Common Application Form - Lumpsum

Cum SIP Application Form (Form 1)

Distributor / RIA Code Sub-Distributor Code EUIN No.

ARN- ARN-
Application No. WEB FORM
Internal Code for Sub-broker/ Employee

I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only”
EUIN transaction without any interaction or advice by the employee/relationship manager/sales person of the above
distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship First Holder Second Holder Third Holder
Declaration manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction.
RIA “I/We hereby give you my/our consent to share/provide the transactions data feed/portfolio holdings/ NAV etc.
in respect of my/our investments under Direct Plan of all Schemes managed by you, to the above mentioned First Holder Second Holder Third Holder
Declaration SEBI-Registered Investment Adviser/ RIA”

TRANSACTION CHARGES (Please ü any one of the below) (Refer Instruction No. S)
I am a first time investor in mutual funds (` 150 will be deducted) OR I am an existing investor in mutual funds (` 100 will be deducted)
Applicable for transactions routed through a distributor who has 'opted in' for transaction charges. Upfront commission shall be paid directly by the investor to the AMFI registered
distributor based on the investors’ assessment of various factors including service rendered by the distributor.

1 UNIT HOLDING OPTIONS DEMAT MODE PHYSICAL MODE 2 EXISTING INVESTOR'S FOLIO NUMBER
(To be filed in case of demat holding only) (If you have an existing folio with KYC validated, please mention here)

Demat Account Details of First / Sole Applicant Folio Number

(Name should be as per demat account)
Depository Participant Name 3 MODE OF HOLDING / OPERATION
NSDL

DP ID IN CDSL Beneficiary ID Single Anyone or Survivor (Default option is

anyone or survior in
Beneficiary ID Note: Please attach copy of Client Master List. Joint As per resolution case of Non Individual)

4 FIRST APPLICANT'S DETAILS (Please refer to the Instruction No. A, C, D, R) All fields are mandatory. Gender Male Female
Name (As in PAN
card/KYC records)
Date of birth
(1st Holder / Minor) D D M M Y Y Y Y KIN KYC Identification Number CKYC Form Supplementary CKYC Form
*Aadhar No. GSTIN
Please fill your GSTIN
(*Compulsory) (if applicable).

PAN/ PERN
Name of the Only for Minor
Guardian
PAN / PERN Date of Birth (Guardian) D
(Guardian) D M M Y Y Y Y
Country of Birth Place of Birth Nationality
For Investments "On behalf of Minor" Passport Specify
(Please provide document for proof of DOB) Birth Certificate School Certificate Other
Guardian named above is Natural Guardian Court Appointed
Correspondence address
(Please note: Address will be replaced as per KYC records)

City State Country Pin Code

Overseas address (For FPI/NRIs/PIOs)

City State Country Pin Code

Email Mobile Tel.

Resident Individual NRI Repatriation NRI-Non-Repartiation Partnership Pvt. Sector Service Public Sector Defence
Foreign National Resident in India Sole Proprietorship NPO Company Gov. Service Housewife Professional
Status Occupation
Minor through guardian Trust HUF AOP PIO BOI OCI LLP Retired Business Agriculturist Student
Body Corporate Society/Club FPI NPO Other Specify Forex Dealer Other Specify
Address of tax residence would be taken as available in KRA database. In case of any change please approach KRA & notify the changes
Type of address given at KRA Residential or Business Residential Business Registered Office
Permissible documents are Passport Election ID Card PAN Card Govt. ID Card Driving License UIDAI Card NREGA Job Card Others specify
Are you FATCA Compliant with CAMS Registrar (Please ü any one) Yes No (if no, please fill below details)
(If yes, please indicate all countries in which you are resident for
Are you a tax resident of any country other than India? Yes No tax purposes and the associated Tax ID Numbers below.)
Tax Identification Number Identification Type If TIN is not available (Please tick ü the reason
Sr. No. Country of Tax Residency#
or Functional Equivalent% (TIN or Other, please specify) A, B or C (Refer FATCA / CRS Instructions))

1. à Reason A B C
2. à Reason A B C
3. à Reason A B C
#
To also include USA, where the individual is a citizen / green card holder of the USA. %In case Tax Identification Number is not available, kindly provide its functional equivalent ...Continued Overleaf

IDFC MUTUAL FUND - ACKNOWLEDGMENT SLIP (To be filled in by the investor.)

Received, subject to realisation, verification and conditions
Application No. WEB FORM
Application for purchase of Units as mentioned in the application form FACTA / CRS / UBO Declaration, as applicable.

