Chapter 11 - Yes-No Questions - The Grammar Book - Form, Meaning, and Use For English Language Teachers
Chapter 11 - Yes-No Questions - The Grammar Book - Form, Meaning, and Use For English Language Teachers
Chapter 11 - Yes-No Questions - The Grammar Book - Form, Meaning, and Use For English Language Teachers
C h a p t e r
Yes/No
Questions
Introduction
In this chapter, we begin our treatment of questions in English. English speakers have a
profusion of question types available. Here are some of them.
Of course, it is questionable to call all of these questions in the interrogative mood sense
of asking someone something. Certainly, there are questions that don’t seek information,
and there are statements that do (de Ruiter, 2012). To prove this point and to deal with this
assortment of question types, we will spread our coverage over three chapters. The first four
types will be dealt with in this chapter; types 5 and 6 will be covered in Chapter 13; types
7–11 will be handled in Chapter 14; and type 12 will not be discussed much until Chapter 33,
when we take up other forms of indirect or reported speech. We begin with question type 1.
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Stage Example
I: Fragments 1 rising intonation A hat?
II: Statements 1 rising intonation You are tired?
III: Place question marker in front of Is your daughter work here?
statement
IV: Be inversion Are you listening me?
V: Do support Do you like ice cream?
VI: Other question types Don’t you see?
I wonder why they left.
Of course, as with all second language (L2) data, these stages are not discrete, and within
each there is certainly individual variation. Also, from early on, learners make considerable
use of formulaic questions, such as “How are you?” Nonetheless, it can generally be said
that inversion is the initial learning challenge for learners, and its mastery takes a while. The
challenge is no doubt made more difficult by the fact that English speakers frequently do not
use inverted questions in conversations; hence, the exemplars to which ESL/EFL learners are
exposed are inconsistent with regard to inversion. We return to this point later in this chapter.
As different as English question formation is from Chinese, Zhu and Wu (2011) observe
that it is not necessarily the structural differences that cause learners difficulty. What is
problematic is the assumption that learners already know how questions function. For instance,
an apparently straightforward teacher question—Any questions?—can be multifunctional
(Waring, 2012). Even more dubious is the assumption that learners know how to respond
SUBJECT-OPERATOR INVERSION
With an Auxiliary Verb
Consider the following questions:
1. Will they be in Reno on Friday?
2. Was she able to finish in time?
3. Has Maricor gone home?
4. Are you doing anything tomorrow?
Here is the tree for the first sentence:
S
sm S
Q SUBJ PRED
NP AUX VP ADVL
in N on N
Reno Friday
Q SUBJ PRED
in N on N
subject–operator
inversion Reno Friday
Notice that if this sentence had two auxiliary verbs—for example, if we were to add be 1 ing
to the will in question (1)—the operator is only the first auxiliary verb in the auxiliary string
Will they be gambling in Reno on Friday?
that is inverted with the subject. Furthermore, when the auxiliary has more than one element,
as it does with the phrasal modal in question (2), it is only the first of the elements in the
first auxiliary verb (again the operator) which, along with the tense marker (if there is one) is
inverted with the subject. Here are the trees for question (2) as an illustration of this last point:
S
sm S
Q SUBJ PRED
NP AUX VP ADVL
pro T pm V PrepP
in N
time
S
sm S
Q SUBJ PRED
pro T pm V PrepP
in N
subject–operator
inversion time
212 The Grammar Book
Q SUBJ PRED
NP AUX VP ADVL
N T cop NP PrepP
Q SUBJ PRED
N T cop NP PrepP
Q SUBJ PRED
NP AUX VP ADVL
N T V NP PrepP
the organ on N
Sunday
S
sm S
Q SUBJ PRED
NP AUX VP ADVL
N T V NP PrepP
Sunday
S
sm S
Q SUBJ PRED
N T V NP PrepP
the organ on N
subject–operator
inversion Sunday
Unmarked yes/no question intonation typically rises through the same stressed syllable
and then stays high, what is called a “low rise contour” (Hedberg, Sosa, & Görgülü, to appear):
2 3 3
Is Mike learning to use a computer?
We must quickly qualify this analysis, however. Couper-Kuhlen (2012) convincingly argues
that the intonation of questions depends on the local interaction and the nature of the
communicative activity. For instance, in her data from radio broadcasts, a higher proportion
of yes/no questions with rising intonation is used when conversational topics are being
introduced. Later, as the topics are being elaborated upon, more questions with falling
intonation are used, although they are still the minority. An additional factor is the epistemic
stance reflected in the question. For instance, if the questioner expects a positive response,
then he or she may well use a falling intonation rather than a rising one. All of this indicates
(as we stated in Chapter 1) that as with all decontextualized rules, they may well be useful as
“rules of thumb,” but they may not hold up in dynamic interactions.
