The Concept of Tension in Philosophy
The Concept of Tension in Philosophy
The Concept of Tension in Philosophy
Introduction
sion, entails as its implication the fact can best be made in accord with White-
and possibility of process, both of the head's phenomenology.
latter can be approached directly. If we
were primarily interested in. the possi- 1
bility of futurity, our problem wo~l~ .be Since the 'actual occasion' is conceived
that of individuation. For the possIbIlity by Whitehead as the limiting case of an
of there being any future at all depends organism in its environment, one can
upon the possibility of difference, and of interpret it without injustice as an ani-
differentiation. Of the theories that have mal center of experience. Within the
been advanced to explain individuation, occasion there is an indetermination of
the organismic theory of Whitehead comes direction and of form corresponding to
nearest to comprehension and adequacy. its incomplete conformity to its past.
The older theories were based on the The 'final cause' in this sense is not a
'all or none' principle and involved the thoroughly definite and concrete envisag-
complete exclusion of anything that was ment of what it will be, but rather a
not included in the becoming of a concrete general direction in which it is going,
occasion. However difficult it may be in defining a range of possibilities which
detail, Whitehead's theory offers the are only vaguely given. There is within
possibility of degrees of exclusion, and of this range the class of determinate char-
perspective differentiation. Instead of t~e acteristics which the organism will have,
complete exclusion of the fact that IS i.e., the qualities which it will experience.
incompatible with a given act of experi- But the organism, so long as it is alive,
ence, or the extensive partitioning of the is essentially incomplete, and it feels this
incompatible fact which would, after all, incompleteness as its future. Vagueness,
deprive it of its definitive being, there is generality, indetermination, potentiality,
the possibility of intensive quantification, and novelty are functions of the unrest
such that the fact is felt faintly or vividly, which underlies the organism's 'appeti-
according to its relevance. Relevance in tion' or creative urge. The forces accom-
its turn depends upon organismic 'appe- panying the unrest and creativity them-
tition,' since it is relevance to appetition. 2 selves, however, are to be considered in
This same notion of appetition, when it their turn as constituting the energy, the
is 'purified' of its anthropomorphic and power, of the organism, They are, in
evaluational meanings, when it is 'de- short, the future as effective-not merely
romanticized,' becomes the more precise as experienced-in the present. These
and general concept of tension. It is will be discussed in connection with the
through tension that futurity becomes future as necessary for experience. The
essential to experience. difference between such a role and the
Although individuation, and the possi- role played by the future as experienced
bility of futures, need not be given de- is an important one. As necessary for
tailed consideration in a phenomenology experience, futurity is the potentiality of
of time, there is need for some evidence the organism for acting and being acted
that futures are actual, i.e., that they upon. As experienced, futurity is that
appear in experience. For even though same potentiality as mediating the pos-
it may be supposed that the necessity of sibilities of future occasions. It is with
futures in experience, as revealed in the this mediation that we are at present
phenomena of tension, entails the actu- concerned.
ality of those same futures, it is important The future is vague because its content
that their actuality be shown as amenable does not have the definiteness of concrete
to description. This description should detail which is found in the present. If
precede the derivation of tension and of we think of an event that is expected to
the essential futurity of experience from take place tomorrow, such as t.he making
Whitehead's 'appetition.' It, too, however, of a journey, we cannot, try as we will,
'Process and ReaUty, p. 380. remove the character of indefiniteness
PROCESS AND FUTURITY 83
which clings to our plans and expecta- to the stimulus by way of the character-
tions. The train may leave at five minutes istics it shares with the other components
after the hour, or at one minute before. in its range. The generality in this sense,
Such details as the color and form of the is a function of the situation as a whole;
coaches, the arrangement of the seats, it is a property of the stimulating situa-
and the conduct of the conductor and the tion as well as of the response, since an
passengers, fall upon whole ranges of important aspect of the stimulus is the
possible colors, arrangements, and be- group of common or partially identical
havior. And there is no reason to believe properties which characterize the specific
that less conscious or cognitive experi- metronomic rates. The possibility of such
ences of the future are more definite than conditioning shows how, genetically, gen-
these. Rather we should expect them to erality of the sort found in futures can
be less so, as in the case of vague pre- arise. Also, it correlates perfectly with
monitions of the general drift of affairs, the phenomenological character of vague-
or blind struggles of suppressed impulse ness and indefiniteness which is found in.
to realize itself, and catch in the present the experience of futurity.4 The vague-
the cast of what its future will be. It is ness is the indefiniteness of the response
true that a similar vagueness character- to any particular stimulus in all of its
izes the experience of the past. Memory detail, as instance the general response
. as well as anticipation has this indefinite to the journey we are to make; there we
quality about it. But the difference, which do not respond to the specific details of
is a great one, is that the future is ex- the event which is this train at this
perienced as direction toward, while the moment and place. In the latter instance,
past is unalterably direction from. The the train would be present, and its event
quality of being the direction toward would be particular. Generality, however,
which the organism is tending will be- does not serve by itself to distinguish the
come more evident in a consideration of future any more than does vagueness.
the future as potential. To that end it For through the mechanisms of language
will be helpful if we first make clear the and the sign it is possible to stop the re-
nature of generality insofar as it is in- action before it goes on toward particu-
gredient in the future. larity. At that point there is vagueness,
Behavioristic psychology is suggestive though not experienced futurity; this is
at this point, for a basic account of the the stage at which general characters are
way in which organisms experience gen- experienced simply as present, on their
erality.s Given the 'sign situation' in own account.
which there is a stimulus and the inter- With the acknowledgment of potenti-
pretative response to it, the stimulating ality and the direction toward, we come
situation can be designated not merely nearer to a differentiation of the future.
as a single stimulus, but as a stimulus To consider potentiality first, it is obvious
range. The organism can react to any that in some sense the particular event
one of the class of stimuli which lies is there in the range. The occasion of the
within the stimulating range, as evi- stimulus is one of a series of possibilities,
denced in Pavlov's work on the behavior which taken together constitute the gen-
of apes, in which the response to metro- eral potentiality of the situation. To the
nomic beats as substitute stimuli for food- extent that the situation tends toward
reactions was correlated with a range of the emergence of definiteness, of particu-
oscillatory rates rather than with one
lar stimulus-qualities, and particular re-
particular beat. In such instances the re-
sponse-qualities, the potentiality of the
sponse is a general one, being a response
not to a particular stimulus as such but situation has a direction toward, or be-
comes definitely futuristic. The language
• The behavioristic account of generality is de-
rived from the late Prof. G. H. Mead's theory of • FOr a discussion .of indetermination and vague-
meaning, and occurs in unpublished manuscripts ness in the phenomenology of universals see Prof.
whleh w111 form part of a forthcommg volume edited C. ~. Hartshorne's "l!'our Principles of Method-
by Prof. Chr:w. Morrio. W1tIl Applicatio115," MOItlst, vol. 43, Jail. 1933, 1J. 46.
84 CONCEPT OF TENSION
reaching the Absolute by any dialectic if effect of these feelings. Such inclination
it cannot be reached by Hegel's, may might be viewed as continuous in kind
account for McTaggart's spiritual plural- with the inclination which is involved
ism, in which the Hegelian Absolute does in the compulsion of ordinary objects
not appear. Anyway, it is evident that upon the experient. It could be un-
the spiral ascension toward the Absolute conscious in the sense that its component
is given its "upward" curve by a some- feelings need not be clearly focal in per-
what arbitrary selection of concepts. And ception. Yet, these marginal impressions
despite the justly authoritative ring of are retained in memory, and exert their
McTaggart's proposal to get from Mecha- influence on the subsequent psychic
nism to Teleology without the use of process. In this role they are of the
Hegel's Chemism, it is to be noted that nature of perceptual appetitions, or ten-
neither he nor anyone else has been able dencies toward clear and distinct per-
to do it. Whitehead, for example, finds ception. Leibniz' version of them as
it convenient to derive mechanism as a infinitesimal perceptions is not essential
restriction of organism (Teleology) , to the picture. Here he was following the
through the basic mediation of creativity atomic tendency of physical theory, on
or cosmic tension. 5 the one hand, and his interpretation of
German dynamism, whether in Hegel the continuous nature of the mathemati-
or elsewhere, is most heavily indebted cal calculus as constituted by infinitesi-
to Leibniz, the modern author of the mals on the other. What he called minute
psychic meaning of tension. The concept perceptions can be viewed as serial limits
is there in his system, waiting for the in the continuity of ordinary perceptions.
