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STEPHEN M. KOSSLYN ROBIN S. ROSENBERG
Taken from:
Psychology in Context, Third Edition
by Stephen M. Kosslyn and Robin S. Rosenberg
Cover image: ABS-4, by Eugene Lewalski Berg
Taken from:
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from the publisher.
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owners and are used herein for identification purposes only.
10 98765432
ISBN 0-536-39855-0
2007500084
AK
PEARSON
PEARSON CUSTOM PUBLISHING
Custom 501 Boylston Street, Suite 900, Boston, MA 02116
Publishing A Pearson Education Company
BRIEF ftf INIS
, J1 PSYCHOLOGY: Yesterday and Today 2
4 SENSATION AND PERCEPTION: How the World Enters the Mind 132
6 LEARNING 232
References ri
Glossary g-i
Name Index Ni l
Subject Index sn
CONTENTS
Preface xvii
Integrated Coverage of Gender and Cross-Cultural Issues xxxiv
About the Authors 1
CHAPTER 1
Descriptive Research: Just the Facts, Ma’am 42 Reliability: Count on It! • Validity: What
I v
Bias: Playing With Loaded Dice • Experimenter Expectancy Selective Reporting • Lying with Graphs
Effects: Making It Happen • Psychology and Looking at Levels: Graph Design for the Human Mind 65
Pseudopsychology: What’s Flaky and What Isn’t?
HOW TO THINK ABOUT RESEARCH STUDIES 66
STATISTICS: Measuring Reality 54 Reading Research Reports: The QALMRI Method 67
Descriptive Statistics: Telling It Like It Is 55 Q Stands for the Question • A Stands for Alternatives •
L Stands for the Logic of the Study • M Stands for the
Data • Frequency Distributions • Measures of Central
Method • R Stands for the Results • I Stands for Inferences
Tendency • Measures of Variability • Relative Standing
Writing Your Own Research Papers 00
Inferential Statistics: Sorting the Wheat From the Chaff 58
Understanding Research: When Does Mental Practice
Correlation: The Relationship Between Two Variables •
Improve Later Performance? 70
Samples and Populations • Meta-Analysis
Lying With Statistics: When Good Numbers Go Bad 61 REVIEW AND REMEMBER! 73
CHAPTER 3
THE BIOLOGY OF MIND AND
BEHAVIOR: The Brain in Action 76 '% A. > „ ^
Chemical Messages: Signals and Modulators • Receptors: Understanding Research: The Hemispheric Interpreter 98
On the Receiving End • Unbalanced Brain: Coping Hemispheric Specialization: Not Just for the
With Bad Chemicals Deeply Disconnected
Glial Cells: More Than the Neurons’ Helpmates 86 Beneath the Cortex: The Inner Brain 100
Neurons and Glia: A Mutually Giving Relationship • Thalamus: Crossroads of the Brain • Hypothalamus:
Glial Networks: Another Way to Think and Feel? Thermostat and More • Hippocampus: Remember It •
Amygdala: Inner Feelings • Basal Ganglia: More Than
THE NERVOUS SYSTEM: An Orchestra With Habit-Forming • Brainstem: The Brain’s Wakeup Call •
Many Members 88 Cerebellum: Walking Tall
The Peripheral Nervous System: A Moving Story 88
The Neuroendocrine and Neuroimmune Systems: More
The Autonomic Nervous System • The Sensory-Somatic Brain-Body Connections 104
Nervous System
The Neuroendocrine System: It’s Hormonal! • The
The Central Nervous System: Reflex and Reflection 90 Neuroimmune System: How the Brain Fights Disease
The Visible Brain: Lobes and Landmarks • Structure and Looking at Levels: The Musical Brain 106
Function: No Dotted Lines
The Cerebral Cortex: The Seat of the Mind 94 Recording Techniques: The Music of the Cells 109
Occipital Lobes: Looking Good • Temporal Lobes: Up to Neuroimaging: Picturing the Living Brain 111
Their Ears in Work • Parietal Lobes: Inner Space • Frontal Visualizing Brain Structure • Visualizing Brain Function
Lobes: Leaders of the Pack Stimulation: Tickling the Neurons 114
CONTENTS
GENES, BRAIN, AND ENVIRONMENT: The Brain Heritability: Not Inheritability • Twin Studies: Only Shared
in the World 115 Genes? • Adoption Studies: Separating Genes
and Environment?
Genes as Blueprints: Born to Be Wild? 115
Evolution and the Brain: The Best of All
Genetic Programs: The Genes Matter • Tuning Genetic
Possible Brains? 123
Programs: The Environment Matters • Genes and
Natural Selection: Reproduction of the Fittest • Not just
Environment: A Single System • Environment and Genes:
Natural Selection: Accidents Do Happen
A Two-Way Street
i 3 i
VISION: Window on the World 134 Sound Waves: Being
Visual Sensation: More Than Meets the Eye 135 Pressured • The Brains % #
Psychophysics: A World of Experience • How Do Objects Ear. More Than a
'trt i, Sq
Enter the Mind? Let There Be Light • The Brain’s Eye: More Microphone Deafness.
Than a Camera • Color Vision: Mixing and Matching •
Gone Tomorrow
Visual Problems: Distorted Windows on the World
Phase 1 of Auditory Perception: Organizing the
Phase 1 of Visual Perception: Organizing the World 144
Auditory World 169
Perceptual Organization: Seeing the Forest Through the Trees
Sorting Out Sounds: From One, Many • Locating Sounds:
• Perceptual Constancies: Stabilizing the World • Knowing
Why Two Ears Are Better Than One
the Distance
Phase 2 of Auditory Perception: Recognition
Phase 2 of Visual Perception: Recognition
and Identification 171
and Identification 150
More Than Meets the Ear • Hearing Without Awareness •
Knowing More Than You Can See • Informed Perception:
Music: Hearing for Pleasure
The Active Viewer • Coding Space in the Brain: More Than
One Way to Identify ‘Where”
SENSING AND PERCEIVING IN OTHER WAYS 174
Understanding Research: Two Ways to Specify
Smell: A Nose for News? 174
Spatial Relations 154
Distinguishing Odors: Lock and Key • Olfaction Gone Awry:
Combining What and Where: Faces and Gazes 155
Is It Safe to Cook Without Smell? • Pheromones: Another
Identifying Faces: A Special Brain System? • Identifying Gaze
Kind of Scents?
Direction: Where’s Something Important?
Taste: The Mouth Has It 177
Attention: The Gateway to Awareness 157
Sweet, Sour, Salty, Bitter • Taste and Smell
Pop-Out: What Grabs Attention? • Active Searching: Not just
Somasthetic Senses: Not Just Skin Deep 179
What Grabs Attention • Limits of Attention • Seeing Without
Kinesthetic Sense: A Moving Sense • Vestibular Sense: Being
Awareness
Oriented • Touch: Feeling Well • Temperature • Pain
Looking at Levels: The Essential Features of Good Looks 163
Other Senses 181
Magnetic Sense: Only for the Birds? • Extrasensory
HEARING 165
Perception (ESP)
Auditory Sensation: If a Tree Falls but Nobody Hears It, Is
There a Sound? 165 REVIEW AND REMEMBER! 183
CONTENTS vii
C H A P T E
Stages of Sleep: Working Through the Night 193 Hypnosis: Role Play or Brain State? 212
Stage 1 • Stage 2 • Stages 3 and 4 • REM Sleep • Trance Theory • Sociocognitive Theory « Evidence From
Sleep Cycles Neuroimaging
Sleep Deprivation: Is Less Just as Good? 196 Hypnosis as a Tool: Practical Applications 213
Understanding Research: Sleep Deprivation Lite 197 and the Body: More Than a Pause That Refreshes •
Meditation Versus Relaxation • The Biology of Meditation
The Function of Sleep 199
Evolutionary Theory • Restorative Theory •
DRUGS AND ALCOHOL 218
Facilitating Learning
Substance Use and Abuse 218
Dream On 200
Depressants: Focus on Alcohol 220
What Triggers Particular Dreams? • Why Do Biological Effects of Alcohol • Psychological Effects of
We Dream?