From
16.11.2017

Instrument No. Dated Amount (Rs.) Scheme Stamp & Signature

D D MM Y Y
 ADDITIONAL KYC INFORMATION
Gross Annual Income <1L 1-5L 5-10L 10-25L 25L-1C >1C
<1L 1-5L 5-10L 10-25L >25L
OR as on D D M M Y Y

NON-INDIVIDUALS
Net-worth* in ` as on D D M M Y Y Is the entity involved in any of the following:

INDIVIDUALS
*Not older than one year Foreign Exchange/ Money Changer Yes No
Politically Exposed Person (PEP) Related to a PEP Gaming/ Gambling/ Lottery (casinos, betting syndicates) Yes No
Not Applicable Money Lending/ Pawning Yes No
Source of Wealth
In case of business / profession,
indicate the details (Including
nature of goods/ services dealt in)
Any other information
SECOND APPLICANT'S DETAILS (All fields are mandatory) Gender Male Female
Name (As in PAN card/
KYC records)

E-mail Id Mobile
PAN
/PERN KIN KYC Identification Number CKYC Form Supplementary CKYC Form
*Aadhar Date of KYC Acknowledgment
Birth D D M M Y Y Y Y Enclosed Attested PAN card copy
No.
Country of Birth Place of Birth Nationality

Status Resident Individual Foreign National Resident in India Gross Annual Income <1L 1-5L 5-10L 10-25L >25L
OR
NRI-Non-Repartiation

KYC INFORMATION
NRI Repatriation Net-worth* in ` as on D D M M Y Y

ADDITIONAL
*Not older than one year
Other Specify Politically Exposed Person (PEP) Related to a PEP
Not Applicable
Occupation Source of Wealth
Pvt. Sector Service Public Sector Gov. Service
In case of business/profession,
Housewife Defence Professional Retired
indicate the details (Including
Business Agriculturist Student Forex Dealer nature of goods/ services dealt in)
Other Specify Any other information
Address of tax residence would be taken as available in KRA database. In case of any change please approach KRA & notify the changes
Type of address given at KRA Residential or Business Residential Business Registered Office
Permissible documents are Passport Election ID Card PAN Card Govt. ID Card Driving License UIDAI Card NREGA Job Card Others specify
Are you FATCA Compliant with CAMS Registrar (Please ü any one) Yes No (if no, please fill below details)
(If yes, please indicate all countries in which you are resident for
Are you a tax resident of any country other than India? Yes No tax purposes and the associated Tax ID Numbers below.)

Tax Identification Number Identification Type If TIN is not available (Please tick ü the reason
Sr. No. Country of Tax Residency#
or Functional Equivalent% (TIN or Other, please specify) A, B or C (Refer FATCA / CRS Instructions))

1. à Reason A B C
2. à Reason A B C
3. à Reason A B C
#
To also include USA, where the individual is a citizen / green card holder of the USA. %In case Tax Identification Number is not available, kindly provide its functional equivalent

THIRD APPLICANT'S DETAILS POA / PROPRIETOR / GUARDIAN (All fields are mandatory) Gender Male Female
Name (As in PAN card/
KYC records)

E-mail Id Mobile
PAN
/PERN KIN KYC Identification Number CKYC Form Supplementary CKYC Form
*Aadhar Date of KYC Acknowledgment
Birth D D M M Y Y Y Y Enclosed Attested PAN card copy
No.
Country of Birth Place of Birth Nationality

Status Resident Individual Foreign National Resident in India Gross Annual Income <1L 1-5L 5-10L 10-25L >25L
OR
KYC INFORMATION

NRI Repatriation NRI-Non-Repartiation Net-worth* in ` as on D D M M Y Y

ADDITIONAL

*Not older than one year

Other Specify Politically Exposed Person (PEP) Related to a PEP
Not Applicable
Occupation Source of Wealth
Pvt. Sector Service Public Sector Gov. Service
In case of business/profession,
Housewife Defence Professional Retired
indicate the details (Including
Business Agriculturist Student Forex Dealer nature of goods/ services dealt in)
Other Specify Any other information
Address of tax residence would be taken as available in KRA database. In case of any change please approach KRA & notify the changes
Type of address given at KRA Residential or Business Residential Business Registered Office
Permissible documents are Passport Election ID Card PAN Card Govt. ID Card Driving License UIDAI Card NREGA Job Card Others specify
Are you FATCA Compliant with CAMS Registrar (Please ü any one) Yes No (if no, please fill below details)
*Compulsory ...Continued Overleaf

For Financial Transactions For Non Financial Queries/Requests Please note our investor
Toll free 1-800-2-666688 Toll free 1-800-300-66688
Available between 8.00 am to Available between 8.00 am to service email id www.idfcmf.com
7.00 pm on business days only. 7.00 pm on business days only. [email protected]
 (If yes, please indicate all countries in which you are resident for
Are you a tax resident of any country other than India? Yes No tax purposes and the associated Tax ID Numbers below.)