slow development that the history of That was the way Kant conceived the
European thought was to give it. The process, in his theory of intensive sensa-
analogy between tensions in mind and in tional quanta. That also, was the way
nature was clearer to Leibniz than that James conceived the process in his flux of
between either and the tension of logic consciousness. I' do not believe that the
when the latter is considered by itself. change violates meaning. The important
He spared reason the ordeal of an anti- thing, however, is the way in which
nomic dialectic, limiting the psychic ten- Leibniz brought together the seemingly
sions to perception and appetition. The diverse faculties in a conative integration.
latter two functions he endeavored to The analogy between this and the in-
relativize, on the ground that experience tegrative tendency expressed in physical
is continuous in emotion and sensation. tension is revealed most clearly in terms
The appetition of the monad was a func- of the equilibrative character of both
tion of its perceptual activity no less than functions. The psychic organism seeks
its ideal form. The swarm of minute per- to return to equilibrium; at the level of
ceptions was to be conceived as an uni- clear consciousness this becomes the
verse of infinitesimal adaptations of the urgency of desire; coupled with the initi-
psychic organism, whose dominant in- ation of activity it becomes volition. It
clination was toward equilibrium. 6 Hence will be noticed, however, that tension is
the minute perception or feeling was a the generic concept, volition its species.
component in psychic tension, a fact If it be asked how there can be psychic
which Leibniz expressed by correlating tension, or the state of psychic energy,
unrest in the organism with the deter- when there is no such thing as psychic
mination of its inclinations by the integral energy, the reply must be that the ques-
'The order of the world is derived from God, tion has been begged. True, there is no
whQse essential nature is creativIty. But it is the psychic energy if by energy we mean
or~lllr of UlII wod~1 whlch t·,.. :.Ll·icL~ orgllUl~lni, lind
malteo poooible meohanioal oyotemo. The wiodom in stuff, or RllhRt;mr.fl ;'!p;'!rt. from RYRt.ematic
maltins the chcmiatry divine ia evident. Sec Pr-ocoao organization. But what I ,eibni~ seems to
and Reatitll.
• fl., W, T,f"ihni7., 7Ilp.1I1 1i':,.,.f1-1/,. nnru:p.rninn ff1l.mf1.1!. have meant was the differential withIn
Under-standing, trans., Alfred Langley, p. 171. (New
'lCU!'k: MacMUlall, 1!l96). a dynamic system. Such a differential is
90 CONCEPT OF TENSION
a dynamic function expressing the inte- the basis of a tensional theory there would
gration of the system. Leibniz himself be no need to posit pleasures and pains
did not use the term energy in any but in the rat's learning process. The assump-
an Aristotelian sense in this context. But tion would be that certain tensions are
in view of what he said about it, the con- established which tend to discharge them-
clusion that he was describing what he selves when the proper situation· is
might have called psychic tension does afforded. The tension associated with the
not seem unjust. complete carrying through of the act, say
Among the recent psychologists who of getting food, would be reestablished
have in one way or another inherited the in a return to the situation. Repetition
Leibnizian standpoint are the psycho- of the act would simply make it easier,
pathologists, Janet and Freud, the func- in the sense of having less disease or
tional and configuration schools, and disequilibrium associated with it. Intro-
certain behaviorists who have been in- spection reveals on the part of the ob-
fluenced by any or all of these. Reserving server an uneasiness when a customary
detailed consideration of the psychology act is not completed, as when one passes
of realization, or tension as the sense of by a corner that one is accustomed to
reality, until later, it will be well worth- turn. The customary discharge of tension
while to show what tension means by has been balked, resulting in a disturbance
illustrating how psychologists have inter- of equilibrium.
preted it. The concept of tension has also been
The 'complex' of Freud and his follow- introduced successfully into the solution
ers, to instance the usage of abnormal of problems in social and political psycho-
psychology, is a locus of emotional ten- logical theory. The socialization of the
sion. The repression of impulse leads to individual can be viewed as a process of
a state of tension in which the functional learning to control tensions, and to keep
balance of the organism is threatened or the proper balance between inner and
seriously disturbed. The complex is the outer stresses. S The successful integra-
particular ideational or imaginal content tion of the individual in society is the
of the tensional situation. The tensions, equilibration of the individual and of
once set up, tend to discharge themselves society. The tensions which the indi-
along the line of least resistance, which vidual has to control are at first merely
leads to the various circuitous discharges organic: certain urgencies must be re-
of impulse in descriptions of which the pressed, or diverted. But at higher levels
Freudian literature abounds. The thera- of organization the control is indirect
peutic technique involves the restoration through habit, or direct through conscious
of normalcy by the re-casting of the ten- volition. The same approach in politics
sional set-up, or the breaking down of the
would mean an interpretation of political
complex.
ideation and behavior in terms of the
It has been suggested that tension re-
individual and group tensions. Phe-
place the function of pleasure and pain
nomena such as group control through
in the phase of memory which psycholo-
gists call "stamping in." 7 The accepted the manipulation of symbols, or the emer-
view attributes the physical memory of gence of timely leaders and demagogues,
the rat to run the maze to pleasures and can be understood as the tensional adjust':
pains involved in the course of the process. ments of dynamic social systems in which
The assumption was that the pleasure individual systems such as selves and
accompanying success, as the consump- organisms are components. The attempt
tion of food, and the pain accompanying is to give both a phenomenological and a
failure, tended to preserve or eliminate genetic account of political experience. u
respectively the reactions concerned. On 8 L. K. Frank, "Physiological Tensions and Social
Structure," Publications of American Sociological
1E . .T. Swift, "The Learning Process, A Criticism Society. 1927, pp. 74-83.
and a Theory," PS1J(;holoQical Rlmill1l1, vol. ilil, 1020, • H n T,,,,q~wpll, P811(';hopathnlnOll mn.rl Politi".• ,
pp. 27-43. (University of Chicago Press, 1931).
THE NOTION OF TENSION 91
In philosophy the idea of tension has equilibration is also great. The spirit, in
played an increasing part in theories of this sense, can be either the object which
value. The reason for this is the ease establishes the tension, or the object
with which a dynamic viewpoint has been which releases it, or both; or again, one
derived from the implications of a nine- object can serve both roles. The attribu-
teenth century philosophy. Through con- tion of power to the spirit is a direct
figuration psychology, whose contribution response to the tension associated with
is important enough for especial consider- it. 13 These are but two instances of many
ation later, and particularly through the that might be cited. The concept of atti-
older functional psychology, the organ- tude in social psychology and the theory
ismic or "wholistic" perspective has be- of meaning, the determining tendency of
come fairly dominant in philosophic value the Wurzburg school, the governing pro-
theory. In a sense the debt to functional pensity of the American behavioristic
psychology is a debt to Leibniz no less value theorists, are all based upon the
than is that of the Gestalt school. For it fundamental conception of tension.14
is well known that Dewey derived his It might be questioned, with some
reflexologiCal dialectic from Hegel, and justice, whether the meaning of tension
that in his earlier years he was a thorough is the same in all of the uses of it which
student of Leibniz. As I have already have been cited. Perhaps, like the early
suggested, both Hegel and Leibniz surely interpretations of the term idea, it is a
did much to explicate the tensional cate- highly ambiguous notion, whose appeal
gories. On the basis of his modification to the psychologist lies in its essential
of the reflex-arc concept so as to relativize vagueness. The easiest way to answer
stimulus and response, Dewey early held such an objection would be to point out
that thought, i.e., the conscious process, that the basic concepts in any science,
is a tension between stimulus and re- especially a new one, are derived at some
sponse. iO Obviously this is in accord with time through some striking analogy, and
his conception of the stimulus and re- that their generality and consequent
sponse as functions of an organiC circuit, utility are inseparable from a certain
or dynamic system. Mead, whose psy- degree of vagueness. So long as the
chology more or less interpenetrates meanings do not fall in entirely different
Dewey's at every point, suggested that universes of discourse, or do not have
the inner content of the organism, its here internal inconsistency, the suggestive
and now, was to be conceived as a content value of the concept is not impaired. But
of tension, or, as he puts it, of stress and to follow out the line of criticism in more
strain.l1 Among the value theorists, Prof. detail, several differences in meaning are
Parker has expressed most succinctly the certainly evident. There is the possibility
general significance of tension for generic of a sharp divide between physical and
value. His notion of inner and outer mental categories, such that one might
harmony is based on the theory of inner conceive either physical tension in the
and outer equilibration of tensions. 12 Prof. organism, or mental tension, or both,
Ames has isolated the religious value basis without finding any real relation between
in experience in terms of tension. A spirit,
them. So-called physiological tension, for
says Prof. Ames, is any object which func-
example, is a description of the dynamic
tions in a focal way in a situation of high
state and process of the physiological
tension. Here speaking of a tension as
organism. It need not essentially have
"high" means, as it always does, that the anything to do with consciousness, or
disequilibrium is comparatively great, and whatever is considered distinctly "men-
consequently the tendency to return to
M 1':. R. Am\!~. The P811u7wZo.<7!J oJ n~liflioU3 Em
,. John Dewey, "The Reflex Arc Concept in Psy" pananae, p. 106. (Boston: ROllghton, Mltfiln and
elwLugy," P&Jj()hololYf.M,/. IMtJ!~w, 1890. Cumpany, H110.)
n G. H. Mead, unpubllshed manuscript, "Mind and 14 ~ee,' for example, Prof. R. B. Pel'l'Y's discussion
'Anlly!' uf u!'KiiUllc equilibration 1n his (] ono'rat '1'heOTlI uj
"Dewitt Purker, lIuman Values, sec especially p. Value. (New York: Longmans Green and (.)0111-
32. (New Yu1'lc Harpel', 1081.) p>iny, 1020.)
