Digital Modulation Basics

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 Outline
• Introduction to digital modulation
• Relevant modulation schemes
• Geometric representations
• Coherent & Non-Coherent Detection
• Modulation spectra

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 Modulation & Demodulation

Radio
Carrier Carrier
Channel

Baseband Synchronization/Detection/
Modulation Decision

Data in Data out

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 Modulation
• Modulation - process (or result of the process) of
translation the baseband message signal to
bandpass (modulated carrier) signal at frequencies
that are very high compared to the baseband
frequencies.
• Demodulation is the process of extracting the
baseband message back the modulated carrier.
• An information-bearing signal is non-
deterministic, i.e. it changes in an unpredictable
manner.
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 Why Carrier?
• Effective radiation of EM waves requires
antenna dimensions comparable with the
wavelength:
– Antenna for 3 kHz would be ~100 km long
– Antenna for 3 GHz carrier is 10 cm long
• Sharing the access to the
telecommunication channel resources

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 Modulation Process
f  f  a1 , a2 , a3 ,...an , t  (= carrier)
a1 , a2 , a3 ,...an (= modulation parameters)
t (= time)
• Modulation implies varying one or more
characteristics (modulation parameters a1, a2, … an) of
a carrier f in accordance with the information-bearing
(modulating) baseband signal.
• Sinusoidal waves, pulse train, square wave, etc. can be
used as carriers
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 Continuous Carrier
Carrier: A sin[t +] • Frequency modulation (FM)
– A = const – A = const
  = const   = (t)– carries information
  = const   = const
• Amplitude modulation (AM) • Phase modulation (PM)
– A = A(t) – carries information – A = const
  = const   = const
  = const   = (t) – carries information

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 Amplitude Shift Keying (ASK)
Baseband
Data
1 0 0 1 0
ASK
modulated
signal
Acos(t) Acos(t)

• Pulse shaping can be employed to remove spectral spreading

• ASK demonstrates poor performance, as it is heavily affected by
noise, fading, and interference

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 Frequency Shift Keying (FSK)
Baseband
Data
1 0 0 1
BFSK
modulated
signal
f1 f0 f0 f1
where f0 =Acos(c-)t and f1 =Acos(c+)t
• Example: The ITU-T V.21 modem standard uses FSK
• FSK can be expanded to a M-ary scheme, employing multiple
frequencies as different states
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 Phase Shift Keying (PSK)
Baseband
Data
1 0 0 1
BPSK
modulated
signal
s1 s0 s0 s1
where s0 =-Acos(ct) and s1 =Acos(ct)
• Major drawback – rapid amplitude change between symbols due to phase
discontinuity, which requires infinite bandwidth. Binary Phase Shift Keying
(BPSK) demonstrates better performance than ASK and BFSK
• BPSK can be expanded to a M-ary scheme, employing multiple phases and
amplitudes as different states
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 Differential Modulation
• In the transmitter, each symbol is modulated
relative to the previous symbol and modulating
signal, for instance in BPSK 0 = no change,
1 = +1800
• In the receiver, the current symbol is demodulated
using the previous symbol as a reference. The
previous symbol serves as an estimate of the
channel. A no-change condition causes the
modulated signal to remain at the same 0 or 1 state
of the previous symbol.
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 DPSK
• Differential modulation is theoretically 3dB
poorer than coherent. This is because the
differential system has 2 sources of error: a
corrupted symbol, and a corrupted reference (the
previous symbol)
• DPSK = Differential phase-shift keying: In the
transmitter, each symbol is modulated relative to
(a) the phase of the immediately preceding signal
element and (b) the data being transmitted.
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 Pulse Carrier

• Carrier:
A train of identical
pulses regularly
spaced in time

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Pulse-Amplitude Modulation (PAM)
• Modulation in which
the amplitude of pulses
is varied in accordance
with the modulating
signal.
• Used e.g. in telephone
switching equipment
such as a private
branch exchange
(PBX)
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 Pulse-Duration Modulation (PDM)
Modulation in which
the duration of
pulses is varied in
accordance with the
modulating signal.

Deprecated synonyms: pulse-

length modulation, pulse-
Used e.g. in telephone switching width modulation.
equipment such as a private
branch exchange (PBX)

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 Pulse-Position Modulation (PPM)
• Modulation in which
the temporal
positions of the
pulses are varied in
accordance with
some characteristic
of the modulating
signal.

