The Utopian Fantastic

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The Utopian Fantastic

Selected Essays from the Twentieth
International Conference on the
Fantastic in the Arts

Edited by Martha Bartter

Contributions to the Study of Science Fiction and Fantasy, Number 105

C.W. Sullivan III, Series Adviser

Westport, Connecticut
London

Library of Congress Cataloging-in-Publication Data

The utopian fantastic : selected essays from the twentieth International Conference on the
Fantastic in the Arts / edited by Martha Bartter.
p. cm.(Contributions to the study of science fiction and fantasy, ISSN 01936875 ;
no. 105)
Includes bibliographical references and index.
ISBN 031331635X
1. Fantasy literatureHistory and criticismCongresses. 2. Horror talesHistory and
criticismCongresses. 3. Fantastic, The, in literatureCongresses. 4. Fantastic, The, in
artCongresses. I. Bartter, Martha A. II. Title. III. Series.
PN56.F34158 2004
809.915dc21
2003053627
British Library Cataloguing in Publication Data is available.
Copyright 2004 by Martha Bartter
All rights reserved. No portion of this book may be
reproduced, by any process or technique, without the
express written consent of the publisher.
Library of Congress Catalog Card Number: 2003053627
ISBN: 031331635X
ISSN: 01936875
First published in 2004
Praeger Publishers, 88 Post Road West, Westport, CT 06881
An imprint of Greenwood Publishing Group, Inc.
www.praeger.com
Printed in the United States of America

The paper used in this book complies with the

Permanent Paper Standard issued by the National
Information Standards Organization (Z39.481984).
10 9 8 7 6 5 4 3 2 1

In memory of Lynn Williams, who introduced me to Utopia.

Contents

1. Not So Blind Hope: An Introduction

Thomas J. Morrissey
2.

Dark Shadows and Bright Lights: Generators and Maintainers

of Utopias and Dystopias
Roger C. Schlobin

11

3.

Mapping Utopia: Spatial and Temporal Sites of Meaning

John C. Hawley

17

4.

We Are Marching to Utopia: Kurt Vonneguts Player Piano

Donald E. Morse

23

5.

David Mamets The Water Engine: The Utopian Ideal as Social

Control
Jeanne Beckwith

6.

Kim Stanley Robinsons Martian Vision

Carl Swidorski

7.

Women and Mad Science: Women as Witnesses to the Scientific

Re-creation of Humanity
Cherilyn Lacy

8.

Digital Ambivalence: Utopia, Dystopia, and the Digital Cosmos

Dennis M. Weiss

9.

Apprehending Identity in the Alldera Novels of Suzy McKee

Charnas
Bill Clemente

10. You Cant Go Home Again: Kirinyaga by Mike Resnick

Lynn F. Williams and Martha Bartter
11. Momutes: Momentary Utopias in Teppers Trilogies
Robin Anne Reid

33
43

57
67

81
91
101

viii

12. Of Dystopias and Icons: Brins The Postman and Butlers

Parable of the Sower
Oscar De Los Santos

Contents

109

13. Beyond Personal Introspection: Classroom Response to Sherri

Teppers The Gate to Womens Country
Tamara Wilson

123

14. The Nature of Outsider Dystopias: Atwood, Starhawk,

and Abbey
Sharon Stevenson

129

15. News from Somewhere: A Case for Romance-Tradition

Fantasys Reformist Poetic
Kelly Searsmith

137

Index

151

About the Contributors

155

1
Not So Blind Hope: An Introduction
Thomas J. Morrissey
Dreams come in the day as well as at night.
Ernst Bloch
A Philosophy of the Future (86)

September 11, Al Qaeda, Osama bin Laden, anthrax, Iraq, weapons

of mass destruction: these are terms that either have become familiar or have
taken on new meaning since attendees at the Twentieth International Conference
on the Fantastic in the Arts explored utopia in 1999. For us who live in the far
north, Ft. Lauderdale in March approaches utopia: nothing like an eighty-degree
rise in temperature or the temporary replacement of snow-blinding landscape
with eye-soothing green to make one believe in alternate realities. But as we
flew to and from this extraordinary exploratory meeting of academicians,
writers, editors, and artists, we could not know how different and traumatic air
travel and much else would become just two and a half years later. We could
not foresee the fall of the Twin Towers, the U.S. invasion of Afghanistan, and
whatever horrors have plagued humanity since the writing of this Introduction.
Younger conference participants could certainly recall the bombing of the
Oklahoma City Federal Building, genocide in Rwanda, or the Tiananmen Square
massacre. Many of us were old enough to remember the murders of the
Kennedys and Dr. Martin Luther King, Jr. and the Cuban Missile Crisis. A
smaller number could remember the initial revelation of the Holocaust or the
spirit-killing deprivation of the Great Depression. No one present would have
had first-hand experience with the Black Death, Genghis Khan, the fall of Troy,
Knossos or a thousand other ancient cities, or the bitter last gasp of the most
recent Ice Age that nearly finished off our species some 70,000 years ago. And
Chicxulubwell, lets not go there. But we all knew that things like these have
happened.

The Utopian Fantastic

Neither the events of 9/11 nor the plethora of natural and self-inflicted
disasters that preceded them have stopped the dreaming of better realities that
probably began with the first beings who could be called genetically fully
human. Why did those early people who braved the darkness to mount
precarious scaffolds to paint the cave walls of the Pyranese undertake such a
costly venture? Were they trying to appeal to a higher authority that could make
their world more manageable? Were they practicing magic in the hope of taking
control of nature? Or were they just dreaming?
We will never have definitive answers to these questions, but we do
know that envisioning better, or at least different, worldswhether in this world
or the next, whether on this world or on others, whether in our time or some
other, whether in plans for revolution or in philosophical and psychological
musings, whether in serious works or comic spoofsseems to be a more or less
permanent human pursuit. There is, it seems to me, a path, however circuitous,
connecting the caves of Lascaux and Zhoukoudian to the vatic vaults at Delphi
and Cumae, to the recesses of Qumran that housed the mysterious Essenes and
their Dead Sea Scrolls, to Platos cave of hopeful allegory, all the way to the
imaginary icy caverns of Coleridges Xanadu and Kim Stanley Robinsons south
pole of Mars. The utopian impulse would seem to be very real and very strong;
however, whether that impulse is part of what it is to be human or simply the
repeated manifestation of peoples responses to their surroundings has been
debated by scholars and worked over in utopian fiction. I tend to agree with
Ruth Levitas that utopia is a social construct which arises not from a natural
impulse subject to social mediation, but as a socially constructed response to an
equally socially constructed gap between the needs and wants generated by a
particular society and the satisfactions available to and distributed by it (182
183). So, Lt. Commander Data (may he rest in pieces) would not need to feel
impulsively utopian in order to achieve his positronic brains desire. It would be
a much easier thing for him to analyze any lingering imperfections in the
socially constructed institutions that govern his being, Star Fleet and the
Federation.
Of course, the human mind has conjured orgies of destruction too that
have given utopians and dystopians plenty to which to respond. We have had
our caves of death, such as those in the Pacific Theater in World War II and
Afghanistans Tora Bora region. But most of what we have done to ourselves
has taken place right out in the openthe bloody battles, death camps, rape and
pillage, enslavement, colonization, and murder that make some of us question
whether our genes doom us to selfdestruction. At the end of the early Star Trek
episode Arena, Captain Kirk says to Spock, Were a very promising species,
as predators go. Did you know that, Mr. Spock? To which the half Vulcan
responds, Ive frequently had my doubts. So have we all.
Collectively and repeatedly, we have displayed the pride of Ramses II
or Ozymandias. Smug self-satisfaction is a primal enemy of utopia, for it
assumes that in what Ernst Bloch calls the Not-Yet, utopians will have
nothing better to do than to fix their uncritical and adoring gaze on the
monuments of the past. Nothing could be farther from the truth, for until utopia

Not So Blind Hope

is realized it cannot be fully conceptualized, nor can the perspective of the

utopian be accurately or fully imagined. In his cogent explanation of Bloch,
Carl Freedman puts it this way:
Utopia can never be fixed in the perspective of the present, because it exits, to a
considerable degree, in the dimension of futurity; not, however, in the future as the latter
is imagined by mere chronological forecasting, or in mechanistic and philistine notions of
bourgeois progress, but rather as the future is the object of hope, of our deepest and
most radical longings. These are longings that can never be satisfied by the fulfillment of
any individual wish (say, for personal wealth) but that demand, rather, a revolutionary
reconfiguration of the world as a totality. Utopian hope or longing, in other words,
possesses an inherently collective character and at bottom has nothing to do with
individualist impulses like greed. (64)

Hope is the magic ingredient that informs and vitalizes Levitass socially
constructed response. Aeschylus knew this 2,500 years ago when he wrote
these lines for Prometheus: I caused mortals to cease foreseeing doom and I
placed in them blind hopes (211). Without critique or response, why would we
expect the future to be any better than the present? Without hope, why would
we imagine a new day, and how could we appreciate the joyful audacity of the
speaker of Yeatss Lapis Lazuli, who, fully aware of the range of human
suffering, tells us that All things fall and are built again,/And those that build
them again are gay (292)? It is a gift of the utopian imagination and a
testament to those who have put their lives on the line for social change in the
real world that some of those building current utopian visions are, in fact,
gayand lesbian too, as Lyman Tower Sargent tells us (343).
In addition to entering caves to paint pictures or plot murder, we are
also very fond of storytelling. What we think the world is, is becoming, or
should be; what we think we are, were, or will be; what we think our stories are,
or what they tell us, or what they dothese are conscious and unconscious
attributes of the stories we have been telling each other since communication
began, or so I imagine. But for our purposes here, we are inviting you to read
about our contributors views on works which are generally recognized to be
examples of or commentaries on the utopian project that began when Thomas
More simultaneously invented and named a genre in 1516 and thereby set in
motion an undertakingutopianismthat, according to Sargent, is not merely
alive and well but flourishing as the new century begins (343).
Despite the protections More builds around his person, his Utopia
condemns the injustices of his society and invites his readers to make an
imaginative leap of faith so that they might behold a new world. The lens More
uses is Christian, and we must not forget that he would one day be martyred for
his adherence to some pretty conservative principles. Fearing both the masses
and the king, More wrote in Latin; hence, his critique of the corruption of his
nation and time was accessible to but a small number of well-educated people,
usually men, many of whom might have agreed with him but who were not
likely to take up arms or cobblestones to bring about Christian communism.
Writing in the lingua franca of the elite affords More a freedom to criticize that
he could not have had writing in the vernacular. More further insulates himself

The Utopian Fantastic

from the revolutionary thrust of his travelogue by filtering the criticisms of

persons and institutions through Raphael Hythloday. Despite this distancing, the
program of his fictional traveler is unabashedly radical; Raphael says simply and
forthrightly, Thus I am wholly convinced that unless private property is entirely
done away with, there can be no fair distribution of goods, nor can mankind be
happily governed (31). This sentiment has, perhaps, different connotations for
us, since we have seen nearly 500 years of capitalist evolution and many
responses to it, most notably those of Marx and Engels. But the central problem
for Raphaels auditors is essentially the same failure of imagination that makes it
hard for people to transcend their localized situations and imagine the Not-Yet.
More the author describes Raphaels response to the skepticism about utopian
achievements expressed by More the character in the book when he writes, I
am not surprised, said Raphael, that you think of it in this way, since you have
no idea, or only a false idea, of such a state (32).
More and his successors are now available to pretty much anyone who
wants to read them, and the wellsprings of hope are still gushing. Since his day
the world has enjoyed a vast array of visionary social critiques, but it has also
endured unspeakable misery at the hands of those who would use force to
impose on others their warped conceptions of utopia or those who would stop at
nothing to defend the status quo and ideological hegemony. I do not mean to
suggest that utopian thinking is necessarily dangerous, for ever since as a
teenager I read Aldous Huxleys Island, I have spent much of my time thinking
utopian thoughts and, to some small but personally satisfying extent, trying to
effect their implementation. Utopian dreaming must not be lost in the day-today mess of the world.
Mores Utopia is not science fiction and neither are quite a number of
contributions to the utopian project, including Huxleys Island and some of the
works discussed by the contributors to this volume. However, the scientific
revolution that began in Mores century has changed the world in ways that he
and his contemporaries could never have imagined. Since Mary Shelley
invented science fiction with Frankenstein in 1818, utopianism and science
fiction have had a fruitful relationship. It is not hard for some to dismiss as
lightweight, unacceptably fantastic, or noncanonical utopian writing or science
fiction, but they do so at their own peril. Science and technology do not govern
our world, but those who determine their use do, and science fiction, as the
natural heir to prescience utopianism and as the crucible in which so much
contemporary critique is forged, is just as subversive a genre (86) as Carl
Freedman has claimed. It is often contemporary science fiction that utopian
dreams and dystopian nightmares are finding such exciting expression. Patrick
Parrinder writes that the coupling of science fiction and utopia is timely and
fortuitous:
It stresses science fictions commitment to visions of human transformation and credits it
with an inherentthough frequently fragile, ambivalent, and compromisedpotential for
political radicalism. To yoke science fiction and utopia together is also to direct scrutiny
on the word science in science fiction: why science? What effect do scientific
perspectives have on utopian speculation? (2)

Not So Blind Hope

The fantastic in literature is certainly not limited to science fiction, but

contemporary utopian fiction writers do tend to favor this route to the Not-Yet.
Paul Kincaid writes, What we are actually doing when we read science fiction
is allowing ourselves to be mystified (81). Could there be a better way to be
transported toward the Not-Yet?
The chapters in this book grew out of presentations at the Twentieth
Annual Conference on the Fantastic in the Arts. Their authors have had a
chance to refine their ideas, so that we can now give you a book that asks some
of the key questions that need constant and ongoing asking. We have grouped
the chapters thus: (1) the why and where of utopia (2) reactions to hegemonic
mechanization (3) the postcolonial Other in utopia (4) the question of hope and
(5) thinking and doing utopia.
Thomas More was a polyglot punster: Utopia is eutopos, the good
place, or ou topos, no place. Any utopian projection can be either or both of
these or, in the case of dystopias, their opposites. More probably was not
thinking of future theorists when he coined this particular neologism, but he
certainly gave those who came after a lot to think and write about. How do we
know if we have found eutopia and where are we when we do? The two largely
theoretical chapters that introduce the book can give our readers a glimpse into
some of the complications that bedevil utopianism. Roger C. Schlobin and John
C. Hawley look at utopia from complementary perspectives. Schlobin searches
the criteria that determine eutopia and dystopia. He tells us that individuality,
whether exalted or thwarted, is central to both utopias and dystopias. His
chapter explores, among other things, personal freedom and will and the extent
to which a work can be said to be utopian or dystopian by virtue of how much
control it affords the individual. He surveys eighteen works, several of which
are discussed in greater detail elsewhere in this volume, and he exposes the
thinking of a number of the most important utopian theorists. The advent of the
truly efficient totalitarian state in the mid-twentieth century and the emergence
of powerful multinational corporations toward centurys close lend great
urgency to this issue. Hawley interrogates the spatial and temporal loci of
utopia and discusses eloquently the open-endedness of anti-utopia, the utopian
projection that cannot reach closure. A character who travels to utopiaand by
extension the readers who share the journeyis never the same upon his or her
return but must nonetheless function in a less-than-perfect environment. This
cognitive dissonance underscores the richness of Mores pun; is the eutopia that
was visited outopia or could we reach it one day?
What happens when the greedy leaders of Mores England get their
hands on advanced technology and can shape society to their own selfish
purposes? Answer: we get the present. The concentration of wealth in the
hands of a few that results from and perpetuates their control of the means of
production and communication is a real and present barrier to utopia. The next
five chapters explore responses to these phenomena of postmodern life. Donald
E. Morse begins with a penetrating look at Kurt Vonnegut, Jr.s Player Piano, a
novel that he sees as the authors call for a society ruled by free citizens rather than
by machines created by those who would enslave us all. Jeanne Beckwith is the
only contributor to write about a dramatists reaction to a world not much

The Utopian Fantastic

different from the one in Player Piano. She sees Mamets The Water Engine as
a subversion of the edisonade and as an expose of the big lie of materialist
culture. Both Morse and Beckwith are, in effect, writing about critiques of what
Ihab Hassan has called GRIM, or the Great Rumbling Ideological Machine
(22). Harlan Ellisons Ticktockman can stop ones heart; Hassans GRIM can
stuff ones head. Either way, the dominant culture is pervasive and cunningly
persuasive. Political scientist Carl Swidorski explores the Marxist dimensions
of Kim Stanley Robinsons Mars trilogy. Whether the Not-Yet is fully realized
in Blue Mars, Robinsons novels take us through a series of Martian revolutions
aimed at eradicating on that planet the barriers to true human freedom that are so
entrenched on Earth. Mars has figured prominently in utopian projections,
including, among others, Weinbaums A Martian Odyssey, Bradburys The
Martian Chronicles, Heinleins Stranger in a Strange Land, Bears Moving
Mars, and the film Total Recall, so it is fortunate that we have an incisive
reading of one of the most overtly political works in the Martian/Utopian
megatext.
The scientific revolution that began in sixteenth-century Europe and
which has ever since picked up steam, electricity, and nuclear fission has made
the contemporary world both possible and impossible. In her fast-paced chapter,
Women and Mad Science: Women as Witnesses to the Scientific Re-creation
of Humanity, Cherilyn Lacy explores via The X-Files and Frankenstein
scientific ethics, or the lack thereof. Her central thesis is that since the very
outset of the Scientific Revolution, Western conceptions of science have
frequently relied upon gendered metaphors that characterize science as a
masculine enterprise that manipulates Nature and coerces her secrets out of
her. Moving from biology to computer science, Dennis M. Weiss probes the
work of William Gibson to ask what the digital cosmos offers us where we
might fit in it. Weisss chapter is important reading at a time when identity theft
and cyber surveillance have emerged not only as potential enemies of utopia but
as real, everyday dystopian nightmares. Consider this report from computer
scientist Neil Gershenfeld concerning a startling near-future invention and try to
decide if it is utopian or dystopian:
We have made prototypes of a computer that fits in a shoe and is designed to recover
energy from walking, so it wouldnt need batteries. By manipulating tiny voltage
changes receivers in different parts of the body, we can turn the body into a network
capable of transmitting data. So you could shake someones hand, transmit data from
your shoe computer, or exchange electronic business cards. (Discover Dialog 14)

Computer technology, like all technology, is not just a tool. As Michael Philips
explains, our technology does not simply constitute an environment within
which we act; it also constitutes an important and increasingly pervasive domain
of action (297). How do we separate the dancer from the digital dance? Weiss
asserts that William Gibsons work is ambivalent on the subject of our cyber
future. The playfulness of such contemporary cyber explorers as Neal
Stephenson and Jeff Noon would suggest that cyber utopian writing can still
imagine multiple gates to the future.

Not So Blind Hope

Ernst Bloch ends his 1963 book A Philosophy of the Future with this
vision of a global quest: In all its revolutions, the Western concept of progress
has never implied a European (and of course not an Asiatic or African)
vanguard, but a better Earth for all men (141). This might seem like a shocking
statement to some since it is likely to evoke the nineteenth centurys myth of
progress so artfully debunked by H. G. Wells in The Time Machine and The War
of the Worlds. Among this myths pernicious offspring are the legacy of Social
Darwinism and the Scramble for Africa. Blochs idea of progress is the
humanity-saving hope associated with social visionaries such as Marx: The
meaning of human history already there from the start is the building of the
commonwealth of freedom (139). In the four decades since this book,
however, it has become painfully clear that the colonial hangover is not about to
go away and that utopian progress in the former colonies faces huge obstacles.
The crushing international debt of poor countries that owe their poverty to their
creditors; the destruction of traditional ways of life, including land use and
agricultural practices; the not-so-benign neglect of suffering, whether violence
inflicted by the corrupt heirs to colonial government or the social dislocation
brought about by AIDS are all part of the legacy of colonialism as manifested in
the discouraging realities of contemporary geopolitics. Then, there is the
question of alterity and the extent to which the invaders still occupy part of the
minds of their former subjects. This kind of deep psychological colonization is
important to the utopian project in a diverse world, and it is well suited to
science fictional interrogation.
Two chapters in our volume address postcolonial issues. Bill
Clementes treatment of Suzy McKee Charnass Alldera novels stresses the near
impossibility of reconciliation when a power-mad industrial society engages in
the radical dehumanization of the Other, in this case women. Both colonizer
and colonized are damaged, and Charnass Free Ferns and horse women face a
problem that is all too familiar in our world: the patterns of power their history
taught them weave a tight web of behavior not easily unraveled. Lynn F.
Williams and Martha Bartter elucidate the painful case of Kirinyaga, the space
colony started by traditional Kikuyus, where the white mans ways and wares
are rejected at almost any cost. A desire for stasis and separatism is not
uncommon in the utopian canon, but in this novel the issues are flavored by
postcolonial backlash. Although it is true that the space colony is not Kenya and
that its leader, the mundumugu Koriba, himself rails against the damage that
Europeans have wrought, Koribas radical and unyielding utopianism seems to
be infected with same malady that Leela Gandhi attributes to the formerly
colonized: we might conclude that the postcolonial dream of discontinuity is
ultimately vulnerable to the infectious residue of its own unconsidered and
unresolved past. Its convalescence is unnecessarily prolonged on account of its
refusal to remem-ber and recognise its continuity with the pernicious malaise of
colonialism (7). What we were not able to do in this section because of the
array of essays available to us was to include genuine subaltern voices. In a
conversation about utopianism and science fiction recorded in the pages of
Foundation, Nalo Hopkinson comments, I think the genre is mutating as people
from different communities claim space in it. She specifically cites women,

The Utopian Fantastic

gays, and working-class writers, but she laments, Its still largely a North
American and European genre (Burwell 46). She herself has claimed that
space in her own novels. Although we have included two fine chapters, we must
acknowledge that we would like to have been able to present more postcolonial
voices.
Does hope spring eternal in the human breast? Not in Robin Anne
Reids feminist reading of Sheri S. Teppers trilogies, books she feels advocate
reform at the most basic level: the human genetic code. Where are Arthur C.
Clarkes Overlords or Octavia Butlers Oankali when we need them? Speaking
of Butler, at the other pole, Oscar De Los Santos looks for iconic deliverance
from among the ruins of The Parable of the Sower and David Brins The
Postman. Salvation through the Earthseed philosophy and the Postal Service is
not as farfetched as it might sound: hang on to the Not-Yet with the help of
positive icons and you just might have a chance.
The last trio of chapters merge utopian thinking and action in the
dynamic processes of reader response. Tamara Wilson presents us with a kind
of ethnography of a class of students struggling with Teppers The Gate to
Womens Country. Her essay is at once personal and academic as it recounts
how she and her students tried to come to terms with the horrors of the postnuclear environment in which the ruling women must wrestle with the most
fundamental ethical question that any leaders can face: how many sins must we
commit in order to guarantee happiness for the greatest number? Teaching
utopian literature often poses such challenges because students are often deeply
moved or troubled by what they read. Is this not the goal of teaching a genre the
essence of which is thinking out of the conventional box? Teppers novel is one
of three prominent examples of separatist feminist utopias from the 1980s
(Pamela Sargents The Shore of Women and Joan Slonczewskis A Door Into
Ocean are the others), and we are glad to have one of them explored in this
volume.
Sharon Stevensons postmodern reading of three women novelists
treats their versions of impending dystopia as calls to action. Have we reached
the point at which the human failings that plagued the world of Thomas More
have become so out of control that the utopian project must be a bastion of hope
and resistance? The final chapter is Kelly Searsmiths elegant recuperation of
romance tradition fantasy. When I began reading this chapter I wondered how it
could possibly make me rethink my assumptions about this genre, but soon I
found that my prejudices were unfounded and that even in unlikely places we
might find books that can inspire readers to consider mutual definitions of what
is sacred, what contested, what inert, and what taboo. Why that should have
come as a surprise to someone who has just coauthored a book on Pinocchio I
dont know, but it did. Searsmith gets to the heart of the power of art to permeate the consciousness.
Utopian writing is alive and well because it is important. It speaks
directly to readers who are seeking alternative visions of reality, new lenses with
which to focus an often blurry or dark world. It can also surprise readers who
didnt think they were looking for anything but entertainment. Whether it
comes from reading such books or from combating the day-to-day stresses of a

Not So Blind Hope

society that seems to so many people to have taken leave of its sensibilities,
everyone who has not bought into a packaged vision of reality faces (and Im
sure even they do in moments of doubt) some version of the problem that Kelly
Searsmith succinctly describes in the closing chapter: For Postmodern thinkers,
identity is not a coherent understanding of a whole, unique self that one works
toward; it is a negotiation of social constructs, a performance of social scripts, a
mediated and dynamic process of self-fashioning. Thomas More looked at his
world and found it wanting, but that was not necessarily at odds with his
Christianity, as much as it might have offended his Humanism. In our world
ideological certainties are more and more being packaged for us and fed to us
through nearly every avenue of cultural transmission. Some may find Jack
Zipess description of postmodern to be a little harsh, but the sentiment he
expresses is at the heart of much of contemporary utopian/dystopian thought:
Total control of our natural and induced desires seems to offer hope. So it is no surprise
to me to see totalizing tendencies in all aspects of society. The totalitarian nature of the
former communist states in Eastern Europe and the Far East were vapid in comparison
with the capitalist conglomerates that penetrate our lives constantly in the name of
globalization, (xixii)

His Holiness the Dalai Lama says much the same thing from a very different
perspective, but one that should resonate with anyone who has been paying
attention to the developing machine metaphor in this introduction, when he
writes, Modern industrial society often strikes me as being like a huge selfpropelled machine. Instead of human beings in charge, each individual is a tiny,
insignificant component with no choice but to move when the machine moves
(8). While individuals are being disempowered, humans as a species are more
powerful and dangerous than at any other moment in history. Weno matter
who we includeshave the power to end the world; the future is literally in
our (or someones) hands. Can we avoid the abyss of destruction, escape the
cogs of the machine, maintain hope and look not to a GRIM future but a bright
one? That is the question that in one way or another inheres in every chapter in
this volume. Think about the various barriers to utopia that I have presented as
you read this comment from the Dalai Lama: we need to take others feelings
into consideration, the basis for which is our inner capacity for empathy. And as
we transform this capacity into love and compassion, through guarding against
those factors that obstruct compassion and cultivating those conducive to it, so
our practice of ethics improves (77). Can we imagine a utopia that is not
informed by ethical behavior? Are not compassion and empathy the bulwarks
against dystopia? Exactly where does each of us want to live today and
tomorrow? In a lyrical explanation of Ernst Bloch, Carl Freedman writes,
Utopia is the homeland where no one has ever been but where alone we are
authentically at home (65). We hope you are at home as you read these
fourteen authentic contributions to utopian thinking.

10

The Utopian Fantastic

REFERENCES
Aeschylus. Prometheus Bound. Trans. David Grene. The Complete Greek Tragedies,
Vol. I. New York: Modern Library, 1942.
Arena. Star Trek. Created by Gene Roddenberry. Dir. Joseph Pevney. Episode
19.1967. Hollywood: Paramount Home Video, c1978.
Bloch, Ernst. A Philosophy of the Future. Trans. John Cumming. New York: Herder &
Herder, 1970.
Burwell, Jennifer, and Nancy Johnston, eds. A Dialog on SF and Utopian Fiction,
between Nalo Hopkinson and lisabeth Vonarburg. Foundation. 30.81
(Spring 2001): 4047.
Dalai Lama (His Holiness). Ethics for the New Millennium. New York: Riverhead Books,
1999.
Discover Dialog: Physicist Neil Gershfeld. Discover January 2003: 14.
Freedman, Carl. Critical Theory and Science Fiction. Hanover, NH: Wesleyan
University Press, 2000.
Gandhi, Leela. Postcolonial Theory: A Critical Introduction. New York: Columbia
University Press, 1998.
Hassan, Ihab. Pluralism in Postmodern Perspective. Exploring Postmodernism: Selected
Papers Presented at a Workshop in Postmodernism at the XIth Annual
Comparative Literature Congress, Paris, 2024 August 1985. Ed. Matei
Calinescu and Douwe Fokkema.
Amsterdam and Philadelphia: John
Benjamins, 1987.
Kincaid, Paul. What Do We Do When We Read Science Fiction? Foundation. 29.78
(Spring 2000): 7282.
Levitas, Ruth. The Concept of Utopia. Syracuse, NY: Syracuse University Press, 1990.
More, Thomas. Utopia: A New Translation, Backgrounds, Criticism. Ed. and Translator
Robert M. Adams. New York: W. W. Norton, 1975.
Parrinder, Patrick, ed. Learning from Other Worlds: Estrangement, Cognition, and the
Politics of Science Fiction and Utopia. Durham, NC: Duke University Press,
2000.
Philips, Michael, ed. Philosophy and Science Fiction. Buffalo, NY: Prometheus Books,
1984.
Sargent, Lyman Tower. Utopia and the Late Twentieth Century: A View from North
America. Utopia: The Search for the Ideal Society in the Western World. Ed.
Roland Schaer, Gregory Claeys, and Lyman Tower Sargent. New York:
Oxford University Press, 2000. 333345.
Yeats, William Butler. Lapis Lazuli. The Collected Poems of William Butler Yeats:
Definitive Edition with the Authors Final Revisions. 1950. New York:
Macmillan, 1966: 291293.
Zipes, Jack. Sticks and Stones: The Troublesome Success of Childrens Literature from
Slovenly Peter to Harry Potter. New York: Routledge, 2001.

2
Dark Shadows and Bright Lights:
Generators and Maintainers of Utopias and
Dystopias
Roger C. Schlobin
The search for the sources of utopias and dystopiastheir generators and
maintainersrequires a consideration of others suggestions before arriving at
perhaps a simpler distillation of their bright and dark hearts. However, before
preceding even to that, it is important to observe that utopia is, almost certainly,
fantasy in its conception and realization, and dystopia science fiction, horror, or
reality in its. Richard Gerber, in Utopian Fantasy, observes that utopian
creations tend to be fantastic because their civilizations are so unheard of that
they cannot be placed anywhere on earth without being wildly incongruous;
while, as soon as placed among the stars or in the future, they become even
more fantastic, because they are out of our reach of knowledge (86). While
Brian Attebery disagrees and contends that utopias attempt to show how
mankind could satisfy all needs, whereas fantasy, as Tolkien says, exists not to
satisfy desire but to awaken it (8), the failures of real-world utopias, such as the
Ephrata Community, New Harmony, Brook Farm, and Oneida Community, and
the minor successes of religious communal societies, such as the Hutterites, do
seem to indicate that ideal worlds remain beyond human reach and, at their
essence, are fantasy, whether they pursue Isaac Asimovs opposing Foundations
or Stephen R. Donaldsons freedom from despite. Of course, in heroic fantasy,
the seductively languorous pleasant place is anathema to the hero (Schlobin,
Locus passim). Dystopia, the nightmare to utopias daydream, is very real and
constitutes mimetic literature, especially since the Holocaust.
For their inspirations, it seems appropriate to begin with someone like
H. G. Wells. He observed that Throughout the ages the utopias reflect the
anxieties and the discontents amidst which they were produced. They are, so to
speak, shadows of light thrown by darkness (119). Paul Ricoeur echoes Wells
and suggests that at a time when everything is blocked by systems which have
failed but which cannot be beaten . . . utopia is our resource. It may be an
escape, but it is also the arm of critique. It may be that particular times call for

12

The Utopian Fantastic

utopias (300). Beatriz de Alba-Kochs examination of utopian novels in

nineteenth-century Mexico builds on Ricoeurs unspecified systems to assert
that, during the Mexican civil strife from 1857 to 1871, many Mexicans felt
that their society was blocked and in need of utopias (17).
Given this discontent, emphasized in dystopias and alleviated in
utopias, it becomes difficult to specify the exact nature of inspiration, but there
are numerous attempts. Tom Moylan, drawing heavily on the theories of Ernst
Bloch, suggests utopias are expressions of unfulfilled desire resisting the
limitations of the present system and breaking beyond with figures of hope not
yet realized in our everyday lives (Locus 165). This type of conflict has long
been outlined by the Marxist dialectic, but that has not prevented some from
trying to reinvent it under different titles and descriptions. Lyman Tower
Sargent asserts that dystopias, while not being anti-utopias, do recall a pleasant,
contrastive past (138). Moylan outlines further resurrections of thesis-antithesis
from Seren Baggeson and Hoda Zaki (Global 186). Christian Marouby calls
these the paradigmatic oppositions that distinguish savagery from civility
(150), such as order/disorder; hierarchy/anarchy; teleological/repetitive time;
accumulation/consumption, etc. (150). For Frederic Jameson, utopia is a
symptom and reflex of historical change and a reaction to culture (Progress
149). Of course, the penultimate example of antithetical extremes existing
simultaneously is C. S. Lewiss The Great Divorce (1945) although Hell is
hardly a dystopia in Judeo-Christian thought. In The Great Divorce, the
condemned and the saved occupy the same space with vastly different comfort
levels.
Another approach is that the ideological and the utopian are
inextricably intertwined as in Samuel Delanys Triton (1976) and Star Trek
(Golumbia 91). Frederic Jameson more emphatically asserts the ideological
purpose of science in utopias (Seeds 77), an observation supported by N.I.C.E.
and its head in C. S. Lewiss That Hideous Strength (1945) and numerous
other works.
In the postmodern and poststructural world, there is considerable
support and discussion of utopianism as a rebellion against elemental and
ideological tyrannies of gender and color with their socially oppressive
languages and symbols (Ketterer 97, Guerin 199). For example, Hlne
Cixouss Le Nom dOedipo. Chant du corps interdit (1978The Name of
Oedipus. Song of the Forbidden Body) and Christina Wolfs retelling of the
Cassandra myth, Kassandra (1983) both describe intelligent and sensible
women who come into conflict with social norms and taboos so intensely that
they are rendered mute (Brgmann 41). Sally Gearhearts The Wanderground
(1978) describes a female utopia arising when the earth finally said no to
mens exploitation, viciousness (Fitting 103), and law, which parallels J. S.
Bradfords much earlier Even a Worm (1936), in which the animal kingdom
raises up against all of humanity. Elizabeth Mahoney explains how women
challenge gender-inherited power and culture-specific power in Margaret
Atwoods The Handmaids Tale (1985) and Vlady Kociancichs The Last Days
of William Shakespeare (1990), respectively (2930), just as Christine BrookeRoses Out (1964) creates a world in which the Coloured are masters. While

Dark Shadows and Bright Lights

13

these examples may seem negative or exclusionary, that doesnt mean that
postmodernists reject utopia. Tobin Siebers is much less specific about the
utopian goals of this era but that doesnt blunt the desire: Postmodernists, then,
are utopian not because they do not know what they want. They are utopian
because they know they want something else (3). Further, Wilfred Guerin, in
exploring psychoanalytical feminism, observes, French feminists who follow
Lacan, particularly Hlne Cixous, propose a utopian place, a primeval female
place which is free of symbolic order, sex roles, otherness, and the Law of the
Father and in which the self is still [?] with what Cixous calls the Voice of the
Mother. This place, with its Voice, is the source of all feminine power, Cixous
contends; to gain access to it is to find a source of immeasurable feminine
power (204).
For David Ketterer, American society was a hoped-for utopia that has,
disappointingly, violated expectations and become a dystopia (23, 94); the
penultimate example of this is Nathaniel Hawthornes Young Goodman
Brown. Ketterer indicates that this explains the messianic impulse, the search
for a panacea, in Kurt Vonneguts novels, especially in Cats Cradle (1963)
(296), and Robert A. Heinleins Stranger in a Strange Land (1961). This
disillusionment with the American dream may also explain why an increasing
number of negative novels and films are set in California. Interestingly, Roger
Zelazny deconstructs this messiah or superman in Lord of Light (1967) with his
reluctant and quickly departed protagonist, Sam. Zelazny, also, demonstrates the
perils of world making in both Isle of the Dead (1969) and the Amber series
(19701991). Arthur C. Clarke demonstrates the irony of saviors in Childhoods
End (1953). One of the more whimsical of utopian heroes is the dragon in Eden
Phillpottss The Lavender Dragon (1923). He steals peasants away to his own
antifeudalism village where they prosper, become self-sufficient, and ultimately
mourn when he, much in the manner of Beowulf, dies slaying an evil dragon
that threatens them. Not being an American might explain why J.R.R. Tolkien
never gets interested in messiahs at all, preferring that a gardener and an
obsessed outcast destroy Saurons potential dystopia.
In William Gibsons cyberpunk trilogyNeuromancer (1984), Count
Zero (1986), and Mona Lisa Overdrive (1988)the dystopian control is
supplied by international corporations and criminal organizations. They contend
with utopian revolutionaries for control of an information matrix that is the key
to economic and social control (Moylan, Global 187).
Another way that dystopia is inspired is through greed and its resultant
dehumanization. Harold Nicolson, in a contemporary review of Nineteen
Eighty-Four (1949), indicates dystopia is quick to follow those who allow their
humanistic heritage to be submerged in a flood of Materialism (Meyers 257).
Christian Marouby explains that only by perceiving themselves as the
deliverers of order to savages could the Europeans justify colonialism (150
152), yet another way one persons utopia is anothers dystopia. Interestingly,
one of the contemporary reviews of Nineteen Eighty-Four, Frederic Warburg,
inadvertently stressed this when he observed that one of Orwells failures was
that he nowhere indicates the way in which man, English man, becomes bereft
of his humanity (Meyers 247, Warburgs stress).

14

The Utopian Fantastic

Patrick Parrinder explores a body of work that develops physical

beauty through eugenics as the utopian goal and inspiration (1), seemingly
indicating that ugliness is dystopian.
Finally, the dystopian can be self-inflicted, as King Haggard and
Mommy Fortuna prove in Peter S. Beagles The Last Unicorn (1968) or as
numerous malcontents demonstrate in John Brunners Traveler in Black short
series (1971).
To summarize from this perhaps selective survey, dystopias and utopias
certainly pervade everywhere and can be produced by the following: reactions
to anxieties and discontent, suffering and pain, blocked and failed social
systems, tyrannical languages and symbols, oppression of gender and color,
dehumanization, loss of the American dream, science and machines,
materialism, antithetical cultures, ideologies, and colonialism. They can also be
produced by natural historical conflict and by the pursuit of human autonomy,
change, control of information, and beauty. Finally, they can be self-inflicted or
self-generated.
However, none of these eighteen seem to cut to the seminal impulse.
Eric S. Rabkin comes close when he suggests, using Ayn Rands Anthem (1946)
as an illustration, that the death of I is central to dystopia (5). The logical
assumption would be that the life of I, then, is central to utopias. Thus, all
dystopias struggle with a paradox: individuality is messy, inefficient, harmful
to others, and often just as harmful and distressing to it possessor. Freedom is
necessary for individuality. Making man into a happy machine, however, robs
life of its sense of meaning. Freedom blights happiness for many people, but
insured happiness for the greatest number can only be achieved by abolishing
freedom (Hume 111). This explains why the majority of the characters in the
television series The Prisoner (19671968) are happy in the Village, their gilded
cage, which appears to them to be utopia but is actually dystopia.
Certainly, individuality, whether exalted or thwarted, is central to both
utopias and dystopias. As a result, both deal with personal and collective history
in different ways. Marouby says that It is a well known characteristic of
[seventeenth- and eighteenth-century] classical utopia that it has no history. A
static society artificially created once and for all in its perfect state, and for this
very reason impervious to change, utopia is fundamentally ahistorical (159).
However, if utopias are visionary, his conclusion does not extend to nineteenthand twentieth-century examples. Of course, an immediate example of a
dystopia attempting to control the individual by controlling history, and
eliminating the past, is George Orwells Nineteen Eighty-Four and its doublespeak. In contrast, and as further support for a utopian awareness of history,
Peter Fitting argues for self-awareness and for utopian visions as a mobilizing
imagery in the struggle for a more human world because they help us to
articulate exactly what we are struggling for and what we understand by a
qualitatively different society (101). Jack Zipes adds action to the mix when he
indicates the fairy tale has always projected the possibility for human
autonomy and eros and proposed means to alter the world (3). Finally, and if
only for comic relief, Kurt Vonnegut, in Player Piano, provides a definition of
self-realization and utopia as myopic as anyones. As Finnerty watches the

Dark Shadows and Bright Lights

15

aftermath of the luddites abortive rebellion against all machines, including their
foolish destruction of even the bakery and the sewage plant, he observes, If
only it werent for the goddamned people . . . always getting tangled up in the
machinery. If it werent for them, earth would be an engineers paradise (313).
The final clue for the actual essence of the utopian/dystopian is
provided by Thomas P. Dunn and Richard D. Erlich. They observe that human
triumph is not a foregone conclusion in
recent dystopias and in novels, films, and stories with strong dystopian elements. In such
works, the hive or machine or hive-machine becomes an important feature or the major
setting for the work. The hive or machine is the essential condition of human life. To
resist the hive or machine is to rebel against the entire social system, and, as often as not,
the protagonist is crushed, destroyed, or rendered trivial. In such worlds, the hive or
machine becomes the symbol for the things in human life that can render us helpless,
insignificant unhuman. This, we believe, is why so many recent dystopian or generally
pessimistic works stress images of containment and restricted movement, and why
allusions to insect societies are so frequent. And this, we believe, is why so many recent
works, dystopian and pessimistic, have a central theme in which the protagonist is
imprisoned, or bound, or allowed to walk free only on the condition of perpetual
surveillance or control. We find literal binding of the protagonist, or strong capture- and
containment-imagery, in every major work we have looked at (49).

There are those who believe such inescapable entombment, like Room
101 in the Ministry of Love in Nineteen Eighty-Four or the dentists chair at the
end of the film Brazil (1985), is the archetypal human phobia. It is not. Loss of
control is (which demonstrates that dystopia is a subset of horrorcf. Schlobin,
Children). Thus, utopias will always celebrate the power of individual will,
and dystopias will negate it. Their appeals, then, are sharing the wish fulfillments of the enfranchised and empathizing with the nightmares of the disenfranchised, respectively. Their inspirations are not the eighteen narrower ones
listed earlier, although they all point to variations of this essential characteristic.
Rather, in utopias, the inspirations are the perceived needs to exercise the will in
the reverie of the ideal world to escape or create in and, in dystopias, to mourn
or satirize the impotency of the will to free itself from the dark world.

REFERENCES
Alba-Koch, Beatriz de. The Dialogues of Utopia, Dystopia and Arcadia: Political
Struggle and Utopian Novels in Nineteenth-Century Mexico. Utopian
Studies: Journal of the Society for Utopian Studies 8.1 (1997): 2030.
Attebery, Brian. Fantasy as an Anti-Utopian Mode. Reflections on the Fantastic:
Selected Essays from the Fourth International Conference on the Fantastic in
the Arts. Ed. Michael R. Collings. Westport, CT: Greenwood, 1986.
Brgmann, Margret. Critical Resistance or Utopia? Questioning the Use of Mythical
Protagonists to Explore Feminine Identity. Whos Afraid of Femininity?
Questions of Identity. Ed. Margret Brgmann et al. Amsterdam and Atlanta:
Rodopi, 1993. 3142.
Dunn, Thomas P., and Richard D. Erlich. A Vision of Utopia: Beehives and
Mechanization. JGE: The Journal of General Education 33.1 (1981): 4557.
Fitting, Peter. For Men Only: A Guide to Reading Single-Sex Worlds. Womens
Studies 14.2 (1987): 101117.

16

The Utopian Fantastic

Gerber, Richard. Utopian Fantasy: A Study of English Utopian Fiction Since the End of
the Nineteenth Century. 1955. New York: McGraw-Hill, 1973.
Golumbia, David. Black and White World: Race, Ideology, and Utopia in Triton and
Star Trek. Cultural Critique Winter 1995-96: 7595.
Guerin, Wilfred L., et al. A Handbook of Critical Approaches to Literature. 4th ed. New
York and Oxford: Oxford University Press, 1999.
Hume, Kathryn. Fantasy and Mimesis: Responses to Reality in Western Literature. New
York and London: Methuen, 1984.
Jameson, Frederic. Progress Versus Utopia: or, Can We Imagine the Future. Science
Fiction Studies 9.2 (1982): 147158.
. The Seeds of Time. New York: Columbia University Press, 1994.
Ketterer, David. New Worlds for Old: The Apocalyptic Imagination, Science Fiction, and
American Literature. Garden City, NY: Anchor/ Doubleday, 1974.
Mahoney, Elizabeth. Writing So to Speak: The Feminist Utopia. Image and Power:
Women in Fiction in the Twentieth Century. Ed. Sarah Sceats and Gail
Cunningham. London and New York: Longman, 1996. 2940.
Marouby, Christian. Utopian Colonialism. North Dakota Quarterly. 56.3 (1988): 148
160.
Meyers, Jeffrey, ed. George Orwell: The Critical Heritage. London and Boston:
Routledge & Kegan Paul, 1975.
Moylan, Tom. Global Economy, Local Texts: Utopian/Dystopian Tension in William
Gibsons Cyberpunk Trology. Minnesota Review 4344 (1995): 182197.
. The Locus of Hope: Utopia Versus Ideology. Science-Fiction Studies 9.2
(1982): 159166.
Parrinder, Patrick. Eugenics and Utopia: Sexual Selection from Galton to Morris.
Utopian Studies: Journal of the Society for Utopian Studies 8.2 (1997): 112.
Rabkin, Eric S. Atavism and Utopia. No Place Else: Explorations in Utopian and
Dystopian Fiction. Ed. Eric S. Rabkin, Martin H. Greenberg, and Joseph D.
Olander. Carbondale and Edwardsville: Southern Illinois University Press,
1983. 110.
Radway, Janice A. Reading the Romance: Women, Patriarchy and Popular Literature.
London: Verso, 1987.
Ricoeur, Paul. Lectures on Ideology and Utopia. Ed. George Taylor. New York:
Columbia University Press, 1986.
Sargent, Lyman Tower. UtopiaThe Problem of Definition. Extrapolation 16.2
(1975): 137148.
Schlobin, Roger C. Children of a Darker God: A Taxonomy of Deep Horror Fiction and
Film and Their Mass Appeals. Journal of the Fantastic in the Arts, 1, No. 1
(1988): 2550.
. The Locus Amoenus and the Fantasy Quest. Kansas Quarterly 16.3 (1984):
2933.
Siebers, Tobin. Introduction. Heterotopia: Postmodern Utopia and the Body Politic.
Ed. Tobin Siebers. Ann Arbor: University of Michigan Press, 1994. 138.
Vonnegut, Kurt, Jr.. Player Piano. 1953. New York: Avon, 1970.
Wells, H. G. Utopia. [1939]. Science-Fiction Studies 9.2 (1982): 117121.
Zipes, Jack. Recent Trends in the Contemporary American Fairy Tale. Functions of the
Fantastic: Selected Essays from the Thirteenth International Conference on the
Fantastic in the Arts. Ed. Joe Sanders. Westport, CT: Greenwood, 1995, 117.