92 CONCEPT OF TENSION
tal." Psychic tension, on the other hand, a mere flux in the naive sense. There are
might be simply a state of feeling, such isolable structures, constancies of func-
as the introspective phase of emotion, or tion, invariants of pattern, and recur-
of volition, and without any real organic rences of content. There are, in a word,
significance. But one important value in discernible states or situational condi-
the tensional approach lies just here. tions, with definite functional character-
Whatever be the metaphysical interpre- istics. Tension, though fundamentally a
tations of its various exponents, as to its dynamic concept, has its 'static' import, in
physicality or mentality, the concept of that it represents the state of a dynamic
tension is neither mental nor physical system. If, now, that state is processional,
exclusively. It is organic, which means as it is in behavior, the systematic char-
that it is either or both. It constitutes, in acter is there nevertheless. And the
a word, the conceptual passage from the supposition is that invariably it is accom-
"physical" to the "mental" or in the other panied by tendencies toward equilibra-
direction. tion, and that these tendencies are
In a similar way we can dispose of the functions of the integration and differ-
question as to whether we are dealing entiation of the components involved.
with a behavioral or a non-behavioral The further assumption, that there is in
category. From the dynamic standpoint some sense a phenomenological or dis-
there is no phenomenon which is not tinctly 'psychic' meaning involved, re-
either a behavior component or a behavior quires further detailed discussion.
correlate. It is true that the state of Descriptively tensions are dynamic,
psychological knowledge makes it im- directional, ambiguous-they are the in-
possible to find these components or dices of events. They are not 'essences,'
correlates in many instances, but the though they may be immediate; they are
point of view assumes that they are there. not primary 'data' of intuition, if by the
Nor is there any need to limit the term given we mean simply the specious.
behavior to the gross organic or recogniz- Rather they are immanent directors of
ably motor segments of the process. The intuition, its limits, trends, origins. As
activity of the sense organs, for example, such they are presentiments of change,
is their behavior just as truly as is overt novelty, and emergence, harbingers of
action the behavior of the organism as a becoming. Their psychological history is
whole. And in neither case is the process a story in itself.
Chapter III
experienced. In his own thinking and in the more recent restaging of that con-
that of his American followers the dis- troversy in the analysis of acts of choice.
cernibility of immediately experienced re- Those who were influenced in the earlier
lations became extremely important. period by the work of Ach maintained
There was, however, another phase of with him that there is an original non-
his contribution which is certainly no less sensational factor in the experience of
important. Among the 'transitive ele- willing.s Ach claimed to find in his ob-
ments' James found what he called 'feel- servers a definite potential energy, psy-
ings of tendency' or tendencies toward, chic in nature, which could be described
such that we can experience what is and measured. The phenomenological
emerging in thought or awareness before moment which especially differentiated
it arrives. Attaching this dynamic char- volition for him was the moment de-
acter to the brain as its basis, James scribed by the expression 'I really will,'
wrote : "We believe the brain to be an and the conclusion was that this moment
organ whose internal equilibrium is al- need not be accompanied by any identi-
ways in a state of change, the change fiable imagery, kinaesthetic or otherwise.
affecting every part."2 It seems reason- Against this, no doubt motivated by the
able to suppose that the feelings of ten- supposition that there is no way to derive
dency which James found were tensions, feelings on the motor side of experience
or feelings of equilibrium, whether we excepting via the sensory after-reports of
view that equilibrium as correlated with motor processes, the opponents of Ach
specific brain process or not. The dy- argued that imagery was present if his
namic character of James's view, how- observers had but attended to it. In the
ever, as indicated in the above quotation, more recent controversy, a like objection
is something of an anticipation of later was urged against the work of Wells, 4
physiologies such as that of Lashley, who has stated definitely and convinc-
which we shall consider below. ingly the absence of kinaesthetic sensa-
Of these tensions, if we may now call tions on the part of her observers during
them such, two important questions may acts of choice. In the latter instance the
be asked, both of which must be answered objector was Prof. Wheeler, who claims
from the self-inclusive point of view. The that under the influence of proper train-
first has to do with the originality of ing his observers were able to detect
tensions, the second with their affective kinaesthetic imagery in situations where
neutrality. Both of these are important Wells' subjects had found none. 5 So far
in the differentiation of pure tension. as a layman in psychology can judge,
Both of these problems are extremely Wells has carried her point for the pres-
difficult ones, whose final solutions call ence of original feelings of tension in acts
for a much more careful consideration of choice, since the reports of her ob-
than I shall be able to give them. Thus, servers do not seem to evidence lack of
what may seem to be conclusions are to training, and do evidence original ten-
be understood as but tentative proposals sional experiences.
that the truth may lie in one direction Turning now to a discussion of bodily
rather than in another. and kinaesthetic sensations by Hunter, 6
Psychologists themselves are not agreed who for the most part might be described
on the originality of feelings of tension. as a liberal behaviorist, we find nothing
Two controversies staged in the field of • A summary of the earlier controversy is given
the theory of volition will reveal this in an article by R. M. Ogden, "Imageless Thought,"
Psych. Bull. 8, p. 183. For Ach's own statement,
basic disagreement. The first has to do see Narziss Ach, Uber den Willensakt und das
Temperament. (Leipzig: QueUe and Meyer, 1910.)
with the earlier controversy about the 'TTnnnri~ M. Wf!IlR, 'Phil Phrmmnmwlooy of Act.9
possibility of 'imageless thought'-whkh of Choice, Brit. Jour. Psych., Monog. Suppl. No. 11,
1927, IV, 155 pp.
was held to be exemplified in the phe- • R,\:ymQn(l, H. Wheeler. "The ActiOn Conscious-
nomena of volition~and the RAcond is ness," Brit. Jour. Psych. 19, 1929, pp. 253 ff.
4 W. 8, HUllt"'!", Gene'rat. PlIye.lwlooy, ChaPter V.
"The Affective Process." (University of Chicago
Press, 1918.)
THE PSYCHOLOGY OF TENSION 95
and pain-and here again Peirce is ex- tion of a functional standpoint is evident.
plicit-are 'higher,' more 'abstract'; more It means, more specifically, that elemen-
'derivative' feelings depend on specific talist doctrines, whether of brain locali-
types of consciousness. 13 zation or of energy as a quantified psychic
We have, then, in view of the phenom- 'stuff,' do not suit the facts. For it is
enological evidence that can be adduced, found by the extirpation of brain areas
reason to believe that there are felt ten- that not a particular function, but whole
sions or feelings of tendency toward equi- ranges of function are affected, and that
libration in awareness, and that these can efficiency of response is dependent on the
be distinguished both from kinaesthesia total mass of tissue in operation rather
and from volition insofar as the latter is than on the specific area injured. Also,
dependent on pleasure and pain. A com- the configuration of the injury is a potent
plete account, however, demands at least factor in post-operational reaction: if but
a speculative version of what physiologi- one side of the brain is injured, behavior
cal and behavioral correlates are involved. may be disturbed, while symmetrical
injury to both sides leaves the behavior
2 system intact. There is no evidence that
responses change qualitatively by addi-
That the unit of behavior is the com- tion or subtraction of physiological ele-
plete act of behavior itself was posited ments.
by Dewey in his now famous paper on To such facts Lashley fits the following
the reflex arc concept in psychology. theory, endeavoring to account for both
There, as will be recalled, he insisted on unified and differentiated aspects of be-
the organic and inter-constitutive nature havior. The fact that specific responses
of the stimulus-response relation. The depend in part on the condition of the
more recent work in dynamic psychology organism as a whole can be explained by
has not only vindicated Dewey's concep- assuming that nerve integration is a
tion, but has given independent elabo- gradient. The conduction of specific nerve
rations of detail which can be well impulses is facilitated or inhibited by the
integrated with it. Especially important electric condition of the whole system
toward that end are the psychologies of involved. There is no 'wearing down' of
Lashley and Lewin, the former a physi- tissue to make facile connections. On the
ological behaviorist, the latter a gestalt contrary, it is found that unused channels
behaviorist. can take over the conductive function, or
An imposing theory of behavioral even the reaction function, of trained
psycho-physiology has been advanced by ones, and consequently conduction de-
Lashley,14 who carries over into neural pends on the mass effect upon the channel
physiology the gradient theory used so which does the conducting. Lashley cites
successfully by Child 15 in the explanation the instance of a pianist who under the
of neural development. Behavior, says stress of public recital transposed one-half
Lashley, is a function of the central
tone higher a whole movement of a
nervous system as a whole, not of par-
Beethoven sonata, a feat which she had
ticular end organisms or brain areas. The
never tried or done before, and could not
behavior mechanism is a dynamic system
such that the equilibrium of the total repeat afterward with some practice. The
nervous organism is involved in any presence of dynamic systems in such be-
stimulus and response situation. Here havior is the most logical explanation of
the agreement with Dewey in the assump- its organic character.