Tax Identification Number Identification Type If TIN is not available (Please tick ü the reason
Sr. No. Country of Tax Residency#
or Functional Equivalent% (TIN or Other, please specify) A, B or C (Refer FATCA / CRS Instructions))

1. à Reason A B C
2. à Reason A B C
3. à Reason A B C
#
To also include USA, where the individual is a citizen / green card holder of the USA. %In case Tax Identification Number is not available, kindly provide its functional equivalent.
Ø Reason A à The country where the Account Holder is liable to pay tax does not issue Tax Identification Number to its residents. Ø Reason B à No TIN required. (select this reason Only if
the authorities of the respective country of tax residence do not require the TIN to be collected) Ø Reason C à others, please state the reason thereof.

5 BANK DETAILS (Mandatory) Redemption / Dividend / Refund payouts will be credited into this bank account in case it is in the current list of banks with
whom IDFC MF has DC facility (Please refer to the Instruction No. I)

Name of the Bank

Branch Account Number

City Account Type Current Savings NRO NRE FCNR Others (please specify)

MICR Code RTGS/NEFT Code (IFSC Code)

Note: In case the registered bank mandate is different from that used to source the investment, please enclosed the a cheque copy.
I / We understand that the instructions to the bank for Direct Credit / NEFT / IDFC OTM will be given by the Mutual Fund, and such instructions will be adequate discharge of the Mutual Fund towards redemption /
dividend / refund proceeds. In case the bank does not credit my /our bank account with / without assigning any reason thereof, or if the transaction is delayed or not effected at all or credited into the wrong account
for reasons of incomplete or incorrect information, I / We would not hold IDFC Mutual Fund responsible. Further the Mutual Fund reserves the right to issue a demand draft / payable at par cheque in case it is not
possible to make payment by DC/NEFT/IDFC OTM.
If however the unit holders wish to receive a cheque (instead of a direct credit into their bank account) please ü the box alongside
6 All communications will be sent by default to the registered E-mail ID / Mobile No. In case you wish to receive physical
communication (please ü here)
7 INVESTMENT & PAYMENT DETAILS (Please refer to the Instruction No. E, J, N)
INVESTMENT DETAILS
Type of Investment (üanyone) Lumpsum
(Refer to instruction A)
SIP SIP with TOP-UP Micro SIP (Refer to point J (v) of the instructions) Photo ID No. (for Micro SIP)
#
Nature of investment (üanyone) Single scheme Multiple schemes ( Please draw the cheque in favour of IDFC Mutual Fund)
#

Dividend Dividend Sweep

Scheme Name Plan Option Amount
Frequency (fill relevant form)
I

II

III

Total

PAYMENT DETAILS
Mode of payment Self Third Party Payment (Please fill the ‘Third Party Payment Declaration Form’)
Payment mode Instrument/ IDFC OTM no. Amount (Rs.) Account No. Account type

Cheque/ DD Savings
RTGS/ NEFT Current
DD Charges (if any) Bank & Branch
Funds Transfer NRO
IDFC OTM NRE
...Continued Overleaf

IDFC One Time Mandate (OTM)

IDFC Mutual Fund

Folio No. /
Application No.

• This is to confirm the declaration has been carefully read, understood & made by me/us. I am authorizing the user entity/corporate to debit my account, based on the instructions as agreed & signed by me.
• I have understood that I am authorised to cancel/amend this mandate by a appropriately communicating the cancellation/ammendent request to the user entitly/corporate or the bank where I have authorised the debit.
SIP DETAILS (Please fill in IDFC OTM available on previous page)
Monthly SIP Top-up%
SIP date* Installment Amount From To Date
Scheme (any date
(Rs.) Top-up Frequency
except Date (default Dec 2099)
29,30,31) Amount (Rs.) (default yearly)

I D D D D M M Y Y D D M M Y Y Half Yearly Yearly

II D D D D M M Y Y D D M M Y Y Half Yearly Yearly

III D D D D M M Y Y D D M M Y Y Half Yearly Yearly

th %
*In case of the Monthly Option if no date is selected in the form, the default date is 10 of every month. The Top-up amount should be Rs. 500 and multiples of Rs. 500 thereafter).