Alcohol • Chronic Abuse: More Than a Bad Habit •
The Brain Asleep 202 Other Depressants
The Chemistry of Sleep: Ups and Downs • Stimulants: Focus on Cocaine 224
Circadian Rhythms Crack • Other Stimulants
Troubled Sleep 205 Narcotic Analgesics: Focus on Heroin 226
Night Terrors: Not Your Usual Nightmares • Narcolepsy: Hallucinogens: Focus on LSD 227
Asleep at the Drop of a Hat • Insomnia • Sleep Apnea A Creativity Boost? • Other Hallucinogens
Looking at Levels: Recovery From Jet Lag 208 REVIEW AND REMEMBER! 229
CHAPTER 6
LEARNING 232
CLASSICAL CONDITIONING 235 in Classical
Pavlov’s Experiments 235 Conditioning: Seen
The Three Phases of Classical Conditioning • Variations of One, Seen ’Em All? •
the Procedure Cognition and the
Spontaneous Recovery in Classical Conditioning: Gone Learning to Be Afraid • Learning When to Blink
Today, Here Tomorrow • Generalization and Discrimination Classical Conditioning Applied 244
VIII CONTENTS
Drug Use and Abuse • Therapy Techniques • Advertising • Conditioning: Gone Today, Back Tomorrow • Building
Food and Taste Aversion Complicated Behaviors: Shaping Up • Reinforcement
Reinforcement: Getting Your Just Desserts • Punishment • Insight Learning: Seeing the Connection 268
Primary and Secondary Reinforcers • Immediate Versus Observational Learning: To See Is to Know 269
Delayed Reinforcement Learning From Models 271
Beyond Basic Reinforcement 258 “Do as I Do” • “Television Made Me Do It”
Generalization and Discrimination in Operant Conditioning
• Extinction and Spontaneous Recovery in Operant REVIEW AND REMEMBER! 274
CHAPTER 7
MEMORY: LIVING WITH YESTERDAY 276
ENCODING INFORMATION INTO MEMORY: Time and RETRIEVING
Space Are of the Essence 278 INFORMATION FROM
Types of Memory Stores 279
MEMORY: More
Than Reactivating
Sensory Memory: Lingering Sensations • Short-Term Memory:
the Past 301
The Contents of Consciousness • Long-Term Memory:
The Act of Remembering:
Records of Experience
Reconstructing Buried Cities
Making Memories 283
Recognition Versus Recall 302
Coding: Packaged to Store • Consolidation and
Understanding Research: A Better Police Lineup 303
Reconsolidation • Variations in Processing: Why “Thinking It
The Role of Cues: Hints on Where to Dig • Supplying
Through” Is a Good Idea • Emotionally Charged Memories
Your Own Cues
CONTENTS
Enhancing Encoding: New Habits and Special Tricks 315 Enhancing Memory Retrieval: Knowing Where and How
Organize It! • Process It! • Mnemonic Tricks: Going the to Dig 319
CHAPTER 8
LANGUAGE AND THINKING:
What Humans Do Best 324
LANGUAGE: More Than Meaningful Sounds 326 Prototypes: An Ostrich Is
The Essentials: What Makes Language Language? 326 a Bad Bird • How Are
Phonology: Some Say “ToMAYto” • Syntax: The Rules of the Concepts Organized? •
Language Development: Out of the Mouths of Babes 335 Solving the Representation Problem: It’s All in How You
How Is Language Acquired? • Foundations of Language: Look at It • Algorithms and Heuristics: Getting From Here
Organizing the Linguistic World • Getting the to There • Solving Problems by Analogy: Comparing Features
Words • Grammar: Not From School • Biological Bases • Sudden Solutions • Cognitive Control
Other Ways to Communicate: Are They Language? 342 Artificial Intelligence 364
Nonverbal Communication • Sign Language • Gesture: Is It Overcoming Obstacles to Problem Solving 365
fust for Show? • Aping Language
Bilingualism: A Window of Opportunity? 344 LOGIC, REASONING, AND DECISION MAKING 366
Are People Logical? 367
MEANS OF THOUGHT: Words, Images, Concepts 346 How People Reason • Logical Errors • Framing Decisions
Words: Inner Speech and Spoken Thoughts 347 Heuristics and Biases: Cognitive Illusions? 369
Putting Thoughts Into Words • Does Language Representativeness • Availability
Shape Thought?
Emotions and Decision Making: Having a Hunch 371
Mental Imagery: Perception Without Sensation 348 Looking at Levels: The Ultimatum Game 372
Mental Space • The Visualizing Brain • Limitations of
Mental Images as Vehicles of Thought REVIEW AND REMEMBER! 375
Concepts: Neither Images nor Words 352
CHAPTER
TYPES OF INTELLIGENCE:
What Does It Mean to Be Smart? 378
MEASURING INTELLIGENCE: What Is IQ? 380
A Brief History of Intelligence Testing 381
Binet and Simon: Testing to Help • Terman and Wechsler:
Tests for Everyone
x CONTENTS
Interpreting IQ Scores: Standardized Samples and Norming • Genetic Effects: How Important Are Genes for Intelligence? •
Reliability and Validity Environmental Effects: More Real Than Apparent?
IQ and Achievement: IQ in the Real World 384 Group Differences in Intelligence 404
Within-Group Versus Between-Group Differences * Race
Psychometric Approaches: IQ, g, and Specialized Abilities 386 Boosting IQ: Pumping Up the Mind’s Muscle 409
Spearmans g Factor • Thurstone’s Primary Mental Abilities • The Flynn Effect: Another Reason to Appreciate Being
Cattell and Horn’s Fluid and Crystallized Intelligences • Young • Accidentally Making Kids Smarter:
Carroll’s Three-Stratum Theory of Cognitive Ability • The g The Pygmalion Effect • Intelligence Enhancement
Factor and Specific Abilities in the Real World Programs: Mental Workouts
Emotional Intelligence: Knowing Feelings 391 Looking at Levels: Stereotype Threat 412
CHAPTER 10
EMOTION AND MOTIVATION:
Feeling and Striving 426 _
EMOTION: I Feel, Therefore I Am 429 MOTIVATION AND
REWARD: More Than
Types of Emotion: What Can You Feel? 429
Feeling Good 449
Basic Emotions • Separate But Equal Emotions
Getting Motivated: Sources
What Causes Emotions? 432
and Theories of
Theories of Emotion: Brain, Body, and World • Physiological
Motivation 449
Profiles: Are Emotions just Bodily Responses? • Cognitive
Instincts: My Genes Made Me Do It • Drives and
Interpretation • Fear: The Amygdala and You • Positive
Homeostasis: Staying in Balance • Arousal Theory:
Emotions: More Than Feeling Good
Avoiding Boredom, Avoiding Overload • Incentives and
Expressing Emotions: Letting It All Hang Out? 440 Reward: Happy Expectations * Learned Helplessness:
Culture and Emotional Expression: Rules of the Mode Unhappy Expectations
Understanding Research: Culture and Emoting 441 Needs and Wants: The Stick and the Carrot 453
Body Language: Broadcasting Feelings • Emotion Regulation Is There More Than One Type of Reward? • Types of Needs:
Perceiving Emotions: A Form of Mind Reading 444 No Shortage of Shortages • Regulatory Fit • Achievement in
Reading Cues • Perceiving by Imitating: Making the Individualist Versus Collectivist Cultures
Match • Individual Differences in Emotion Perception Hunger and Eating: Not Just About Fueling
Looking at Levels: Lie Detection 446 the Body 458
CONTENTS
I xi
Eating Behavior: The Hungry Mind in the Hungry Body 459 Sexual Stimuli 470
Is Being Hungry the Opposite of Being Full? • Appetite: A Mating Preferences
Moving Target • Why Does It Taste Good? Sexual Orientation: More Than a Choice 472
Overeating: When Enough Is Not Enough 462 The Biology of Homosexuality • The Environment
Set Point: Your Normal Weight • Obesity and Homosexuality
Dieting 465 What’s Normal? 474
Cultural Variations: Experience Counts •
SEX: Not Just About Having Babies 466 Sexual Dysfunction: When Good Things Go Wrong •
Sexual Behavior: A Many-Splendored Thing 467 Atypical Sexual Behavior • Homophobia
Sexual Responses: Step by Step • The Role of Hormones: Do
Chemicals Dictate Behavior? REVIEW AND REMEMBER! 477
CHAPTER 11
PERSONALITY: Vive la Difference! 480
PERSONALITY: Historical Perspectives 482 Understanding Research:
Freud’s Theory: The Dynamic Personality 482 The Minnesota
Humanistic Psychology: Thinking Positively 487 Heritability of Specific Behaviors • Genes and the
CONTENTS
N
CHAPTER 12
PSYCHOLOGY OVER THE LIFE SPAN:
Growing Up, Growing Older, Growing Wiser 528
INFANCY AND CHILDHOOD: Taking Off 541 ADULTHOOD AND AGING: The Continuously
Changing Self 568
Physical and Motor Development: Getting Control 541
Becoming an Adult 569
Perceptual and Cognitive Development:
The Changing Body: What’s Inevitable, What’s Not 569
Extended Horizons 543
Learning to Live With Aging • Why Do We Age?