The general assumption is that stimu-
13 C. S. Peirce, Collected Papers, Vol. I, Par. 333. lation, at the end-organ, sets up a differ-
(Editors C. S. Hartshorne and Paul Vvciss; Cam~
l.>!'ldge, Ma~".: IIarvard University l're~~, 19:n.) ence of potential, or a gradient, between
14 K. B. Lashley, Brain M p,dl,ani.~m..~ and Intelli-
gence. (Unlver81Ly of Chlcugo Press, 1!l2!l.) stimulated areas. Tn the Janguage which
"C. M. Child, Thll T'hYI('iollllji,cn/. li'oMnl!a#ons of we have been using, this means that
Behavior. (New York: Henry Holt and Company,
Hl2H.) stimulation produces a state of tension.
THE PSYCHOLOGY OF TENSION 97
This same difference of potential is pro- with the peculiar conformance to laws of
jected in the brain area. The unique gestalt. The processes activated by the stimuli
have the 'tendency' in their own right, to
character of any stimulus is the difference actualize definite gestalt movements. 1 7
of potential it sets up, or its gradient
effect. (Conversely, the identity of two This, I take it, is the psycho-genetic de-
instances would be the identity of the scription of the gradient function, in
tensions involved.) Hence, the relational which the stimulating situation is pre-
as well as the integral and dynamic char- cipitated by the total one. I shall be
acter of the behavior mechanism is discussing this phase of the 'constitution
posited. The gradient is a dynamic ten- of stimulus by response,' as Dewey would
dency to react in a given direction, even have called it, and would like to give it
if in a partially indeterminate one. The a name. Because of its precipitating char-
energy involved is no mystical stuff, but acter, I call it the 'catalytic' phase of the
an integer of the total gradient situation. process.
Lewin,16 the gestalt behaviorist, gives The above description of the dynamic
a phenomenological and genetic account factors in experience does not allow itself
of the act of behavior which might well be the generality to which it is entitled. For
the behavioral counterpart of Lashley's it specifies that such dynamic factors are
physiological account. Lewin himself is present "where conditions are at issue
not dependent upon physiological specu- which do not in themselves already fully
lations. He bases his account on a criti- settle the gestalt character." By this we
cism of the naive behaviorism which would be led to suppose that some stimu-
confuses phenomenological and 'geno- lating situations are not of the dynamic
typic' accounts, insisting that there must sort. But if we turn to the modern theory
be some adequate source posited for the of sensation, it becomes evident that any
energy which enters into the act. The sensation is more or less of this nature.
assumption that the description in terms Such would seem to be the burden of the
of stimulus and response is sufficient, and law of stimulus rate, where the rate as
that the stimulus is causal in the act, is well as the intensity of stimulus is in-
groundless, according to Lewin. What volved in adequacy.18 What this would
must be assumed is a state of tension seem to imply is that, conversely, the
involving the total situation. The tension tension which is partially expressed in
is an expression of the energy available the 'charging' of the conductors, always
for the act. And the tension is purely plays a part in the precipitation of the
psychic, as an ingenious series of experi- stimulating situation. It is important to
ments indicate. That is, it is felt tension, remember at this point that from the
not merely postulated physiological set.
dynamic standpoint the term 'behavior'
The concept of behavior here expands
means 'organismic activity,' so that the
to include behavior that is peculiarly
'mental.' activity of the sense organs, or of the
nervous system, is comprehended under
T.p.e compatibility of 'gestalt dynamics'
the general description of behavior.
with assumptions such as those of both
Dewey and Lashley is shown in the fol- It is now possible to attend to certain
lowing description of the configurational phases of the process, with a view to the
attack: isolation of the tensional polarity in-
volved. The 'catalytic' phase taken in
Gestalt dynamics is always in evidence
where conditio no arc at ioouc which do not unanalyzed form, that is, the phase in
in themselves already fully settle the gestalt which the energies of the organism are
character. Upon insufficient or 'weak' stimu- marshalled at the point where the stimu-
lation by the stimulating situation, the final lating situation is forming, has been
gestalt structure is of its own accord pro-
duced from within outwards, in accordance n B. Peterman, The Gestalt Theory and the Prob-
lem of Configuration (New York: Harcourt Brace
,. J. F. Brown, "The Methods of Kurt Lewin in and Company, 1932).
thE> PRy~hology of Ar.tion ;mel Affection," Psych. 18 K n. Aelrilln, The Rasis of Sensation (New Vork:
Rev., vol. 35-36, 1928-9 pp. 200 If. W. W. Norton, 1928).
98 CONCEPT OF TENSION
even contradicting where he dare not they are intrinsically Irrelevant to exist-
ence, both physical and mental, they are
1 George Santayana, Scepticism and Animal Faith,
JJ. 30. (.New York: ~crHmers, 1930.) • George ~a11tayal1a. The l~e(tlm of Essence, Pl.'.
"llJtd. Hi:i l't. (New York: l~l:dbu"I·~. 1HZ'/).
r 100]
SANTAYANA'S' ESSENCES' 101
not immediate warrants for any reality lutes whose perfection implies their own
save their own, and although spirit or 'subsistence.'
active awareness is dependent on them These and a good many other diffi-
for content, they are not dependent on culties would arise in a critique of Santay-
awareness for their being. As non-exist- ana's position. I cite them, however, not
ent, their reality is constituted by their simply as vicious contradictions, realizing
inner necessity, which along with their that they are essentially dialectic diver-
universality, or infinite potentiality for sions. What most of Santayana's critics
exemplification, is reality in the mode of seem to have missed is that his method is
·substance.'4 Yet they are in some sense a variety of static Hegelianism, in which
real both as independent of awareness contradiction is methodological. The posi-
and compulsive at least on themselves. tive final contribution then becomes an
They are what they are whether anyone exhaustive revelation of certain funda-
happens to intuit them or not. One might mental aspects of experience through the
question the seemingly contradictory poetry of intellectual mood rather than
characteristics that are here involved in the rigor of logical deduction. The bring-
the notion of essence: qualia and quali- ing to focus of immediacy and univer-
ties seem to be confused, the former be- sality, of intuition and clairvoyance, tends
ing described as essences only through by its very distortion of experience to
their borrowing of properties from the illuminate areas that are often overlooked.
latter.5 On the other hand, universality This may be true even of the major
is used in a way that excludes generality contradiction in the system, the denial
from it, contrary to the more classical and affirmation of the fact and function
usage, because forms and qualities take of tension in consciousness.
on enough of the nature of qualia to for- But with essence as the immediate
feit generality.6 The doctrine that es- datum, reality of any other description
sences are independent of their being becomes the object of belief, or 'animal
intuited, moreover, raises the embarrass- faith.'7 Santayana writes with customary
ing question of whether the status of clarity: " . . . . a long experience must
essence is empirically determined, and if intervene before the problem arises which
so, in what manner. If their status is I am here considering, namely, whether
given, then its givenness must involve anything need be posited and believed in
some immediate intuition of both the at all. And I reply that it is not inevitable,
inner necessity of the datum and of its if I am willing and able to look passively
infinite potentiality for exemplification, on the essences that may happen to be
not to mention a sense of its transcend- given, but that if I consider what they are,
ence of the intuition in which it is given. and how they appear, I see that this
There would be some sort of vagueness, appearance is an accident to them; that
or indetermination, and some sort of com- the principle of it is a contribution from
pulsion, neither of which essences allow. my side, which I call intuition."8 Clearly,
But if their reality is not given, then, the immediate data of awareness contain
whatever modality one ascribes to them, no warrant for those modes of reality
the assertion that such data are the most which include existence and actuality.
real, the most indubitable of beings, be- True, the categories in which Santayana
comes doubtful if not even groundless. often discusses the positing of reality are
The problem is at least as old as Spinoza's the cognitive ones, but by implication,
idea of a God whose essence was his and often explicitly, he refers t.he sense
existence, simply by definition. Santay- of reality, however primitive, and what-
ana's essences are thin and specious Abso- ever its content, to the act of animal faith.
