Rail Handbook Executive Summary
Rail Handbook Executive Summary
Rail Handbook Executive Summary
RAIL HANDBOOK
EXECUTIVE SUMMARY
PURPOSE
The purpose of the Rail Office Programs Handbook (Rail Handbook) is to identify and designate
responsibility for rail processes in support of the Florida Department of Transportation’s
(Department) mission of a safe transportation system, which ensures mobility of people and
goods, enhances economic prosperity and preserves the quality of our environment and
community (Department Procedure Topic No. 725-080-002).
The Rail Handbook identifies rail processes, guidelines, and responsibilities for the development
and implementation of programs which include Highway-Rail Grade Crossing Inventory,
Highway-Rail Grade Crossing Safety Improvement Program, Construction and Maintenance
Project Management Program, Public Highway-Rail Grade Crossing Opening - Closure
Program, Railroad Safety Inspection Program, Florida Rail System Plan, Rail Emergency
Management Plan, and the Use of Locomotive Horns at Highway-Rail Grade Crossings and
Quiet Zone Application Process.
The principal users of the Rail Handbook are Department personnel, railroad companies, design
and construction companies, transportation planners, Florida cities and counties, individuals or
groups requesting information or permits pertaining to rail programs, and other State or Federal
organizations involved in the development and implementation of rail programs.
INTRODUCTION
The Department’s Highway-Rail Grade Crossing Inventory includes the database and
application called Rail Highway Crossing Inventory (RHCI). The RHCI contains
railroad/highway crossing data to support the Department, the U.S. Department of
Transportation (USDOT), the Federal Highway Administration (FHWA) and Federal Railroad
Administration (FRA) highway-rail crossing safety programs and initiatives. The FRA requires
the Department to collect and report data elements. Requirements for data collection and data
entry into the RHCI are identified below.
DEFINITIONS
Railroad Crossing: An intersection of a railroad corridor by a roadway or
bicycle/pedestrian pathway, intersecting at-grade or by grade separation by a public or
private passageway.
Rail Highway Crossing Inventory (RHCI): The Department’s repository for data
elements specific to railroad crossings within the state.
Crossing Inventory Field Data: Data collected on site at the specific railroad crossing,
recorded manually on diagnostic field review data sheets or entered into a computer that
has been programmed to record and file required data elements. Data collection may
include photo documentation of the railroad crossing which shows the required areas
and ancillary equipment.
Crossing Status: Indicates one of several combinations of the status of roadway and/or
track. Four statuses identified are:
Roadway Open and Track Active
Roadway Open and Track Inactive
Closed with the Roadway Removed
Closed with the Track Remove
Crossing Purpose:
Highway Vehicle
Pathway, Pedestrian, Other
Station Pedestrian
DATA COLLECTION
The RHCI contains all railroad data elements that meet the Federal Railroad Administration
(FRA) and the Florida Department of Transportation requirements. Field data is collected
through diagnostic field reviews, crossing status changes, and rail crossing inventory activities.
Data updates are transmitted to FRA based on the requirements from the Rail Safety
Improvement Act of 2008 (49 USC 20101; Section 204. National Crossing Inventory).
FIELD DATA
Each railroad is inspected, photographed, and inventoried at the crossing’s location to verify the
features and conditions.
OFFICE DATA
Office data collection may include documentation and data collection such as number of lanes,
number and type of tracks, crossing status, crossing purpose, crossing type, Annual Average
Daily Traffic (AADT), school bus counts, and railroad schedules.
INTRODUCTION
The Department Highway-Rail Grade Crossing Safety Improvement Program has regulatory
authority through Section 335.141(2)(a), Florida Statutes.
The program:
identifies public highway-rail grade crossing locations needing improvements,
enhances safety through installing or upgrading public highway-rail grade crossing
warning devices, circuitry, and/or surfaces,
conducts corridor reviews identifying roadway and signalization improvements to reduce
hazards,
identifies redundant and unnecessary public highway-rail grade crossings for potential
elimination, and
evaluates effectiveness of safety improvement projects.
