'thought'
that there are ten degrees of frost is not a hundred different
'facts' or 'propositions' or 'thoughts'; it is one 'fact' or 'pro-
position' or 'thought' which a hundred different people
'apprehend' or 'assent to' or 'think'. And what is here said
of the relation between different persons in respect of what
they feel and think respectively is equally true of the relation
between different occasions of feeling and thinking re-
spectively in the life of a single person.
Thirdly, when these two distinctions are taken together
the upshot of them can be stated by saying that thoughts can
corroborate or contradict each other, but feelings cannot.
If some one beside myself thinks that there are ten degrees
of frost, we are said to agree in thinking this; and the fact of
agreement, though it does not prove me right, makes this more
probable. If I think there are ten degrees of frost and some
one else thinks not, we are contradicting each other, and one
of us must be wrong. But if I feel cold, nothing about this
feeling of mine follows from some one else's feeling either
cold or warm. He is not agreeing or disagreeing with me.
It has sometimes been said that what we feel is always
THINKING AND FEELING 159
something existing here and now, and limited in its existence
to the place and time at which it is felt; whereas what we
think is always something eternal, something having no
special habitation of its own in space and time but existing
everywhere and always. In some sense this is perhaps true.
But for the present we should do well to regard it as an
overstatement, at least so far as the second part of it is
concerned. What we feel is certainly limited in its existence
to the here and now in which we feel it. The exyerience of
feeling is a perpetual flux in which nothing remains the same,
and what we take for permanence or recurrence is not a
sameness of feeling at different times but only a greater or
less degree of resemblance between different feelings. The
only motive anyone can have for denying this, and con-
juring up the metaphysical fairy-tale of a limbo in which all
possible feelings are stored when nobody feels them, is the
panic caused by sophistical attempts to reduce the whole of
experience to feeling and consequently the whole world to
a phantasmagoria of feelings. The right answer to these
sophistries is not 'then we must confer on feelings the attri-
butes proper to thoughts', but, 'there is more in experience
than mere feeling; there is thought as well'.
But in order to point the contrast between feeling and
thinking it is not necessary to assert the eternity of all objects
of thought as such. What is necessary is only to insist that in
thinking we are concerned with something that lasts, even if
it does not last for ever; something that genuinely recurs as a
factor in experience, even if it cannot recur to infinity. We
need not ask whether the fact that there were ten degrees of
frost here on a certain morning is an eternal truth, whatever
that may mean; all we are obliged to maintain is that it is
a truth knowable to more than one person and to the same
person on more than one occasion. If we compare the flux of
feeling to the flow of a river, thought has at least the relative
solidity and permanence of the soil and rocks that make its
channel.
It may be wise here to enter a warning. I have distinguished
160 THINKING AND FEELING
the activItIes of feeling and thinking from what is re-
spectively felt and thought. Words like thought, feeling,
knowledge, experience, have notoriously a double-barrelled
significance. They refer both to the activity of thinking and
to what we think; the activity of feeling and what we feel;
the activity of knowing and what we know; the activity of
experiencing and what we experience. When such words are
used, it is important not to confuse these two halves of their
meaning. My warning is this: it is important, also, to
remember that the relation between the two things referred
to is not the same in all these various cases. Thinking and
feeling are different not only in that what we feel is something
different in kind from what we think, nor also because the act
of thinking is a different kind of act from the act of feeling,
but because the relation between the act of thinking and
what we think is different in kind from the relation between
the act of feeling and what we feel.
§ 2. Feeling
If we now consider feeling by itself, we find that there are
two different kinds of experience each of which goes by that
name. First, we say that hot and cold, hard and soft, are
things that we feel; in Scotland they talk of 'feeling' a smell,
plainly in the same sense; and if we liked to extend that
usage we might claim a similar right to speak of 'feeling' a
sound or a colour. We do not actually use the English word
so widely; but we do so use words derived from its Latin
equivalent sentio; we describe the specialized activities of
thus 'feeling' colours, sounds, scents, and the like collec-
tively as the senses, and the common activity which is
specialized into them as sensation. Secondly, we speak of
feeling pleasure or pain, anger, fear, and so forth. Here also
we have a general activity of feeling specialized into various
kinds, each with its proper specification of what we feel. It is
not, clearly, of quite the same kind as sensation; to distin-
guish it, let us call it emotion.
The distinction between these two kinds of feeling is not
THINKING AND FEELING 161
§ 5. Hume
It was no doubt this difficulty which led Hume, when he
reconsidered the same problem, to drop Berkeley's relation
SENSATION AND IMAGINATION 183
theory and adopt his introspection theory. Hume attached
great importance to this theory, and expounds it in the open-
ing sentences of his Treatise of Human Nature. This was
evidently because, setting himself the task of showing how
all our knowledge is derived from what Berkeley called ideas
of sense and what he himself called 'impressior.s', he rightly
took it for granted that the whole derivation would be vitiated
unless these could be distinguished from ideas of imagina-
tion, which he called 'ideas'. His first task, the ..efore, was to
place this distinction on a firm bas;~. But how? Not in
Locke's manner, by referring back from ideas them-
selves to their 'originals' or 'archetypes', the bodies which
in the one case cause them and in the other do not.
Berkeley's criticism had shown that to be impossible. The
distinction must be a distinction among ideas as such. But
of Berkeley's two theories, the second was unworkable be-
cause it reversed the relation between distinguishing ideas of
sense from ideas of imagination and ascertaining the laws
of nature. The distinction must come first; only when it
is complete can we ascertain what the laws of nature
are. The distinction must therefore depend on a difference,
perceptible by direct inspection, between the two types of
experIence.
Thus Hume (unless I misunderstand the whole drift of
his thought) arrived at his own statement of the introspec-
tion theory, as set forth in the first two sentences of his
Treatise. 'All the perceptions of the human mind resolve
themselves into two distinct kinds, which I shall call im-
pressions and ideas. The difference betwixt these consists
in the degrees of force and liveliness, with which they strike
upon the mind, and make their way into our thought or
consciousness.' His meaning here is the same as that which
we have found Berkeley expressing in the words 'more
strong, lively, and distinct'. He does not mean that, if all
possible sensa of light, for example, are arranged in a scale
of intensity from a dazzling brilliance at one end to invisibility
at the other, there is a point on this scale above which all the
SENSATION AND IMAGINATION
brighter sensa are real sensa, while the dimmer ones below
it are imaginary. The passage in which he makes this clear
is that in which he says 'that idea of red, which we form in
the dark, and that impression which strikes our eyes in
sunshine, differ only in degree, not in nature'. A difference
in brightness or saturation would obviously be a difference
in nature. He refers to a difference not among sensa but
among sensations. When he speaks of the superior force or
liveliness of an impression he means that the act or state of
'perceiving' an 'impression' is one which we find upon
reflection and experiment to be forced upon us even against
our will; by the 'faintness' of an 'idea' he refers to the fact
(or supposed fact) that perceptions of this kind have not
sufficient vigour to force themselves upon us without our
consent, but are subservient to our command. In short, the
distinction between real sensation and imagination is resolved
into the distinction between our inability and our ability of
set purpose to control, excite, suppress, or modify our
sensory experIences.
Hume certainly does not state this doctrine as clearly as
one might wish. In particular, he makes admissions which
contradict it, without attempting to remove the contradic-
tion. 'In sleep, in a fever, in madness, or in any very violent
emotions of soul', he correctly observes that our ideas conform
to the definition he has given of impressions; but he does
not draw either of the possible inferences: that they really
are impressions, or that his definition was faulty. He excuses
himself by pleading that these cases are exceptional; not
noticing that this implies an appeal to the alternative criterion
which he has rejected, namely that of the relation in which
our various experiences stand to each other. The brilliancy
of a sensum of light is a quality immediately given (to what
Locke called sensation) in the sensum itself; its force or
liveliness is a quality of the activity which Hume calls
perceiving it, immediately given as what Locke calls an idea
of reflection in our awareness of that activity; but excep-
tionalness is something we can only attribute to it when we
SENSATION AND IMAGINATION 18;
try to think of it as an instance of a rule determining the
relations which our sensa must bear to one another if
they are to be regarded as real sensa. Thus the attempt
to derive all knowledge from sensation has broken down on
the very first page: principles of the kind which Hume
proposes to build upon experience have been surreptitiously
appealed to at the outset, in order to discriminate those parts
of experience which will offer them a secure foundation from
those which will not.
And what if the appeal be allowed ~ Granted that cases of
this kind are really exceptional, which modern psychologists
would hesitate to grant, yet they are present as genuine facts
in the body of human experience. The 'science of MAN',
for which Hume in his Introduction has claimed such a
dominant position at the head of all the sciences, is surely
not so unscientific as to content itself with dismissing whole
classes of well-attested facts as having no value for the study
of its subject, merely because they are less common than
others. The exception 'proves' the rule by showing whether
the rule is equal to the task of explaining it; if it is not, it is
proved false. But Hume's refusal to extend so familiar a
principle of method to the science of human nature was not
a mere freak on his part; it followed from a general theory,
assumed by most modern pre-Kantian philosophers, that
you cannot afford to think accurately about human nature,
because human nature, owing to the element of freedom in
it, is an indeterminate thing, acting at random, so that even
the truest statements about it are only true (as Aristotle said
about the statements of ethical science) 'for the most part',
and exceptions do not matter. It was Kant who first showed
that progress in the science of human nature must come, like
progress in any other science, by taking exceptions seriously
and fastening upon the unusual case (that, for example,
of the man who does good to others not in order to win
their good opinion, and not because he enjoys doing it, but
simply because he thinks it his duty) as the peculiarly
instructive one.
4436
Bb
186 SENSATION AND IMAGINATION
§ 6. Kant
By these more rigorous principles of method, Kant was
prevented from accepting a generalization so riddled with
exceptions as that of Hume. On Kant's view as to the
structure of experience, if there is any distinction between
real and imaginary sensa, it cannot lie in a difference of 'force
and liveliness', that is, in the involuntary or voluntary
character of the acts by which we 'perceive' them. It must
lie elsewhere; and at first sight Kant seems in effect to
restate Berkeley's second position, and to place the distinc-
tion in the way in which a given sensum is related to others.
Reality, according to him, is a category of the understanding,
and understanding is thought in its primary function, as
concerned with the relations between sensa.
But Kant is not in fact returning to Berkeley. According
to Berkeley, the 'laws of nature' are without exception
learned from 'experience'; that is, they are all empirical laws,
laws of the first order, discovered and verified by noting the
relations between sensa. Hume tentatively, and Kant more
explicitly, attacked this doctrine, and showed that these
first-order laws implied second-order laws, which Kant called
'principles of the understanding'. Now, relatively to the
first-order laws of nature, so far as they have been ascertained
at any given moment in the history of scientific discovery,
this or that sensum may very well be 'wild', in the sense that
the laws as yet known give no account of its place in any
family. But this cannot be the case relatively to laws of the
second order. It is a principle of the understanding that
every event must have a cause. No event that comes under
our notice can escape this principle. The furthest length to
which it can go towards wildness in that direction is a failure
on our part to discover what, in particular, its cause is.
Thus Kant's discovery of second-order laws involves
the discovery that there are no wild sensa. At the same time,
it enables him to explain what we mean when we say that
wild sensa exist. We are saying that certain sensa, though
SENSATION AND IMAGINATION 187
in the light of the second-order laws we know that they
must admit of interpretation, have not yet been actually
interpreted, and perhaps cannot be interpreted except
through the discovery of first-order laws as yet unknown
to us.
The theory of imagination thus passes through three
distinct stages from Descartes to Kant. (I) To most of the
seventeenth-century philosophers it seemed clear that all
sensation is simply imagination. The common-sense distinc-
tion was simply wiped out, and the existence of anything
which could be called real sensation was denied. It was
admitted that our sensa are caused by the action upon our
bodies of other bodies (of whose existence we were assured
not, of course, by sensation but by thought), but the fact
that imagination has an external cause does not make it any
the less imagination. (2) The English empiricists tried to
restate the common-sense distinction, but were unable to
reach an agreement: nor did anyone of them put forward a
theory which could actually (even if itself defensible) be
regarded as a defence of that distinction: for none of their
theories quite tallied with it. (3) Kant (with important help
from Leibniz and Hume) approached the problem along a
new line. Instead of trying to conceive real sensa and imagin-
ary sensa as two co-ordinate species of the same genus, the
conception which, in spite of the empiricists' attempt to
revive it, had been once for all refuted by the Cartesians, he
conceived the difference between them as a difference of
degree. l For him, a real sensum can only mean one which
has undergone interpretation by the understanding, which
alone has the power to confer the title real; an imaginary
sensum will then mean one which has not yet undergone that
process.
I Here and elsewhere I use this word in the traditional philosophical sense,
w~ere differences of degree are understood as involving differences of kind;
as In Locke's 'three degrees of knowledge', where each 'degree' is at once a
fuller realization of the essence of knowledge than the one below (more
certain, less liable to error) and also a fresh kind of knowledge. See Essay 011
Philosoplz;cal MlIlzoJ, pp. 54--5. 69-77.
188 SENSATION AND IMAGINATION
§ 7. 'Illusory Sensa'
The common-sense distinction between real and imaginary
sensa, although flatly denied by the Cartesians, retains a
certain hold on our thought. When common sense makes
a distinction, philosophy is well advised to think it possible
that a distinction of some kind exists; but is certainly not
obliged to assume that the account of it given by common
sense is correct.
If there is anything in the view which we have found im-
plied by Kant, the common-sense distinction can be justified;
but it cannot be a distinction between two classes of sensa.
