Myriam Essefi’s Post

Setting up and maintaining a compliant investment fund can be complex. We specialise in prospectus drafting, SFDR disclosures, and AML/KYC obligations. Learn more 👉 https://lnkd.in/e-PjT87G #ManagedServices #Compliance #InvestmentFunds #RegulatorySupport

The SEC is enhancing its collaboration with local and international regulators to ensure compliance across borders. This includes: 🟦 Aligning with international standards. 🟦 Ensuring fair treatment of institutional investors. 🟦 Managing preferential treatment in fund management. Global advisors must balance local practices with international standards. Is your firm equipped to handle the complexities of cross-border compliance? #privatefundscompliance #compliancerecruitment #regulatorycompliance

New 13f-2 requirements are on the horizon and non-compliance could potentially lead to costly fines and civil sanctions. Make sure your firm is prepared to meet the demands and avoid regulatory risk. Register for our upcoming webinar on October 17 at 10am ET for critical insights on the rule from industry experts and make sure your firm is ahead of the curve. https://lnkd.in/gWe3aEEd #Compliance #13F2 #RegulatoryUpdates #AssetManagement #Webinar #RiskManagement #ExpectIt 

New 13f-2 requirements are on the horizon and non-compliance could potentially lead to costly fines and civil sanctions. Make sure your firm is prepared to meet the demands and avoid regulatory risk. Register for our upcoming webinar on October 17 at 10am ET for critical insights on the rule from industry experts and make sure your firm is ahead of the curve. https://lnkd.in/exTciE-N #Compliance #13F2 #RegulatoryUpdates #AssetManagement #Webinar #RiskManagement #ExpectIt 

⛰ Post-pandemic shifts, evolving regulations, and escalating economic pressures... these are just a few of the challenges #InvestmentManagement firms face today. 💡 Yet, these obstacles pave the way for innovation in liquidity management, governance, and compliance. 🧭 Get key strategic insights in our Regulatory Compass and reach out to us for personalized support: https://deloi.tt/4bZqQkF #DeloitteLU #Obligation2Opportunity #Regulatory Xavier Zaegel, FRM | Arnaud Duchesne

We know that many investment professionals wish to conduct regulated activities but don’t necessarily want to build an in-house compliance team or fund platform. That’s where we come in. IQ-EQ has a deep bench of global regulatory compliance expertise to meet the needs of asset managers worldwide. Learn more: https://ow.ly/rNvr50Rh0YA #iqeq #oneiqeq #financialcompliance #compliance #financialcomplianceservices

New 13f-2 requirements are on the horizon and non-compliance could potentially lead to costly fines and civil sanctions. Make sure your firm is prepared to meet the demands and avoid regulatory risk. Register for our upcoming webinar on October 17 at 10am ET for critical insights on the rule from industry experts and make sure your firm is ahead of the curve. https://lnkd.in/gWe3aEEd #Compliance #13F2 #RegulatoryUpdates #AssetManagement #Webinar #RiskManagement #ExpectIt 

New 13f-2 requirements are on the horizon and non-compliance could potentially lead to costly fines and civil sanctions. Make sure your firm is prepared to meet the demands and avoid regulatory risk. Register for our upcoming webinar on October 17 at 10am ET for critical insights on the rule from industry experts and make sure your firm is ahead of the curve. https://lnkd.in/eFBhpmhp #Compliance #13F2 #RegulatoryUpdates #AssetManagement #Webinar #RiskManagement #ExpectIt 

Finished a prep call and am excited for an insightful panel discussion at next week’s Global RegTech Summit in #NewYorkCity! I’ll be moderating a session on Navigating #RegulatoryChangeManagement in 2024: Challenges, Agility, and Innovation, where we’ll tackle key questions impacting the #financialservices industry: - What is the magnitude of #regulatorychange in 2024? - How agile are institutions in managing these changes? - What technologies are driving innovation in regulatory change management (RCM)? - What do firms need to consider when implementing new technologies? - How close are we to predictive capabilities in RCM? I’m thrilled to be joined by industry experts: - Hillary Rosenberg, Chief Compliance Officer, Valley Bank - Anand Narayanan, MBA, CAMS, Head of Regulatory Change Management, Sumitomo Mitsui Banking Corporation – SMBC Group Corporation - Kevin T. Medina, Global Chief Compliance Officer, Värde Partners Looking forward to a great discussion!  #RegTech #Compliance #RCM #FinancialServices #Innovation #GRC #RegulatoryChange

Stay Ahead with AML Compliance! Ensure your business remains compliant with ever-evolving regulations. Dawgen Global's AML audit services are here to help you navigate and stay ahead of regulatory changes. At Dawgen Global, we help you make Smarter and More Effective Decisions. Let's have a conversation: 🔗 Dive Deeper: https://dawgen.global/ 📧 Connect with Us: [email protected] 📱 WhatsApp Global: +1 876 554 4445 #AMLCompliance #AuditServices #RegulatoryCompliance #BusinessSolutions #DawgenGlobal #SmartDecisions #EffectiveDecisions #StayAhead #ComplianceAudit