Priority List of Crossings for Review: During May, each District Rail Coordinators will run
a Safety Index report from RHCI listing crossings based on the Safety Index rank. The
priority list can be adjusted by eliminating or adding crossings based on:
existing warning devices compared to recommended warning devices,
crossings on prior diagnostic field review lists that were determined to be poor
candidates for safety signal improvement at that time for which conditions have
changed,
crossings scheduled for improvement, abandonment, or closure,
crossings with signals over 30 years old or with other age-related problems,
crossings with safety issues not reflected by the Safety Index,
crossings that are part of a corridor review,
crossings with passive devices that have had an incident within the last year,
crossings where rail traffic carries hazardous materials, passengers, or have
plans to increase rail traffic,
crossings identified by citizens as unsafe, and
crossings identified by railroad partner as unsafe or with near misses.
Schedule of Diagnostic Field Reviews: The Central Rail Office will coordinate the
schedule of diagnostic field reviews with each District Rail Coordinator. The general
time frame for reviews is during the summer, from May to August. District Rail
Coordinator will determine diagnostic field review locations and coordinate with railroad
companies and local agencies.
Projects are reviewed statewide and projects are selected by Central Rail Office using a
number of factors including:
safety index,
project cost,
incident history,
corridor emphasis,
diagnostic field review team safety observations,
upgrading crossings from passive devices to active devices,
input from local governments, and
input from railroad partners.
In the interest of maximizing the impact of limited funding, low cost improvements are
also considered. One low cost application the Department works to implement is to
install light‐emitting diode (LEDs) on east/west crossings to improve warning visibility for
the motoring public.
Federal Aid Project Number Assignment: The Central Office will submit the list of
candidate projects to the Federal Aid Office for approval.
Encumbrance of Funds: Each District will encumber funds through the Comptroller’s
Office for each safety improvement project.
Change Orders Used for Off-System Projects: Under the terms of the existing
agreement, the District will execute a Change Order for an off-system safety
improvement project if the type and class of signal has not changed and the existing
agreement has language stating that the “Schedule of Annual Cost of Automatic
Highway Grade Crossing Devices” is subject to future revision.
Agreements Executed: The District Rail Coordinator will facilitate the execution of the
appropriate agreement and disseminate copies to all parties, including the Central Rail
Office. The requirements of the City and County will be restated in the cover letter that
accompanies their executed Agreement. The order of documents submitted to Central
Rail Office, as part of the Agreement, should be as follows:
Legal documents
Final Bill: Final bill from the Railroad is received by the District within the 180 days and
District furnishes payment (within 45 days) or contests invoice, paying final bill minus
exception.
Un-encumberance of Funds: The District Rail Coordinator will un-encumber funds and
notify the District Federal-Aid Coordinator.
REIMBURSEMENT AGREEMENTS
All railroad reimbursement agreements must:
Clearly document all terms and conditions necessary to govern the agreement between
the railroad and Department,
Clearly define the scope of work by identifying all tasks to be provided by the railroad,
Establish specific deliverables (measurable events directly related to the scope),
Require all project records to be made available for departmental inspection,
Establish remedies for noncompliance or nonperformance, and
Establish steps for pro-rating invoice amounts if minimum performance standards are
not met.
INTRODUCTION
Construction and maintenance of highway-rail grade crossings, which may include new
construction, reconstruction, widening, and/or resurfacing of a road at or near the right-of-way of
a highway railroad grade crossing, require negotiations with railroads and local governments in
accordance with Section 337.11, Florida Statutes and Rule Chapter 14-57, Florida
Administrative Code. Railroad corridor management is required for acquiring abandoned
railroad corridors according to Section 260.0161(2), Florida Statutes.
Chapter 3: Highway-Rail Grade Crossing Construction and Maintenance Project Management Program Page 12
required.
Obtain funding and ensure execution of agreements or change orders. Distribute
agreements or change orders to all parties with the authority to proceed with work.
Attend preconstruction conferences with highway contractors and railroads to identify
responsibilities and establish a schedule of work.
Schedule and coordinate flagging.
Schedule and coordinate emergency surface maintenance and repairs within the
Department and with railroads.
Coordinate any railroad construction projects involving work not associated with
highway-rail grade crossing warning devices and surface maintenance with Central
Office rail staff. Coordinate development of any agreements, negotiations with railroad
partners, and discussions on future projects.