This, as we have seen, was admitted even by the English
empiricists; but it is not admitted by common sense; and,
as we are not bound by the findings of any philosophical
school, we must now consider the question directly.
We can do this best by beginning with an analysis of
illusory sensa. At first sight, it would seem a satisfactory
development of the common-sense view to say that, sensa
being in themselves of two kinds, real and imaginary, an
illusory sensum is an imaginary one mistaken for a real.
If I dream that I am looking at sea, sky, and mountains, the
colours I see are imaginary colours, but in so far as the
dream contains an element of illusion I take them for real
ones. It is this error that converts imaginary sensa into
illusory. There is thus no special class of illusory sensa.
There is nothing special in these colours, in virtue of which
they are illusory; to describe them as illusory is only to say
that an error has been made about them. In order to salve
our pride as thinkers, we may pretend that the error was due
to them, not to ourselves, and accuse them of somehow
forcing us to make it. But this is hypocrisy. There can be
nothing of such a kind as to force a person who thinks about
it into error. And if there were, the error could never be
corrected, so that we should never be able to call the thing
illusory.
But imaginary sensa are not the only ones about which
SENSATION AND IMAGINATION 189
mistakes are made. Mistakes of the same general kind are
made about real sensa, especially if they present themselves
to us in unfamiliar circumstances. When a child or savage
(or for that matter a dog or cat) first sees his face in a glass,
he is very likely to be deceived, by the resemblance between
what he now sees and another person's face seen through a
frame or opening, into thinking that he is looking at a face
situated behind the plane of the mirror. Actually he is
looking at his own face, situated as usual on the front side
of his head. He is looking at it uncle::- conditions which are
unfamiliar to him, but are not at all unfamiliar to myself,
who in shaving have no difficulty about correlating what I
see in the glass with what I feel in using razor and brush.
But the face as seen in the glass is just as illusory to the child
or savage as were the sea, sky, or mountains to me in my
dream.
We were wrong, therefore, to define illusory sensa as
imaginary sensa which we mistake for real ones. Illusory
sensa can be defined without referring to the distinction
between imaginary and real. Any sensum is illusory in so
far as we make an error about it. This error does not consist
in mistaking it for a different sensum. Indeed, it is not easy
to s~e how that would be possible. All that there can ever
be in a sensum is directly present to us in the act of sensation.
We may be mistaken in believing that another person in our
circumstances would have a similar one; but we cannot, in
seeing a red patch, mistake it for a blue one. The mistakes
we make about our sensa are mistakes about their relations
with other sensa, possible or expected. The child or savage
is not mistaken, when he looks at the glass, in thinking that
he sees a certain pattern of colours; he is not mistaken in
thinking that it resembles what he sees when he looks at
someone else's face two feet away; his mistake lies in thinking
that because of these facts he can touch the face he sees by
feeling behind the glass. Further experience will teach him
that in order to touch it he must feel in front of the glass.
That experience is called learning about reflections, and is an
190 SENSATION AND IMAGINATION
example of what Berkeley calls learning the laws of nature
by experience.
An illusory sensum, then, is simply a sensum as to which
we make mistakes about the relation in which it stands to
other sensa. The conception of illusion disappears, resolved
into the conception of error.
§ 8. 'Appearances' and 'Images'
There are certain other conceptions which must be treated
in a similar way. One of these is the conception of appear-
ance.
We say that a distant man 'looks' smaller than one close
at hand, or that railway lines 'look' convergent, although
the person to whom they so appear knows very well that the
two men are of the same height and that the rails are parallel.
This is an everyday and untechnical way of speaking. Some
philosophers or psychologists would 'explain' it by saying
that we must distinguish men, or railway lines, from things
they call 'appearances' of men or railway lines; and that when
we say a distant man looks smaller than one close at hand,
although the two are really the same size, we mean that the
appearance of the distant man is smaller than that of the
man close at hand, though the two men themselves are of
the same size. In the case of the railway lines, they will say
that the lines themselves are parallel, but their appearances
convergen t.
If this is mere perversity in speech, it is pardonable,
though undesirable. But if it is theory, we must have no
truce with it. If there were really such an 'appearance'
directly given in sensation, this would constitute, as it were,
an inducement or temptation in sensation itself for us to
make a certain error; and this is impossible, for just as no
sensation can force us to make a mistake about it, so none
can persuade or tempt us to do the same. What we mean
when we say that the distant man looks smaller, or that the
rails look convergent, was explained in the preceding chapter
(p. 166). Briefly, it comes to this: that we are warning our-
SENSATION AND IMAGINATION 191
selves or others against the error of thinking that because
the pattern of colours we now see resembles the patterns
we have seen on occasions of a certain kind, the further sensa
which we may expect on behaving in certain ways will
continue to show the same kind of resemblance. Thus, as
the phrase 'illusions of sense' or 'illusory sensa' describes
cases in which actual errors are made as to the relations be-
tween sensa, so 'appearances of sense' describes cases in
which care is taken that errors of this kind shall not be made.
The same kind of error is expre:s<>ed by the use of the
word 'image'. The two errors are similar in that each of
them projects into the sensum, or into a fictitious entity more
or less modelled on the sensum, the mistakes which we make
when we think about it and think confusedly. The victim
of this second delusion will say: 'All this can be better
expressed by using the word "image". If we see one man
farther away than another, or look obliquely down on railway
lines, what we see is an image of the thing at which we are
looking. The image of the distant man is really smaller than
that of the nearer; the images of the metals really converge;
the image of the stick in water is really bent; but it does not
follow that the things are like them. That depends on the
conditions under which the images are formed.'
If this is terminology, it is objectionable; if theory, it is
false. As terminology, it suggests an analogy between the
relation of a sensum to a body and the relation of a photo-
graph or drawing to the object photographed or drawn.
This is objectionable, because there is no such analogy. The
essence of the relation between a drawing and the object
drawn is that they are both visibly present to us as bodies
we perceive, and one is called an image of the other in so far
as it is visibly like it. To call that which we see when we look
at railway lines an image of the railway lines is to suggest
that we see the two things separately, whereas the point of
the theory is that we do not; and to suggest that what we see
is a true copy of the railway lines, whereas the statement made
is that it is not. As theory, it is false, because it introduces
192 SENSATION AND IMAGINATION
between ourselves and the thing at which we are looking
(i.e. what is visibly present to us as a perceived body) a third
thing, owing to whose interposition we do not see the so-called
object at all; a thing which unless our perceptions are
illusions must be perfectly like the object, and is yet ad-
mitted to be very unlike it. The whole theory is nothing
but an attempt to explain the mistakes we sometimes make
about our sensa by projecting these errors into the sensa
themselves.
§ 9. Conclusion
Now let us return to imagination; and begin by observing
that when in ordinary speech we are said to imagine some-
thing, what we imagine is not always something 'not really
there'. A matchbox lies before me. Three of its sides are
turned towards me, and these are the only ones I really see.
But I imagine the other three; one yellow and black, one
blue, and one brown. I also imagine the inside, with
matches lying in it. I imagine the feel of it, and the smell
of its brown sides with their coating of phosphorus com-
pound. These things are all really there, pretty much as I
imagine them. Moreover (this is a point Kant has made),
it is only so far as I imagine them that I am aware of the
matchbox as a solid body at all. A person who could really
see, but could not imagine, would see not a solid world of
bodies, but merely (as Berkeley has it) 'various colours
variously disposed'. Thus, as Kant says, imagination is an
'indispensable function' for our knowledge of the world
around us.
This must be granted; but it may still be urged that in
cases of another kind what we imagine is mere phantoms,
things without reality. I am not quite sure what this means.
When I look at a rainbow, I do not think that I am looking
at an arched and painted structure, over which men might
climb and against which swallows might nest, standing upon
two plots of ground at its two ends. I think I am looking
at rain (though certainly I can see no drops of it) lit by the
SENSATION AND IMAGINATION 193
sunlight and breaking its whiteness into colours. When I say
this, I am rejecting one interpretation of my sensa and
embracing another. The rainbow is 'really there' not in one
sense but in two. As a sensum or arrangement of sensa, it is
really there in the sense that I see it; and in that sense my
imaginary beast in the dark corner of the room is really
there, and so are the snakes of delirium tremens. Ir. the
other sense of the phrase, what is really there is the rain and
the sunshine, that is, the things in terms of whiCh I interpret
my sensa.
A person suffering from a bilious attack may see a pattern
of zigzag or embattled lines floating before his eyes. When
I walk uphill too fast, I see in the centre of my field of vision
a nebulous and granular patch of green light, bright in the
middle and fading into red at the edges. I suppose it to have
some connexion with the labouring of my heart, as the other
is connected with digestive trouble. Are these things 'really
there'? In the first sense, yes; they are sensa actually seen.
In the second sense, an answer can be given only when we
have interpreted them, as we interpreted the rainbow in
terms of rain and sunlight. But this we have already done.
If in seeing the rainbow we are seeing the drops of rain and
the white sunlight, in the embattled lines we are seeing the
bilious attack, and in the green light the labouring heart: as,
when a man goes red in the face, we see his anger, and when
the trees wave their branches we see the wind.
A third type of case. A boy dreams of a fire which destroys
his home while he looks helplessly on. This is a clear case
of imagination, complicated no doubt at the moment by
illusion; when he wakes the illusion is dispelled, but the
imagination (if he 'remembers' the dream, that is, continues
to experience it in imagination) remains. Is the fire 'really
there'? Again, in the first sense, yes. To answer for the
second sense, we must interpret the dream: and how we
shall answer depends on how we interpret. If we interpret
it as meaning that his father's house will shortly be burnt, or
that a friend's house is now being burnt, we shall have to say
4.&16
194 SENSATION AND IMAGINATION
that the fire is not real, and shall join our voice to that of the
many who 'seyen that in sweveninges there nis no truth,
but they ben al lesinges'; which merely means that we have
an interpretation, but recognize it to be false, and can
suggest none better. Modern psychologists will connect
the dream with the awakening passions of adolescence which
are tormenting the boy's body and frightening his soul,
while they destroy the safe and sheltered life he has hitherto
lived. If that interpretation is right, the fire is as real as the
rainbow and the embattled lines. It is the way in which the
boy sees the crisis that has come upon him.
This, then, is the result of our examination. Sensa cannot
be divided, by any test whatever, into real and imaginary;
sensations cannot be divided into real sensations and imagi-
nations. That experience which we call sensation is of one
kind only, and is not amenable to the distinctions between
real and unreal, true and false, veridical and illusory. That
which is true or false is thought; and our sensa are called
real and illusory in so far as we think truly or falsely about
them. To think about them is to interpret them, which
means stating the relations in which they stand to other
sensa, actual or possible. A real sensum means a sensum
correctly interpreted; an illusory sensum, one falsely inter-
preted. And an imaginary sensum means one which has not
been interpreted at all: either because we have tried to
interpret it and have failed, or because we have not tried.
These are not three kinds of sensa, nor are they sensa
corresponding with three kinds of sensory act. Nor are they
sensa which, on being correctly interpreted, are found to be
related to their fellows in three different ways. They are
sensa in respect of which the interpretative work of thought
has been done well, or done ill, or left undone.
The common-sense distinction between real and imagi-
nary sensa is therefore not false. There is a distinction.
But it is not a distinction among sensa. It is a distinction
among the various ways in which sensa may be related to the
interpretative work of thought.
X
IMAGINATION AND CONSCIOUSNESS
§ I. Imagination as Active
WE have not yet finished with the introspection theory. The
germs of this theory we found in Locke; its first clear state-
ment in Berkeley; and in H ume, as we saw, i: carried the
entire weight of his theory of knowhige. We rejected it,
because the examples of idees fixes and hallucinations make
it impossible for us to correlate the distinction between real
and imaginary sensa with the distinction between sensa-
tions that are not under the control of our will and those
that are under such control. But this was our only reason
for rejecting it; and we must, in fairness to the theory, ask
ourselves whether it is rejected as altogether mistaken, or
only as overstating something which, when the overstate-
ment is removed, turns out to be true.
Locke himself, as so often, hesitates in his language
between a moderate and an extreme view. To call fantastical
ideas 'Fictions at Pleasure' implies an extreme view; to say
that 'the Mind of Man uses some kind of Libertv' in form-
•
ing them implies a far more moderate one; for what kind of
liberty is used? That is the question we are now to raise.
The thesis to be examined is that, in some way not yet
clearly defined, imagination contrasts with sensation as
something active with something passive, something we do
with something we undergo, something under our control
with something we cannot help, a making with a receiving.
I am being purposely vague, because I am trying at present
merely to restate a common-sense idea which, as common
sense holds it, is nothing if not vague. If we agree to accept
it provisionally in this vague shape, we may hope to make it
more precise afterwards.
Most people quite unthinkingly take the idea for granted.
One can see this from the popularity of the term 'sense-
196 IMAGINATION AND CONSCIOUSNESS
datum'. People who use that word, or in equivalent English
speJ.k of what is 'given' in sensation, perhaps do not ask
themselves what exactly they mean. Obviously, they are not
thinking of the natural and ordinary sense of the verb 'to
give'. That would imply that they conceived a patch of
colour, for example, as something transferred on' a given
occasion from the ownership of one person called the donor
to that of another called the recipient, to whom he 'gives' it
either out of sheer generosity or because he has seen as
much of it as he wants. There is also a technical sense of
dari in scholastic Latin, arising out of the terminology of
logical debate, where datur means 'it is granted', that is to
say, you are allowed to assert something. Here datum means
what you are allowed to assert at this point in the debate.