Perceptual Development: Opening Windows on the
Perception and Cognition in Adulthood: Taking the Good
World • Long-Term Memory Development: Living
With the Bad 570
Beyond the Here and Now • Stages of Cognitive
Perception: Through a Glass Darkly? • Memory: Difficulties
Development: Piaget’s Theory • The Child’s Concepts:
in Digging It Out • Intelligence and Specific Abilities:
Beyond Piaget • Information Processing and Neural
Different Strokes for Different Folks
Development • Vygotsky’s Sociocultural Theory:
Social and Emotional Development During Adulthood 575
Outside /Inside
Theories of Psychosocial Stages in Adulthood • Continued
Social and Emotional Development: The Child in
Personality Development • Mature Emotions * Adult
the World 554
Relationships: Stable Changes
Attachment: More Than Dependency • Is Daycare Bad for
Death and Dying 578
Children? • Self-Concept and Identity: The Growing Self •
Looking at Levels: Keeping the Aging Brain Sharp 580
Gender Identity and Gender Roles • Moral Development:
The Right Stuff REVIEW AND REMEMBER! 582
CHAPTER 13
STRESS, HEALTH, AND COPING 586
Multiple Stressors and
WHAT IS STRESS? 588
Their Time Course •
Stress: The Big Picture 588
When Stressed, Women
The Biology of Stress 589
May Tend and
The Alarm Phase: Fight or Flight • The Resistance Phase • "N
Befriend
The Exhaustion Phase • From Stressor to Allostatic Load:
CONTENTS Xlll
It’s How You Think of It: Interpreting Stimuli as Stressors 592 Problem-Focused and Emotion-Focused Coping
Appraisal: Stressors in the Eyes of the Beholder • Understanding Research: Emotional Disclosure
Perceived Control and Health 611
Sources of Stress 595 Thought Suppression • Humor: Is Laughter the Best
Internal Conflict • Life Hassles • Work- and Economic- Medicine? • Aggression: Coping Gone Awry
Related Factors • Hostility Personality and Coping 616
The Healthy Personality: Control, Commitment, Challenge •
STRESS, DISEASE, AND HEALTH 601 Optimism and Pessimism: Look on the Bright Side • Avoiders
The Immune System: Catching Cold 602 Versus Nonavoiders • Genes and Coping
Cancer 603 Coping and Social Support 619
Heart Disease 603 Enacted Social Support • Perceived Social Support
How Stress Affects the Heart • Stress, Emotions, and Heart Mind-Body Interventions 621
Disease • Lifestyle Can Make a Difference
The Effects of Mind-Body Interventions • The Placebo Effect
Health-Impairing Behaviors 605 as a Mind-Body Intervention
Why Do We Engage in Health-Impairing Behaviors? • Gender, Culture, and Coping 622
Changing Health-Impairing Behaviors • Moving Through the
Gender Differences in Coping • Cultural Differences
Stages: The Shifting Pros and Cons
in Coping
Looking at Levels: Voodoo Death 624
STRATEGIES FOR COPING 609
Coping Strategies: Approaches and Tactics 609 REVIEW AND REMEMBER! 626
chapter 14
PSYCHOLOGICAL DISORDERS:
More Than Everyday Problems 628
IDENTIFYING PSYCHOLOGICAL DISORDERS: Level of the Brain in
What's Abnormal? 630 Mood Disorders •
Defining Abnormality 630 Level of the Person in
Distress • Impairment • Danger • Cultural and Social Mood Disorders *
Influences Level of the Group in
Explaining Abnormality 632 Mood Disorders • Interacting Levels: Depression Is as
The Brain: Genes, Neurotransmitters, and Brain Structure Depression Does
and Function • The Person: Behaviors, Thoughts and Biases,
and Emotions • The Group: Social and Cultural Factors ANXIETY DISORDERS 648
Categorizing Disorders: Is a Rose Still a Rose by Any Other Panic Disorder 648
Name? 635 Level of the Brain in Panic Disorder • Level of the
History of the DSM • Disadvantages and Advantages of the Person in Panic Disorder • Level of the Group in
DSM Panic Disorder
Phobias: Social and Specific 651
MOOD DISORDERS 638
Level of the Brain in Phobias • Level of the Person in Phobias
Major Depressive Disorder: Not Just Feeling Blue 638 • Level of the Group in Phobias
Understanding Research: Symptoms of Depression in China Obsessive-Compulsive Disorder (OCD) 653
and the United States 640
Level of the Brain in OCD • Level of the Person in OCD •
Bipolar Disorder: Going to Extremes 642 Level of the Group in OCD
Explaining Mood Disorders 643 Posttraumatic Stress Disorder (PTSD) 655
XIV CONTENTS
Level of the Brain in PTSD • Level of the Person in PTSD • Dissociative Amnesia and Dissociative Fugue • Dissociative
Symptoms: What Schizophrenia Looks Like 660 Looking at Levels: Binge Eating 674
CHAPTER 15
TREATMENT:
Healing Actions, Healing Words 684 ,jpP ■ if
Centered Therapy
OTHER FORMS OF TREATMENT 707
Evaluating Insight-Oriented Therapies 690
Modalities: When Two or More Isn’t a Crowd 707
Cognitive Therapy and Techniques: It’s the Thought Managed Care and Psychotherapy • Time and Therapy:
That Counts 697 Therapy Protocols and Brief Therapy • Technology and
Therapy: High-Tech Treatment
Theory of Cognitive Therapy • Techniques of
Cognitive Therapy Prevention: Sometimes Worth More Than a Pound
of Cure 713
Cognitive-Behavior Therapy 700
CONTENTS
I xv
Positive Change in Therapy: The Healing Powers • Which Treatment Works Best for Which Disorder? • Therapy,
Comparing Therapy Approaches and the Allegiance Medication, or Both? • Treatment for an Ethnically
Effect • What’s an Appropriate Control Diverse Population
Group? • Reducing Confounds • Randomized How to Pick a Therapist and a Type of Therapy 726
Controlled Trials Looking at Levels: Treating Obsessive-Compulsive
CHAPTER 16
SOCIAL PSYCHOLOGY:
Meeting of the Minds 732
SOCIAL COGNITION: Thinking About People 734
Making an Impression 734
Thin Slices Are Enough • Halo and Primacy Effects •
Self-Fulfilling Prophecy • Impression Management
Attitudes and Behavior: Feeling and Doing 738 Mating Preferences:
Your Cave or Mine?
Attitudes and Cognitions • Predicting Behavior • Behavior
Affects Attitudes • Assessing Attitudes Directly and Indirectly Social Organization: Group Rules, Group Roles 764
• Cognitive Dissonance • Attitude Change: Persuasion • Norms: The Rules of the Group • Roles and Status • When
Social Cognitive Neuroscience Roles Become Reality: The Stanford Prison Experiment
Stereotypes: Seen One, Seen ’Em All 746 Yielding to Others: Going Along With the Group 768
Stereotypes Affect Attention, Cognition, and Behavior • Conformity and Independence: Doing What’s Expected •
Cognition and Prejudice Compliance: Doing What You’re Asked • Obedience: Doing
Processes Perpetuating Unconscious Prejudice • Decision Making in Groups: Paths to a Decision • Social
Discrimination • Why Does Prejudice Exist? • Changing Loafing and Social Compensation • Social Facilitation:
Attributions: Making Sense of Events 755 Helping Behavior: Helping Others 776
Relationships: Having a Date, Having a Partner 759 REVIEW AND REMEMBER! 782
References R-l
Glossary> G-l
Name Index NI-1
Subject Index SI-1
Credits C-l
xvi CONTENTS
PREFACE
How can we write a book that engages students and provides them with an integrated
introduction to the field of psychology? That is what we asked each other as we began
writing this textbook. One of us is a cognitive neuroscientist and the other a clinical
psychologist. In writing collaboratively, we began to see how our different areas of psy¬
chology were dovetailing. Our teaching experience convinced us that the different
areas of psychology really are facets of the same whole —and we were inspired to try to
bring this view to a larger audience. We also wanted to show students how to apply the
results of psychological research to make learning and remembering easier—not just
for this course, but for any course, from economics to art history, and for the demands
of life in general. In this edition, we continue to pursue our goal of presenting an in¬
tegrated view of psychology, and we’ve tried to make the textbook even more accessi¬
ble for students —to help them better understand and retain the material they read and
to help them identify gaps in their understanding.