Belief is but the definiteness of animal
• Ibid., pp. 24-25.
5 Cf. on this point the criticism of 'essence' theories
faith at the consciously cognitive level.
in ,Wind and the World Order, by Prof. C. I. Lewis,
and ill Prof. Chas. Morris's S'i:r ~'heO'l·ie$ of ~Utlt!. r RrmtflYIlI1f1, 'RllaZm, of EllfH1!We, p. :'10.
$ Realm of Essence, p. 36. • Scepticism and Animal Faith, p. 133.
102 CONCEPT OF TENSION
Santayana himself brings his antinomy the sensationalist hypothesis, and its cor-
to a focus in a passage remarkable for its relative transcendental unity, in the as-
philosophic irony: sumption of discrete and static data. 15
Nevertheless shock, like any other datum, Certainly, if the transcendental logic can
intrinsically presents an essence only, and be used, as Kant positively used it, to
might be nothing more; but in that case the ground the possibility of experience, it
dogmatic suasion of it <which alone lends in· can be used also to ground the possibility
terest to so blank an experience) would be
an illusion. . . Shock will not suffer me, of non-experience. In fact, Kant did make
while it lasts, to entertain any such hypo- negative use of it in his treatment of
thesis. 12 noumenal reality. That which was not
That shock might be only an essence is a encompassed with the apperceptive ac-
deliverance of the theory of essence, and tivity of the transcendental ego was
not of an analysis of the data of aware- simply not to be known.
ness as such. But the theory has borne It is evident, then, that a denial of the
more than it can support since in it there proposition which we have been trying
is no place for the immediacy of event. to defend; i.e., that events are presented
in oppositional tension; may lead to self-
Downloaded by [University of Calgary] at06:54 06 August 2017
of change; now the problem IS the more matter, which a mere diminution of mathe-
detailed one of describing what had earlier matical scale or use of the microscope may
never reach.18
been mentioned as the 'tension of the
event.' Santayana continues: The analogical significance of tension,
But it is not analytically that transition which is here narrowed to the sense of
may be understood; it is lost when its terms action, need not be called on in a pheno-
are divided; and yet it is no synthesis of menological account. Rather, what we
these terms, but a generation-whatever that should say is that insofar as the 'heart of
may be-of one term out of the other. Within
each term, however, we may expect to find matter' seems real to us, it is somehow,
a synthetic symbol and counterpart of transi- perhaps in imagination, associated with
tion. Let me call it the forward tension of its own proper realization. It would be
the natural moment. This name is not meant but a short step from the cosmological
to attribute to the elements of the flux aims and position suggested in the method
any conscious effort or expectancy; they are
restless without the feeling of unrest; yet of analogy to the grounding of the com-
the analogy implied in the metaphor must be pulsive character of eventuality in im-
a real analogy, since effort and expectancy are mediacy, along with the surfacing es-
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organism recasting in new dynamic con- If one were looking for a name more
figurations the system which is its being. poetically suggestive and at the same
It is characterized by major and minor time as representative of becoming as the
directional tensions, and by the vibrant term 'essence' is of being, he might find
recoils that occur in opposition. These it in the Latin word 'future,' using it
tensions are registered in the flux of where necessary in the plural. 'Futures'
awareness-where self observation allows might then take their deserved place as
us to speak of this flux-as tendencies fundamentals in experience as we know
toward equilibrium, and shocks that ac- it. But if, when we speak of tensions,
company new data. One might be their accent of futurity is remembered,
tempted to call such data dynamic es- there is small danger that any romantic
sences, were it not that the term 'essence' love of essences will cause us to neglect
is already laden with meanings of being the ultimately dynamic nature of experi-
and contemplation rather than of becom- ence by trying to reduce time to eternity,
ing and action. Tensions are dynamic becoming to static being. Thus sensitized
data, best known for what they are, to the eventual dimension of immediacy,
and perhaps best designated simply as we might be prepared to admit the plausi-
tensions. bility of an 'aesthetic of events.'
Chapter V
tion seems questionable from the stand- thetic judgment a priori: that there is
point of experience. a similar difference between revery and
What seems actual may be viewed, in logical discourse, in that the former is
Kantian terms, as whatever has the par- noncompulsive while the latter makes de-
ticular modality of actuality. In the mands, Kant would have granted without
subject-object relation the objectivity, if hesitation. But that imaginary data, if
it is eventual, demands sensation, or the they have a reality, or actuality of some
complete determination of the event in sort, have a degree of some kind of com-
experience. This is the other side of the pulsion, and that the compulsion of logic
equation for which the first term is fur- is continuous with that of external events
nished by efficacy. The dualism between in kind, though other dimensions may
concept and content is broken on the one be involved in the former, Kant would
side by the causal schema and on the scarcely have admitted.
other by the demand for what Kant called The nearest he comes to bridging the
material conditions, or sensations. The divide between reason and sensation
latter prevent the actual from being that which will not allow such generalizations
"in regard to which we can, if we choose, of his realism is in value theory. It must
resort to playful inventiveness." Sensa- be remembered that after all we have
tion here corresponds to what we have been talking about phenomena, but not
called the shock-value of an experience, ultimate realities. Again, this is an effect
an element which is invidiously abstract of the dualism between reason and feeling.
and unimportant only if we also couple But two phases of Kant's theory of value
with the term sensation the material or tend to make more general the analysis
discrete import which Kant was wont to of reality which he gives in the first
assume. Kant asks the question in his Critique. They are, of course, the theory
note to the Refutation of Idealism, of the good will as noumenal, and the
"whether we have an inner sense only, theory of the aesthetic judgment as re-
and no outer sense, but merely an outer flexive. It was perhaps these two notions
imagination."2 His immediate answer to which gave impetus to Schopenhauer's
this question leaves us in no doubt as to generalization toward a world as will and
how he intends to characterize the actual: representation. The volitional aspect of
It is clear, however, that in order to imagine awareness, which, if its generic form in
something as outer, that is, to present it to tension had been recognized, might have
sense in intuition, we must already have an been seen as continuous with thought and
outer sense, and must thereby immediately perception, was limited by Kant to the
distinguish the mere receptivity of an outer
intuition from the spontaneity which charac-
moral realization. Apparently the ten-
terizes every act of imagination. s sional nature of the experience of events
escaped him in its general form, though
I attach extreme importance to the role as we have seen he was keenly aware
which Kant assigns the faculty of judg- of the compulsive character of eventu-
ment as an ability to immediately dis- ality, and of the independent persistence
tinguish what is real from what is not, which distinguishes passive existence.
and the emphasis which he places upon What Schopenhauer saw was that from
the freedom. from compulsion, or the the inside this substantial character was
'spontaneity' which accompanies data the tensional set which he rather nar-
which are not actual. This includes, in rowly identified with will, while the
the judgment of the individual upon a occasions of its change through external
perception, the judgmental recognition of perception were nothing other than the
lack of compulsion or forced response in compelling character of eventuality. As
reaction to what we call unreal data. In for the aesthetic judgment it represented
general, this is the function of the syn- for Kant the balanced or equilibrated
• 1. Kant, Gritiqu,Q of Pnm R(?a~onJ p. 246. trans.
C0l1dition of the organism, reflexive be-
Norman Kemp Smith. (New York: MacMillan. cause it expressed that condition rather
1929.)