3
Mapping Utopia: Spatial and Temporal Sites
of Meaning
John C. Hawley
In classic imaginings of places that are pointedly Not Here (Mores Utopia
itself, Swifts Gullivers Travels, Butlers Erewhon, Hiltons Lost Horizon,
Hudsons Green Mansions, Barries Peter Pan) one could argue that such sites
are proposed specifically to provide a unique angle of vision on the society
against which they are placed: their rules for living are offered as implied
commentary on the (less acceptable) rules of the authors home land. In such
worlds, the critique frequently enough casts the real world as a dystopia, one
that may or may not be open to improvement. A softer version of the critique
might be seen in works such as Thoreaus Walden, Adamss Watership Down,
and St. Augustines The City of God, with their implied suggestion that this
better world may, in some sense, be already present in front of our faces, had we
but eyes to see. The fault is in ourselves, so the message goes, and we are
offered hope that we may gain new eyes through a new way of seeing and, of
course, of being.
An observation that links these two spatial envisionings of utopia
would be that the effect that visiting such a place on the protagonist is, itself, of
major interest to the authors. More often than not, one returns a changed
individual, in some sense a better person but less able to accommodate oneself
to the world others consider ordinary; such afflicted individuals are consequently less acceptable to those who never left home. It is a reversal of the
worldly adage, How ya gonna keep em down on the farm, after theyve seen
Paree?: after Swifts protagonist visits the Houyhnhnms, the farm (or the
stable, at least) doesnt look bad at all.
In various other utopian journeys, though, the trip is as much temporal
as it may be spatial. If I may be permitted a neologism, we might more suitably
describe this literature as uchronian rather than utopian. Think, for example,
of Wellss The Time Machine, Asimovs I, Robot, Clarkes Childhoods End,
Bellamys Looking Backward, Woolfs Orlando, various Kurt Vonnegut novels,
innumerable Star Trek episodes. Some novels, like Rider Haggards She,

18

The Utopian Fantastic

combine the spatial and temporal defamiliarization apparently to transgress the

rules of both (only to fall back into a rather stodgy late Victorian sense of the
dangers of a woman not knowing her place): Ayesha (she who must be
obeyed) significantly claims that [her] empire is of the imagination (175). It
is interesting to observe that the temporal fantasies are arguably, as often as not,
dystopic as they look to the future; they are immobilizing as they look to the
past, since one dare not disturb the time lineeverything connects, everything
depends, and in these stories the ethical demands of assassinating a Hitler
usually get portrayed much like the hubris of a Faust or a Dr. Frankenstein. The
reader learns that the devil one knows may be preferable to the one our
intervention could release.
In fact, for all the reforming impulse that one expects in utopian
writing, at its heart is often conservative, sometimes paranoid, sometimes a selfindulgent whistling past the graveyard. In some cases, like Baums The Wizard
of Oz, we may be asked to conclude rather comfortingly that theres no place
like homeand that, for all its fantastic amusement, those strange places that
divert us for awhile are really the things of children, phases that one must pass
through before seriously grappling with the nitty gritty responsibilities of
adulthoodand grimly accepting that Kansas is as good as its going to get.
On the other hand, a less conservative view shapes stories like Blishs
A Case of Conscience, where it is the very foreignness of the other that frees
the reader to reimagine his or her own world with fresh eyes that may require a
new ethics to cope with responsibilities that are discernible only from far, far
away. Many of these more exploratory utopian books seem reminiscent of
Tennysons account of an aging Ulysses, home at last from Troy but restless,
finally leaving the rule to his son Telemachus so that he, aging though he may
be, may strike out to the territory ahead, the new frontier. In an optimism that
seeks, perhaps, to shout down the terrors of secularization, the loss of a sacred
canopy, the rationalization of an empty universe, these works show the
essentially romantic underpinnings of both utopias and dystopiasthe hope
(sometimes disguised as a fear) that there may be some other time and place,
accessible to few of us, of course, but perhaps available to the individual
reading the book. The unrealistic, even self-indulgent nature of this imagining
of the enterprise perhaps provides the underpinning for Judith Shklars sad
observation that utopia and utopian have mostly come to designate projects that
are not just fantasies but also ones that will end in ruin (41).
And this connects us to the analysis Huntington brings to H. G. Wells.
After discussing the mirror relations between utopian and dystopian writing,
Huntington defines anti-utopian fiction, by which he means
a type of skeptical imagining that is opposed to the consistencies of utopia-dystopia. If
the utopian-dystopian form tends to construct single, fool-proof structures which solve
social dilemmas, the anti-utopian form discovers problems, raises questions, and doubts. .
. . .It is a mode of relentless inquisition, of restless skeptical exploration of the very
articles of faith on which utopias themselves are built. . . . .It is not an attack on reality
but a criticism of human desire and expectation. . . .It enjoys the construction of
imaginary community, but it does not succumb to the satisfactions of solutions. By the
same mechanism the anti-utopia can acknowledge virtues in dystopia even while
denouncing it. At the core of the anti-utopia is, not simply an ideal or a nightmare, but an

Mapping Utopia

19

awareness of conflict, of deeply opposed values that pure utopia and dystopia tend to
override. If utopia seeks imaginative solutions, anti-utopia goes beyond to return to the
powerful and disturbing ambivalences that come from perceiving simultaneous yet
conflicting goods. (Huntington 14243)

Thus, Huntingtons usage of the term (and my own) are not to be confused with
Krishan Kumars, which seems roughly to equate it to dystopian writing (Kumar
99130).
Without detailing Huntingtons reading of Wellss career, which, in
brief, he describes as a movement from anti-utopian imaginings to utopian
prophetic ones (143)in other words, as an increasingly conservative
movementI wish to refer to his study principally for this insight into the antiutopian. Though Huntington does not seem to make the connection between
this and postmodernism, they share in common a distrust of endings or of
systems; this goes far in explaining some recent science fiction and fantasy that
raise more questions than they answer. In Wellss case, his late fiction loses
some of its power because, in trying to become engaged with the problems of
the world and therefore trying to offer solutions in his later utopian novels and
stories, he is too aware of discrepancies in the world to propose convincing
(utopian) solutions. As Huntington notes, a writer less attuned to the antiutopian ironies of the world might succeed better at ignoring them (147). But,
grasping at straws to force a solution, the late Wells (as in When the Sleeper
Wakes) sometimes prefers the unambiguous horror of dystopia which, [he]
implies, might be transformed to utopia (148).
Huntington observes that this dilemma is the same for many utopian
writers:
the deep structural contradictions cannot be mediated. Either, as in the case of
Zamyatins We, we commit ourselves to an infinitely dialectical anti-utopianism, or, as in
the case of Orwells Nineteen Eighty-Four or, in a different spirit, Bradburys Fahrenheit
451 or Huxleys Brave New World, we quash ironic conflict and replace the puzzle with
a single-valued structure, either dystopian or utopian. (148)

In short, Huntington notes that anti-utopia, which resists the wiles of both utopia
and, ironically, dystopia, is an unsettling mixture of yearning and skepticism
(149).
But there is another way of viewing this dynamic, as posed by the
philosopher Paul Ricoeur. In his Lectures on Ideology and Utopia he joins
together much of what Huntington criticizes in utopian and dystopian literature
and calls it ideologythe drive toward integration, system, institution, dogma.
Utopia, on the other hand, is the constant ideal, that toward which we are
directed but which we never fully attain (xxi). It functions to expose the gap
between the authoritys claim for and the citizenrys beliefs in any system of
legitimacy (xxii).
On the other hand, according to Ricoeur utopian writing has a darker
side as well, because it can regress into the completely unrealizable and
become fancy, madness, or escape:
Here utopia eliminates questions about the transmission between the present and the
utopian future; it offers no assistance in determining or in proceeding on the difficult path

20

The Utopian Fantastic

of action. Further, utopia is escapist not only as to the means of its achievement, but as to
the ends to be achieved. In utopia no goals conflict; all ends are compatible. (xxii)

This escape from consequences, Ricoeur calls the magic of thought. He

therefore pushes for the ethical component possible in utopian writing, noting
that we must try to cure the illnesses of utopias by what is wholesome in
ideology . . . and try to cure the rigidity, the petrification, of ideologies by the
utopian element (xxiii).
However, lest Ricoeur suffer criticism from such as Huntington for
being nave, we should note his emphasis on the process, on the conflict of
interpretations, on the paradigm shifts involved in conflicting metaphors for the
ever-newly-coming-into-being of truth (xxix). As he writes, we wager on a
certain set of values and then try to be consistent with them; verification is
therefore a question of our whole life. No one can escape this (xxiii).
I will conclude with a brief example from two recent books that
illustrate aspects of the two structures I have alluded to in this paper. One is
Ken Grimwoods 1986 temporal utopia, Replay; the other is Mary Doria
Russells spatial dystopia, The Sparrow (1996). Russell tells the story of a
combined scientific and missionary journey gone very bad. Only one explorer
returns to earth, the Jesuit priest Emilio Sandoz. When he had been introduced,
finally, to a leader of Rakhat (the target planet) his life had apparently suddenly
come into a meaningful focus. Here is his reaction:
And then, suddenly, everything made sense to him, and the joy of the moment took his
breath away. He had been brought here, step by step, to meet this man: Hlavin Kitheri, a
poetperhaps even a prophetwho of all his kind might know the God whom Emilio
Sandoz served. It was a moment of redemption so profound he almost wept, ashamed
that his faith had been so badly eroded by the inchoate fear and the isolation. He tried to
pull himself together, wishing hed been stronger, more durable, a better instrument for
his Gods design. And yet he felt purified somehow, stripped of all other purpose.
(Russell 390)

But the encounter turns violent. The priest is continuously raped.

Hlavin Kitheri then writes poetry rapturously describing the experience. Sandoz
suddenly realizes that it was just such poetry, now revealed as pornography, that
had reminded his fellow priests of religious music and had lured him to the
planet in the first place. In short, his hermeneutical structure, his controlling
metaphor, his paradigm of meaning, has been eviscerated. One might say he is
experiencing the open-endedness that Huntington describes as anti-utopia, or the
conflict of interpretations that Ricoeur posits as the dynamic for an engaged
ethics that is both meaningful and non-ideological. But the others around him,
and one suspects the author and most readers, as well, insist on bringing closure
(and meaning) to the experience. His religious superiors remark:
Hes the genuine article . . . He is still held fast in the formless stone, but hes closer
to God right now than I have ever been in my whole life. (400)
Emilio is not despicable. But God didnt rape him, even if thats how Emilio
understands it now. He sat back in the bench and stared at the ancient olive trees
defining the edge of the garden. Theres an old Jewish story that says in the beginning
God was everywhere and everything, a totality. But to make creation, God had to remove

Mapping Utopia

21

Himself from some part of the universe, so something besides Himself could exist. So he
breathed in, and in the places where God withdrew, there creation exists. (401)

Even as they recognize that he is in process (held fast in the formless stone)
they insist on stepping outside that process themselves and finding a false stasis
that seems utopian in the extreme. I dont even have the courage to envy him
(400), one priest remarks, failing to acknowledge that his own situation, in stark
existential terms, is not that different from his rape victims: both are still
engaged, and can determine meaning for that process only in a never-to-beachieved retrospect.
Ken Grimwoods novel, on the other hand, seems tailor-made as a
parable of utopian possibilities that are open-ended, but it issues forth into a
rather remarkably ambiguous (postmodern) conclusion. The protagonist, Jeffrey
Winston, dies in 1998 but suddenly finds his consciousness back in his 1963
body and circumstances. He brings with him all his knowledge of what is now
the future, and he makes choices accordinglymaking spectacularly successful
bets on the World Series and the stock market. Then he dies again in 1988, and
is reborn a bit later than the first time. This happens again and again, with the
time before death shortening with each replay. And in each life he makes new
choices, finally meeting a woman in similar replaying circumstances. A
unique love affair ensues (over several half-lifetimes). Finally they both
approach what appears to be their final death, but their ordinary lives
surprisingly resume and continue forward from 1988.
Comparisons might be made to Bierces story, An Occurrence at Owl
Creek Bridge, and the films Groundhog Day (1993), Forever Young (1992),
Sliding Doors (1998), and others. But the most telling comparison, perhaps,
might be with the recent film Pleasantville (1998), where the people in black
and gray in 1958 are portrayed as neo-fascist in their commitment to a nonchangist view of history, emphasizing continuity. When they once take a
chance, express an uncomfortable emotion, do something out of character, they
suddenly take on a bit of color. But their lives, of course, become less
predictable, and more dangerous. Along similar lines, and sounding much like
Paul Ricoeur, Replays protagonist concludes as his life moves into 1989 and
beyond:
Each lifetime had been different, as each choice is always different, unpredictable in its
outcome or effect. Yet those choices had to be made. . . . And yet, he mused, the years
themselves would all be fresh and new [now], an ever-changing panoply of unforeseen
events and sensations that had been denied him until now. New films and plays, new
technology developments, new musicChrist, how he yearned to hear a song, any song,
that he had never heard before! The unfathomable cycle in which he and Pamela had
been caught had proved to be a form of confinement, not release. . . . Now everything
was different. This wasnt next time, and there would be no more of that; there was
only this time, this sole finite time of whose direction and outcome Jeff knew absolutely
nothing. He would not waste, or take for granted, a single moment of it. . .The
possibilities, Jeff knew, were endless. (Grimwood 309310)

This very didactic conclusion may be typical of utopian literature. Perhaps the
ending could even be confused with that of The Wizard of Ozbut the focus is

22

The Utopian Fantastic

not on home but on movement in time. The joy Jeff experiences is not
because he has found security: in fact, with the irony typical of anti-utopian
writing, he senses the energy and rectitude of the fact that, even though the
possibilities are endless, he is not.
Even this bittersweet sense of an ending cannot long dwell in the
imaginative invention of that apparent closure. The hand of the clock moves
beyond the moment of imaginative surety, and the actual life remains openended. This is the sort of contemporary writing that acknowledges, with a
hopeful brio, the deconstructive turn of postmodernism. The trick is to avoid
paralysis. Between the presently unrealizable and the impossible in principle
lies an intermediary margin (301), in Ricoeurs analysis, and it is on that
intermediary border that we must tentatively enter utopian thinking. Rather than
attempt to step outside time or space we must let ourselves be drawn into the
circleand then, in a mystical logic that utopias would applaud, he adds that
we must try to make the circle a spiral (312).

REFERENCES
Baum, L. Frank. The Wonderful Wizard of Oz. Chicago: Rand McNally, 1976. [1900].
Forever Young. Dir. Steve Miner. Warner, 1992.
Grimwood, Ken. Replay. New York: Quill (William Morrow), 1988. [1986].
Groundhog Day. Dir. Harold Ramis. Columbia, 1993.
Haggard, H. Rider. She. Oxford: Oxford University Press, 1991. [1887].
Huntington, John. The Logic of Fantasy: H .G. Wells and Science Fiction. New York:
Columbia University Press, 1982.
Kumar, Krishan. Utopia and Anti-Utopia in Modern Times. Oxford: Basil Blackwell,
1987.
Pleasantville. Dir. Gary Ross. New Line Cinema, 1998.
Ricoeur, Paul. Lectures on Ideology and Utopia. Ed. George H. Taylor. New York:
Columbia University Press, 1986.
Russell, Mary Doria. The Sparrow. New York: Villard, 1996.
Shklar, Judith N. What Is the Use of Utopia? in Siebers: 4057.
Siebers, Tobin, ed. Heterotopia: Postmodernism Utopia and the Body Politic. Ann
Arbor: University of Michigan Press, 1994.
Sliding Doors. Dir. Peter Howitt. United International, 1998.

4
We Are Marching to Utopia: Kurt Vonneguts
Player Piano
Donald E. Morse
I like Utopian talk, speculation about what our planet should be, anger
about what our planet is.
Kurt Vonnegut

Kurt Vonneguts Player Piano (1952) falls within one of the longest and strongest
suits in twentieth-century science fiction. From H. G. Wells to Samuel Delany,
science fiction is full of utopias, dystopias, ambiguous Utopias, and heterotopias (Attebery 5).1 As Kermit Vanderbilt observes, Player Piano is
astonishing for the richness of utopian and dystopian matter in this first major
outing of the writer who would soon own the best utopian imagination in
American literature since World War Two (139140).2
In Player Piano, the world, having passed through the First Revolution
where machines took over mans manual labor and the Second Revolution where
machines took over all human routine work, is now about to undergo a Third
Revolution where machines will do all the thinking. The huge computer, EPICAC
XIVthe one the president of the United States with not the slightest trace of
irony refers to as the greatest individual in historysits in the Carlsbad Caverns
in New Mexico determining all of the countrys needs from the number of
refrigerators to be manufactured this month, to the kinds of books people should
read, to the types of educational degrees universities may offer.3 Vonnegut used as
his model for the all-wise, all-powerful machine the first digital computer, the
Electronic Numerical Integrator and Calculator or ENIAC. Developed at the
University of Pennsylvanias Moore School of Electrical Engineering from a
proposal by John Presper Eckert and John W. Mauchly and weighing in at thirty
tons with eighteen thousand vacuum tubes, the first public demonstration of
ENIAC occurred on February 14, 1946. It was followed by a series of lectures at a
conference in Philadelphia in the summer of 1946, which led in turn to the
widespread adoption of stored-program which eventuated in the modern
electronic computer. Only a few short years later, Vonnegut extrapolates from
these events to create EPICAC XIV. In Player Piano the United States has

24

The Utopian Fantastic

become a planned society run by corporations for profit.4 But this governing by
computer results predictably in an increasingly sterile American societya
society with no real place or need for humans. As Norbert Wiener, who is often
referred to as the father of cybernetics, caustically observed in his popular book,
Cybernetics, or, Control and Communication in the Animal and the Machine, the
average human being of mediocre attainments or less has nothing to sell that it is
worth anyones money to buy (quoted in Kenner 163).5 In Player Piano, a
discerning visitor from another culture, the Shah of Bratbuhr, the spiritual leader
of six million people, correctly identifies all the citizens of this new ideal United
States as takaru or slaves.
The power and wealth of the United States, which grew through the
nineteenth and twentieth centuries in large measure thanks to an amazing outburst
of creative technology and invention, remain almost synonymous with the
machine. The machine may take the form of the car that provides the famous
American mobility while contributing heavily to American personal isolation. Or
it may take the form of the telegraph/telephone, or more recently, the net that
tied the country together through instant communications. Or it may be the various
electronic media machines (radio, movies, and television) that shifted the
emphasis from news to instant event. Or it may be any of the vast array of technics
that transformed agriculture into agribusiness, the company into the multinational
corporation, or the sleepy stock market into that behemoth of arbitrage, leveraged
buy-out, and institutional investment of the new turn of the century. Lewis
Mumford as early as 1934 maintained in his prescient study, Technics and
Civilization, that:
Mechanization and regimentation are not new phenomena in history: what is new is the
fact that these functions have been projected and embodied in organized forms which
dominate every aspect of our existence. Other civilizations reached a high degree of
technical proficiency without apparently, being profoundly influenced by methods and
aims of technics. (4)

In the United States of Player Piano and especially in Vonneguts Ilium, where
Paul Proteus tries but does not really succeed in becoming his own person, a free
man remains squarely within and controlled by a society dominated by such
technics. The novel thus satirizes both the over-dependence on technology and
the over-reliance on the expertise of technocrats. Sheppeard contends that
because technology is inextricable from twentieth-century mans life and has
profoundly changed him, Vonnegut cannot reflect upon contemporary mans
metaphysical anguish without also commenting upon his technology (Kurt
Vonnegut 15). But the reverse may be even truer in that Vonnegut cannot reflect
upon the role of technology in the twentieth century without also reflecting on
human metaphysical anguish, especially as exemplified in Paul Proteus.
Proteuss flailing about, trying to be at home in Homestead, buying a
farm that he cannot run, and attempting to be the Messiah of the saboteurs all
reflect his blind desire to become a conscious being, to become fully human. The
corporation, on the other hand, wants him to be its ideal managerbright, but
completely within the corporate mold. His wife, in her turn, wants him to be her
ideal husbandloving but totally dedicated to succeeding in the corporation. The
revolutionary Ghost Shirts want him to be their ideal leaderfamous, but

Marching to Utopia

25

selflessly dedicated to their cause. None of thesethe corporation, his wife, the
Ghost Shirtswants him simply to be or to be for himself alone. Needless to say,
no one ever asks what he wants. The wonder is that he does not become like his
fellow workers: alcoholics, dropouts, or flunkiesthe hollow shells of wasted
men. When the corporation or his wife is not using Paul, then the revolutionaries
are. The latter write letters in his name, issue manifestoes he does not know if he
agrees or disagrees with, and act generally as if he were their Messiaha role he
definitely does not wish to play. If he does not really know what he wants to be or
become, Paul at least knows that he does not want to be a lone human manager
overseeing machines.
Vonneguts book is a plea for human beings to be what they are able to
be best: humanwhich is frail and strong, thickheaded and intelligent, cruel and
kind, failing and succeeding hating and loving. This belief in the humanness of
human beings will become a constant in all of Vonneguts later novels and stories.
It is also his warning against that ancient human desire for perfection, especially
perfection in society that all too often, as in this novel, leads simply to sterility.
Aldous Huxley, similarly worried, chose for the epigraph to Brave New World a
telling quotation from Nicolas Berdiaeffs Slavery and Freedom: Les utopies
apparaissent comme bien plus ralisables quon ne le croyait aurefois. Et nous
nous trouvons actuellement devant une question bien autrement agoissante:
Comment viter leur ralisation dfinitive? (Huxley 5). (Utopias appear far more
realizable than we had formerly believed. And now we find ourselves facing a
question equally painful in a new kind of way: How to avoid their actual
realization? My translation.)6
In Player Piano, the corporation, working to establish its notion of utopia
here on earth, actively opposes any belief in the importance of variety in humans
and their experience. All in the name of making everything as easy as possible for
everyone and granting everyone a far greater degree of certainty than is usually
possible in a nonplanned, unregulated, free society. The good life in Player Piano
will be achieved thanks to the corporation responsible for running everything in
Ilium that demands in return complete loyalty and service. Such loyalty and
service are, however, not just expected, they are required. Vonnegut satirizes the
kind of husband-wife working relationships that may and often do result from
such expectations in the meaningless conversations which take place daily
between Paul and Anita. Proteus proves the upwardly mobile, aspiring young
husband, while his wife, AnitaIliums Lady of the Manor (12)dutifully
spends all her time and energy plotting ways to boost him up the corporate ladder.
Vonneguts sharp satiric eye neatly skewers his target as Anita dresses Paul for
success by buying him clothing identical with that of those who appear just a bit
higher up the ladder. She then coaches him on how to behave at meetings, how to
deliver speeches effectively, and how to conduct himself on various social
occasions. Anita and Pauls juvenile relationship reflects the price of the certitude
promised by an EPICAC XIVrun society.
The theologian Paul Tillich observed that men will quickly commit
themselves to any cause that promises certainty in their existence (307). The allknowing computer in Player Piano not only promises but delivers such certainty
but at some cost. The Shah several times points to an obvious cost when he
equates American society with the noxious materialism suggested by the

26

The Utopian Fantastic

nephews name . . . Khashdrahr (cash drawer) Miasma (Sheppeard, Signposts

1819). Another but not quite so apparent cost of this utopia lies in what is absent
from the world of Player Piano and what is often overlooked in creating such a
good life in a perfect world. The noted Irish writer Francis Stuart pinpointed this
lack when we wrote, Where everything is seen as making life easier for all, there
is no room for grief, pain and doubt, in which are the roots of a thriving organic
consciousness (19). Stuarts prescription holds true for individuals but it also
proves important for fiction. As Kevin Alexander Boon emphasizes, Vonneguts
fiction [especially in Player Piano] points to the confluent boundary between the
morbid and the sublime where humor and grief are inevitably conflated (111n86).
In extrapolating from the present to create his future utopian society,
Vonnegut includes a satiric, highly amused look at the mores of the corporate
world as he had observed them while working for the General Electric Company.
One of his prime satiric targetson which he scored a direct hitwas the North
Woods summer festival where General Electric executives had to go and play the
silly games described in hilarious detail in Player Piano (see especially 181194).
The island was shut down after the book came out (A Talk 113), Vonnegut
boasts in various interviews. So, you cant say that my writing hasnt made any
contribution to Western civilization (Two Conversations 199).7
Juxtaposed to the corporate world in Player Piano lies Homestead, where
ex-workers and those with minimal jobs live and where revolt may be incipient
but life itself is as dead as it is at the top of the corporate organization chart.8 Here
there is no dignity in labor, no virtue in an honest days wages, no reward for
exceeding expectations. Instead, people realize that the corporate world wishes to
use their labor as cheaply as possible and will replace them with more reliable
machines whenever and wherever possible, not stopping to count or even
acknowledge the human cost of those dismissed, fired, or forced to quit. This point
becomes clear early in the novel when Bud Calhoun is fired because he had
invented a machine to replace himself and so made himself redundant (6265).
Much of Vonneguts theme of the exploitation of human workers and of machines
that make people redundant leaving behind a pile of human rubble with little or
nothing to do appears familiar from some nineteenth- and many twentieth-century
British and American writers. John Ruskin, Thomas Hardy, D. H. Lawrence, E.
M. Forster, and J.R.R. Tolkien, and American writers from Mark Twain through
the muckrakers and afterall attacked the human waste caused by technology and
Big Business. Like the best of these writers, Vonnegut goes beyond speculation
and, like most of them, describes both the atmosphere of the corporation and the
ethos and values it promulgated based upon careful observation. It was a genuine
concern that drove me to write my first book, he claims (Two Conversations
4).
While working at General Electric, he recalls
One day I came across an engineer who had developed a milling machine that could be run
by punch cards. Now at the time, milling machine operators were among the best paid
machinists in the world, and yet this damned machine was able to do as good a job as most
of the machinists ever could. I looked around, then, and found looms and spinning machines
and a number of textile devices all being run the same way and, well, the implications were
sensational. (Two Conversations 200; compare Wampeters, Foma & Granfalloons 261)

Marching to Utopia

27

These sensational implications are realized in Player Piano as this future

electronically run society places the good of the corporation and the full
employment of machines ahead of human needs and desires, including the human
necessity for meaningful work. [T]he only safeguard of order and discipline in
the modern world is a standardized worker with interchangeable parts. That
would solve the entire problem of management, says The President in The
Madwoman of Chaillot by Jean Giraudoux (17)a sentiment echoed and reechoed throughout this novel. In The Sirens of Titan (1959) Vonnegut explores
this issue further through the ultimate machine-run civilization of Tralfamadore
whose people originally made machines in order to free human beings from work:
This left the creatures free to serve higher purposes. But whenever they found a higher
purpose, the purpose still wasnt high enough.
So machines were made to serve higher purposes, too.
And the machines did everything so expertly that they were finally given the job
of finding out what the highest purpose of the creatures [humans] could be.
The machines reported in all honesty that the creatures couldnt really be said to
have any purpose at all.
The creatures thereupon began slaying each other. . . . And they discovered that
they werent even very good at slaying. So they turned that job over to the machines, too.
And the machines finished up the job in less time than it takes to say, Tralfamadore.
(274275)

As Zoltn Abdi-Nagy notes, Tralfamadore turns out to be a dehumanized

planet with a machine civilization: what they can teach man is that man should
not learn from them (Ironic Historicism 87).
Against nineteenth-century popular belief, Ralph Waldo Emerson
vigorously and correctly maintained that society never advances (279), yet there
are always those, such as the twentieth-century behavioral psychologist B. F.
Skinner, who promised societal advancement in return for merely surrendering
unwanted human dignity and unneeded individual freedoms. As the Shah of
Bratpuhr keenly observes in Player Piano, surrendering such freedoms in the
name of progress or comfort or efficiency reduces people from their once proud
status as free citizens in a democracy to takaru, or slaves. But those who believe
and belong to the Skinnerian utopia, Walden Two (1948), entertain no nonsense
about democracy. This is a totally planned society, structured so that a selfperpetuating elite shapes to their specifications the inhabitants of the world they
control (Elliott 150), and those inhabitants should be grateful.
John Pierce invented an excellent term for this kind of thinking. He
called it the hubris of altruism; that is, the blind pride in seemingly
benevolent ideals, which must be imposed on humanity for its own good
(168). From a wealth of historical examples of this kind of Utopia Pierce selects
John Calvins Geneva and Pol Pots Democratic Kampuchea as two places
where the practical consequences of the hubris of altruism were much in
evidence. It is important, Pierce adds, to remember that both might still be
regarded as noble ideas had they not succeeded so thoroughly (168). Hence the
imposition of Skinnerian values and techniques on a population essentially not
consulted either about the values themselves or about participating in such a
noble experiment. Had they been so consulted, there might have appeared that
lone individual or even a group who like Bartleby would prefer not to

28

The Utopian Fantastic

participate in the noble experiment. It is against this kind of planned society

dedicated to a certain set of values, however benign or well meaning, that antiutopian literature, such as Player Piano is often written. Vonnegut, in contrast to
Skinner but much like Emerson, remains a nonbeliever when it comes to societal
progress or the necessity for controlling society.
If Vonnegut continues very much aware of the almost absolute
centrality of machines for late twentieth-century American society, he also
insists on their right use. In his view, machines are both a proper and a necessary
subject for the contemporary American writer. Machinery is important. We
must write about it, he affirmed in one of many interviews (Kurt Vonnegut,
Jr. 157). But Vonneguts point in Player Piano so familiar from American
history, philosophy, theology, politics, and literature is that machines and
technology are or should be the means by which humans gainnot losetheir
freedom. Machines are not now nor should they ever become simply ends in
themselves. Ralph Barton Perry argued that even ideas and skills do not suffice
unless they are linked with the purposes for which they are used, or the feelings
which give them value. He continues, It is necessary, furthermore, that these
purposes and feelings should be shared, in order that they may afford a basis of
reciprocal action. When thus socialized and charged with emotion, durable ideas
constitute the essence of culture and of civilization (Perry 27). Machines,
therefore, do not need to be preserved from dissolution; only their essential
formulas and aptitudes should be remembered, in order to be re-embodied in
new machines (Perry 27). Not any specific machine itself then but the idea of
that machine should remain paramount. At the end of Player Piano, for instance,
bitter irony resides in Bud Calhouns immediate repairing of the orange soda
machine. Those repairs, made as the revolution has barely concluded, become
Vonneguts sharply etched image of the failure of this individual and all like him
to distinguish between the means and ends for which this machine and every
machine were invented. He is about to do himself out of a job once more by
preserving this specific machine rather than internalizing his knowledge of it. Bud
has become a true takaru or the slave of the machine. As such, he exemplifies
Lewis Mumfords contention that Europe and America became unlike other
cultures that had machines; but. . . did not develop the machine. It remained for
the peoples of Western Europe to carry the physical sciences and the exact arts to a
point no other culture had reached, and to adapt the whole mode of life to the pace
and capacities of the machine (4). In Ilium this process reached its zenith in the
machine-run society.
The novels title, Player Piano, derives appropriately from a machine,
the player piano, invented in the nineteenth century and perfected in the twentieth.
The late Tony Tanner most succinctly summarized the ominous quality of this
symbol for the novel. A piano player is a man consciously using a machine to
produce aesthetically pleasing patterns of his own making. A player piano is a
machine which has been programmed to produce music on its own, thus making
the human presence redundant (182). In an early chapter of the novel someone
observes that watching them keys go up and down . . . [y]ou can almost see a
ghost sitting there playing his heart out (28). David Hughes, in developing the
player piano as an ideal image and symbol for Vonneguts satire, discovered that
the heart of a player piano, the perforated music sheet, was invented in 1842 . . .

Marching to Utopia

29

and by about 1890 it was brought to perfection in the United States. He concludes
that this image affords Vonnegut the blend he wants of nostalgia, technical
proficiency, and corporealization of the spiritual world (114n20). This blend will
reappear even more poignantly in Galpagos (1985) when Zenji Hiroguchi
programs Mandrax, the super computer, to reproduce the intricacies of ikebana,
the Japanese art of flower arranging which his wife, Hisako, teaches. Hisako loses
not only her pride but also her very reason for existence. Her self-respect has
been severely crippled by the discovery that a little black box could not only teach
what she taught, but could do so in a thousand different tongues . . . ikebana turned
out to be as easily codified as the practice of modern medicine (6869).
Vonnegut thus makes crucial to Galpagos his argument and its consequences
about the uselessness of human beings first outlined in Player Piano and which
later became central to several short stories as well as God Bless You, Mr.
Rosewater (see especially 2122).
The Shah in Player Piano wishes to pose a simple question to the giant
computer, What people are for? (277). What indeed are humans for if machines
can duplicate not only their music and work, but also their arts and sports?
(Galpagos 71). This question haunts all of Vonneguts fiction from Player Piano
to Timequake (1997). But for Vonnegut there is no going back on technology,
unless nature itself, deciding it has had enough of human destruction should enter
the picture as it does in Galpagos. In Player Piano, perhaps more acutely than
elsewhere in Vonneguts fiction, this issue of the right role of machines and their
right relation to people illustrates the difficulty American society has often shown
in identifying clearly right means to achieve good ends. Player Piano as a midcentury anti-utopia illustrates, albeit negatively, the right role of technology and
machinery within the goals and values of human civilization while at the same
time arguing passionately for the sacredness of human beings.
Robert Elliott contends that after World War II, the Bomb, and the
holocaust we will never again be able to create imaginative Utopias with the easy
confidence of the nineteenth century; the terror to which the eschatological vision
applied to human affairs has led in our time forecloses that possibility (101). Yet
at the end of the twentieth century the American public and its leaders still fall
prey to imagining that society or its organization can be perfected. Many still
believe naively in that recurring human delusion called progress. [T]he dystopia
in Player Piano looks much more ominous to us in the 1990s than the ones in
Huxley and Orwell (Rampton 2425).
In the last half of the twentieth as in the first years of the new twenty-first
century American society appears dominated by the multinational corporation,
the only social unit of which our age is capable (Giraudoux) and clearly needs to
heed the warning imbedded in Player Pianos extrapolation from current trends
and values. Not to do so may well mean being condemned to live in a city much
like Vonneguts Iliumsomething that appears an all-too-real prospect for
millions of Americans. Player Piano thus remains Vonneguts plea for bringing
into being an American society composed of individuals who have discovered
shared purposes and feelings, who distinguish clearly between means and ends,
who affirm the truth that American culture is neither true nor utopian but partial
and imperfect. Above all, this society must be run not by corporations or by
machines but by and for free citizens.9 These themes emerge again and again in

30

The Utopian Fantastic

Vonneguts later novels and stories as they will preoccupy Vonnegut for the rest
of his writing career.

NOTES
1. Krishan Kumar maintains that utopias are in decline in the twentieth century,
but as Barbara Goodwin points out he does this only by discounting a healthy number of
recent science fiction and feminist utopias (786). Vonneguts book is one of dozens within
the science fiction and/or fantastic mode.
2. Vanderbilt lists the typical elements of a utopian novelall, of which, he
claims, are present in Player Piano. The new post-industrial civilization will be,
customarily, a socialistic commonwealth of rational men and women, with wisely planned
urban communities, maximum individual freedom, socially oriented education, material
abundance (with wise conservation of natural resources), non-alienating and noncompetitive day labor and professional life, self-transcending leisure time for recreation and
the arts, effortless virtue, dynamic social stability, permanent peace, and gratifying love
(140).
3. The computers name, EPICAC, is awfully close to Ipecac, the childrens
medicine used to induce vomiting, as several commentators have noted.
4. Vonneguts economics in Player Piano are intriguing. He postulates private
socialism where the corporations, not needing to compete because of being monopolies,
nevertheless are government regulated. Although there are no taxes on things, there is a
heavy tax on machine labor.
5. Vonnegut was well aware of Wieners work borrowing his first name for the
crass medical genius, Dr. Norbert Frankenstein in his play Fortitude (Wampeters, Foma
& Granfalloons 4364) and quoting from his work both in interviews and in Player Piano
(13). Hughes believes that Vonnegut appears indebted not to Wieners 1948 monograph
Cybernetics, but to its popularization, The Human Use of Human Beings (Cambridge, MA:
Riverside Press, 1950). The latter was revised and toned down in the second edition (1954)
after Player Piano was published. No mere catalog of borrowings can reveal Vonneguts
assimilation of the 1950 edition. (113n4).
6. Vonnegut borrowed the familiar utopian plot from Aldous Huxleys Brave
New World (1932), as Huxley, Vonnegut claims, had in his turn ripped [it] from Eugene
Zamiatins We (1923) (Wampeters, Foma & Granfalloons 261). The publishing history of
Player Piano reflects Vonneguts fortunes as an author since of the original hardcover
edition less than a third of its first printing of 7600 copies was purchased (and most of
these, Vonnegut insists, in Schenectady). The next year, however, the Doubleday Book
Club prepared a cheap edition of 15,000 copies, which sold very quickly to its subscribers; a
second printing of 5000 [sic] was soon ordered. And in 1954 came the books greatest
success. . . .. Outfitted with a luridly futuristic cover and retitled Utopia-14, the Bantam
paperback [. . . ] hit the stands in numbers exceeding 248,000 (Klinkowitz 40).
7. Vonnegut was chosen Man of the Year on the 25th anniversary of the GE
Alumni Association which is composed of people like himself who worked for GE then
went on to other professions (Vonnegut, Skull Session 247). Paul Keating, Lamps for a
Brighter America (New York: McGraw Hill, 1954) claims that General Electrics
Association Island, the model for Vonneguts The Meadows, was used extensively between
1910 and 1930 but by the 1950s was no longer in use (see Hughes 110). Whatever the
historical facts, Vonneguts satire on corporate culture and its excesses succeeds admirably.
8. While there is no evidence Vonnegut is echoing Emily Dickinson in using
Homestead ironically as the name for a lost Eden, their use is strikingly similar:
The Bible is an antique Volume
Written by faded Men
At the suggestion of Holy Spectres
Subjects--Bethlehem

Marching to Utopia

31

Eden--the ancient Homestead

(1545, ll 15)

9. Yet, as his introduction to Slaughterhouse-Five some fifteen years after Player

Piano makes abundantly clear, Vonnegut cannot be overly optimistic about the prospects
for American society and culture. I crossed the Delaware River where George Washington
had crossed it . . . went to the New York Worlds Fair, saw what the past had been like,
according to the Ford Motor Car Company and Walt Disney, saw what the future would be
like, according to General Motors (18).

REFERENCES
Abdi-Nagy, Zoltn. Ironic Historicism in the American Novel of the Sixties. John
OHara Journal 5.1&2: 8389.
Allen, William Rodney. Conversations with Kurt Vonnegut. Jackson, MS: University
Press of Mississippi, 1981.
Attebery, Brian. Fantasy as an Anti-Utopian Mode. Reflections on the Fantastic. Ed.
Michael Collings. Westport, CT: Greenwood Press, 1986. 3-8.
Boon, Kevin Alexander. Chaos Theory and the Interpretation of Literary Texts: The Case
of Kurt Vonnegut. Lewiston, NY: Mellen Press, 1997.
Dickinson, Emily. The Bible is an antique Volume. The Poems of Emily Dickinson.
Ed. Thomas H. Johnson. Vol. 1-3. Cambridge MA: Harvard University Press,
1958. 1: 10651067.
Elliott, Robert C. The Shape of Utopia: Studies in a Literary Genre. Chicago: University
of Chicago Press, 1970.
Emerson, Ralph Waldo. Self-Reliance. Ralph Waldo Emerson: Essays & Lectures.
New York: Library of America, 1983. 257282.
Giraudoux, Jean. The Madwoman of Chaillot. Trans. Maurice Valency. In Jean
Giraudoux: Four Plays, Adapted, and with an Introduction by Maurice Valency.
New York: Hill and Wang, 1958.
Goodwin, Barbara. The Perfect and the Perfected. Review of Krishan Kumar, Utopia
and Anti-Utopia in Modern Times n.d. Oxford: Blackwell. Times Literary
Supplement. 24 July 1987: 786.
Hughes, David Y. The Ghost in the Machine: The Theme of Player Piano. America as
Utopia. Ed. Kenneth M. Roemer. New York: Burt Franklin, 1981. 10814.
Huxley, Aldous. Brave New World. 1932. Harmondsworth, Middlesex, UK: Penguin,
1955.
Kenner, Hugh. Dublins Joyce. Bloomington, IN: Indiana University Press, 1956.
Klinkowitz, Jerome. Kurt Vonnegut. New York: Methuen, 1982.
Mumford, Lewis. Technics and Civilization. New York: Harcourt, Brace, 1934.
Perry, Ralph Barton. Puritanism and Democracy. New York: Harper, 1944.
Pierce, John J. Foundations of Science Fiction: A Study in Imagination and Evolution.
Westport, CT: Greenwood Press, 1987.
Rampton, David. Into the Secret Chamber: Art and the Artist in Kurt Vonneguts
Bluebeard. Critique. 35 (1993): 1626.
Sheppeard, Sallye J. Kurt Vonnegut and the Myth of Scientific Progress. Journal of the
American Studies Association of Texas 16 (1985): 1419.
. Signposts in a Chaotic World: Naming Devices in Kurt Vonneguts Dresden
Books. The McNeese Review 312 (1986): 1422.
Skinner, B. F. Walden Two. New York: Macmillan, 1948.
Stuart, Francis. The Abandoned Snail Shell. Dublin: The Raven Arts Press, 1987.
Tanner, Tony. City of Words: American Fiction, 1950-1970. New York: Harper & Row,
1971.

32

The Utopian Fantastic

Tillich, Paul. Critique and Justification of Utopia. Utopias and Utopian Thought. Ed.
Frank Manuel. Boston: Houghton Mifflin, 1966. 296309.
Vanderbilt, Kermit. Kurt Vonneguts American Nightmares and Utopias. The Utopian
Vision: Seven Essays on the Quincentenniel of Sir Thomas More. San Diego:
San Diego State University Press, 1983. 137173.
Vonnegut, Kurt. Galpagos. New York: Dell, 1985.
. God Bless You, Mr. Rosewater. 1965. New York: Dell, 1970.
. Palm Sunday: An Autobiographical Collage. 1981. New York: Dell, 1984.
. Player Piano. 1952. New York: Dell, 1980.
. The Sirens of Titan. New York: Dell, 1959.
. Slaughterhouse-Five. New York: Dell, 1969.
. Timequake. New York: Putnam, 1997.
. Wampeters, Foma & Granfalloons. New York: Delacorte Press, 1976.
. Kurt Vonnegut, Jr. Interview with John Casey and Joe David Bellamy. The
New Fiction: Interviews with Innovative American Writers. Ed. Joe David
Bellamy. Urbana: University of Illinois Press, 1974. 194207. Reprinted in
Allen. 15665.
. A Skull Session with Kurt Vonnegut. Interview with Hank Nuwer. South
Carolina Review. 19 (1987): 223. Reprinted in Allen. 240264.
. A Talk with Kurt Vonnegut, Jr. with Robert Scholes. The Vonnegut Statement,
ed. Jerome Klinkowitz and John Somer. New York: Dell Publishing, 1973. 90118. Reprinted in Allen. 111-32.
. Two Conversations with Kurt Vonnegut with Charlie Reilly, College
Literature. 7 (1980): 129. Reprinted in Allen. 196229.
Wiener, Norbert. Cybernetics, or the Control and Communications in the Animal and the
Machine. 1948. New York: MIT Press and Wiley, 1961.
. The Human Use of Human Beings. Cambridge, MA: Riverside Press, 1950.

5
David Mamets The Water Engine: The
Utopian Ideal as Social Control
Jeanne Beckwith
Although David Mamets 1977 play The Water Engine is not often produced, it
is one of his most penetrating and powerful theatrical works. It is also the only
work of Mamets that overtly incorporates elements of the fantastic and, indeed,
could be considered a form of science fiction. Perhaps not coincidentally, it is
also a play that heavily utilizes both unrealistic staging and unconventional
framing devices. The end result of this double layer of the fantastic is an
articulation of the human desire for a future full of hope and utopian promise
that is subverted by a terrifying stage representation of a civilization built on
chaos. In The Water Engine, the dream of utopia becomes a nightmare in which
all ideologies are only social constructs that serve the practical needs of the
system within which they function, in which both the idea of progress and the
possibility of utopia are used by those in power to disguise base motivations of
greed and self-promotion. In his presentation of a classic science-fictional
situationthe lone inventor and his marvelous machinein the form of nonrealistic theatre, Mamet challenges the audiences perceptions of linearity and
causality even as he exposes the rotten underside of a false utopia.
Framing devices in the real world are ways of establishing
parameters or boundaries for the action that is being played out. In his book
Frame Analysis, Erving Goffman contends that even the most ordinary everyday
activity is dependent on a closed, finite set of rules, the explications of which
provide a basis for understanding the whole of social life (57). When we know
the frame of a social encounter, we know how to act and react within the
rules that are inherent in the situation. At a funeral, we behave differently than
we do at a birthday party. On the stage, we understand the action because we
understand the frames of the social world portrayed and the theatrical frames
which form the conventions of the stage. Theatrical frames are the conditions of
theatrical action. They are usually the means by which we establish closure
the beginning, middle, and end of action by which the world of the play

34

The Utopian Fantastic

expresses itself. These frames can be as simple as the dimming of lights before
the program begins or the blackout at the end of a scene. Such conventions
result from the artists choice of what boundaries will divide the physical world
of the audience from the fictional world of the play. Frames also result from the
way that a character is presented either realistically or unrealistically. Dialogue
may be naturalistic or stylized. The means of conventional representation which
are employed are the means by which the playwright or director privileges the
audiences interpretation of what is valid experience in the theatrical world. The
way in which a theatrical event positions the audience forces that audience to
view the action through a certain frame, thus implicating the audience in a
certain kind of world for the duration of the performance.
Sociologist Lucien Goldmann defined the theatrical event as a means of
finding and imposing coherence upon the external world by expressing social
knowledge through a living narrative. Humans need such coherence in order to
give meaning to a random world which might otherwise drive them mad (112
116). In this sense, whatever their official designationcomedy, tragedy,
tragicomedyall stage plays are morality plays. The stories told on the stage or
in our fiction tell us who we are and what we desire to be at a particular point in
history. The ways in which we choose to tell those stories are just as revealing.
Each generation, each culture has its own styleits own set of conventions. Socalled avant-garde performances are often immediately rejected by the masses
for this very reason. Audiences are conditioned to see stage presentations framed
in particular ways and are resistant to seeing the possibilities for living inherent
in a play if its frames are not familiar. The audience brings with it the rules and
frameworks it uses to guide its understanding of the actual world. We have
rules about the way things should be, and this extends to our perception of the
way plays should be. Over time, if the artistic attempt defined as avant-garde
persists, it will become conventional. What may have once been hooted off
the stage becomes old school.
In The Water Engine, Mamet makes staging choices that tend to distort
the audiences frame of reference by disrupting the theatrical frame. Mamet
does not appear to be seeking to reassure his audience that the world is a
coherent place and humans have a significant role to play in it. Instead, the play
displays a world that is just the opposite: a world where the rules are skewed,
and humans are more likely to be victims rather than heroes. Mamet wants to
shake the audience up, but at the same time he does not want to lose them. He
has to tell a coherent enough story so that the audience will stay with the action,
but he also wants the audience to understand that coherence may sometimes be a
tool that those in power use to oppress those who are not. The story Mamet
presents to us in The Water Engine is all too coherent as it unfolds in a stage
world where convention gradually loses its ability to mask an unremitting
horror. The plays disrupted frame of action and identity assaults the invisible
world of assumed reality.
As he tells us this story, Mamet further undermines the audiences
expectation of a rational world through his reversal of a time-honored device
from popular genre science fiction. Like the theatre, science fiction novels,
stories, and films have evolved conventions and tropes which bind them to their
readers by framing universes which may be incredible but always maintain

The Water Engine

35

credibility, or at least familiarity. One of the most familiar of these conventions

is what critic John Clute has termed the edisonade, after the U.S. inventor
Thomas Edison. According to Clute, an edisonade describes any story which
features a young U.S. male inventor hero who uses his ingenuity to extricate
himself from tight spots and who, by so doing, saves himself from defeat and
corruption and his friends and neighbors from foreign oppressors (308). The
same audiences that are conditioned to expect certain ways of framing a drama
on the stage are also conditioned to expect the lone scientist to triumph over
defeat and corruption. But, as we shall see, Mamets U.S. male inventor
hero is utterly unable to do so.
Based upon the urban fantasy of an engine that would run on water but
is kept from us by the evil emperors of Detroita myth that seems to have more
truth than fantasy to it in the present timeThe Water Engine is set in 1934
during the Chicago Century of Progress Exposition. The action centers upon
Charles Lang, a young man with an invention. He has developed an engine
which literally runs on wateran engine which will put an end to factories as
we know them. His name, Lang, reminds us of Fritz Lang, the creator of the
1926 film Metropolis. Langs film was a vision of future possibility, but that
future world had a grim and terrifying side to it, and so does the world that this
Lang stumbles into. Charles Langs dream of a better future world is not
Metropolis. It is not a complicated vision at all. Like most of Mamets
characters, especially his good guys, Lang is not a very articulate man, as he
demonstrates when he grasps for a way to describe his invention and the world
he hopes to help create:
LANG: . . .What youre going to see is like a sailboat. My sister says. There are no more
factories. This engine. (Pause.) This engine, Mr. Gross, draws from the Earth. (22)

Langs vision of utopia is not complicated. He and his sister, Rita, share a vague
vision of a world where things are better. That is the promise of the water
enginea world that is better, a world of many cows and horses, with sunshine
and proper food and no cars making excessive noise (33). Both Lang and his
sister share a childlike idea of paradise down on the farm: a place where you
could raise dogs (24). To achieve paradise, Lang has gone to a patent law firm
to acquire a patent and share his knowledge with the world. However, the dark
figures Lang encounters at the law firm perceive his desire to benefit all of
humankind and create a world where things work as a threat to the really
important matters: profit, control, and power. Lang and his sister are aware that
there are dangers. Rita repeatedly warns her brother that he must watch these
people, but despite her warnings, Lang goes ahead and attempts to share his
device with the world. It is a matter of trust and belief. He believes in trust;
he believes in contracts. In his first encounter with Gross, the patent lawyer, he
tries to get the lawyer to enter into a formal bond with hima contract. Lang is
as yet unshaken in his belief that there should be protection in a persons word
and that there are rules of action. If a person follows these rules, everything will
be all right. Gross, the lawyer he is consulting, responds:

36

The Utopian Fantastic

GROSS: Fine. Well then, give me a dollar. (Pause. LANG hands GROSS a dollar.)
Thank you. Do you trust me now? (Pause.) And if you couldnt trust me what good
would your contract be? (14)

What Mamet demonstrates in his play is just what Gross is sayingthe rules are
ephemeral, and they will not protect you. The people to whom he has gone for
help will accuse him of theft, wreck his lab, and threaten his sister all to save
him from harm. What we believe must or should be so is often not real. People
are not what they seem. Langs failure initially to understand this results in the
loss of everything that he cares for and, ultimately, both his sisters and his own
life.
Correctly or not, Mamet is often called a naturalistic playwright, but
this play is not presented in a naturalistic or realistic style at all. Rather, the
characters and scenes are presented much like a morality play in the medieval
tradition. The characters in the play are representative rather than realistic.
Many of them are identified by their function or the character traits they
represent: Gross, Oberman, Radio Announcer, Worker, Soapbox Speaker, Knife
Grinder. Lang and his sister, while they have conventional names, are
representative characters themselves. They are all of us. Lang is a kind of
everyman, a less-than-ideal individual who nevertheless has an idea of what
utopia would bewhat a better world would look like. He longs for heaven
here on earth, but such a vision does not appeal to the darker forces in the play
whose primary questions are asked by a reappearing, anonymous Soapbox
Speaker: Where are the benefits? . . . wheres the wealth? (31). This character
and others in the play represent the power structure which would crumble under
Langs utopian vision. These characters speak quite glibly of utopian ideals, but
an ideal universe as Lang would define it is the farthest thing from their minds.
Also like a medieval morality play, the action of The Water Engine
moves constantly from locale to locale. To tell Langs story on the stage,
Mamet could have written a realistic, straightforward, well-made play.
Instead, what we see on the stage is a chaotic vision of a world that is only
marginally fending off collapse. The story of the young inventor, which is
presented in a straight-line action narrative, remains clear and coherent, but it is
framed by at least eight separate stage devices. By itself, each frame is fairly
conventional, but there is a continual shifting back and forth. Each of these
frames reflects upon the action in its own distinct way while, at the same time,
each frame redefines the other frames both individually and collectively. For
example, the play opens with all the cast members gathered around a
microphone singing the state song of Illinois when the announcers voice breaks
in and proudly welcomes us to the Century of Progress Exposition in Chicago.
The action moves immediately to Lang in his laboratory. He, too, believes in
progress as the product of perseverance and correct thinking and describes this
belief to the audience through an analogy to chemistry:
LANG: . . .We are made of molecules. We all are made of light. We are the world in
this respect. (11)

The Water Engine

37

Quickly, the action jumps, this time to the newspaper office of the Chicago
Daily News for about ten lines of seemingly unrelated dialogue about the
relationship of the government and the press. Now, a voiceover begins reading
aloud a chain letter which overlaps with a dialogue at the candy store between
Mr. Wallace and the boy Bernie about the way things are done. The chain letter
continues into the next scene in Grosss office (1213).
Although staying in a linear mode, with such rapid movements between
scenes Mamet escapes the constraints of simple real time narrative. He
emphasizes the individual unit of meaning depicted by each shift. It is not
narrative which dominates the play, but the reflexive quality of individual stage
moments as they create a sensual as well as intellectual impact on the spectator.
Such a strategy realizes the full potential of drama as both a poetic and a plastic
art form: a form that involves words spoken in time which must be experienced
in time, but a form which is also a sequence of visual and kinetic images, each
of which is a unit of meaning communicated through shape and color moving in
space. To achieve a shift in perception, Mamet uses a kind of simultaneous
staging technique. There is rarely only a single line of action going on at any
given time. Instead there are layers of separate activities. The sequencing of
events from one beat to the next or from one scene to the next is not as
important as the way in which each unit of action, each image, each voice either
refers to previous units or anticipates stage moments and events to come.
Individual units become completely meaningful only as we are able to think of
them in reference to the entire play as a unified experience. Not only do
individual beats, images, and scenes comment back and forth on one another,
but within any given scene, there are always at least two, and sometimes more,
simultaneous lines of action going on. The separate lines of action serve to
explicate, justify, undermine, mystify, or contradict one another in a complex
process which continually forces the audiences active involvement in the
action. They must not only continually struggle to figure out what is coming;
they must also make an effort to figure out exactly what has just been. It is a
multiple framing technique that works to achieve this effect.
From the very start of the action, the frames are disruptive. The first
frame of the play the audience encounters is that it is presented as a radio play.
However, it is not a real radio play. It is a stage play about a radio play. It is
meant to be done on a stage and presented to a theatre audiencesort of. In an
introductory note to the play, Mamet tells the actors and directors that they
should feel free to use this staging device as much or as little as they wish.
(5) He goes on to describe performances of the play where the action went back
and forth between being done as a radio drama and being done as a traditional
realistic play with a resulting third reality, a scenic truth. . . . (5) So, we have a
frame which is not a frame, not a clear boundary.
The chain letter is a second framing device. Throughout the play there
is a voice-over reading out the contents of a chain letterof a very long chain
letter which seems at times to be nothing more than a conventional chain letter
that anyone might receive and probably has received. There will be great
rewards if you follow the directions; there will be trouble if you do not. It refers
to great men such as Sanford White and Charles Lindbergh who broke the chain
with disastrous results. The letter presents a prevailing point of view found in

38

The Utopian Fantastic

much of Mamets work. People want to believe in magic; they want to believe
that there are ways to control fate. If one doesnt break the chain, if one keeps
faith, success is possible. The chain letter says that human beings can make
things right, but the rules to be followed are part of an overall fantastic vision of
fate. At certain points in the action, the letter overlaps with the action of the
play and comments upon Langs situation. As Rita and Lang discuss their fears
about Gross and his associates, and the radio announcer wishes the audience a
pleasant evening, the chain letter speaks of a world where humans are saved
from demons and fears by the watchmen of the modern order. We are
characters within a dream of industry. Within a dream of toil.(24). The chain
letter is the agent of commerce, of industry and order. It orders the reader to
send a dollar to the name at the top of the list in order to salvage a desperate life
in need of some kind of magic intervention. Otherwise the world presents little
in the way of utopian possibility.
A third element framing the action is the Century of Progress
Exposition itself and, specifically, the Hall of Science. Shaping this frame are
several voices: the announcer who is part of the radio play, a lecturer who
seems to be the voice of science, and a kind of carnival barker from the
Exposition with the main function of seducing visitors into embracing the
promise of science. His ironic pronouncements about the utopian world that lies
ahead in the twentieth century serve to illuminate the dystopic realities of the
world we actually inhabit.
BARKER:. . . . Science, yes, the greatest force for Good and Evil we possess. The
Concrete Poetry of Humankind. Our thoughts, our dreams, our aspirations rendered into
practical and useful forms. Our science is our self. (47)

In addition to these three voices defining the Century of Progress, there

are other anonymous voices that interrupt the flow of action and jar the audience
with new pieces of the puzzle that is this play. It is sometimes difficult to
identify the space these voices inhabit. Yet, each time they speak, they
comment upon or undercut the action that is underway. Throughout the play,
there are these momentary interruptions by characters that never appear again.
When Gross introduces Lang to Oberman, another instrument of the dark world
of commerce and power, he urges Oberman to take good care of the young
scientist. Oberman, of course, smiles and agrees. At that point the Knife
Grinder walks past singing, Knives to grind. Ive got your knives to grind
(28). His song fades beneath the ensuing dialogue where Oberman begins the
process of intimidation and betrayal that will end in Langs death. Interjections
such as this occur throughout the play and comprise a separate powerful framing
device.
A fifth frame is the elevator Lang rides early in each act. The people
who ride the elevator with him carry on conversations which seem to be
unrelated to Langs situation but oddly reflect both the action passing and the
action to come. Early in the play, just after Lang has first contacted the patent
lawyer, Gross, two women discuss a rumor that Lindbergh had been allowed
into Hauptmanns cell before he was executed (17). At the end of the second
act, Lang angrily accuses Oberman and Gross of wrecking his lab. They in turn
threaten to bring suit against him for stealing materials from his employer (38).