Conduct site review, prior to commencement of work within the railroad right-of-way, for
the placement or relocation of facilities.
Conduct a daily inspection or request daily reports from Department personnel on
construction progress within the railroad’s right-of-way.
Obtain final inspection documentation to ensure project compliance.
Approve invoices for all satisfactory completed work.
Identify state road crossing locations that are affected by the abandonment of rail
corridors, notify the District Right-Of-Way Administrator of these locations, and request
the acquisition of the crossing areas in order to secure integrity of the state's roadway.
Chapter 3: Highway-Rail Grade Crossing Construction and Maintenance Project Management Program Page 13
CHAPTER 4
INTRODUCTION
The Department has regulatory authority over all public railroad-highway grade crossings in the
state, including the authority to issue permits which shall be required prior to the opening and
closing of such crossings. (Section 335.141, Florida Statutes)
DEFINITIONS
Applicant – Any person or group impacted by the crossing; railroad operating through
the crossing; governmental entity with jurisdiction over the road; or the Department.
Recommended Order – The order entered by the administrative law judge, following
the hearing, which supports or denies the opening or closure.
Final Order – The order issued by the Department Secretary. It may be an adoption of
the Recommended Order or may overrule the order, authorizing or denying the
applicant’s request.
The Central Rail Office reviews the application to ensure that all necessary information is
provided and the crossing is a public, at-grade rail crossing.
The Central Rail Office acknowledges receipt and seeks a response to the application
from all affected parties.
The Central Rail Office does preliminary evaluation. Applicant must establish compliance
with criteria in Rule 14-57.012, FAC.
If the application meets Rule 14-57.012, Florida Administrative Code criteria, and is
agreed upon by all parties, the Central Rail Office will draft a Stipulation of Parties.
This agreement outlines each party’s responsibilities. The execution of the Stipulation of
Parties serves as a Final Order and permit to open or close the crossing.
If the parties cannot agree through a Stipulation of Parties, the Central Rail Office will
issue a Notice of Intent to permit or deny the opening or closure of the crossing based
on data submitted in the application process.
The Notice of Administrative Hearing Rights is submitted to all parties with the Notice of
Intent, allowing 21 days in which to request an administrative hearing.
Acceptance of the Notice of Intent by all parties, or failure to file a request for a hearing
in accordance with Chapter 120.57, Florida Statues, by the petitioning party will result in
the execution and distribution of a Final Order by the Department.
If an administrative hearing is requested within 21 days, the Department will refer the
petition to the Division of Administrative Hearings for scheduling.
Upon completion of the opening or closure, the District Rail Coordinator will inspect the
site for compliance with the Department’s standards. Photos are provided to the Central
Rail Office.
INTRODUCTION
The Department Railroad Safety Inspection Program participates in the National Railroad Safety
Program to promote safety in all areas of railroad operations to reduce deaths, injuries, and
damage to railroad property. The State Railroad Safety Inspection Program helps to ensure
railroad safety for the benefit of railroad employees and Florida residents, visitors, and
commerce.
The Department Railroad Inspectors, certified by the Federal Railroad Administration (FRA),
compliment the inspection activities of Federal Inspectors in the state in compliance with the
Code of Federal Regulations (CFR) 49 Part 212 - State Safety Participation Regulations.
The Railroad Safety Inspector for Hazardous Material (RSI-HM) reviews industry waiver
requests and conducts statewide inspections for hazardous material compliance in the following
areas:
tank cars and containers in railroad yards
trains (inclusive of ammunition trains)
businesses
trans-loading facilities
shipping papers
hazardous materials placards
placement of hazardous materials placards in trains
required documentation
industry compliance with training requirements
training documentation for employees
hazardous materials accidents and incidents
OPERATING PRACTICES
The Railroad Safety Inspector for Operating Practices (RSI-OP) is responsible for ensuring
compliance with operational regulations found in 49 CFR Parts 214, 217, 218, 219, 220, 221,
222, 225, 228, 232 and 240. Inspections include compliance in the following areas:
railroad operating and safety rules
Federal regulations concerning training and testing of operating employees
protection of employees working on track or equipment
drug and alcohol prohibitions
railroad communications
train identification
TRACK
The Railroad Safety Inspector (RSI-Track) conducts track inspections to ensure that railroads
meet minimum track standards in compliance with 49 CFR Parts 213 and 214. Additionally, the
RSI-Track conducts bridge and roadway worker inspections. Track inspections may be
conducted by:
hi-rail vehicles that travel on the track
walking inspections
inspections from FRA geometry cars
observations made while riding the locomotive or rear car of passenger trains
INTRODUCTION
The Department is responsible for developing the Florida Rail System Plan. According to
Section 341.302(3), Florida Statutes, the rail system plan is to include an identification of
priorities, programs, and funding levels required to meet statewide needs. The plan must be
updated every five years and cover both passenger rail service and freight rail service. The
plan must be consistent with other transportation planning the Department is conducting in
recognition of the role that rail plays in the State’s overall transportation system.