STATEMENT-FORM QUESTIONS
Subject-operator inversion does not always take place. In fact, uninverted statement-form
questions, marked simply with rising intonation, are common (Stivers, 2010). This type
of question is marked in the sense that the speaker who poses the question is anticipating
confirmation:
A: I just got back from San Francisco.
B: You had a good time there? (expecting confirmation)
B’ s reply with accompanying rising question intonation suggests that B’ s hunch was
that the answer would be “Yes.” Had B chosen instead to use the unmarked, neutral, inverted
question, we might assume that B had no expectation about what A’ s reply would be:
If, on the other hand, the pitch of the intonation rises beyond the usual range, then
the echo question can express counterexpectation—surprise or disbelief (see VanderBrook,
Schlue, & Campbell, 1980, for further discussion):
2 3 4
B: Your sister is going out with Lou?
ELLIPTICAL QUESTIONS
At some point, teachers may want to teach their intermediate- and advanced-level students
about informal yes/no questions that occur without an initial operator. Such questions are
fairly frequent in informal conversations between speakers and are different from statement-
form yes/no questions, in that they are used with no expectation or no particular expression
of emotion:
(Are) You going to the movies?
(Has) She been feeling better?
(Do) You know Fred Callahan?
If you is the subject, it can also be deleted in most cases, along with the operator:
(Do you) Wanna study together?
In such questions, the operator and subject are optionally deletable because they are
recoverable from other grammatical and lexical information in the question and from the
discourse context. It would probably not be of high priority for your students to practice
using such elliptical yes/no questions, but they should develop comprehension of this form
and perhaps an ability to automatically supply the missing operator or operator and subject.
SOCIAL FUNCTIONS
Up to now, we have been dealing with questions whose function is primarily to seek new
information or to clarify or confirm given or shared information. Yes/no questions can perform
a number of other functions, of course. You have already seen in Chapter 8 how questions
with modal forms can be used in requests for assistance:
Can I get a ride home with you? (direct request)
Conclusion
As we have indicated, a challenge for beginning ESL/EFL students is to learn about
inversion in yes/no questions—both the syntactic rules and the social conditions in which
they are appropriate. Because the do operator is not a morpheme with many equivalents in
the languages of the world, its use in yes/no questions may require some special attention.
Students may also need some understanding of how to respond to yes/no questions,
particularly negative yes/no questions. Finally, we should remember that not all yes/no
questions are inverted. As you have seen in this chapter, many conversational yes/no questions
are uninverted, elliptical, or nonclausal in form. While you might not specifically teach
ESL/EFL students to produce these forms, students may be confused, and you may need to
help them comprehend their use.
.
THE CHILDREN ARE NOISY 1
?
2
Next, you can explain to students that the do verb carries the tense for the question. This
can be demonstrated by replacing the DO card with DID and the ATE card with EAT after
substituting the ? for the . Thus:
.
2 DO JOHN ATE THE APPLE 1
3 4
DID EAT ?
Cards could also be used to show that the do carries the tense and person markings with
the simple present tense:
1 JOHN EAT S APPLES .
2 Substitute ? for the period at the end of the sentence and introduce DO to the front.
3 S how that the S of eats gets moved to the initial DO by moving the S from its
position after EATS to a position following DO . Immediately replace DO S with a new
card DOES explaining that rewriting do plus third person singular present as does is a
convention in English.
The person who guesses correctly can be the person to hide the next object. If students
are in the early stages of learning to form yes/no questions, you may want to restrict
the questions to those with modals and the be verb. Also, if they are beginners, they
might need some help from you in accurately forming the questions they want to ask.
b. Another guessing game that encourages the use of yes/no questions is “What’s My
Line?”, in which members of the class select occupations for themselves and the rest
of the class must try to guess the occupation.
c. A similar game is one in which students play “Who Am I?”, where a class member
pretends to be a well-known contemporary or historical figure. The other members of
the class ask yes/no questions to guess the identity of the figure.
4. Form. Each student is given an assignment on a card. The assignment is to find someone
in the class who is characterized by the particular trait written on the card. For example,
one card might say, Find someone who can play the drums. Another might say, Find someone
who is a good cook. Students must ask each other yes/no questions to find at least one person
in the class for whom the trait is true.
7. Meaning. To give students the necessary practice in asking and answering negative
yes/no questions as native speakers of English do (responding to the presupposition, not
the form), you can tell students a short story twice. During the second telling, change a
few of the details. The students’ task is to listen to the story intently and, after you have
told each version once, to use focused negative yes/no questions to ask about details in the
second telling that did not coincide with the first. For instance:
(First story)
Teacher: A man walked out the front door and tripped over his son’s wagon. He scolded
his son and told him to put the wagon in the garage. The boy did this. A while
later, the man went into the garage and tripped over his son’s wagon again.