The Water Engine

39

As the second act begins, Lang is riding down in the elevator. A man and a
woman coming down with him are discussing whether humans could die of
loneliness. The man is sure that there must be a disease involved, but she has
read it somewhere (40). Lang is certainly all alone in this world. When the
elevator stops, two cops attempt to arrest him. Once again, Mamet uses a
theatrical device to undercut the audiences sense of what is the reality of the
play, to articulate an oblique sense of something strange and menacing that
surrounds even the most banal of our encounters in the world.
A sixth frame is that of a political rally that is going on in the park
called Bughouse Square where hecklers, bums, watchers, soapbox speakers,
Lang, and the patent lawyer, Gross, speak at the same time, undercutting or
underlining what each has said while at the same time creating a sense of
surrounding chaos (2627). They cannot hear one another; they cannot
communicate. Yet, to the audience, the message is one of threat and impending
doom: Patriotism serves the cause of death. The Bum knows what the speaker
means. Pomp-filled ceremonies support the torture of the ages. Gross manipulates. Lang worries. The audience worries as well, and the Watcher sends the
speaker back to Russia.
Yet another layer of framing action revolves around a newspaper
reporter named Murray. Lang contacts him to expose what Gross and Oberman
are trying to do to him. Murray is supposedly the guardian of the truth, but
Murray is a man who writes to the numbers. He needs two hundred words? He
comes up with two hundred words (54). Lang contacts Murray to tell him about
his water engine. Reluctantly, Murray agrees to meet him at the Zoo. When
Lang does not show for their meeting, he hops on the next available story which
he calls in to the paper. His offhand use of newspaper shorthand to give the
facts underscores the dreadful ending of the story that only the audience knows:
MURRAY: . . .The mutilated bodies of a man and woman were discovered in the early
morning hours on a stretch of industrial lake frontage five miles north of Waukegan
today, period. The man and woman both were white and in their early thirties, period.
The cause of death in both cases appears to have been drowning, comma, but both
bodies bear signs of quite extensive injury, period. (58)

An eighth frame of action is an ongoing dialogue between a little boy

named Bernie and Mr. Wallace, or Pop, at the candy store. Lang has helped
Bernie with his science projects, and both are friends of Langs and when he is
in trouble with the cops in the second act, they help him escape. Bernie and Pop
represent innocence and navet in the world. Pop is a believer in utopian
dreams. He is excited about the Exposition. Some of the things there, I cannot
believe what theyve got in the Future (19). For Pop, the future is a real and
tangible place where things like rocket ships already exist. Bernie keeps trying
to tell him that they exist already even in 1934, but Pop believes wholeheartedly
in the myth of Progress. Early in the play, he urges Lang to go to the
Expositionto the future, but Lang has gone last year. Pop agrees that the
Future was better last year. There is an oddness in the dialogue. It isnt clear
whether Pop is referring the Exposition or to the future itself. Is there a limit on
the number of times you can visit the future? Or can the future be better this

40

The Utopian Fantastic

year than it was last year? Or will it be worse?

The final moments of the play juxtapose three framesPop and Bernie,
the Barker at the Fair and the chain letter: Science, Flim-flam, and Fate come
together. At the end of the play, Pop sees something in the paper that shocks
him. The audience may think that it will be news about Langs murder, but it is
much more important than that. Pop is delighted to see that they are offering
free passes to the Exposition. Bernie gets something in the mail, and the
audience knows that Lang has mailed Bernie, who has a gift for science, the
plans for the water engine. The boy tries to tell Pop what has he has received,
but the old man can only plan their next excursion to the fair. He warns Bernie
to watch the cash (60) if he wants to go because there is a way that things are
done. The chain letter breaks in to detail another casualty of the broken chain,
and the Barker ends the play:
BARKER: The Fair is closing. Those who wish re-entry to the Hall at half-price, see me
for a ticket. This is our last tour tonight. Theyre good tomorrow, though. (61)

The Fair is closing, but a half-price future still waits.

In The Water Engine, David Mamet reveals a less-than-ideal ideological framework of utopia by attacking the prevailing system of business and
capitalism which uses such a utopian vision to hide its own degeneration and
corruption. In the world that Mamet describes, the false dream of a utopia is a
way of justifying the accumulation of power and money. But in creating a
utopian facade, the traditional values of the pioneering spirit of America are
rejected or destroyed. Using the 1934 Century of Progress Exposition in
Chicago and its vision of a marvelous future as a backdrop, he gradually
demonstrates to us through various frames of reference that we are being lied to
and manipulated by people who would sell our future in a heartbeat if there was
a fast buck to be made.
The conventional trope of the edisonade that Mamet subverts in The
Water Engine is, in itself, an advertisement for traditional values and the
pioneering spirit of America. In the conventional telling of the story, John Clute
notes that the edisonade hero not only maintains control of his invention, but
also finds that it will serve as a certificate of ownership as he is made CEO of
a compliant world (369). But at the end of The Water Engine, the only CEO
of a compliant world is the corrupting force that has robbed the inventorand
the worldof his invention. Mamet thus creates in his play a dark and ugly
world where the audience, trained in the myths of right action, honesty, loyalty,
family values, free enterprise, and fair play, feels lost and alone. These values,
these utopian ideals with which capitalism likes to align itself, are corrupted in
the name of profit. In their place, the play presents a chaotic vision of a social
world bent on destroying all the things that it claims make life worth living. The
Century of Progress comes to represent something close to what Mamet has, in
his essay A Party for Mickey Mouse, deplored in Disneyland and all the
various theme parks of America todayno more than an open manipulation and
control of the human perception of authority (8082). In The Water Engine,
David Mamet shows a civilization so blinded by fantasy that it has forgotten its
dreams.

The Water Engine

41

REFERENCES
Clute, John. Edisonade. In The Encyclopedia of Science Fiction. Eds. John Clute and
Peter Nichols. New York: St. Martins, 1993.
Goffman, Erving. Frame Analysis: An Essay on the Organization of Experience.
Cambridge, MA: Harvard University Press, 1974.
Goldmann, Lucien. The Subject of Cultural Creation. In Essays on Method in the
Sociology of Literature. Ed. and Trans. William Boelhowes. St. Louis: Telos
Press, 1980.
Mamet, David. A Party for Mickey Mouse. In Mamet, Some Freaks. New York:
Penguin Books,. 1989.
. The Water Engine. New York: Samuel French, Inc., 1977.

6
Kim Stanley Robinsons Martian Vision
Carl Swidorski

Many intellectuals and contemporary commentators have argued that the

disintegration of the Soviet Union and the destruction of the Berlin Wall
symbolize not only the end of the socialist project but also of the socialist vision.
As Francis Fukuyama notes, the globalization of capitalism supposedly marks
the boundaries of current political possibility and signifies the end of history.1
In its more vulgar forms, this critique has argued two contradictory positions.
On the one hand it suggests that the socialist vision offers a picture of a future,
gray bureaucratic society which would stifle human freedom and creativity for
the sake of some form of mindless equality. On the other hand, Gordon
Beauchamp claims that it suggests that the socialist vision is utopian, a
somewhat romantic, impossible-to-realize future society.
The end of socialism as activity and dream is part of a larger
development dating back to the 1970s: as Ellen Meiksins Wood argues, we are
living in a new historical epoch, the postmodern world. While many people
celebrate life in this new information age/global economy/era of consumer
capitalism, others, including many liberals and leftists, are disenchanted with the
postmodern world but see few alternatives. Ironically, this pessimism about, and
often hostility to, the idea of general human progress and liberation historically
has been an intrinsic element of conservative thought. Now it has become
associated with the thinking of a substantial part of the intellectual left.
The failure of communist regimes as a model for human progress; the
incorporation of labor unions and social democratic parties into the normal
operation of capitalist societies; the failure of the promise of 1968; the apparent
resilience of capitalism, both as practice and as ideology; and the rise of the
New Right all have contributed to the erosion of the belief in an alternative. But
in accepting the idea that there is no alternative to the existing social order of
corporate capitalism, that human emancipation is an illusory and dangerous idea,
these contemporary intellectuals often fail to appreciate the resilience of the

44

The Utopian Fantastic

human dream of a better world and the socialist context in which ideas develop
or fade away. Furthermore, as William K. Tabb argues, the idea that change is
impossible, this sense of inevitability, is an ideological construction and the
product of political forces acting through powerful mechanisms in the realms of
government and media, not merely the intellectual product of autonomous
academics (Tabb, 2). This paper argues that the socialist vision is alive and well
in the science fiction of Kim Stanley Robinson.
Kim Stanley Robinson presents a sophisticated vision in his Martian
trilogy which integrates socialist content and Marxist theory within the science
fiction genre. I will examine two levels of his vision. The first, a fairly
conventional approach, involves a narrative dealing with economics, politics,
social relations, and human thought. The second, and more creative level,
involves what appears to be Robinsons use of two key elements of Marxist
theory, dialectical analysis and historical materialism. To my surprise, few of the
reviews of his trilogy pay much attention to his politics or discuss the socialism
in his vision.2
At the first level, Robinson uses a fairly traditional socialist argument
about the development of the Martian revolutions. However, and very
significantly, he engenders his socialist analysis. Not only are a majority of his
major actors women, but also an essential element of his socialist vision is the
end of patriarchy. I will not make this aspect a major focus of this chapter,
although it certainly deserves an extended treatment elsewhere.3 Robinson
locates the source of the problems which lead to the transformation of Mars in
the struggle for control over the Earths (and Marss) resources and the
accompanying social relations and ideological beliefs associated with this
struggle. A significant element is the argument that capitalism and democracy
are inherently incompatible. In Red Mars dominant power belongs to the
wealthy nations of the world and transnational corporations. Rich nations are
involved in struggle with poor nations and both are facing the growing power of
the transnationals. This economic power is used to influence national policies,
and nations attempts to resist the power of the transnationals was like the
Lilliputians trying to tie down Gulliver (RM 394).
The attempts by transnationals to control the Earths resources become
an explicit political issue on Mars within twenty years of the arrival of the First
Hundred. The key events initially center around the renewal of the Martian
treaty. New countries are creating scientific stations on Mars so that they can
become treaty members, then break the existing treaty at renewal time. Their
goal is to open up Mars to individual governments outside the United Nations
control. As Arkady Bogdanov explains to John Boone, the initial scientific
expedition is part of the transnational order: there is never a case of truly pure
research. Because the people who pay for the scientist islands will eventually
want a return on their investment (RM 342).
By the time of the treaty conference, immigration to Mars has become a
major issue, partly due to new longevity treatments. In the advanced countries,
millions are marching in the streets protesting new draconian birth reduction
acts passed in response to the treatments. In the developing countries, people are
rioting over inadequate access to the treatments, creating what Robinson terms a

Robinsons Martian Vision

45

physicalization of class. As usual, transnational corporations play a key role in

the struggle. As Frank Chalmers points out to the Indian and Chinese treaty
conference delegates, Thats what transnational capitalism meanswere all
colonies now. And theres tremendous pressure on us here to alter the treaty so
that most of the profits from local mining become the property of the
transnationals (RM 392).
Chalmers clever maneuvering at the treaty conference around the
issues of immigration and payments to developing nations temporarily reasserts
national power over transnationals, but this merely buys time. At the same time,
the forces that will revolt have been laying the groundwork for an extended
period. When John Boone, at Arkadys urging, travels around Mars he discovers
that there was a whole movement down here, a little group in every town!
(RM 403). The movement is laying the groundwork, both physically and
ideologically, for revolution.
When the revolution occurs, the extent of it takes the forces of the U.
N. Office for Martian Affairs (UNOMA) and the transnationals by surprise.
More than sixty towns and stations declare independence. But as is often the
case in revolutions, those with power soon regroup and indicate their willingness
to use all the power at their command to suppress the revolution. When Arkady
tries to convince Phyllis that her masters should be realistic and understand
that the revolutionary forces will destroy everything on Mars if there is an
attempt made to subdue the newly declared free cities, Phyllis replies, Do you
think that matters? (RM 475).
The United Nations and the transnationals in particular, given a free
hand by the United Nations, move rapidly to suppress the revolution. In their
view, Mars is not a nation but a world resource (RM 516). The First Hundred
become a central focus of the repression. Twenty-one of them die early in the
revolt, and another forty are missing (RM 521). Even Frank Chalmers, who
spends much of the time during the revolutionary outbreak in playing his usual
middleman brokering role, is no longer safe. On Earth, the revolution fosters
revolt by the have-not nations against transnational control and a broader series
of conflicts that plunge Earth into chaos for six to eight months. Over 100
million people die in the wars and their aftermath (Green Mars 224). Eventually,
however, the Group of Seven use their giant militaries to reassert control and
protect transnational interests.
Within a short period the first Martian revolution is suppressed and the
revolutionary forces who havent been killed or captured, including the
remaining members of the First Hundred, go into hiding. But the revolutionary
ideal is not crushed. Red Mars ends with Hirokos assertion, This is where we
start again (RM 572).
Over the next sixty years transnational control grows on Earth and
Mars, and the underground reconstructs itself. The transnationals consolidate
into a couple of dozen large organizations which become known as
metanationals, the major world powers. They also are literally buying countries,
taking over their foreign debt and internal economy. The bought country
becomes the enforcer of the metanationals economic policies. Austerity

46

The Utopian Fantastic

measures are imposed on the masses while government employees are paid
handsomely for their work (GM 384).
The metanationals also become the effective rulers of Mars, intertwined
in a single, yet at the same time Balkanized, power structure:
UNOMA had been shattered in 2061 like one of the domed cities, and the agency that
had taken its place, the United Nations Transitional Authority, was an administrative
group staffed by transnat executives, its decrees enforced by transnat security forces.
The UN is just as dead on Earth as UNOMA is here. (GM 154)

Because of the revolution, developments on Mars were put on hold as rebuilding

occurred. But by the beginning of the twenty-second century, stockpiled
materials are ready to enter the Terran market and more investment in Mars and
immigration of labor are anticipated.
This centralization of power and planning to further develop Mars
fosters the growth and organization of the resistance. And, by this time, more
effective resistance is growing on Earth. These developments also foster the
growth of a revolutionary consciousness among people who had no real power
over their own lives. Decisions were made for them a hundred million
kilometers away. Their home was being chopped up into metal bits and shipped
away (GM 482). They need freedomnot from Earth, but from the metanationals. This heightened consciousness begins to be put into action at the
Dorsa Brevia conference. Amid a wide-ranging discussion of economic and
social principles and of revolutionary strategy and tactics, a tentative agreement
is worked out. This declaration serves as a rallying point and a benchmark for
future activities of the resistance. Those activities include the beginning of
sabotage against metanational resources and security forces, activities hotly
debated within the resistance movement.
Meanwhile, on Earth people denied longevity treatment engage in
riots, arson, and sabotage (GM 509). The Group of Eleven are still titularly in
charge but the metanats are trying to take over countries in the Group. And on
Mars, United Nations Transitional Authority (UNTA) police are moving against
the underground in their traditional southern strongholds, helping to precipitate
the next revolution: The idea of another revolution seemed to be gaining a life
of its own now, a momentum independent of any real logic; it was just
something they were doing, were always going to have done (GM 535).
The trigger turns out to be a natural disaster on Earth, the breakoff of
the West Antarctica ice sheet and the subsequent dramatic rise in sea levels. This
event, and the subsequent chaos it created on Earth, provide the space for the
second Martian revolution. The revolution, which begins on October 12, 2127,
reminds Nadia of previous ones on Earth, but they determine to make it different
this time: It was not power that corrupted people, but fools who corrupted
power (GM 582).
The successful Martian revolution interacts with events on Earth. Some
client countries in the Southern Club begin to nationalize metanat holdings, a
new effort by governments against the metanats. Switzerland, India, and Praxis
establish diplomatic relations with the new Martian government. The World
Court brokers a cease-fire among the metanationals and some look like they will

Robinsons Martian Vision

47

follow the lead of Praxis and put their resources into food relief. And on Mars,
they also realize their delicate, dialectical relationship with Earth will continue.
In Blue Mars, Robinson principally deals with the process of institutionalizing the second Martian revolution and future developments which pose
more contradictions for those living on Mars and Earth. There has been a shift
from one kind of global socioeconomic system to another. On Mars, at least,
people are living in a new democratic age which has replaced the capitalist one.
As in all previous periods, the new democratic age includes within itself a clash
between the contentious, competitive residuals of the capitalist system, and
some emergent aspects of an order beyond democracyone that could not be
fully characterized yet, as it had never existed (BM 483). The most notable
institutional residuals of the capitalist age are the metanationals. Still powers on
Earth, they have partially transformed themselves into the Praxis model in order
to survive. However, they still have power and want to continue doing business.
They continue to have Martian programs; the ideological residuals of the
capitalist age, including various forms of hierarchical and noncooperative
values, are particularly embedded in newer immigrants to Mars.
The third Martian revolution is precipitated by the metas takeover of
the elevator and the invasion of Terran military. But this revolution is so
complex and nonviolent that it was hard to see it as a revolution at all, at the
time (BM 743). And one more time, a massive response by Martians going into
the streets led to another set of negotiations. People in the streets, thats the
only thing governments are afraid of (BM 746747).
Robinsons elaborate, moving, yet somewhat conventional narrative of
the contradictions of capitalist development and transformation is supplemented
by the alternative visions which live on in the lives and minds of the new
Martians. The visions are varied and often in conflict with each other. They
range from those who wish to humanize the modern capitalist age to those
who want to retreat into small, isolated communities which will insulate
themselves from a world they find intolerable. Yet throughout all three books,
Robinsons principal alternative vision is a socialist one. This is the vision most
encapsulated in the third Martian revolution and the one he leaves us with. I will
choose three main examples of the socialist alternative articulated by Robinson,
one from each book of the trilogy.
In Red Mars, the main example of a socialist critique of existing society
and articulation of a socialist alternative shows in the words and actions of
Arkady Bogdanov, named after one of the original Bolsheviks, Alexander
Bogdanov, also the author of a science fiction novel about Mars.4 Bogdanovs
views are those of a clear minority at this point but his vision will eventually
become dominant. He is an early proponent of terraforming (making Mars
resemble Terra), but for reasons having more to do with politics than science.
We need to terraform in order to make the planet ours, so that we will have the
material basis for independence (RM 172). Nadia is critical of his actions which
she sees as precipitating a needless, violent reaction. You damned liberals, he
responds, too soft-hearted to ever actually do anything. In response to her
critique that liberalism works he states, Earth is a perfectly liberal world. But

48

The Utopian Fantastic

half of it is starving, and always has been, and always will be. Very liberally
(RM 174).
Arkadys critique and analysis of capitalism remain grounded in
materialism, yet his vision is in the best traditions of socialist humanism. In a
conversation with John Boone, Arkady argues that the economic basis of life on
Mars is changing. While the early years of the scientific mission on Mars was
lived outside of a money economy, immigration, investment, and the
importation of labor have changed the situation dramatically. And Bogdanov is
among the increasing number of people who will fight to keep things on Mars
the way they were before the multinational presence. Yet his vision of an
alternative, life, while grounded in material necessity, is one of spirit. The
ultimate realist and pragmatist, Frank Chalmers is befuddled by Arkadys views.
Arkady argues:
Why then we will make a human life, Frank. We will work to support our needs, and do
science, and perhaps terraform a bit more. We will sing and dance and walk around in the
sun, and work like maniacs for food and curiosity. (RM 457)5

In Green Mars, the socialist alternative becomes stronger and is most

dramatically illustrated by the conference at Dorsa Brevia and the declaration
that emerges from it. The emerging alternative economic vision is articulated by
Vlad and Marina with their concept of eco-economics, a more rationalized
economic system than the gift system used in much of the underground. They
see an economy operating on two planes, one of necessity and one of the gift. In
response to criticism that their views are another version of the socialist
catastrophe, Vlad responds:
We must not throw the baby socialism out with the Stalinist bathwater, or we lose many
concepts of obvious fairness that we need. Earth is in the grip of the system that defeated
socialism, and it is clearly an irrational and destructive hierarchy. So how can we deal
with it without being crushed? We have to look everywhere for answers to this, including
the systems that the current world defeated. (GM 373)

The declaration that emerges from the Dorsa Brevia conference

includes provisions that guarantee rights to all, including the means of existence,
in a combination of individual and communal enterprise. It recognizes the
impossibility of any metanational supporting such a system: The goal of
Martian economics is not sustainable development but a sustainable prosperity
for its entire biosphere. . . . The Martian landscape itself has certain rights of
place which must be honored (GM 389). Although many of these provisions
can be, and are, in Robinsons Mars, subject to some variation in interpretation,
their explicit renunciation of the metanational order of earth and advocacy of
common ownership of the resources of the earth, including land, make them part
of a socialist vision. This is made clear in a discussion of inheritance and
whether a persons possessions should be passed on to her relatives or to the
Martian community. Vlad points out, No one will own any of the land, water,
air, the infrastructure, the gene stock, the information poolwhats left to pass
on?(GM 371).

Robinsons Martian Vision

49

And in Green Mars, the humanism of the socialist vision remains. The
young generation of Martians is depicted as wanting a Mars that was truly
independent, egalitarian, just, and joyous (GM 514). They also are seen as
already having enacted some of their dreams with the communalism, alternative
economy, and independence from the metanats and Transitional Authority. The
hardened Maya looks at the laughing young Martians at the end of the
conference, their shock at cruelty and injustice, their beliefs in collective
harmony, and feels pulled in opposite directions. She knows that the path to
revolution will not be easy and many will suffer yet she ends the conference
with a belief that she has found one of the keys to revolution. What use was
utopia without joy, after all? (GM 515).
The socialist vision in Blue Mars is explicitly articulated at the
convention writing the new constitution for the postrevolutionary society.
Criticism is directed at those provisions of the Dorsa Brevia declaration that now
appear to be too radical. Some are complaining that the new economic principles
will impinge on local autonomy, while others assert they have more faith in a
traditional, capitalist economic system. Vlad, one of the most enigmatic yet
brilliant members of the First Hundred, delivers a passionate defense of the new
postcapitalist, socio-economic system. Capitalism is incompatible with democracy, he argues, which is why the system on Earth was so easily turned into a
metanational system in which the democratic elements grew increasingly
weaker. In response to the charge that Mars now has a planned economy, he
points out that all economies are plansthat capitalism planned just as much as
this, and metanationalism tried to plan everything. When some charge that this
is socialism, he states, in the best tradition of Marxism, Mars is a new totality.
Names from earlier totalities are deceptive. They become little more than
theological terms (BM 146). The new Martian economy contains elements of
what used to be called socialism in order to remove injustice from the economy.
It retains elements of a market structure that many inherently associate with
capitalism but, he points out, a crucial difference is that workers will hire
capital. The objective is to create a more democratic and just and free system.
Freedom under an unjust system such as capitalism is no freedom at all (BM
147).
Years later, Sax despondently says to Michel that he feels as if there
has not been any real progress at all. Michels response points out the dramatic
change that Robinson has envisioned in his history of the Martian future: But
Sax, right here on Mars we have seen both patriarchy and property brought to an
end. Its one of the greatest achievements in human history (BM 426).
While this extensive presentation demonstrates the radical, socialist
vision underlying Robinsons narrative, I want to suggest that the method of his
argument is even more impressive, revealing a relationship among vision, form,
process, and narrative. I believe that Robinsons work is an outstanding example
of the use of dialectics and historical materialism, in the best traditions of
Marxism (whether Robinson is a Marxist is not of major consequence to me).
Robinsons narrative poses the issue at the center of the best Marxist history, the
dialectic between freedom and necessity. Garbriel Kolko, in his superb history
of the U. S. intervention in Vietnam, states:

50

The Utopian Fantastic

The role of freedom and constraint in historical processes and great events intrudes perpetually into mankinds ideas. The real question in this search for primary explanations is
the extent to which both choice and necessity operate over time, and, above all, how,
when and why one becomes more important than the other. The significance of these
issues, fundamental for understanding the modern historical experience, resists
simplifications and does not permit the evasion of contingent conclusions, for living with
the tensions of complexity and partial insight is superior to the false security of
pretentious final solutions to the inherent, but creative, dilemmas of knowledge. (555)

Dialectical thinking focuses on the process of whatever it is trying to

understand. It argues that we must study how something developed, its history,
context, and possible future, to more fully understand it. To do this we must
focus on relations and totality. Dialectics helps us to see the present as a moment
through which society is passing. It encourages us to examine where the present
has come from and where it is heading. It allows us to see people acting in
history not just as objects or victims of historical forces. Marxist dialectics
places class struggle at the center of historical development and suggests that
people dont choose to participate in class struggle because they are already
involved in it. What people can choose is which side to take and how to
participate. Ones knowledge of necessity can usher in the beginning of real, not
apparent, freedom. Dialectics does not claim to be some infallible formula but
argues that dialectical thinking can increase our understanding of the instability
and impermanence of social relations, revealing ways in which they are onesided, partial, and finite.6
At the center of Marxist dialectics is the concept of contradiction which
involves examining the incompatible development of different elements within
the same relation. These incompatible elements block, undermine, interfere
with, and in time transform each other. The future becomes the likely and
possible outcome of the interaction of opposing tendencies in the present.
Nondialectical thinkers characterize these elements as strains, tensions, or
paradoxes and tend not to see them as evolving toward some historical
resolution (Ollman 1517).
Robinsons trilogy is organized around the central element of
contradiction. Near the end of Blue Mars Robinson explains that many
historians, sociologists, and other analysts had tried to explain the historical
evolution on Mars. But the individual who offers the most compelling
explanation is the Martian historian, Charlotte Brevia, whose multivolumed
metahistory locates the foundation of the vast, sweeping changes in the shift
from one kind of global socioeconomic system to another. Brevias history is
fundamentally a Marxist analysis, rooted in the dialectical choice humans make
as the act on the world they live in. Robinson is offering us a literary version of
Charlotte Brevias approach.
The major contradiction that Robinson addresses in his trilogy is that
between the old, Terran capitalist world and the new, socialist world that human
beings slowly create on Mars. My preceding argument outlines the major
developments in this story. But Robinson does not merely provide some simple,
linear narrative. He uses his major characters and a series of other contradictions

Robinsons Martian Vision

51

to weave a complex, multifaceted story of human beings making choices within

the context of a world they have both inherited and remade.
One of the major contradictions he poses is between the greens, who
want to terraform Mars, and the reds, who oppose such efforts. The two
central characters in this part of the drama are Saxifrage Russell and Ann
Clayborne. Sax is initially portrayed as an apolitical scientist who is willing to
act unilaterally, and illegally, to move the terraforming project forward. Science
is creation and because scientists can change Mars they will change Mars. Ann
Clayborne, in contrast, has the scientific vision of the pure researcher who
believes they should study the planet without changing it. She accuses Sax of
treating Mars like a giant playground sandbox where he can build his castles.
You find your justifications where you can, but its bad faith, and its not
science (RM 177). Yet by the end of the trilogy both characters have developed
and changed significantly as they react to the world they have helped to remake.
Sax, in particular, changes in interesting ways. He not only becomes a major
revolutionary, but his views of science also undergo change. In Blue Mars, he is
describing science as a dialogic process, a communal effort extending back to
prehistory. While he still loves science for itself, as a mathematical edifice
occupying its own space, he now recognizes the degree to which it is at the same
time a social construct which is shaped by and in turn shapes the material world.
Robinson uses Sax and Ann to express symbolically a dialectical
understanding of historical development. Near the end of the trilogy, Sax and
Ann appear to speak in each others voices. Ann now argues that Mars must be
open to Terran immigration to deal with the population surge caused by the
longevity treatments while Sax speaks for the protection of Mars from
overdevelopment. Characters who were initially presented as almost
dichotomous opposites have evolved, through their thought and activity. They
have not switched positions but have become new beings. The red and the green
have been resolved into the blue:
So she was a new Ann now. Not the Counter-Ann, not even that shadowy third person
who had haunted her for so long. A new Ann. A fully Martian Ann at last. On a brown
Mars of some new kind, red, green, blue, all swirled together. (BM 754)

Robinson poses numerous other contradictions, using his characters

effectively to express them. They include the contradiction of the material world
versus the spiritual one; the old versus the young; reform versus revolution;
rationality versus spirit; aerophany versus viriditas; and theory versus practice.
In posing these and many other issues, Robinson continually refuses to fold such
issues into dichotomous categories or inevitable choices. He approaches each
dialectically, uses his characters and narrative to advance his story and the story
of historical development, and leaves us with no final solution.
The other major category of Marxist analysis Robinson uses is
historical materialism. His human beings are agents of history and are shaped by
material, historical forces. Historical materialism is a theory of history which
holds that the way people act and think is grounded in the way they make their
living and the social relations and organizations that follow from this. It argues

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The Utopian Fantastic

that if human action is shaped and constrained by human-made conditions, then

social explanation should be historical and historically specific. Historical
materialism rejects explanations of development based on abstract general
principles such as human nature or society. Similarly, it rejects attempts to
explain human action as shaped by forces beyond human control, such as
technology. These approaches, not grounded in specific historical developments
or particular historical situations, are characterized as ideology.7
In this philosophy of history, stages of human development are
associated with certain forms of property, certain productive conditions, and
certain relations among human beings. This approach requires that social
conditions and relations be studied in each particular historical setting. Humans
make history but not as a mere act of will. Their actions are conditioned by the
particular class relations and divisions of labor which characterize their world.
Just as our opinion of an individual is not based on what he thinks of himself, so can we
not judge of such a period of transformation by its own consciousness; on the contrary,
this consciousness must be explained rather from the contradictions of material life, from
the existing conflict between the social productive forces and the relations of production.
(Marx and Engels, Critique, 328329)

This emphasis on the nature of labor, the division of labor, productive forces,
and relations of production have led many to caricature historical materialism as
deterministic or materialistic. Such misreadings, whether unintentional or not,
fail to understand that Marx emphasized that humans make history.
History does nothing, it possesses no immense wealth, it wages no battles. It is man,
real living man, that does all that, that possesses and fights; history is not a person
apart, using man as means for its own particular aims; history is nothing but the activity
of man pursuing his aims. (Marx, The Holy Family, 125)

Robinsons narrative is one in which human beings, acting on their new

environment on Mars, and reacting to political-economic developments on
Earth, make a new worldone grounded in different relations of production and
different human associations. The significance of historical consciousness is
evident early in the trilogy. Maya, on the initial flight out to Mars, reflects on the
power of historical forces: History too has an inertia. What kind of force
would be necessary to escape history, to escape an inertia that powerful and
carve a new course? (RM 50). Similarly, John Boone, a less sophisticated
political animal than Maya, yet the supposedly central character of the initial
colonization, knows how necessity shapes freedom of choice.
Robinson also uses Sax as an example of this dialectical tension. When
Sax has left the underground and is working under an assumed identity in
Burroughs, before he has evolved into Sax the revolutionary, he is thinking
about the superiority of real science in comparison to the social sciences and
humanities. He sees the latter as a huge compendium of meaningless
analogies, a kind of conceptual drunkenness. In contrast, science knows. He
sees the historical situation as determinate, results following from causes yet
never neat or predictable (GM 185). This historical development mirrored

Robinsons Martian Vision

53

evolution; yet humans would have to intervene continuously in the act of

evolution itself (GM 186).
And in Blue Mars, Art serves as a vehicle for regular reflections on this
central point. Art recognizes the significance of the congress which has created
the institutions and processes of the first Martian postrevolutionary government.
All the dead, it suddenly seemed, and all the unborn all there in the warehouse with them,
to witness this moment. As if history were a tapestry, and the congress the loom where
everything was coming together, the present moment. . . Looking back at the past, able
to see it all, a single long braided tapestry of events; looking forward at the future, able to
see none of it, though presumably it branched out in an explosion of threads of
potentiality, and could become anything. (BM 152)

Finally, Robinson concludes his discussion of the third Martian revolution by

making this point again. It is a time of history in the making, history labile
right there in their handsand so they seized the moment and wrenched it in a
new direction (BM 746).
Furthermore, human beings make history, and themselves, by acting on
the material world they live in. Arkady initially points out this relationship. He
states that they have come to Mars for good, to make a new life. They have the
technology to make their homes, their food and even water and the air they
breathe. Yet some people, he points out, think they can terraform the entire
planet without changing themselves. He argues: We must terraform not only
Mars, but ourselves (RM 89).
Initially, others are skeptical. Sax, in his great terraforming debate with
Ann Clayborne, states that humans will terraform Mars because they are
humans; they must act on the material world they live in. But at this point, he
does not yet understand how that process will transform humans, particularly the
scientist Saxifrage Russell. Nadia also does not agree with Arkady at this point.
Yet it is Nadia, the apolitical engineer who simply must act on the world she
inhabits, who becomes the central character of the trilogy. She evolves, by
acting and reflecting both on the world she helps to make and on forces she
comes to understand she cannot fully control, into the major revolutionary leader
of the successful Martian revolution. She becomes almost universally accepted
as the symbolic representation of the new Mars. She also has to act after the
second revolution, but now politically instead of as the engineer she still longs to
be. But she is aware by this point that she must act in this new way because
that is how history has evolved. Her choice occurs within a realm of necessity
that she has helped to create.
Fittingly, Robinson concludes his grand narrative of transformation by
returning to the simple realities of life, the starting point for our acting in the
world. Maya, a consummate political animal from the beginning, and Ann, the
scientist who wanted to live in her own particular world of pure science, take
children to the beach. They do the ordinary things that adults do when they take
children to the beach, keep an eye on the kids and reflect on the meaning of it
all.
Yet in setting his grand narrative within the theoretical framework of
historical materialism, Robinson appears to downplay the central element of

54

The Utopian Fantastic

Marxs view of historical transformation, class struggle. Robinsons central

characters are professionals, not workers in the traditional sense. The major
historical institutions of the working class, trade unions and labor or socialist
political parties, are not part of his narrative. However, class is not absent from
Robinsons story. In fact, the concept of the physicalization of class is a major
element in his entire narrative. Yet when people act on this issue on Earth, they
are portrayed in the more abstract sense of the masses or the people, not as a
working class. On the other hand, the capitalist class figures more prominently
in the story, although primarily not through central characters but through their
institutions, the transnationals and metanationals. I do not know if this emphasis
reflects strands of post- or neo-Marxist theory or of postmodernism. Perhaps
Robinson is suggesting that such a transformation is no longer possible on Earth
alone and can only occur under the unique circumstances that would
characterize a new world, such as interplanetary colonization. Perhaps Mars is
merely metaphor for possibilities on Earth. Or perhaps, in the best sense of
Marx, Robinson is asking us to think about new kinds of class formations in the
future, ones based on new ways of thinking about gender, production, and
association, not grounded in the nineteenth-century world that Marx lived in.
Yet, even if he is urging us to think in new ways, he constantly reminds us of the
historical connection to the pastof 1789 and 1917; of Bologna and Keral; of
Spanish anarchism and the Diggers and Levellers. And, once again, the primary
issue is not exactly what Robinson thinks or intends, but how people who read
his work reactand act.
Robinsons vision responds to the question asked by de Toqueville:
Does anyone imagine that democracy, which has destroyed the feudal system
and vanquished kinds, will fall back before the middle classes and the rich? (5
6). Robinsons response is no. He envisions a socialism that is
the name of the struggle to make it [democracy] come true. Thus conceived, socialism is
part of the struggle for the deepening and extension of democracy in all areas of life. Its
advance is not inscribed in some preordained historical process, but is the result of a
constant pressure from below for the enlargement of democratic rights;

This, however, is not enough. Socialism seeks, not only the limitation
of power, but its eventual abolition as the organizing principle of social life.
This, incidentally, or not so incidentally, is ultimately what Marx was about
(Miliband 4).

NOTES
1. Earlier versions of this end of ideology argument have been proposed by
Daniel Bell, Edward Shils, Seymour Martin Lipset, and Daniel Boorstin.
2. John Newsinger makes this point in his review. See The Martian Trilogy,
Monthly Review 52 (December 1997): 53-55. For a sampling of these largely apolitical
reviews see Roz Kaveny, Gene LaFaille, John Gribben, David Barrett, Edward James,
and Ryder W. Miller.
3. For some of the socialist-feminist literature, see Sheila Rowbotham, Julie
Mitchell, Heidi Hartmann, Zillah Eisenstein, Batya Weinbaum, Ann Ferguson, Iris
Marion Young, Nancy Fraser, and Anne Phillips.

Robinsons Martian Vision

55

4. Alexander Bogdanov, Red Star: A Utopia, 1908. Bogdanov also wrote a

sequel, Engineer Menni, included in the volume edited by Loren R. Graham and Richard
Stites, 1984. The editors also provide useful essays on Bogdanov. For further information
on Soviet science fiction, see Patrick L. McGuire, Red Stars: Political Aspects of Soviet
Science Fiction.
5. For an early version of this socialist humanism, see Leon Trotsky, Literature
and Revolution (Ann Arbor, 1960).
6. See, e.g., Bertell Ollmann, Dialectical Investigations, especially Chapter 1;
Ernst Fischer, How to Read Karl Marx; and Bertell Ollman and Tony Smith, eds.,
Dialectics: The New Frontier. Science and Society (entire issue) 62 (Fall 1998).
7. See, e.g., Karl Marx and Friedrich Engels, The German Ideology and The
Communist Manifesto; Ernst Fischer, How to Read Karl Marx; David Riazonov, Karl
Marx and Friedrich Engels: An Introduction to Their Lives and Work. For an attempt to
formulate a theory of cultural materialism, see Raymond Williams, Marxism and
Literature.

REFERENCES
Barrett, David. Return to the Red Planet. New Scientist, January 30, 1993.
Beauchamp, Gordon. Utopia and Its Discontents. Midwest Quarterly 16 (Winter 1975):
16179.
Bell, Daniel. The End of Ideology: On the Exhaustion of Political Ideas in the Fifties.
New York: The Free Press, 1960.
Bogdanov, Alexander. Red Star: A Utopia (1908). Ed. Loren R. Graham and Richard
Stites. Bloomington: Indiana University Press, 1984.
Boorstin, Daniel. The Genius of American Politics. Chicago: Chicago University Press,
1953.
Eisenstein, Zillah. Capitalist Patriarchy and the Case for Socialist Feminism. New York:
Monthly Review Press, 1979.
Ferguson, Ann. Sex and Work: Women as a New Revolutionary Class in the United
States in An Anthology of Western Marxism: From Lukacs and Gramsci to
Socialist Feminism. Ed. Roger S. Gottlieb. New York: Oxford University Press,
1989: 348372.
Fischer, Ernst. How to Read Karl Marx. New York: Monthly Review Press, 1996.
Revised edition of Marx in His Own Words, 1970.
Fraser, Nancy. Justice Interruptus: Critical Reflections on the Postsocialist Condition.
London: Routledge, 1997.
Fukuyama, Francis. The End of History and the Last Man. New York: The Free Press,
1992.
. The End of History? The National Interest 16 (Summer 1989): 318.
Gribben, John. Prizes for the Imagination, New Scientist, March 13, 1993: 47.
Hartmann, Heidi. The Unhappy Marriage of Marxism and Feminism: Towards a More
Progressive Union in Lydia Sargent, ed. Women and Revolution. Boston:
Sound End, 1981: 241.
James, Edward. The Landscape of Mars. Times Literary Supplement, May 3, 1996: 23.
Kaveny, Roz. Taking Advantage of Genre. Times Literary Supplement, October 2,
1992:20.
Kolko, Gabriel. Anatomy of War: Vietnam, the United States, and the Modern Historical
Experience. New York: Pantheon, 1985.
LaFaille, Gene. Science Fiction Universe. Wilson Library Bulletin, February 1993:
9091.
Lipset, Seymour Martin. Political Man: The Social Bases of Politics. Garden City, NY:
Doubleday, 1960.

56

The Utopian Fantastic

Marx, Karl, and Friedrich Engels. Preface to A Contribution to the Critique of Political
Economy. In Karl Marx and Frederick Engels: Selected Works Vol. 1. New
York: International Publishers, 1968.
. The Communist Manifesto. New York: Monthly Review Press, 1968.
. The German Ideology. Ed. C. J. Arthur. New York: International Publishers,
1984.
. The Holy Family. Moscow: Foreign Languages Publishing House, 1956.
McGuire, Patrick L. Red Stars: Political Aspects of Soviet Science Fiction. Ann Arbor:
Michigan University Press, 1985.
Miliband, Ralph. The Plausibility of Socialism. New Left Review 206 (July/August
1994).
Miller, Ryder W. Reflections of the 100-Year Anniversary of The War of the Worlds: A
Frontier and Literary History of Mars. Mercury: The Journal of the
Astronomical Society of the Pacific 27 (MayJune 1998): 1316.
Mitchell, Julie. Womens Estate. New York: Pantheon, 1971.
Newsinger, John. The Martian Trilogy. Monthly Review 52 (December 1997): 5355.
Ollman, Bertell. Dialectical Investigations. New York: Routledge, 1993.
Ollman, Bertell, and Tony Smith, eds. Dialectics: The New Frontier. Science and
Society 62 (Fall 1998).
Phillips, Anne. From Inequality to Difference: A Severe Case of Displacement? New
Left Review 224 (JulyAugust 1997): 143153.
Riazonov, David. Karl Marx and Friedrich Engels: An Introduction to Their Lives and
Work. New York: Monthly Review Press, 1973.
Robinson, Kim Stanley. Blue Mars. New York: Bantam, 1997. (BM in text)
. Green Mars. New York: Bantam, 1995. (GM in text)
. Red Mars. New York: Bantam, 1993. (RM in text)
Rowbotham, Sheila. Womans Consciousness, Mans World. New York: Penguin, 1973.
Shils, Edward. The End of Ideology? Encounter Nov. 1955: 5258.
Tabb, William K. Progressive Globalism: Challenging the Audacity of Capital.
Monthly Review 50 (February 1999): 2.
Toqueville, Alexis de. Democracy in America. New York: Harper Row, 1966.
Trotsky, Leon. Literature and Revolution. Ann Arbor: Michigan University Press, 1960.
Weinbaum, Batya. The Curious Courtship of Womens Liberation and Socialism. Boston;
South End, 1980.
Williams, Raymond. Marxism and Literature. Oxford: Oxford University Press, 1977.
Wood, Ellen Meiksins. Capitalist Change and Generational Shifts. Monthly Review 50
(October 1998): 118.
. Democracy Against Capitalism: Renewing Historical Materialism. Cambridge,
UK: Cambridge University Press, 1995.
Young, Iris Marion. Justice and the Politics of Difference. Princeton: Princeton
University Press, 1990.