The Department adopted a two-step approach to developing a Rail System Plan that meets the
various State and Federal requirements. The first step is the development of a Policy Element
to the Plan followed by a second step developing an Investment Element.
The Policy Element: This document, the Policy Element, establishes a vision for
passenger and freight rail transportation in Florida and a policy framework of goals,
policies, and strategies to guide future state rail investments and decisions.
DEFINITIONS
American Recovery and Reinvestment Act (ARRA): An economic stimulus package
enacted by the Congress in February 2009. The stimulus was intended to create jobs
and promote investment and consumer spending during the recession of 2008 and
2009.
Commuter Rail Service: A passenger rail transport service between a city center, and
outer suburbs and commuter towns or other locations that draw large numbers of
commuters – people who travel on a daily basis. Trains operate following a schedule, at
speeds varying from 50 to 200 km/h (30 to 125 mph). Distance charges or zone pricing
may be used.
Florida Transportation Plan: The Florida Transportation Plan (FTP) establishes long
range goals to provide a policy framework for expenditure of federal and state
transportation funds in Florida. Every five years, the Department takes the lead in
updating this plan to respond to new trends and challenges to meet the future mobility
needs of Florida's residents, visitors and businesses.
Freight Rail Service: A type of rail service comprised of a group of freight cars hauled
by one or more locomotives on a railway, ultimately transporting cargo between two
points as part of the logistics chain. Trains may haul bulk material, intermodal
containers, general freight or specialized freight in purpose-designed cars.
High-Speed Rail Service: A type of passenger rail transport that operates significantly
faster than the normal speed of rail traffic. The International Union of Railways defines
high-speed rail as systems of rolling stock and infrastructure which regularly operate at
Intercity Passenger Rail Service: A passenger rail transport service that covers longer
distances than commuter or regional trains.
Passenger Rail Investment and Improvement Act (PRIIA): Federal legislation that
strengthens the US passenger rail network by tasking Amtrak, the USDOT, FRA, States,
and other stakeholders in improving service, operations, and facilities. PRIIA focuses on
intercity passenger rail, including Amtrak’s long-distance routes and the Northeast
Corridor (NEC), state-sponsored corridors throughout the Nation, and the development
of high-speed rail corridors.
The American Recovery and Reinvestment Act (ARRA), passed by Congress in 2009,
requires projects funded using Intercity Passenger Rail Service Corridor Capital
Assistance (Section 301) funding be included in a State Rail Plan.
49USC22102 requires states that receive federal financial assistance for state rail
projects establish an adequate plan for rail transportation in the state and a suitable
process for updating, revising, and modifying the plan.
Florida’s Rail System Plan shall be coordinated with other State transportation planning
goals and programs and set forth rail transportation’s role within the State transportation
system.
The Department shall provide adequate and reasonable notice and opportunity for
comment and other input to the public, rail corridors, commuter, and transit authorities
operating in, or affected by rail operations within the State, units of local government,
and other interested parties in the preparation and review of the State rail plan.
The Department shall review the freight and passenger rail service activities/initiatives
proposed by regional planning agencies, regional transportation authorities, and
municipalities both within the State and with neighboring states in the Southeast U.S.
and shall include any recommendations made by such agencies, authorities, and
municipalities as deemed appropriate by the State.