In this sense, if a scholastic philosopher has succeeded to his
own satisfaction in proving the existence of God, he ends his
argument: ergo datur Deus. But people who talk about sense-
data clearly mean more than this, though less than the other
sense. It seems that they are using the term in some mys-
terious sense of their own, meaning by its use (we may
perhaps guess) to call our attention to a contrast between
imagination and sensation which somehow vaguely reminds
them of the contrast between making (say) a paper-knife for
yourself and receiving one as a present from a friend.
There certainly is a contrast of this kind. As usual,
common sense is justified in pointing to a distinction, but
incapable of telling us what the distinction is. When we
begin trying to answer that question for ourselves, we seem
at first only able to say what it is not.
For example, it is not a distinction between activity and
passivity as such. Sensation itself is an activity. Even if we
do it only because we are stimulated to it by forces outside
our control, it is still something which we do. Response to
stimulus is in some sense passive, in so far as it cannot arise
without the stimulus; but it is also active, in so far as it is
a response. If I am a kind of factory for converting wave-
lengths into colours, air-disturbances into sounds, and so
IMAGINATION AND CONSCIOUSNESS 197
forth, as the materialists believe (and Locke with them),
there is work done in that conversion; the machinery is
active, even if it is controlled by no manager or foreman.
Even wax and water are active in their own special ways, or
they would not take and retain the seal, or break into waves
at the stone's impact.
Nor is it a distinction among passivities (things that happen
to us, as distinct from things we do) according as they are
done to us by external bodies impinging on ou;' own, or by
changes arising within our own orgar~sm, as Malebranche
maintained. For sensation, as well as imagination, is on its
bodily side a change arising within our own organism, and
due to the energies of that organism itself. The afferent
nerves through whose activity we feel a pressure on a
finger-tip are not solid rods conveying that pressure itself
to the brain; they are functioning in their own way as a
special kind of living tissue; if they ceased to function in that
way, no amount of pressure on the finger could give rise to a
sensation.
Nor is it a distinction among activities (things we do)
between those we do of our own choice and those we cannot
help doing. It is in fact easier to stop seeing this paper, by
shutting one's eyes, than to stop imagining the frightful
accident which one saw yesterday.
If we reject these false solutions, and yet cling to the belief
that the original distinction was not wholly groundless, our
problem takes shape thus. In some sense or other, imagina-
tion is more free than sensation. Even sensation is not
entirely unfree; it is a spontaneous activity of the living and
sentient organism; but the freedom of imagination goes a
step further. And even imagination is not free in the way
in which the conscious carrying-out of an intention is free;
the freedom it possesses is not the freedom of choice; yet
for all that it is a kind of freedom which is denied to sensa-
tion. Regarded as an activity or manifestation of freedom,
then, imagination seems to occupy a place intermediate
between the less free activity of mere feeling and the more
198 IMAGINATION AND CONSCIOUSNESS
free activity of what is generally called thought. Our task
is to define this intermediate place.
§ 2. The Traditional Confusion of Sense with Imagination
At this point we must return to the difficulty stated at the
end of Chapter VIII. That difficulty arose out of the
question: How can we think about relations between sensa?
As a possible solution, I suggested that when people (includ-
ing ourselves) talk about relations between sensa they are
really talking not about sensa but about things of another
kind, like sensa in certain ways, but unlike them in others;
and that these other things belong to a region of experience
which we call not sensation but imagination. Thus, it was
suggested, imagination forms a kind of link between sensa-
tion and intellect, as Aristotle and Kant agreed in main-
taining. If this suggestion can be made good, we shall be in
a fair way towards answering the question how in respect
of its freedom imagination is intermediate between feeling,
as less free than itself, and intellect as more free.
We found in Chapter VI I I that sensation must be regarded
as a flux of activity in which, however few or however many
distinct sensory acts are going on together at anyone time,
each is no sooner achieved than it gives place to another.
In each act we sense a colour, a sound, a scent, or the like,
which can be present to us only in our performance of the
corresponding act. As soon as the act is over, the sensum
has vanished, never to return. Its esse is sentiri.
Objection may easily be raised to this last phrase as an
overstatement. 'Naturally', it may be said, 'we cannot see
a colour without seeing it. But what could be more absurd
than to argue that, because we have stopped seeing it, the
colour has ceased to exist? For all we know, colours may
perfectly well go on existing when we are not looking at
them.'1 The objection is an excellent example of 'meta-
physics' in the sense in which that word has at various times
1 I paraphrase Professor G. E. Moore, 'The Nature and Reality of Objects
§ 4. Attention
Thought, I said in chapter VIII, detects 'relations between
sensa'; finds in this patch of colour a qualitative similarity
with others, and in virtue of that similarity calls this patch
red. But in order that we may detect resemblances or any
other relations between things, we must first identify each
of them: distinguish each as a thing by itself and appreciate
its qualities as those qualities we find it to possess, even
though as yet (not having determined their relations to
qualities found elsewhere) we are not in a position to name
them. Before I can say 'This is red' I must first have
appreciated the colour-quality which, because it is like
certain others, I thus call by the same name. This act of
appreciating something, just as it stands, before I can begin
to classify it, is what we call attending to it.
It may be objected that what I have called appreciating
the colour-quality of a red patch is the same as seeing it: in
other words, that what I am here calling attention to is noth-
ing but sensation itself. Before answering this objection, I
will begin by pointing out that looking is different from
204 IMAGINATION AND CONSCIOUSNESS
seeing, and listening from hearing. Seeing and hearing are
species of sensation; looking and listening are the corre-
sponding species of attention.
I have followed the current tradition in quoting 'a red
patch' as an example of a sensum. But what presents itself
to our eyes, in so far as we merely see, is never a red patch.
It is always a visual field, more or less parti-coloured; having
no definite edges, but fading into confusion and dimness
away from the focus of vision. A patch is a piece cut out of
this field, which presents itself to us only in so far as we
look at it. To describe it as a patch implies that the field is
divided into an object of attention, and a background or
penumbra from which attention is withdrawn.
Attention divides, but it does not abstract. We attend, for
example, only to this red patch out of all the variegated field
of vision; but what we attend to is the red patch as it
presents itself to us, a concrete individual. Similarly, we
may attend to the red patch as we see it, as distinct from the
emotion which we feel in seeing it. On the other hand, if we
abstract from it the quality of redness, a quality which can
be shared by other individual patches, we do so not by
attending but by thinking. The activity of thinking or
intellectual activity always presupposes the activity of atten-
tion, not in the sense that it can only happen after it, but in
the sense that it rests upon it as upon a foundation. Atten-
tion is going on concurrently with intellection; an attention
combined with intellection, and modified by it in such way as
that combination requires.
Thus, when to the merely psychic experience of feeling
(purely sensuous-emotional experience) there is added the
activity of attention, the block of feeling present to the mind
is split in two. That part of it to which we pay attention is
called the 'conscious' part (properly speaking, it is not it
that is conscious, it is we that are conscious of it); the rest
is the 'unconscious' part. What is called 'the unconscious'
is not the psychical level of experience as such, but the
negative counterpart or penumbra of that upon which atten-
IMAGINATION AND CONSCIOUSNESS 205
§ 8. Summary
We have now reached a point where the results of the
argument can be summarized into a general theory of imagi-
nation. All thought presupposes feeling; and all the proposi-
tions which express the results of our trought belong to one
of two types: they are either statemetltS about feelings, in
which case they are called empirical, or statements about the
procedure of thought itself, in which case they are called
a priori. 'Thought', here, means intellect; 'feeling' means
not feeling proper, but imagination.
Feeling proper, or psychical experience, has a double
character: it is sensation and emotion. vVe may attend
chiefly or exclusively to one or the other aspect, but in the
experience of feeling as it actually comes to us the two are
firmly united. Every feeling is both sensuous and emotional.
Now, feeling proper is an experience in which what we now feel
monopolizes the whole field of our view. What we have felt
in the past, or shall feel in the future, or might feel on a
different kind of occasion, is not present to us at all, and has
no meaning for us. Actually, of course, these things have a
meaning for us, and we can form some idea of them, some-
times no doubt a fairly correct one; but that is because we
are able to do other things besides merely feeling.
If I assert any relation between what I feel now and what
I have felt in the past, or what I should expect to feel in
different circumstances, my assertion cannot be based on
mere feeling; for mere feeling, even if it can tell me what
I now feel, cannot acquaint me with the other term of the
relation. Hence the so-called sense-data which are described
as organized into families or the like are not feelings as they
actually come to us, sensa with their own emotional charges;
they are not even the sensuous element in these feelings
sterilized of its emotional charge; they are something quite
222 IMAGINATION AND CONSCIOUSNESS
different. But further: mere feeling cannot even tell me
what I now feel. If I try to fasten my attention on this
present feeling, so as to give myself some account of its
character, it has already changed before I can do so. If, to
take the other alternative, I succeed in doing so (and it is
clear that we do succeed, otherwise we could never know
the things about feeling which have already been stated), the
feeling to which I attend must be somehow stabilized or
perpetuated in order that I may study it, which means that
it must cease to be mere feeling and enter upon a new stage
of its existence.
This new stage is reached not by some process antecedent
to the act of attention, but by that act itself. Attention or
awareness is a kind of activity different from mere feeling,
and presupposing it. The essence of it is that instead of
having our field of view wholly occupied by the sensations
and emotions of the moment, we also become aware of
ourselves, as the activity of feeling these things. Theoretically
considered, this new activity is an enlargement of our field
of view, which now takes in the act of feeling as well as
the thing felt. Practically considered, it is the assertion of
ourselves as the owners of our feelings. By this self-assertion
we dominate our feelings: they become no longer experiences
forcing themselves upon us unawares, but experiences in
which we experience our own activity. Their brute power
over us is thus replaced by our power over them: we become
able on the one hand to stand up to them so that they no
longer unconditionally determine our conduct, and, on the
other, to prolong and evoke them at will. From being
impressions of sense, they thus become ideas of imagination.
In this new capacity, as losing their power over us and
becoming subject to our will, they are still feelings, and
feelings of the same kind as before; but they have ceased to
be mere sensations and have become what we call imagina.
tions. From one point of view, imagination does not differ from
sensation: what we imagine is the very same kinds of things
(colours, &c.) which present themselves to us in mere
IMAGINATION AND CONSCIOUSNESS 223
sensation. From another point of view, it is very different
through being, in the way above described, tamed or
domesticated. That which tames it is the activity of con-
sciousness, and this is a kind of thought.
Specifically, it is the kind of thought which stands closest
to sensation or mere feeling. Every further development of
thought is based upon it, and deals not with feeling in its
crude form but with feeling as thus transformed into imagina-
tion. I In order to consider likenesses and differences between
feelings, classify them or group them in otheJ." kinds of
arrangement than classes, envisage thC!fl as arranged in a
time-series, and so forth, it is necessary first that each one
of the feelings thus reflected upon should be attended to and
held before the mind as something with a character of its
own; and this converts it into imagination.
Consciousness itself does not do any of these things. It
only prepares the ground for them. In itself, it does nothing
but attend to some feeling which I have here and now. In
attending to a present feeling, it perpetuates that feeling,
though at the cost of turning it into something new, no
longer sheer or crude feeling (impression) but domesticated
feeling or imagination (idea). But it does not compare one
idea with another. If, while I am thus enjoying one idea,
I proceed to summon up another, the new idea is not held
alongside the old, as two distinct experiences, between which
I can detect relations. The two ideas fuse into one, the new
one presenting itself as a peculiar colouring or modification
of the old. Thus imagination resembles feeling in this, that
its object is never a plurality of terms with relations between
them, but a single indivisible unity: a sheer here-and-now.
I Cf. Kant, Critiqut of Purt Rtasoll, A 78, B 103 (tr. N. K. Smith, p. 112),
where imagination is described as a 'blind but indispensable function' inter-
mediate between sensation (which means the activity correlative to sensa
proper, not to the idealized 'sense-data' of modern empiricism) and under-
standing. This is the H umian doctrine that knowledge is concerned with ideas.
not impressions; but Kant did not develop the notion he here suggested, except
in the highly important (and for the same reason commonly misunderstood)
chapter on the 'Schematism of the Categories'.
224 IMAGINATION AND CONSCIOUSNESS
The conceptions of past, future, the possible, the hypo-
thetical, are as meaningless for imagination as they are for
feeling itself. They are conceptions which appear only with
a further development of thought.
When, therefore, it is said that imagination can summon
up feelings at will, this does not mean that when I imagine
I first form some idea of a feeling and then, as it were,
summon it into my presence as a real feeling; still less, that
I can review in fancy the various feelings which I might
enjoy, and choose to evoke in myself the one which I prefer.
To form an idea of a feeling is already to feel it in imagination.
Thus imagination is 'blind', i.e. cannot anticipate its own
results by conceiving them as purposes in advance of execut-
ing them. The freedom which it enjoys is not the freedom to
carry out a plan, or to choose between alternative possible
plans. These are developments belonging to a later stage.
To the same later stage belongs the distinction between
truth and error, regarded as the distinction between true and
false accounts of the relations between things. But there is
a special way in which that distinction applies to conscious-
ness, and therefore to imagination. Consciousness can never
attend to more than a part of the total sensuous-emotional
field; but either it may recognize this as belonging to itself,
or it may refuse so to recognize it. In the latter case, certain
feelings are not ignored, they are disowned; the conscious
self disclaims responsibility for them, and thus tries to
escape being dominated by them without the trouble of
dominating them. This is the 'corrupt consciousness',
which is the source of what psychologists call repression.
Its imaginations share in its corruption; they are 'fantasies',
sentimentalized or bowdlerized pictures of experience,
Spinoza's 'inadequate ideas of affections'; and the mind that
takes refuge in them from the facts of experience delivers
itself into the power of the feelings it has refused to face.