8 NOMINATION DETAILS Individuals (single or joint applicants) are advised to avail Nomination facility. Witness Name Signature

I/We wish to nominate.

I/We DO NOT wish to nominate and sign here 1st Applicant signature (mandatory)

In case of Minor Allocation Relationship Nominee/

Nominee Name & Address
Guardian Name & Address Date of birth % with Investor Guardian sign

Nominee 1 D DMMY Y Y Y

Nominee 2 D DMMY Y Y Y

Nominee 3 D DMMY Y Y Y

9 DECLARATION & SIGNATURES (Please refer to the Instruction No. K)

1. I/We have read and understood the terms and features of the scheme(s), associated risk factors, contents of the Statement of Additional Information (SAI) of IDFC Mutual Fund, Scheme
Information Document (SID) and Key Information Memorandum (KIM) of the scheme(s) and the Addenda issued till date. I/we hereby apply for the units of the Scheme(s) and agree to abide by the
terms, conditions, rules and regulations governing the Scheme(s). I/ We hereby declare that the amount invested in the Scheme(s) legally belongs to me/us and is acquired through legitimate
sources only, and does not involve and is not designed for the purpose of the contravention of any Act, Rules, Regulations, Notifications or Directions of the Taxation Laws, Anti Money Laundering
Laws, Anti-Corruption Laws or any other laws as applicable to me/us from time to time. I/We am/are eligible investor(s) as per the scheme related documents and am/are authorised as per the
Constitutive documents/ authorisation(s) and have not been induced by any rebate or gifts, directly or indirectly, in making this investment. I/We further confirm that I am not /we are not
prohibited from accessing capital markets under any order/ruling/judgment etc., of any judicial or regulatory authority. 2. In the event "Know Your Customer" process is not completed by me / us
to the satisfaction of the Mutual Fund, I / we hereby authorise the Mutual Fund, to redeem the funds invested in the Scheme(s), in favour of the applicant, at the applicable NAV prevailing on the date
of such redemption subject to applicable exit load and undertake such other action with such funds that may be required by the Law. 3. I / We have understood the information requirements of this
Form (read along with the FATCA, Additional KYC & CRS Instructions). I/We hereby acknowledge and confirm that the information provided above is/are true, correct and complete to the best of
my/our knowledge and belief and in case any of the information is found to be false or untrue or misleading or misrepresenting, I/we shall be liable for it. I/We also undertake to keep you informed
immediately in writing about any changes/modification to the above information in future and also undertake to provide any other additional information as may be required at your end. I/We
hereby authorise you to disclose, share, remit in any form, mode or manner, all / any of the information provided by me/ us, including all changes, updates to such information as and when provided
by me/ us to the Mutual Fund, its Sponsor, Asset Management Company, Trustees, their employees, agents / service providers, other SEBI registered intermediaries or any Indian or foreign
statutory or regulatory authorities without any obligation of advising me/us of the same. 4. The ARN holder has disclosed to me / us all the commissions (in the form of trail commission or any
other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me / us. 5. For micro-investments only : I/We
confirm that I/we do not have any other existing investment in the schemes of IDFC Mutual Fund which together with this proposed investment will result in aggregate investments exceeding
Rs.50,000/- in a year. 6.For NRIs / PIOs / FPIs only : I / We confirm that I am / we are Non Resident Indians / Person(s) of Indian Origin / Foreign Portfolio Investors but not (i) United States persons
within the meaning of Regulation (S) under the United States Securities Act of 1933, or as defined by the U.S. Commodity Futures Trading Commission, as amended from time to time or (ii)
residents of Canada, and that I / we have remitted funds from abroad through approved banking channels or from funds in my / our Non-Resident External / Non-Resident Ordinary / FCNR
Account maintained in accordance with applicable RBI guidelines.
I/We hereby confirm that, I/We have read and understood the Privacy Policy hosted on www.idfcmf.com. I/ We hereby consent IDFC AMC/IDFC MF/Trustee to share information
(including sensitive personal data or information) provided in relation to our Investment in IDFC MF to any Associate / Group company / Affiliate of IDFC AMC/IDFC MF / Trustee, for offering,
marketing or solicitation of their products and services.

Date D D M M Y Y Y Y
First / Sole Applicant /
Guardian / Second Applicant Third Applicant POA Holder
Authorised Signatory
Place