INTRODUCTION
The Rail Emergency Management Plan provides guidance for statewide planning and response to
railroad systems and resources before, during, and after an emergency or disaster situation.
RESOURCES
Florida Department of Transportation (FDOT)
Transportation Emergency Operation Center (TEOC)
State Emergency Operations center (SEOC),
Emergency Support Functions 1 (ESF 1) of Florida Division of Emergency Management
Federal Railroad Administration (FRA)
Federal Highway Administration (FHWA)
Federal Emergency Management Agency (FEMA)
ACTIVITIES
The Central Office Rail Manager will assign Central Rail Office staff specific rail functions during
an emergency/disaster. Rail resources coordinated by the Central Rail Office will be focused on
the following activities:
Coordinate rail emergency or disaster requirements for state and federal funds with
District Rail Coordinators, FHWA, FEMA, and FRA.
Provide data to TEOC, in order to prepare maps of the operational status of rail lines
during the disaster recovery period.
ORGANIZATION
Information on the railroads’ operational status will be collected in cooperation with the
FRA and will be relayed to TEOC.
The Central Office Rail Manager, or designee, will serve as the primary point of contact
for railroad-related issues in support of TEOC, ESF-1, and SEOC.
Central Rail Office will maintain a repository of contact information for rail
representatives.
RECOVERY:
Central Office Rail Manager will assign available Department Rail Inspectors to assist
FRA and rail industry in initial assessment of damage to rail lines.
Central Office Rail Manager will designate Department Rail Inspector(s) to team with
appropriate District Rail Coordinator(s) in emergency/disaster areas.
Field reviews will include a minimum of two (2) photographs of the damage and the
completion of an assessment of rail crossing signal damage prior to repairs.
COORDINATION
Central Rail Office will maintain a list of candidate crossings that may be temporarily
closed.
Once temporary crossing closures are implemented, lists will be provided to local law
enforcement agencies, emergency services, hospitals, public works, railroads, and etc.
Central and District Work Program Development Offices will coordinate with FHWA and
FEMA on repair and replacement funding. A lump sum payment agreement will be
completed by each District Rail Coordinator.
The Central Rail Office will facilitate funding reimbursement following the proper
paperwork submittal by the District(s). District Rail Coordinator will work with FHWA,
FEMA, railroads, and local communities on reporting and funding eligibility.
INTRODUCTION
The Use of Locomotive Horns at Highway-Rail Grade Crossings (49 CFR Parts 222 and 229) is
established to maintain a high level of public safety, respond to the concerns of communities
seeking relief from unwanted horn noise, and establish requirements for sounding locomotive
horns at rail crossings. In compliance with 49 CFR Part 222, the application process for
establishing Quiet Zones, this chapter provides guidance to all parties participating in the
application process. Public Authorities applying for a Quiet Zone should contact the Federal
Railroad Administration (http://www.fra.dot.gov/rpd/freight/1318.shtml).
DEFINITIONS
Alternative Safety Measure (ASM) – A safety system or procedure provided by the
appropriate traffic control authority, which, after a review and analysis, is determined by
the FRA to be an effective substitute for the locomotive horn at specific rail crossings
Applicant – Only the Public Authority (i.e., city, county, or state governmental entity with
jurisdictional maintenance responsibility of the public, highway-rail grade crossing) can
apply to the FRA for a Quiet Zone. If more than one Public Authority is involved, all must
agree to the Quiet Zone.
Quiet Zone Funding – All Quiet Zone improvements must be locally funded unless
otherwise qualified. Title 23 USC Section 130 funds may not be used for Quiet Zone
improvements. The entire rail corridor within the limits of the Quiet Zone should be
reviewed to determine the most cost-effective improvements.
Quiet Zone – A section of a rail line at least one-half mile in length that contains one or
more public crossings at which locomotive horns are not routinely sounded.
Chapter 8: Train Horn Rule And Quiet Zone Application Process Page 26
One way streets with gates that fully block the street
Temporary closure
Chapter 8: Train Horn Rule And Quiet Zone Application Process Page 27
within the quiet zone that reflects the conditions existing at the crossing before any new
SSMs or ASMs were implemented.
Chapter 8: Train Horn Rule And Quiet Zone Application Process Page 28