XI
LANGUAGE
§ I. Symbol and Expression
LANGUAGE comes into existence with imagination, as a feature
of experience at the conscious level. It is here that it receiYes
its original characteristics, which it never altogether loses,
however much it is modified (a process we shall have to
examine later on) in adapting itself to the requirements of the
intellect.
In its original or native state, language is imaginative
or expressive: to call it imaginative is to describe what it
is, to call it expressive is to describe what it does. It is an
imaginative activity whose function is to express emotion.
Intellectual language is this same thing intellectualized, or
modified so as to express thought. I shall try to show in the
sequel that the expression of any given thought is effected
through the expression of the emotion accompanying it.
The distinction between these two functions of language
has been stated in a good many ways which need not be
enumerated. l One way of putting it is to distinguish language
proper from symbolism. A symbol (as the Greek word
indicates) is something arrived at by agreement and accepted
by the parties to the agreement as valid for a certain pur-
pose. This is a fair account of how the words in an intellec-
tualized language come by their meanings, so far as they are
thoroughly intellectualized, which in fact is seldom very far;
but it cannot be a true account of language as such, for the
supposed agreement bywhich the meaning of a given word is
settled implies a previous discussion out of which the agree-
ment is arrived at; and unless language already exists and is
already capable of stating the point at issue the discussion
cannot arise.
I Dr. Richards's distinction between 'the scientific use of language' and
'the emotive use of language' is considered below, in § 8.
4436 cg
226 LANGUAGE
Symbolism or intellectualized language thus presupposes
imaginative language or language proper. There must,
therefore, be a corresponding relation between the theories
of the two. But in the traditional theory of language these
relations are reversed, with disastrous results. Language as
such is identified with symbolism; and if its expressive
function is not altogether overlooked an attempt is made to
explain it as a secondary function somehow arrived at by
modifying the symbolic function. When Hobbes (Leviathan,
I. iv) says that the primary use of speech is for 'acquisition of
science', for which purpose 'the right definition of names'
is the first requisite, clearly, he is identifying language in
general with intellectualized language or symbolism. Locke,
in defining a word as a sound which is made the sign of an
idea (Essay, III. i, § 3), is less explicit in his statement of the
error; but none the less, on the whole, he takes it for granted.
Berkeley, though in general he takes the same view, recog-
nizes a second use of words, 'to wit, the influencing of our
conduct and actions; which may be done either by forming
rules for us to act by, or by raising certain passions, disposi-
tions, and emotions in our minds' (Alciplzron, vii; Works, ed.
Fraser, ii. 327). The distinction is important; but this
second usage is still an intellectualized use, in so far as the
activity of finding means to a given end (the influencing
of some one's conduct, &c.) is an intellectual activity. To
use language as a means for raising a certain passion in
another is not the same thing as using it to express one's own.
To-day it is almost an orthodoxy that language as such
is symbolic in the above sense of the word. If that is so,
certain results follow. Every symbol, for the sake of accuracy
in usage, ought to be used in a single invariable sense, and
defined with precision. Consequently, if we are to use
language well, every word should be thus used and thus
defined. If this is found impracticable (and it always will be
found impracticable) the inference is that 'ordinary'languages
are ill designed for their purpose, and ought to be replaced
for the expression of accurate thinking by a scientifically
LANGUAGE 227
planned 'philosophical language'. Another consequence is
that just as everyone, before he can begin to use a symbol
in mathematics or the like, must be told what it means, so
in a child's original acquisition of his mother tongue every
word he is to use must first be explained to him; and it is
actually supposed that this comes about by its mother, or
other instructor, pointing to the fire and saying 'fire', giving
it milk and saying 'milk', touching its toe and saying 'toe',
and so forth. When the fact comes out that when a mother
points to the fire she probably says 'pretty', whe-n .giving it
milk, 'nice', and when touching its t<,e, 'this little pig went
to market', the conclusion can only be expressed in the
words of a (possibly mythical) schoolmaster: 'parents are the
last people in the world who ought to be allowed to have
children.'
The reason why no mother teaches language in this way
is that it could not possibly be done; for the supposed gestures
of pointing and so forth are themselves in the nature of
a language. Either the child has first to be taught this
language of gestures, in order to help it in learning English,
or it must be supposed to 'tumble to' the gesture language
for itself. But if it can do that, we want to know how it does
it, when a cat cannot (for you can never teach a cat what you
mean by pointing), and, if so, why it cannot (as in fact it does)
'tumble' in the same way to English.
Actually, if the linguistic theorist can obtain access to a
nursery, he will find something very different going on. He
will hear the mother not enunciating single words to her
child, but pouring out a flood of talk mostly devoted not to
the naming of certain things but to the expression of her
pleasure in its society; the child replies with gurglings and
cooings; as time goes on, these become more articulate,
and sooner or later the child is heard imitating in a garbled
form phrases which it has heard on certain kinds of occa-
sion, when new occasions arise which seem to call for them.
Its mother may have been in the habit of saying in her baby-
talk, when removing its bonnet, 'Hatty offl'; and, if so)
2:iS LANGUAGE
when it takes its own bonnet off and throws it out of the
perambulator it will say in tones of great satisfaction,
'Hattiawl'
Now, the sound 'hattiaw' is not a symbol. The mother
and child have not agreed between themselves that it shall
mean 'removal of hat'. The child regards it as a noise made
when one takes a hat off. Hearing its mother make that noise
goes with having her remove its hat; and consequently
making that noise for itself goes with removing the hat for
itself. The relation between making the noise and removing
the hat has for it no resemblance whatever to the relation (of
which it has yet no conception) between the symbol + and
the act of adding two numbers. Still less, of course, does it
conceive the sound as a combination of two symbols, one
signifying a hat and the other removal. U nhatting itself is
a single act, and the sound which one makes in performing
it is a single sound. Phonetic analysis of the sound into a
number of consonants and vowels, or grammatical analysis
of it into a number of words, is as far beyond the child as
anatomical analysis of the act into a number of muscular
movements.
It would be nearer the truth, in denying that 'hattiaw'
is a symbol, to call it an expression. It does not express the
act of removing the hat, but it expresses the peculiar satis-
faction which for some reason the child takes in removing
it. That is to say, it expresses the feeling which it has in
doing that act. More strictly, it is not the sound 'hattiaw',
but the act of making this sound, that is expressive. To say
that one act expresses another act would be to talk nonsense;
to say that it expresses a feeling certainly means something.
We must try to determine what it means.
§ 2. Psychical Expression
In order to do this, we must begin by observing that
linguistic expression is not the only kind of expression, and
not the most primitive kind. There is another kind, which
unlike linguistic expression occurs independently of con-
LANGUAGE 229
§ 3. Imaginative Expression
The peculiarity of psychical expression lies in its being
completely uncontrollable. Physiologically considered, a
grimace of pain or a start of fear is an action; but as it occurs
in us, it is something that simply comes to us and over-
whelms us. It has the same character of brute givenness 1
which belongs to the emotions it expresses, and the sensa of
which these are the emotional charge. This is merely the
general character of experience at its purely psychical level.
1 For the meaning of this, see pp. z06-I4: e.g. 'brute violence', p. aI4.
LANGUAGE 235
At the level of awareness a certain change occurs. For
brute givenness is substituted the consciousness of experience
as our own experience, something belonging to us and
dominated by our power of thought. This change affects
all the three elements distinguished in the foregoing section.
The way in which it affects the sensuous and emotional
elements has been discussed at length in the preceding
chapters. We saw that the work of consciousness co~verts
impressions of brute sense and brute emotion into ideas,
something which we no longer simplY feel but feel in that
new way which we call imagining. '"v L: have now to consider
how the same change affects the bodily act of expression,
raising it from the crudely psychical level to the imaginative.
The general nature of this change can be expressed by
saying that just as our emotions no longer arise in us as brute
facts, but are now dominated in such a way that we can
summon them up, suppress them, or alter them by an act
of which we are conscious as our own act and therefore as
free, even though it cannot be called purposive or selective;
so the bodily acts which express these emotions, instead of
being simply automatisms of our psycho-physical organism,
are experienced in our new self-consciousness as activities
belonging to ourselves, and controlled in the same sense as
the emotions they express.
Bodily actions expressing certain emotions, in so far as
they come under our control and are conceived by us, in our
awareness of controlling them, as our way of expressing these
emotions, are language. The word 'language' is here used
not in its narrow and etymologically proper sense to denote
activities of our vocal organs, but in a wider sense in which
it includes any activity of any organ which is expressive in
the same way in which speech is expressive. In this wide
sense, language is simply bodily expression of emotion,
dominated by thought in its primitive form as consciousness.
Language here exists in its absolutely original shape. It
has a long way still to travel. Later, it has to be profoundly
modified in order to meet the demands of intellect. But any
236 LANGUAGE
theory of language must begin here. If we begin by studying
the result of these further modifications, the language we
use for expressing our thoughts concerning the world around
us and the structure of thought itself, and take this highly
developed and highly specialized form of language as repre-
senting the universal and fundamental character of language
as such, we shall get nowhere. The grammatical and logical
articulations of intellectualized language are no more
fundamental to language as such than the articulations of
bone and limb are fundamental to living tissue. Beneath all
the elaboration of specialized organisms lies the primitive
life of the cell; beneath all the machinery of word and
sentence lies the primitive language of mere utterance, the
controlled act in which we express our emotions.
Materially, this act does not differ at all from that of
psychical expression. As an idea differs from an impression
not in its own intrinsic nature, but in its relation to the
general structure of experience, so an expressive act may be
an act of precisely the same kind, whether its expressiveness
is psychical or imaginative. Every one who is accustomed to
looking after small children, in addition to distinguishing the
cry of pain from the cry of hunger and so forth-various
kinds of psychical expression-learns to distinguish the
automatic cry of uncontrolled emotion from the self-
conscious cry which seems (through a certain exaggeration
on the listener's part) deliberately uttered in order to call
attention to its needs and to scold the person to whom it
seems addressed for not attending to them. The second cry
is still a mere cry; it is not yet speech; but it is language. It
stands in a new relation to the child's experience as a whole.
It is the cry of a child aware of itself and asserting itself.
With that utterance, language is born; its articulation into
fully developed speech in English or French or some other
vernacular is only a matter of detail. The crucial difference
lies in this, that the child, instead of making a certain noise
automatically and involuntarily, has learnt to make it, as we
say, 'on purpose'; by which we mean, not that it has a
LANGUAGE 237
purpose in the strict sense, a plan propositum sibi, a fore-
knowledge of what is to be done in advance of setting out
to do it, but that its action is controlled instead of being
automatic.
The merely psychical expression of emotion is already
highly differentiated; but this is nothing to the differentia-
tion achieved by language. Before it begins to control its
cries and convert them into utterances, a child certainly cries
in a considerable number of ways, to express emotions of
different kinds. But these ways are very few, compared with
the kinds of sound which it learns to n,ake when once it has
learnt the art of controlled utterance. These differentiations
would not be made and retained 1 unless they were needed;
and the reason why so many are needed is because the
emotional life of conscious experience is so immensely richer
than that of experience at its psychical level. Quite apart
from the specifically new emotions of consciousness, of
which something was said in the preceding section, the
conversion of impression into idea by the work of conscious-
ness immensely multiplies the emotions that demand
expression. At the level of merely psychical experience,
what I hear at the present moment is one noise, carry-
ing one emotional charge. If I bring my attention to bear
on this, I can hear in it several different traffic-noises,
several different bird-songs, the tick of my clock, the scratch
of my pen, a step on the stair, each isolated from the rest
by the focusing work of attention, and each carrying an
emotional charge of its own. By further acts of attention I
can recover sounds which still ring in my memory, though
I should describe myself as not actually hearing them at the
moment: the harsh January song of the thrush to whose
mellow May notes I am now listening, the typewriter which
is sometimes at work in the next room, and so forth. For all
I I have heard a child spend an hour or two each morning, at the age of
about six months, experimenting in the production of vocal sounds, and
discovering for itself in this way numerous sounds not existing in English
(e.g. Arabic consonants) which it gradually ceased to practise when it found
them not required in its mother-tongue.
238 LANGUAGE
these experiences the conscious mind must devise expressions,
where purely psychical experience, hearing one noise with
one emotional tone, would need only one. Thus the imagina-
tive experience creates for itself, by an infinite work of
refraction and reflection and condensation and dispersal, an
infinity of emotions demanding for their expression an
infinite subtlety in the articulations of the language it creates
in expressing them.
To whatever level of experience an emotion may belong,
it cannot be felt without being expressed. There are no
unexpressed emotions. At the psychical level this is easy to
see; a psychical emotion, if felt at all, is psychically expressed
by an automatic reaction of the animal that feels it. At the
conscious level it is not so obvious. We are accustomed,
indeed, to believe the opposi te; we commonly think that
the artist's business is to find expressions for emotions which
he already feels before expressing them. But this belief
cannot be true, if the expressions which he invents are
appropriate to the emotions they express; for his expressions
are conscious expressions, consciously invented, and these
can be appropriate only to emotions which themselves belong
to the conscious level of experience. It is not all emotions
that can be expressed in language, but only emotions of
consciousness or psychical emotions raised to the level of
consciousness; and the same consciousness which generates
these emotions or converts them from impressions into ideas
generat~s also and simultaneously their appropriate linguistic
expressIOn.