(Second story)
Teacher: A man walked out the back door and tipped over his son’s bicycle. He scolded
his son and told him to put the bicycle in the shed. The boy did this. A week
later, the man went into the shed and tipped over his son’s bicycle again.
8. Use. To give students practice in using yes/no questions in making polite requests, have
students write down five requests they would like to make. They should each then make
the request of another student in the class. The second student should agree to comply
with the request only if it is in a polite form. For example:
Student 1: Hey, Pablo, can I have some scrap paper?
Student 2: Sorry. No.
Student 1: Pablo, could I borrow some scrap paper, please?
Student 2: Sure. Here’s some.
Exercises
Test your understanding of what has been presented.
1. Provide original example sentences that illustrate the following concepts:
a. unmarked yes/no question g. focused yes/no question
b. negative yes/no question h. standard short-form answer
c. some in a yes/no question i. formulaic short answer
d. uncontracted negative j. yes/no question with phrasal
yes/no question modal and do
e. yes/no question with do k. echo question (showing surprise)
f. statement-form question l. elliptical yes/no question
3. What rules have been violated as the following questions were formed?
a. *Do she went? c. *Runs he fast?
b. *Could have he gone? d. *Do they be happy?
6. We have chosen to place the chapter on negation before this chapter on yes/no
question formation. Some ESL/EFL student materials do not do this. What are some
arguments for teaching them in the order that we do here? Also, brainstorm ways to
get students to ask questions. It is not as easy to do because it is usually teachers who
do the asking.
7. You have a student who never inverts yes/no questions but simply uses an uninverted
question with question intonation. When you tell him that he should invert, he replies
that he often hears native speakers use uninverted questions. What would you say to
this student?
8. An old joke arises from the fact that yes/no questions can serve more than one
function. A wants to know the time and sees that B is wearing a wristwatch.
A: Do you have a watch?
B: Yes. (and keeps on walking)
Explain the misunderstanding.
Bibliography
References
Bevington, G. (1979). On being a negative ESL teacher. TESOL Newsletter, 13(2), 20–22.
Bolinger, D. (1978). Yes/no questions are not alternative questions. In H. Hiz (Ed.), Questions (pp. 87–105).
Dordrecht, Netherlands: Reidel.
Chalker, S. (1984). Current English grammar. London, England: Macmillan.
Crawford Camiciottoli, B. (2008). Interaction in academic lectures vs. written text materials: The case of
questions. Journal of Pragmatics, 40, 1216–1231.
Couper-Kuhlen, E. (2012). Some truths and untruths about final intonation in conversational questions. In
J. P. de Ruiter (Ed.), Questions. Formal, functional, and interactional perspectives (pp. 123–145). Cambridge,
England: Cambridge University Press.
Cruttenden, A. (1986). Intonation. Cambridge, England: Cambridge University Press.
de Ruiter, J. P. (Ed.). (2012). Questions: Formal, functional, and interactional perspectives. Cambridge, England:
Cambridge University Press.
Givón, T. (1993). English grammar: A function-based approach (Vol. 2). Amsterdam, Netherlands/Philadelphia,
PA: John Benjamins.
Hedberg, N., Sosa, J. M., & Görgülü, E. (To appear). The meaning of intonation in yes-no questions in
American English. A corpus study. Corpus Linguistics and Linguistic Theory.
Heritage, J. (2002). The limits of questioning: Negative interrogatives and hostile question content. Journal
of Pragmatics, 34, 1427–1446.
Heritage, J., & Raymond, G. (2012). Navigating epistemic landscapes: Acquiescence, agency, and resistance
in responses to polar questions. In J. P. de Ruiter (Ed.), Questions: Formal, functional, and interactional
perspectives (pp. 179–192). Cambridge, England: Cambridge University Press.
Endnotes
1. However, there are many other ways to answer a yes/no question. See, for example, Heritage and
Raymond (2012).
2. It can be done, though, in British English with the main verb have, as in Have you the time? and in some
lexicalized sentence stems in American English, such as Have you any idea . . . ?
3. It should be acknowledged that there is no unique question intonation, although some tones may be
more common in questions than others (Cruttenden, 1986, p. 59).
4. Of the 637 questions in Weber’s data, 108 were uninverted forms and 153 were nonclausal forms.
5. We single out some and any as determiners in this section in order to correct a misapprehension about
some being used only in statements and any only in questions. The same point that we are making here
applies also to related forms; e.g., in pronouns (Has anybody/somebody seen the keys?) and in adverbs
(Are you going anywhere/somewhere?). Indeed, Heritage, Robinson, Elliott, Beckett, and Wilkes (2007)
report that patients are more likely to report their health concerns when medical practitioners ask them,
“Is there something else you would like to address in the visit today?” than if something is replaced by
anything.