3 Ibid. Ttalics minI'. than the determinations of logic or the
PEIRCE'S AESTHETIC OF EVENTS 109
Thirdness. The categories are relative, in and Firstness is an essential element of both
the sense that anyone of them applies Secondness and Thirdness. Hence there is
such a thing as the Firstness of Secondness
in, some way to the others. Any phe- and such a thing as the Firstness of Third-
nomenon involves all of them to some ness; and there is such a thing as the Sec-
extent, though one or more of them may ondness of Thirdness. But there is no Sec-
be dominant. For example, in pheno- ondness of pure Firstness and no Thirdness
menology all of the categories are ap- of pure Firstness or Secondness. 5
proached in terms of feeling quality, in This means, to render it in more conven-
logic all of them are approached through tional language, that one can seek the
meaning, and so on. Wound up in these feeling and definition (possibility) of feel-
conceptions and their interrelations lies ing, of interaction or relational character
one of the most elaborate and suggestive of meaning; but you cannot rationally
systems of philosophy that has appeared look for the meaning or mediatory char-
since Kant. Our own mention of this acter of either interaction or feeling, and
system, aside from its method, will be cannot look for the interactional character
restricted to those aspects of it which of pure feeling. It is stipulated, however,
seem to justify the comparative isolation that these restrictions presuppose that the
and description of the phenomenological categoreal contents are 'pure.' Of course
correlate of Secondness, or the sense of contents are never found in such purity
actuality. That is, though on the one hand in experience. Now one might ask
the relativity of the categories precludes whether this is because of the nature of
the consideration of one of them without experience, that it somehow overflows the
the others, as of feeling without relation, categories, or whether it is due simply to
and relation without continuity, conti- analytic weakness of most human minds.
nuity without feeling, and so on, for If, for example, we are constructing a
special purposes that same relativity per- theory of emotion, we do seem to look for
mits of the shifting of emphasis to one and find a 'Thirdness of Firstness,' i.e.,
place or another. So long as in the process a meaning and mediatory aspect of feel-
there is no pretense of a complete system ing. What I am interested in is the iso-
of reality-and we make no such pretense, lation of Secondness, so far as it involves
being content to characterize reality itself what I have called the oppositional ten-
-there should be no danger in selection sion. If, now, the Secondness of feeling
of one category more than another for is proscribed by the statement that there
consideration. If, for example, one were is no Secondness of Firstness, i.e., pure
treating of the theory of sensation, and Firstness, feeling would have to be left
Peirce's contribution thereto, he would out of account, even account by implica-
most naturally tend to emphasize First- tion. But surely there is an objectivity
ness, or feeling; if of the symbol, then or otherness of feeling, such as that re-
Thirdness, mind, and meaning. Likewise, quired by some important phases of art
the sense of reality demands a treatment or social intercourse, which, though it
in the way indicated by Secondness. may not be pure in Peirce's sense (he
Of the relativity of his categories Peirce would no doubt call it a 'degenerate case'),
says at one point: is pure enough from some points of view,
But now I wish to call your attention to and especially from the standpoint of
the kind of distinction which affects First- reality as such.
ness more than it does Secondness, and Sec- Another way to indicate the same possi-
ondness more than it does Thirdness. This bility is this; that the categories as stated
distinction arises from the circumstance that may be a cross-division of one sort which
where you have a triplet you have three
pairs; and whp.re you have a pair you have intersects another of equal importance for
two units. 4 Thus, Secondness is an essential • c. S. Peirce, Collected Papers, Vol. I: Principles
part of Thirdness, though not of Firstness, Qf Philosophy. paragraph 530. Editors C. S. Hart-
shorne amI Paul Wei:;». (Cambddge, Mass.: I-lar·
• The reference to number indicates the mathe- vard University Press. 1931.) Sul.Jsequent references
matical derivation of the categories. Peirce at- in this discussion are by paragraphs unless other-
tributes them to his work in symbolic logic. wise indicated.
PEIRCE'S AESTHETIC OF EVENTS 111
some, though not for many, purposes. sort of actual compulsion, since the meaning
Peirce himself seems to have thought of must be actually embodied, what you are
thinking of is a Secondness involved in
this possibility of 'mixed concepts.' Of Thirdness. 7
these he says:
This, in its application of the general
Thus we have a division of seconds into
those whose very being, or Firstness, it is to category to aspects of the reality of ideas
be seconds, and those whose Secondness is which might easily be overlooked, is also
only an accretion. This distinction springs an illustration of the power of the
out of the essential elements of Secondness. phenomenological method which Peirce
For Secondness involves Firstness. The con-
cepts of the two kinds of Secondness are discovered. The finding of continuity be-
mixed concepts composed of Secondness and tween events and thoughts, through the
Firstness. One is the second whose very concrete compulsive character of the
Firstness is Secondness. The other is a sec- latter, is evidence of a type of thinking
ond whose Secondness is second to a First-
ness. The idea oj mingling Firstness and which in Kant was scarcely more than
Secondness in this particular way is an idea germinal. Where the earlier rationalist
distinct jrom the ideas oj Firstness and Sec- tradition had tried to assimilate eventu-
ondness that it combines. It appears to be a ality to the principle of sufficient reason
conception oj an entirely different series oj by making the latter a theory of natural
categories. 6
cause, or the empiricist had eliminated
This passage seems to indicate that Peirce the principle of sufficient reason because
was not sure whether instead of demand- he could not find it in the flux, thereby
ing complete purity for his own cate- calling into question the reality of ideas,
gories, it would not be better to recognize Peirce can, by a scrupulous application
that sooner or later their adequacy must of his analogistic categories, keep the con-
be called in question, with the consequent crete in reason without reducing it to
search for an 'entirely different series.' blind compulsion. Also, and this I am
Such a search, for example, is to be found not so sure he would have admitted, he
in the work of our great contemporary c~m find something of the rational in
Whitehead, whose elaborate categoreal set, eventuality, to the extent that compulsion
though it makes no claim to such elegance among events is the concrete expression
as one finds in the Peircean triad, seems of law.
to have dimensions that Peirce conceived In addition to the sheer feeling of a
but vaguely. At any rate, the fact that particular quality, and the consciousness
Peirce did clearly distinguish and deal of meaning involved in symbolic refer-
with the particular aspect of his system ence, there is a type of awareness which
that he called Secondness is indication is relational or dyadic in its very essence.
enough that further analysis along the It is original in that it cannot be reduced
same lines can be made, whatever its to simple monadic or absolute feelings;
fruitfulness and generality. it is important because it underUes the
The Secondness of Thirdness, or the sense of actuality. Actuality ascribed to
reality of meaning, need not lead to diffi- an event means that it takes place, that
culties of this methodological sort, since it is then and there, that it has relations
Thirdness includes or involves Second- to other existents. Hence the sense of
ness by definition. actuality not only demands a relation
When you contrast the blind compUlsion of between subject and object in which the
an event of reaction considered as something latter must be 'other,' but relations of
which happens and which of its nature can suffering and doing, of action and reac-
never happen again, since you cannot cross tion, between objects there in the field.
the same river twice, when, I say, you con-
trast this compulsion with the logical neces- A court may issue injunctions and judg-
~itation of a 'me'aning considered as sonleth1nA' monts aga,inst l1'l.e and I care not a ::U1Hp of illY
that has no being at all except sO far as it finger for them. I may think them idle vapor.
actually gets embodied in an event of thought, But when I feel the sheriff's hand on my
Ilno y(m rPl?llrd this loeic<ll nl;'Cl;'ssitation as a shoulder. I shall bee-in to havp a RPnRf' of
o Ibill., pur. 628. Itullc~ mine. " Ibid., par. 530.
S
112 CONCEPT OF TENSION
actuality. Actuality is something brute. There goes beyond feeling, and it is this going
is no reason in it. I instance putting your beyond which gives the sense of reality
shoulder against the door and trying to force
it open against an unseen, silent, and un- as a "resistance all ready to exist." The
known resistance, which seems to me to sense of effort is a feeling, but it is not
come tolerably near to a pure sense of actu- merely a feeling of a feeling; it is a feeling
ality. On the whole, I think we have here a of interaction.
mode of being of one thing which consists in From the above description one might
how a second object is. I call that Second-
ness. S be led to believe that Peirce means to
refer the sense of actuality to mere kin-
The sense of effort and resistance is a aesthesia. The sense of effort and struggle
direct deliverance of the phaneron, which involved in such an instance as pushing
is all that is present to the mind. It is against a door would certainly seem
immediate, not demanding the construc- statable in terms of muscular and organic
tions of transcendental epistemology for sensation. The question is, however,
its support. whether that is the generic way of stating
The logical aspect of this analysis lies such an experience or whether it is a
in the fact that in the simplest conceiv- specific type of instance presupposing a
able relation, there must be two terms, much more general concept. That the
the relation is a function of both of them, latter is the case with Peirce is shown
and either term is what it is, not consid- both in the application of Secondness to
ered by itself, but with relation to the the compulsion of ideas, as indicated
other. This is what Prof. Morris Cohen above, and in its implications for per-
has isolated as the essence of the concept ception and for self-consciousness. The
of polarity. Polarity, he says, is related same 'dual consciousness' is involved in
otherness, the fundamental notion which perception, where we expect one thing,
was at the back of Hegel's mind in the and are compelled to accept something
development of the 10gic. 9 Peirce's point else. The tension which accompanies ex-
is that any relation involves otherness, pectation is not discharged, but recoils
and that consequently otherness, relation, in the change of its rate, direction, or
and actuality cannot be conceived or ex- intensity, and we say that experience or
perienced apart. In the sense of actuality perception 'outruns expectations.' As for
the logical demand holds good empirically: self-consciousness, one is reminded of
Effort supposes resistance. Where there is Kant's Refutation of Idealism, and of its
no effort there is no resistance, where there development in the objective idealism of
is no resistance there is no effort, either in the Romanticists, by Peirce's statement
this world, or any of the worlds of possi- that "We become aware of ourselves in
bility. It follows that an effort is not a feel-
ing or anything priman or protoidal. There becoming aware of the not-self." The
are feelings connected with it: they are the great difference is that for the Romanti-
sum of consciousness during the effort. But cist the self posited the not-self, while for
it is conceivable that a man should have it in Peirce the resistance and effort are simul-
his power directly to summon up all those taneous. Herein lies Peirce's positive
feelings, or any feelings. He could not, in any
world, be endowed with the power of sum- realism.