What, then, do we mean when we say that the artist finds
expression for an emotion hitherto unexpressed? We mean
that an emotion belonging to the conscious level of experi-
ence has a dual nature, 'material' and 'formal'. Materially it
is a certain constellation of psychic emotions; formally, it is
a conscious emotion. Now a constellation of psychic emo-
tions is simply a number of psychic emotions, each of
which has already its appropriate psychic expression. A
person who becomes conscious of himself as feeling these
LANGUAGE Z39
psychic emotions is thereby generating in himself a conscious
emotion, formally distinct from each and all of them; and
simultaneously generating a conscious expression for it.
T4us, what are called unexpressed emotions are emotions at
one level of experience, already expressed in the way appro-
priate to that level, of which the person who feels them is
trying to become conscious: that is, trying to convert into the
material of an experience at a higher level, which wh~n he
achieves it will be at once an emotion at this higher level
and an expression appropriate to it.
Let us now return to the case which I described at the
beginning of this chapter, and ask what light has been
thrown upon it by the intervening discussions. A child
throws its bonnet off its head and into the road with the
exclamation 'Hattiaw'. By comparison with the self-
conscious cry discussed earlier in the present section, this
represents a highly developed and sophisticated use of
language. To begin with, consider the emotion involved.
The child might remove its bonnet because it felt physically
uncomfortable in it, hot or tickled or the like; but the
satisfaction expressed by the cry of 'Hattiaw' is not a merely
psycho-physical pleasure like that of rubbing a fly off the
nose. What is expressed is a sense of triumph, an emotion
arising out of the possession of self-consciousness. The
child is proving itself as good a man as its mother, who has
previously taken its bonnet off with the words it is now
imitating; better than its mother, because now she has put
the bonnet on and wants it to stay on, so there is a conflict
of wills in which the child feels himself victor.
This feeling, like any feeling, has to be expressed in a
bodily action. As it is a feeling arising from self-conscious-
ness, that is, at the imaginative level of experience, it must
be expressed in a controlled action, an action done 'on
purpose', not a merely automatic one. But there are two
controlled actions in the case. There is the throwing off of
the bonnet, and there is the cry of triumph. Why should not
one be enough for the purpose?
240 LANGUAGE
The relation between the removal of the bonnet and the
cry is parallel to the relation, in the preceding section,
between the terrifying colour and the terrified start. These,
it will be remembered, occupied the first and third places in
a series constituting a single indivisible experience, where
the second place was filled by the emotion of fear. In the
present case, the removal of the bonnet stands in the first
place; the emotion of triumph in the second; the cry in the
third. These together form a single experience, the experi-
ence of triumph over the child's mother.
This experience is an achievement of the child's self-
consciousness. It arises out of another experience belonging
to the same level, namely, the child's finding itself in the
condition of being all dressed up and wheeled about in a
perambulator with a safety-strap round its waist. By the
operation of its own self-consciousness, it discovers itself to
be in this state, and recognizes the state as one brought about
by its mother's will, without its own consent. It therefore
feels humiliated. At this stage two courses are open to it,
though of course it does not know that; it does not choose,
it simply acts as its nature prompts it. It might find some
way of escaping from the situation, by taking refuge in some
action not really relevant to it; for example, bursting into
peevish tears of futile because undeserved self-pity. Or it
might respond directly to the situation by some act proving
that, after all, it is not a baby but a real person. It takes the
second alternative. It throws off the symbol of its babyhood;
its heart leaps up with a sense of triumph; and, to express
that emotion, with admirable and ironic fitness it steals its
mother's thunder, using (as nearly as it can command them)
the very words with which she has expressed her superiority
over itself.
We may state this, if we like, by saying that the child is
'imitating' its mother. But that is a bad word to use, because
it tends to burke inquiry into why and how such imitation
takes place. Attempts have been made to explain the origin
of language in the child by reference to a supposed instinct
LANGUAGE 241
Performers have been told that they must not claim the status
of collaborators, and must accept the sacred text just as they
find it; authors have tried to guard against any danger of
collaboration from performers by making their book or their
text fool-proof. The result has been not to stop performers
from collaborating (that is impossible), but to breed up a
generation of performers who are not qualified to colla-
borate boldly and competently. When Mozart leaves it to
his soloist to improvise the cadenza of a concerto, he is in
effect insisting that the soloist shall be more than a mere
executant; he is to be something of a composer, and there-
fore trained to collaborate intelligently. Authors who try
to produce a fool-proof text are choosing fools as their
collaborators.
CONCLUSION 3Z7
demanded a genuine collaboration between designer and
executants: not a relation in which the workmen simply
carried out orders, but one in which they had a share in the
work of designing. Ruskin did not succeed in his project
of reviving English architecture, because he only saw his
own idea dimly and could not think out its implications,
which was better done afterwards by WiIli::..m Morris; but
the idea he partly grasped is one applicatio~ of the idea I
shall try to state.
In these arts (I am especially thinking of rr.usic and drama)
we must get rid, to put it briefly, of the stage-direction as
developed by Mr. Bernard Shaw. When we see a play
swathed and larded with these excrescences, we must rub
our eyes and ask: 'What is this? Is the author, by his own
confession, so bad a writer that he cannot make his intention
clear to his producer and cast without composing a com-
mentary on his play that makes it look like an edition for use
in schools? Or is it that producers and actors, when this
queer old stuff was written, were such idiots that they could
not put a play on unless they were told with this intolerable
deal of verbiage exactly how to do it? The author's evident
anxiety to show what a sharp fellow he was makes the first
alternative perhaps the more probable; but really there is no
need for us to choose. Whether it was the author or the
company that was chiefly to blame, we can see that such stuff
(clever though the dialogue is, in its way) must have been
written at a time when dramatic art in England was at its
lowest ebb.'
I am only using Mr. Shaw as an example of a general
tendency. The same tendency is to be seen at work in most
plays of the later nineteenth century; and it is just as con-
spicuous in music. Compare any musical score of the late
nineteenth century with any of the eighteenth (not, of course,
a nineteenth-century edition), and see how it is sprinkled with
expression-marks, as if the composer assumed either that he
had expressed himself too obscurely for any executant to
make sense of the music, or that the executants for whom
328 CONCLUSION
he writes were half-witted. I do not say that every stage-
direction in the book of a play, or every expression-mark in
a musical score, is a mark of incompetence either in the
author or in the performer. I dare say a certain number of
them are necessary. But I do say that the attempt to make a
text fool-proof by multiplying them indicates a distrust of his
performers I on the part of the author which must somehow
be got rid of if these arts are to flourish again as they have
flourished in the past. This cannot be done at a blow. It
can only be done at all if we fix our eyes on the kind of result
we want to achieve, and work deliberately towards it.
We must face the fact that every performer is of necessity
a co-author, and develop its implications. We must have
authors who are willing to admit their performers into their
counsels: authors who will re-write in the theatre or concert-
room as rehearsals proceed, keeping their text fluid while the
producer and the actors, or conductor and orchestra, help
to shape it for performance; authors who understand the
business of performance so well that the text they finally
produce is intelligible without stage-directions or expression-
marks. We must have performers (including producers and
conductors, but including also the humblest members of cast
and orchestra) who take an intelligent and instructed ::;", "est
in the problems of authorship, and are consequently de-
serving of their author's confidence and entitled to have their
say as partners in the collaboration. These two results can
probably be best obtained by establishing a more or less
permanent connexion between certain authors and certain
groups of performers. In the theatre, a few partnerships of
this kind are already in existence, and promise a future for
the drama that must yield better work on both sides than
was possible in the bad old days (not yet, unfortunately, at
an end) when a play was hawked from manager to manager
1 If anyone says that these stage-directions are intended not for the theatre,
but for the reader, I still object to them on grounds arising out of the author's
relation to his audience. I dare say Mr. Shaw thinks that it is not so much
the actors, as the public, that are fools. I shall show later on that this is no
better.
CONCL USION 329
until at last, perhaps with a bribe of cash, it was accepted for
performance. But the drama or music which these partner-
ships will produce must in certain ways be a new kind of
art; and we must also, therefore, have audiences trained to
accept and demand it; audiences which do not ask for the
slick shop-finish of a ready-made article fed. to them through
a theatrical or orchestral machine, but are able to appreciate
and enjoy the more vivid and sensitive quality of :l perfor-
mance in which the company or the orchestra are performing
what they themselves have helped to compose. Such a
performance will never be so amusing as the standard
West-end play or the ordinary symphony concert to an after-
dinner audience of the overfed rich. The audience to which
it appeals must be one in search not of amusement, but of art.
This brings me to the third point at which reform is
necessary: the relation between the artist, or rather the
collaborative unit of artist and performers, and the audience.
To deal first with the arts of performance, what is here
required is that the audience should feel itself (and not only
feel itself, but actually and effectively become) a partner in
the work of artistic creation. In England at the present time
this is recognized as a principle by Mr. Rupert Doone and
his colleagues of the Group Theatre. But it is not enough
me:ely to recognize it as a principle; and how to carry out
the principle in detail is a difficult question. Mr. Doone
assures his audience that they are participants and not mere
spectators, and asks them to behave accordingly; but the
audience are apt to be a little puzzled as to what they are
expected to do. What is needed is to create small and
more or less stable audiences, not like those which attend a
repertory theatre or a series of subscription concerts (for it
is one thing to dine frequently at a certain restaurant, and
quite another to be welcomed in the kitchen), but more like
that of a theatrical or musical club, where the audience are
in the habit of attending not only performances but re-
hearsals, make friends with authors and performers, know
about the aims and projects of the group to which they all
vu
330 CONCLUSION
alike belong, and feel themselves responsible, each in his
degree, for its successes and failures. Obviously this can be
done only if all parties entirely get rid of the idea that the
art in question is a kind of amusement, and see it as a serious
job, art proper.
With the arts of publication (notably painting and non-
dramatic writing) the principle is the same, but the situation
is more difficult. The promiscuous dissemination of books
and paintings by the press and public exhibition creates a
shapeless and anonymous audience whose collaborative func-
tion it is impossible to exploit. Out of this formless dust
of humanity a painter or writer can, indeed, crystallize an
audience of his own; but only when he has already made
his mark. Consequently, it is no help to him just when
he most needs its help, while his artistic powers are still
immature. The specialist writer on learned subjects is in
a happier position; he has from the first an audience of
fellow specialists, whom he addresses, and from whom an
echo reaches him; and only one who has written in this way
for a narrow, specialized public can realize how that echo
helps him with his work and gives him the confidence that
comes from knowing what his public expects and thinks
of him. But the non-specialist writer and the painter of
pictures are to-day in a position where their public is as good
as useless to them. The evils are obvious; such men are
driven into a choice between commercialism and barren
eccentricity. There are critics and reviewers, literary and
artistic journals, which ought to be at work mitigating these
evils and establishing contact between a writer or painter and
the kind of audience he needs. But in practice they seldom
seem to understand that this is, or should be, their function,
and either they do nothing at all or they do more harm than
good. The fact is becoming notorious; publishers are ceasing
to be interested in the reviews their books get, and begin-
ning to decide that they make no difference to the sales.
Unless this situation can be altered, there is a real likeli-
hood that painting and npn-dramatic literature, as forms of
CONCLUSION 33 1
art, may cease to exist, their heritage being absorbed partly
into various kinds of entertainment, advertisement, instruc-
tion, or propaganda, partly into other forms of art like drama
and architecture, where the artist is in direct contact with his
audience. Indeed, this has begun to happen already. The
novel, once an important literary form, has all but dis-
appeared, except as an amusement for the semi-literate. The
easel-picture is still being painted, but only for exhibition
purposes. It is not being sold. Those who can remember
the interiors of the eighteen-nineties, with their densely
picture-hung walls, realize that the painters of to-day are
working to supply a market that no longer exists. They are
not likely to go on doing it for long.
The rescue of these two arts from their threatened ex-
tinction, as arts, depends upon bringing them back into
contact with their audience. The kind of contact that is
required is a collaborative contact in which the audience
genuinely shares in the creative activity. It is, therefore, not
to be achieved by any improvement in salesmanship,! for
this assumes that the works of art are already complete before
being offered to the public, and that the audience's function
is limited to understanding them.
In the case of literature, the only way which I can see of
establishing such contact is for authors to give up the idea
of 'pure literature', or literature whose interest depends not
on its subject-matter, but solely on its 'technical' qualities,
and write on subjects about which people want to read. This
does not mean turning away from art proper to amusement
or magic; for the kind of subjects about which I am thinking
does not consist of subjects chosen for their power of arousing
emotion, whether for discharge in the reading itself or for
discharge in the affairs of real life. They are subjects about
which people already have emotions, but obscure and
I A good publisher may, however, help to establish the kind of contact
we are seeking, in so far as, instead of merely publishing what authors give
him, he tells them (as he should be able to do) what kind of books are wanted.
The best publishers already do a good deal of this, and writers who are not
too conceited to co-operate with them find it extremely valuable.
332 CONCL USION
confused ones; and in wanting to read about these subjects
they are wanting to raise these emotions to the level of con-
sciousness, to become imaginatively aware of them.
For this reason (and this, too, will differentiate such litera-
ture from that of amusement and from that of magic) it is
not so much a question of the author's 'choosing' a subject;
it is a question rather of his letting a subject choose him:
I mean, a question of his spontaneously sharing the interest
which people around him feel in a certain subject, and allow-
ing that interest to determine what he writes. By so doing,
he will have accepted the collaboration of his public from the
very inception of his work, and the public thus accepted as
collaborators will inevitably become his audience. Some
writers will regard this as a lowering of their artistic standard.
