Elliot Clayton Le Sueur, IMC, ACSI’s Post

Look who visited Winward Wealth Advisors: Meet Teddy 🐶

I have always been blessed with a great colleagues and clients who listen and follow advice. It is always a team effort. #Investing#forbes #shookresearch #wealthmanagement #financialadvisor #ForbesTopAdvisor #ForbesSHOOKTopAdvisor

We discussed a wide range of highly relevant topics at our practical workshops in London earlier this week- key points: - Hiring practices: Navigating privacy rules when undertaking comprehensive background checks of candidates; legal/compliance considerations when providing references for former employees - Challenges in EMIR Refit implementation (expanded transaction reporting requirements, report standardisation,... ): reminder to build in sufficient time for pre-go-live testing where major changes to reporting frameworks are made - Governance: Fund board effectiveness, succession planning, shadow boards, how a fund manager can get the most out of their board, important reminder: governance goes beyond ticking compliance boxes! - Trade errors and insurance: Key considerations for managers negotiating contractual arrangements, key questions for investors to ask in due diligence to assess coverage. The last topic also featured in the SBAI's recent publication: Trade Errors, Omissions, & Breaches - Pursuing Operational Excellence: https://lnkd.in/engt6UFM Looking forward to the next workshop today on "Winning and Keeping Institutional Mandates".

I am very excited for the opportunity to guide the conversation of this great panel in a couple of weeks! The Alliance of Merger and Acquisition Advisors, DFW Chapter always puts on a great event, and I HOPE TO SEE YOU THERE!!! If you are not familiar with this organization and our event, but would like to join us on 9/4, please don't hesitate to reach out via the comment section or private message! #takecareofyourpeople #mergerandacquisition #PErollups #privateequity #investmentbanking #privatecapitalmarkets #grwoyourknowledge #alwayslearning

Check out the latest issue of the Prairie Business Magazine, to learn more from Erica Bjerrum, Eide Bailly Business Valuation and Consulting Partner, on what she feels a new manager should do in their first 30 days. https://lnkd.in/g8BxJ_ez

Look who visited Winward Wealth Advisors: Meet Teddy 🐶

We're proud to share that our own John McCorvie, Tara Hefty, Julie Pribble, and Terry Robinette have all been named a 2024 Five Star Wealth Manager Award Winner, presented by 5280 Magazine! Congrats John, Tara, Julie and Terry, and thanks for always putting our clients’ interests first! Advisory Services offered through Peak Asset Management, LLC, an SEC registered investment advisor. This is not an offer to buy or sell securities. Third-party rankings and recognition from rating services or publications are no guarantee of future investment success. Working with a highly rated advisor does not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement or evaluation of the advisor by any client and are based on information prepared by the advisor. This third-party rating was granted by Five Star Professional on 10/1/24 and applies to the period from 12/12/23-7/9/24. Criteria for the third-party rating can be found here https://lnkd.in/gAk8dmx5. No compensation was provided either directly or indirectly to obtain the third-party rating. 

💡 Inspiration overload! 💡  . We (Tracey & John here!) are still buzzing after last month's amazing seminar with Colonial First State and Performance Advisory Group. Kylie Denton was brilliant, and Andrew Nguyen (CFS BDM) seriously knows how to supercharge client relationships. We're excited to implement these new strategies in the year ahead! 💪  . #abacuswealthsolutions #financialadvice #businessgrowth

Do you know someone who’s worked in wealth management for less than a decade, but is already making a difference? Here’s how to nominate a colleague — or yourself — for our 2024 Rising Star awards. #RisingStars2024 #wealthmanagement #financialadvisors

Check out the latest issue of the Prairie Business Magazine, to learn more from Erica Bjerrum, Eide Bailly Business Valuation and Consulting Partner, on what she feels a new manager should do in their first 30 days. https://lnkd.in/gaprsMyt