7
Women and Mad Science: Women as
Witnesses to the Scientific Re-creation of
Humanity
Cherilyn Lacy
In The Beginning, which was the premiere episode for season six of The XFiles, the protagonistsFBI Agents Mulder and Scullywere told by a review
board that the FBI is not a school for science. And yet, as a science fiction
program which has developed an elaborate story line centered on the genetic
engineering of alien-human hybrids, The X-Files nonetheless reflects popular
anxieties about the pervasive influence of science and technology in society
especially the potential for their abuse. Thus, while it may not be a school for
science, as Roslynn Haynes noted in her study of popular stereotypes of the
scientist, The X-Files serves as an ideological indicator of contemporary
perceptions of science and its potential effects of society (2). In this, it continues
the tradition of Mary Shelleys Frankenstein, which has been the subject of
numerous references during the evolution of the series.1
Women are central to the underlying critique of the misuse of
technology in both Frankenstein and The X-Files. Although the activities of
scientists are portrayed as sinister and menacing, in both cases what is
condemned is not necessarily scientific investigation itself, but rather the degree
of power that the resulting knowledge and technology confer upon those who
control them. The appropriation of female reproductive functions by male
scientists who are not held accountable for their mistreatment of other human
beings serves as an allegory for the threat posed to society when the results of
scientific research are employed for selfish reasons rather than collective
benefit.
This is unsurprising, given that since the very outset of the Scientific
Revolution, Western conceptions of science have frequently relied upon
gendered metaphors that characterize science as a masculine enterprise that
manipulates Nature and coerces her secrets out of her.2 It is indeed possible to
contrast science, as a cognitive activity involving the rational, systematic
investigation of material phenomena through observation or controlled
experimentation, with technology, conceived of as mechanisms which result

58

The Utopian Fantastic

from applied science and enable human beings to manipulate or control their
environment. However, because many of the earliest proponents of scientific
research employed a sexualized vocabulary of domination when they conveyed
their visions of science, the distinction has effectively been obscured, if not
thoroughly transgressed, in the minds of the public. When Francis Bacon, whose
utopian New Atlantis would be the inspiration for a plethora of scientific
societies in the seventeenth and eighteenth centuries, proclaimed: I am come in
very truth leading to you Nature with all her children to bring her to your service
and make her your slave (Bacon, 197), he helped foster a specific sociopolitical
context for scientific investigation which would have long-term consequences
for the kind of research that would be promoted up through the twentieth
century. His message was intended to appeal to heads of state, who would be
instrumental in authorizing and financing the new scientific institutions, yet he
also set the tone that would shape perceptions of science for centuries to come.3
Thus, although Mary Shelleys Frankenstein can be seen as a protest
against the Baconian tradition, which valorized an aggressive manipulation of
nature,4 Shelly reproduces the same binary oppositions (male/female,
science/nature) that were employed by male scientists and have been so
pervasive in Western culture. In the case of The X-Files, this critique is rendered
even more complex by the fact that the female agent, Dana Scully, is at once a
scientist and an involuntary participant in a covert experiment to engineer an
alien-human hybrid, commonly referred to as The Project. She simultaneously
represents science as a mode of inquiry, and the ominous consequences of
science misused. How, then, do the narratives in Frankenstein and The X-Files
both evoke and subvert prevailing stereotypes of science and women in order to
voice contemporary anxieties about the power of technology to reinvent
humanity itself?
By the nineteenth century the prevailing optimism about the power of
science and technology to bring about greater human happiness had been
replaced by a growing realization that technologyespecially in Englands
rapidly developing industrial spherewas being used to advance the wealth and
prestige of a minority at the expense of the laboring poor. Moreover, the
confidence of the Enlightenment philosopheswho had believed that the same,
objective scientific method which revealed so much about the physical world
could also arrive at the blueprint for a more just, egalitarian societywas
severely shaken after the events of 1789. As a political experiment which sought
to establish liberty and equality by reinventing society according to rational
principles, the French Revolution ended by producing the exact opposite. The
sobering lesson, learned at the price of all too much bloodshed during the
Terror, was that reason alone could not promise Utopia for it was ultimately no
more than a toola tool no more perfect than the humans who presumed to
wield it.
Mary Shelleys Frankenstein appeared just a few years after the British
defeat of Napoleon, and well into the industrial era in England. Her novel can
thus be seen as a gauge of contemporary anxieties about the dehumanizing
consequences of technology when employed in the self-interest of those who
controlled it. Numerous scholars have observed that Victor Frankensteins tragic
flaw was his self-absorbed pridepride in the thought that many happy and

Women and Mad Science

59

excellent natures would owe their being to him (49). An idealistic yet
ambitious youth, he preferred chimeras of boundless grandeur to the realities
of little worth (41). The image of Frankenstein as a solitary student of science
working feverishly in his isolated laboratory reflects Shelleys criticism of those
who placed their faith in scientific, objective rationalism. Far from being able to
claim humanitarian motives for his work, Victor, who sought to appropriate the
powers of creation from Nature and bestow life, had fully withdrawn from all
contact with the natural world and the company of other human beings.5
Much has been said of the gendered imagery of masculine science
ravaging feminine nature that is implicit in Victor Frankensteins attempt to
create life independently of any female contribution. Yet Shelley also develops
her female characters to suggest that all of humanity is undermined by the
unrestrained emphasis on rationality that many of the English Romantics
associated with science (Haynes, 79). Enlightenment thinkers devoted
considerable attention to the question of what makes a human being, and in
particular, what shapes the mind. Many were persuaded, along with John Locke,
to suppose the mind to be ... white paper, void of all characters, without any
ideas (Locke, Bk II Ch 1). Whereas in the twentieth century emphasis has been
placed on genetics, the philosophes placed their faith in a different kind of code:
legislation and education. Gayatri Spivak has already argued that Frankenstein
is a commentary on the danger inherent in a social system founded exclusively
on pure, theoretical, or natural-scientific reason (256). The result is
dehumanization, for the perpetration of injustices or violence against real, living
human beings can be justified in the name of creating the Ideal Man. Justine was
not simply an unhappy servant whose condemnation for Williams murder
highlights the tragedy inherent in Frankensteins disregard for the potential
consequences of his research. Her fateto be executed for a crime committed
by anotherillustrates how a society presumably founded on rational, impartial
legislation could nonetheless perpetrate injustice against one of its own citizens.
Frankensteins creature was aided in transferring responsibility for his crimes to
Justine by the complicity of the legal system. For Shelley, this cold sacrifice of
an innocent to the rational logic of impersonal laws extends beyond the suffering
of one woman to menace all people equally.
No doubt fresh in her mind was the attempt of the French revolutionaries to create virtuous citizens and her own mothers criticism of any effort
to give birth to a new social order that willfully excluded women from the
creative process. In her Vindication of the Rights of Woman, Mary Wollstonecraft argued that excluding women from any concept of natural rights was not
just an attack on the female half of the population, but was detrimental to all of
society, for truth must be common to all, or it will be inefficacious with respect
to its influence on general practice (86). Mary Shelley echoed this warning
when Victors cousin and future bride, Elizabeth, lamented circumstances which
caused Justine to suffer for the consequences of Frankensteins experimentation:
Alas! Victor, when falsehood can look so like the truth, who can assure
themselves of certain happiness? (88).
Shelleys Frankenstein is thus not simply an expression of popular
anxieties about the misuse of technology. She cautioned against the idea,
common to both Enlightenment political philosophy and the science of her day,

60

The Utopian Fantastic

that humanity could be engineered more perfectly simply through a rational

analysis of the component elements of a human being.6 Moreover, it is not
merely Frankensteins silence about his own role in Williams death that
deprives Justine of her freedom and ultimately her life. The complicity of the
general public and the courts in this miscarriage of justice bears a potent
message. Science in itself does not generate monstersthey are cultivated by a
social and political context that values research chiefly for its practical
applications.
In many ways, The X-Files has become both an extension and the
antithesis of Frankenstein. Numerous episodes have made playful reference to
Mary Shelleys creation. Moreover, the elaborate plans to engineer an alienhuman hybrid, which have served as a continuing story line in the series,
underscore the same tensions about identity that lurk behind any interplay
between human and monster. Indeed, in both cases the scientific endeavor
to create a new species raises greater questions about the humanity of the wouldbe engineers than it does about their creations.7 It is the willingness of certain
men to manipulate life, regardless of the consequences for other people, that is
revealed as monstrous.
At the same time, The X-Files builds a critique of the misuse of
technology that is the antithesis of Frankenstein. The anxieties evoked no longer
center around the megalomaniacal designs of an individual who, through
technology, possesses greater power than he is capable of wielding. Rather, as
The Project has evolved in The X-Files, the greatest source of unease arises from
the fact that it is never clear who is in controlif, indeed, anyone is at all. The
illicit scientific experiments are conducted in laboratories across the globe by
anonymous researchers, almost as if to suggest that like Frankensteins creature,
whose body was horrifying because of its dismembered origins, science has
become fragmented. Most disturbing of all, however, is that there is not even a
megalomaniac overseeing the sum of all the experiments. It is repeatedly
implied that there are competing factions among those who direct The Project,
and that its own creations, such as the multiple alien-human hybrids who shared
the single name, Kurt Crawford, were involved in an effort to subvert it. This is
more than simply a case of technology escaping from the control of its creator
it is as if the monsters creator has completely vanished, as if there never even
was an original creator. The Project to engineer an alien-human hybrid thus
manifests certain features of the Foucauldian Panopticon, in which the very
invisibility of the Powers at the center enhances their ability to control and
manipulate others.8
If any allusions are made about responsibility for The Project in The XFiles, it is most frequently through references to the Department of Defense.
That the relationship between scientific research and the military is so often
written into the shows narrative suggests one of the prevailing anxieties about
science and technology in the 1990s: the detrimental impact on human life
caused by much of the technology that was developed during the Cold War. Yet
government funding for scientific research grew so closely tied to potential
military applications between 1947 and 1989 that an urgent debate arose in the
early 1990s over the issue of defense conversion, or the shift in research from
military to commercial purposes.9 Indeed, one observer has likened the close

Women and Mad Science

61

interaction between military funding and scientific research to a cancer in the

organism of science (Bhme 75).
This striking metaphor about the insidious and invasive influence of the
military on scientific research and technological innovation was incorporated
into the character of Dana Scully. Originally assigned to disprove her partners
theories about extra-terrestrials and paranormal phenomena, she approached
each investigation with skepticism and a refusal to draw conclusions without the
support of verifiable physical data. In this, and in her disinterested pursuit of
factual evidence, she represents most closely the image of ideal, value-neutral
science. Yet, in addition to being herself a scientist, she has also been an
unwilling test subject in an effort to produce an alien-human hybrida secret
and exploitative experiment that evokes the spectre of science gone awry. As
a result of a procedure which amounted to nothing less than a medical rape of
her body, Scully developed a rare, inoperable cancer and was rendered infertile.
At one level, one could interpret this as a perpetuation of the stereotype
that casts women as victims: that in spite of a womans professional status and
her independent contributions to society, she is always a potential victim.
Moreover, in spite of the entry of more and more women into scientific fields,
Dana Scully has violated the gendered distinction between masculine science
and feminine nature which has not been fully excised from Western cultural
norms. As a scientist she is an interloper because she is not male, and thus must
be reduced to the status of experimental subject in order for an archaic trope to
be sustained.
Moreover, as if in homage to the biological determinism so prevalent in
the nineteenth century, which men had employed to restrict womens social
roles to their biological functions of reproduction, the experiments to which
Scully is subjected resolve the tension by removing those features of
womanhood from her body. Rather than exorcising the view that womens
sexuality is incompatible with scientific endeavors, through the elimination of
Scullys reproductive abilities the narrative in The X-Files perpetuates it.
However, the character of Dana Scully defies such a simplistic
categorization or reduction to the status of victim. Far from succumbing to a
fatal disease, she emerged from the experience determined to uncover the facts
behind it, resolutely confirmed in her identity as scientific investigator. This
suggests a more subtle commentary about science and technology than the
simple distinction between a masculine, invasive, manipulative science and a
feminine, victimized Nature. Indeed, her character not only exposes this
distinction as artificial, but also subverts it in such a way as to produce a very
subtle critique of the damage that is done to the practice of science itself by the
emphasis that has been placed on controlling or manipulating the environment.
The cancer inflicted upon Dana Scully by the directors of The Project serves as
metaphor. Their ties to the Department of Defense were highlighted when Agent
Mulder discovered the microchip which cured Scully in the bowels of the
Pentagon. This metaphor suggests that the Cold War, by linking much of the
funding for scientific research to the development of technology with potential
military applications, seriously damaged the ideal of pure scienceor, at
least, the publics ability to believe in this ideal.

62

The Utopian Fantastic

However, the fact that Dana Scully is both a woman and a scientist
does more than simply demonstrate that the ideal of pure sciencelike the
stereotyped Woman-as-Victimsuffers from the misuse of technology. Rather,
it highlights the dilemma for a public that has become fully dependent on
technology. Although the connection between military funding and scientific
research during the Cold War era raises troubling ethical issues, technology
developed in this climate has also become integral to the rhythms of daily life.
Notorious for clouding the distinction between villains and protagonists, The XFiles plays upon this ambiguity, suggesting that separating good science from
bad might be not only impossible, but also undesirable. To evoke once again
Dana Scullys cancer, she was ultimately cured by a microchiptechnology
developed as part of the same, insidious Project that had jeopardized her life. It
was the removal of a similar chip, implanted at the base of her neck when she
was subjected to the hybridization experiments, which had triggered the onset of
the cancer. Thus, the attempt to excise the bad from the good proved nearly
fatal. Her survival dependent upon the reintroduction of the microchip into her
body, Dana Scully effectively became a cyborga hybrid of human flesh and
alien technology.10 And, as Donna Haraway has noted, it is the cyborg which
challenges the binary distinctions so pervasive in Western culture
male/female, science/naturethat have fostered a climate of domination in
which technology has played such a pivotal role.11
The X-Files is a parable for the postCold War era, in which scientific
discoveries about the most intimate workings of the human body provoke
considerable anxiety because many important questions, such as who controls
that knowledge and what risk it poses to the integrity of each individual body,
remain unresolved.12 Like its frequent source of inspiration, Frankenstein, The
X-Files suggests that the paradox is that the closer scientists get to the truth of
human nature, the greater the danger becomes for the human species as we know
it.
Thus, perhaps the greatest source of anxiety in The X-Files, as in Mary
Shelleys Frankenstein, is not science itself but rather the widespread predisposition in Western societies against challenging or questioning the uses of
scientific research.13 In Frankenstein, nobody within human society confronted
Victor about his research. Though he silently lamented his culpability in the
death of William, his family and friends adored him as the pillar upon whom
they placed their hopes for the future. Only his creation admonished him to take
responsibility for his work, saying, Do your duty towards me, and I will do
mine towards you and the rest of mankind (94). The creature defended himself
as neither inherently good nor bad, and ascribed the miserable and murderous
trajectory of his life to his creators refusal to nurture his progeny: Once my
fancy was soothed with dreams of virtue. . . . But now vice has degraded me
beneath the meanest animal. . . . I, the miserable and the abandoned, am an
abortion, to be spurned at, and kicked, and trampled on (219). Paradoxically,
Victor Frankenstein was blind to the creative process itself. So focused was he
on the end result of producing a new species that would bless him as its creator
and source that he believed he could circumvent the developmental stages of
infancy and youth in which his creation would require devoted guidance (49).

Women and Mad Science

63

A similar reproach is woven through The X-Files. The directors of The

Project oversee a vast array of technology that they did not create themselves
through painstaking research, but rather salvaged from alien spacecraft just as
Dr. Frankenstein salvaged body parts from human corpses. However, in The XFiles the challenge is not just leveled at the scientists conducting research and
the powers who control technology. In the episode most closely based on
Frankenstein, Post-Modern Prometheus, the exaggerated stereotypes of
ignorant, small-town residents serve to indict the modern culture of expertise in
which the general population is all too eager to absolve itself of responsibility
for the consequences of advanced technology, and is aided in this evasion by a
social division of labor which accepts widespread scientific illiteracy as
unproblematic.

NOTES
1. Among the episodes that have played upon the theme of Frankenstein are PostModern Prometheus (30 Nov. 97), Young at Heart (2 Nov. 94), and The Beginning
(9 May 99).
2. See Londa Schiebinger (1989), Sandra Harding (1991), and Anne K. Mellor
(1989). Of Mary Shelley, Mellor says, Perhaps because she was a woman, she perceived
that inherent in most scientific thought was a potent gender identification. . . . Many
seventeenth-century natural philosophers and their successors viewed the scientific quest
as a virile masculine penetration into a passive female nature, a penetration that would, in
Bacons words, not merely exert gentle guidance over natures course but rather
conquer and subdue her and even shake her to her foundations.
3. Scientific rationality certainly is not as monolithic or determinist as many
think... Nor is it all bad. It has been versatile and flexible enough throughout its history
to permit constant reinterpretation of what should count as legitimate objects and
processes of scientific research; it is itself shaped by cultural transformations and must
struggle within them; and it is inherently no better or worse than other widespread social
assumptions that have appealed to groups with different and sometimes conflicting
agendas (Harding 3).
4. See Roberts, 5973; Badley, 9091; Mellor, 40; Homans, 100119; and Haynes,
who notes, By extension, the suggested rape and subsequent death of the beautiful and
vivacious Elizabeth by the Monster created by science can also be seen as a figurative
enactment of Bacons perception of science as penetrating the secrets of a symbolically
female Nature, laid inert on the rack (100).
5. Shelley shows Victor musing: My eyes were insensible to the charms of nature.
And the same feelings which made me neglect the scenes around me caused me also to
forget those friends who were so many miles absent, and whom I had not seen for a long
time. . . . I wished, as it were, to procrastinate all that related to my feelings of affection
until the great object, which swallowed up every habit of my nature, should be
completed (50).
6. By representing in her creature both the originating ideals and the brutal
consequences of the French Revolution, Mary Shelley offered a powerful critique of the
ideology of revolution. An abstract idea or cause (e.g. the perfecting of mankind), if not
carefully developed within a supportive environment, can become an end that justifies
any means, however cruel (Mellor 84).
7. As Judith Halberstam indicates in Skin Shows, Monster seeps into the category
of man as justice miscarries and misery comes home. It is the human that falls into doubt
at this crucial moment; it is the human that seems to be a patchwork of morality,
criminality, subterfuge, and domesticity, and one which barely holds together (3738).

64

The Utopian Fantastic

8. Foucault argues: Hence the major effect of the Panopticon: to induce the inmate
to a state of conscious and permanent visibility that assures the automatic functioning of
power. So to arrange things that the surveillance is permanent in its effects, even it is
discontinuous in its action; that the perfection of power should tend to render its actual
exercise unnecessary; that this architectural apparatus should be a machine for creating
and sustaining a power relation independent of the person who exercises it (201).
9. For example, on March 1 and 22, June 1, and August 4, 1994, hearings were held
before the Research and Technology Subcommittee of the Committee on Armed Services
in the House of Representatives to discuss defense technology reinvestment and
conversion issues.
10. A hybrid composed of organism and machine, the cyborg challenges the
mythos of a uniquely human identity and disperses sacred distinctions. But erasing these
distinctions, as Haraway suggests, opens up new territories. . . . In Haraways view, hightechnology culture challenges the binarism of Western culture, the dualisms that support
the domination of nature, women, people of color, animals (Badley 90).
11. Haraway claims taking responsibility for the social relations of science and
technology means refusing an anti-science metaphysics, a demonology of technology,
and so means embracing the skillful task of reconstructing the boundaries of daily life. . .
It is not just that science and technology are possible means of great human satisfaction,
as well as a matrix of complex dominations. Cyborg imagery can suggest a way out of
the maze of dualisms in which we have explained our bodies and our tools to ourselves
(181).
12. The National Organ Transplantation Act passed by Congress in 1984
prohibited the sale of organs for transplantation, but the real point emerging from
discussion was that the body is now viewed as a commodity as well as a person. It has
market value. But to whom or what does itflesh, bone, blood, tissue, genes, eggs,
sperm, and allbelong? (Badley 71).
13. See Restivo, 147; Irwin and Wynne, 215; Bhme, 37. Harding states ironically
that pure science, the theoretical science that wins Nobel Prizes, is not implicated in the
misuses and abuses of science and technology in the political realm. As this argument
goes, we can have an easy conscience when we teach our students pure theoretical
science. We and they are not responsible for what happens to the value-neutral
information that is the result of pure scientific inquiry once it leaves the hands of
scientists. After it is released into society, how it is used for good or bad purposes
becomes others responsibility (37).

REFERENCES
Bacon, Francis. Temporis Partus Masculus: An Untranslated Writing of Francis Bacon. Trans. Benjamin Farrington. Centaurus I (1951).
Badley, Linda. Film, Horror, and the Body Fantastic. Westport, CT: Greenwood Press,
1993.
Bhme, Gernot. Coping with Science. Boulder, CO: Westview Press, 1992.
Foucault, Michel. Discipline and Punish: The Birth of the Prison. Trans. Alan
Sheridan. New York: Vintage, 1979.
Halberstam, Judith. Skin Shows: Gothic Horror and the Technology of Monsters.
Durham, NC: Duke University Press, 1995.
Haraway, Donna. Simians, Cyborgs, and Women: The Reinvention of Nature. New
York: Routledge, 1991.
Harding, Sandra. Whose Science? Whose Knowledge? Thinking from Womens Lives
Ithaca: Cornell University Press, 1991.
Haynes, Roslynn D. From Faust to Strangelove: Representations of the Scientist in
Western Literature. Baltimore: Johns Hopkins University Press, 1994.

Women and Mad Science

65

Homans, Margaret. Bearing the Word: Language and Female Experience in Nineteenthcentury Womens Writing. Chicago: University of Chicago Press, 1986.
Irwin, Alan, and Brian Wynne. Misunderstanding Science? The Public Reconstruction
of Science and Technology. Cambridge, UK: Cambridge University Press, 1996.
Locke, John. An Essay Concerning Human Understanding. ILT Digital Classics, 1995.
Mellor, Anne K. Mary Shelley: Her Life, Her Fiction, Her Monsters. New York:
Routledge, 1989.
Restivo, Sal. In the Clutches of Daedalus: Science, Society, and Progress. Ed. Steven
L. Goldman. Science, Technology and Social Progress. London: Associated
University Presses, 1989.
Roberts, Marie Mulvey. The Male Scientist, Man-Midwife, and Female Monster:
Appropriation and Transmutation in Frankenstein. A Question of Identity:
Women, Science and Literature. Ed. Marina Benjamin. New Brunswick, NJ:
Rutgers University Press, 1993.
Schiebinger, Londa. The Mind Has No Sex? Women in the Origins of Modern Science.
Cambridge, MA.: Harvard University Press, 1989.
Shelley, Mary Wollstonecraft. Frankenstein, or the Modern Prometheus. Ed. James
Rieger. Chicago: University of Chicago Press, 1982.
Spivak, Gayatri Chakravorty. Three Womens Texts and a Critique of Imperialism.
Critical Inquiry 12.1 (Autumn 1985): 256.
Wollstonecraft, Mary. A Vindication of the Rights of Woman. Ed. Carol Poston. New
York: Norton, 1988.
The X-Files. Fox Television, 1993present. Starring David Duchovny and Gillian
Anderson. Post-Modern Prometheus (30 Nov. 97), Young at Heart (2 Nov.
94), The Beginning (9 May 99).

8
Digital Ambivalence: Utopia, Dystopia, and
the Digital Cosmos
Dennis M. Weiss
In 1984, during Super Bowl halftime, television watchers were treated to a
commercial that initiated a conversation about technology and utopia that
continues today. During that commercial, Big Brother is shown glowering down
from a monumental television screen, haranguing a pathetic mass of workers.
Suddenly from their ranks, a rebellious young woman emerges. Rushing forward
she flings a hammer toward the screen, shattering it, freeing the enslaved
masses, introducing the halftime crowd to the Apple Macintosh, and, at least
symbolically, starting the computer revolution for couch potatoes and football
fans all around the world.
By playing off, as it does, the themes of utopia, dystopia, and the
digital culture, this commercial nicely illustrates many of the themes I take up in
this chapter, which will focus on a central issue being worked out not only in the
selling and the marketing of the digital future but in its more, or perhaps less,
imaginary moments in science fiction. Central to this debate is the question of
what kind of future we are creating and whether we will have a place in it. We
can learn a lot about the contours of this debate from a close reading of science
fiction, especially the work of William Gibson, who, like that prescient Apple
commercial, has done much to initiate and shape this debate, beginning with the
publication of Neuromancer, also released in 1984, a good year for utopias and
dystopias.
Allow me to begin by setting out what I will call the problem of
homelessness. It is against the backdrop of this problem that we can deepen our
understanding of the issue of our place in the digital cosmos and its treatment in
contemporary science fiction.
In 1938, writing about mans place in the cosmos, Martin Buber
distinguished between epochs of habitation and epochs of homelessness. In the
former, Buber writes, man lives in the world as in a house, as in a home. In
the latter, man lives in the world as in an open field and at times does not even

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The Utopian Fantastic

have four pegs with which to set up a tent (126). From Aristotle to the medieval
Christians, Buber argues, human beings have lived in the world as in a home.
These were periods of habitation in which the human being had a fixed place in
the cosmos. The cosmos for Aristotle, and later Aquinas, was a manifold
universe, ordered as an image, in which every thing and every being has its
place and the being man feels himself at home in union with them all (134).
This cosmological unity and the certitude with which human beings considered
their place in it was shattered by Copernicus. All the walls of the house were. . .
crumbling beneath the blows of Copernicus, the unlimited was pressing in from
every side, and man was standing in a universe which in actual fact could no
longer be experienced as a house (131). Following Copernicus, the original
contact between the human being and the universe is dissolved and the human
being finds his or her self a stranger in the universe. With the introduction of
infinite space, we are no longer able to form an image of the universe, no longer
able to transform it from a cold and meaningless space into a place, a home, an
abode. Our own time, Buber argues, is best characterized by its pervasive
homelessness.
Some forty years later, echoing Buber, Robert McDermott observes,
The deepest contemporary ontological problem is that of homelessness. The
vast, limitless, perhaps infinite universe does not award us a place. The planet
earth is a node in the midst of cosmic unintelligibility (13). Michael Jackson
begins his At Home in the World with an epigraph from Susan Sontag: most
serious thought in our time struggles with the feeling of homelessness. Taking
up the theme of being-at-home, Jackson too argues that ours is a century of
uprootedness. All over the world, fewer and fewer people live out their lives in
the place where they were born. Perhaps at no other time in history has the
question of belonging seemed so urgent (1). Increasingly, our attempts to
fashion an abode out of the cosmos has been frustrated. We are thought to be a
rootless people. Karl Jaspers points out in The Spiritual Crisis of Our Times:
man today has been uprooted, having become aware that he exists in what is
but a historically determined and changing situation. It is as if the foundations of
being had been shattered. William Barrett, too, sees this as a dominant fact for
the modern mind. To be homelesshow well we know it in this age of
displaced persons! . . . Homelessness is the destiny of modern man (133134).
In Without Earth There Is No Heaven, Edwin Dobb suggests that
contemporary cosmologists have given up on the idea of the cosmos as a home
for human beings. The result, he argues, is a sense of abiding ontological
solitude. In the cosmologies produced by the likes of Stephen Hawking, Steven
Weinberg, and Alan Guth, the cosmos is largely lifeless, a brilliant intellectual
edifice, yet utterly vacant. And yet, Dobb contends, judging from the popularity
of texts such as Hawkings A Brief History of Time and Carl Sagans television
series Cosmos, we still seek from cosmology what we have always sought from
it, which is to say, guidance in our attempts to construct a metaphysical map of
the world, at a time when cosmology has envisioned a universe that negates such
attempts (35). Dobb argues that a more adequate cosmology would be one that
shifts emphasis from trying to discern the structure of the universe to trying to
reckon our place within that structure.

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69

The problem of homelessness, of finding a place in the cosmos,

certainly predates the advent of digital technologies. Today, though, it is equally
clear that our own experience of the problem is shaped by and probably
deepened by our increasing reliance on technology. Indeed, the issue of place
has been a focus of theorists of technology beginning at least with Marshall
McLuhan. In The Medium Is the Massage, McLuhan captures the general nature
of technology and its impact on our sense of place. He writes,
Electric circuitry has overthrown the regime of time and space and pours upon us
instantly and continuously the concerns of all other men. . . . Its message is Total
Change, ending psychic, social, economic, and political parochialism. . . . Nothing can
be further from the spirit of the new technology than a place for everything and
everything in its place. You cant go home again (16).

Building on and extending McLuhans insights, Joshua Meyrowitz, in

No Sense of Place, notes the manner in which electronic media have been deeply
implicated in the restructuring of our sense of space, time, and place. Meyrowitz
contends that the formerly close connection between ones sense of place and
ones access to information has been shattered by the electronic media. Ones
place is no longer synonymous with who one is or to what information one has
access. Place, he contends, has become a meaningless category. Due to the
homogenization of place by the electronic mass media, any place is now
synonymous with every other place, and no place any longer has significance.
Where I am is no longer defined by the place where my body is, but is
susceptible to recoding according to the electronic media available to me. The
flow of information across boundaries reduces every place to the figure of the
same. As places lose their distinctive characteristics we feel increasingly
rootless because our roots can no longer be defined in terms of some distinctive
location. Our world may suddenly seem senseless to many people because, for
the first time in modern history, it is relatively placeless (308). Similar
arguments have been put forth by David Bolter, in his analysis of the impact of
hypertext media on the shift from a hierarchical to a network culture; by
Kenneth Gergen, in his discussion of the role of technology in fashioning a
saturated self; and in Frederic Jamesons accounts of our feelings of alienation
in postmodern hyperspace.
But while there seems to be widespread agreement on this descriptive
account of our contemporary situation, there is less agreement on its significance
and consequences. Especially in the last ten to fifteen years, we have witnessed
a far-reaching, potentially important, but polarizing debate on the role of
technology in reshaping and redefining our place in the cosmos, a debate which
has been recapitulated in contemporary science fiction. On one side of this issue
critics of our technological age decry our growing reliance on technology, show
concern over our increasing alienation from nature, and prophesize the loss of
authentic subjectivity and true community. Such dystopic visions of the digital
cosmos can be seen, for instance, in the work of Sven Birkerts, Neil Postman,
and Mark Slouka. In Technopoly, for instance, Postman criticizes what he sees
as technologys power to bring about total change. Technology alters those
deeply embedded habits of thought which give to a culture its sense of what the

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world is likea sense of what is the natural order to things, of what is

reasonable, of what is inevitable, of what is real (12). On the other side of this
issue we have proponents of the digital age and their utopian vision of a more
democratic, more individualistic society of progress, plenty, and peace brought
to you by the folks at Intel and Microsoft. Howard Rheingolds vision,
elaborated in his The Virtual Community, provides a representative example of
this so-called West Coast line of thinking, which includes the essays of John
Perry Barlow and others associated with the founding of the Whole Earth
Lectronic Link, an early, influential virtual community. Rheingold, Barlow,
and others argue that technology and the world it is fashioning move us away
from stifling, hierarchical premodern and modern societies and toward more
democratic, open, networked societies. Technology itself may well resolve the
problems of rootlessness and homelessness by bringing people together, creating
new communities, and empowering democracy. As Rheingold suggests in The
Virtual Community, perhaps cyberspace is one of the informal public places
where people can rebuild the aspects of community that were lost when the malt
shop became a mall (26). Similar visions of what Rob Kling has called
technological utopianism can be found in Nicholas Negropontes Being Digital,
William Mitchells City of Bits, and Raymond Kurzweils The Age of Spiritual
Machines, among other works.
This debate over the nature of the digital cosmos we are creating for
ourselves and our place in it is obviously important. Yet, the polarizing and
fractious nature of the debate has obscured more thoughtful and cautious
positions. We might get clearer on the proper contours of the problem of
homelessness and technology by looking at science fiction, where this problem
is the focus of a significant body of literature, exploring the place of human
beings in a technological cosmos. Contemporary science fiction has been central
to shaping our vision of the digital future and cyberspace and because it
foregrounds technology it provides us with a readymade laboratory for
examining and testing our intuitions about technology and the human lifeworld.
In his essay Global Ethnoscapes, Arjun Appadurai notes that in our current
period of deterritorialization, where specific territorial boundaries and identities
are transcended and individuals move about the world in uprooted groups of
tourists, immigrants, exiles, and guest-workers, the imagination acquires a
singular new power in social life (197). More persons throughout the world see
their lives through the prisms of the possible lives offered by mass media in all
their forms. That is, fantasy is now a social practice; it enters, in a host of ways,
into the fabrication of social lives for many people in many societies (198).
Examining contemporary science fiction might disclose a particular imaginary
construction of the digital cosmos available to todays homeless masses.
For the purposes of this chapter I will concentrate on William Gibson,
for several reasons. First, it is widely recognized that Gibsons work has been
influential, highly regarded, and paradigmatic of cyberpunk science fiction.
Veronica Hollinger has noted that cyberpunk has been especially fascinated with
technology and its effects upon human being-in-the-world (31), and Peter Fitting
contends that people read cyberpunk as a poetic evocation of life in the late
eighties. . . a fictional evocation of the feeling or experience of technoculture in
the late 1980s (296). Claire Sponsler, too, argues that cyberpunk developed as

Digital Ambivalence

71

an exploration of human experience within the context of media-dominated,

postindustrial, late capitalist society (626). Gibsons trilogy, Neuromancer (N),
Count Zero (CZ), and Mona Lisa Overdrive (MLO), together with his short
story collection Burning Chrome (BC) and the scripts to Johnny Mnemonic and
The X-Files episode Kill Switch (co-written with Tom Maddox) provide a
large body of work that ranges over several media, offering us plenty to
consider. Neuromancer is thought by many to be the quintessential cyberpunk
novel (Hollinger 30). Sterling suggests that in Gibsons sprawl stories (Johnny
Mnemonic, Burning Chrome, and New Rose Hotel,), which form the backdrop to his cyberspace trilogy, we see a future that is recognizably and painstakingly drawn from the modern condition (x). Allucquere Rosanne Stone
argues that Gibsons first novel Neuromancer was the dividing line between
epochs:
Neuromancer reached the hackers who had been radicalized by Lucas powerful
cinematic evocation of humanity and technology. . . and it reached the technologically
literate and socially disaffected who were searching for social forms that could transform
the fragmented anomie that characterized life in Silicon Valley and all electronic
industrial ghettos. In a single stroke, Gibsons powerful vision provided for them the
imaginal public sphere and refigured discursive community that established the
grounding for the possibility of a new kind of social interaction. . . . Neuromancer is a
massive intertextual presence. (95)

Equally clear is Gibsons focus on the problem of placelessness in the

digital cosmos. Most of the central characters of Gibsons fiction seem to have
no place or home, are disconnected from others, transient, and rootless. At the
beginning of Neuromancer, Case is initially cut off from the only place he feels
at home, cyberspace. We learn next to nothing of the backgrounds of any of the
main protragonists of the novel. Molly, who appears in both Neuromancer and
Mona Lisa Overdrive as well as the short story Johnny Mnemonic, is muscle
for hire who seems to move about the landscape from job to job, calling no place
home nor staying very long in any one place. Corto/Armitage is a mere
semblance of a personality, having been constructed by the AI Wintermute. The
main protagonists of both Count Zero and Mona Lisa Overdrive, Angie Mitchell
and Bobby Newmark, are, were told, well matched . . . born out of vacuums,
Angie from the clean blank kingdom of Maas Biolabs and Bobby from the
boredom of Barrytown (MLO 22). Angie is orphaned when her father is killed
during her escape from Maas Biolabs and Bobbys home is destroyed early in
Count Zero and he assumes that his mother is dead. Turner has fled his boyhood
home and is now a mercenary who moves around a lot. Home was the next
airport Hyatt. And the next. And ever was (CZ 2). As Turner helps Angie
escape, he comments, Its okay. . . were half way home. It was a
meaningless thing to say, he thought, helping her out of the seat; neither of them
had homes at all (CZ 200). At the opening of Mona Lisa Overdrive, Kumikos
mother is dead and her father is sending her away from her homeland, Japan, to
the strange country of England. Cherry Chesterfields life is described as
surrounded by a sad ragged scrawl (MLO 44), and Slick Henry has induced
Korsakovs, something they did to your neurons so that short-term memories
wouldnt stick (MLO 77). Mona is truly lost in place, having grown up on the

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The Utopian Fantastic

outside of most official systems (MLO 56). She is manipulated by the men in
her life as she is moved from one squat to another, ultimately having her identity
taken from her as she is cosmetically transformed into the twin of Angie
Mitchell, never fully comprehending whats happening to her.
While Gibsons fiction exhibits a fascination with technology and its
impact on human being-in-the-world, and while he is recognized for having
created cyberspace and his dystopic novels have shaped our vision of the digital
future, his work presents a very cautious and ambivalent attitude toward his
creation. Gibson himself suggests his own ambivalence toward technology in an
interview with Larry McCaffery. My feelings about technology are totally
ambivalentwhich seems to me to be the only way to relate to whats
happening today. When I write about technology, I write about how it has
already affected our lives. . . . My aim isnt to provide specific predictions or
judgments so much as to find a suitable fictional context in which to examine
the very mixed blessings of technology (274). Gibsons ambivalence toward
technology is reflected in his approach to the question of place in the digital
cosmos. It is this ambivalence that I think strikes the right chord in our own
evolving relation to the digital cosmos. Allow me to bring out this ambivalent
attitude by first contrasting the short story Johnny Mnemonic with the film by
the same name and then examining cyberspace as a place for human beings in
Gibsons trilogy Neuromancer, Count Zero, and Mona Lisa Overdrive.
The short story Johnny Mnemonic presents us with what by now
would be recognized as a standard dystopic, cyberpunk vision of our digital
future, featuring criminals and gangsters, hucksters and pimps, freelance muscle
and other assorted misfits and miscreants. But it is not presented as an especially
bleak or forbidding future. By the time the movie is released, however, one
important addition has been made: the introduction of NAS, nerve attenuation
syndrome, a fatal, epidemic disease that we are told is caused by information
overload: all the electrons polluting the airwaves. Technological civilization is
causing it. But we cant live without it. We are presented with hospitals full of
victims of NAS dying rather painful deaths. The information environment has
turned deadly and begun to attack its inhabitants. This notion of technology
polluting the environment and sickening people is completely missing from
Gibsons short story and from his cyberspace trilogy. While the short story
Johnny seems perfectly at home in his digital environment, Gibsons screenplay,
written some ten years after the short story, seemingly rethinks the relationship
between human beings and the digital environment and presents us with a digital
cosmos that has turned deadly against human life and doesnt afford us a place
or home.
This contrast is further underscored in the different treatments of the
central character Johnny Mnemonic. Consider the opening scenes of the short
story and the movie. The short story opens with Johnny, having surgically
altered himself and adopted the name of Eddie Bax, doing the dance of biz,
playing the game, boasting about being a very technical boy. The movie,
however, opens with Johnny in a hotel, following a one-night stand. As a
nameless woman makes for the door, she asks, So, where is home Johnny? to
which he replies, Home. . . home. . . would you believe I dont even know?
Our mnemonic courier, who is paid to remember things, cant recall his own

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73

home. It seems that in order to make room for his mnemonic implant, Johnny
has excised some of his long-term memory, specifically his memory of his
childhood. Johnny then proceeds to get in touch with his agent and makes clear
his desire to get out of the courier business, have his cranial implant removed,
and have his long-term memory fully restored. In just one of many pointed
contrasts, while our short story Johnny is engaged in doing the dance of biz, our
movie version is trying to extricate himself from the biz. Throughout the rest of
the movie he is subject to flashbacks of a sunny suburban life that contrasts with
the dark urban decay by which he is surrounded. In recovering his long-term
memory it is this childhood home and suburban fantasy that Johnny is
attempting to recover.
Meanwhile, our short story Johnny is not plagued by childhood
memories of home. Indeed, he has found his place in the digital cosmos, taking
up residence in the Pit of Nighttown, remaking himself to fit in with the canineinspired look of the Lo Teks, and conspiring with the cybernetic dolphin Jones
to decode the technological data left as traces in his implant. Our cinematic
Johnny, however, is a different story altogether. He wants to recover his place,
his home, by way of recovering his memories. The end of the movie has Johnny
hacking his own brain to release the information stored in him. This in turn
releases the memories of his childhood and we see a bright, green, suburban
lawn, a birthday party with cake and candles. What Johnny is trying to recover,
the place he is trying to reconstruct, if only in memory, is clearly an entirely
different world than the world he must occupy. He is not at home in the real
world. Indeed, he spends the entire movie trying to recover home and when he
does it is clear that that home has no place in the digital environment in which
he currently resides.
The character of Johnny Mnemonic returns in Neuromancer and
ultimately serves as counterpoint to both cinematic Johnny and Case, the
cyberspace cowboy of Neuromancer. Molly, who is working with Case in
Neuromancer and also appears in Johnny Mnemonic, tells us that Case
reminds her of Johnny. In Neuromancer she picks up the narrative where the
short story ends. Molly explains that in the time following the events related in
the short story, she was happy, a rare instance for any of Gibsons characters.
She wonders if Case has ever been happy. Tight, sweet, just ticking along, we
were. Like nobody could ever touch us. . . . we were living fat, Swiss orbital
accounts and a crib full of toys and furniture (N 176177). But before Johnny
and Molly have a chance to get out of the business, a Yakuza assassin murders
him. After that, Molly says she never much found anybody I gave a damn
about (N 178). Later, in Mona Lisa Overdrive, Sally learns that Case got out of
the biz some years after the Villa Straylight run and now has four kids, a point to
which I will return later. Cinematic Johnny similarly opts out of the biz and
achieves some kind of wholeness following the recovery of his memories at the
end of the movie. In the short story, Johnny is most at home in the digital
environment, and yet he is the one who ends up dead at the hands of an assassin.
Both Case and cinematic Johnny leave cyberspace behind and go on to live
happy lives.
In looking at these two iterations of Johnny Mnemonic, we see
dramatically different views of being-at-home in the digital future. While there

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The Utopian Fantastic

are roughly similar environments in both stories, the central characters have very
different relationships to their environments. Where our short story Johnny finds
a place in this digital world, cinematic Johnnys place can be guaranteed only by
reconstituting his memories of his childhood home. Between the short story and
the screenplay, Gibson turns more ambivalent toward the digital cosmos his
work has created. We have no place, he now implicitly suggests, in an
environment that pollutes and sickens us and requires we forget home.
A similar ambivalence can be seen in Gibsons treatment of
cyberspace. While Gibson is often celebrated for his portrayal of life in the
consensual hallucination that is cyberspace, its worth noting just how
ambivalently Gibson portrays his creation. Much is made, for instance, of his
account of cyberspace cowboys as body-loathing, living for the disembodied
exultation of jacking into cyberspace, and indeed, this is a remarkable feature of
much of the digital culture. But it is a mistake to think that Neuromancer
unequivocally endorses this aspect of the digital future. True, the opening of
Neuromancer focuses on Cases contempt for his body and his almost addictive
need for cyberspace. Equally central, though, to understanding Case is his
relationship to his girlfriend Linda Lee. That relationship is complex and I must
simplify things a bit by concentrating on two particular points. First, Cases
motivation as he tries to break through the ice surrounding the AIs Wintermute
and Neuromancer is born when Wintermute initially presents Case with a
simulation of his dead girlfriend. When Wintermute rescinds that simulation,
however, Case experiences rage, a rage which impels him through the rest of the
novel. Gibson writes, He knew then: the rage had come in the arcade, when
Wintermute rescinded the simstim ghost of Linda Lee, yanking away the simple
animal promise of food, warmth, a place to sleep (N 152). That animal
promise, as Gibson refers to it, is what wakes Case up from the long period of
numbness he had been experiencing in the first part of the novel. Cases body is
literally speaking to him: Meat, some part of him said. Its the meat talking,
ignore it (N 152). Later on, though, he cant ignore it. Neuromancer offers him
the chance to turn his back on the real world, on the world of flesh and meat,
and take up life in cyberspace with a virtual Linda Lee. Case refuses. While
Neuromancer argues that, to live here is to live. There is no difference (N
258), Case has come to realize there is a difference. He cannot leave his flesh
behind, even if it is to be with the woman he loves. Far from being a tale about
the escape from the prison-house of the flesh, Neuromancer ends with the
realization that human nature is embodied and our home may not be in
cyberspace. But once again Gibsons ambivalence reveals itself. The very last
scene of the novel has Case jacked into cyberspace once again when he sees at
the very edge of one of the vast steps of data three figures: Neuromancer, Linda
Lee, and close behind her, arm across her shoulders, was himself (N 271).
Neuromancer has apparently generated a cyberspace doppelganger of Case that
remains with Linda, taking up life in cyberspace. In one further reversal, were
told in Mona Lisa Overdrive that Case opted out of life as a cyberspace cowboy
shortly after the events depicted in Neuromancer. When Sally, known as Molly
in Neuromancer, looks up Finn, fourteen years after the events in Neuromancer,
he tells her in response to a question about Case, Case got out of it. Rolled up a
few good scores after you split, then he kicked it in the head and quit clean. . . .