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Ultra-Wideband (UWB) Systems
• Radio or wireless devices where the occupied
bandwidth is greater than 25% of the center
frequency or greater than 1.5 GHz.
• Radio or wireless systems that use narrow pulses
(on the order of 1 to 10 nanoseconds), also called
carrierless or impulse systems, for
communications and sensing (short-range radar).
• Radio or wireless systems that use time-domain
modulation methods (e.g., pulse-position
modulation) for communications applications, or
time-domain processing for sensing applications.
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 Demodulation & Detection
• Demodulation
– Is process of removing the carrier signal to
obtain the original signal waveform
• Detection – extracts the symbols from the
waveform
– Coherent detection
– Non-coherent detection

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 Coherent Detection
• An estimate of the channel phase and attenuation
is recovered. It is then possible to reproduce the
transmitted signal and demodulate.
• Requires a replica carrier wave of the same
frequency and phase at the receiver.
• The received signal and replica carrier are cross-
correlated using information contained in their
amplitudes and phases.
• Also known as synchronous detection

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 Coherent Detection 2
• Carrier recovery methods include
– Pilot Tone (such as Transparent Tone in Band)
• Less power in the information bearing signal, High peak-to-
mean power ratio
– Carrier recovery from the information signal
• E.g. Costas loop
• Applicable to
– Phase Shift Keying (PSK)
– Frequency Shift Keying (FSK)
– Amplitude Shift Keying (ASK)

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 Non-Coherent Detection
• Requires no reference wave; does not
exploit phase reference information
(envelope detection)
– Differential Phase Shift Keying (DPSK)
– Frequency Shift Keying (FSK)
– Amplitude Shift Keying (ASK)
– Non coherent detection is less complex than
coherent detection (easier to implement), but
has worse performance.
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 Geometric Representation
• Digital modulation involves choosing a particular
signal si(t) form a finite set S of possible signals.
• For binary modulation schemes a binary
information bit is mapped directly to a signal and S
contains only 2 signals, representing 0 and 1.
• For M-ary keying S contains more than 2 signals
and each represents more than a single bit of
information. With a signal set of size M, it is
possible to transmit up to log2M bits per signal.
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 Geometric Representation 2
• Any element of set S can be represented as a point
in a vector space whose coordinates are basis
signals j(t) such that


   t    t  dt  0, i  j; (= are orthogonal)

i j

   t  
2
E i dt  1; ( normalization)

N
Then si  t    sij j  t 
j 1

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 Example: BPSK Constellation Diagram
  2 Eb   2 Eb  
S BPSK    s1  t   cos  2 f ct   ,  s2  t    cos  2 f ct  ;   ; 0  t  Tb
  Tb   Tb  
Eb  energy per bit; Tb  bit period
For this signal set, there is a single basic signal
Q
2
1  t   cos  2 f c t  ; 0  t  Tb
Tb

 
S BPSK   Eb 1  t   ,   Eb 1  t  
Eb
I
-Eb

Constellation diagram

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 Constellation diagram
= graphical representation of the complex
envelope of each possible symbol state
– The x-axis represents the in-phase component
and the y-axis the quadrature component of the
complex envelope
– The distance between signals on a constellation
diagram relates to how different the modulation
waveforms are and how easily a receiver can
differentiate between them.
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 QPSK
• Quadrature Phase Shift Keying (QPSK) can
be interpreted as two independent BPSK
systems (one on the I-channel and one on
Q), and thus the same performance but
twice the bandwidth efficiency
• Large envelope variations occur due to
abrupt phase transitions, thus requiring
linear amplification
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 QPSK Constellation Diagram
Q Q

I I

Carrier phases Carrier phases

{0, /2, , 3/2} {/4, 3/4, 5/4, 7/4}
• Quadrature Phase Shift Keying has twice the bandwidth efficiency of
BPSK since 2 bits are transmitted in a single modulation symbol

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 Eye Diagram

Magnitude

Time (symbols)

• Eye pattern is an oscilloscope display in which digital data signal from a receiver is
repetitively superimposed on itself many times (sampled and applied to the vertical input,
while the data rate is used to trigger the horizontal sweep).
• It is so called because the pattern looks like a series of eyes between a pair of rails.
• If the “eye” is not open at the sample point, errors will occur due to signal corruption.