moning up an effort to which there did. not The logic here is reminiscent of that of
happen to be a resistance all ready to exist. Schopenhauer. There are two phases in
For it is an absurdity to suppose that a man duality, doing and suffering, action and
could directly will to oppose that very will,10 patience. Perception involves the con-
Effort cannot be reduced to a simple feel- sciousness of being acted upon, while
ing or aggregate of such feelings, on a par volition, as the positive tension of self,
with experience of simple unit qualities. involves the sense of acting upon another.
In a definite sense, although it is felt, it The waking state is a consciousness of re-
uction; und un the conociouDnCEm itf]olf if] two-
ill'la., !Jur. ~4.
If
and perception, where their effect on us is cognition, through the conative and tele-
overwhelmingly greater than our effect on ological aspects of meaning, involves both
them. And this notion, of being as other
things make us, is such a prominent part of feeling and volition in ways which the
OUr life that we conceive other things also to more Kantian division did not seem to
exist by virtue of their reactions against one suspect. But the polar sense enters per-
another.ll ception as its volitional aspect, furnishes
Two slight modifications seem necessary the very essence of will itself, and lends
in this description. The first would recog- realism to cognition. Peirce's illustration
nize the fact that it is in volition that of this sense can scarcely be bettered.
we have the sense of modifying other There is an intense reality about this kind
things more than they do us. If this sense of experience, a sharp sundering of subject
is restricted to action as such, it leaves and object. While I am seated calmly in the
dark, the lights are suddenly turned on, and
out of account the possibility of positive at that instant I am conscious not of a
reaction on the part of those things upon process of change, but yet of something more
which we act, and thus the empirical fact than can be contained in an instant. I have
that quite often they do modify us, and a sense of a saltus, of there being two sides
to that instant. A consciousness of polarity
our very actions, more than we do them. would be a tolerably good phrase to describe
But in volition the consciousness of acting what occurs. For will, then, as one of the
upon other things predominates, even great types of consciousness, we ought to sub-
though the state of affairs is such that stitute the polar sense. 13
their actions upon us are more important. The statement that there is not the ex-
The other modification has to do with perience here of a process of change is to
the word "conceive" in the proposition be taken with qualifications. If by process
"we conceive other things also to exist we mean of a series of changes, then such
by virtue of their reactions against one is not given in polarity. But as we shall
another." If, instead of it being said that see later, the experience of change itself
we conceive things to exist because of is involved in the polar consciousness,
their interactions, it is held that we ex- much as Santayana has found it to be in
perience them for that reason, a positive his notion of forward tension. The idea
account of the experience of plurality in of something that is 'more than can be
existence can be given. But the finding contained in an instant' yet is not genu-
of dual consciousness in perception, as inely a process, seems to get at the heart
well as in volition, gives ground for a of what we mean by occurrence. The
generalization beyond mere kinaesthesia, 'something more' is what gives the sense
toward a type of awareness which is of transcendence by the event of the
original and generic. present moment. It is the 'brute' other-
One is reminded of Santayana's version ness seen from a different point of view.
of shock by Peirce's characterization of So similar is Peirce's analysis of the
the dual consciousness, or what he chose aesthetic import of his relational category
to call the polar sense. 12 He realized that to Santayana's theory of shock that the
the traditional division of mind into affec- latter might well have been derived
tive, volitional, and cognitive functions from it.
would not bear phenomenological analy-
That shock which we experience when any-
sis. Perception, for instance, which is thing particularly unexpected forces itself
usually included under cognition, has upon our recognition, <which has a cogni-
fundamental aspects much like those of tive utility as being a call for explanation
affection. It is to a great extent feeling, of the presentment), is simply the sense
or firstness. More important for the prob- of the volitional inertia of expectation, which
strikes a blow like a water·hammer when
lem in hand, it also has in it character~ it is checked; and the ,[orce uf LhiK hlow,
istics much nearer to the nature of volition if one could measure it, wOlllrl hI;' the mea-
than the older trichotomy admitted. And sure of the energy of the conservative voU-
U l/J'id., par. 324. 13 Ibid., par. 380. The 'polar sense' is quite obvi-
12 Ibid., par. 330. ously tensional.
114 CONCEPT OF TENSION
tion that gets checked. Low grades of this hopes that characterizes the 'other' can
shock doubtless accompany all unexpected be called the negation of something that
perceptions; and every perception is more
or less unexpected. Its lower grades are, is already there. But the notion of polarity
as I opine, not without experimental tests of does not presuppose the taking of one
the hypothesis that sense of externality, of pole rather than another for ori~in of
the presence of a non-ego, which accompanies interaction. It is questionable how basic
perception generally and helps to distinguish in experience the notion of mere negation
it from dreaming. 14
can be, despite Hegel's foundation of his
The notion of shock to which both Peirce dialectic process upon it. 'Otherness' is
and Santayana attach so much importance something positive, involving at least dis-
is worthy of further analysis. junction, at most, downright opposition.
Etymologically the word 'shock' is There are faint glimmerings only in sym-
traceable to its root in 'shake,' meaning to bolic logic, that Hegel's oracular phrase
jolt or jar. The shocking is in one respect "Negation is internal differentiation" has
the striking, and that which is struck ex- any precise symbolic meaning. 15 If polar-
periences vibration. It is this flavor which ity involves negation at all, it would seem
permeates one of the technical meanings to involve partial negation, a notion
of 'sensation' as used by the French whose present vagueness makes it un-
psychologists-who identify the 'sensa- available. On the whole, it has seemed
tional' and the frappant-and also finds best to reserve the concept of negation
currency in the idiomatic English usage for the symbolic phases of experience,
of 'sensational' to stand for that which is and in place of 'self and not-self' put
outstanding, surprising, or even startling. simply 'self and other.' The concrete ex-
Vibration is the intra-equilibrial phase of perience of 'otherness' is something which
organic adjustment, expressive of tension seems original enough and pervasive
away from or toward equilibrium. In its enough on its own account, without help
vibratory character actuality overflows from a metaphysical logic.
expectation; it is the 'more than' in the To say that actuality is compulsive as
statement already made that actuality is well as indifferent and vibrant is but to
'more than possibility.' If we conceive admit that events in the field of experi-
Santayana's essences as possibilities, we ence compel and direct awareness itself,
may say that their stable character, which at the same time exerting force upon one
gives them their aesthetic glamour, is also another. This was the meaning of Kant's
functional as the general form of organic second analogy, and it is the meaning
expectation. There are no shocks or sur- of Peirce's effort-of-the-other. Compulsion
prises in the realm of essence; all is pre- expresses the remorselessness of eventual
pared for in the vagueness of expectation. indifference, sometimes called the brutal-
This is one appeal of Platonism on a par ity of the actual, and the outward reference
with its ideal stability, tending to soothe of vibration, often called the pressure of
the contemplative spirit in its peaceful existence. But these epithets, brutal and
connotations. The actuality of an event forceful, are reactions of discourse in its
is a disturber of this peace: the settled more tender and fearsome moments, not
rhythm of expectation fails, the balance honest descriptions of reality itself. The
is upset. Greeks, who were friendly with nature,
It will be noticed that in referring even peopling her with god-like images
'otherness' to polarity as a ground for of themselves, recognized the fatal char-
vibration we have refused to introduce acter of the event, and tried through
the idea of negation. That is largely be- prophesy to foretell what. they could not
cuu~e of the trRrlitiol1::l1 ~onnotations of
forestall. The direction of an evenl,
negation, and the difficulties which sur- whereby it embodies the accent of its past
round them. There is a sense, it is true, and the intonation of its future, was the
in which the indifference to wishes or
"l'i1lr11etl1Inll' Ilf thll:1 surt 10\ l:luln:i:;;lLi:u !Jy Lilt,!
theory of incompatibility in th~ logIc of Pt'opo~lt.I()l1~.