Digital Ambivalence

75

Last I heard, he had four kids (MLO 165). Initially portrayed as the exemplar
of the cyberspace cowboy, Case ends his life by building a home in the real
rather than the virtual world.
While Case opts out of cyberspace, in Count Zero and Mona Lisa
Overdrive Bobby Newmark and Angela Mitchell ultimately choose to leave
their bodies behind and are united in a rapturous, cyberspace wedding. In Mona
Lisa Overdrive, Bobby has given up on living in his body and has taken up life
in the biosoft built by Lady 3Jane. He is portrayed as living the good life. His
environments are castles and country estates with fresh mown grass and
poolside retreats. He has turned his back on the real world and his own body. At
the end of the novel, his true love, Angela, has projected her disembodied
consciousness into cyberspace, her body and Bobbys physically die, and they
marry and take up residence in the simulated castle of the simstim star Tally
Isham. As Gibson describes it in the last chapter of the final installment of the
trilogy: They have come to live in this house: walls of gray stone, roof of slate,
in a season of early summer. The grounds are bright and wild, though the long
grass does not grow and the wildflowers do not fade (MLO 305). Following the
events portrayed in Neuromancer, Gibsons trilogy ends with cyberspace as the
ideal habitable realm, the perfect home.
Once again, though, things are not so clear. Count Zero and Mona Lisa
Overdrive complicate the relationship of individuals to cyberspace and question
the implied claim that cyberspace constitutes a place for human beings.
Consider, for instance, how the presentation of cyberspace is complicated in
Mona Lisa Overdrive. By the third novel in Gibsons cyberspace trilogy,
cyberspace has seemingly been captured or delimited. Cyberspace is often
described as an infinite nonspace. In Neuromancer Gibson describes it as a
graphic representation of data abstracted from the banks of every computer in
the human system. Unthinkable complexity. Lines of light ranged in the
nonspace of the mind, clusters and constellations of data (N 51). When Case is
finally able to jack in, he describes cyberspace as his country, transparent threedimensional chessboard, extending to infinity (N 51), an infinite blue space
ranged with color-coded spheres strung on a tight grid of pale blue neon (N
63), the infinite neuroelectronic void of the matrix (N 115). In Burning
Chrome, it is described as a 3-D chessboard, infinite and perfectly
transparent (BC 168). The matrix created the illusion of infinite space (BC
177). Again in Mona Lisa Overdrive cyberspace is described as a nonspace:
Theres no there, there. They taught to children, explaining cyberspace. . . . No
there, there (MLO 48). By the third novel, however, cyberspace, this infinite
nonplace of the mind, is literally enframed through the device of the Aleph, a
small, black slab of biosoft purchased by Lady 3Jane for the purpose of
downloading personality constructs. The character of Gentry is obsessed with
apprehending the overall shape of cyberspace and he believes he has found it in
the Aleph, which is thought to contain the sum total of data constituting
cyberspace (MLO 210). The Aleph is an approximation of the matrix. . . a sort
of model of cyberspace (MLO 307). The Aleph is like a microcosm of the
macrocosm, containing worlds within worlds (MLO 154). And it is in the Aleph,
and not cyberspace itself, that Bobby, Angie, 3Jane, and other characters come
to live. By the end of the trilogy, the Aleph, described by Slick Henry as a fairy

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The Utopian Fantastic

tale place (MLO 180) and by Colin as a toy universe (MLO 267), is marooned in
the desolation of Dog Solitude, where not even rats dare to live. It is in this fairy
tale place, in their virtual castle in the middle of Dog Solitude that Bobby,
Angie, and company live out their days.
Adding another layer of ambivalence to this mix, we might also take
note of the story that frames Count Zero. The novel both begins and ends not
with the Count but with the mercenary Turner. At the opening of the novel he is
in New Delhi running for his life. Were told later that Turner is always running,
mostly away from home. It has been years since hes been home. Hes estranged
from his only brother and he couldnt bring himself to go home when, near
death, his mother called for him. Yet, by the end of the novel, he has achieved a
kind of happiness by returning to his childhood home, settling down, and raising
his own son as he was raised. Indeed, the last chapter of Count Zero doesnt
focus on Bobby and Angela, whose story will be picked up in the subsequent
novel, Mona Lisa Overdrive. The last chapter is called The Squirrel Wood and
focuses on Turner and his son exploring the woods in which Turner and his
brother grew up. The backdrop of the chapter is one of the few if not only scenes
in the trilogy of human beings interacting with animals in a natural environment.
In the woods is a clearing, a special place, where nature asserts itself by
slowly swallowing up the plane that originally brought Turner home (CZ 245).
Turner has seemingly made a home for himself by following Johnny
Mnemonics example, recovering his childhood home and reestablishing contact
with nature and domesticity.
Finally we would do well to remember the large cast of characters
surrounding Case and Bobby and Angela for whom cyberspace plays no integral
part. Indeed, the characters most at home in cyberspace are either constructs or
otherwise presented as flawed, suffering from obsessions or psychopathologies
of various sorts. 3Jane is portrayed as a sad and pathetic figure for wanting to
live forever in her biosoft construct. Virek mutates into a cancerous mass of
flesh who obsesses over the next stage in his evolution. Gentry is obsessed with
his search for the shape of cyberspace. Even Angie is portrayed as wracked with
self-doubt, chemically dependent, possibly schizophrenic, the result of her
fathers experiments on her brain.
While Gibsons stories often revolve around central characters who
have a vital relationship to cyberspace, the vast majority of the people
populating his digital future do not. Case, for instance, is puzzled by the Zionites
who live outside the official system and seemingly dont understand cyberspace.
Case didnt understand the Zionites. . . . The Zionites always touched you when they
were talking, hands on your shoulders. He didnt like that. . . . Try it, Case said
[holding out the electrodes of the cyberspace deck]. The Zionite Aerol took the bank, put
it on, and Case adjusted the trodes. He closed his eyes. Case hit the power stud. Aerol
shuddered. Case jacked him back out. What did you see, man? Babylon, Aerol said,
sadly, handing him the trodes and kicking off down the corridor. (N 106)

Michael Heim suggests that the Zionites are the body people who
remain rooted in the energies of the earth, a human remnant in the
environmental desolation of Neuromancer (80). Such remnants appear
throughout Gibsons cyberspace trilogy. The title character of the third novel,

Digital Ambivalence

77

for instance, is Mona, about whom it is never intimated that she enters
cyberspace. Indeed, we are told that Angela feels a particular tenderness toward
Mona because Monas life has left virtually no trace on the fabric of things, and
represents, in Legbas system, the nearest thing to innocence (MLO 285).
While Bobby is looking for transcendence in cyberspace, Cherry Chesterfield is
shown as disgusted by his desire to leave his body behind: Hear that,
motherfucker? Cherry yelled. Youre dying! Your lungs are filling up with
fluid, your kidneys arent working, your hearts fucked. . . . You make me
wanna puke (MLO 272).
Turner too has a very physical reaction to the kind of digital cosmos
Gibson describes in his cyberspace trilogy. While working security for the
media conglomerate Sense/Net, a media star is killed. Her eyes, which had been
replaced with artificial cameras, are described by Turner as inhumanly perfect
optical instruments. . . worth several million New Yen (CZ 91). Immediately
following her death, those inhuman eyes are removed to be reused by the
corporation. When Turner recalls this incident, some nine years later, it leads to
a very physical response.
And hed turned away, his guts knotted around eight glasses of straight Scotch, and
fought the nausea. And hed continued to fight it, held it off for nine years, until, in his
flight from the Dutchman, all the memory of it had come down on him, had fallen on him
in London, in Heathrow, and hed leaned forward, without pausing in his progress down
yet another corridor, and vomited into a blue plastic waste canister (CZ 94).

Turner then drops out of the traveling life, changing his plans, and flies to
Mexico. Turner literally reacts physically to the nature of the digital cosmos,
where human beings have been transformed into cyborgs whose parts are owned
by multinational corporations, recoverable upon death. His response is to move
back to his boyhood home and recover a sense of nature.
In 1984, a series of texts were introduced that, while not creating the
debate over technology, place, and utopia out of whole cloth, introduced a few
new wrinkles into the fabric of that debate. Apples Super Bowl commercial
ultimately holds out a vision of technology that frees us from Orwells dystopic
vision and promises a coming technological utopia. Gibsons contribution to
1984 initiated a more ambivalent approach to these issues and represents an
advance over this. His portrayal of the digital cosmos, of our own abode, if not
now then in the future, is a richly textured vision that reveals the complex
cultural and social issues tied up with technology. Central to this vision is a
measure of ambivalence. It is this ambivalence that we would do well to adopt
in our own increasingly technological lives. As we adopt and adapt to this
technology, as it further transforms our world, we need to interrogate what it
may be doing to us and to our place in the world. We can look to science fiction
to offer us some guidance in this task. To the question, is technology creating a
utopia or a dystopia, we should answer along with William Gibson, maybe.

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The Utopian Fantastic

REFERENCES
Appadurai, Arjun. Global Ethnoscapes. Recapturing Anthropology: Working in the
Present. Ed. Richard G. Fox. Santa Fe, NM: School of American Research
Press, 1991. 191210.
Barlow, John Perry. A Cyberspace Independence Declaration, Electronic manuscript
available at: http://www.eff.org/pub/Publications/John_Perry_Barlow.
Barrett, William. The Illusion of Technique. Garden City, NY: Anchor Press, 1978.
Birkerts, Sven. The Gutenberg Elegies. New York: Fawcett Columbine, 1994.
Bolter, J. David. Electronic Writing. Hillsdale, NJ : L. Erlbaum Associates, 1991.
Buber, Martin. Between Man and Man. Trans. R. G. Smith. New York: Macmillan, 1965.
Dobb, Edwin. Without Earth There Is No Heaven. Harpers Magazine. February 1995.
3341.
Fitting, Peter. The Lessons of Cyberpunk. Technoculture. Ed. Constance Penley and
Andrew Ross. Minneapolis: University of Minnesota Press, 1991. 295315.
Gergen, Kenneth. The Saturated Self: Dilemmas of Identity in Contemporary Life. New
York: Basic Books, 1991.
Gibson, William. Neuromancer. New York: Ace Books, 1984. (N in text)
. Burning Chrome. New York: Ace Books, 1986. (BC in text)
. Count Zero. New York: Ace Books, 1986. (CZ in text)
. Mona Lisa Overdrive. New York: Bantam Books, 1988. (MLO in text)
. Johnny Mnemonic. Dir. Robert Longo. Tri-Star, 1995.
Heim, Michael. The Erotic Ontology of Cyberspace. Cyberspace: First Steps. Ed.
Michael Benedikt. Cambridge, MA: The MIT Press, 1991. 5980.
Hollinger, Veronica. Cybernetic Deconstructions: Cyberpunk and Postmodernism.
Mosaic 23.2 (1990): 2944.
Jackson, Michael. At Home in the World. Durham, NC: Duke University Press, 1995.
Jameson, Frederic. Postmodernism or, The Cultural Logic of Late Capitalism. Durham,
NC: Duke University Press, 1991.
Jaspers, Karl. The Spiritual Crisis of Our Times. Die geistige Situation der Zeit, 1931,
usually translated as Man in the Modern World. Tr. Eden and Cedar Paul.
Garden City, NY: Doubleday, 1957.
Kling, Rob. Hopes and Horrors: Technological Utopianism and Anti-Utopianism in
Narratives of Computerization. Computerization and Controversy, Second
Edition. Ed. Rob Kling. San Diego: Academic Press, 1996. 4058.
Kurzweil, Ray. The Age of Spiritual Machines. New York: Penguin Books, 1999.
McCaffery, Larry. An Interview with William Gibson. Storming the Reality Studio.
Ed. Larry McCaffery. Durham, NC: Duke University Press, 1991. 263285.
McDermott, Robert. Streams of Experience. Amherst: University of Massachusetts
Press, 1986.
McLuhan, Marshall, and Quentin Fiore. The Medium Is the Massage: An Inventory of
Effects. New York: Bantam Books, 1967.
Meyrowitz, Joshua. No Sense of Place: The Impact of Electronic Media on Social
Behavior. New York: Oxford University Press, 1985.
Mitchell, William. City of Bits: Space, Place and the Infobahn. Cambridge, MA: The
MIT Press, 1995.
Negroponte, Nicholas. Being Digital. New York: Vintage Books, 1995.
Postman, Neil. Technopoly. New York: Knopf, 1992.
Rheingold, Howard. The Virtual Community: Homesteading on the Electronic Frontier.
Reading, MA: Addison-Wesley, 1993.
Slouka, Mark. War of the Worlds: Cyberspace and the High-Tech Assault on Reality.
New York: Basic Books, 1995.
Sponsler, Claire. Cyberpunk and the Dilemmas of Postmodern Narrative.

Digital Ambivalence

79

Contemporary Literature 33.4 (1992): 625645.

Sterling, Bruce. Preface. Burning Chrome. By William Gibson. New York: Ace Books,
1986. ixxii.
Stone, Allucquere Rosanne. Will the Real Body Please Stand Up? Cyberspace: First
Steps. Ed. Michael Benedikt. Cambridge, MA: The MIT Press, 1991. 81118.

9
Apprehending Identity in the
Alldera Novels of Suzy McKee Charnas
Bill Clemente
Set initially in a post-holocaust world and increasingly in a postcolonial context,
the Alldera cycle chronicles the protagonists affirmation of self bolstered by her
dream to create a radically new society. The novels witness Allderas rise from
slave to leader in a world split by gender, rent by war, roiled by faction, and yet
sustained by hope despite the grim reality depicted.
Writing convincingly about Walk to the End of the World (1974) and
Motherlines (1978), novels for which Suzy McKee Charnas won a Retrospective
Tiptree Award,1 Sarah Lefanu notes that the writing is fired by a political
vision coming from the heart of the womens liberation movement, adding that
this acute perception is hardly presented to the reader to be passively
consumed. Lefanu emphasizes, moreover, that both novels explore
possibilities, but offer no solutions (165).
The third and fourth novels in the Alldera cycle, Furies (1994) and The
Conquerors Child (1999), boldly build on the complex currents charted in the
earlier books.2 And Charnas, with the rigor readers rightly expect of her,
confronts with energy and insight the vexing problems at the core of the
narratives, of which this analysis concentrates on two: self-affirmation and the
acquisition of power in the context of the concomitant responsibilities these
reciprocal processes demand of slaves who would be free.
These latter two texts in particular focus considerable energy on the
violence and terror, both psychological and physical, required of the women
many of whom failto throw off the yoke of the patriarchal Holdfast systems
formerly and viciously imposed on them. While clearly addressing feminist
concerns, the narratives equal attention to the often traumatic but potential
realization of a free society also brings the entire cycle into the orbit of conflicts
at the core of much postcolonial literature, especially as the conclusion of the
final novel holds hope for an emerging multicultural, feminist society. This
potential world aspires to the antithesis of that to which the former

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The Utopian Fantastic

patriarchal/colonial system sought to reduce the enslaved women at the

conclusion of Walk to the End of the World: to the ultimate commodity,
slaverys lowest common denominator.
Of his modest proposal, Raff
Maggomas, the Engineer of Troi, explains to his son, Eykar Bek, who the father
hopes will eventually assume Holdfasts throne: Were going to rationalize
society into a small group of superior men subsisting primarily on the meat,
skins and muscle power of a mass of down-bred fems. . . Eating femflesh seems
bizarre to you now, but believe me, youll get used to it.3
One area of shared concern with postcolonial literature parallels in
general what Wole Soyinka describes as self-apprehension, and another bears
interestingly on certain matters at the heart of Ngugi wa Thiongos discussions
of the necessity to decolonize the mind. The former informs Allderas
growing self-awareness as well as her evolution from slave to leader while the
latter establishes the often brutal context in which change occurs, one that
precludes escape from hateful experience but that also promises hope even as it
demands sacrifice.
As the authors of The Empire Writes Back note, the Nigerian Wole
Soyinka argues that the essential problems for Africans concern avoiding the
two extremes of a national or racial essentialism (such as Ngritude) and an
international posture which denies self apprehension (164). With respect to
this imperative, Soyinka writes, To refuse to participate in the creation of a new
cult of the selfs daily apprehended reality is one thing; to have that reality
contemptuously denied or undermined by other cultic adherents is far more
dangerous and arouses extreme reactions (xi). For Charnass novels, patriarchy
defines the outside force imposed on the fem society; and the separatist feminist
eutopia detailed in Motherlines describes eutopia inasmuch as the Motherlines community offers, in Joanna Russs formulation, better alternatives for the
free fems. It avoids, in some important respects, the national or racial
essentialism that the protagonist Alldera struggles to transcend but to which she
ultimately accedes at the conclusion of The Conquerors Child to ensure the
continued evolution of the society the free women seek to mold in the nowgreening world of the old Holdfast.4
I refer to Ngugi in particular because of his urgent call to give voice to
the traditionally silent, especially as numerous women in the novels have had
their tongues removed to punish them and to preclude quite literally these
subalterns from speaking. The myths the rulers fabricate and perpetuate to
legitimize their horror likewise and strategically deny women their history,
casting them as demons responsible for the Wasting, an ecological disaster that
reduced much of the world to near sterility: Females themselves brought on
the Wasting of the World!; Those were the rebels who caused the downfall
and their young remain: men call them unmen. Of all the unmen, only
females and their young remain, still the enemies of men (Walk 4, 5). What
Ngugi argues in general about African literature obtains for Charnass novels,
particularly as the former slave Alldera fights for identity and for the formation
of a new society. His book, Decolonising the Mind, Ngugi argues, is about
national, democratic and human liberation and the continued struggle:

Alldera Novels of Suzy McKee Charnas

83

Struggle makes history. Struggle makes us. In struggle is our history, our language and
our being. That struggle begins wherever we are; in whatever we do: then we become
part of those millions whom Martin Carter once saw sleeping not to dream but dreaming
to change the world (108).

These words from the Guyanese poet Carter register an impulse that informs
Allderas new-epic quest to re-create herself and in many ways to pursue
Carters literary imperative of giving voice to the traditionally voiceless: and I
bent down / listening to the land / and all I heard was tongueless whispering / as
if some buried slave wanted to speak again.5
Prior to her escape from the Holdfast, Alldera witnesses Trois
destruction, for the Juniors, those men held in subservient positions by the
paranoid Seniors, revolt. The Juniors eventually conquer, in part because of
Beks patricide, and his aiding the slave he has raped plays an important role in
Allderas securing the Holdfast with her army in Furies. The child of that
sexual violence, the conquerors daughter, is Sorrel, who, raised in freedom by
the Mares in the Grasslands, gives hope in The Conquerors Child for a
brighter future, for she dreams of creating a more egalitarian society, one in
which men need not be kept in chains. (Sorrel, in fact, might just as easily be
the child of the wicked Servan dLayo, who also raped Alldera; that the daughter
reflects Beks essential goodness in that case argues for nurture over nature as
motivating mens behavior.) Charnas, as Marleen Barr writes, does not simply
portray men as the enemy, for she takes care to illustrate that women are not
the only victims of patriarchal repression (18). Centered in Troi, the Holdfast,
in varying degrees of brutality, victimizes all its members.
The significance of Troi points in two related directions. On the one
hand, the name identifies a center for industry, Detroit, the epitome of the
rational thought that Beks father evokes to legitimize by farming womens
flesh. As suggested earlier, the men who survive the world-wide devastation
blame the Wasting that engulfs all society on minorities in general and all
women in particular: It is their male descendants who emerge from the Refuge
to find the world scoured of animal life and beggared of resources. They
continue the heroic, pioneering tradition of their kind (Walk 4, my emphasis).
These new colonists pursue traditions established by pioneers, who in David
Diops fitting characterization of colonial conquerors, knew all the books but
did not know love.6 The ancestors of the Holdfasts tenants ultimately
destroyed society with their poison power, just as their offspring subjugate the
remaining women. The old industry underscored by the Engineers plans,
moreover, continues to pollute, though without the physical machinery that
formally propelled it.
That part of Trois significance concerns texts found there, and battles
fought there also evoke Homers heroic Troy, the narrative pattern and the hero
it posits as exemplary, the warrior kina narrative whose expectations the
Alldera cycle manipulates.
Through Allderas experiences, Charnas
experiments with not simple gender reversal but, in Sarah Lefanus words,
offers a subversion of the narrative structure that holds a protagonist in place
(35). Alldera the Conqueror is not Odysseus, who seeks immortality of
reputation both through war and, on his homecoming, the harsh reimposition of

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The Utopian Fantastic

the preexisting order, for she has no such pretensions: only eventually to lie in
the arms of her former lover, the Grasslander Nenisi. And in the process, she
will give women back their history and lay the foundation for a possible future.
In any case, Charnas challenges both versions of Troi, both the power and the
narrative structure the citys name implies.
The Holdfasts Troi embodies a powerful industrial complex, a selfish
and all-consuming patriarchy that dehumanizes men, who subsequently
demonize the women they allow to survive and to serve. The free fems, women
who manage to escape from the Holdfast to the Grasslands, know no other
system, for the Matris, women who maintain order among the fems, generally
kill youngsters whose rebellious acts threaten to bring further violence on the
women; one Matri did, however, send Alldera on her mission to find the free
fems and return with them to the Holdfast. As a result of their previous
experience at the Tea Camps described in Motherlines, the fems subordinate
themselves to the neocolonial leadership of Elona, who imposes an order
familiar to the women: they know only the system that enchained them. Justly
though impetuouslyfor as she will admit later, she wanted them to be
perfectAlldera chastises them all: I dont want to wear a slave smock as if I
were still somebodys property in the Holdfast. . . . I cant believe this. Its as if
Id never left the Holdfast at all (321). In Franz Fanons terms, these wretched
of the earth are indeed Affranchized slaves, or slaves who [imagine
themselves] individually free but who perpetuate the very system that initially
enslaved them (Fanon, 60). Alldera will eventually win them over by activating
both the dream to which Elnoa pays only lip service and the promise of what
they actually desire, to paraphrase Fanon: What they demand is not the
[mens] position or status, but the [mens] place (62).
But as Charnas clearly emphasizes, the patterns of power their history
taught them weave a tight web of behavior not easily unraveled. When in The
Furies the free fems eventually invade the Holdfast, for example, they find
themselves confronting a Matri who murders beloved Tua and argues for
compromise: Is this what you came for? called a voice, quavering but edged
with scorn. To be our masters in the mens place? (100).
Though in her mind the Matri murders Tua because she fears mens
reprisals, in actuality she hopes to ensure her privileged position. But her own
violence and that for which she berates Alldera raise issues of special
significance. In Soyinkas apt words, this particular Matri mirrors the problems
at the old tea camp, where the people continue to suffer from externally
induced fantasies of redemptive transformation in the image of alien masters
(Soyinka, 54). Thus, motivated by the pet fem Dayas manipulative tales that
malign Alldera, women eventually try to kill their leader, whose army crushed
the crumbled society to which the Holdfast had reduced itself. Such is often the
plight of those who lead the newly free, who elevate their leader to superhuman
status but who, Franz Fanon reminds us, have learned about and therefore fear
those who they believe would be gods. As Charnas notes in Of Women and
Wonder,
Alldera is not only leader but sacrificial figure, and she senses this terrible truth: its one
of the reasons she dislikes being singled out this way. The other is that she knows that

Alldera Novels of Suzy McKee Charnas

85

acting in ways that a master might act leads to being seen as a master, and maybe even
becoming one inwardly, however unwittingly and unwillingly. She distrusts power as it
has been constructed by men, and rightly (Clemente 78).

In Black Skin, White Mask and The Wretched of the Earth, Franz Fanon
argues that the struggle for liberation demands violence; that violence, he insists,
will not end until the oppressed have usurped the colonizer completely. Furies
confronts directly the need to purge the womens hatred and the requisite role of
violence against the men. When Alldera berates a woman for what strikes her as
excessive violence, for example, she is warned: We killed some of the masters
who used to brutalize us. We needed to do this. We all need to do it, each of us;
even you (62). Many readers have found the resulting terror and revenge
disturbing, including Alldera, who comes nonetheless to appreciate its necessity.
Her daughter, however, will underscore an imperative behind the special
rebellion: the women simply cannot eradicate these colonizers, for unlike the
women of the Motherlines who do not need men for procreation (they, in fact,
represent a new species), the fems need their former conquerors.
Although in The Conquerors Child the liberated women create a
council to help order their lives, the problems Alldera lists to Sheel, a
Grasslander and member of the fem army, at the end of Furies continue to
plague: The problem is men and fems, masters and slaves (272). Before she
leaves for the Grasslands at the close of the Holdfast Series, taking the
Holdfasts future further and further away from herself (411), Alldera tells her
daughter, who dreams of a future society where gender no longer divides men
and women, that
If the mens place really does change, its not going to happen for a while. . . . When
they learn to carry their honor for themselves. Thats the most heroic task there is, if they
could only see it. Then Eykar and Setteo and a few others, not to mention us women,
wouldnt have to break our backs trying to carry it for them. (405406)

Allderas influence and, just as important, the impact of stories attributed to her
mitigate the preceding concerns. Bitter experience has taught, however, that, in
Sorrels words, Liberty doesnt heal every wound (419), and the process of
decolonizing the mind scars everyone, just as affirming identity demands
sacrifice.
Experience teaches Alldera to accept limitations and, in part because of
Beks rebellions against his father in the first novel, how to resist powers
corrupting influence. In fact, Alldera eventually turns her back on the throne
that could easily be hers and retires to live in the Grasslands with the
Motherlines and her beloved Nenisi, eventually leaving with this culture beyond
the present reach of the fem society. Alldera quickly becomes a mythic figure;
and as narrative she will continue to influence the emerging society now in the
hands of youth. To this end, Charnas suggests that progress is the work of
generations, epitomized, for example, by Sorrel, who, raised by the eutopian
Grasslanders, brings to the new Holdfast ideas and ideals from her past that help
secure a better future. Among other things, nurtured with love but alienated
because she cannot conceive as Grasslanders do (by copulating with horses,
whose semen activates parthogenesis), Sorrel identifies with Veree, a male baby

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ostracized by the Motherlines. Sorrel knows love but does not hate men.
Equally important is Beyarra, a New Free, who, like Sorrel, hopes to lift
mucks and sticks from bondage and make them both men and human. In
addition, Beyarra admires Bek and realizes the importance of the written word
he teaches her.
Put in another way, the problems facing the New Holdfast concern not
only fear, fear of the future, of change, of those very things that challenge a
society, but also power: how a group either focuses its energy on inventing and
transforming or reverts to learned methods and manners that cause division and
reinstate tyrannies. The one approach is reactionary and regressive; it creates
new Holdfasts in which a Servan DLayo finds familiar and fertile ground for
his particular brand of selfish consumption and vicious repression. This
perspective mimics and results in neocolonial systems. As Sorrel and Beyarra
attest, however, innocence and navet create wonderful dreams of a hopeful
future, but they likewise fail to admit the reality of nightmares, as Servan
DLayo and, to a lesser degree, Daya emphasize.
To this end, a short story by the Botswanan author Bessie Head, A
Power Struggle, is instructive. Of leadership, Head notes that the aim must be
to make evil inconsequential (72). Many aspire to productive leadership,
Head notes, but only a few saints attain that goal. The manner in which Daya
manipulates Beyarra and in which Servan DLayo treats Sorrel teach both that
evil exists. This realization that tempers their dreams at the conclusion of the
novel, a fact of considerable importance, for as the strange nets that wash up on
the shore and which no one in Bayo or the Holdfast identifies attest, other
people and societies populate the world of challenges that awaits them. Power,
the novels additionally argue, describes always a perspective. In A Power
Struggle, an evil brother attempts to secure the throne from his older brother
and rightful heir, known as the Beautiful One, a man who naturally merits the
titles people reserve conventionally for kings. Although a good man, he remains
vulnerable to his younger brothers machinations, for he, to a degree like Sorrel
and Beyarra, has yet to experience evils reality; as do characters in the Holdfast
Series, he learns to view the world not with paranoid suspicion but with healthy
circumspection.
Grappling with postcolonial issues, Heads narrative also argues further
points that bear on Charnass work. At a loss to comprehend his evil brothers
assertion of power, the Beautiful One escapes into his memory, dreaming of
youthful innocence until he meets a wise man who insists that the only wisdom
in this particular situation is kill or be killed, for so history and tradition
dictate. After the younger brother tries to assassinate him, the Beautiful One
refuses to attack, however, reasoning that if securing the throne requires that he
become like his enemy, he wants no part of the system. Instead he leaves,
taking up life as an exile in another tribe. And yet, learning of the good mans
location, the people eventually follow. Such is the power of an extraordinary
leader, for, as Head indicates, that courageous person forces people to choose
and knows when and why to break with traditions grip.
Alldera accomplishes much the same, insisting that the women not
abdicate responsibility for their actions by allowing a ruler too much influence,
thereby surrendering their freedom to the comfort of discipline. Charnas,

Alldera Novels of Suzy McKee Charnas

87

moreover, implies that making leadership a tremendous burden lessens the

chance for a DLayo to assert his influence. In The Conquerors Child, for
example, Alldera complains about infinite discussions and an endless chain of
meetings the Council requires: But it meant that every decision had to be
weighed and considered, often more than once, twice, or three times. While she
had been gone she knew that there had been no pause in the endless palaver that
it took to keep the New Holdfast running (212); but she also acknowledges the
dreadful alternatives the recent past recalls.
Head also notes that with colonization came slavery, which silenced the
story of the Beautiful One and many others. A Power Struggle asserts that
these ancient tales bear on the future because, although the stories reinstate a lost
history, they do not posit an idealized past. To forget the past, Charnass novels
argue, is to relive it because, as the preceding pages argue, power describes a
perspective and the women, who know only tyranny, must find new ways in
which to order society. The Grasslanders, to be sure, provide only a partial
solution, one that works for them but which bears only partially on the fem
worlds very different experiences and needs. To this end, Troi, the center of
the womens former grief, assumes an important position in their life.
There, the liberated quite literally mine history, for ores and for ideas.
In many respects, they mimic the past, though hardly in the manner for which
V.S. Naipaul berates the Caribbeans, who he fears slavishly imitate and
therefore subordinate themselves to what enslaved them, reducing their culture
to a dim shadow of what they mistakenly make essential. Instead, the free fems
practice emulation, a productive mimicry of the sort described by Derek
Walcott:
Sophistication is human wisdom and we [West Indians or free fems], who are the dregs
of that old history, its victims, its transients, its dispossessed, know what the old wisdom
brought. What is called mimicry is the painful, new, laborious utterings that come out of
belief, not out of doubt. . . . In the indication of the slightest necessary gesture of
ordering the world around him, of losing his old name and rechristening himself, in the
arduous enunciation of a dimmed alphabet, in the shaping of tools, pen or spade, is the
whole, profound sign of human optimism, of what we in the archipelago still believe in:
work and hope. . . . The New World originated in hypocrisy and genocide, so it is not a
question for us, of returning to an Eden or of creating Utopia; out of the sordid and
degrading beginning of the West Indies [the Holdfast], we could only go further in
decency and regret. Poets and satirists are afflicted with the superior stupidity which
believes that societies can be renewed.7

The New Holdfast undertakes to put the past to new use, from planting wheat to
manufacturing guns, both for the general good, the antithesis of patriarchal
greed, and for further growth.
The tempered optimism for which both Head and Walcott argue finds
wonderful reflection in the ambivalent role stories play throughout the narrative
the Alldera cycle describes. The tragic pet fem Daya resembles the African
Griot, as she is an oral repository of history whose stories of slavery keep
memory fresh; her imaginative narratives relate the terror the women survived
and keep alive the dream to which Alldera aspires as well as the struggles they
all endure. Indeed, Dayas continued treachery teaches Alldera the power of the

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The Utopian Fantastic

word, for cowardly Daya never appreciates the storytellers necessary role and
exquisite might.
She wants instead to become what she creates and
consequently uses her stories to manipulate, a character fault that leads to the
attempted murder of Alldera and eventually to her own death.
Daya, for example, witnesses one of Allderas defining moments of
self-affirmation. When the former slave who, as did all the other women,
habitually referred to herself in the third person as this fem or some other
circumlocution crosses with her army the border into the Holdfast in The Furies,
she somewhat awkwardly proclaims, I, Alldera, I am here (32); the pet fem
quickly and enthusiastically adds, I, Daya, I too am here! (32). And in
response to Allderas complaint that the storyteller makes her a myth instead of
a person, Daya asserts, I dress you in myth with the hands of love (39). This
affection turns soon to envy, which poisons her words that eventually seduce
others to undertake an unsuccessful attempt on Allderas life near the conclusion
of The Furies. For this act, the storyteller, caught up in her own myth making,
refuses to acknowledge responsibility: Daya would remember only how when
the tide had turned against her, she had turned with it. She would tell it and tell
it and tell it her way until people thought that was how it had happened, because
she was a gifted storyteller and because she needed them to believe (364).
Ironically, the new historian, Beyerra, who uses the pen and the written word,
records all Dayas tales and puts rather a heroic spin on the pet fems death. In a
sense, Beyerra offers a poetic version of history, for the pet fems intrigues also
resulted in Servan DLayos death. In many respects, Beyerra emphasizes the
significance of the results and not simply what happened; she seeks not to
articulate the facts but rather to arrive at the truth.
Although uncomfortable with the tales of her own actions, Alldera
nevertheless appreciates their function, just as she knows, though she herself is
illiterate, the written words beauty as well as its potential to undermine ideals
and to help actualize dreams. To this end, the mining of the past also uncovers
from recent ruins narratives of consequence for the emerging future. Bek
informs Sorrel, for example, that women, too, wrote books in the past; and he
mentions one text in particular: West with the Night. This text is, in fact, an
actual book, an autobiography written by Beryl Markham. The book offers an
account of a strong and independent woman who in the early twentieth century
lived in British East Africa. Among other things, despite living in a patriarchal
world, she was a pioneer aviator and horse breeder. Surprisingly enough,
therefore, the past provides women with a history, even role models, and a
certain continuity the Wasting threatened to erase.
Recasting the past thus resembles listening to the earth and articulating
the tongueless whisperings Martin Carter describes. Markhams buried book
also calls to mind Leslie Silkos description in Ceremony of reinventing old
stories to overcome new obstacles: she describes these long-forgotten texts as
frogs who when the infrequent rains leave and the ground dries encase
themselves in mud. In this stage they often remain for many years unheard and
preserved until the rains return. At this time they emerge reborn to chant songs
to a new world.8
The storyteller, whether through orature or written word, possesses the
power to cast old tales in new forms and affirms, in Trinidadian writer Earl

Alldera Novels of Suzy McKee Charnas

89

Lovelaces terms and in words that characterize, I believe, Charnass project, the
belief that the creative artist can heal the wounds of history.9 To bridge gaps,
to heal wounds, and to actualize dreams are, at heart, acts of the imagination, the
power to create worlds from words. This process, as the Alldera cycle
underscores, demands struggle, hope, and work. And a literature that addresses
forthrightly issues that challenge the world today is science fiction,, for it
engages readers, not only by inviting them to dream but also by suggesting ways
in which by dreaming they can change the world.

NOTES
1. The Eighth Annual Tiptree Award was announced at the Twentieth
International Conference on the Fantastic in the Arts. This awardnamed in honor of
the significant role Alice Sheldon/James Tiptree, Jr., played in mining science fictions
borders to include feminist concernspays homage each year to the work of science
fiction or fantasy published that best explores and expands gender roles. Two years ago,
Charnas (along with Ursula Le Guin and Joanna Russ) received a Retrospective Tiptree
for the groundbreaking feminist novels Walk to the End of the World (1974) and
Motherlines (1978). Charnas won the 1999 Tiptree Award for The Conquerors Child.
2. The Furies by Suzy McKee Charnas. New York: Tor, 1994; The
Conquerors Child by Suzy McKee Charnas. New York: Tor, 1999. All future
references are to these editions.
3. Walk to the End of the World & Motherlines by Suzy McKee Charnas.
London: The Womens Press, 1995: 205206. All future references are to this edition.
4. Although utopia may be a misnomer for some of the works, many of
which (like Triton or The Dispossessed) present not perfect societies but only ones better
than our own, feminist is not. All these fictions present societies (and in one case, a
guild organization) that are conceived by the author as better in explicitly feminist terms
and for explicitly feminist reasons (my emphasis). Recent Feminist Utopias in To
Write Like a Woman: Essays in Feminism and Science Fiction by Joanna Russ, 134.
5. Listening to the Land by Martin Carter. Collected in Whispers from the
Caribbean: I Going Away, I Going Home by Wilfred Cartey. Los Angeles: Center for
Afro-American Studies, UCLA, 1991.
6. The Vultures, by David Diop. Collected in The Penguin Book of Modern
Poetry edited by Gerald Moore and Ulli Beier.
7. The Caribbean: Culture or Mimicry? by Derek Walcott, in Critical
Perspectives on Derek Walcott edited by Robert D. Hammer: 57.
8. Ceremony by Leslie Marmon Silko. Everywhere he looked, he saw a
world made of stories, the long ago, time immemorial stories, as old Grandma called
them (95).
9. As quoted by Kathy Williams.
Earl Lovelace: The Wine of
Astonishment. A Handbook for Teaching Caribbean Literature edited by David
Dabydeen: 40

REFERENCES
Ashcroft, Bill, Gary Griffiths, and Helen Tiffin. The Empire Writes Back: Theory and
Practice in Post-Colonial Literatures. New York: Routledge, 1989
Barr, Marleen S., Ruth Salvaggio, and Richard Law. Suzy McKee Charnas, Octavia
Butler, Joan D. Vinge. Mercer Island, WA: Starmont House, 1986.
Cartey, Wilfred, ed. Whispers from the Caribbean: I Going Away, I Going Home. Los
Angeles: Center for Afro-American Studies, UCLA, 1991.
Charnas, Suzy McKee. The Conquerors Child. New York: Tor, 1999.

90

The Utopian Fantastic

. The Furies. New York: Tor, 1994

. Walk to the End of the World & Motherlines. London: The Womens Press,
1995.
Clemente, Bill. Of Women and Wonder: a Conversation with Suzy McKee Charnas in
Women of Other Worlds: Excursions Through Science Fiction and Feminism.
Nedlands: University of Western Australia Press, 1999: 6281.
Dabydeen, David, ed. A Handbook for Teaching Caribbean Literature. London:
Heinemann, 1988.
Fanon, Franz. Black Skin, White Masks. Tr. Charles Lam Markmann. New York:
Grove Press, 1968.
. The Wretched of the Earth. New York: Grove Press, 1963.
Hammer, Robert D., ed. Critical Perspectives on Derek Walcott. Washington, DC:
Three Continents Press, 1993.
Head, Bessie. The Collector of Treasures and Other Botswana Village Tales.
Portsmouth: Heinemann, 1977.
Lefanu, Sarah. In the Chinks of the World Machine: Feminism and Science Fiction.
London: Womens Press Ltd, 1988.
Moore, Gerald, and Ulli Beier, eds. The Penguin Book of Modern Poetry. London:
Penguin, 1963.
Ngugi wa Thiong'o. Decolonising the Mind: The Politics of Language in African
Literature. London: J. Currey, 1986.
Russ, Joanna. To Write Like a Woman: Essays in Feminism and Science Fiction.
Bloomington: Indiana UP, 1995.
Silko, Leslie Marmon. Ceremony. New York: Viking Press, 1997.
Soyinka, Wole. Myths, Literature and the African World.
Cambridge, UK:
Cambridge University Press, 1976.

10
You Cant Go Home Again: Kirinyaga
by Mike Resnick
Lynn F. Williams and Martha Bartter
In his story-cycle, Kirinyaga: A Fable of Utopia, Mike Resnick explores several
interrelated questions: How might a utopian society get started? What qualities
must the initiator of a utopia show? Will these qualities also serve to guide the
utopian society after it gets started, as it moves into its utopian dream? Here we
encounter an apparent contradiction: move implies change; once a society
becomes perfect utopia, one might assume that any change must make it less
utopian. Yet a society that does not change will stagnate and ultimately
disappear.
Many cultures believe that humans once lived in a utopian garden, until
human change moved humans out, into a degraded, violent, unpleasant world.1
They look to the past for their perfect society, seeking to retreat to that perfect
garden. Resnick plays extensively with this pattern in his story-cycle, Kirinyaga.
Set in the twenty-second century, the first story, Kirinyaga, was
originally intended as a contribution to Orson Scott Cards shared world
science fiction anthology to be called Eutopia.2 Card imposed some restrictions:
the worlds would all be artificial planetoids; discontented citizens would be free
to leave if they wished; and the narrator must be an insider in the society. This
arrangement is more common in dystopias than in utopias, where the
protagonists are usually a visitor and his guide. Resnick had done some traveling
in Africa and admired the grand scenery, animal life, and culture of East Africa,
especially Kenya; he decided to describe a utopian world in which Kikuyu who
found modern Kenya a dystopia could return to the life and customs they
followed before the arrival of the Europeans.
Over the next nine years Resnick wrote nine stories which appeared in
various science fiction magazines and which continued to win awards. Each
narrated by Koriba, Kirinyagas spiritual leader-dictator, they document the
progress of the colony of Kirinyaga, on its utopian asteroid. Collected and
framed in Kirinyaga (1998), these stories cover fourteen years of the narrators
life, from 2123 to 2137. In the Prologue, One Perfect Day, with Jackals,

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The Utopian Fantastic

readers get a very good idea of Koribas plans, and the personal characteristics
that enable him to fulfill them. This provides another unusual feature in a
utopian novel; usually the society is firmly in place when the reader gets
introduced to it, and the initiator (if any) is long gone. We may compare
Kirinyaga with Skinners Walden Two, which advocates behavior modification
as the basis for a peaceful and cooperative lifestyle. Here, also, the inventor and
leader of the society is very much present, allowing readers of Walden Two to
evaluate T. E. Frazier, the Skinnerian stand-in. He may be well meaning, but his
plan and his society sound unpleasantly rigid. This also describes Koriba, and
Koribas version of an ideal Kikuyu society.
Koriba despises the Kenya of the twenty second century: urbanized,
technologized, democratic, with crowded cities, skyscrapers, pollution, and
traffic. In the Prologue Koriba chides his son Edward for abandoning his Kikuyu
heritage and refusing to join him on the artificial asteroid, where he will
reconstruct the precontact society he claims is the only appropriate one for real
Kikuyu. He himself will serve as mundumugu, the traditional wisdom keeper or
witch doctor.3
Evidence of biological degradation shows in the extinction of all the
large African mammals, but jackals still exist. Scavengers, they attempt to
colonize urban areas, but Edward, who takes his father to see them as a special
treat, explains that they will soon be moved to an artificially created theme park.
Koriba sees the soon-to-be-removed jackals as further evidence that the
Kikuyu, who were here before the Kenyans, [must] leave for a new world (8).
In this Prologue, Resnick shows that Koriba has already decided exactly what
kind of life his people must lead to be real Kikuyu.
The asteroid provides an imitation of precontact Kenya as a tropical
paradise, with forests, savannas, and even the sacred mountain, Kirinyaga,
where the Kikuyu God Ngai lives. Although there are no more lions and
elephants, there are giraffes, buffaloes, gazelles, birds, snakes, and smaller
animals as well as predators like vultures and hyenas. As mundumugu, Koriba
cures illness, settles disputes, blesses and curses. Despite his open scorn for
everything European, he has been educated at Oxford and Yale, speaks
several languages, and has a computer hidden in his grass hut to communicate
with Maintenance, the apparently charitable corporation which can regulate
temperature and rain on the asteroid, while overseeing the behavior of the
settlers. Lacking natural enemies, the villagers cultivate their fields, herd their
cattle, and dance at festivities without fear.
Resnick has subtitled his book A Fable of Utopia, and each story
begins with a fable from African folklore which prefigures the events of the
story. In particular Koriba uses fables to teach the children, encouraging them to
use their own minds to understand the real meaning of each tale. At the end of a
story, Koriba usually meditates on the meaning and purpose of utopia and the
consequence of his own actions. The primary difficulty he faces becomes clear
in the opening tale, in which Koriba, following ancient Kikuyu custom, kills a
newborn baby. It was born feet first, and tradition decrees that it was therefore a
dangerous demon. Maintenance has not protested when old people are left
outside the boma for the hyenas; they had the option to leave Kirinyaga if they
chose, and therefore can be considered to consent to their deaths. A newborn

Resnicks Kirinyaga

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cannot. Although Koribas contract with Maintenance specifies no interference, they send a woman to remonstrate with Koriba. Koriba holds his own
with her, arguing that the first time we betray our traditions this world will
cease to be Kirinyaga, and will become merely another Kenya (23). But he
realizes that this is only the first skirmish in his battle to preserve precontact
Kikuyu culture.
Even Koinnage, the village chief, expresses dismay at Koribas action
and worries for his own status with the people. Koriba declares, Our society is
not a collection of separate people and customs and traditions. No, it is a
complex system. . . . You cannot destroy the part without destroying the whole
(29). Utopian societies must overcome problems such as economic scarcity,
political disorder, crime and illness (Walters 20). Under Koribas leadership,
Kirinyaga seems economically and politically stable; illness and death were
always present in the precolonial culture Koriba has envisioned. Even the return
to Eden may have natural drawbacks.
Koribas insistence on maintaining tradition seems admirable at this
point, if somewhat difficult for outsiders to comprehend; killing newborns and
leaving old and dying people out for hyenas to finish off does not fit with
Western customs, but can be argued for as part of a management system that
prevents both overpopulation and magical disasters. In the next stories, however,
Resnick increases readers doubts about the validity and value of Kikuyu
tradition. Kirinyaga is clearly not utopian for women. In dealing with Kamari,
an exceptionally bright and self-respecting young girl, Koriba blocks all her
attempts to educate herself, declaring that since Kikuyu women cant become
mundumugus and only mundumugus need education, she must abandon all
attempts at learning. The fable here involves a hawk with a broken wing, which
Koriba sets while warning Kamari that the bird will die if it cannot fly. Her
attempts to nurse it fail, as Koriba predicted, and Kamaris creativity and
intelligence are continually frustrated. The girl commits suicide.
If Kamari cannot learn enough, the next woman, Mwange, knows too
much. She immigrates with her husband, idealistically determined to become a
perfect Kikuyu wife.4 She is prepared to weave her own cloth, cultivate her
garden, and make friends with the other women, and has practiced speaking
Kikuyu, only to discover that the people speak Swahili on Kirinyaga.5
Unfortunately, she tries too hard. Her weavings are prettier than the other
womens, her garden grows better, she decorates her hut with flowers. Although
the younger women admire and learn from her, she incurs the enmity of the
older, more powerful women, because she never learned the proper manners and
modes of address inculcated in Kikuyu children from an early age. All Kikuyu
boys and girls learn that they have one thing to learn which sums up all the
others, and that is the manners and deportment proper to their station in the
community (Kenyatta 103). Mwange fails to show proper respect to the older
woman, and even interrupts Koriba. Her example threatens to corrupt the
manners of the entire group. Worse, she angers Koriba. In the end, she and her
husband are forced to leave, while warning Koriba that rigid adherence to
tradition leads eventually to stagnation. Bright young Ndemi notes that Koriba
relied on one of the two fables he told to demonstrate why Mwange could not
join their community when he should have listened more closely to the other

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The Utopian Fantastic

one: Does not the story of the mundumugu and the serpent tell us that we
cannot be rid of that which Ngai created simply because we find it repugnant or
unsettling? and Koriba must agree (150).
The next woman to challenge his authority is old Mumbi, one of the
settlers who helped Koriba establish Kirinyaga. She leaves her sons shamba to
build a hut for herself on Koribas hill, much too near him for comfort. Koriba
takes this as a declaration of war. He wins his battle with her only by calling
down a drought that brings suffering to the entire country. Mumbi abandons her
attempt at independence rather than see her grandchildren suffer, but she
defiantly tells Koriba that he has made Kirinyaga as fixed and unproductive as
the dried-up river. Koriba replies that its virtue depends upon this. Mumbi
retorts, All living things changeeven the Kikuyu. . . . They change or they
die (172173). Like Skinners T. E. Frazier, Koriba has an answer for every
argument, but his responses become more and more mechanical, less and less
convincing.
Mumbi apparently knows more about Kikuyu history than does Koriba.
Tradition claims that the tribe was once matriarchal, and women still have
strong traditional roles (Kenyatta 79). Kikuyu clans are named for the
daughters of Gikuyu, the first man, and his wife. Although tribal elders are
traditionally men, a womans advisory council oversees the training and wellbeing of young women, just as the mens advisory council deals with young
men. (Kenyatta 107108). Women and men each have their proper work in their
respective areas; in some they work together, as in cultivating and weeding the
garden (Kenyatta 12).6 Thus it seems appropriate that Koriba receives the
strongest warnings of the failure of his utopia from women, whose life-fostering
role includes not only bearing and raising children but also passing onand
assessingthe culture.
As time passes, it appears that Kirinyaga is not a utopia for all men,
either. In the first story, Koriba chooses Ndemi as his apprentice, and thinks
You are the future. . . . It is you, Ndemi, upon whom Kirinyaga must depend if
it is to survive (31). But his insistence upon maintaining his concept of a fully
traditional culture in a new world makes life intolerable for some of the young
men. Several commit suicide, frustrated because they are not needed in their
traditional role as defenders of the village, and the old men own all the farms
and the wives. Indeed, lacking the traditions that led families to facilitate
marriages, the young men clearly see that they will never rise to the status of
elder at all. An elder must have undergone the appropriate rituals for his age
group, married, and sired at least one child; he then becomes one of the
decisionmakers in his community (Miller). These traditions were abandoned
under British rule.
As Murumbi, one of the young bachelors living outside the village,
explains, the traditional life of a Kikuyu man as practiced on Kirinyaga does not
hold much attraction for him. His wife will do all the work, while he pretends to
protect her from nonexistent dangers. He wants meaning in his life. The only
solution Koriba can find for this disaffection is to exile Murumbi and those who
feel as he does. The villagers reluctantly agree, even though Koriba has again
removed sources of innovation and creativity lest they alter his utopia.7

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The extent to which the fabric of utopia has unraveled becomes clear
when the young men invite a famous hunter, a Maasai warrior, to visit
Kirinyaga. He is to help them kill hyenas, which they think have grown too
dangerous. The Maasai does get rid of a lot of hyenas, but he also moves right
in, makes the Kikuyu build him a bigger house than the chiefs, takes several
wives, and demands that he now be called Bwana (master). Now, he said,
it is Utopia (91). The need to defend his people brings out the best in
Koriba, who defeats the arrogant hunter with his magic while maintaining
Kikuyu traditions. This tale emphasizes the problems of creating a society fair
to all members. It also shows that Koriba has not instituted the traditional
housing patterns, in which the male head of the household lived separately in
his own large thingira, or mans house, at the rear of the compound, with houses
for each wife and her children extending in a semicircle on either side of the
thingira toward the entrance (Davison 19). These patterns also changed after
the British came (Davison 20).
Ndemi, like young Kamari, learns more from the mundumugus
computer than Koriba counted on, and soon he rebels as he learns that many of
the teachings he has grown up with are either inexact interpretations or actual
falsehoods. Once again, Resnick has shown that Koriba has not really re-created
Kikuyu tradition. As Ndemi learns, before the British colonized Kenya, land was
held by families, not villages, and family elders settled disputes.8 Kikuyu
villages, tribes, and tribal chiefs were invented by the British to facilitate the
process of colonial government (Highlights; Kenyatta 33). He learns that
Jomo Kenyatta had a European name, that Kirinyaga is a Maasai word, and that
the only king who united the Kikuyu was a white man.9 Moreover, he so informs
his young friends. Koriba argues that this knowledge will destroy their pride in
being Kikuyu meaning, of course, that it will undermine his arguments against
adopting European ways (210). As a man educated in European schools, Koriba
has created for himself a picture of precolonial life that does not fit reality. In
fact, Koriba has made the same mistake the survival anthropologists made in the
late nineteenth and early twentieth centuries: he believes that primitive cultures
do not and cannot change over time.10 Koriba has not organized the five
traditional councils: the councils of junior warriors, senior warriors, junior
elders, of peace, and religious practice (Kenyatta 197). He has taken all
responsibility (and most of the power) himself. Worse, he fails to take the
colonys very different environment into account.
Sadly, Ndemi leaves for Kenya, where he will acquire an education.
Among all the remaining boys, Koriba can find none worthy to train in his
tradition. And having learned how much more powerful Koribas computer is
than theirs, the village elders now want to use it to learn more about the world
and their history. Chief Koinnage argues, If the mundumugu can make a
mistake by allowing a young boy to speak with his computer, can he not also
make a mistake by not allowing the Elders to speak to it? (217). Yet Koriba
will not allow this.
As several of the more thoughtful and intelligent members of Koribas
utopia inform him, the worst problem he has created comes from his desire to
hold Kikuyu life in stasis. Surely it will only be a matter of time before the
villagers finally rebel against his rigid traditionalism. And indeed this does

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happen; while Koriba stamps out European ideas, he finds his people coming up
with non-European inventions. As Koriba describes these innovationsoil
lamps, bows and arrows, a wooden plowreaders begin (for the first time) to
realize just how primitive a culture he has invented on Kirinyaga. Instead of
rejoicing at the creativity of his people, Koriba laments that he does not know
how to stop it.
I spent many long days sitting alone on my hill, staring down at the village and
wondering if a Utopia can evolve and still remain a Utopia.
And the answer was always the same: Yes, but it will not be the same Utopia, and it
was my sacred duty to keep Kirinyaga a Kikuyu Utopia. (226)

That is, a Utopia fitting his vision of what Kikuyu life was like in some (mythic)
past.
The final challenge occurs when a Maintenance ship crashes on
Kirinyaga and a doctor arrives who saves the pilots life. Despite Koribas
attempts to intervene, the villagers seek out the doctor to treat their illnesses.11
By denying his people both the truth of their history and practical ways of
deciding whether or not to adopt a particular European device, Koriba has put
them in the same condition as that of the earlier Kikuyu who sold Mr. Kenya for
six goats. They have not been allowed to develop their own criteria of
usefulness. Precisely as Koriba predicted, they rapidly accept all kinds of
European labor-saving devices.
Now that his power has been successfully contested, the people merely
tolerate, even humor their mundumugu, instead of fearing and respecting him,
and Koriba returns to Kenya in defeat. Once there, he again drives his son
Edward to distraction by refusing to accept modern life. He admits that
Kirinyaga is a failed utopia but that Kenya is still worse. He cannot search for
Ngai on Mt. Kenya because it is now covered with buildings, but he leaves for
another sacred mountain, Mt. Marsabit. This mountain is abandoned, because
radioactive waste which had been stored at its base has begun to leak.
Throughout the work, animals play a major role both in Koribas fables
and in the life of the Kikuyu on Kirinyaga. Their cattle and goats provide them
with wealth, gifts to their mundumugu and sacrifices to Ngai. The jackals in the
Prologue prefigure the condition of the Kikuyu in Kenya, while the lions and
elephants that Koriba continually uses in his fables recall their precontact life
and add to their cultural pride. In the second story, a pygmy falcon with a
broken wing symbolizes the tragedy of Kamari, who leaves behind a couplet in
her invented language:
I know why the caged birds die
For, like them, I have touched the sky (61)

This also describes the people on Kirinyaga; deprived of their natural creativity,
locked in Koribas romantic ideal culture, they too have been caged. The everpresent hyenas set up several aspects of the plot, both as scavengers and as
predators who limit the growth of wild game; as Ndemi comes to realize, it is
the threat of the hyena that defines the impala (192) and living with the wild
defines the Kikuyu. Koriba struggles with his paradoxhow can a utopia

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97

change and remain utopiaeven in his fables, including the elephant who
wished to change and got his wish but perhaps was not happy with it (174175).
Just as Koriba convinced himself that following the customs he has
designated determine whether or not a person really is Kikuyu, he has also
convinced himself that his vision is not only the correct one, but the only
possible one for the Kikuyu. The abilities Koriba showed as he invented and
created Kirinyagaleadership, stubbornness, education, inventionbecome the
character traits that drive him away.
The irony of the elephant fable becomes more poignant when
connected with Koribas last adventure. Koriba is literally guided to Mt.
Marsabit by the last living elephant, a clone called Ahmed, which seems to
accept him as it accepts none of its keepers. The corruption of Kenyan officials,
which allowed the improper storage of radioactive waste, erupts again as the
scientists who cloned the elephant, having declared their experiment a success,
decide to kill it and pocket the rest of their grant money.12 Daringly, Koriba
steals the elephant and follows it up Mt. Marsabit.
I had wasted many years seeking Ngai on the wrong mountain. Men of lesser faith might
believe Him dead or disinterested, but I knew that if Ahmed could be reborn after all
others of his kind were long dead, then Ngai must be nearby, overseeing the miracle. I
would begin searching for Him again on Marsabit. . . .
And this time, I knew I would find Him. (287)

As Koriba leaves Kenya the first time with a vision of jackals making their
inventive way back into civilized territory, so he leaves the second time
following the clone of the long-extinct animal that has always symbolized
Africa. Koriba is a wonderful character, as ambiguous as his utopia: idealistic
but hard-headed, rigidly traditional yet capable of imaginative solutions to his
problems, ultimately tragic, but still seeking God at the end.
The success or failure of any real-world intentional community depends
upon the character and ability of the leader who originally inspired and
organized it. As Resnick describes Koriba,
the narrator is a fanatic. I dont agree with him; I think he is dead wrong! . . . Is this the
logical outcome? No! Its just that he cant see a third alternative. And if youre a fanatic
and you cant see one, you dont acknowledge it, and you dont prepare for it. This is
why ultimately in Kirinyaga the society doesnt fail, Koriba, the narrator, fails and he has
to leave. (Highlights)

Kirinyaga is in many ways an original approach to the central problem

of utopia: if it is perfect, it should not change, yet without change it becomes
rigid, uncreative, and ultimately dystopian. Resnicks novel is impressively
symmetrical, opening and closing in Kenya with balanced narratives. The fables
give the stories an extra dimension, as they signify the erosion of the utopian
dream which cannot remain fixed, no matter how perfect it might (once) have
been. While colonization created abrupt (and nonnative) changes in Kikuyu
culture, their culture would have changed over time as they exchanged ideas
with other groups and tried new solutions to their problems. Resnicks
Kirinyaga tacitly demonstrates that for utopia ever to become possible, it must

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be managed not by a dictator, but by a changing, growing, self-governing

society. Returning to an imagined, unchanging past solves nothing; a culture
cant go home again.