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 Types of QPSK
Q Q Q

I I I

Conventional QPSK Offset QPSK /4 QPSK

• Conventional QPSK has transitions through zero (i.e. 180 0 phase transition). Highly
linear amplifiers required.
• In Offset QPSK, the phase transitions are limited to 90 0, the transitions on the I and Q
channels are staggered.
• In /4 QPSK the set of constellation points are toggled each symbol, so transitions
through zero cannot occur. This scheme produces the lowest envelope variations.
• All QPSK schemes require linear power amplifiers

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 Multi-level (M-ary) Phase and
Amplitude Modulation

16 QAM 16 PSK 16 APSK

• Amplitude and phase shift keying can be combined to transmit several bits per
symbol.
– Often referred to as linear as they require linear amplification.
– More bandwidth-efficient, but more susceptible to noise.
• For M=4, 16QAM has the largest distance between points, but requires very
linear amplification. 16PSK has less stringent linearity requirements, but has
less spacing between constellation points, and is therefore more affected by
noise.
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 Distortions

Perfect channel White noise Phase jitter

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 GMSK
• Gaussian Minimum Shift Keying (GMSK) is a form of
continuous-phase FSK in which the phase change is
changed between symbols to provide a constant envelope.
Consequently it is a popular alternative to QPSK
• The RF bandwidth is controlled by the Gaussian low-pass
filter bandwidth. The degree of filtering is expressed by
multiplying the filter 3dB bandwidth (B) by the bit period
of the transmission (T), i.e. by BT
• GMSK allows efficient class C non-linear amplifiers to be
used

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 Modulation Spectra
• The Nyquist bandwidth is
Adjacent the minimum bandwidth
Relative Magnitude (dB)

Nyquist Minimum that can represent a signal

Bandwidth Channel (within an acceptable
error)
• The spectrum occupied by
a signal should be as close
as practicable to that
minimum, otherwise
adjacent channel
interference occur
• The spectrum occupied by
a signal can be reduced by
application of filters
Frequency
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 Bandwidth Efficiency
fb  E f 
 log 2 1  b b 
W  W 
fb  capacity (bits per second)
W  bandwidth of the modulating baseband signal (Hz)
Eb  energy per bit
  noise power density (watts/Hz)
Thus
Eb fb  total signal power
W  total noise power
fb
 bandwidth use efficiency
W
= bits per second per Hz
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 Comparison of Modulation Types
Modulation Bandwidth Log2(C/B) Error-free Eb/No
Format efficiency C/B
16 PSK 4 2 18dB
16 QAM 4 2 15dB
8 PSK 3 1.6 14.5dB
4 PSK 2 1 10dB
4 QAM 2 1 10dB
BFSK 1 0 13dB
BPSK 1 0 10.5dB
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 Spectral Efficiencies - Examples
• GSM Digital Cellular
– Data Rate = 270kb/s; Bandwidth = 200kHz
– Bandwidth efficiency = 270/200 =
1.35bits/sec/Hz
• IS North American Digital Cellular
– Data Rate = 48kb/s; Bandwidth = 30kHz
– Bandwidth efficiency = 48/30 = 1.6bits/sec/Hz

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 Modulation Summary
• Phase Shift Keying (PSK) is often used as it
provides efficient use of RF spectrum. /4 QPSK
(Quadrature PSK) reduces the envelope variation
of the signal.
• High level M-array schemes (such as 64-QAM)
are very bandwidth-efficient but more susceptible
to noise and require linear amplification
• Constant envelope schemes (such as GMSK)
allow for non-linear power-efficient amplifiers
• Coherent reception provides better performance
but requires a more complex receiver
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 References
• Campbell AT. Untangling the Wireless Web –
Radio Channel Issues, Lecture Notes E6951,
comet.columbia.edu/~campbell
• Fitton M. Principles of Digital Modulation,
Lecture Notes ICTP 2002
• Proakis J. Digital Communications, McGraw &
Hill Int.
• Rappaport TS. Wireless Communications, Prentice
Hall PTR

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