I xvn
differently. All psychological phenomena—from group interactions to psychological
disorders, memory, and creativity—can best be understood by considering events at all
three levels and how they interact, both with the world and with each other.
This view of psychology is exciting because it offers a way to organize a diverse
range of theories and discoveries. The different areas of psychology are interconnected,
although they are not often presented this way in textbooks. We wrote this book be¬
cause no other textbook, in our opinion, was able to succeed in connecting the diverse
areas of psychology.
Greater Emphasis
on the Science of Psychology
In the second edition of this book, we added a chapter on research methods (Chap¬
ter 2). Given our emphasis on the science of psychology, we decided that stu¬
dents really needed to see this material in one place. This chapter describes the
scientific method, types of studies that psychologists typically conduct, and funda¬
mental concepts of statistics. In addition, we describe a novel way to conceptualize
and analyze research. The QALMRI method relies on clearly un¬
derstanding the Question the research study asks, the Alternative
UNDERSTANDING RESEARCH answers that are considered, and the Logic that is applied to dis¬
j Constrained Creativity tinguish among the possible answers, as well as the Method, the
Question: Many people believe that truly creative thought requires freedom, but Results, and the Inferences that can be drawn from the results. We
others have argued that creativity thrives when there is a great deal of structure. use this method in Chapter 2 to take a detailed look at a specific
When a problem is specified precisely and the approach is made very clear, is it eas¬
ier to be creative? study, and we continue to use it in each of the subsequent chap¬
Alternatives: (i) Structure can facilitate creativity. (2) Structure can inhibit creativ¬
ters in this book; in fact, in each chapter, we use the method to
ity. (3) Structure makes no difference. examine one study in detail, in an updated feature called
LOGIC: Goldenberg and colleagues (1999) programmed a computer to engage in the Understanding Research.
most extreme form of structured thinking: following an algorithm, a step-by-step set of
rules. If such structure facilitates creativity, then the computer should be able to pro-
In the third edition, we have continued to update and in¬
| duce creative solutions—perhaps more of them than humans who are not working crease our coverage of relevant, cutting-edge scientific advances
within such a strict structure.
and their influences on the field of psychology. We also pride our¬
| Method: The researchers first studied effective advertisements and noticed that they
selves on providing the most comprehensive and yet accessible cov¬
seemed to rely on a few simple ideas (which are involved in creativity in general;
| Boden, 2000). For instance, many involved replacing properties of one thing with those erage of neuroscience for the introductory psychology student.
of another: An ad for Bally shoes, for example, suggested that the shoes gave wearers a
sense of freedom by showing clouds or an inviting island in the shape of a shoe; the
Moreover, we put the neuroscience solidly in a psychological con¬
sense of freedom conveyed by the clouds and the island was intended to transfer to the text; we don’t describe facts about the brain for their own sake, but
shoes. After being armed with such rules, the computer was asked to describe ads for
specific products in order to convey certain messages; its suggestions were then com¬
rather show how such facts illuminate psychology. We show how
pared to those from humans (who were not in the ad business). findings about the brain are best understood in the context of the
... person and the group.
Text Organization_
Most psychology textbooks have anywhere from 16 to 22 chapters; ours has 16. Market
research has shown that when using textbooks with more than 16 chapters, introduc¬
tory psychology instructors often end up either either skipping chapters or parts of a
chapter in the interest of time or requiring students to read multiple chapters per week.
Neither option is ideal, and both are likely to result in only a superficial grasp of the
field as a whole. Introductory psychology is intended to be a survey of the entire field,
and we believe that a book with 16 chapters allows students to sample all the areas of
psychology. We have carefully chosen core and cutting-edge concepts, theories, and
findings, to give students a thorough understanding of the field.
xviii PREFACE
\
Chapter Story
We begin each chapter with a story about a person or group. The story is then elab¬
orated on throughout the chapter, providing a framework for the chapter’s discussion
of relevant psychological theories and research. These stories serve several purposes.
They allow students to see how the psychological material covered in the chapter
might apply to people outside of a psychological laboratory. They also make the
PREFACE
I xix
material more interesting and applicable to students’ lives, thus facilitating learning
and remembering. In addition, each story integrates the various topics addressed
within a chapter, creating a coherent thematic whole to further enhance students’
understanding. Finally, the story itself provides retrieval cues to help students re¬
member the material.
In the third edition, we have introduced two new stories: The story in Chapter 9
(Types of Intelligence) traces the life of J. K. Rowling, the creative mind behind the
wizard Harry Potter, and that in Chapter 10 (Emotion and Motivation) follows
Mahatma Gandhi on his long journey of peaceful activism for social justice. As stu¬
dents learn more about Rowling or Gandhi (or any of the other people in the chapter
stories) over the course of a chapter, they also learn more about psychological findings
and principles and their applications. Because students are likely to remember the bi¬
ographical information about these interesting individuals, they will also remember a
lot about the content of the chapter. The chapter story is referred to or continued at the
beginning of each section. This fosters integration with the rest of the chapter and in¬
troduces each section’s topic in an applied context.
Looking at Levels
Within each chapter, we take one aspect of the content—a theory or a psychologi¬
cal phenomenon —and consider it from the three levels of analysis: the brain, the
person, and the group, as well as the interactions among events at each level. For
instance, in Chapter 11 (Personality), we examine the con¬
. ... ( LOOKING AT LEVELS cept of attachment from the level of the brain (what hap¬
pens biologically and how attachment might be linked to
Attachment
temperament), the person (how feelings of attachment af¬
In our closest relationships, we develop deep attachments to fect a person’s sense of security and self-worth), and the
other people. However, people differ in their attachment group (how attachment style, which begins as a social event
I style—their way of relating to significant others. Before we can analyze the nature of attach¬
between infant and primary caretaker, in turn, influences
ment, we must consider some key facts about it. One crucial finding is that an adult’s attach-
{ ment style with a partner stems from the way that the adult interacted with his or her parent (or an individual’s interactions with other people throughout
life). Each Looking at Levels feature serves to integrate
knowledge about the brain, personal beliefs, desires, and feelings, and group inter¬
actions. Moreover, we show how events at each level can be the point of focus, with
events at the other two levels serving as the context; we show that no one level of
analysis is the most important, and no one level alone is sufficient to understand
psychological phenomena. We integrate these diverse types of knowledge within each
chapter, rather than relegating such information to one or two separate chapters. The
Looking at Levels features also forge bridges that reach across chapters, leading to
more effective learning and remembering.
xx
I PREFACE
Think It Through!
Critical thinking questions —called Think It Through! —are also provided for each
major section of the chapter, immediately following the Test Yourself content-
check questions. The Think It Through! questions
ask students to apply the material to real-world set- y j,; j, j *. Through!
tings or to the chapter-opening story, requiring The eugenics movement seeks to improve the human species by encouraging those with extremely low IQ scores not
to have children. What do you think of this idea? Do you think it is useful to define people as mentally retarded or
them to think deeply about the material. Such ac¬
gifted? Why or why not?
tive processing enhances memory. And the loca¬ Is creativity always desirable? What would the world be like if everyone were supercreative, always trying to
change things? In what circumstances might creativity be more of a drawback than a benefit? Do you think ail
tion of these questions encourages students to phases of the creative process rely equally on intelligence? If not, are there ways in which people of differing intelli¬
immediately apply and analyze the information gence might best work together to be creative?
Understanding Research
Certain basic elements are included in all research reports. In the Understanding
Research features, we discuss and illustrate these elements, to help students as they
read and interpret published research studies and as they write up their own research.