NOTES
1. This Judeo-Christian belief matches that of many other cultures; see
especially the Maha Yuga cycles of the Hindus.
2. Eutopia has not appeared, and Resnick chose to continue the series of stories
after the surprise success of the first story, Kirinyaga, published in The Magazine of
Fantasy and Science Fiction in November 1988, which won a Hugo and several other
awards.
3. Kenyatta spells this mondo mogo, and translates it as witch doctor.
4. Mwange is not herself of Kikuyu blood, but this cannot disqualify her, for
Koriba has defined being a true Kikuyu as living as Kikuyu live. But although
Mwange is a married woman, she is not circumcised and has determined to remain
childless; she is therefore ineligible for the elder status that her age would otherwise
entitle her to.
5. Koriba claims that Kikuyu is a dead language (119), and that most of the
people dont know it. Yet the acclaimed Kenyan writer Ngugi wa Thiongo writes his
very popular novels in his native Gikuyu at the same time Resnick writes the Kirinyaga
stories; this would only be 130 earlier (Ngugi wa Thiongo). There seems little reason to
believe that it was a dying language then or that it would die so rapidly, especially given
such radical supporters of the traditional culture as Koriba and his cohorts. The reader
may wonder if Koriba knows Kikuyu himself.
6. Kenyatta notes that The mother is the immediate head of her family set,
namely, her hut, her children, her personal ornaments and household utensils, as well as
her cultivated fields with the crops thereon and granaries. Moreover, co-operation in
cultivating the land, planting the seeds or harvesting, depends entirely on mutual
agreement between the wives and their husband (12).
7. Koriba realizes that Ndemi, his apprentice, was a perfect candidate to
commit suicide in a few more years because he was the boldest and brightest of the
village children (190). Clearly, he recalls the tragedy of Kamari, who was precluded by
her sex from serving him as Ndemi has learned to do. When Koriba asks Ndemi what he
would have wanted to do when he was grown, Ndemi immediately gives the customary
response: Take a wife, I suppose, and start a shamba but then adds that is not really
what I wanted because he wanted Something more which he could not exactly
describe (191).
8. Kenyatta notes that every family unit had a land right; the whole tribe
would defend their territory, but every inch of land within it had its owner (22).
9. Some of Ndemis knowledge seems erroneous, however; he believes that
Homo Kenyatta was born with a European name, while other sources claim that he was
born as Kamau, son Ngengi, at Ichaweri, southwest of Mt. Kenya in the East Africa
highlands. Having met white doctors who treated his illness, Kamau ran away from
home and studied at a mission school, where he took the name Johnstone Kamau.
Leaving the mission for Nairobi, he adopted the name Kenyatta, the Kikuyu term for a
fancy belt that he wore, married, and eventually joined the protest movement against the
white-settler-dominated government (Encyclopedia Britannica).
10. As Shoemaker explains, anthropologists studying American Indian cultures
relied on paradigms for studying Indian history that have been largely abandoned
today. Their models could not tolerate change so they described cultures as single
entities with clear boundaries, pure and unsullied by contacts with other peoples. They
cast innovations or adaptations, especially any customs or ideas borrowed from Euro-

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99

peans, as cultural degeneration or loss (5). Consequently, they wrote as though they
were documenting the whole history of the tribe they were studying, to capture it
before it disappeared. Such salvage anthropology gave a very misleading view of
actual cultural experience.
11. Note the resonance between the experience of the villagers and that of Jomo
Kenyatta.
12. Resnicks offhand comments imply that Kenyans feel little surprise or
resentment of the widely acknowledged corruption of government officials:
You have a country where the president, Daniel Erevmois [is] paid $17,500 a year and in twenty
years hes amassed every DC airplane in the country, every Mercedes taxicab in the country, every
Mobil gas station (which is now called Cobil), and two million acres of the best farmland, which
means he brown-bagged a lot of lunches. It also means that westerners are shocked by this, but none
of the locals are, because the chief is supposed to be the richest guy in the tribe. (Highlights)

In Devil on the Cross, the Gikuyu author Ngugi wa Thiongo explicitly shows that many
locals are outraged by corruption (although they might like to share in the proceeds),
and Resnick also tacitly condemns it in Kirinyaga. Politics seems quite as ambiguous as
utopia.

REFERENCES
Davison, Jean, with the women of Mutira. Voices from Mutira: Lives of Rural Gikuyu
Women. Boulder, CO: Lynn Reinner, 1989.
Encyclopedia Britannica Online: Kenyatta, Jomo. http://search.eb.com/. Accessed
28 July 2000.
Highlights of Butler/Delany Conversation. Posted 15 March, 1999. http://media-intransition.mit.edu/science_ fiction/transcripts/ resnick_jablokov.html. Accessed
24 July 2000.
Kenyatta, Jomo. Facing Mt. Kenya: The Tribal Life of the Gikuyu. New York:Vintage,
1938, 1962.
Miller, Harold F. Exploring the Wisdom of Africa: Kikuyu Elderhood as African
Oracle. http://www.mennonitecc.ca/occasional/26/oracle.html.
Accessed 26 July 2000.
Muriuki, Godfrey. A History of the Kikuyu, 15001900. Nairobi; Oxford University
Press, 1974.
Ngugi wa Thiongo. http://www.cc.ukans.edu/~asrc/Ngugi~1.htm. Accessed 28 July
2000.
. Devil on the Cross. Tr. From Gikuyu by the author. London: Heinemann, 1987.
Resnick, Mike. Kirinyaga: A Fable of Utopia. New York: Ballantine, 1998.
Shoemaker, Nancy, ed. American Indians. Maiden, MA: Blackwell, 2001.
Skinner, B. F. Walden Two. New York: Macmillan, 1948.
Walters, Kerry S. The Sane Society Ideal in Modern Utopianism. Lewiston/Queenston,
U.K.: Edwin Mellen, 1988.

11
Momutes: Momentary Utopias in
Teppers Trilogies
Robin Anne Reid
Until recently, discussion of feminist science fiction focused primarily on the
feminist utopias of the seventies. The feminist utopias most often analyzed
include Ursula K. LeGuins Left Hand of Darkness, Joanna Russs The Female
Man, Suzy McKee Charnass Walk to the End of the World and Motherlines,
and Marge Piercys Woman on the Edge of Time. While these works are notable
in their exploration of some seventies feminist ideas, feminism as a variety of
philosophies, ideologies, and plans for political movement has changed since the
seventies. One author who began publishing in the eighties is Sheri S. Tepper,
who published, among numerous other novels (including two mystery series),
four trilogies which appeared between 1985 and 1992. Teppers feminist
position has been linked mainly to The Gate to Womens Country ( 1988). I wish
to add to this discussion an examination of the variety of feminist theories
embodied in these trilogies.
Lucy Freibert, Sally Miller Gearheart, Natalie M. Rosinsky, Joanna
Russ, and Lynn F. Williams have published work on the seventies Utopias, and I
have drawn from all their essays in the following summary of the feminist
utopian characteristics of that time. The seventies utopias tend to share a
collective process of governing rather than centralized governments or strict
class structures. Communal or tribal societies consisting of non-patriarchal or
extended family units were the norm. Ecological values shape ideas of how
humans exist within the natural world which results in technology being
reduced, destroyed, or advanced enough to be invisible and nonpolluting.
Violence may occur between individuals, but what feminists saw as the
patriarchys tendency toward territorial wars is absent. Finally, some but not all
of the utopias are separatist and lesbian, excluding men, often by elimination
through natural disasters or war. While some of the other utopias did include

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males, writers construct both genders as androgynous, valuing egalitarian

relationships in nonpatriarchal cultures where childcare is often shared by more
people than the biological mother, or parents.
Feminist scholarship has valued, perhaps even valorized, the seventies
feminist utopias. I am not arguing that these works are not worthy of such
study. But I am concerned that one unintended result might be the creation of
critical categories which seem to fall into a false binary of feminist/not feminist
in which only feminist utopias count as feminist science fiction. Feminist
dystopias, showing futures where women are even more horribly oppressed, also
count as feminist in this schema. However, despite the scholarly interest paid
the seventies feminist utopias, the women writing science fiction in the eighties
seemed to move on to other kinds of narratives rather than continuing to publish
feminist utopias.
Recent critical work calls for considering feminist science fiction as
another critical category rather than defining feminist science fiction as only
feminist utopias. Robin Roberts, in A New Species: Gender and Science in
Science Fiction, Jenny Wolmark, in Aliens and Others: Science Fiction,
Feminism, and Postmodernism, and Jennifer Burwell, in Notes on Nowhere:
Feminism, Utopian Logic, and Social Transformation, present critical models
which I will draw upon.
Roberts argues for the existence of feminist science fiction which
draws upon feminist ideas yet differs from feminist utopias by creating more
fully developed characters and describing equality of gender and race. Wolmark
argues writers can create strong female characters who exist within conventional
narratives and can be seen as feminist appropriations which provide a starting
point for resistance to patriarchal gender roles. Burwell argues that one
important difference between traditional utopias and feminist utopias is their
attitudes toward the past, that is, the authors contemporary culture.
Traditional utopias, according to Wolmark, maintain social harmony by
repressing the individual subject and suppressing or forgetting the past while
feminist utopias link contemporary and imagined (utopian) societies to highlight
social change and female agency.
I would argue that Teppers trilogies, specifically the Marianne, Mavin,
and Jinian trilogies, as well as Grass, Raising the Stones, and Sideshow, which
were all published between 1985 and 1992, fit Robertss and Wolmarks
definition of feminist science fiction and feminist appropriations. While her
more utopian novel, The Gate to Womens Country, has gained more critical
attention, I am interested in examining her earlier novels because this earlier
work can be seen as part of the feminist utopian attitude toward the past, a
past that is leading to a utopian future. Teppers work so far seems to reveal that
she believes humans can participate in a utopian future only when they are so
changed as to be no longer human (genetically). The progress from her
earlier, more optimistic, work which focuses on individual change and her later,
more pessimistic work which takes on the issue of cultural changes may well
reflect the changing perspective of feminist theory meeting the social backlash
of the 1980s.
In Marianne, The Madame, and the Momentary Gods, Teppers second
novel in the Marianne trilogy, Tepper introduces creatures/creations called

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103

momentary gods, or momegs. Momegs are basically a wave form with

particular aspects, beings who give material space its reality by giving time its
duration (5354). An infinite number of momegs exist, each with its own
locus, and the momegs describe themselves as both a wave and a particle. I
argue that Teppers trilogies are feminist science fiction and include momutes,
or momentary visions of utopian possibilities (my neologism). However, a
reading of the trilogies in order of publication reveals that the momutes change
over the course of the novels and that the changes in the nature of these
momutes correlates with the development of a more complicated narrative
structure and with a decreasing trust in human beings ability to create
feminist/utopian societies. The correlation between the nature of the momutes
and narrative structures reveals a change in emphasis from Teppers focus upon
the feminist empowerment of an individual woman within a patriarchal and
oppressive culture to the problem of how cultural change on a larger level
occurs. This may reflect changes in feminist theory. Cultures are rarely if ever
changed by the actions of single individuals who call for such change. Instead,
systemic changes beyond the agency of any single individual, involving
demographics, technology, and economics, are what lead to cultural changes.
Considering the change in culture, the subject of feminist utopias is a more
complex task than the changes in a single individual.
The first three trilogies share a great deal in common, despite genre
differences. The Marianne trilogy is closely related to the urban fantasy genre,
and the Mavin and Jinian trilogies are set on what first appears to be an alternate
fantasy world but which is revealed to be a world colonized by human settlers.
But all the trilogies explore the situations of individual women who are born
into patriarchal families and oppressive male-dominated cultures. Sexual abuse
of female children, restriction of education or choices outside marriage, forced
pregnancies, and other feminist concerns inform these fantasies. Yet all three
protagonists prove strong enough to escape their oppressive situations and to
change some aspects of their families or cultures, although the scope of changes
differ in each trilogy.
Marianne changes her own situation and that of her family, and ends in
a happy and more than egalitarian marriage in another country. From the start,
strong indications show that her spiritual/magical powers are stronger than her
older husbands. The momutes in Mariannes life and story are all individual
and limited to a small circle of people as she changes the oppressive conditions
of her life by changing the time-line, but not by changing social expectations. In
fact, she meets the expectations of her traditional father by marrying an upperclass male from her parents country of origin, Alpenlicht, and having a child.
Marianne achieves full agencypregnancy and marriage do not interfere with
her agencybut her power apparently comes at least in part from being a Kavi,
a member of the hereditary ruling class in Alpenlicht. And while Alpenlicht is
described as being as close to utopia as a country on a fairly realistic twentiethcentury earth can be (with an apparently egalitarian, spiritually aware culture
using reduced technology, and therefore connected to many of the seventies
feminist utopias), little or no narrative time is spent there.
Mavin is also born into an oppressive extended family, a group of
Shapeshifters in the Land of the True Game. Rather than change the family,

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as Marianne does, Mavin escapes, rescuing her younger brother, her older sister,
and others along the way. Mavins momutes occur while she is traveling,
independent. Her love for the Himaggery, the Wizard she meets in the first
novel, is not strong enough to cause her to subordinate her agency and
independence to settle down with him, even to raise their son; instead, she
arranges for her brother to raise her son, Peter. Mavins momutes are found
upon her travels, specifically the two times she spends in another shape called a
single-horn, with another similar beast. The name and description of singlehorn evokes the image of a unicorn. The first time, described in the first novel,
she does not know anything about the other single-horn, but later in the series
she learns that it was Himaggery, enchanted into that shape. After the time he
spends with the shifted Mavin, he will not allow himself to be changed back to
his human form. Later, Mavin searches for him and finds him again in the shape
of the single-horn, and they share another momute in the shape of innocent
beasts who live always in the present. Mavin, like Marianne, does not change
cultures radically: the efforts she make are always to rescue individuals,
primarily women and children in the different places she visits during her
quests.
The focus in Mariannes and Mavins stories upon individual
empowerment and agency is different than the focus in Jinians story which ends
with humans working together to create a utopian society. The Jinian trilogy is
the third of the three interlocking trilogies set in the same world which includes
the Land of the True Game. Human colonists arrived on what they considered to
be an uninhabited world only to find opposition. The world, Lom, is sentient,
encompassing and communicating with all its creatures in a web of life and
purpose. Lom tries to bring humanity into the web, but humans resist; then,
Lom grants humans magical Talents. This causes more destruction of the
environment, as well as destruction of humans. But there are groups working
to try to change human society: the Wizards and Dervishes specifically, who are
mostly (but not all) women.
Jinian, like Marianne and Mavin, is born and raised in an unhappy
family. The sexual oppression found in the other two stories does not exist, but
she is slighted and ignored while the sons are the center of attention and praise.
She discovers she is not the daughter of the woman who bore her, but the
daughter of a Dervish. When Jinian discovers her true powersshe is both a
Wizard and a beast-talker, able to communicate with all animalsand the nature
of the problemthe world, Lom, is trying to commit suicideshe works with
all the other groups, human and others, to solve the problem. Lom decides to
live but takes away the humans Talents as punishment, showing, as Jinian
realizes, that the world believes humans are capable of learning and improving.
With the shift in focus from the individual to the cultural, the momutes change
as well. Jinian does not experience many momutes along the way, except for a
few she has when she is, like Mavin, in another Shape: in this case, in the shape
of an Eestie, one of the indigenous cultures of Lom. In contrast to the earlier
trilogies, the possibility of achieving a future utopian culture is strong at the end
of this trilogy.
But the fourth and last trilogy, consisting of the novels Grass, Raising
the Stones, and Sideshow, is not a trilogy in the traditional sense, and the

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105

complicated narrative structure Tepper uses for these novels accompanies a

distinct change in the nature of the momutes. There is no single major protagonist or linear chronology in this novel as is the case with the three earlier
trilogies. The settings vary widely in time and location. Yet Tepper specifically
intends them to be read as a story: there is a metanarrative and one important
continuing character which connects the three novels. The metanarrative, a
spiral rather than linear structure, reveals that Everything. . . is connected to
everything else. Time imposes no limitation on this rule. . . . Past, present,
future, are not disparate things, but a continuum, a recoiled helix of intercomnections. . . . In this multidimensional womb, separation is a fiction, all things
are adjacent, and twentieth-century Earth snuggles close against the warm
cheeks of the planet Elsewhere (Sideshow 9). Teppers three novels have a
narrative structure which, it turns out, is an attempt to reverse the natural order
of things to arrive at the utopian future while simultaneously showing a variety
of pasts: that of the twenty-first century Earth (Bertan and Nelas timeline in
Sideshow), the later Earth of Marjorie in Grass, other colonized planets in
Stones and Sideshow.
The first two novels do not reveal the complete structure at first. Each
can stand alone: Grass is a feminist epic revision of Dune in which Marjorie
Westriding, a mother, goes on a journey to save her daughter, Stella. Raising
the Stones is a feminist revision of the epic from another perspective: Samasnier
Girat, or Sam, is the male protagonist of the novel. Brought up in a matrilineal
and egalitarian agricultural community, he searches for the father who was left
behind; he eventually achieves his dream of a father-quest based on the model of
Theseus only to find that the father is the death-giver, not the life-giver. At the
end of this novel, Sam is burning all his epics, planning to write new stories
about all the people who have been made voiceless by the heroic stories. Only
when the reader realizes that the Prophetess referred to in the second novel is
Marjorie Westriding (and that information is obscured by various means), does
some hint of Teppers structure begin to manifest itself.
This trilogy first considers the idea that cultures which have achieved
gender equality are not necessarily utopian, and, second, raises the question
whether or not humans can ever achieve utopia without definite intervention
from without (The Hobbs Land Gods, also known as the Arbai communication
device). In this trilogy, momentary utopias are few and far between, and are tied
to individual women leaving their families and societies to travel with a
nonhuman companion, but complete utopia is achieved by the end of Sideshow
when Homo Sapiens becomes Fauna Sapiens.
The second of the important links between the three novels is an
individual, or, more accurately two individuals: Marjorie Westriding and First,
the foxen Marjorie travels with. The representations of Marjorie Westriding
contrast with Teppers earlier female protagonists. In the first novel, Marjorie
achieves her own momute and extends it, gaining personal enlightenment by
undertaking a quest to save her daughter and by experiencing a vision of God.
Her increasing knowledge and understanding lead her to reject the values she
had been taught in her Catholic girlhood, to leave her husband, and to undertake
a new Journey with First, the foxen she meets on Grass. In the second novel,
she is not a character as such; instead, almost a quarter of the way through the

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novel, the story is told of the visit of a Prophetess to Thyker a thousand years
before. The story tells of her arrival through an ancient and unknown door; she
rides upon a partially visible and quite formidable creature, and she introduces
herself as Morgori Oestrydingh. She is on a quest to find the Arbai, but she
also wants to create a new society and apparently stays on Thyker long enough
to teach the vision of a new society. Excerpts of her sermon are quoted in the
text, including her last and greatest commandment. . . Even when people are
well-meaning, do not let them fool with your heads, and the first words she
spoke: This I say unto you, be not sexist pigs (130132). After a thousand
years or so, in the present of the novel, the words of the Prophetess have been
canonized, meaning interpreted by others, heresies eliminated, and twisted out
of all recognition. Be not pigs is judged to mean avoid eating pigs, or
anything resembling pigs; not fooling with heads is defined as meaning no hair
cuts as well as no psychologists or educators being allowed to change anyone.
The institution of the church, with an elite and a hierarchical status, can take the
original words of feminism and freedom and twist them into an excuse to
oppress lower-status groups, including the believers who cling to the nave
reading of the prophecy.
Like Mavin, Marjorie finds freedom and happiness, her utopia, in a
quest; like Mavin, she finds happiness in a nonhuman companion, the Great
Dragon, the First of the foxen. Also, like Mavin, she is not content to be the
isolate/exceptional individual; she continually works or meddles, some would
say, to help people, rescuing children, especially girls, and trying to restructure
human societies. In Sideshow, Fringe Owldark meets an old woman called Jory
in her childhood; when the group is on a Journey, they meet Jory, and Asner,
again, and travel with them. By the end of the novel, it is revealed that Jory is
Marjorie, that she succeeded in her quest to find the remnant of the Arbai and
stayed with them until she died, and that her companion is Sam Girat from
Hobbs Land. But death is not final in any area where the Arbai Device, or the
Hobbs Land Gods, exist, because resurrection can take place. Jorys travels on
Elsewhere and her recruiting of people to try to change Elsewhere are revealed
to be the work of a resurrected Jory who cannot act completely against the Arbai
device; her adopted daughter Fringe is the one who takes over and who also
commits to further travels with First.
Marjorie does not begin the novels as a feminist or a Prophetess; rather,
it is something she grows into over time. Part of her task is trying to change
society, and training others (men and women) to change society, or perhaps
human nature. As the ending of Sideshow makes quite clear, humanity is finally
changed, but the question is by whose agency. Some progress from the past
(twentieth-century Earth) is gained with the colonization of space and the
development of technology. But not everything has changed, and Brannigan
Galaxitys project to avoid the Hobbs Land Gods shows how easily institutions
can still oppress populations. The question that is at the heart of Elsewhere,
What is the Ultimate Destiny of Man, is answered: It is to stop being only
man, meaning that evolutionary, genetic change, a change in species, is
necessary and probably desirable. Utopia is achieved for men and women, and
for other species, but not through their own efforts.

Teppers Trilogies

107

In fact, individual efforts to reform society or culture, whether coming

through religious or educational institutions, fail or become viciously
oppressive. Sideshow quite explicitly presents an unflattering view of academics undertaking social engineering projects: they are the ones who end up as
the ghosts in the machine, acting out mass orgies of perversion and destruction
because of their arrogance. On Elsewhere, a planet where some humans, led by
academics, retreated from the Hobbs Lands Gods, human diversity has become
an excuse for the most extreme forms of torture and oppression. The Arbai
population on Elsewhere refuse to extend their com-munication device, an
empathetometer, beyond their self-chosen boundaries. On Elsewhere the old
problems of humanity still exist: oppression of women and children and
minority populations in (mostly) patriarchal societies dominated by institutional
religion. Only at the end, forced by Fringe, does the Hobbs Land Gods extend
into all of Elsewhere.
The utopia Tepper envisions is not forced upon anyoneany individual
can reject communion/communication. Those who completely reject the Arbai
device do so and retreat to Brannigan Galaxity to be studied as the only
representatives left of unalloyed humanity, not the most positive of endings,
but given the nature of those who reject the Arbai device (the minority
population most dedicated to holding onto power by the rape, torture, and
murder of anyone who disagrees with them), I doubt many readers will feel
sorry for that group. Teppers full utopia shares many of the values of the
seventies feminist utopia, but there are important differences as well
differences that need to be explored in depth, in further work. But the
narratives insistence that only when genetic change takes place will human
beings achieve that utopian future is a different perspective on todays present,
the past of the utopias, and the utopian possibilities for the future which move
beyond the momentary empowerment of individual women to take on the
problems of social changes and how they are achieved.
REFERENCES
Burwell, Jennifer. Notes on Nowhere: Feminism, Utopian Logic, and Social Transformation. Minneapolis: University of Minnesota Press, 1997.
Freibert, Lucy. World Views in Utopian Novels by Women. Women and Utopia:
Critical Interpretations Ed. Marleen S. Barr and Nicholas D. Smith. New
York: Lanham, 1983. 6784.
Gearheart, Sally Miller. Future Visions: Feminist Utopias in Review. Women in Search
of Utopia: Mavericks and Mythmakers. Ed. Ruby Rohrlich and Elaine
Hoffman Baruch. New York: Schocken, 1984. 296309.
Roberts, Robin. A New Species: Gender and Science in Science Fiction. Champaign/
Urbana: University of Illinois Press, 1993.
Rosinsky, Natalie M. Feminist Futures: Contemporary Womens Speculative Fiction.
Ann Arbor: UMI Research Press, 1982.
Russ, Joanna. Recent Feminist Utopias. Future Females: A Critical Anthology. Ed.
Marleen S. Barr. Bowling Green: Bowling Green State University Popular
Press, 1981. 7185.
Tepper, Sherri S. Dervish Daughter. New York: Tor, 1986.
. The Flight of Mavin Manyshaped. New York: Ace, 1985.
. The Gate to Womens Country. New York: Doubleday, 1988.

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. Grass. New York: Doubleday, 1989.

. Jinian Footseer. New York: Tor, 1985.
. Jinian Star-Eye. New York: Tor, 1986.
. Marianne, The Magus, and the Manticore. New York: Ace, 1989.
. Marianne, the Matchbox, and the Malachite Mouse. New York: Ace, 1989.
. Marianne, The Madame, and the Momentary Gods. New York: Ace, 1988.
. Raising the Stones. New York: Doubleday, 1990.
. The Search of Mavin Manyshaped. New York: Ace, 1985.
. Sideshow. New York: Bantam, 1992.
. The Song of Mavin Manyshaped. New York: Ace, 1985.
Williams, Lynn F. Great Country for Men & Dogs, But Tough on Women and
Mules: Sex and Status in Recent Science Fiction Utopias.
Women
Worldwalkers: New Dimensions of Science Fiction and Fantasy. Ed. Jane B.
Weedman. Lubbock: Texas Tech Press, 1985. 223246.
Wolmark, Jenny. Aliens and Others: Science Fiction, Feminism and Postmodernism.
Iowa City: Iowa University Press, 1994.

12
Of Dystopias and Icons: Brins The Postman
and Butlers Parable of the Sower
Oscar De Los Santos
It is glaringly obvious, after reading David Brins The Postman (1985) and
Octavia Butlers Parable of the Sower (1993), that the novels are not utopian
visions. Indeed, utopias are seldom plot-driven and better defined as futuristic
travelogues of idealized governments and technological advances which yield
near-perfect societies and/or perfect worlds. Since utopias center on pristine
projections of the future, they can make intriguing but seldom exciting reading.
Moreover, as Lester Del Rey notes, too often utopian writings are further
debilitated by their writers tendencies to pontificate, the dreadful preachiness
all too common:
Utopias are not meant for entertainment. They are works of propaganda. The writer
is saying to the reader: See, I know how things should be. Ive got it all figured out.
Now just relax and Ill show you how great things would be if you just had enough brains
to leave things up to me and become disciples. (344)

Since The Postman and Parable of the Sower focus on the battle- and
economic-ravaged United States of the near future, it seems more logical to
categorize them as dystopias. As John Clute observes, The single most prolific
stimulus to the production of dystopian visions has been the political
polarization of capitalism and socialism (360361). While The Postman and
Parable of the Sower do not focus exclusively on a battle between political
ideologies, the former does take place in the wake of a global war between
superpowers representing divergent poles of political thought, and the latters
setting is entrenched in an America that is succumbing to the dictatorial whims
of big business. Still, the novels are not exactly full-fledged dystopian
projections, but rather, fine variations of such. Brin and Butler remove
themselves from the familiar version of the dystopia that predicts gloom and
doom and eventually culminates apocalyptically, with the demise of humanity.
Because Brin and Butler offer potential solutions to the problems that they

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project, their dystopian texts differ from many others. Del Rey laments that, too
often, dystopian novels simply present problems rather than work to solve them:
The motive that shows through from dystopias is not greatly different from that of the
writers of utopias. The books carry the message from the writer: Look, you stupid
idiots. Im warning you! Unlike you, I can see where all the wrong things you are doing
will lead youand here is where! Listen to me and beware. . . .
Sometimes, of course, the things that should be done to prevent the doom are obvious,
as in the case of overpopulation. But nobody knows how to apply them. The dystopian
writer cant be bothered figuring that out, but simply delivers his jeremiad. The true
science fiction writer would be trying out methods fictionally, instead of ranting. (346
347)

Unlike the dystopian texts to which Del Rey refers, The Postman and
Parable of the Sower do much more than predict a terrible fate for humanity.
The novels certainly frighten on one level, but they are driven by a mutual
element: restorative vision. Both novels offer ways to stave off the apocalyptic
dystopian visions of the futures they present. For Brin, the key is to restore the
country to some positive ideals that it once believed in and use those ideals to
move forward and repair the unraveling social order. For Butler, the solution
lies in reempowering humanity to believe in itself rather than some nebulous
supernatural force that may or may not deliver it from the physical and spiritual
corruption of the planet. Indeed, solutions are the driving force behind The
Postman and Parable of the Sower.1 Brin favors the patriotic approach to
staving off apocalypse, while Butler uses religious iconography as a springboard
to a humanistic philosophy. However, regardless of approach, each author
successfully crafts an amalgamation of the dystopian tale. The optimism
imbedded in even the bleakest moments of The Postman and Parable of the
Sower centers around the principal character in each novel (Gordon Krantz in
the former, Lauren Olamina in the latter) and the icons they either appropriate or
recast in order to help humanity.
REVITALIZING AND REDEFINING ICONS
When does a lie become a truth? Is there value in perpetuating and sustaining
certain lies? Or in reconceiving old myths to suit ones purposes? In the case of
Gordon Krantz, the principal character in David Brins The Postman, a lie
becomes a key motivator in the rebuilding of a war-torn American society.
Gordon dons the uniform of a United States postal officer and people begin to
see him as a symbol of authority and respecta ticket out of the chaos in which
they find themselves and an icon of hope that a more orderly existence can and
will be restored. Brin provides readers with a textbook lesson in semiotics when
he reminds us of the power of icons, symbols, and words in his novel.
In Parable of the Sower, on the other hand, Octavia Butler interrogates
the concept of God and appropriates the word to reshape a deity which provides
hope for a young girl who does her best to battle the seemingly imminent
apocalypse facing her world. Lauren Olamina, the novels principal character,
quietly rebels against her minister father and formulates her own visions of
power and improvement of a bleak American future. Like Brin, Butler presents

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a vision of a radically altered United States that is on the brink of economic and
social collapse, a nation in which the individual is virtually powerless under the
dictator-like operations of big business. However, Butler resituates power onto
the individual when she shows that biblical concepts and words may be
interpreted not only supernaturally, but humanistically. Thus, traditional biblical
icons and words become blueprints that may be used for humanity to combat
totalitarian corporate empires and transform a devolving world into a more
positive place. Together, David Brin and Octavia Butler negate the collapse of
order in their dystopian settings by reminding us of the power of icons and their
capacity to sustain multiple meanings and interpretations.
APOCALYPSE AS ICON
As many science fiction writers have shown us through the years, the term
apocalypse can be used as a metaphor not only for a religious event signaling
the end of the world (a supernatural event akin to the biblical second coming,
for example) but also as a term which underscores the compromising of human
existence via global threat or invasion of the species. Certainly, the potential
demise of humanity signals the advent of an apocalypse. Science fiction has
often played out in various texts the idea that humanitys very existence is
threatened by an alien invasion, by some kind of supernatural force, or by its
own misuse of power. It is the latter issue which concerns Brin and Butler and a
host of other science fiction writers. I have chosen to link Brin and Butler in
this chapter not only because The Postman and Parable of the Sower share a
common settingan imperiled United States in the near futurebut also
because both authors push the traditional form of science fiction text into
poststructuralist territory as they work with symbols and either revitalize them
or redefine them to suit their purposes. As much as the books are anchored in
the usual modernist mode of storytelling, there are faint echoes of
postmodernism here, especially in Butlers novel.2
THE POSTMAN
Brins novel presents a world of disorder and chaos. Global societies have
collapsed as a result of nuclear exchanges and now, after a thirteen-year thaw,
former college student and self-described last idealist (79) Gordon Krantz
makes a westward trek across the United States, searching for a place
anyplacethat has begun to restore the order and stability of a prewar nation.
Of primary importance in The Postman is the manner in which Brin
uses signs that represent a staple of American culture which can be found in
virtually every city and town throughout the country. These signs are related to
the U.S. Postal Service. The image of the postal carrier in his uniform links a
substantial portion of the population to a prewar American culture from which it
is far removed, but for which many people continue to hunger. The study of
semiotics has long reminded us of the value and fluidity of signs and sign
systems, and some semioticians have noted that cultures themselves have signs
which identify and represent them to their inhabitants as well as those living
outside a culture. For example, Yurij Lotman and B. A. Uspensky assert that

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culture appears as a system of signs. In particular, whether we speak of such features of

culture as being man-made (as opposed to being natural), being conventional (as
opposed to being spontaneous and being nonconventional), or as the ability to
condense human experience (in opposition to the primordial quality of nature)in each
case, we are dealing with different aspects of the semiotic aspects of culture. (Adams and
Searle 410) 3

In the novel, Brin highlights several distinct icons that are indicative of
prewar order, stability, and union. For example, Gordon longs to see the dimly
remembered sky glow of city lights because they are symbolic of a United States
before flames blossomed and cities died (Prelude). (He will cry when he
finally sees electric lights in one of the towns he visits.) However, the most
significant icons in the text are the dead postmans jacket and cap which Gordon
dons after providing the long-dead officers remains with a burial. When he
stumbles upon the wrecked jeep, the official look of the vehicle and the symbols
worn by its long-dead occupant stir deep feelings within Gordon, The jeep, the
symbolic, faithful letter carrier, the flag patch. . .they recalled comfort,
innocence, cooperation, an easy life that allowed millions of men and women to
relax, to smile or argue as they chose, to be tolerant with one anotherand to
hope to be better people with the passage of time (24).
Shortly afterward, Gordon dreams variations of two icons that
represents rebirth: the phoenix rising from the ashes and the American eagle
that is a part of U.S. Postal Service iconography. This dream, depicting the bird
as an old wounded thing of the skies, as near dead as the [damaged, sootstained, and fire-seared] tree upon which it sits, yields not a new, reborn bird,
but other mechanized flying icons which represent the rebirth of a thriving
society (25).
What Gordon soon discovers, upon donning the postal carriers
uniform, is that he raises the hopes of countless other individuals in his travels.
Like Gordon, these people also long for the nostalgic comforts of an organized
nation. Lotman and Uspensky claim that
Culture, as a mechanism for organizing and preserving information in the
consciousness of the community, raises the specific problem of longevity. It has two
aspects: (1) the longevity of the texts of the collective memory and (2) the longevity of
the code of the collective memory. (Adams and Searle 412)

In The Postman, there are many citizens who remember the comforts of
American culture before the war. For these people, the codes and signs
representing the prewar nation are still extremely powerful. Specifically,
citizens of small hamlets and fortress-enclosed cities in the Oregon of the future
hinge great hope upon the U.S. postal carriers jacket, upon the flag sewn onto
its sleeve, and upon the horse and rider on the badge of Gordons cap. Indeed,
dressed in the postmans jacket and cap, Gordon himself becomes an icon of
hope and promise in the eyes of many. People look upon Gordon as a kind of
living mythic hero (39). They want him to repeat the story that tells how he got
to be a postman, and no honest answer on Gordons part can convince them that
he is not a representative of a government on the brink of regrouping. After all,
his presence and his uniform counter his words. Moreover, he carries evidence
of a restored Union in his mail pouch: envelopes with old letters in them,

Dystopias and Icons

113

indicative of communication between members of the fragmented nation.

Gordon carries the envelopes and letters around to ease his loneliness and
reminisce about better times. He reads the letters and finds solace in their ticket
to another time. On the other hand, people in the towns which he visits begin to
give him new letters to carry onto the next town and Gordon complies. His
reasons are partially selfish: the letters and the uniform soon provide the perfect
means to be let into suspicious hamlets and be provided with food and shelter
for a few days. However, Gordon also acts out of pity for the people he
encounters. He cant find it within himself to deny their requests that he carry
mail to friends and relatives in faraway cities and towns, often without knowing
if these loved ones are even alive. Eventually, he stops trying to deny that he is
a postal carrier. The icons, after all, seem to speak greater truths than his
protests. It is at this point that some lies begin to be slowly transformed into
variations of truth.
Soon, Gordon creates the myth of the Restored United States. He says
he is a representative of a country that is coming back to life, somewhere in the
East. The East itself is another word which harbors many connotations and may
be regarded as a kind of icon: the East holds promise for many of those in the
West. It is the place where the United States was first organized and it is the
place where it is supposedly being restored. Similarly, for Gordon, the West
becomes an icon which holds the promise of a prosperous future as he makes his
way across country, searching for a place where somebody has taken the
responsibility of reviving the nation.4 Ironically, Gordon quickly discovers the
curse of the postman uniform that is entwined with its benefits. Thanks to his
outfit, he finds himself admitted into several places where he would have been
happy to settle down and help rebuild. However, he soon realizes that such a
desire is not a possibility because people always expect the postman to keep
moving.
While a few of the larger, more developed hamlets are initially
suspicious of a meddlesome country imposing its regulations upon their new
governments, it is no wonder that most people so readily wish to believe in
Gordons Restored United States. Such a country would eventually work to
eradicate the militant survivalist gangs that now exist, especially the large and
powerful Holnist gang that threatens to take over most of the western part of the
United States. Gordon has spent [s]ixteen years chasing a dream which
consists of a place where someone is rebuilding the nation; someplace where
someone is taking responsibility (4). He is searching for the right symbol and
authority figure, little realizing that he will have to become the figure and
assume the responsibility himself.
Ill ask the question again: when does a lie become a truth? As
Gordon learns, there is a paradox embedded in the query. Sometimes a lie can
become a truth when a truth results from repeated tellings of the lie. Gordon
learns to reconcile with his first liethe donning of the postmans uniform and
the authoritative image he projectsbecause he finally understands that there is
some fundamental truth that is embedded within the lie. At the end of the novel,
he is preparing to head farther west to California, fueled by yet another icona
dying soldiers bear flag patchwhich signals not an enemy from another
country, in his eyes, but other human survivors on the planet. Gordon leaves

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Oregon with the icons of postmans jacket and cap, and with the old postal
service/Restored United States lie turned truth on his lips: My obligations are
to the nation, not to one small corner of it, he tells the citizens of Corvallis,
allowing them to go on believing things which were not lies at heart (319).
One of the toughest lessons that Gordon finally comes to learn is that
certain lies may be beneficial if they fuel positive ideals and humane progress.
Such lies may bring about necessary changes, which is why The Servants of
[super-computer] Cyclops would go on spreading their own myths, encouraging
a rebirth of technology and why Gordons appointed postmasters would
continue lying without knowing it, using the tale of a restored nation to bind the
land together, until the fable wasnt needed anymore. Or until, by believing it,
people made it come true (319320). It is important to remember that in some
ways, Gordon does not simply appropriate the myths and symbols of old, but
refines them slightly to create new myths that will help restore the order and
stability that the damaged nation craves. As Lotman and Uspensky observe,
The longevity of the code is determined by its basic structural principles and by
its inner dynamismits capacity for change while still preserving the memory
of preceding states and, consequently, of the awareness of its own coherence
(413). Many of Gordons fellow Americans may be battle-scarred, but they are
not ready to abandon the basic ideals (and idealism) that comprised the
American mythology of old. By working to revitalize their country, by working
to restore old truths, Brins characters contribute to an ever-expanding American
mythology.
The Postman is a book as much about heroes and heroism as it is about
the struggles of restoring order to a nation that has collapsed. Gordon
remembers reading about heroes in his youth, but doesnt see himself as one.
After all, Nearly all of them, he recalls, are able to push aside their personal
burdens . . . for at least the time when action impended (18). Eventually,
Gordon will grudgingly have to assume the role of hero because the image of the
postman riding his horse and delivering mail proves too strong an image to
negate. People give Gordon mail to deliver to the next town in his travels, and
he does so. Moreover, he begins to swear in young men as fellow postmen.
Some are barely in their teens, but they wish to be a part of the countrys rebirth.
Once these new postmen are recruited and mail routes are established
throughout much of the state of Oregon, the myth of the Restored United States
begins to become a reality.
The symbol of the phoenix or postal eagle becomes a powerful icon to
these new recruits, who sport blue tunics and leather jackets similar to his own.
On their sleeves, Gordon notices the patches depicting an eagle rising
defiantly from a pyre, rimmed by the legend: Restored U.S. Postal Service
(196).
Gordon often wondered whether the right symbol might motivate
people to mount a massive reconstruction of the country. He will eventually
concede that his own outfitthe lettermans gray uniform cap, its brass badge .
. . the figure of a rider, hunched forward on horseback, the jacket with the U.S.
flag patch which makes strangers reach out to touch his sleeveare the symbols
for which he has been searching (50).

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Brins novel introduces other iconographic myths and legends which

assist humanity in rebuilding. The war has wiped out the systems of the
Cyclops supercomputer and left it no more than a vast shell, but like the lessthan-mighty wizard who wants everyone to believe in the power of Oz the Great
and Terrible, scientists create the illusion that Cyclops is alive and well and
offering instructions which will help to rebuild the country. Granted, the
scientists original motive is to con villagers out of precious food and other lifesustaining supplies in exchange for the often flawed information that Cyclops
provides, but the illusion of a working supercomputer eventually provides hope
to people who desperately need it. Gordon is initially incensed by the scientists
ruse when he discovers it, but he eventually sees the value in continuing the
Cyclops computer illusion. Indeed, the scientists appropriation of the computer
icon parallels Gordons own use of the postmans uniform to suit his purposes:
both provide deceptions which eventually yield positive results.
Moreover, there is the legend of heroic feminist Dena Spurgen and her
self-sacrificing female followers. Dena and a group of young women sacrifice
themselves in a battle against Holnist survivalists. By doing so, they make a
group of men ashamed to have resisted engaging in a necessary battle to
eradicate a dictatorial enemy. Afterward, Denas legend grows and her very
name becomes a symbol of hope for females seeking to once again take up the
battle to empower themselves in a world dominated by men.
However, it is the legend of the postman and the icons worn by Gordon
Krantz which prove most influential as the country restores itself. Heroes are
often adorned with icons and Gordon proves himself to be a worthy, albeit
extremely reluctant, uniformed hero. The postman role insures Gordon more
respect but leaves him a permanent vagabond of sorts. Gordon recognizes that
he had to be a demigod in the eyes of people, or nothing at all. Frustrated,
he considers himself a man . . . trapped in his own lie (132). However, one of
the most powerful aspects of this novel is that it dares to posit that certain myths
or lies are beneficial. The Postman underscores the value of a unified
democratic nation and stresses the possibility that lies can eventually be
transformed into truths.
PARABLE OF THE SOWER
Brin takes existing icons and resurrects the concepts and principles that lie at
their foundations. In Parable of the Sower, Octavia Butler takes the idea of God
and its textual signifierthe word Godand transforms them into an ideology
which situates power on humanity rather than a supernatural being. Butlers text
differs from Brins from the start because the latter deals with several concrete
symbols (the postal carrier and the U.S. flag, for example) upon which to hang
the ideas of a unified country, freedom, and such, while the former interrogates
the concept of a deity. The word God may be regarded as a concrete signifier,
but the concept of a deity is subject to a wide diversity of choices. As Charles
Sanders Peirce, Umberto Eco, and other semioticians have stressed, not only
may objects themselves be regarded as signs that are open to interpretation, but
even the concepts of the objects. . . must be considered in a semiotic way.
Therefore, even ideas are signs (Eco 166, emphasis Ecos).