But that is only because their artistic standard is entangled
in a false aesthetic theory. Art is not contemplation, it is
action. If art were contemplation, it could be pursued by an
artist who constitutes himself a mere spectator of the world
around him, and depicts or describes what he sees. But, as
the expression of emotion and addressed to a public, it
requires of the artist that he should participate in his public's
emotions, and therefore in the activities with which these
emotions are bound up. Writers are to-day beginning to
realize that important literature cannot be written without
an important subject-matter. l In that realization lies the
hope of a thriving literature yet to be written; for the subject-
matter is the point at which the audience's collaboration can
fertilize the writer's work.
In the case of painting, the same line of advance is open;
but the prospect of its being exploited is less good. I write
chiefly for English readers and about conditions in England;
and it is notorious that English painting is traditionally far
less vigorous and far less securely rooted in the life of the
country than English literature. In painting, we have
hardly begun to emerge from the stupid welter of eccen-
I Cf. Louis MacNiece, 'Subject in Modern Poetry', in Essay; IIntl8Jutlits
by Mtf11bers of the English .t1ssoci~tioll, vol. xxii (1937). pp. 146-58.
CONCLUSION 333
tricities and 'isms' which marked the decay of individualistic
nineteenth-century art. I see no such tendency in English
painting to-day as I see in English writing, towards utilizing
the collaborative energies of the audience by painting sub-
jects which English people, or some large and important
section of them, want to see painted.
Nevertheless, painting in this country has improved a great
deal in recent years. The Royal Academy's exh:bition of
1937 testified to a degree of average competence in a large
number of exhibitors which was quite unthinkable ten years
ago. Something is certainly hapiJtning to English painting;
something not unworthy to be compared with what is happen-
ing to English literature. Each of them is ceasing to rely on
its amusement value to an audience of wealthy philistines,
and is substituting for that aim not one of amusement value
to an audience of wage-earners or dole-drawers, nor yet one
of magical value, but one of genuine artistic competence.
But the question is whether this ideal of artistic competence
is directed backwards into the blind alley of nineteenth-
century individualism, where the artist's only purpose was to
express 'himself', or forwards into a new path where the
artist, laying aside his individualistic pretensions, walks as
the spokesman of his audience.
In literature, those who chiefly matter have made the
choice, and made it rightly. The credit for this belongs in
the main to one great poet, who has set the example by
taking as his theme in a long series of poems a subject that
interests every one, the decay of our civilization. Apart from
one or two trifles, Mr. Eliot has never published a line of
'pure literature'. Looking back, one sees the whole of his
early verse as a succession of sketches and studies for The
Waste Land. l First with a gentle irony in Prufrock, pretend-
ing to be merely a minor poet with a disillusioned eye for
I He has said it himself. The words 'why then Ile fit you', at the end of
Tht WasU Land, introduce the passage in Th Spanish Tragedy where
Hieronimo brings out the play he wrote 'when in Tolltdo there I studied',
explaining that this youthful work will fit the present occasion (Act IV,
scene i).
334 CONCLUSION
the emotions of others, then with deepening intensity in
Gerontion and growing savagery in the Sweeney poems, he
found himself (that self which to the outward eye seemed
arch-highbrow, another Henry J ames, steeped in literature
and innocent-as he was called by one who should have
known better-of public-spiritedness) by degrees shaping
his mouth to the tremendous howl of Marlowe's Mephisto-
philis-'Why this is hell'.
The decay of our civilization, as depicted in The Waste
Land, is not an affair of violence and wrong-doing. It is not
exhibited in the persecution of the virtuous and in the
flourishing of the wicked like a green bay tree. It is not even
a triumph of the meaner sins, avarice and lust. The drowned
Phrenician sailor has forgotten the profit and loss; the rape
of Philomel by the barbarous king is only a carved picture,
a withered stump of time. These things are for remembrance,
to contrast with a present where nothing is but stony rubbish,
dead tree, dry rock, revealed in their nakedness by an April
that breeds lilacs out of the dead land, but no new life in the
dead heart of man. There is no question here of expressing
private emotions; the picture to be painted is not the picture
of any individual, or of any individual shadow, however
lengthened into spurious history by morning or evening sun;
it is the picture of a whole world of men, shadows themselves,
flowing over London Bridge in the winter fog of that Limbo
which involves those who, because they never lived, are
equally hateful to God and to his enemies.
The picture unrolls. First the rich, the idle man and his
idle mistress, surrounded by all the apparatus of luxury and
learning; but in their hearts there is not even lust, nothing
but fretted nerves and the exasperation of boredom. Then
the public-house at night; the poor, no less empty-hearted:
idle recrimination, futile longing for a good time, barren
wombs and faded, fruitless youth, and an awful anonymous
voice punctuating the chatter with a warning 'Hurry up
please it's time', Time for all these things to end; time's
winged chariot, the grave "a fine and priv~te place, and mad
CONCLUSION 335
Ophelia's good-night, the river waiting for her. And then
the river itself, with its memories of idle summer love-
making, futile passionless seductions, the lover whose vanity
makes a welcome of indifference, the mistress brought up to
expect nothing; with contrasting memories of the splendours
once created by Sir Christopher Wren, the pageantry of
Elizabeth, and Saint Augustine for whom lust was real and
a thing worth fighting.
Enough of detail. The poem depicts a world where the
wholesome flowing water of emotion, whic:l alone fertilizes
all human activity, has dried l~p. Passions that once ran
so strongly as to threaten the defeat of prudence, the destruc-
tion of human individuality, the wreck of men's little ships,
are shrunk to nothing. No one gives; no one will risk him-
self by sympathizing; no one has anything to control. We
are imprisoned in ourselves, becalmed in a windless selfish-
ness. The only emotion left us is fear: fear of emotion itself,
fear of death by drowning in it, fear in a handful of dust.
This poem is not in the least amusing. Nor is it in the
least magical. The reader who expects it to be satire, or an
entertaining description of vices, is as disappointed with it as
the reader who expects it to be propaganda, or an exhorta-
tion to get up and do something. To the annoyance of both
parties, it contains no indictments and no proposals. To the
amateurs of literature, brought up on the idea of poetry as a
genteel amusement, the thing is an affront. To the little neo-
Kiplings who think of poetry as an incitement to political
virtue, it is even worse; for it describes an evil where no one
and nothing is to blame, an evil not curable by shooting
capitalists or destroying a social system, a disease which has
so eaten into civilization that political remedies are about as
useful as poulticing a cancer.
To readers who want not amusement or magic, but
poetry, and who want to know what poetry can be, if it is to
be neither of these things, The Waste Land supplies an
answer. And by reflecting on it we can perhaps detect one
more characteristic which art must have, if it is to forgo
CONCLUSION
both. entertainment-value and magical value, and draw a
subject-matter from its audience themselves. It must be
prophetic. The artist must prophesy not in the sense that he
foretells things to come, but in the sense that he tells his
audience, at risk of their displeasure, the secrets of their own
hearts. His business as an artist is to speak out, to make a
clean breast. But what he has to utter is not, as the indivi-
dualistic theory of art would have us think, his own secrets.
As spokesman of his community, the secrets he must utter
are theirs. The reason why they need him is that no com-
munity altogether knows its own heart; and by failing in this
knowledge a community deceives itself on the one subject
concerning which ignorance means death. For the evils
which come from that ignorance the poet as prophet
suggests no remedy, because he has already given one.
The remedy is the poem itself. Art is the community's
medicine for the worst disease of mind, the corruption of
conSCIOusness.
INDEX
abstract thought, 254. Aristotle (contd.)
Academy, Royal, 326, 333. - on poet-craft, J8-I9.
accidence, 2. 56. - his Poetics, 30, 50-J, 114.
acquaintance, 169-70. - on 'beauty', 38.
actio: passio, 219. - on represent;.'ion, 43, So, 114·
activity: passivity, 196. - - of the universal, 46.
Addison, J., 13 8. - his defence of amusemp,nt art, 98.
advertisement, 32-3' - on 21vvapl~ TWV ~voonIc..w, I I 6 n.
Aeschylus, 98. - on reproduction, 129.
aesthetic emotion, see emotion. - on imaginatic.JO, 17 I, 198.
aesthetics, business of, 3Z 5. - Yl TO c:,~ hrl TO 'lrOAV, 185, 256.
Agamemnon, 310. - hIS logical writings, 259.
agreement, 158. Arne, T. A., 318.
agricultural depression, J02. ars, 5, IS,
Alexander, S., 149, 176, 205. art-schools, the use of, 281.
Alien, Grant, 127. artifact = work of craft, ro8, 132, 133.
ambiguity, 7. artist, the, his relation to 'ordinary'
amphitheatre, 97, 99· men,s, 1I7·
amusement, what, 32, 78, z77· - as aesthetician, 3, 4.
- psychology of, 51-Z. 'attack OD art'. Plato's alleged, 46
- art, ch. v, passim. seqq.
- - among late nineteenth-century attention, 203 seqq., 222.
aesthetes, 70. -distraction of, 217-18.
- - Plato's attack on, 49 seqq. -negative, 217.
- - Aristotle's defence of, SI, II4. audience, relation of a speaker to,
- its relation to magic: resemblance 1I00II, 247 seqq.
and difference, 65, 79. - reproduction of speaker's experience
- mixture of, with magic, 8z. in mind of, 1I8-I9, 140.
- : enjoyment, 94. - relation to artist: as 'overhearing',
- : recreation, 95. 30 0-2.
- when a danger to practical life, 95. - - as 'understanding', 308-9.
- history of, in Europe, 97 seqq. - - a s collaborating, 311-15, 321-4,
- not able to develop into art, 278. 32 9-3 6 .
analogical meanings, 8-9. Aurignacian art, 10, 77.
analysis, grammatical, ZS4 seqq. Austen, Jane, 121.
-logical, 261, seqq, Authorized Version, the, 319.
analytic thought, zS3. awareness, 222.
anger, 110. Ayer, A. J., 201 n.
anthropology, cultural: physical, 24Z. Azande, the, 8 D.
'aphrodisiac civilization' (Bergson), 86. Aztec society, 96.
'appeal' to sensa, the, 170.
'appearances', 190-2, Bach, J. S., 325'
'applied' literature, %98. Bacon, F., 319.
Aquinas. St. Thomas, 297, 3II, bad art, what it is not, 277.
archaic Greek art, 49· - what it is, 280 seqq.
'archetypes' of ideas (Locke), 177, 183' badness, what, 280.
Archimedes, %67, Beardsley, A., 54.
architecture, 326-7. beauty, 36 seqq.
Aristotle OD the philosophy of craft, I 7,25' - : utility, 37 •
• 436 xx
INDEX
beauty (contd.) bullying, 87.
- no connexion between art as such Bume-Jones, Sir E., 120.
and, 37-41.
- connected with admiration and cadenza, 321.
desire (lpws), 38. Carritt, E. F., 149.
- non-aesthetic uses of the term are Cartesians, 177, 187-8.
normal and correct, 39. catharsis, 57, IIO.
- its misuse by aestheticians, 40, 91 n., cattishness, literature of, 87.
149· Catullus, 319.
beaux arts, In, 6. Celtic art, 55.
'because', meaning of, 161. - twilight, 120.
Beethoven, L. van, 85, u3, 318, po. Cervantes, M., 87.
Begouen, Count, 10. Cezanne, P., 144, 146.
behaviourism, 205, 244. charge, emotional, 78, 162-4.
belle arti, le, 6. Chartres, 3 I 9.
Berenson, B., 146-7. children, consciousness in, 208, 217.
Bergson, H., 85, 263. -language in, 227, 236-7, 239-41,
Berkeley, G., rejects Locke's doctrine 247 seqq.
that 'all our simple ideas are real', - play in, 80.
176, 18 3. Christianity, effect of on Roman art, 99.
- distinguishes 'ideas of sense' from church: state, a Renaissance distinc-
'ideas of imagination', 178. tion, 8.
- introspection theory of this distinc- cinema, the; amusement-art, 97, 102.
tion, 178-9, 195. -as 'fantasy', 138.
- relation theory of the distinction, - obstacles to developing genuine art
179-83. from, 323.
- 'laws of nature' in, 180-2, 190. civilization, European, characteristics
- theory that 'ideas of imagination' of, 162.
are 'wild', 181-2. cliches not language but the corpse of
- 'various colours variously disposed', language, 276-7.
19 2 • 'clogs to clogs', 101.
- 'force' or 'liveliness' of ideas of sense, Coleridge, S. T., 1I8.
208. collaboration, 3 II seqq.
- his theory oflanguage, zz6. colour-symbolism, 162.
bifurcation of consciousness, 94. comedy, 48, II6.
biography, modern, neither art nor common-sense distinctions, value of,
history, 87. 172.
bipolarity of thought, 157, :u6, 277. communication, 140, 249-50.
Blake, Vernon, 145. communism, 71, 278.
'blind' (Kant), 223 n. complex ideas (Locke), 176-7.
bodies, statements about, 165-6. compulsion neurosis, 63-4.
Bosanquet, B., 46 n. concerto, as demanding collaboration
bowdlerization, 101. from soloist, 321.
- of imagination, 218-19. Condillac, E. B. de, 201 and n.
Bradley, F. H., 259. confused ideas (Leibniz), 176.
Brahms, J., 56. . 'conscious' : 'unconscious', 204,
Brangwyn, F., 144. consciousness, 109, 113, 223.
Breughel, P., 54. - and self-consciousness, 248.
Broad, C. D., 181. - freedom of, 207-8.
Brooke, Rupert, 244 n, - modification of feeling by, 206 stlJlJ.
Brown, Baldwin, 10. - perpetuation of feeling by, 223.
Buddha, 243-4. - relation of to imagination, 215.
bull-roarer, 66. - as a form of thought, 215-16.