PEIRCE'S AESTHETIC OF EVENTS 115
sign that it lived a life of its own, and without prejudging what other categories
was not only indifferent to its experient apply in either relation. From the real-
or other, but was vibrant on its own istic point of view, or that suggested by
account. Attention theories of realization the facts of immediate tension, the sub-
ignore the wisdom of the Greeks, rather ject-object relation is not to be seen as
pretending that reality is merely a func- unique.
tion of interest. Yet it is events above all Some implications of Secondness do not
that compel attention, whether or not we enter directly into the theory of actuality.
would give it, sweeping intuition with Here these need be barely mentioned, as
them in the direction their vibrant actu- indications of the scope and depth of the
ality suggests. category. Peirce extends the polar analy-
It might be objected at this point that sis into phenomenological logic as the
a theory of immediacy cannot use polarity theory of facts, as distinguished from
in Peirce's sense, because he resorts to qualities and interpretations. His intri-
the subject-object relation, while reality cate theory of the symbol has as one of
must be transcendent. Against this objec- its phases the indexial character of 'ob-
tion several points are in order. In the sistent' signs, or those that refer directly
first place, Peirce has admitted that we to objective reality. Even the theory of
'conceive' the relations between real ob- probability finds one of its bases in the
jects as polar: these relations may be doubt that accompanies various degrees
viewed as transfers or projections of our of objective reference. Then, Secondness
own interactive experience, much as enters physiology as the contractility of
Schopenhauer viewed them. But if polar- the cell; it enters metaphysics as blind
ity is considered as an immediate fact, urge and efficacy, epistemology as one
there is no need to posit a projection or ground for realism. In a word, it is
transfer, or a subject-object relation as brought into play wherever the system
underlying it. As Peirce suggests, polarity demands indexicality and polarity. Inter-
establishes the reality of the self no less esting and important as those functions
than of the object. If Peirce is not clear are, they do not demand consideration in
enough on this, we have but to recall the phenomenological context with which
Santayana's use of shock to establish the we are concerned. They are problems of
reality of self, and thence of the world. more general interest.
But the reality of the ego is its objectivity, Finally, and what is more important
as objective it is itself somehow immedi- for our thesis, Secondness, through the
ately given. This is not to hold for an tensional character of the 'polar sense,'
awareness of awareness in the mystic or gives rise to the awareness of change,
non-Kantian sense. It is, rather, to reject which for Peirce was inseparable from
the skeletal transcendental ego as an ex- the very basis of experience itself. The
planatory device in experience, in favor polar sense is but an expression, in the
of the vague mass of feeling which gives older language of mental faculties, of the
personal identity on the one side, and the important fact and function of tension.
particular moments of the self as there It represents both the polarity and tension
for awareness on the other. These latter of direction, and the polarity-tension of
aRpects of the Relf can and do enter into opposition. So much is certainly justified
the 'dual consciousness.' Just how they as a conclusion from Peirce's phenomeno-
do, it is beyond our present province to logical analysis. It is an index of the
consider; the theory of the self is not to eventual character of experience. We
be deduced from polarity and relation. perceive objects, says Peirce, but what
But the 'effort' side of the polar sense we experience is more particularly an
1s an aspect of the self and is also a datum event. Tensional sets, 'inertias,' are set
in the field of awareness. Polarity can up in the psychic organism by the given
be conceived as holding between the self situation, and the resistance of these 'sets'
and its objects, 01' between the ohjects, to the emergence of novel qualities, to
116 CONCEPT OF TENSION
change, is characterized by shock. 16 Here these they are denying the very possi-
is a contrast between directional and op- bility of experience itself. As against the
positional tensions which despite its great scepticism of a Santayana which incon-
divergence from the more recent state- sistently finds in shock an indubitable
ment of Whitehead, is really a pheno- ground for experience, the statement of
menological purification of the White- Peirce is positive, straightforward, and
headean analysis. In the latter, it will be exhaustive. Shocks are resultants of ten-
remembered, the atomic organism or sional 18 states as modified by new and
monad has a directional tension which disturbing components. As such they
Whitehead calls 'appetition.' But appe- record change, or the difference between
tition is but one side of a two-fold princi- the termini of events; what happens has
ple, the other side of which is the at least some small duration, else it would
exclusion of aspects of the 'prehended not happen at all. The interval of oppo-
entity,' i.e., the tensional opposition to it. sition between its beginning and its end
The direction of appetition, with its un- is the interval recorded in the experience
rest and urgency, comes up against a limit of it as an event. Novel qualities emerge
in the 'other.' Were it not for this con- in the process, the note lowers, the lights
trast, this dual polar function, the act of go out. But these novel characters are
experience would not be an act, it would data whose realization is dependent also
not be experiencing. Herein lies the on their being components through ten-
essential futurity of experience. Peirce sional accents in the organismic configu-
recognizes as much in the statement that ration. If tension expresses the loss and
"It is more particularly to changes and regaining of equilibrium in a dynamic
contrasts of perception that we apply the system, it is after all this system which
word 'experience.' We experience vicissi- strives to regain that equilibrium, and
tudes, especially."17 though the balance may be a 'new' one,
Here the facts are that should give it is never entirely so, any more than it
is ever entirely complete so long as the
pause to those who would deny the reality
organism persists.
of time, process, change, since in denying
18 The term tensional is mine, not Peirce's. But
16 Ibid., par. 336. it seems to indicate his primary intention quite
11 Ibid. fairly.
Chapter VI
assumption here would be that the dy- to get a factual or 'neutral' statement of
namic relations are themselves immedi- metaphysical phenomena and theory. For
ate, where by dynamic relations we mean example, corresponding to the theory of
the Kantian relations of sequence, in- meaning and the valuational theory of
herence, and reciprocity, or their basic truth, there is no theory of 'ontological
relational determinants. It might on this value.' Yet the ontological urge has been
basis become possible to describe the ex- recognized by philosophers from Plato on
perience of possibility, and so forth, as down to our own time. One business of
well as reveal its logical analogues in the philosophy, as I conceive it, is to secular-
relational analyses of contemporary logic, ize, make available objectively, the flashes
where the logical modals are functions of insight and grounds of motivation that
of the systematic properties of relations. seem buried in the clouds of mysticism,
Just as in logic the relations defined are religion, poetry. One such secret is the
conditions for operation, so that relational secret of the sense of important human
and operational statements are alterna- values in a given cultural epoch. Another
tives, it may be that in the philosophy is the secret of Platonism, with its so-
of the act, or 'pragmatics,' the dynamic called hypostasis of ideas. Hypostasis it
relations are conditions for action; if this may be, but that merely names a complex
is so, pragmatism might turn its attention and important fact. It is the business of
to the refinement of its conceptual instru- phenomenology, at least, to get at the
ments and the precision of its insights basis of such facts. For example, in addi-
by attending to the dynamic relations tion to the sheer form, quality, and inter-
from an immanent point of view, i.e., in penetration of parts that characterize a
immediacy. But further, recalling the good piece of music, there is sometimes
possibility of species of tension, it might the sense of its formal eternity: one must
be, since tension is definitely processional, have heard it before, someone must be
that these species correspond to or are
hearing it always; at least it was not
functions of the three primary modalities:
merely 'created' but seems to bear with
normal tension as involving the immedi-
acy of possibility, polar tension involv- it a warrant for its own immortality. In
ing actuality, and persistent tension, a word, it has a kind of 'ontological value'
necessity. that will not be denied. Vague and fleet-
Whereupon, since the basis of the logic ing though the feelings in this value may
of metaphysics is inextricably bound up be, they may finally be subject to descrip-
with the three chief modalities of being, tion in communicable terms, if not to
it might be within the bounds of concep- explanation through the meanings of the
tion that a new descriptive approach to modern conceptual matrix.
metaphysics could be derived. The ques- All of this is indefinite, vague, and am-
tion of the nature of metaphysics is at biguous, no doubt exemplifying in the
present a decidedly open one: meta- realm of ideas eclectic distraction and
physics must be descriptive, compre- contradiction, live tensions of opposition.
hensive, adequate. But just what is But it may also be suggestive, signifi-
involved in these demands as demands cantly potential, shot through with im-
upon metaphysical systems is open to plications and significant tensions of
question. Without going in the direction direction. In a word, it may be mere
of mysticism on the one hand or of logical nonsense, but it may also be almost
atomism on the other, it might be possible prophetic.
120 CONCEPT OF TENSION
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