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All that you touch
You Change.
All that you Change
Changes you.
The only lasting truth
Is Change.
God
Is Change.
EARTHSEED: THE BOOKS OF THE LIVING (Butler 3)

Parable of the Sower opens with this verse. It is the first entry in the
journal of Lauren Olamina, the young African American heroine in Butlers
novel. Lauren will fill her journal with parables and call it Earthseed: The Book
of the Living. She is only fifteen when she begins to write her verses and
eighteen at the end of the novel. However, her wisdom runs deeply, as her
writings reveal. Lauren is the daughter of a minister, but At least three years
ago, my fathers God stopped being my God. . . . My God has another name
(6). Change is the God of which Lauren conceives. More about that in a
moment. However, it is significant to note that Butler immediately begins to
recast traditional symbols when she introduces Lauren Olamina as her principal
character.
If I asked an audience to conceive an image of a prophet in its head,
some people might come up with a white haired and robed figure holding a book
in one hand and a staff in the other; others might update the image and have the
prophet wearing a finely cut suit and preaching from a pulpit; still others might
simply conjure a picture of Charlton Heston in their heads. Cleverly, Butler
dismisses all of these traditional icons and recasts her prophet. Granted, Lauren
is the daughter of a minister, but that is as close to the old concept of visionary
as Butler gets. First, Lauren is a female and female ministers are still fairly rare
in most religious circles; indeed, history has most often cast religious prophets
as male. Second, because Laurens dead mother abused an experimental drug
when she was pregnant, Lauren is gifted with hyperempathy, a blessing and
curse which allows her to feel pleasure and pain when others in close proximity
experience these feelings. Butler creates a scientific reason for this condition
her mothers drug abusehowever, the result is that Lauren is gifted in a way
that her followers are not. Third, Lauren has visions: not mystical fire and
brimstone visions, but strong projections of a plan to improve humanitys
struggling existence. Finally, she is a prophet with a following. People begin to
follow Lauren north, where she intends to forge the first Earthseed colony and
implement her plan to improve the world. To sum up, Butlers vision of
visionary is a young African American female with keen insights into the
decline of the human race and the manner in which this decline might be curbed.
Lauren Olamina is a woman with positive visions which she presents for her
followers consideration via her discussions and her Earthseed texts. We adapt
and endure, she declares in one of her parables. For we are Earthseed/ And
God is Change (15).

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117

Most of Laurens Earthseed writings are hinged on common sense and

the need to improve ones own conditions rather than rely upon an unseen
supernatural force. They are presented in a poetic format and as such resemble
traditional prayers in appearance, but here again Butler reconceives the notion of
prayer and the idea of a Bible. If this is a religious Bible, it is one with a recast
God as its focal point. God is Change, Lauren stresses throughout her verses,
but rather than worship the concept, she advises her followers to subscribe to the
idea of change and be prepared to change with the times in order to improve
their existence and stay alive, Change is ongoing, Lauren stresses. Every
thing changes in some waysize, position, composition, frequency, velocity,
thinking, whatever. Every living thing, every bit of matter, all the energy in the
universe changes in some way (195). When some of her followers have
trouble understanding the idea of personifying change into a beinga god
Lauren patiently explains that that is not exactly what she has done. Earthseed
deals with ongoing reality, not with supernatural authority figures. Worship is
no good without action (197). Even prayer to this God of change is not used
in the traditional fashion. Prayer is simply a reminder that God is Change and
that human actions leading to the improvement of the race are vital if the race
itself is to survive. Reading or listening to Laurens Earthseed verses may be
construed as a kind of prayer, but this activity is beneficial only to remind
oneself of the principles of the Earthseed philosophy, not the power of some
omnipotent deity.
The reinvention of a deity in Parable of the Sower is worth a little more
discussion. Time for another thought experiment: If I asked you to come up
with a vision of a god in your head, what would you envision? A kindly old
man? A bright light at the end of a tunnel? Something else? Well, regardless of
the image you conjure, many religions have a deity at their center who demands
that his (it is often a male god) followers obey a certain set of commands and
worship him as divine ruler. Laurens vision of a deity, on the other hand, is
faceless, genderless, and rooted in the concept of changing and improving
human life. While other religions project the notion that we are cast in Gods
image and therefore should strive to act in a moral and ethical fashion in order to
honor the supreme ruler, Laurens projection of a god hits far closer to the
human shell than many concepts of a deity. Paradoxically, Laurens god seems
very close to an atheistic existentialist god. Sartre tells us that a man is no more
than the sum total of his actions and that actions are the key to affirming ones
existence.5 Similarly, Laurens god is Change and that Change is forever linked
to the activitythe actionsof human beings. Therefore, if God is the sum
total of our actions, one of the things she is positing via her philosophy is that
we are ourselves the closest manifestations of a deity that we are likely to
encounter. Several of Laurens parables allude to this notion. For example:
The Self must create/ Its own reasons for being./ To shape God,/ Shape Self
(231). Laurens discussionsher preachings, if you willalso emphasize the
idea that change is the only constant and that it is up to us to take control of this
constant and do our best to ensure that forthcoming changes work to our
advantage:
Theres power in knowing that God can be focused, diverted, shaped by anyone at all.
But theres no power in having strength and brains, and yet waiting for God to fix things

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for you or take revenge for you. . . . God will shape us every day of our lives. Best to
understand that and return the effort: Shape God. (197)

Laurens reinvented religionher humanized religioneven includes

a version of Heaven. It is not some puffy cloud paradise with golden gates and
flying angels but the stars above, the cosmos that must be reached and explored.
The Destiny of Earthseed is to take root among the stars she emphasizes to
her followers. If humanity is to survive long into the future and achieve even a
semblance of immortality, then it must focus its efforts beyond Planet Earth and
move off of it. Even before she begins her Earthseed philosophy, the young
Lauren Olamina understands the importance of the heavens. Like Gordon
Krantz in The Postman, Laurens stepmother longs for the blaze of the artificial
city lights of her youth, a signal of better times. However, Lauren is content
with the natural brilliance of the night sky (5). A little later, she is saddened to
hear that a female astronaut will be returned to Earth rather than be allowed to
drift toward Mars, which was her desire if she died in space. Unlike many
politicians and her minister father, Lauren is very much in favor of the space
program. She understands the importance of space in humanitys long-term
survival map.6 A few years later, when she is leading her following into
northern California to begin the first Earthseed colony, Lauren continues to
stress that heaven is the heavens and humanitys best hope of attaining anything
close to immortality:
The Destiny of Earthseed is to take root among the stars, I said. Thats
the ultimate Earthseed aim, and the ultimate human change short of death. Its a
destiny wed better pursue if we hope to be anything other than smooth-skinned
dinosaurshere today, gone tomorrow, our bones mixed with the bones and
ashes of our cities. . . . After all, my heaven really exists, and you dont have to
die to reach it. (199)
GOD IS CHANGE
Because many utopian and dystopian stories are static or doomed from the
startnot much happens in the former and the inevitable demise of life occurs
in the latterLester Del Rey believes that both categories of these texts are
essentially denying the continued change that science fiction considers basic
(347). Yet unlike many dystopian novels, change is the principal element at
work in both The Postman and Parable of the Sower. Indeed, according to
Lauren Olamina, God is Change.
Both Brin and Butler take old icons and revitalize them to implement
positive changes. The concept of the United Statesthe flag, the vision of a
unified republicis given fresh life in The Postman, while the concept of God is
reconceived by Butler in Parable of the Sower. Both novels show humanity
turning to icons to keep the species alive. Curiously, while both authors wish to
show the value in retooling icons, there is also great disparity in their ideologies.
Brin seems to posit that there is value in the telling of lies and that humanity can
empower oneself by revitalizing certain myths, while Butler seems to move us
away from such an assertion as she appropriates certain myths, deconstructs
them, and uses them in a radically new fashion. Both The Postman and Parable

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119

of the Sower call to mind the distortion of truth and the interrogation of historical incidents in the powerful works of magical realist Gabriel Garca
Mrquez. In One Hundred Years of Solitude, for example, the author writes a
banana plantation massacre into his novel which chronicles the senseless
slaughter of several thousand striking workers. However, as Garca Mrquez
explains it, the massacre didnt come from any storytelling. It is, more or less,
based on historical reality. The incident occurred in Garca Mrquezs
hometown of Aracataca, Colombia, but there were not 3000 dead, of course.
There were very few deaths. On the other hand,
Nobody has studied the events around the real banana strikeand now when they talk
about it in the newspapers, even once in the congress, they speak about the 3000 who
died! And I wonder if, with time, it will become true that 3000 were killed. That is why,
in [another Garca Mrquez novel,] The Autumn of the Patriarch, there is a moment when
the patriarch says, It doesnt matter if it is not true now; it will be with time. (Dreifus
76)

Like Garca Mrquezs indictment of historical mythmaking, Butlers

novel calls for a reassessment of ancient texts and symbols in an attempt to
anchor them to a tangible reality. Her philosophy on the use of icons and myths
runs contra Brins. Moreover, of the two novels, Butlers reconceptualization of
icons is the most extreme because she moves beyond the traditional supernatural
deity and boldlysome might say hubristicallyemphasizes man and womans
own godlike potential. Still, regardless of the clashing ideologies embedded in
their cores, both Parable of the Sower and The Postman may be gauged as
positive projections of humanity. Each book stresses that we have symbols and
philosophies that can assist us in the battle to prevent apocalypse if we are
willing to work toward positive changes. Brin himself has written that one of
the motives behind his writing this novel was to combat the pessimism often
found in dystopian texts:
The Postman was written as an answer to all those post-apocalyptic books and films that
seem to revel in the idea of civilizations fall. Instead, this is a story about how much we
take for grantedand how desperately we would miss the little, gracious things that
connect us today. The central character is a special kind of hero, toughened by griefs and
trials, yet still somehow uncalloused and willing to hopethe last idealist in a fallen
America. A man who cannot let go of a dream we all once shared, who sparks restored
faith that we can recoverand perhaps even become better than we once were. In this
era of cynicism, we need reminders of the decency that lies within. We are in this
together. (Novelist David Brins Notes, The Postman DVD)

Brin and Butler succeed in reminding us that there is hope aplenty to be found in
the midst of turmoil and the shadow of our seemingly impending demise.

NOTES
1. It is significant to note that Brin and Butler steer clear of the technological
solution that many dystopian texts favor, when they bother to present any solution at all
to the despair they project. Clute points out that The standard scenario of dystopian
science fiction texts that are driven by revolution involves an oppressive totalitarian

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state, which maintains its dominance and stability by means of futuristic technology, but
which in the end is toppled by newer technologies exploited by revolutionaries (361).
Yet, both Gordon Krantz in The Postman and Lauren Olamina in Parable of the Sower
rely on more fundamental ideologies to empower their crippled cultures. The novels are
not technophobic; both Gordon and Lauren laud the technology of the recent past and
recognize that restoring and surpassing it will boost humanitys fight to recover from its
current crises. Neither do they prophesy that technology is the solution to all of
humanitys problems.
2. Let me state that I do not believe that either The Postman or Parable of the
Sower is a full-fledged work of postmodernism. Nevertheless, as we prepare to explore
the symbols embedded in both texts, it is interesting to note that both works call to mind
certain aspects of postmodernism. Brins story resonates with postmodernist
characteristics but ultimately resists key ideas that are associated with the postmodernist
movement. Butlers novel, on the other hand, seems slightly more comfortable with the
postmodern notions of freeplay and endless permutations being derivedand extended
awayfrom a central (or centered) idea.
Derrida, Lyotard, Linda Hutcheon, and others have posited that
poststructuralism and postmodernism liberate the text from one concrete meaning and
show the value of nontextual discourse in the illumination of ideas. In its more radical
forms, postmodern thought embraces chaos theory and posits that culling brief pockets of
meaning in the midst of turmoileither a chaotically organized text, a chaotic psyche, or
a chaotic situation in the plot of the storyis the best we can hope to accomplish as we
struggle to understand a text.
Like most science fiction writers, Brin and Butler largely steer clear of the
freeplay inherent in works of postmodernism and write stories that have fairly direct,
well-organized narrative structures. Nevertheless, Brins The Postman seems far more
reluctant to leave behind traditional order and meaning than Butlers Parable of the
Sower. It is Gordon Krantzs struggle to return to an ordered existence by resurrecting the
past that anchors The Postman most firmly in modernism, in spite of the books
iconographic explorations. Parable of the Sower also has a chaotic situation driving it:
the collapse of economic and social order. Moreover, like The Postman, Butlers novel
has as its principal agenda the restoration of an ordered existence. However, while Brin
works to restore order by resuscitating traditional meanings embedded in old referents,
Butler sets out to extend the meaning of traditional wordswhich themselves may be
regarded as iconsand use them in a fashion that in some ways runs counter to their
traditional meanings. Butler, then, seems closer aligned with contemporary
poststructuralist thought and semiotic theory. Parable of the Sower posits that signs, be
they words or even abstract concepts, may be appropriated by their readers and used to
signify a multiplicity of literal and metaphorical meanings. These meanings may
complement the original ideas embedded in the sign or phrase, but they may also be
given new insights by the appropriator. Yet Parable of the Sower has as one of its
principal goals the deliberate battle against disorder and chaos. Thus, while the novel
appropriates some of the liberal interpretations at work (or play) in the postmodern
movement, it is ultimately grounded most firmly in traditional modernist construction and
objectives.
3. Of course I do not wish to lump together or trivialize the myriad of ethnic
cultures which together comprise the United States of America. However, I point out that
American culture in general certainly has many distinct signs which serve to identify it
and which many Americans, regardless of ethnic heritage, recognize and accept as
American.
4. Both Brin and Butler use classic direction imagery in their novels. Directions
are themselves icons heavily encoded with symbolism in many texts. Hence, Gordons
surviving Americans readily believe that the nation is being restored in the East, not only

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121

the place where the United States was founded, but a direction which is often associated
with light, life, optimism, and promise. The same might be said of the North, where
Lauren Olamina travels to begin the first Earthseed colony.
5. See Sartres Existentialism, Existentialism and Human Emotions, and Being
and Nothingness.
6. To reiterate an earlier point (see Note 1), Butler and Brins novels deviate
from many dystopian texts which precede theirs: stories which prophesy the dangers of
scientific and technological advances. These authors regard science and technology as
friends rather than foes. For counters to Brins and Butlers position on this subject, see
Bertrand Russells Icarus, or the Future of Science (1924), Aldous Huxleys Brave New
World (1932), and S. Fowler Wrights The New Gods Lead (1932).

REFERENCES
Adams, Hazard, and Leroy Searle. Critical Theory Since 1965. Tallahassee: Florida
State University Press, 1986.
Brin, David. Novelist David Brins Notes. The Postman (DVD). Dir. Kevin Costner.
Warner Brothers, 1997.
.The Postman. New York: Bantam/ Spectra, 1995.
Butler, Octavia. Parable of the Sower. New York: Aspect/Warner, 1993.
Clute, John, and Peter Nicholls, eds. The Encyclopedia of Science Fiction. New York:
St. Martins Griffin, 1995.
Del Rey, Lester. The World of Science Fiction, 19261976: The History of a Subculture.
New York: Garland, 1980.
Dreifus, Claudia. Playboy Interview: Gabriel Garca Mrquez. Playboy Feb. 1983:
6567, 7074, 7677, 172, 174, 176178.
Eco, Umberto. A Theory of Semiotics. Bloomington: Indiana University Press, 1979.
Lotman, Yurij, and B. A. Uspensky. On the Semiotic Mechanism of Culture. Adams
and Searle, 410422.

13
Beyond Personal Introspection:
Classroom Response to Sherri Teppers
The Gate to Womens Country
Tamara Wilson
During the spring semester of 1998 I had the opportunity to explore in a small
discussion group class a text that has long influenced my development as a
feminist, Sheri Teppers The Gate to Womens Country. In the postconvulsion agrarian society of Teppers vision, women and men (for the most
part) live separately, either in the towns of Womens Country or in the garrisons
of the Warriors. The chapters of the text pose the reality of the story against
the scenes of Iphigenia at Ilium, a play (created by the people of Womens
Country) based on the events of the Trojan War. Employing flashbacks, Tepper
leads her protagonist, Stavia, and the reader to a fuller and often painful
understanding of what Womens Country is and how people act, in and out of
the context of this utopia. In the texts that reach us on an intimate level, we see
ourselves unfolding in one or more of the characters.
When I consider the significant texts (besides Shakespeare) of my life,
three come to mind: Robert Heinleins A Stranger in a Strange Land, which
made for an interesting adolescence; The Mists of Avalon, by Marion Zimmer
Bradley; and, so far, The Gate to Womens Country. When I remember and
reread these texts, it is rather like looking at a photo album of my past because
personal events of my life are linked with these texts.
I encountered Womens Country at a critical point in my life, just as I
planned to leave my job as an accountant and pursue my Masters degree and
eventually my Ph.D. The text became my constant companion, much in the way
actors may keep a copy of Hamlet handy as a source of continuing investigation
and reflection. Womens Country became more than the simple brain candy I
originally thought it to be as I picked it up from the used bookshelf; the text both
comforted me and provided a forum in which to analyze my world.
I am an avid rereader of text, following my personal reading pattern
that evolved with Stranger and Mists. However, unlike my exceedingly private

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experiences with these prior texts, I found myself, eventually, longing for others
with whom to share the text, an unfulfilled desire until 1998.
When I was presented with the opportunity to design my own Themes
and Types class at the University of North Florida, the creative process was
very swift. The class examined the concept of revision in three pairings:
Shakespeares Hamlet and Rosencrantz and Guildenstern are Dead, by Tom
Stoppard; the folktale The Robber Bridegroom and Margaret Atwoods The
Robber Bride; and finally, excerpts from The Iliad, the play Ajax by Sophocles,
and Womens Country. The decision to use Teppers text was not made lightly,
nor did I rest easy until, after consulting colleagues and critical responses to
Teppers work, I was convinced that the text offered literary merit, not a selfindulgent foisting of my soul-searching on unwitting students. The merit of
science fiction/fantasy texts like The Gate to Womens Country is hotly debated
and therefore few texts have made their way beyond the genre into classical or
literary works. Within this concern is also the topic of utopias themselves. It is
one thing to read of past failed utopias, like Brook Farm in Hawthornes
Blithedale Romance; it is quite another to examine our possible futureshades
of 1984, and so on.
Early in our exploration of the text, the class reacted quite strongly to
the decidedly feminist slant of Teppers offered utopia. In contrast to the classic
texts of The Iliad and Ajax, the roles of women in Gate challenged many
assumptions held by students of both sexes. While all of us agreed that it would
be wonderful to be given the freedom to study all we wanted, once the real
ramifications of the semiannual Carnivals were understood, enthusiasm drained
like a water balloon with a hole in it.
Carnival in Womens Country is a two-week celebration during which
the women of the towns and the warriors of the garrison sing, dance, and have
assignations (private romantic encounters). Except for those four weeks of the
year, all carnal contact between men and women is strictly forbidden. The
rituals of a society are indicative of that societys attitude toward the focus of
these rituals. Love, between men and women, in Womens Country has a very
limited time and space.
The device of Carnival also serves to strengthen the bond between
mother and daughter, an essential feature of Womens Country. Warrior-lovers
never enter private homes; an intriguing aspect of this utopia when we consider
Luce Irigarays observation, from The Poverty of Psychoanalysis, that the
daughter cannot identify with a desiring woman (74). The carnivals are always
described from memory, or anticipation, providing another degree of separation.
Stavia repeatedly identifies with her mother, Margot; Stavia is a small Margot
and when Stavia joins the council and wears the robes of power, the identity is
even closer. The only scenes of sexual intimacy are between Stavia and
Chernon. Their intimacy is flawed and distasteful, evoking a silent chairsquirming by all the students, a sign an impact is being made. Never are we
shown a loving intimacy between Margot and Joshuaonly after Stavias lifethreatening adventure is she (and are we) told he is her father.
The connection between mother and daughter is heightened by this
omission in Gate over that of our conventional patriarchal system. Furthermore,
women in this culture are named by their mothers name; for example, Stavia is

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125

Stavia Margotsdaughter Marthatown, and Margot Renesdaughter Marthatown,

like the Scandinavian tradition of Borgson and Svenson. Perhaps this seemed a
minor matter to my students, but those women searching for identity today are
confounded by the succession of male names. In this feminist-dominated
society, Tepper tries to realize Irigarays proposal that the love for womensisters is necessary if we are not to remain the servants of the phallic cult,
objects to be used by and exchanged between men, rival objects on the market,
the situation in which we have always been placed (4445). Time and again in
the text, the soldiers outside the gates of Womens Country threaten just such a
fate. But in Womens Country, girls dont know who their fathers are; the
warrior fathers of the sons of Womens Country dont acknowledge girls at all
and claim the sons at an early age, further disassociating females from males.
In this utopia, all boys are turned over to their warrior fathers at the
age of five to be raised in the garrison until they are fifteen. During this period,
sons see their mothers and female relatives only during Carnival. This is the
pattern of their lives for the next ten years, when they have the option to return
to Womens Country as a servitor or remain with the warriors, A point that
eluded several male students was that a boy had ten years after his fifteenth
birthday to make his choice. Even understanding this, many were appalled at
what they regarded as the early age at which this final choice must be made,
something that had not bothered me at all. Was it because I am a woman, and
the choice would never apply to me, or because the majority of students in this
class were at or would soon approach that critical age of twenty-five? In
fairness, I made a significant career change well after twenty-five. How are the
rules different for me? Womens Country, as it will become even more
apparent, is not a culture of easy choices or a utopia for the indecisive.
Upon our further investigation of the text we discovered that women of
this utopia are also pressed to conform to the plan. As appealing as perpetual,
free education sounds to us as academics, it does not suit everyone. Myra,
Stavias older sister, is rebellious and frustrated by the demands of Womens
Country. At one point Stavia observes that her sister had wanted to do nothing
but dance. But what good would a woman be who could only dance? (156
157). Our society is just such a one-profession-oriented system, but the rising
number of people, like myself, who shift careers mid-life is indicative of our
dissatisfaction with this system. Is the three-pronged plan of Womens Country,
a skill, a science, and an art, any better? Not for Myra or, I am sure, for some of
the class, who will be relieved to see an end to their formal education and begin
to reap the financial gains it promises. Sadly, but predictably, rebellious
individuals do not fare well in Teppers text.
Myra, along with Barton, Chernon, and Michael, meet unhappy fates
because of their challenges to the authority of Womens Country. Myra, who is
a foil to Stavia, is a typical rebellious teenager at the mercy of her hormones. Of
these four challengers, she alone survives because her rebellion is of a minor
sort, but it is a fragmented survival. The rest are warriors, who seriously
threaten the foundation of Womens Country; they all perish.
Barton and Chernon (whom the entire class came to despise) are
manipulated by Michael, the leader of the garrison of Marthatown, to court
Myra and Stavia, respectively. Michael hopes to overthrow the laws of

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Womens Country, by moving the garrison into the town and discovering the
secrets women have (146). The seemingly defenseless women and servitors of
Marthatown prevent Michaels coup by killing or arraigning the death of all
three men. Tepper carefully strips all redeeming characteristics from any of
these menleaving the class glad to see them destroyed. However, Womens
Country is not dedicated to the destruction of all dissenting voices.
Septemius is an outsider whose perspective on both Womens Country
and the rest of the postconvulsion world provides a relatively objective view
within the text. He is a senior citizen, sexually inactive and restrained in his
criticism of Womens Country. Because of these qualities, Septemius is actively
sought and respected by the important people of Womens Country. Womens
Country encourages outsiders to enter its culture, absorbing the skills and
information new people bring. Josh and Corrig are guarded from the reader until
practically the very end, whereas Septemius is almost immediately accessible.
All the students liked him and the perspective he offered increased our acceptance of Teppers world. However, there are some external elements of the
postconvulsion world that Womens Country cannot accept.
The most significant challenge to Teppers utopia comes from the
Holylanders, a people we would not like to add to ours, says Margot, Stavias
mother and a member of the council of Marthatown (291). The Holylanders are
the antithesis of Womens Country, and they are chillingly familiar.
This isolated culture is extremely repressive to all women and most of
the men, except the few privileged Elders of the community. Education is
available only to the men and closely controlled by the family elder, one man
with multiple wives. Two young men of the Holylanders abduct Stavia and
Chernon. Once brought into this culture, Stavia is abused on many levels, and
nearly dies. Chernon, her lover, sees the potential to use this culture; this sets
the wheels of Womens Country in motion against himself and Michael, once
Stavia is rescued.
The rescuers are a combined force of the talents of servitors, men who
chose to return to Womens Country from the garrison, and the chicanery of
Septemius. Using martial arts fighting and playing on the superstitious nature of
the Holylanders with angel feathers and footprints on the ceiling, they free
Stavia. The true nature of the servitors is revealed at this point as these men,
who forswore battle and garrison life, reveal just what consummate and clever
fighters they are. They quickly remove Stavia from the Holylanders and scare
them into a paralyzing fear of the people of Womens Country, thereby ensuring
the future safety of Stavia, and all of Womens Country.
Stavias rescue and recuperation reveal the hidden inner structure of
Womens Country and prompt Septemius to make the most significant
observation of the female condition in the entire text in a conversation with
Margot, as they watch over Stavia:
Misplaced nurturing [is] the biggest chink in your female armor. The largest hole in your
defenses. The one thing you cannot and dare not absolutely guard against, for your
nature must remain as it is for all your planning to come to fruition. You dare not change
it. Still, it is hard when your own female nature betrays you into believing the ones who
abuse you need you or love you or have some natural right to do what they do. (290)

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127

When I pointed out this passage to my students, there was some measured nodding from the women and a puzzled look from the men. Clearly it gave them
something to ponder.
Something also to ponder is the basis of power in every city of
Womens Country, the council or the Damned Few, as they call themselves.
The existence of this secretive Machiavellian group in Teppers utopia is
unsettling to both the reader and those who discover their existence. The
Damned Few use such governmental tactics as birth and parentage control by
artificial insemination and sterilization, both temporary and permanent, to
preserve their utopia. Ironically, this truth (in the reality of this feminist text)
undermines many hard-won rights of contemporary feminist activists. The
revelation of the extent of control by the Damned Few exercises over the
people of Womens Country comes after pages of musings by women, warriors
and outsiders on the secret power of Womens Country.
At this point the class consensus was Ah hah! We knew there was
something going on. But most were offended and overwhelmed by the level of
control the damned few exercised over the people of the text. Certainly the
proposed annihilation of the Marthatown Garrison was as shocking to these
readers as it was to the characters of the story.
So, as often happens, the grass was not as green as we thought.
Teppers Stavia is very endearing; one student, a nontraditional divorced
mother, remarked we (Stavia and she) need to go have a cup of coffee.
Clearly, Tepper creates a well-developed character in her protagonist.
Throughout the text we have followed her from the painful rejection by her son,
Dawid, back through the events that lead to that sad event, which encourages us
to consider the sad events of our lives. Indeed, as every utopian story does.
The Gate to Womens Country is not just a feminist utopian novel. It
also raises issues of power and sacrifice. Sacrifices are often unwitting ones for
every (wo)man of Womens Country. For Stavia and Joshua, her father who
cries for them all in his role as Achilles in the play at the close of the novel,
their sacrifices are brutally clear (315). The warriors of the Garrison are both
genetically and physically lost. Womens Country is a painfully necessary
construct, not a paradise. The real utopia for Womens Country, one yet to be
reached by the close of the novel, will arrive only when all men return and the
Garrison of Warriors no longer exists.
This goal of nonaggression seems reasonable. However, the methods
of Teppers text leads to careful examination of the means to an end employed
in our world today. Shall we be unwitting sheep or among the damned few
of our world? Neither is a comfortable position to contemplate, but The Gate to
Womens Country insists we consider them closely. As we close, mirror works
within mirror; Stavia sees herself in the play and we see ourselves within
Womens Country.
So, where does this leave us? Why, despite our disillusion with
Teppers text, are we talking about it? The answer to this question is well
expressed by Peter Fitting in his essay, Recent Turns from Utopia: While
there is much to love and enjoy in this privileged corner of our world, the
utopian impulse at the heart of all science fiction, the awareness of the
fundamental insufficiencies of the present, and the longing for a more just and

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humane world should not be denied (156). Is not the true goal of education to
question? Certainties are for the sheep. In the classroom that spring my
students and I opened ourselves to questions. I am not dismayed that they still
remain.
REFERENCES
Fitting, Peter. Recent Turns from Utopia. Feminism, Utopia, and Narrative. Ed.
Libby Falk Jones and Sara Webster Goodwin. Knoxville: University of
Tennessee Press, 1990.
Irigaray, Luce. The Irigaray Reader. Ed. Margaret Whitford. Oxford: Basil Blackwell
Ltd., 1991.
Tepper, Sheri S. The Gate to Womens Country. New York: Doubleday, 1988.

14
The Nature of Outsider Dystopias:
Atwood, Starhawk, and Abbey
Sharon Stevenson
English literature describes plenty of bad places, but perhaps the earliest one and
one we might expect to qualify for a dystopia is Hell in Miltons Paradise Lost.
It has a burning lake that puts off no light and a sulphurous plain that burns the
feet. We are told the place is dismal: A dungeon horrible . . . /where peace/And
rest can never dwell . . . /torture without end (I, 6067). However, the fallen
angels are able to build a palace, Pandemonium, and they while away the time in
Satans absencehe is gone to scout out Earthby staging philosophical
debates, singing epic tales of their own battle feats, tearing up the place, and
exploring. Of course those explorations turn up an icy plain where the damned
are to be buried, immobile for a time before theyre sent back to be chained on
the burning lake. But nobody is apparently suffering anything at the time we see
them. In fact, Mammon says being in Hell is better than singing hymns all day
in Heaven (II, 239249).
Can Hell then be a dystopia if the characters themselves do not
experience palpable suffering? The answer is no. Characters in a dystopia must
experience pain and suffering, or if they are so incapacitated by drugs or some
control device that they arent aware of their state of suffering as happens in
Kurt Vonneguts Harrison Bergeron, then at least the readers must recognize
it.
And what about the kind of people who suffer? They need not be
perfect, but they do need to demonstrate values similar to those of the readers.
Miltons fallen angels chose their fate because they were ambitious or envious
and because they had no idea Christ was so strong. In other words they chose
the wrong values. They are not worthy to be pitied. Although the fallen angels
do value liberty and freedom to choose not to bow down or pay homage to
Christvalues we in the twentieth century might supportMilton clearly
signaled them as dangerous, values that produce Sin in the world. Miltons Hell,
then, is a punishment justified for wrong values and unlawful behavior. It is a
bad place, but it is not a dystopia. In a dystopia misery and suffering must

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happen to good, though perhaps flawed, people in circumstances beyond their

control.
If, however, we turn then to books that deal with suffering and misery,
we can think of plenty that are not dystopias. Take for example Bessie Heads
novel A Question of Power. The main character is Elizabeth, a woman without a
country. She has left South Africa for Botswana because in South Africa she
has no race. She is the offspring of an African stable boy and the adult daughter
of a wealthy Afrikaner judge, who saved his daughters life by declaring her
insane. In the asylum she had her baby, Elizabeth, but afterward hanged herself,
leaving the baby to foster care since neither family would claim her. As an adult
Elizabeth is denied a teaching job in any of the school systems and is married to
a man who is having affairs with other men. She chooses to leave South Africa
knowing that she can never be repatriated. In Botswana, Elizabeth finds herself
equally lost, a foreigner living in a very insider community. The story becomes
the tale of her mental breakdown. The community seems to have a supernatural
control of her, and in her delusions two men take advantage of her: one quite an
evil type, the other a holy man type who eventually becomes evil, too. Nothing
is stable for her, and the medical treatment she receives is simply another
exercise of power over her.
Plenty of suffering here; the character has the right values; and the
circumstances are certainly beyond her control, but the novel is not a dystopia
because it does not portray the future or a re-created past. It depicts the present,
the reality, of South Africa and then Botswana in the 1980s. It does not offer a
fantasy of a state that might be. It offers an already accomplished fact: the
terrors of apartheid, patriarchy, superstition, and modern medicine. Elizabeths
trauma is caused by factors that are unique to her individual situation: a mixed
blood person cut off from family in a fanatically pure-race state; an educated
woman with no opportunities, taken advantage of by opportunist men; in exile, a
foreigner without the language and customs of the people around her; a woman
with a Buddhist-Christian world view caught in a spirit possession society. She
is a metaphor for the absolutely isolated outsider, made more poignant by her
responsibilities to her son; no wonder she goes insane. The novel reminds us
more of Camuss The Stranger, an individual caught in overwhelming social
circumstances, than of Huxleys Brave New World, which involves the whole
society gone on wrong principles.
In a dystopia the author must create a fantasy society or state of the
future or the past where the characters experience palpable suffering which the
readers fear are not the result of individual circumstances, but which could
happen to them, given the right social conditions. Far from creating wonder
(Manlove 16) as the fantasy does, the dystopic novel seeks to create fear and
paranoia, the belief that factors outside the readers control may actually be
coalescing to descend on them and cast them into just such a situation as is
experienced by the characters in the dystopia. In the classical period Olympian
gods and the Fates provided the factor beyond the heroes control, and in the
Middle Ages it was Fortune and Gods grand design. But neither of these
controlling devices created dystopias. They created exempla, life stories that
teach virtue by exposing a tragic flaw, sinful behavior, or bad judgment.
Largely the product of the twentieth century, dystopias are the literary

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embodiment of social science analyses such as Marxs expose of the monolithic

nature of the state and Stanley Milgrams study of the power of social belief
systems. Dystopic artists do not conceive of the evil as an internal flaw in the
protagonist which must be controlled or as a lack of individual virtue. The evil
in a dystopia is usually a faceless, all-encompassing state, bureaucracy, or belief
system that annihilates or restricts some set of values the readers believe are
indispensable to both their own and the characters ability to function as fully
dignified human beings. The more plausible the ideology and working of the
evil fantasy system, the greater the paranoia the reader will feel.
In 1980 Edward Abbey, an environmentalist best know for Monkey
Wrench Gang and Desert Solitaire, published a dystopia entitled Good News.
Projected only a short time into the future, Abbeys book begins with a three
page description of the background of his dystopia:
The fragile webs of a planetary economy frayed apart in an ever-intensifying system.
One breakdown in a small Mideastern nation led to massive dislocations, anger, and
panic in great nations thousands of miles away. . . . Each industrial nation attempted to
supply its needs by exploiting to the limitand then beyondits own resources of land
and forest, water and metals and minerals. . . . Religious fanaticism joined with
nationalism and secular ideologies to destroy . . . the sources of power on which the
overindustrialized nations depended. (23)

Thus our current unsustainable lifestyle causes the collapse of the state and
provides the backdrop for Abbeys projected civil war between the country and
the city. Chief, a religious fanatic and ex-military man turned university
professor, takes over Phoenix and builds an army which he intends to lead to
Washington, D.C., capturing whats left of the food-producing areas along the
way and ultimately establishing a strong centralized State, capable of dealing
quickly and mercilessly with enemies (96).
The landscape of the novel is replete with abandoned vehicles, hanged
bodies, wrecked shopping malls, and trashed university buildings. Dinner is
dog, and motorcycle squads from the city rustle cattle, so the setting is ripe for
the description of an oppressive state that creates suffering and misery for those
who value peace, love, cooperation, and integration with nature. The suffering
and misery are there. Brock and his Apache sidekick like to torture people;
Chief likes to hang people; and Barnes shoots as many people as he can in
putting down the rebellion. But the misery and suffering happen to characters
that the reader meets only peripherally, not intimately. The main characters
escape the soldiers time and again, often in very interesting ways. One leaves
the Chiefs personal steward, Corporal Buckley, out cold in his own underwear
and her negligee on the Chiefs bed. Another talks Apache into flying off a
cliff in much the same way little kids talk each other into flying off the garage
by flapping their arms. So the novel aims at humor, too, but as a dystopia that
creates fear and paranoia in the readers, it is not successful. The heroes are
simply not in circumstances beyond their control.
In fact the novel projects the disintegration of the contemporary
corporate society as a return to the Wild West of previous eras. The opening
chapter finds the heroes camped out around a fire. Later they go to a bar
complete with sexy barmaid, wimpy piano player, and the bad guy who

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threatens to shoot the piano. It is a strange mix of Road Warrior landscape

and Wild West action. But because the readers are familiar with such a Wild
West landscape, no paranoia is created, only glee that insidious shopping malls
have finally bit the dust.
The disintegration is given to us in the initial three pages but the
readers do not know how it happened. There are no flashbacks that show how
Phoenix gradually fell apart and the megalomaniac gained power. Corporal
Fannin delivers a long nostalgic piece about how wonderful it was to have flush
toilets, padded dashboards, reclining bucket seats, drive-in movies, drive-in
banks, drive-in liquor stores, and so on (120121). The passage is a satire on
our world for sure, and it does cause us to think about the excesses of our
lifestyle, but nowhere are we frightened of the circumstances that produced the
disintegration or the world that it produced. We do not see how it fell apart so
we are not terrified that it could happen to us. The bad guy is a megalomaniac,
but hes a bungling megalomaniac, and the world has dealt with much worse
powers than hisand won.
Abbeys book is a good dystopic adventure story and really quite
hopeful, but it falls short of greatness because it does not create a landscape for
the future that is unknown, unfamiliar, and frightening; because the source of
evil resides in a human bad guy, not in a faceless, monolithic state; because
the heroes who resist have far too much freedom of movement and skill at
defeating the bad guys; and because the reader does not clearly see how this
situation could have happened either cataclysmically or so insidiously that it
could not be detected. In short, we are entertained, but we are not paranoid.
Miriman Simos, a new age guru who uses the pseudonym Starhawk,
has written a delightfully imaginative utopia entitle The Fifth Sacred Thing.
Chapter one begins in San Francisco in 2048 where principles of diversity have
triumphed. A blend of races and religions live under principles of the Goddess,
the Earth Mother, worshipping the four sacred thingsearth, air, fire, and
waterand the fifth sacred thing, spirit, which has allowed them to create new
crystal technologies whereby rocks yield their power without violence and the
civil defense system is a few old women who listen to the environment and
human thought messages that traverse the universe like radio waves.
The second chapter, however, is set in Los Angeles, which, in order to
get rid of Spanish words, the Millenialists and the Stewardsthe antagonists
who are puppets of the Corporationhave renamed Angel City, the site of the
dystopic pole of the novel. Here the male protagonist is incarcerated in The Pit,
a prison for those who have committed crimes against the state, such as stealing
water, healing through Witch power, or disabling a nuclear power plant as our
hero has done. The novel alternates between the two poles of utopian San
Francisco and dystopic Los Angeles, but then the Millenialist Los Angeles army
invades the San Franciscan utopia. The utopians fight with nonviolent civil
disobedience and passive resistance. The Millenialists try to create a traitor, but
ultimately the psychic and spiritual power of the utopians triumph by winning
over a few of the outcast individuals in the army.
Rather than envisioning a return to the Wild West when American
lifestyle loses its sustainability, Starhawks dystopic chapters prophesy
continued luxury and medical care for a select few who control the masses.

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133

Some people still have swimming pools, while others must steal water to drink.
Some people must practice moral purity while others can take advantage of the
blond-haired, blue-eyed children who are cloned for sexual sadism and
masochism. Bacteria and viruses are used to wipe out undesirable populations.
Soldiers, known solely by numbers like Ohnine, are given antidotes but only
so long as they are loyal to the state. Chain gangs are controlled by electronic
shock devices embedded in bracelets. Starhawk takes familiar or possible
phenomena and gives them solely evil purposes in order to make her dystopic
landscape frightening.
She is also able to create real suffering and misery for her character
Bird, who struggles to regain his memory. By giving him simple home,
grandmother, mother, playmate-next-door memories at first, she draws us into
his mind and his psychological state so that we have already identified with him
when he begins to remember torture. These memories are made all the more
poignant and fearful by the fact that at any minute he could be subject to the
torture all over again.
Many flashbacks allow the readers to piece together what happened as
the natural resources to support the cities were bought up by the Corporation.
History was rewritten so that the big earthquake in 1999 was interpreted as
Christs return to earth. However, instead of saving it, He repudiated it,
claiming it was too sinful, too much under the control of the devil. This myth
gave the Corporation the rationale for getting the government Stewards to pass
the Four Purities: Moral Purity, Family Purity, Racial Purity, and perhaps
Religious Purity. Such a fictional history of the dystopia plays on Californians
fears of earthquakes, scarcity of water, and immorality. But readers never, in
fact, feel real paranoia in this novel because the dystopic scenes are relieved by
the highly imaginative utopian scenes which create a longing for powers we
dont have: natural healing with chi, democratic decision-making through
discussion, power from crystalline structures, shared rituals that involve singing,
chanting, drumming, and dancing, and daily communication with the dead.
Starhawks vision of the future is clearly not dystopic, but her work warns that it
could be. She prefers to leave us not with fear and paranoia, but with the
wonder of the utopia which she thinks may be possible through new-age
spiritualism and a rebirth of communication with the earth and with others
through ritual.
The Handmaids Tale by Margaret Atwood does not have two poles. It
is a pure dystopia nearly devoid of hope except through a postmodern ending
indicating that the whole book, all 400 pages of it, has been a research
presentation at an anthropology conference; hence the principles of humanism
survived albeit perhaps outside the United States. The nearly faceless
antagonists in the book have used the Modernist principle that ideal states may
by theorized and created. But since the antagonists are members of the U.S.
Radical Right, the society they have created is a literal manifestation of biblical
passages. A highly developed caste system is established whereby people are
allowed to function on only one aspect of their humanity, their economic service
to the state. The men are largely defined by their work roles and are assigned
wives, depending on the value of their work to the state. For example, Nick, the
chauffeur in the story, is not allowed a wife, and neither are the Guardians, the

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young men who keep the checkpoints about town, but some set of men are
allowed Econowives, women who must serve at least two functions:
housekeepers and baby-makers. The other women all have one-dimensional
roles: Wives, the lady of the house role, are strictly for show; Marthas are
housekeepers; Handmaids are women assigned to produce babies if the Wives
cannot; Jezebels are women who inhabit clubs designed officially for
entertaining foreign trade diplomats; Aunts train Handmaids and supervise
Jezebels; and Unwomen are sent to work in the Colonies in radioactive or
chemically contaminated areas.
The antagonist is the Commander, Fred, who represents the state, one
of the Sons of Jacob Think Tank members who dreamed up and implemented
the Society of Gilead. The anthropologists of the future guess that his name is
Fred only because the protagonist Offred is, like all the Handmaids, given the
name of her Commander preceded by the preposition of, signifying
belonging to: Ofglen, Ofwarren, and Offred. Thus the antagonists strip others
of their identity while keeping their own and creating privileges for themselves.
Fred, however, is quite disarming. He likes to play Scrabble. He likes costumes
and speak-easies. He likes sex with affection and for entertainment, not the sex
of the Ceremony. So how can such a character be an antagonist? He cant. The
individual, although he is a powerful Think Tank member and a creator of the
repressive society, is powerless to stop it. It is larger than he is. The creator is
caught in his own system. This portrait of the antagonist may explain why
Atwood, unlike the film version, does not make the heroine try to kill Fred,
despite her opportunities and encouragement from the Mayday underground.
Atwood does not want to embody the evil in one man or even in a few Think
Tank members. The real antagonist is the faceless power of a state driven by
religious fanatics who are determined to obliterate the individual freedoms of
those outside the white male Radical Right power structure.
So what is it that creates suffering in Atwoods book? It is the extreme
deprivation the narrator suffers. She has no purpose except to provide
intercourse on schedule and to do the grocery shopping. She is the outsider, cut
off from all social interactions with others except on the walk to the stores, and
on Birthing and Particicution Days. As she waits to be used by the Commander,
so we wait too, reliving her memories, longing for normal things we take for
granted like small talk and touch. As her situation grows more and more
precarious, so our anxiety grows. We are limited to her information and, like
her, ignorant of what may be happening in other places, of who might be trusted,
of what options there might be for escape. The memories of her former life
her husband, her child, her job, her mother, and her friendswhich we
recognize as our lives, create a counterpoint to the dystopia from which our own
world looks utopian, despite its limitations. But these memories make the
suffering all the greater because they are unattainable, because they will never
be reality again. Her past and the identity which arose from it have been
thoroughly obliterated. But we remember that past because it is our present;
thus we create a complete utopian pole for the novel simply from the disjointed
flashback scenes scattered throughout the novel.
The effect of Atwoods depiction is sheer paranoia. She plays on fears
we already have: leaking nuclear power plants, chemical contamination, Islamic

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135

extremists, plastic money, automatic withdrawals, book burnings, loss of the

right to hold a job outside the home. Published in 1986, the novel seems to
grow only more and more apt to our political climate at the end of the century.
She creates so much paranoia, in fact, that we begin to say with the narrator:
Id like to believe this is a story Im telling (52). But then we are forced to
conclude, again with the narrator, It isnt a story (52), because, of course, we
have become so paranoid that we believe a takeover by the Radical Right is a
real possibility.
A dystopia then is more than a bad place; it is a familiar, yet unfamiliar,
malevolent place where good or at least average people suffer deprivation of
basic freedoms required to be fully human, and this suffering occurs at the hands
of a faceless system, either social or governmental or both, that is beyond the
protagonists power to control or change. The dystopia is not an expos of a
current condition, but a warning about some condition that might develop from a
tendency in the readers contemporary world or about a past condition that
might re-emerge. The dystopia creates paranoia not only from the suffering in
the novel but also from the readers own social milieu that supplies additional
information about the tendency portrayed; that is, readers must already know
something about environmental problems or the power of the religious right.
They sketch in the detail of exactly how their current society came to
destruction, based on the general conceptions supplied by the novelist. Thus the
readers help to create the fantasy, not of an optimistic potential, but of a
pessimistic potential, of a worst case scenario, not simply for an individual, but
for system-wide oppression.
How have we in the twentieth century become interested in such manmade disasters? The rise of social science and cultural studies which outline the
power of the system acting on the individuals in it is only one portion of the
answer. The dystopias created in the modern period, the early part of the
twentieth century, were all written by artists who were part of mainstream
thinking and who perceived the dystopic threat as the takeover of outsider
values. In Arthur Koestlers Darkness at Noon the dystopic threat is the
Communist purge that could take over the West. In Aldous Huxleys Brave
New World the dystopic threat is godless science that would replace sacred love
and procreation with test-tube babies. In Anthony Burgesss A Clockwork
Orange the dystopic threat is the development of a new ethic of violence in
Western youth. These are all created about a threat to the dominant correct
cultural values.
Dystopias of the postmodern period turn the tables. Outsider voices
Abbey, Starhawk, Atwood; the environmentalist, the new age spiritualist, the
feministwarn that the values we currently practice and even cherish contain
the seeds of our demise. It is not some outside force or political system, some
new direction in thinking, some minority group, who will destroy our world. It
is our love affair with the machine, with throw-away, unsustainable
conveniences; our failure to rein in the materialistic, profit-oriented capitalist
corporation; and our unwillingness to move against the racist, sexist,
homophobic status quo of our national Puritan religious background, in short,
the dominant values of our society.

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Why is it that we would believe that our own dominant values might
destroy us? Because we are the Empire, and we have the historical belief that
the Empire destroys itself: Alexander the Greats drinking, megalomania, and
desire to be worshipped as a god; Romes preoccupation with decadencethe
games, the circus, the spectacle, the baths, the willingness to put up with
inhumane, immoral, and unjust emperors; Germanys failure to stop
megalomania, genocide, and economic greed. These are simplistic explanations
for complex phenomena, but they are the tenets that underlie our thinking about
the past, and they are the reasons we believe the postmodern dystopic writer.
Dystopia is historical fact.
It is no accident that the postmodern dystopic writers like Abbey,
Starhawk, and Atwood are connected to current social movements. In the
postmodern era it is progressive social movements that try to correct or destroy
inhumane or unjust tendencies of Empire. Consequently, postmodern dystopias
portray groups of people acting together to overcome the evil state. They often
display a fantasy of what we might wish for in an environmental movement or a
new-age movement, or as in Handmaids Tale the triumph of a state that
embraces and respects diversity of both gender and race. We have always said
that art can never be linked to politics; that if it is, it will be reduced to mere
propaganda, to didacticism. But in the postmodern period when the enemy is an
inhumane system, it will be the dystopic writer, representing a progressive social
movement, who will prophesy the future. The question is: will we hear her?
REFERENCES
Abbey, Edward. Good News. New York: E. P. Dutton, 1980.
Atwood, Margaret. The Handmaids Tale. New York: Ballantine Books, 1985.
Burgess, Anthony. A Clockwork Orange. New York: Ballantine, 1988.
Camus, Albert. The Stranger. New York: A. Knopf, 1975 (c 1942).
Head, Bessie. A Question of Power. Oxford: Heinemann, 1974.
Huxley, Aldous. Brave New World. New York: Harper & Row, 1946.
Koestler, Arthur. Darkness at Noon. New York: Macmillan, 1958 (c 1941).
Manlove, C. N. On the Nature of Fantasy. The Aesthetics of Fantasy Literature and
Art. Ed. Roger C. Schlobin. South Bend, IN and London: University of Notre
Dame Press and Harvester Press, 1982.
Milton, John. Paradise Lost in The Complete Poetry of John Milton. Ed. John
Shawcross. New York: Doubleday, 1971.
Starhawk. The Fifth Sacred Thing. New York: Bantam, 1993.
Vonnegut, Kurt. Harrison Bergeron. The Road to Science Fiction #3: From Heinlein to
Here. Ed. James Gunn. New York: Mentor, 1979: 316-322.