INDEX 339
consciousness (contd.) day-dreaming, 136, 138.
- as generating art, 273. decoration, domestic, as magic, 72.
- bifurcation of, 94. defecation, emotional, SI; and see
- corruption or untruth of, 217, 219, catharsis.
220, 251, 282-5, 336. definition, relation of to establishment
- emotions of, 232, 234, 274. of usage, 2.
contagion, emotional, 230 seqq. degree, differences of, 187.
content and form, 24. 'denatured' art, 34, 275·
context as affecting 'meaning', 258. -language, 27)'.
contradiction, 158. Descartes, R., on the problem of
Cook WiIson, J., z65 n. imagination, 174-6, 187.
copyright, law of, 325-6. - on 'using the senses', '-05 and n.
corroboration, 158. - his 'universal science', 220.
corruption, see consciousness, corrup- - on unity of design, 319.
tion of. des~ribing : expressing emotions, I11-13.
Cotman, J. S., 144. ;le"i!'C, its relation to make-believe, 137.
courtesy meanings, 8, 9. detective stories, 85-6.
craft : art, 5, 9,113, 1I7, 119· dinner party, ritual of, 76.
- characteristics of, 15-17. discharge of emotion, 78.
- philosophy of, 17. disease, its relation to corruption of
- and art, overlap of, Z2 n.; the same, consciousness, 2Z0, 283.
further explained, 277. - moral, amusement as a, 95.
- theory of art as, 107-8, 139, 151, disowning of emotions, 216-18, 251-2.
and see technical theory of art. dissociation, 2 19, 224·
- making according to (i.e. fabrica- distortion, formula of, 107.
tion), what, 133. domestication of feeling by conscious-
craftsman, 15 seqq. ness, z09.
creating, what, 128, 151. domination of emotion, 235.
- divine and human, 128-30. - of feeling, 222.
- imaginative, 134. Donne, J., Z9 5·
-language: using it, z75. Doone, R., 329.
criticism, what, 3, 88. Dore, G., 8S.
- impossible if art = representation, dreams as make-believe, 136.
88 seqq. - : art, 138.
- relation of to artistic creation, 28 I. - illusory element in, 188.
- degradation of to personal gossip, - interpretation of, 193-4.
316. dress as language, Z44 n.
critics; why they disagree, 89-90. dress rehearsal, what happens at, 3ZI-Z.
- their duty towards mechanized art, drugs, 96.
33°· Dryden, J., 83·
Croce, B., 46 n. duke, 8z.
duration, 159.
dance, the, as the 'original' language,
243-4,246• earthing of emotion (= catharsis), 79.
- patterns as representations of, 55. economic view of 'art', the, 19.
- (modern) as magic, 75-6. Education Act of 1870, the, 101.
-music, 72. Egyptian art as naturalistic and
D'Annunzio, G., 120. magical, ra, 54, 77·
Dante, 295-6, 310, 325, Eliot, T. S., Miss Sitwell on, 27.
dare, datum, 196. - The Waste Land, 295, 333-5'
'data' of sense, no such thing as, 169. - Sweeney among the Nightingales, 310.
'date', to, a phrase of sham art-criti- Elizabethan drama, 8S.
cism, 91. emergence, 2. 33·
4436 xxz
340 INDEX
emotion, 'art' (= craft) as arousing, expression (COlltd.)
3J-2. - psychical, 228-34.
- as an end in itself (amusement), or - imaginative (= language), 2. 34-41.
as a means (magic), 32. - no emotion without, 23S,
- catharsis of, 51-2. - dual, of certain emotions, 232-4.
- relation of magic to, 65-6. - marks in music, 327-8.
- two phases of, the, 7S. external world, the, 166.
- arousing of, JOS. - imagination as factor in our know-
-expression of, 109. ledge of, 192..
- dual expression of, 232-4.
- arousing: expressing, I13, 152. fabrication, 125, 134.
- of sensation, 161-3, 266. facts, scientific appeal to, 105.
-of consciousness, 234, 266. failure, implications of, 157.
- of intellect, 266 seqq. fairy tales, 72.
- James-Lange theory of, 232-3. 'families' of sensa, 180-1.
-disowning of, 216-18, 2.51-2.. fancy = sensation (Hobbes), 175.
-aesthetic, 115-17, 279. - = imagination (Locke), 200.
emotional contagion, 2.30 seqq. fantasies, [36, 138, 219.
emotional charge on sensa, 162-3, 2.32, 'fantastical ideas' (Locke), 176-7.
2.66. fascism, 7 I.
- on a mode of consciousness, 232., 2.66. fear and amusement, 85'
- on intellectual activities, 2.66-8. feeling: thinking, 157-60, 163.
- representation, 53 seqq. - the word applied to two sorts of
- use of words, 9. thing, 160.
'emotive use of language', 2.62. seqq., - used in this book to designate the
296. 'psychical level of experience', 164.
empirical thinking, 165, 167, 171 n. - as subject-matter of thought, 164.
enjoyment: amusement, 94. - 'mnemic', 20X n.
Ensor, R. C. K., 102 n. - conversion of into idea by conscious-
epithets in poetry, why suspect, I I2.. ness, 209.
Ern ulfus, curse of, I I2.. fictions, 177, 254-5'
EP~, 38,40 • 'figment', Ip.
error as distortion of knowledge by 'fine art', 6, 36.
prejudice, 107. finished product: raw material, 16.
- replacement of conception of illusion flux of sensation, 159, 168-9,210.
by that of, 190. folk-art, 72, 101.
- in consciousness as distinct from intel- folk-songs, 88, 103.
lect, how possible, 217. football as amusement, 102.
--not a bona fide 'mistake', 2[9' - as magic, 73.
- consciousness liable to, 248. form and matter, 16.
'eternal objects', 159. - - no such distinction in art, 24 ..
Euripides, 325' 'form' in formalistic aesthetics, 142.
European civilization, 162. France, Anatole, 120.
Ev~-Prichard, E. E., 8. Frazer, Sir J. G., 58 n., 64·
'execution' of a plan, what, 132. Freud, S., 62, 64, 77 n., I2.7 n.
experience, knowledge derived from, funeral, magical purpose of, 75-6.
16 7. 'furniture' of the mind (Locke) cannot
- 'independently of', 168. be made of sensa, 200, 203.
- = imagination, 203.
- as including in te1lect, 2 J2.. Galsworthy, J., 83·
expression: arousing of emotion, J09, games, children's, 79-80.
152• generalizing representation, 45.
- : betraying emotion, 12[-4. -description as, 1I2.-13.
INDEX 341
'genius', II8, 3U. Hume, D. (contd.) ,
Gula Romanorum, 318. - how ideas are 'derived' from impres-
gesture, 245-7. sions, 2XI, 306.
ghost stories, decline of, 85' - means two different things by 'im-
'given', 169, 196. pression', 213-14.
God as craftsman, 18. - inconsistent admission of, an, 184.
- as creator, 128-30. - his 'science of MAN', 185.
Goethe, J. W. von, 127 n. - 'experience' for him means not
goodness, what, 280. sensation bu' imagination, 203.
Graeco-Roman society, decay of, 96. - author of the Kantian theory of
grammar, 254 seqq. imagination, :;:23.
gramophone, the, why artistically un- - neglect of by contemporary philo-
satisfactory, 323. sophers, 200-1, 214.
'grand stylt" the (Reynolds), 1'4.
Graves, R., 127 n. id,;.,g (Locke), 200.
Greek acting, 142. - ,imple : complex (Locke), 176-7.
-art, 77. - real: fantastical (Locke), 176-7.
- - archaic, 97. - : impressions (Bume), 171, 183 seqq.,
- attitude to art, 6. 201 seqq.
- decadence, 49. - (Spinoza), 176.
-drama, 11. - clear and distinct (Spinoza), 219.
- philosophy, 17. idealism, 255, 259·
- political experience, 8. idles fixes, 195.
- world, decay of, 52. 'idioms', 258.
Group Theatre, the, 329. 'illusion', theatrical (a feature of amuse-
ment art), 79.
hallucinations, 179, 195· 'illusory sensa', 188-91, 194.
Hamlet, 124. 'images', 190-2.
Handel, G. F., 318. imaginatio = sensation (Spinoza), 176.
Hardy, T., r:1.3. imagination, what, 202.
health, its relation to consciousness, 284. - theory of art as, 138.
heart, sensa related to labouring of, 193· - as somehow more 'active' than
hedonistic theory of art, 81. sensation, 195.
Hegel, G. W. F., 312. - relation of to consciousness, 215'
• Heine, H., 23. - as link between sense and under-
Hellenistic world, the, 52. standing, 171; in Kant, 223.
Henry V (Shakespeare), 124. - : intellect, 252.
Hermes, sandals of (Homer), 38. - : make-believe, 135, 286 seqq.
hierarchy of crafts, 25. - bowdlerized, 218-19.
historical study, progress in, 106. - confusion of sensation with, 200.
Hobbes, T., 175-7,226. -ideas of (Berkeley), 178-83.
Hocart, A. M., 73 n. imaginary, 131, 152.
Holinshed, R, 318. - colours, &c., 173.
Homer, 38, 49. - sensa, what, 194.
homolingual translation, 260. imagining: really seeing, 172.
Horace, 19, 30, 82. imitation: representation, 42.
Hume, D., follows Berkeley in rejecting - alleged instinct of, 240-1.
the view that 'all our simple ideas are 'impression' (Bume), 171, 183 seqq.
real', 176. - ambiguous, 213.
- distinguishes ideas from impressions impressions: ideas, 201 seqq., 222, 174-
by the introspection theory, 171, 283, 191, 306.
18l-7, 195, 200-1, lU. improper senses of words, 121.
- how he differentiates them, 207-8. 'impute' (Alexander), 149.
INDEX
inadeq uate ideas, 224. Kant, I. (contd.)
Inca society, 96. Ka6apc7IS, 51, and see catharsis.
'inconsistency' in art, 287-8. Kipling, R., 70, 245 n.
individual, the; knowledge of itself Kyd, T., 319.
prior to knowledge of its relations,
212-13. language, what, 235-6.
- art is knowledge of, 288-9. - as expressive, 109.
individualism, 3 I 5-24' - as imaginative, 225.
individualization a work of art proper, - art as, 273 seqq.
Il2. - the world as, 291.
individualized : generalized representa- - false reduction of a priori propo-
tion, 45. sitions to propositions about, 168,
inference, 261. 201 n.
initiation-ceremonies, 66, 76. languages, plurality of, 241 seqq.
inspiration, 126. La Tene art, 55.
'instinct of imitation', 240-1. Leibniz, G. W., 176, 187.
instruction, 'art' as, 32. Leighton, Lord, 120.
intellect, what, 216. Leonardo da Vinci, 1:7 n.
- two forms of, 216. Levy-Bruhl, L., 61-4.
- relation of attention to, 204. lexicographical units, 256, 260.
- emotions of, 266 seqq., 293 seqq. lexicography, 256.
- art and, 292 seqq. Lewis, M. G., 85.
'intellectuals', 120. liberalism, 71.
intellectualized language, 225, 267. lies, 219.
intelligibility, 122. 'likeness' in portraiture, what, 52-6.
interpretation, 205. listening: hearing, 204.
introspection, 205. literal : emotional representation, 53
- theory of relation between sense and seqq.
imagination, 178-9, 195. 'liveliness' of ideas, 178.
'ivory towers', 120-1. Locke, J., on children, idiots, and
savages, 59.
James, D. G., 34.
- on real and fantastical ideas, 176-
James, Henry, 334.
James-Lange theory of emotion, 232-3. 9·
- on degrees of knowledge, 187 n.
jazz, 56.
- germs of introspection theory in,
Jerome, J. K., 83·
Jonson, B., 22.-3, 27, 82. n. 177, 179, 195·
- as a materialist, 197.
journalism as amusement art, 97.
- error about 'simple ideas', 200, 203.
Jowett, B., 46 n., 261.
- on language, 226.
judgement = criticism, 89.
logic, traditional, 259 se'lq.
Jung, C. G., 127 n.
logical positivism, 201 n., 259.
K~OV, TO, 37. looking: seeing, 203-4.
Kant, 1.,175,2.59, Lorrain, Claude, 318.
- on bird-song, 39. love, theory of, 38,41.
- on painting, 145. Lowenfeld, M., 80 n.
- on a priori knowledge, 167-8. lucidity, U2.
- on imagination and its function in
knowledge, 171, 192, 198, 223 n. Mac Niece, L., 332 n.
-on scientific method, 185. Magdalenian art, 10, 77.
- his discovery of second-order laws, magic, what it is not: Tylor-Frazer
186. theory, 58 seq'l'
- on the relation between the real and - - Levy-Bruhl's theory, 60-3.
the imaginary, 182, 187. - - Freud's theory, 62-4'
INDEX 343
magic (contd.) morality not merely practical, 289.
- what it is, 32, 65-9, 2.77. Morris, WiIliam, 327.
- perversion of, 68. motor hallucinations, 63.
- and amusement, relations of, 65, 79. motor sensations, 147.
- - mb(ture of, 82. seqq. Mozart, W. A., 85, 318, 32.1.
- impossibility of genuine criticism if music, 245, 327-8.
art is confused with, 92-4. - and gesture, 243.
- not able to develop into art, 2.78. - : sound, 139-40, 143, 151.
magical 'art', 49, 69 seqq. 'mystical' con,'exions (French sense),
make-believe as a feature of amusement, 60.
79, 81, 94·
- : imagination, 135-8, 152, 2.86, 2.96. natural kinds, 2.So.