In each chapter, we walk students through a selected research study so that they can
understand the content in greater depth and learn to think critically about research.
In the third edition, each Understanding Research feature is followed by a Think
Critically! question set, which asks students to reflect on how best to interpret the
research results.
one-standard,
age. Today, IQ scores are based on standardized norms for large samples, which =
of the Review and Remember! section, stu¬ are updated periodically so that the mean score on the WAIS or the WISC is deviation.
PREFACE xxi
Hands On Features
In most chapters we have included at least one demonstration of psychological phe¬
nomena for students to try alone or with others. The brief exercises will (1) provide stu¬
dents with another way to learn about the phenomenon —experiencing, not merely
reading about it; (2) make the material more vivid, thereby enhancing students' atten¬
tion and memory; and (3) put psychological principles into a concrete context, show¬
ing students that the principles really can affect how we think, feel, and behave.
The mini demonstrations include:
Introspection (p. 12) False memory (pp. 307-308)
Simulated participation in a research study Interactive images (p. 317)
(pp. 49-50) Method of loci (p. 317)
Measured neural conduction time (p. 81) Pegword systems (p. 318)
Transduction in the retina (p. 138) Rhyming words (p. 318)
Finding your blind spot (p. 139) Building mnemonics (p. 318)
Dark adaptation (p. 139) Memory enhancing techniques (pp.
Seeing afterimages (p. 142) 319-320)
Ambiguous figures (p. 146) Discovering syntax (pp. 328-329)
Motion cues (p. 149) Mental imagery (pp. 349-350)
Recognition and identification (pp. 151-152) Prototypes (p. 353)
Pop-out (p. 158) The hiking monk problem (p. 357)
The Stroop Effect (p. 160) The candle problem (p. 358)
Supertaster test (p. 178) Wason and Johnson-Laird’s card task (p. 368)
Kinesthetic sense (p. 179) Mental models (p. 367)
Meditation (pp. 215-216) Representativeness (pp. 369-370)
Mental image and classical conditioning Prochaska self-test (p. 606-607)
(p. 242) Suicide misconceptions self-test (p. 641)
Chunking (p. 280) Progressive muscle relaxation (p. 694)
Lincoln's head on a penny (p. 283) Cognitive dissonance (p. 742)
Modality-specific memory (p. 291) Asch experiment (pp. 769-770)
Dendrites
Nucleus
New!
Action
potential
Enhanced Art Program and
Action potential
Graphics Display_
The third edition includes an entirely new art program that fea¬
tures high-quality and appropriately colorized images. The style
Step 1: The action potential and color schemes are carried throughout the book, so students
reaches the end of the axon.
Terminal don’t encounter a hand-rendered fuchsia brain on one page and a
button
grainy green brain photograph on another. Scrupulous adherence
Vesicles to one art style should help students develop and reinforce their
Step 2: Synaptic
vesicles release own consistent mental images of important content material.
neurotransmitters Many illustrations continue to highlight, in step-by-step fash¬
into the synaptic
ion, some of the most important studies covered in the book.
cleft.
Examples are a study on alcohol and sexual aggression (p. 222),
Watson’s famous experiment with Little Albert (p. 239), Bandura’s
Synaptic Dendrite of 1 Step 3: Neurotransmitters
Bobo doll experiment (p. 270), Schachter and Singer’s experi¬
bind to receptors and the
■ action potential is transmitted. ment on cognitive influences on emotion (p. 436), and Festinger’s
and Carlsmith’s cognitive dissonance study (p. 742). These vi-
sual presentations not only complement the in-text
descriptions, they enhance learning in several ways:
■ The panels walk students through each study,
allowing them to understand its details more
fully.
■ The clear, uncomplicated illustrations use
perceptual principles to convey information
effectively (these principles are described in Initially, Little Albert did not show a fear of animals, but he Then the researchers presented a white rat (CS) and made
did exhibit fear if a loud noise was made behind his back the loud noise (US).
detail in Kosslyn, 1994a, in press). (a hammer striking a steel bar).
PREFACE xxiii
■ Revised and expanded discussion of how the different parts of the brain work together
■ Expanded discussion of the neuroimmune system and how the brain helps fight disease
■ Revised Looking at Levels feature, “The Musical Brain”
■ New photos to illustrate key concepts
■ Discussion of magnetoencephalography (MEG) and its uses
■ Discussion of new research in genetics and its relationship to the mind and behavior
■ New coverage of knockout and knockin mice
■ New figure illustrating how features of the environment can select among variations of
characteristics, called natural selection
■ 75 new citations of references
Chapter 4: Sensation and Perception: How the World Enters the Mind
• Expanded discussion of color vision, newly formatted to make it easier for students to
understand
Reorganization of the section on visual perception for improved readability and
understanding
B Expanded discussion of bottom-up and top-down processing
® New section, “Combining What and Where: Faces and Gazes,” discussing how the
two visual pathways work together
New discussion of decibels, with an illustration to clarify the concept
■ New illustration of dichotic listening
■ Expanded discussion of pheromones and the behavior they elicit
■ 101 new citations of references
Chapter 6: Learning
■ Explanation of how sensitization occurs
■ Division of the main section on classical conditioning into smaller units for improved
readability and understanding
■ New photos and figures to highlight key concepts
■ Extended coverage of taste aversion in the Understanding Research feature, “The
Discovery of Taste Aversion”
■ New coverage on conditioning and chemotherapy
■ Revised discussion of operant conditioning
■ Discussion of additional research findings regarding delayed reinforcement
■ Expanded discussion of observational learning
Revised Looking at Levels feature, “Facial Expressions as Reinforcement and
Punishment”
Discussion of the actor-critic model of learning and its biological bases
■ 70 new citations of references
Chapter 12: Psychology Over the Life Span: Growing Up, Growing
Older, Growing Wiser
■ New chapter organization
■ New discussion of maturation
■ Expanded discussion of the effects of teratogens on a fetus
■ Expanded discussion of the effect of a positive environment on a fetus
XXVI
I PREFACE
■ Expanded coverage of sensory perception in babies
■ Revised discussion of brain development and memory
■ Expanded discussion of changes in information processing with cognitive development
■ Expanded discussion of attachment
■ Expanded section on gender roles
■ Expanded coverage of adolescent cognitive development
■ New introduction to the section titled “Becoming an Adult”
■ Discussion of the less differentiated brain in the section about adult development
■ Expanded coverage on the aging brain
■ 125 new citations of references
Instructor Supplements
New! Psychology in Context, Instructor's Classroom Kit and CD-ROM,
Volumes I and II Our unparalleled classroom kit includes every instructional aid
an introductory psychology professor needs to excel in the classroom. We have made
our resources even easier to use by placing all of our print supplements
in two convenient volumes. Organized by chapter, each volume contains the
Instructor’s Manual, Test Bank, Grade Aid Study Guide, and slides from the PowerPoint
presentation. Electronic versions of the Instructor’s Manual, Test Bank, PowerPoint
presentation, images from the text, and video clips, all searchable by key terms, are
made easily accessible to instructors on the accompanying Classroom Kit CD-ROMs.
XXVlll
I PREFACE
MYPSYCHLAB This interactive and instructive multimedia resource can be used to
supplement a traditional lecture course or to administer a course entirely online. It is
an all-inclusive tool, a text-specific e-book plus multimedia tutorials, audio, video, sim¬
ulations, animations, and controlled assessment to completely engage students and re¬
inforce learning. Fully customizable and easy to use, MyPsychLab meets the
individual teaching and learning needs of every instructor and every student. Visit the
site at www.mypsychlab.com.
Insights into Psychology Video or DVD, Vols. I-IV These video programs in¬
clude two or three short clips per topic, covering such topics as animal research, para¬
psychology, health and stress, Alzheimer’s disease, bilingual education, genetics and
IQ, and much more. A Video Guide containing critical thinking questions accompa¬
nies each video. Also available on DVD.
New! Interactive Lecture Questions for Clickers These lecture questions will
jump-start exciting classroom discussions.
Allyn and Bacon Digital Media Archive for Psychology, 5.0 This com¬
prehensive source includes still images, audio clips, web links, animation and video
clips. Highlights include classic experimental psychology footage from Stanley
Milgrim’s Invitation to Social Psychology, biology animations, and more—with cov¬
erage of such topics as eating disorders, aggression, therapy, intelligence, and sensa¬
tion and perception.