15
News from Somewhere: A Case for
Romance-Tradition Fantasys Reformist
Poetic
Kelly Searsmith
The problem is this: Those theorists who initially used contemporary literary
theory to expand our understanding of fantasy tended to dismiss or neglect
romance-tradition fantasy in favor of the gothic or the Todorovian fantastic
(Jackson, Armitt, Monlon), because they understood those genres to beat
least to some degreeinherently subversive. Those theoretically informed
critics who later attempted to recover particular genres within the romance
tradition have, in turn, tended to oversell their subversiveness, this being the
aesthetic coin valued within the postmodern realm (Auerbach and
Knoepflmacher, Zipes). After I describe the postmodern critique of romancetradition fantasy,1 I will sketch out some of the ways in which fantasy theorists
have ignored or attempted to address this theoretical divide, before giving my
own sense of how it may best be bridged.
Postmodern theorists have tended to characterize romance-tradition
fantasies as either accepting or actively promoting the status quo, claiming that
they are inherently socially conservative. Such fantasies, they charge, dont
profoundly challenge readers values, their societys ideology, or readers belief
in or acceptance of that ideology. Instead, fantasies of this kind tend to give
readers a ready escape from the dissatisfactions of modern subjectivity and
sweeten the already too palatable discourses that support and constitute the
dominant paradigm.
To characterize more specifically the postmodern
dissatisfactions with romance-tradition fantasy and its traditional body of
scholarship, I will mainly refer to Rosemary Jacksons Fantasy: The Literature
of Subversion, one of the earliest and most influential attempts to explore the
political implications of Todorovs landmark structural analysis.
In The Fantastic, Todorov marks off a genre of epistemological
hesitation between natural and preter- or supernatural explanations for otherwise
impossible events. The fantastics main effect, hesitation, is distinctly modern
since it depends upon an audience that is invested in a rational, positivist

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worldview. Todorov defines other forms of fantasy in relation to the degree of

hesitancy or resistance to the impossible which they induce in readers. Using
this scheme as her starting point, Jackson weds Marxist and psychoanalytic
theory in Jamesonian fashion to speculate about the cultural work that is done
through fantasys manifesting of the impossible. Jackson argues that fantasy
attempts to compensate for a lack resulting from cultural constraints: it is a
literature of desire, which seeks that which is experienced as absence or loss
(3). The impossible events that fantasy texts manifest are, for Jackson, the
unsaid and unseen of culture; their inclusion in a text represents a desire for
something not present in consensus reality, something illegal, unacceptable,
banished. Fantasies always manifest such desires; what marks them as socially
progressive or conservative is whether they expel or perpetuate it, for texts expel
desire when this desire is a disturbing element which threatens cultural order
and continuity (34). Jackson charges that romance-tradition fantasies
inevitably expel their potentially disturbing, anti-social drives, their dissatisfaction and desire, and retreat from any profound confrontation with
existential dis-ease (9).
Jacksons definition of fantasy as an inherently subversive, or radical,
medium is questionable on at least two grounds, each of which I shall discuss at
some length. First, it presumes that a societys culture functions analogously to
an individuals mind. This underlying analogy, which also presupposes a
Freudian model of the mind, leads Jackson to restrict desire to transgressive,
libidinal impulses. Second, it leads Jackson to favor certain forms of fantasy, a
bias that reinforces skewed critical assessments of what may be euphemistically
called a varied field.
First, then, I believe that Jacksons restriction of desire is problematic,
since what is considered impossible within bourgeois society is not limited to
that which has been marked as taboo or even undesirable. Many of the wishes
that fantasy evokes and fictively gestures toward fulfilling are not asocial or
antisocial but socially motivated and even approved.2 Fantasies may, and often
do, represent desires that might be deemed acceptable within a given society but
are unattainable as possible ends or by certain means. The utterly ideal, too,
may be conceived of as an impossibility. We have only to think of the many
unspoiled and secret gardens of modern British fantasy to find an implicit
critique of the industrial age and a manifested symbol of the yearning for a
Romantic Isle of Innisfree that is free from its effects. Perhaps an even more
ubiquitous example today is the story of a latently talented youth from troubled
or limited circumstance who masters wizardry or war as a prerequisite for a
superior niche within his own society or another that is even more desirable.
These coming-of-age tales may be seen as a transposition of the nineteenth- and
twentieth-century occidental social fantasy of the self-made man. Since
romance-tradition fantasies tend to represent what is impossible yet desirable, I
believe they often express what Jack Zipes has called (in the case of Victorian
literary fairy tale) a utopian spirit (Victorian Fairy Tales xxv). This is
especially the case if we accept that even private fantasies are motivated to some
degree by the political unconscious.
Ursula K. Le Guins theory of the fantastic provides a useful contrast to
Jacksons, for Le Guin cogently makes a case for the value and appeal of a

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humanistic psychological paradigm of fantasy. In The Child and the Shadow

(1974) and Myth and Archetype in Science Fiction (1976), Le Guin claims
that fantastic literatures narrative structures and objects reproduce aspects of an
individual writers consciousness and appeal to individual readers through
employing powerful, shared psychological constructs. Le Guin rejects a
Freudian model of the mind in favor of a Jungian one because she believes
Freudian psychology does not sufficiently situate the self within the collective
experience. Le Guin also criticizes the Freudian model for presenting desire as a
collection of blind, surging impulses that must only be repressed or delayed.
She prefers instead to conceive of desire as the Jungian shadow, an internalized
other self that embodies all the qualities and tendencies within us which have
been repressed, denied, or not used (Child 59). The shadow self that stands
on the threshold between the conscious and the unconscious is a figure all of us
share, all of us recognize. For this reason, it is a far more powerful figure than
Freuds ego, the little private individual consciousness (Child 58). Le Guin
believes that it is when we follow this shadow as our guide to undertake an
exploration of the deepest, innermost regions of the self and come to accept the
shadow as a part of ourselvesrather than always insisting it is other and
projecting onto the world around usthat we both best connect with what is
common to human experience and are able to become authentic, differentiated,
whole individuals. In the depths of the individual psyche, Le Guin believes one
finds not an isolated id, but a collective unconscious (Myth 74). For,
if Jung is right, and we all have the same kind of dragons in our psyche, just as
we all have the same kind of heart and lungs in our body readers will have been
cued in to the true myth [that] arises only in the process of connecting the
conscious and the unconscious realms (Myth 74).
Le Guin is careful to cordon off, as she says Jung does, the collective
conscious, with its inauthentic groupthink, from the authentic collective
unconscious that lies within the individual only, rendering it an individuality
rooted in a rich, human commonality (Child 5859). Original, imaginative
artistic creations present to readers recognizable truths, appealing to their inmost
depths, whereas those entertainments that are commercially produced and
passively consumed havent the same power to move or to matter.
It is ironic that the postmodern Jackson and humanistic Le Guin should
have so much in common in their theorizing of the fantastic. Both believed that
the collective constitutes the individual and both want literature to perform
important cultural work; they differ most in how the collective constitutes the
individual. Postmodernists like Jackson assert the primacy of a socially
constructed collective consciousness. They believe that the individuals
perceptions, including their self-conceptions, are constructed out of systems of
signs (i.e., discourse), and these signs are determined by the culture in which
they live. Nothing is prediscursive, and no final integration or differentiation of
the self is possible. For postmodern thinkers, identity is not a coherent
understanding of a whole, unique self that one works toward; it is a negotiation
of social constructs, a performance of social scripts, a mediated and dynamic
process of self-fashioning. Yet, despite this profound difference, both Jackson
and Le Guin hope that fantasy can resist groupthinkJackson through its
potential to radically deneutralize consensus reality and Le Guin through its

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potential to evoke a shared human mystery. Postmodernists frankly disbelieve

in any such mystery, for they cannot conceive of a concept that is not
determined by the language in which it is described, the identity through which
it is articulated, and the culture and historical moment in which it is first
formulated or later expressed. At its most radical extreme, postmodernist
thought finds both the sense of a unique, authentic self and of a shared human
identity incredible. Le Guin, on the other hand, believes that our common
humanity, even if it is rooted in a shadow self, is no loss; no gain. It means that
we can communicate, that alienation isnt the final human condition, since there
is a vast common ground on which we can meet, not only rationally, but
aesthetically, intuitively, emotionally (Myth 75). The postmodern account
provides no such amelioration for the individual. Instead, it finds that
encouraging the individual to recognize a fundamental alienation in modern life
results in a productive dissatisfaction, one that may lead to a more selfconscious, somewhat more liberated, perspective.
The differences between Le Guin and Jacksons conclusions
underscore how dependent the theory of each is upon a model of individual
psychology and the type of model favored. Jackson presumes a Freudian model
because it has the most scientific lan, but her conceptualization of the fantastic
may remain only as viable as the model upon which it rests and the willingness
of theorists to accept a correspondence between the internal dynamics of self
and society. That is a criticism to which Le Guin is not vulnerable, since the
collective unconscious is fundamentally a correspondence between individuals
rather than a discursive milieu.
Second, as Brian Attebery has pointed out in recovering The Lord of
the Rings from her dismissal (2023), Jacksons preference for those fantasies
that remain open, dissatisfied, endlessly desiring leads her to deal cursorily
with texts of the romance-tradition, which she believes move away from the
unsettling implication . . . found at the center of the purely fantastic (9). At the
same time, she unduly privileges the avant-garde.3 This privileging of the avantgardewhich in fantastic studies has amounted to the historical celebrating of
continental European and gothic fantasies and the current valorizing of
postmodern genres that rely heavily on metafictive, magical realist, and
surrealist techniquestems from the assumption that popular texts have merely
a containing, or quietist, function. In The Contested Caste: Gothic Novels and
the Subversion of Domestic Ideology, Kate Ferguson Ellis is so concerned about
the pervasiveness of this position that, as a main goal of her work, she says she
hopes to demonstrate . . . that popular literature can be a site of resistance to
ideological position as well as a means of propagating them (xii). The
postmodern aesthetic, on the contrary, tends to assume that only a radical form
of social critiqueone that shocks, upsets, or refuses to satisfy readersis
sufficient and that narratives that level radical critiques have greater artistic
merit or critical interest. These aesthetic imperatives are in part politicized
versions of Barthess prescriptive distinctions between those progressive texts
that evoke jouissance, or violent, climactic bliss closer to loss, death,
fragmentation, and those conservative ones that promote plaisir, an easygoing
enjoyment, more stable in its reenactment of cultural codes (Jean-Michel
Rabat 7172). The now pervasive Barthesian assumption is that popular

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fictions naturalize cultural codes as well as the experience of reading. The

question of each form of naturalization and its relationship to the postmodern
critique of romance-tradition fantasy is taken up separately below.
Postmodern theorists are concerned that popular fictions readily enable
readers to escape from the social reality with which they ought to be engaged.
In Resisting Novels, Marxist critic Lennard Davis argues that fictional narratives
are an opiate of the people, since they both momentarily free individuals from
the dissatisfactions of their own lives and from the real problems of the world in
which they live. Without such a consoling distraction, readers might be moved
to eliminate what drives them to withdraw or what their withdrawal permits
them to ignore. This case has most often been made unreflectively against
romance-tradition fantasies in particular, since these narratives mainly avoid
self-conscious political work; devote significant narrative energy to satisfying
and reassuring readers;4 and shift readers attention to events that seem, on the
surface at least, merely personally compelling and temporally or spatially
(perhaps both) removed from present concerns or future visions. Tolkiens
letters show that he was keenly aware of the early forms such critiques took. He
expressed a patent dislike of overtly political readings of his fantasies, choosing
instead to celebrate the eucatastrophic consolation they provided (On FairyStories).
Although it may well be that many romance-tradition fantasies do not
usually serve politically self-conscious ends, tend to be removed from the here
and now, and avoid encouraging double readings in the way that speculative
fictions do, postmodern theory has itself taught us the important lessons that the
personal is the political. An individual may not experience dissatisfaction with
his or her life without feeling some slippage between what is and what should
be, and cannot be a complexly identified being without finding that at least in
some small way he or she is not a perfect social fit. Individuals have little
needed contemporary theory to convey to them the basic sense that they are
determined by social roles and expectations. Significantly, the fact that
romance-tradition fantasies present the possibility of eluding those determinisms
may both highlight their existence and signal readers that they are not absolute.
For example, in Theorising the Fantastic, Lucie Armitt has suggested the
hybridized bodies that might result from metamorphoses (purely linguistic
corporealities) represent the fusion and confusion of pre-existing dichotomies,
including those surrounding race, gender, sexuality and class (9). Such
creatures may suggest the contested intersections between self and other, animal
and human, and so forth, as well as point up the sense that the body may be
unfixed and redefined, both in fact (through cosmetics and fashion, surgical
alteration, genetic manipulation) and conception. Further, if romance-tradition
fantasies actually encourage the self-conscious willing of belief within the
context of a desired imaginative that has not yet been realized (rather than the
willing suspension of disbelief), as Jules Zanger has argued (231), then they may
tend to encourage idealistic, or utopian, desires in their readers rather putting
them metaphorically to sleep via consolation and escape.5
Modern, western romance-tradition fantasies, for example, typically
encourage readers to identify with protagonists who gain a great deal of agency
within the fictive world. They often reinforce this identification by portraying

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their heroes as unlikely, ordinary folk lacking in militaristic skill and living by
their wits, off a store of character (de Lindts Jacky Rowan, Tolkiens Bilbo and
Frodo Baggins, Donaldsons Thomas Covenant). These protagonists struggles
are usually given clear goals and definite trajectories, and the heros place
within the scheme of things is well defined. For the time it takes to tell their
tales, such narratives may well cover over an actual lack of agency and selfdeterminacy, or, if ones view is less bleak, exaggerate these conditions. They
might delusionally, albeit temporarily, fulfill the readers selfish wish for
personal power and social acceptance; they might fail to incite collective action
to address the social ills they implicitly express. That romance-tradition
fantasies are prone to do so does not negate their correlative tendency to produce
dissatisfaction with the actual to which readers inevitably return. They may
make readers even more keenly aware of their lack of fixed identity, the limits
of their agency. They have the potential to encourage readers to make the most
of whatever relative autonomy they are able to practice and to seek more selfconscious, less mainstream, identifications. One has only to experience
contemporary science fiction, fantasy, and horror fan culture to get a sense of
this last especially. Barbara Adams, the Federation uniformwearing jury
alternate in the 1996 Whitewater trial, demonstrates this potential. Adams has
said she considers herself to be a Federation officer; her wearing of the uniform
in a civil proceeding was more an expression of the values she associates with
that designation than of sheer fandom (Trekkies). The emphasis of romancetradition fantasies on the individual as a radically self-determined, free agent
may be, then, less a disabling lie than an enabling fiction.
As for the charge that romance-tradition fantasies inherently are more
interested in past thought-constructs than future ones, and are therefore
irrelevant to social progress (a common criticism and one made by Brian Aldiss
in his Guest of Honor address at the Twentieth International Conference on the
Fantastic in the Arts), I suggest that we need to consider fantasy fictions with the
same complex paradigm with which we might consider even a loosely historical,
or legendary, fiction, such as Macbeth. Macbeth is superficially a representation
of eleventh-century Scotland, a feudal society racked by rebellion, but it is much
more profoundly a play that is caught up in the concerns and ideations of its
Renaissance present. The play, for instance, both frets over the gross tension of
personal ambition in conflict with courtly honor, of duty to king separate from
that owed to country (since it was written and performed a year after the
Gunpowder Plot nearly killed James I), and repeatedly worries the vexed
relationship between the metaphysics and physics of our newly humanized,
gradually demystified bodies. Although, like MacDonald or Tolkien, I would
not want to reduce fantasies merely to allegories of the present or projections
into the future, I believe that the careful historicizing of romance-tradition
fantasies will reveal that they are very much engaged with timely concerns.
Consider the differences in Tolkien and MacDonalds best-known
heroic quests. In The Lord of the Rings (published 19541955, but composed
beginning in 1938), Frodos quest to destroy the ring evokes the Zeitgeist of a
world that had known global warfare, one that had been faced with its own
destruction at a time when the efficacy of individual acts of heroism upon such a
vast and chaotic stage was increasingly in doubt. Written nearly sixty and

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seventy years earlier, MacDonalds tales of Curdies quests are more limited in
scope, confined to the saving of an individual nation whose right governance is
eroded by internal rot at a time (preWorld War I) when acts of individual
heroism were still a motivating English cultural ideal. In The Princess and the
Goblin (1872), Curdie helps to suppress the perhaps once justifiable rebellion of
a neglected residuum and, in the second, The Princess and Curdie (1883), to
root out the materialistic, self-interested power elite that has successfully
emasculated the king. Faith in the unseen must sustain Curdie in each case,
whereas Frodos journey is more a test of physical and emotional endurance; he
can but press on with the aid of a dwindling group of companions whom he
must trusta shift that marks the increased secularism of English culture in
those intervening years. As these examples imply, romance-tradition fantasies
are not, it is true, speculating about such concerns as directly or as radically as
do science fiction/speculative or distinctly utopian fictions, but they are also not
merely retreading the same ground without reinscribing and reinventing,
sometimes even quite consciously. Modern, literary fairy tales, for instance,
have proved an especially fertile ground for revisionist narratives, most notably
in their feminist retellings and inventions.
Theorists have talked about the ways in which romance-tradition
fantasies have naturalized cultural constructs in a number of ways, and I now
turn to describing and addressing those charges. Feminists such as Karen Rowe
have criticized popular fictions for perpetuating gender stereotypes and fairy tale
romance plots that make marriage the expected telos for the female Bildung.
Marxist critiques have addressed such stories celebration of individualism, both
because the individual celebrated is normalized as white, western, male, and
bourgeois and because narratives that depict individuals as agents of their own
destinies mystify the pernicious social determinisms against which collective
action and a meta-awareness of the politics of identity are the only effective
force. Romance-tradition fantasies in particular have also been accused of
quenching the fires of potentially disruptive desires in the cool baths of
medievalism, or any other form of soft primitivism, and religious ideation.
What Jameson calls archaic nostalgia, or past-ism, both keeps alive the myth
that a recovery of lost origins is possible (an unproductive fallacy in a
postcolonial and/or postindustrial culture) and perpetuates any number of the
outdated and undesirable values that may be associated with its particular
discourses. Religious ideation is similarly problematic, for it resurrects the
sense that there is a transcendent basis of and consolation for social limitations
and ills. Jackson criticizes many Anglo-American fantasy theorists, especially
those of the preceding, prestructuralist generation, for perpetuating in their own
work these conservative constructions and their transcendent consolations. The
notion of fantasy literature as fulfilling a desire for a better, more complete,
unified reality, she writes, has come to dominate reading of the fantastic,
defining it as an art form providing vicarious gratification (2). Among the
fantasy theorists Jackson might name here would be J.R.R. Tolkien, Colin
Manlove, Humphrey Carpenter, and Ursula K. Le Guinindeed, any of those
who portray fantasy as striving to create a secondary world that proposes to
imaginatively or actually transcend the lack in this one. These theorists have
reproduced the nostalgic, humanist vision of the same kind as those romance

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visions produced by the authors they have studied (2). Such a vision cannot
be freed, Jackson believes, from its complicity in the moral and social hierarchy
from which it sprang. Some romance-tradition fantasies and genres have also
been criticized for reinforcing moral and social hierarchies through the use of
omniscient narration, which some postmodern critics believe establishes an
epistemological perspective that falsely pretends to be disinterested and able to
supersede the historical moment. Omniscient narration, they claim, is also
invested with an absolute authority, reinforcing a sense of objective truth and
institutional empowerment. Another common charge is that romance-tradition
fantasies universalize settings and characterizations, tacitly conveying a norm
that is actually inflected with particular cultural assumptions and identity
markers. Tolkiens famous (non-)trilogy, for example, self-consciously springs
from a Northern European mythos,6 and implicitly reinforces tropes of Germanic
civilization by setting it against the Mongol barbarity of the orcs (Letters
212, 274).
The critical dismissal of romance-tradition fantasy I have been
describingone that moves beyond justifiable critiquemay be the result of an
oversimplified conception of how cultural norms are constituted and by what
mechanisms fictions subvert them. In my view, cultural norms are constituted
by both collective ideals and usual social practices. In a homogenous culture,
usual social practices such as manners, rituals, approved social types, and
institutions are perceived as collective performances that express that cultures
shared ideals. Those collective ideals that unify a culture also become the
standard by which social practices within it are judged normal or transgressive.
Romance-tradition fantasies, I would argue, do subvert cultural norms, but in a
different way than narratives of that other major strand of post-enlightenment
fantasy, gothic fiction. Both gothic and romance-tradition fantasies embody
implicit criticisms of cultural norms through giving readers experiences of social
practices that deviate from them.
Gothic fiction subverts cultural norms through exposing collective
ideals as besieged and betrayed in practice. It portrays practices that are so
deviant, so transgressive, that the old ideals which would have formerly
condemned them are exposed as impotent; their spectral presence in these texts
fragments rather than unifies, damns rather than saves, those who attempt to
impose them. In this way, readers are enabled to feel a liberating thrill as they
vicariously experience a dis-ordered world, still at a safe psychological distance.
Gothic fictions are not necessarily radically subversive, however. Often,
disturbing elements are strongly suppressed, allowing readers to enjoy the
reimposition of order. Stokers Dracula associates an unholy, sexualized
corruption with Eastern European aristocracy and its primitive origins. Both the
Counts and Lady Arabella Marchs transgressions against social order are
punished and erased by modern, middle- and upper-class men who may be
imagined to represent the new, right sort of order. In The Lair of the White
Worm, Adam Saltons furtiveness denies scrupulous chivalry, his dynamiting of
an ancestral home the sacredness of such estates and their denizens. Only
through operating on ideals different from the old aristocratic ones is Salton able
to overcome the symptoms of their dis-ease. The social practices that Salton
reacts against, however embedded they are in the leisured voraciousness of the

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aristocracy, are portrayed as deviant. Their disordering of the world is relatively

limited, localized.
Modern romances, on the other hand, tend to reinforce a traditional
collective ideal in the face of widespread transgressions against it; these
undesirable social practices are often grounded implicitly in a displacing yet still
competing ideal. Hence, when romance-tradition fantasies are subversive, they
tend to subvert what has become or is swiftly becoming the cultural norm by
marking some social practices as transgressive that average members of that
culture would now consider usual. At best, the world is at war with itself and
the protagonist (who represents the traditional idea) must ensure that the
righteous side wins; at worst, the troops of disorder have been victorious, their
government instituted, and the protagonist must negotiate a thorny course in
attempting to set things right. Often, especially when most influenced by
Romanticism, these struggles are more of a special kind of vision and
understanding than they are for tangible victories, such as in Coleridges Rime of
the Ancient Mariner or Windlings The Wood Wife. In both of these works,
separated by era and nation but not by sensibility, the forces of reason have
conquered our everyday minds; materialism has become the basis for usual
social practices such as the slaying of an albatross or blindness to the plight of
the coyote through urban incursions into its natural habitat.
Through
puzzlement and sacrifice, their protagonists gain an expanded vision of the real,
enabling them to encounter, express, and potentially revitalize a former and still
somewhat present and longed for social idea: that nature is not inert, but imbued
with living spirit(s). Traditional ideals, however, are often revised through the
operation of fantasy. Coleridges pantheism does not simply call readers to
acknowledge an evangelically sanctioned, immanent deity, nor does Windlings
suggest that animal spirits exist in a mere figurative sense, as an allegory for a
Gaian hypothesis.
I grant that romance-tradition fantasies tend to subvert present
collective practice in order to reinforce, reinvigorate, and/or reinscribe
traditional ideals. Even so, I believe we ought to study even those cultural
phenomena that, at their most conservative, merely reinforce cultural ideals as
vigorously as we do those which subvert them. Societies form a springboard for
broad-based action through consolidations of collectively held belief, even as
the forces that subvert such normativizing structures help to open up aspects of
cultures that may have become too oppressively defined. I do not deny the
value of more disruptive subversive modes of narrative, or theory. I believe,
however, that their impulse to reject traditional cultural paradigms as a
legitimate basis for social progress limits their potential for appealing to and
enlightening the popular mind.
Although I accept the poststructural supposition that conventional
symbolic systems are not inherently genuine, natural, true, or right, I believe that
they enable individual and collective agency by lending cultural capital to those
who invest in them. Some poststructural accounts of resistances to colonialism
have already suggested this approach. For example, Wendy Faris has argued
that South American magical realisms recovery of folkloric motifs contributes,
at least in part, to the recuperation of the precolonial identifications that had
been rooted in them. Through appealing to these authorizing and enabling

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myths, reformist poetics, on the one hand, provide a basis for conserving those
established cultural elements that do have positive effects. On the other hand,
they may employ what is in my view a more pragmatic method for critiquing,
revising, andto an admittedly somewhat limited degreetranscending more
pernicious cultural formations. Romance-tradition fantasy employs cultural
myths not only to reify the dominant paradigm, but also to reopen possibilities
foralbeit qualifiedidealistic reform. In fact, I claim that they better enable
the popular acceptance of those revised ideations that may lead to individual and
collective reforms.
I have, so far, been discussing conceptualizations of fantasy as if they
had not changed since the advent of modernity; now I turn to the elucidation of
such a postmodern history. In a recent Foucaultian sociohistory of the fantastic,
A Specter Is Haunting Europe, Jos Monlon argues that the rhetoric of
unreason developed in three distinct stages. Initially, when the bourgeoisie were
consolidating power, they kept the forces of unreason on the margins of an
orderly bourgeois society. Once the bourgeoisie were entrenched, they
characterized the forces of unreason as invading social order until they were
perceived as threatening from within. Finally, as those groups previously
associated with unreason began to take up the rhetoric of reason, the bourgeoisie
reacted by identifying with and owning the rhetoric of unreason. This last move
was in response, perhaps, to a growing sense of modern lifes absurdity and
banality in the absence of a central, unassailable theosophy. Monlons history
purports to correct the view held by Freud, Todorov, and Jackson that, as
Western cultures evolved toward rationalism, they increasingly made a
distinction between fantastic and mimetic modes, with the mimetic being in
service of bourgeois ideology and the fantastic in that of those who would
subvert it.
The bad news that Monlon wants to share is that the particular
expression that the avant-garde and modernism gave to the fantastic cannot be
isolated from a path whose roots lay . . . in the formation of the industrial
society, since the bourgeoisie, whom Monlon also calls the political right
(something of a misnomer), saw and seized the advantage of such discourse.
The fantastic is therefore neither inherently subversive nor reifying; however, it
is more often used to defend . . . reactionary idealism than to denounce . . .
the universalization of bourgeois determination of reality (138). Citing Lukacs,
Monlon accepts the leftist account that the bourgeoisie are the adversaries of
social progress. His history is therefore a cautionary call to critics to more
carefully discern to what ultimate politically unconscious ends texts employ the
fantastic, for, he writes, Only through particular analyses can it be determined
whether a text is effectively progressive or conservative.
Monlon places his hope not in the fantastic texts written between 1760
and 1930, which is the scope of his study, but in the radical, postWorld War II
narratives that are descended from modernism. These he suggests may break
free of cultural constraints, for they challenge language itself, the last barrier of
reason (140). This is the only way to take away societys power of definition,
its ability to impose strict rules upon the individual. For postmodern theorists,
this may be the ultimate fantasy, but I would argue it is far from working toward
a utopian vision. Such visions require the struggle to find mutual definitions of

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what is sacred, what contested, what inert, and what taboo. I believe that
romance-tradition fantasy remains a popular forum that, when not written with
utterly rote convention, is well suited to the patient articulation of that struggle.
It is a fictive engagement with history that need be neither radical nor
reactionary, neither negate the individual nor deny the collective, to render the
impossible ideal in all the forms not yet dreamt of in our philosophy.

NOTES
1. By romance-tradition fantasy, I mean that strain of modern fantasy
composed of marvelous narratives (in which the impossible is confirmed as existing or
occurring within the fictional world) that evoke feelings of awe, whimsy, wonder, or
delightrather than horroreffectively celebrating the heroic and the ideal.
2. Veronica Hollinger highlights the notion that fantasy may evoke desire for
something that is approved but impossible within a given society when she sets up the
category of a perverse utopia against the classical ideal. For Hollinger, a perverse utopia
is an imaginative space that permits the manifestation of desires that have been marked as
deviant, as impermissible, within the conventional good place. Seen from such an
abject or subaltern perspective, classical Utopia becomes a space for the manifestation of
socially approved desires, perhaps extrapolated to a logical extreme that recovers them
from the naturalization with which Hollinger charges them in her peripheral critique of
Moores Utopia.
3. Theorists of the fantastic tend to form very different theories depending on
which texts they designate as the generic or modal norma fallacy I shall call the
Advocacy Effect. In The Encyclopedia of Fantasy, Clute and Grant presuppose
conventional, or high, fantasy to be the starting point for a definition of fantasy literature.
While I believe that Clute and Grant are sensitive to having made this presupposition and
to the implications it raises, my argument is that Jackson is not. She argues too stridently
for a fantastic norm based on her own tastes, effectively undermining her attempt to
unlink a fantastic mode from the formal and structural definitions of the fantastic that had
previously existed.
4. Romance-tradition fantasies are accused of satisfying and reassuring readers
through employing conventions with which they are familiar, using language in
predictable ways, failing to trouble their underlying assumptions, or giving them any
experience of estrangement.
5. Jules Zangers argument is that high fantasys political work has been to
express individual resistance to faceless power, to depict a stand against impersonal
faces. The postmodern account of culture might see this as a wish fulfillment fantasy of
an impotent, socially determined bourgeois subject. Such wish fulfillments might be
labeled as dangerous or counterproductive. Among other things, they provide readers
with an outlet for any dissatisfaction they may feel as a result of their alienation and
powerlessness and reinforce the myth that individuals succeed or fail by their own efforts,
rather than acknowledging how material constraints and power relations impact their
social opportunities on many levels.
6. Many readers have also noted Celtic influences in Tolkiens fantasy.
However, at least in the case of The Silmarillion, Tolkien denied any self-conscious
Celtic associations. He made the denial when defending the work in a December 16,
1937 letter to publisher Stanley Urwin, who had informed him that the firms outside
reader, Edward Crankshaw, had criticized his secondary worlds metamyth as having
something of that mad, bright-eyed beauty that perplexes all Anglo-Saxons in face of
Celtic art (qtd. in Tolkien, Letters 25). Needless to say they [the names are used] are
not Celtic! Neither are the tales, wrote Tolkien, I do know Celtic things (many in their

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original languages Irish and Welsh), and feel for them a certain distaste: largely for their
fundamental unreason. They have bright colour, but are like a broken stained glass
window reassembled without design. They are in fact mad as your reader saysbut I
dont believe I am (Letters 26). Here, however, it must be noted that although Tolkien
continued to implicitly privilege Germanic culture over Celtic and others in his later
fantasy (mainly composed during World War II), he was not sympathetic to the existing
German regime. He expressed unequivocal feelings against the labeling of whole races
as inferior, including both Jews and, in the faces of a growing backlash, Germans (Letters
3738, 9293).

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York: Routledge, 1987. xiiixxix.

Index
Abbey, Edward
Good News, 131, 132, 135, 136
Adams, Richard
Watership Down, 17
Aeschylus, 3
Aldiss, Brian, 142
Alienation, 69, 140
Anti-utopia, 5, 12, 18, 19, 20, 22, 28
29
Armitt, Lucie, 137, 141
Asimov, Isaac, 11, 17
Attebery, Brian, 11, 23, 140
Atwood, Margaret
Handmaid's Tale, The, 12, 133136
Robber Bride, The, 124
Augustine, St.
City of God, The, 17
Bacon, Francis
New Atlantis, 58
Baggeson, Seren, 12
Barlow, John Perry, 70
Barrie, J. M.
Peter Pan, 17
Barthes, Roland, 140
Bartter, Martha, 7
Baum, L. Frank
Wizard of Oz, The, 18
Beagle, Peter
Last Unicorn, The, 14
Beauchamp, Gordon, 43
Bellamy, Edward
Looking Backward, 17
Blish, James
Case of Conscience, A, 18
Bloch, Ernst, 1, 2, 3, 9, 12
Philosophy of the Future, A, 7

Bogdanov, Alexander, 47
Bolter, David, 69
Brin, David
Postman, The, 8, 109, 110, 11115,
118, 119
Brook Farm, 11, 124
Buber, Martin, 67, 68
Burgess, Anthony
Clockwork Orange, A, 135
Burwell, Jennifer, 8, 102
Butler, Octavia, 8
Parable of the Sower, 8, 109, 110,
111, 11519
Camus, Albert
Stranger, The, 130
Capitalism, 40, 43, 44, 45, 48, 49, 109
Card, Orson Scott
Eutopia, 91
Carpenter, Humphrey, 143
Charnas, Suzy McKee
Alldera Cycle, 7, 8189, 101
Cixous, Hlne, 12, 13
Clarke, Arthur C., 8, 13, 17
Clute, John, 35, 40, 109, 119
Coleridge, Samuel Taylor, 2, 145
Colonial system, 82
Colonialism, 7, 13, 14, 83, 91, 95, 104,
145
Dalai Lama, the, 9
Davis, Lennard, 141
de Lindt, Charles, 142
Del Rey, Lester, 109, 110, 118
Delany, Samuel, 12, 23
Disaster, 2, 46, 82, 93, 101, 135
Dobb, Edwin, 68

152
Donaldson, Stephen R., 11, 142
Dunn, Thomas P., 15
Dystopia, 2, 4, 5, 6, 8, 9, 11, 12, 13, 14,
15, 17, 18, 19, 20, 23, 29, 67, 77,
91, 97, 102, 109, 110, 111, 118,
119, 129, 130, 131, 133, 134, 135,
136
Ecology, 82, 101
Edisonade, 6, 35, 40
Ellis, Kate Ferguson, 140
Ellison, Harlan, 6
Emerson, Ralph Waldo, 27, 28
Engels, Friedrich, 4
Ephrata Community, 5, 11
Erlich, Richard D., 15
Eutopia, 5, 82, 85
Fanon, Franz, 84, 85
Fantasy, 8, 11, 19, 35, 40, 70, 73, 103,
124, 130, 131, 135, 136, 137, 138,
139, 141147
Fantasy, British, 138
Fantasy, heroic, 11
Fantasy, romance-tradition, 137138,
140147
Fantasy, social, 138
Fantasy, suburban, 73
Fantasy, urban, 35, 103
Faris, Wendy, 145
Feminism, 13, 101, 102, 106
Feminist, 8, 13, 81, 82, 101103, 105
107, 115, 123125, 127, 135, 143
Fitting, Peter, 12, 14, 70, 127
Forster, E. M., 26
Freedman, Carl, 3, 4, 9
Freedom, 3, 5, 6, 7, 11, 14, 25, 27, 28,
43, 46, 49, 50, 52, 60, 83, 86, 106,
115, 124, 129, 132, 134, 135
Freibert, Lucy, 101
Freud, Sigmund, 139, 146
Freudian model, 138, 139, 140
Freudian psychology, 139
Fukuyama, Francis, 43
Gandhi, Leela, 7
Garca Mrquez, Gabriel, 119
Gearheart, Sally Miller, 12, 101
Gerber, Richard, 11
Gibson, William, 6, 13, 67, 7077
Giraudoux, Jean
Madwoman of Chaillot, The, 27, 29

Index
Goffman, Erving, 33
Goldmann, Lucien, 34
Grimwood, Ken
Replay, 20, 21
Guerin, Wilfred, 12, 13
Guth, Alan, 68
Haggard, H. Rider
She, 17
Hardy, Thomas, 26
Hassan, Ihab, 6
Hawking, Stephen
Brief History of Time, A, 68
Hawthorne, Nathaniel, 13
Blithedale Romance, 124
Haynes, Roslynn, 57, 59
Head, Bessie, 86, 87, 130
Heim, Michael, 76
Heinlein, Robert A.
Stranger in a Strange Land, 6, 13,
123
Hilton, James
Lost Horizon, 17
Hopkinson, Nalo, 7
Hudson, William Henry
Green Mansions, 17
Humanism, 9, 48, 49, 133
Hume, Kathryn, 14
Huntington, John, 18, 19, 20
Huxley, Aldous, 29
Brave New World, 19, 25, 130, 135
Island, 4
Irigaray, Luce, 124, 125
Jackson, Michael, 68
Jackson, Rosemary, 137, 138, 139, 140,
143, 144, 146
Jameson, Frederic, 12, 69, 143
Jamesonian, 138
Jaspers, Karl, 68
Jung, Carl G., 139
Jungian model, 139
Ketterer, David, 12, 13
Kling, Rob, 70
Koestler, Arthur
Darkness at Noon, 135
Kumar, Krishan, 19
Kurzweil, Raymond, 70
Lacan, Jacques, 13
Lawrence, D. H., 26

Index
Le Guin, Ursula K., 138, 139, 140, 143
Lefanu, Sarah, 81, 83
Levitas, Ruth, 2, 3
Lewis, C. S., 12
Literature, gothic, 137, 140, 144
Locke, John, 59
Lotman, Yurij, 111, 112, 114
Lukacs, Gyrgy, 146
MacDonald, George, 142, 143, 155
Magic, 2, 20, 38, 93, 95, 103, 104
Magical realism, 119, 140, 145
Mahoney, Elizabeth, 12
Mamet, David
Water Engine, The, 3340
Manlove, Colin, 130, 143
Markham, Beryl
West with the Night, 88
Marouby, Christian, 12, 13, 14
Marx, Karl, 4, 7, 52, 53, 54, 131
Marxism, 6, 12, 44, 49, 50, 51, 138
Marxist criticism, 141, 143
Marxist dialectics, 12, 50
Marxist history, 49
Marxist theory, 44, 54
McCaffery, Larry, 72
McDermott, Robert, 68
McLuhan, Marshall, 69
Meyrowitz, Joshua, 69
Milgram, Stanley, 131
Miliband, Ralph, 54
Milton, John
Paradise Lost, 129
Mitchell, William, 70
Monlon, Jos, 137, 146
More, Thomas, 9
Utopia, 3, 4, 17, 32, 147
Moylan, Tom, 12, 13
Mumford, Lewis, 24, 28
Naipaul, V. S., 87
Nature, 2, 6, 9, 29, 5759, 61, 62, 69,
76, 77, 131
Nurture over, 83
Negroponte, Nicholas, 70
Neocolonialism, 84, 86
New Harmony, 11
Ngugi wa Thiongo, 82, 98, 99
Oneida Community, 11
Orwell, George, 29, 77
Nineteen Eighty-Four, 13-14

153
Parrinder, Patrick, 4, 14
Patriarchy, 44, 49, 82, 84, 101, 130
Peace, 30, 70, 92, 95, 129, 131
Perry, Ralph Barton, 28
Philips, Michael, 6
Phillpotts, Eden, 13
Pierce, John, 27
Postcapitalism, 49
Postcolonial literature, 8182
Postcolonialism, 5, 7-8, 81, 86, 143
Postman, Neil
Technopoly, 69
Postmodern era, 136
Postmodern genres, 140
Postmodern movement, 120
Postmodern period, 135, 136
Postmodern theorists, 139140, 146
Postmodern theory, 137, 139, 141, 144,
146
Postmodernism, 5, 8, 9, 12-13, 19, 21,
22, 43, 54, 69, 111, 120, 135137,
139, 140, 144, 146, 147
Postmodernist thought, 139
Precolonialism, 145
Progress, 3, 7, 12, 27, 28, 29, 33, 36,
39, 43, 70, 85, 91, 106, 114, 142,
145, 146
Progress, utopian, 7
Progressive movements, 136
Progressive texts, 140, 146
Rabkin, Eric S., 14
Rand, Ayn
Anthem, 14
Resnick, Mike
Kirinyaga, 9198
Revolution, 24, 6, 23, 28, 63, 119120
Revolution, computer, 67
Revolution, French, 58, 63
Revolution, Martian, 44, 45, 46, 47, 49,
5 1 ,5 2 ,5 3
Revolution, scientific, 6, 57
Ricoeur, Paul, 1112, 1921
Roberts, Robin, 102
Robinson, Kim Stanley
Martian Trilogy, 4454
Romance,fairyt a l e ,1 4 3
Romance, modern, 145
Romance tradition, 8, 137138, 140
146
Romanticism, 145
Rosinsky, Natalie M., 101

154
Rowe, Karen, 143
Russ, Joanna, 82, 89, 101
Russell, Mary Doria
Sparrow, The, 20
Sagan, Carl
Cosmos, 68
Sargent, Lyman Tower, 3, 12
Sargent, Pamela, 8
Satire, 28, 30, 132
Science Fiction, 45, 7, 11, 19, 23, 33
34, 44, 47, 57, 67, 69-70, 77, 89, 91,
101103, 110111, 118, 124, 142
143
Separatism, 7, 8, 82, 101, 124
Shelley, Mary
Frankenstein, 4, 57-60, 62
Shklar, Judith, 18
Siebers, Tobin, 13
Simos, Miriman. See Starhawk
Skinner, B. F., 27, 28
Walden Two, 27, 92, 94
Slavery, 2, 5, 24, 27-28, 67, 81-85, 8788
Slonczewski, Joan, 8
Slouka, Mark, 69
Socialism, 30, 43, 44, 47, 48, 49, 50,
53, 54
Society
Postcolonial, 143
Postindustrial, 71
Postmodern, 5, 12, 43, 136, 146
Postrevolutionary, 49
Precolonial, 93, 95
Sontag, Susan, 68
Soyinka, Wole, 82, 84
Spivak, Gayatri, 59
Stalinism, 48
Star Trek, 2, 12, 17
Starhawk, 132, 133, 135, 136
Sterling, Bruce, 71
Stoker, Bram
Dracula, 144
Stone, Allucquere Rosanne, 71
Swift, Jonathan
Gulliver's Travels, 17
Tabb, William K., 44
Technology, 4, 5, 6, 21, 24, 26, 28, 29,
52, 53, 5763, 67, 6972, 77, 101,
103, 106, 114
Tepper, Sheri, 8, 1017

Index
Gate to Women's Country, The, 8,
101, 102, 12328
Thoreau, Henry David
Walden, 17
Tillich, Paul, 25
Todorov, Tsvetan, 137, 138, 146
Tolkien, J. R. R., 11, 13, 26, 141, 142,
143, 144
Twain, Mark, 26
Uspensky, B. A., 111, 112, 114
Utopia, 1, 2, 3, 4, 5, 6, 7, 8, 9, 11, 12,
13, 14, 15, 17, 18, 19, 20, 21, 22,
23, 25, 26, 27, 29, 33, 35, 36, 38,
39, 40, 43, 49, 58, 67, 70, 77, 87,
91, 92, 93, 94, 95, 96, 97, 101, 102,
103, 104, 105, 106, 107, 109, 110,
118, 123, 124, 125, 126, 127, 132,
133, 134, 138, 141, 143, 146
Utopia, feminist, 8, 101, 102, 103, 107,
127
Utopianism, technological, 70
Vonnegut, Kurt, 13, 17, 129
Player Piano, 5, 14, 2329
Walcott, Derek, 87
Weinberg, Steven, 68
Wells, H. G., 7, 11, 17, 18, 19, 23
Wiener, Norbert, 24
Williams, Lynn F., 7, 101
Williams, Raymond, 55n
Windling, Terri, 145
Wolf, Christina, 12
Woolf, Virginia, 17
Wollstonecraft, Mary
Vindication of the Rights of Woman,
59
Wolmark, Jenny, 102
Wood, Ellen Meiksins, 43
X-Files, The, 6, 57, 58, 60-63, 71
Yeats, W. B., 3
Zaki, Hoda, 12
Zelazny, Roger, 13
Zipes, Jack, 9, 14, 137, 138

About the Contributors

MARTHA BARTTER is Professor of English at Truman State University,
where she teaches American Literature, American Indian Literature, Fantasy and
Science Fiction, and Mythology. A member of the Science Fiction and Fantasy
Writers of America, she is the author of The Way to Ground Zero (Greenwood,
1988) and many articles and reviews.
JEANNE BECKWITH currently teaches English and Speech at Norwich
University in Northfield, Vermont. She has been writing and producing plays
since 1982. A director as well as a playwright, she has worked both in childrens
theatre and as a professional actor in summer repertory theatre, most recently
with the Highlands Playhouse in Highlands, North Carolina. Her plays have
been produced at the University of Georgia, the Bloomington Playwrights
Project in Bloomington, Indiana, and the Hypothetical Theatre Company in New
York City.
BILL CLEMENTE is a Professor and Chair of English at Peru State College in
Nebraska, where he has taught for the past decade. In 1999 he served as a jury
member for the James Tiptree, Jr. Memorial Award, and his interview with
Tiptree winner Suzy McKee Chanas is published in Women of Other Worlds.
His publications include articles on authors Suzy McKee Charnas and James
Tiptree in Foundation, Extrapolation, and Fantastic Odysseys (Greenwood
Press, 2003).
OSCAR DE LOS SANTOS, Ph. D., is Associate Professor of English at
Western Connecticut State University. He is also co-chair of the English
Department and its director of graduate studies in English. His co-authored
fiction collection, 11:11Stories About the Event, was published in 2002, and
his co-authored collection of essays, Questions of Science, Answers to Life in
2003. His main areas of interest include modern American literature,
postmodernism, Latino literature, science fiction, and horror.

156

About the Contributors

JOHN C. HAWLEY is Associate Professor at Santa Clara University. He has

edited ten books, most recently The Encyclopedia of Postcolonial Studies
(Greenwood, 2001) and Postcolonial Queer Theoretical Intersections (2001).
CHERILYN LACY is Assistant Professor of History at Hartwick College in
Oneonta, New York, where she was also Coordinator of the Womens Studies
Program from fall 2000 through spring 2002. Her research centers on gender
and the history of medicine in nineteenth-century France, and more generally on
the intersections of gender and Western science.
THOMAS J. MORRISSEY is University Distinguished Teaching Professor of
English at Plattsburgh State University. He has published widely in science
fiction, and childrens and Irish literature. He is co-author with Richard
Wunderlich of Pinocchio Goes Post Modern: Perils of a Puppet in the United
States (2002), and is author/composer of three musical comedies, including
Puppet Song, a play inspired by Collodis Pinocchio.
DONALD E. MORSE, Emeritus Professor of English and Rhetoric, Oakland
University, Michigan, is currently Visiting Professor of American, Irish, and
English literature, University of Debrecen, Hungary. He has been twice
Fulbright Professor (19871989, 19911993) and Soros Professor (1990, 1996
1997), University of Debrecen. He is co-author of Worlds Visible and Invisible
(Greenwood, 1994), the editor of The Delegated Intellect: Emersonian Essays
on Literature, Art, and Science (1995), and The Fantastic in World Literature
and Arts (Greenwood, 1987). Several of his essays on Vonnegut have appeared
in scholarly journals in Hungary, Germany, and the United States. In 1999 the
University of Debrecen awarded him an Honorary Doctorate in recognition of
his service to Hungarian higher education and his international scholarship.
ROBIN ANNE REID is Associate Professor in the Department of Literature and
Languages at Texas A&M University-Commerce. Her position in Creative
Writing and Critical Theory allows her to teach everything from Creative
Writing to Stylistics to Gender Theory, and she has published poetry as well as
books on science fiction. Her main area of scholarly interest in recent years has
been the question of how different feminist theories intersect with a variety of
fantastic texts, including utopias.
ROGER C. SCHLOBIN is a professor emeritus of English at Purdue University
and currently a visiting Assistant Professor at East Carolina University. He has
authored six scholarly books and edited over fifty. His various other
publications include over one hundred essays, various poems, short stories,
reviews, and bibliographies that range over many topics. He is one of the
founders of the International Association for the Fantastic in the Arts and its
conference and the Years Scholarship in Science Fiction and Fantasy. He is
past editor of The Journal of the Fantastic in the Arts and the author of the first
original, electronic novel to be published over the Internet: Fire and Fur: The
Last Sorcerer Dragon (1994).

About the Contributors

157

KELLY SEARSMITH specializes in Victorian Literature and Studies in the

Fantastic. She has served as Assistant Professor of English at Appalachian State
University. Currently, she teaches at the University of Illinois where she is
writing a book on the Victorian Fantastic. She has published articles on
masculine reform in George MacDonalds Phantasies (Journal of PreRaphaelite Studies) and ad defense of romance-tradition fantasy (Journal of the
Fantastic in the Arts).
SHARON STEVENSON is Associate Professor of English and Coordinator,
Graduate Studies in English, Central Michigan University. She is a Medievalist
interested in characteristics and limits of genre forms.
CARL SWIDORSKI is Professor of Political Science in the Department of
History and Political Science at The College of Saint Rose in Albany, New
York.
DENNIS M. WEISS is Associate Professor of Philosophy and Chair of the
English and Humanities Department at York College of Pennsylvania. He is the
editor of Interpreting Man and the author of essays on the digital culture,
philosophical anthropology, and science fiction.
LYNN F. WILLIAMS, Professor Emerita from Emerson University, Boston,
MA, died before she could give her paper on Kirinyaga, which is included in
this volume, at the Iinternational Conference on the Fantastic in the Arts. She
was a long-time member of the Society for Utopian Studies, and contributed
many papers on utopia to various publications. Her paper on Kirinyaga was
completed from her notes by Martha Bartter.
TAMARA WILSON is Assistant Professor at Flager College. Her areas of
academic study include folklore, womens literature, science fiction/fantasy,
American Indian literature, and film studies. She has presented several papers
for the International Conference on the Fantastic in the Arts and the Popular
Culture Conference. Contemporary culture and the vision of the future are
central concerns of her work with students and in her writings.