- as imagination working under the naturalism, what, 54.
censorship of desire, 137. nature, laws of (!3erkeley), 180-2., 190.
Malebranche, N., 197, 198. - - - second-order, 186-7.
malice and amusement art, 87. -.- ,'-orId of, 166.
Malinowski, B., 61 n. necessity, art and, 286-7.
Malvolio, 87. negroes, 8.
manual gesture, language of, 242-3. neo- Platonism, 129.
Marlowe, C., 3 I I n., 319, 334· neurosis, 65.
marriage-ceremony, magical purpose Newman, E., 148.
of, 75-6. Newton, Sir I., 176.
Marryat, F., 82. 'nothing, creation out of', 129.
Masaccio, 146-7. novels, popular, not art, 138.
masks worn by actors, 142. - decay of, 331.
material, see raw material.
materialism, 197. objective: subjective, 148-5°'
matter and form, 16. objets d'art, 36, and see works of art.
'mean, what we', 7, 269. obsolete meanings, 7, 9.
meaning, Dante's theory of, 3II. occult entities, 62-3.
means and ends, 15-17, 20-1, 34, 108, Olympia, sculptures at, 52., 98.
II I, 2.76. opera, Wagner's theory of, 25.
mechanized 'art', 323. oppression, sense of, 110, I I 7.
medieval art, 77, 97. orchestra, listening to, 143.
- philosophy, 175. order, second, thoughts of the, 168,
melllory, 2.11, 254. 186-7·
'mentality', an occult entity, 60-2.. 'originals' of ideas (Locke), 183.
'metaphysics', 198. originality, 43, 275, 3 18- 19.
metaphysicians, 13 r. 'overhearing', audience as, I l l , 300.
micare digitis, 242.. overlap of art and craft, 2.2 n., 43, 277.
Michelangelo, 100, 325.
Middle Ages, beginning of, 99. pageantry, social, its magical purpose,
- magical character of art in, 70, 97. 74·
military music, 72.-3. pain as an element in aesthetic ex-
Milne, A. A., 83. perience, 314.
mirrors, 189. painting not a 'visual art', 144 seqq.
misunderstanding, 251. - state of English, 332-3.
'mnemic feelings', 201 n. palaeolithic art, 9- 10, 54.
Moliere, J. B. P. de, 62.. panem et circenses, 97, IOZ.
monde ou "on s'amuse, le, 97. part and whole, IS.
Monet, C., 146. pauio, 219.
monkeys and typewriters, 126 n. passivity, 176.
Moore, G. E., 198 n., 199 and n., 202. n. 'patch, red', Z03-4, 2.12.
344 INDEX
pattern-quality, 233. Pope, A., 119.
patriotic art, 73. pornography, 84.
percipere (Spinoza), 176. portraiture as representation, 44, 52-4.
performers, relation of author to, 320 - as art, 45, 309.
seqq. - 'likeness' in, 53, 309.
perpetuation of sensa, 2.09, 212, 222. -Roman, 11.
persona, 248. - Egyptian, Io-Il, 54, 77.
personality, 248, 317. positivism, 58.
- 'expression of', 316. Praxiteles, 52.
perspective, 145 n., 153 n. preferability, logical, 261.
'philosophy' : 'science', 167. 'president of the immortals' (Hardy),
- as a literary form, 296-9. 12 3.
photography, faking in, 53. Price, H. H., 180-1.
- 'unlike' the original, 53 n., 54-5' Price, Sir U., 145.
physical anthropology, 242. printing-press, the, 323, 330.
physiology, appeal to, 178. privacy, 157-8.
pianoforte, use of imagination in listen- projection, 218.
ing to the, 142. proletariat, Roman, 99.
pictures, easel, decay of, 331. propaganda, 32-3.
Pindar, 48. prophecy, poetry as, 336.
Pistol, 87, 124. propositions, 260, 265-6.
plagiarism, 319-20, 324-6. prose, 296.
plan, what, 132-3' Prospero, 6.
planning, IS. psyche, 164.
-absent from art, 21-2. psychical expression, 228 seqq.
plane of the picture, 145, 153 n. -level of experience, 164, 171, 273.
Plato, difficulty of understanding, 6. psycho-analysis, 220.
- theory of justice detached from psycho-analysts, 138.
theory of craft, 18. psychological aesthetics, 29 seqq., 81,
- theory of creation subsumed under 127, 15 1.
theory of craft, I 8. -laws, 181-2..
- theory of art subsumed under - terms, why not useful in poetry, 112.
theory of craft, 18, 19, 30. psychology, 19, 171 n.
- theory of beauty connected not with - its proper business, 164, 171 n.
art but with love, 38. - its recognition of corrupt con-
- does not regard all art as representa- sciousness and its effects, 218-19.
tive, 43. - its relation to physics, 182.
- the myth about his attack on art, - the, of amusement art, SI.
46, 98• - literature not to be taken as, 114.
- his attack on amusement art, 46-51, puppets, 142.
1°3· 'pure' : 'applied' literature, 298.
- historical context of this attack, 97-9' puritanism, 100.
- tragedy and comedy in Symposium, 'purging' (catharsis) of emotion, SI.
II6 n. puzzles as a form of 'art', 32.
-'lie in the soul', 2.I9n. Pythagoras, 297.
play, 8o.
Plutarch, 318. Radcliffe, Mrs. A., 85.
plutocracy and art, 100. rain-making, 68.
Poe, E. A., 54, 86. rainbow, 193'
poet-craft, 18, 27. ranting, IU-4.
poetica, ars, 5. Raphael, 146.
'11'0111"1'00'\ -RxVTl, 5, 18. raw material in craft, 16.
n6.\IS, what, 8. - none in art, :u.
INDEX 345
reaction, see stimulus. romanticism, 46.
'real', 174. Rostovtseff, M., 99 n.
- imagination and the, 136. Ruskin, J., 45-6, 32.6.
- and imaginary, representation of Russell, B., 180.
the, 45.
- things, 131. Sappho, 319.
- colours, &c., 173. satire, 87.
- ideas (Locke), 176-7. savages, study of, 57.
- sensation, sensa, 173-4. Savonarola, G., 100.
realistic aesthetics, 41, 149-sr. Sayers, Miss D . .L., 86.
reality as a Kantian category, r86. scholastic terms, I 96.
'really seeing', 172-3' 'science' : 'philosophy', If. 7.
- there', 172, 192.. - of MAN (Hume's), 185.
'reason' : 'un1erstanding', 167. 'scientific use of language', 2.62 seqq.,
recreation: amusement, 95. 2Q~.
reflection, ideas of (Locke), 184. sr.;e~tlst, magician compared to, 58.
Reformation, the, its attitude towards second order, thought of the, 168.
'art', 100. second-order laws of nature, 186-7.
refutation of a theory, the consequences selection, what, 56.
of, 106. - none in art proper, II 5.
rehearsal, 3 ZI -2.. self-assertion, 2.09, 22.2.
relations, 252-3' self-consciousness, 2.08-9, 248.
- 'between sensa', 168-9, 198. self-deception, 219.
religion, relation to magic, 73. self-expression, 316.
religious art, 72.. Semon, E., :1.01 n.
Renaissance, its use of the word 'art', 6. sensa, see sensum.
- its political consciousness, 8. sensation, 160.
- its aesthetic theory, 43. - its relation to emotion, 161-2.
- its art not a magical but an amuse- - as including imagination, 172.
ment art, 70 , 97. - as excluding imagination, 173.
- magical art surviving the, 72. - confusion of, with imagination, 200.
- Mr. Berenson's study of its painting, - : attention, 203.
146. - idea of (Locke), 184.
- its anti-AristoteIianism, 259. sense, ideas of (Berkeley), 178-83.
- its theatre, 32.3. senses, deceitfulness of (Descartes), 175.
representation, art and, 42 seqq. 'sense-data', meaning of 'data' in, 196.
-literal and emotional, 53. - ambiguity of term, 214.
- degrees of, 54. - suggestio falsi in term, r69, 221.
- criticism and, 88 seqq. - 'world constructed out of', 214.
- generalizing, 114. sensory hallucinations, 63-
- distinctions according to effect sensual pleasure, art falsely identified
aimed at, intrinsic to, II6. with, 141, 148.
repression, 218, 224. sensum. (sensa), current use of the term,
reproduction of speaker's thought by 163; criticism of, 169-70.
hearer, 140. - how used in ch. ix, 173.
response, see stimulus. - ambiguity of the term, 214.
reviewers, 313, 330. - false distinction between real and
Reynolds, Sir J., 45, 114· imaginary, 194-
Richards, 1. A., 35, 127 n., uS n., 262 - 'interpretation of, by thought', 165.
seqq. 193·
'ritual' in compulsion-neurosis, 64. - the above doctrine corrected, u5.
Roman Empire, 96, 101. - 'relations between', 168-9. 198.
- portraiture, I I. - the above doctrine corrected, 202.
'.346 INDEX
sensum (sensa) (contd.) symbolism = selective representation,
- emotional charge on, 162. 76.
- sterilization of, 162-3. - = intellectualized language, 225-6,
sentences, 257, 260. 268-9·
sentimental literature, 8S. 'sympathetic' magic, 59.
sexual desire as a basis of amusement-art, sympathy, 231, 248.
84· synonymity, 256.
Shakespeare, W., 6, 87, I24, I26 n., 143, syntax, 257.
294, 316, 318, 319, 320, 325.
Shandy, Mr., I29.
'tactile values', 146-7, 243, 304.
Shaw, G. B., 82, 327-8.
- strictly motor rather than tactile,
Shelley, P. B., 295-6.
simple ideas (Locke), 176. 147·
Tailor and Cutter, The, 35.
sincerity, lIS.
technical terms, 7-8, 268.
Sisley, A., 146.
technical theory of art, 17, 105-8, II6,
Sitwell, Miss E., 27.
14 8, 26 3, 301 - 2 , 3 1 5.
Skeaping, J., 10.
technique, 26-9.
skill, what, 28.
- no t. of expression, I l l .
Slop, Dr., I I2.
TeXVT], 5, 15·
Smith, N. K., 223.
terms, usage of, 88.
snobbery, literature of, 87-8.
societies, causes of death of, 96. Theatre, Roman, 97, 99·
theory, questions of, 105.
Socrates, 17; in Plato, 46 seqq.
- : practice, 289 seqq.
'soul', 164.
thought: feeling, 157 seqq.
- lie in the', 219.
- primary form of, 164-6, IS6.
sound: music, 139-40, 143, 151.
- secondary form of, 166-8.
speaking, see language.
- bipolarity of, 216.
- public, 322-3.
- consciousness as a form of, ZI5.
Spenser, E., 3 I 9·
- abstract, 254.
Spinoza, B., 176, 219-20, 224, 232 n.,
- analytic, 253.
282.
thrillers, 85.
'spirit' : 'soul', 164.
ToIstoy, L., 264.
spontaneity of sensation, 197.
topography, sentimental, 8S.
sport as magic, 73-4.
tragedy, 4S, SI, II6. .
stage-directions, 327-8.
transformation of a raw material, 16.
standard, bipolarity implied in a, 157.
truth and consciousness, 216 seqq.
state : ch urch, 8.
sterilization of sensa, 162-3.
- and art, 2.86 seqq. .
- of a proposition, never a suffiCient
stimulus, reaction to, SI, I rI, 196.
reason for asserting it, 2.64.
'strength' of ideas, what, 178.
'trying to' do something, what, 157.
Strindberg, 54.
towns, folk-art in, 102.
subject-matter, 71, 2'!9.
Turner, J. M. W., 46,318.
au bject-predicate form, 259-60.
Tylor, Sir E. B., SS ~., 64.
su bjective-objective, 148-5°'
- his theory of magic, SS seqq.
success, IS 7.
typewriters, monkeys and, 12.6 n.
Suetonius Tranquillus, C., 206 •.
typical, the, 46.
surrealism a form of representatlon, 54.
syllogism, 261.
symbol, proper meaning of word, SS, unconscious, the, what, 204.
225· . . •. l' - theories of art based on, 12.6.
- = artifact representing Its orlgma m 'understanding' : 'reason', 167.
the second degree, SS. - by a hearer, 251.
- = word, 201 n. unemployment, 102.
INDEX 347
uniforms, emotional effect of, 2.45 n. Wagner, R., 2.5.
universal, representation of the, 46. war dance, 66-7.
unreal, imagination indifferent to dis- 'war poetry', 123.
tinction between real and, 136; this 'way' of acting, what, II3.
statement corrected, 286 seqq. Webster, J., 87·
untruthful consciousness, the, 219, 224, 'wlld'sensa, 181, 186-7.
282, and see consciousness, corrup- WiIde, 0., 32, 70.
tion of. words, see ambiguity, definition, lan-
usage, questions of, 1-2, 88, 105. guage, terms, usage.
- prior to questions of definition, 2. wireless, 102, 323.
useful arts : fine arts, 36. work of art, what, 36-7.
using language: creating language, 275. - ambiguity of phrase, 119.
utile, 82. - = artifact or work of craft, 108, J4.6.
- = imaginary cbject, I39 seqq.
- thr; bodily, as necessary to aesthetic
values, ut! tactile values <::xpLrience, 305 seqq.
Van Gogh, V., 53 n. writing, an incomplete notation for
verse, 296. speech, 243.
Vico, Giambattista, 80, 138. - 'pure' and 'applied', 298.
violence, literature of, 87. wrongdoing, its relation to corruption
violin, 143. of consciousness, 220.
'visual art', painting not a, 144.
'vulgar, speaking with the', 131, 174. Yeats, W. B., no.
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