Student Supplements
MyPsychLab, Student Version This interactive and instructive multimedia re¬
source is an all-inclusive tool, a text-specific e-book plus multimedia tutorials, audio,
video, simulations, animations, and controlled assessment to completely engage users
and reinforce learning. Easy to use, MyPsychLab meets the individual learning needs
of every student. Visit the site at www.mypsychlab.com.
PREFACE xxix
Tutor Center One-on-One Tutoring!-Now Included in MyPsychLab or
Available for Separate Purchase www.ablongman.com/tutorcenter/psych
A support service that’s available when you need it! Qualified tutors will answer ques¬
tions about material in the text. The Tutor Center is open during peak study hours —
in the late afternoon and evenings, 5-12 p.m. (EST), Sunday through Thursday during
the academic calendar.
XXX
I PREFACE
ACKNOWLEDGMENTS
We want to give a heartfelt thanks to the many reviewers who read earlier versions of one or
more chapters, sometimes the entire book, and helped shape this third edition. This is by far a
better book for their efforts.
Nancy Adler, University of California, San Nicholas Epley, University of Chicago Kevin Ochsner, Columbia University
Francisco Joseph R. Ferrari, DePaul University Kathy R. Phillippi-Immel, University of
Michael Todd Allen, University of Albert M. Galaburda, Harvard Medical Wisconsin, Fox Valley
Northern Colorado School Brad Pinter, Pennsylvania State University,
Marlene Behrmann, Carnegie Mellon Peter Gerhardstein, Binghamton University Altoona
University David T. Hall, Baton Rouge Community Robert Plomin, Institute of Psychiatry,
Bernard J. Baars, The Neurosciences College London
Institute Argye Hillis, Johns Hopkins School of Frank J. Provenzano, Greenville
Lisa Feldman Barrett, Boston College Medicine Technical College
Sara C. Broaders, Northwestern University Herman Huber, College of Saint Elizabeth Scott Rauch, Harvard Medical School
Ekaterina V. Burdo, Wright State School Alan E. Kazdin, Yale University School of Patricia Sampson, University of Maryland,
of Professional Psychology Medicine Eastern Shore
Howard Casey Cromwell, Bowling Green Andrea Rittman Lassiter, Minnesota State Lisa M. Shin, Tufts University
State University University, Mankato Jennifer Siciliani, University of Missouri,
Charles S. Carver, University of Miami Angela Lipsitz, Northern Kentucky St. Louis
Patrick Cavanagh, Harvard University University William C. Spears, Louisiana State
KinHo Chan, Hartwick College Jon K. Maner, Florida State University University
Jonathan D. Cohen, Princeton University Michele Mathis, University of North Larry R. Squire, University of California,
Virginia Ann Cylke, Sweet Briar College Carolina, Wilmington San Diego
Richard J. Davidson, University of Stuart McKelvie, Bishop’s University Robert Stickgold, Harvard Medical School
Wisconsin, Madison Richard J. McNally, Harvard University Lisa Valentino, Seminole Community
Mark Davis, University of West Alabama Steven E. Meier, University of Idaho College
Pamela Davis-Kean, University of Robin K. Morgan, Indiana University Tor Wager, Columbia University
Michigan Southeast J. Celeste Walley-Jean, Spelman College
Douglas R. Detterman, Case Western Eric S. Murphy, University of Alaska, Daniel T. Willingham, University of
Reserve University Anchorage Virginia
Wendy Domjan, University of Texas, Lynn Nadel, University of Arizona Karen L. Yanowitz, Arkansas State
Austin Margaret Nauta, Illinois State University University
Dale V. Doty, Monroe Community Jason Nier, Connecticut College Marvin Zuckerman, University of
College Matthew K. Nock, Harvard University Delaware
We also want to thank the reviewers who helped shape previous editions: They helped cre¬
ate the foundation on which this new edition is built. Their comments were invaluable. (Note
that the institution given below as the affiliation for each reviewer was accurate at the time of
the review; some affiliations may have changed since then.)
I XXXI
Merrill Garrett, University of Arizona Alan Kazdin, Yale University Todd D. Nelxon, California State
Michael Garza, Brookhaven College Melvyn King, State University of New University
Peter Gerhardstein, State University of York-Cortland Jacqueline Pope-Tarrence, Western
New York-Binghamton Joseph LeDoux, New York University Kentucky University
Harvey Ginsburg, Southwest Texas State Matthew Lieberman, University of Beth Post, University of California, Davis
University California, Los Angeles Celia Reaves, Monroe Community
Jordan Grafman, National Institute of Serry Loch, Paradise Valley Community College
Neurological Disorders and College Gregory Robinson-Riegler, University of
Strokes Linda Lockwood, Metropolitan State St. Thomas
Dana Gross, St. Olaf College College Bennett Schwartz, Florida International
Larry Hawk, State University of New Eric Loken, University of Pittsburgh University
York-Buffalo Miclral Markham, Florida International Alan Searleman, St. Lawerence University
Julie Hoigaard, University of University Paul Shinkman, University of North
California-Irvine Bruce McEwen, Rockefeller University Carlina-Chapel Hill
Dan Horn, University of Michigan Marcia McKinley, Mount St. Mary’s Larry Squire, Veterans Affairs Medical
Stephen Hoyer, Pittsburgh State College Center, San Diego
University Marisa McLeod, Santa Fe Community Robert Stickgold, Harvard Medical School
Kathy Immel, University of College Irene Valchos-Weber, Indiana University
Wisconsin-Fox Valley Richard McNally, Harvard University John Wiebe, University of Texas, El Paso
xxxii ACKNOWLEDGMENTS
We also profited enormously from conversations with our friends and colleagues, particu¬
larly Nalini Ambady, Mahzarin Banaji, Mark Baxter, Alain Berthoz, John Cacioppo, David
Caplan, Alfonso Caramazza, Patrick Cavanagh, Verne Caviness, Christopher Chabris,
Jonathan Cohen, Suzanne Corkin, Francis Crick, Richard Davidson, Susan Edbril, Jeffrey
Epstein, Michael Friedman, A1 Galaburda, Giorgio Gain, Jeremy Gray, Anne Harrington,
Marc Hauser, Kenneth Hugdahl, Steven Hyman, Jerome Kagan, Julian Keenan, Denis Le
Bihan, Fred Mast, Amy Mayer, Richard McNally, Merrill Mead-Fox, Ken Nakayama, Kevin
O’Regan, Alvaro Pascual-Leone, Steven Pinker, Susan Poliak, Scott Rauch, Kim Rawlins,
Melissa Robbins, Robert Rose, Steven Rosenberg, Margaret Ross, Daniel Schacter, Jeanne
Serafin, Lisa Shin, Dan Simons, Edward E. Smith, Elizabeth Spelke, David Spiegel, Larry
Squire, Eve van Cauter, Laura Weisberg, and Edgar Zurif. We thank Maya and Alain Berthoz,
Maryvonne Carafatan and Michel Denis, Christiane and Denis Le Bihan, Josette and Jacques
Lautrey, Bernard Mazoyer, and Nathalie Tzurio-Mazoyer for their hospitality during our year
in France, which made it possible and enjoyable to work productively there. We also thank the
staff at the College de France for their help, in too many ways to list. And to our parents (Bunny,
Stanley, Rhoda, and the late Duke) and our children (Nathaniel, David, and Justin), a huge
thanks for your patience with our work-filled weekends and evenings, and for your love, support,
and good humor. You have sustained us.
Other people have been instrumental in making the first draft of this book, and thus this
third edition, a reality. These include Andrea Volfova (for her good-humored assistance and in¬
cisive comments), Jennifer Shepard, Bill Thompson, David Hurvitz, Steve Stose, Cinthia
Guzman, Nicole Rosenberg, and Deborah Bell for their patience and willingness to help us dig
out references and check facts, especially via long-distance communication during the year we
were in France. The idea for the book developed over years of working with the Sophomore
Tutors and Assistant to the Head Tutor, Shawn Harriman, at Harvard University, and we want
to thank them all; helping them grapple with the concepts of levels of analysis led us to make
this book clearer. We are particularly indebted to two of the tutors, Laurie Santos and Jason
Mitchell, who read an early draft of the book and offered copious and wise comments. Finally,
we wish to thank Christopher Brunt, an undergraduate who used the first edition of the book
and spotted an ambiguity in one of the figures; we fixed the figure and appreciate his feedback.
