Join FINRA on our newest initiative: Get Your Head in the Trade—a campaign to help novice, self-directed investors conquer investing FOMO and be sure an investment is right for them. Go to finra.org/tradesmart to explore and share resources and tools to ignite investor understanding and confidence. Learn more here ▶️ https://bit.ly/4cUPKBI
FINRA
Financial Services
Washington, District of Columbia 177,353 followers
Financial Industry Regulatory Authority
About us
FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,300 firms and 610,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident. With more than 4,200 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that it’s the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is. That’s why we offer a competitive compensation, benefits and services package. And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilities—whether it’s an online course to enhance productivity or a seminar to maximize leadership skills. At FINRA, we believe your work can be your passion.
- Website
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http://www.finra.org/careers
External link for FINRA
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- Washington, District of Columbia
- Type
- Nonprofit
- Founded
- 2007
Locations
Employees at FINRA
Updates
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Cheers to a successful Createathon 2024! Check out our recap of the event below. We'd also like to extend our heartful gratitude to every sponsor who made this possible! ConsultNet Technology Services and Solutions., Software Guidance & Assistance, Inc. (SGA, Inc.), TEKsystems, HireTalent, Turnberry Solutions, Tential Solutions Randstad, ModelOp, KMM Technologies, Inc., Unisys, Strategio, ADTRAV Travel Management, Summit Human Capital, Experis, Eliassen Group, Cobb Systems Group, LLC, Innova Solutions and MongoDB. #Createathon2024
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In October 2022, FINRA launched a machine-readable rulebook to assist user’s to more readily search the FINRA rulebook. Based on feedback from market participants, FINRA staff has streamlined the machine-readable rulebook taxonomy to allow for more efficient and targets searches of the relevant rules. Access this latest version here: https://bit.ly/4fGCnHp
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FINRA sanctioned several respondents for violations involving accounts of seniors. Learn more ▶️ https://bit.ly/4fRxQlh
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🏁 This year's Createathon was a hub of innovation! Over three days in late September, our dedicated participants were busy devising solutions by forming teams, crafting their answers to challenges, and delivering functional prototypes. Discover how the winning team harnessed Large Language Models for Document Tagging in the latest FINRA Tech blog. 📃 Read the blog: https://bit.ly/3URPBIZ 💻 Learn more about FINRA Technology: https://bit.ly/45FdZBX
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The #metaverse has the potential to play a meaningful role in the future of the financial industry. Staff from FINRA's Office of Financial Innovation launched a research initiative focusing on the opportunities and risks that the metaverse may present for the industry. Watch the video below to learn more and read about it here! ▶️ https://bit.ly/40iKDsu
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On the latest #FINRAUnscripted, we sit down with FINRA's Special Investigations Unit (SIU) Senior Director, Gargi Sharma, and investigative directors from her team as they share how they proactively identify and mitigate threats related to money laundering and other frauds. Listen here 🎧 https://bit.ly/3Z1qXYT
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Experience the highlights of FINRA's Diversity Leadership Summit! Held virtually last week, this two-day event saw the coming together of industry leaders and diversity practitioners, engaging in meaningful conversations to foster an inclusive workplace. Hear from FINRA President and CEO Robert Cook and MSRB Municipal Securities Rulemaking Board (MSRB) President and CEO, Mark Kim as they discuss perspectives on full inclusion in the financial industry.
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💡 Retirement plans like a 401(k) are rightly viewed as long-term investments but it’s important to check on your 401(k) periodically. It doesn’t matter when, just pick a date that works for you and put it on your calendar every year! Here are five things to look for ▶️ https://bit.ly/4f7Ezrg
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