Dr. Suzanne M. Delaney, Dr. James H. Geer, and students Katherine Geier and June Ha took
the time to share with us ways in which the second edition could be improved, and we greatly
appreciate their observations and suggestions. We welcome with open arms feedback from all
who read this book and have ideas about how to improve it.
Last but definitely not least, we want to thank the crew at Allyn and Bacon for their vision,
support, good humor, and patience. Many special thanks to Karon Bowers, who, as Executive
Editor for Psychology, initiated this revision before becoming the Editor-in-Chief for
Communication, and to Susan Hartman, who has since taken the helm as Editor-in-Chief for
Psychology; Pamela Laskey, Executive Marketing Manager, whose vision and enthusiasm for
the book inspired us; Michael Granger, Production Manager, whose diligence and great eye
made this edition look so good; Jane Hoover, copy editor extraordinaire, whose eagle eye and
depth of processing of our words continually impress us; Sharon Geary, Director of
Development, for reading first pages so carefully; Lara Torsky and Deb Hanlon, the editorial as¬
sistants who facilitated many important projects, including the commissioning of all the re¬
views; Jennifer Trebby, Associate Development Editor, and Kristin Vickers, for the many hours
they spent on the all new Test Yourself questions, and editorial intern Mekea Harvey, who
helped put some vital, final pieces of this project together. We also thank Editorial Director
Jason Jordon, for his good listening abilities and creative solutions; Roth Wilkofsky, President of
Allyn and Bacon/Longman, for his support and understanding; Sandi Kirschner, President of
Addison Wesley Higher Education, and Bill Barke, CEO of Addison Wesley Higher Education,
for their continuing support and participation in the project. Finally, and most importantly, our
development editors on this edition, who have given so much of themselves to this project: Lisa
McLellan, Senior Development Editor, who expertly and patiently guided the second edition
of this text and labored through the critical early stages of this edition before departing for her
own labor and motherhood, and Cheryl de Jong-Lambert, Senior Development Editor, who
gallantly stepped into the breach with energy, patience, and great ideas. Thank you all.
ACKNOWLEDGMENTS
I xxxm
I nterest in gender and cultural diversity issues remains an important theme in
modern psychology. These topics are treated throughout the text in an integrated
fashion.
XXXIV
I
ABOUT THE AUTHORS
Stephen IVI. Kosslvn
Stephen M. Kosslyn is Chair of the Psychology Department and John Lindsley
Professor of Psychology in Memory of William James at Harvard University, as well
as Associate Psychologist in the Department of Neurology at Massachusetts General
Hospital. He received his B.A. from UCLA and his Ph.D. from Stanford University,
both in psychology. His research has focused primarily on the nature of visual men¬
tal imagery and visual communication, and he has published six books and over 250
papers on these topics. For ten years he was “head tutor,” supervising graduate stu¬
dents teaching year-long introductory psychology courses using levels of analysis.
While actively engaged with writing and academic pursuits, Dr. Kosslyn is currently
on the editorial boards of many professional journals.
Robin S. Rosenberg
Robin S. Rosenberg is a clinical psychologist in private practice and has taught psy¬
chology at Lesley University and Harvard University. She is certified in clinical hyp¬
nosis and is a member of the Academy for Eating Disorders. She received her B.A. in
psychology from New York University, and her M.A. and Ph.D. in clinical psychology
from the University of Maryland, College Park. Dr. Rosenberg did her clinical intern¬
ship at Massachusetts Mental Health Center, had a postdoctoral fellowship at Harvard
Community Health Plan, and was on the staff at Newton-Wellesley Hospital’s
Outpatient Services. Dr. Rosenberg specializes in treating people with eating disorders,
depression, and anxiety.
n a balmy April day in 2002, a young man
was playing golf. Nothing unusual about
that. But when this young man sank his
final putt, the watching crowd let out a
roar, and he looked for his parents and
embraced them, fighting back tears. The occasion was
the PGA Masters Tournament, and the young man was
Tiger Woods.
Think of the magnitude of his victory: At 26, Woods was the youngest three-time
winner of the Masters. And golfs reigning champion, in a sport that had long been ef¬
fectively closed to all but Whites, was of Asian, Black, White, and Native American an¬
cestry. Tiger Woods dominated the sport of golf like no one before him or perhaps to
come — all at a very young age. Before he came on the scene, golf was truly “the White
man’s sport,” and the only place for a minority was as a caddy. After he burst into our
collective awareness, he not only opened the sport to minorities, but also brought it
into the mainstream —golf courses nationwide have become more crowded since
Woods’s rise to prominence.
If you could discern and explain the factors that led to Tiger Woods’s meteoric rise
to fame, you would be a very insightful psychologist.
But where would you begin? You could look at Woods’s hand-eye coordination, his
concentration and focus, and his ability to judge distances and calculate factors of
wind, temperature, and humidity.
You could look at his personality—his reaction to racist hate mail (as a college stu¬
dent at Stanford University, he even kept one particularly vile letter taped to his wall),
his religious beliefs (he was raised in his mother’s faith, Buddhism), his demeanor dur¬
ing play, and his discipline in training.
You could look at his relationships with the social world around him —his family,
his competitors, his fans.
Is this psychology? Indeed it is. Psychologists ask and, in scientific ways, attempt to
answer questions about why and how people think, feel, and behave as they do.
Because we are all human and so have much in common, sometimes the answers are
universal. But we are also, like snowflakes, all different, and psychology helps to explain
our uniqueness. Psychology is about mental processes and behavior, both exceptional
and ordinary. In this chapter, we show you how to look at and answer such questions
by methods used in current research and (because the inquiry into what makes us tick
has a history) how psychologists over the past century have approached these questions.
THE SCIENCE OF PSYCHOLOGY:
Getting to Know You
Virtually everything any of us does, thinks, or feels falls within the sphere of psychol¬
ogy. You are dealing with the subject matter of psychology when you watch people in¬
teracting in a classroom or at a party, or notice that a friend is in a really terrible mood.
The field of psychology aims to understand what is at work when you daydream as you
watch the clouds drift by, when you have trouble recalling someone’s name, even
when you’re asleep.
What Is Psychology?
Although it may seem complex and wide-ranging, the field you are studying in this text¬
book can be defined in one simple sentence: Psychology is the science of mental
processes and behavior. Let’s look at the key words in this definition.
First, science: From the Latin scire, “to know,” science avoids mere opinions, in¬
tuitions, and guesses and instead strives to nail down facts —to know them —by using
objective evidence to answer questions like these: What makes the sun shine? Why
does garlic make your breath smell strong? How is Tiger Woods able to direct his
swings so superbly? A scientist uses logic to reason about the possible causes of a
phenomenon and then tests the resulting ideas by collecting additional facts, which
will either support the ideas or refute them, and thus nudge the scientist further
along the road to the answer.
Second, mental processes: Mental processes are what your brain is doing not only
when you engage in “thinking” activities such as storing memories, recognizing ob¬
jects, and using language, but also when you feel depressed, jump for joy, or savor the
experience of being in love. How can we find objective facts about mental processes,
which are hidden and internal? One way, which has a long history in psychology, is to
work backward, observing what people do and inferring from outward signs what is
going on “inside.” Another, as new as the latest technological advances in neuro¬
science, is to use brain-scanning techniques to take pictures of the living brain that
show its physical changes as it works.
Third, behavior: By behavior, we mean the outwardly observable acts of a per¬
son, either alone or in a group. Behavior consists of physical movements, voluntary
or involuntary, of the limbs, facial muscles, or other parts of the body. A particular
behavior is often preceded by mental processes, such as a perception of the current
situation (how far the golf ball must travel) and a decision about what to do next
(how forcefully to swing the club). A behavior may also be governed by the rela¬
tionship between the individual and a group. Tiger Woods might not have performed
the way he did in 2002 had he been playing in 1920, when many in the crowd
Psychology: The science of mental processes would not have wanted a non-White person to win. So there are layers upon layers:
and behavior. An individual’s mental processes affect his or her behavior, and these processes are
Mental processes: What the brain does affected by the surrounding group (the members of which, in turn, have their own
when a person stores, recalls, or uses infor¬
mation or has specific feelings. individual mental processes and behaviors).
Behavior: The outwardly observable acts of When you think about a friend’s “psychology,” you might wonder about his or her
an individual, alone or in a group. motivations (“Why would she say such a thing?”), knowledge (“What does she know
that led her to make that decision?”), or goals (“What is she trying to accomplish by
acting like that?”). In all cases, you are trying to describe (such as by inferring what your
friend knows or believes) and explain (such as by inferring your friend’s motivations)
your friend’s mental processes and behavior. Most people try to describe and explain
other people’s psychology on the basis of “common sense” or generalizations they’ve
heard (such as the idea that some people are grouchy in the morning). The field of psy¬
chology is dedicated to helping us understand each other by using the tools of science.
But more than that, psychology’s goals are not simply to describe and explain mental
processes and behavior, but also to predict and control them. As an individual, you’d
probably like to be able to predict what kind of person would make a good spouse for
you or which politician would make sound decisions in crisis situations. As a society,
we all would greatly benefit by knowing how people learn most effectively, how to con¬
trol addictive and destructive behaviors, and how to cure mental illness.
1. First, we can ponder the machine itself. The computer is a mechanism. One event
causes another. You enter a “Save” command, it saves a file to a disk; you enter a
“Print” command, it sends the file to the printer, and so forth. Each input triggers
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a specific event, cause and effect. The computer program is like a mental process;
it specifies the steps the mechanism takes in particular circumstances.
2. Second, we can ask about the content of the computer—the specific infor¬
mation it contains and what’s being done to it. The mechanism behaves exactly
the same way if you type a research paper, a love letter, or directions to a bar¬
becue. Nevertheless, the differences in content obviously matter a great deal.
The content relies on the mechanism (for instance, if the computer is not turned
on, you cannot type in any content), but the mechanism and content are not
the same.
3., Third, we can hook the computer into a network. We now focus on how different
computers affect each other and the network itself What happens when you type in
a query to Google? Your computer (both the mechanism and the particular con¬
tent you type) interacts with others that relay the query and finally send back in¬
formation in response.
These so-called levels of analysis (to rely on the most accepted and widely used
terminology) build on one another, with each level adding something new to our
understanding of computing. Specifically, the content relies on the mechanism (as
anyone knows who has tried to use a computer with a broken hard drive or
malfunctioning power supply), and the network depends on both the content (such
as the particular commands or requests you enter) and the mechanism (a function¬
ing computer).
Do we really need to consider these three levels of analysis? To see why we do, sup¬
pose you log onto the internet and your computer suddenly freezes. Why? It could be
that your hard drive has crashed (mechanism); or perhaps you entered an invalid com¬
mand (content); or perhaps the network itself is down (network). To consider all of the
possible reasons for your computer’s malfunction, you need to contemplate disruptions
at each level of analysis.
Now let’s see how this analogy applies to humans.
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you, and you’re finding it hard to concentrate: Events at the level of the group are af¬
fecting events at the level of the brain. Because you really want to hear this stuff, you’re
wondering how to get your neighbor to cut it out, and you decide to shoot a few dirty
looks his way: Events at the level of the person are affecting events at the level of the
group (which, as we’ve seen, affect events at the level of the brain). And all of this is
going on within the physical environment of the room, where the sunlight that had
seemed warm and welcoming is now pretty hot, and you’re getting drowsy, and you’re
really irritated, and you finally change your seat. . . . And round and round. Events at
the three levels of analysis, in a specific physical context, are constantly changing and
influencing one another. To understand fully what’s going on in any life situation, you
need to look at all three.
The concept of levels of analysis has long held a central role in science in gen¬
eral (Anderson, 1998; Nagel, 1979; Schaffner, 1967) and in the field of psychology
in particular (Fodor, 1968, 1983; Kosslyn & Koenig, 1995; Looren de Jong, 1996;
Marr, 1982; Putnam, 1973; Saha, 2004), and for good reason: This view of psy¬
chology not only allows you to see how different types of theories and discoveries il¬
luminate the same phenomena, but it also lets you see how these theories and
discoveries are interconnected —and thus how the field of psychology as a whole
emerges from them.
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^Yourself
What is psychology? 4. Advantages to using a levels-of-analysis approach in psy¬
a. the scientific analysis of behavior chology are
b. the science of behavior and mental processes a. learning how different theories shed light on the same
c. an exploration of human feelings event.
d. the scientific study of the brain b. seeing how various theories are interconnected.
2. At which level of analysis can Tiger Woods's golfing ability be c. developing a richer and more comprehensive understand¬
best explained? ing of human behavior.
a. the level of the brain d. All of these are advantages to using a levels-of-analysis
b. the level of the person approach.
c. the level of the group
d. All three levels are needed to explain behavior adequately.
3. Prejudice seems to be influenced by many factors, including
social conventions and people's attitudes. Even brain struc¬
tures play a role in prejudice. Looking at prejudice from the
Answers
level of the person involves P> PZq T
Think It Through!
In your own life, can you identify instances where events at the different levels of analysis were clearly at work?
How would you react if it could be shown conclusively that all criminals have an abnormal structure in a certain
part of their brains? If this were true, what should we do with this knowledge? Or, what if it could be shown that
criminals have perfectly normal brains, but they all had weak parents who didn't give them enough discipline when
they were children? Neither of these single-perspective views is likely to be correct, but what if one level of analysis
turns out to be more important than the others?
Structuralism
Wilhelm Wundt (1832-1920), usually considered the founder of scientific psychology,
set up the first psychology laboratory in 1879 in Leipzig, Germany. The work of Wundt
and his colleagues led to structuralism, the first
Margaret Floy Washburn was not only
formal movement in psychology. The structural¬ Edward Titehener's first graduate student to
ists sought to identify the “building blocks” of receive a Ph.D., but was also the first woman
consciousness (consciousness is the state of being to earn a Ph.D. in psychology (1894, Cornell).
The Science of Psychology / Psychology Then and Now / The Psychological Way / Ethics / Review and Remember 11
The structuralists developed and tested their theories
partly with objective techniques, such as measures of the
time it takes to respond to different sensations. Their pri¬
mary research tool, however, was introspection, which
means literally “looking within.” Here is an example of
introspection: Try to recall how many windows and doors
are in your parents’ living room. Are you aware of “see¬
ing” the room in a mental image, of scanning along the
walls and counting the windows and doors? Introspection
is the technique of noticing your mental processes as, or
immediately after, they occur. Insofar as the structural¬
ists’ theories were about the structure of consciousness,
they addressed the mechanisms of mental processes —and
hence considered events at the level of the brain. But
they also considered the contents of consciousness itself,
at the level of the person.
Had the structuralists been asked to analyze Tiger
Wilhelm Wundt (the man with the long
Woods’s golf success—how, for example, he perceives dis¬
gray beard standing behind one table) in his tances, fairway terrain, and wind direction —they probably would have trained him to
laboratory. use introspection to describe his mental processes. By 1913, however, another German
scientist, Oswald Ktilpe, had discovered that not all mental processes are accompanied
by mental imagery. In fact, if you asked Tiger Woods how he manages to swing a golf
club so well, he probably wouldn’t be able to tell you. Contemporary researchers have
discovered that as our expertise in a skill increases, we are less able to use introspection
to describe it.
Let’s say that although you are able to use mental imagery as a tool to recall the
numbers of windows and doors in your parents’ living room, your best friend doesn’t
seem to be able to do the same. How could you prove that mental images actually exist
and objects can indeed be visualized? For the early psychologists, this was the core of
the problem. Barring the ability to read minds, there was no way to resolve disagree¬
ments about the mental processes that introspection revealed. If the only evidence you
gather cannot be verified, you cannot establish the evidence as fact. This is precisely
what happened when the structuralists tried to use introspection as a scientific tool.
Their observations could not be objectively repeated with the same results, and thus
their theorizing based on introspective reports fell apart.
Functionalism
Rather than trying to chart the elements of mental processes, the adherents of
functionalism sought to understand how our minds help us to adapt to the world
around us —in short, to function in it (Boring, 1950). Whereas the structuralists asked
what mental processes are and how they operate, the functionalists wanted to know why
humans think, feel, and behave as we do. The functionalists had less interest in events
at the level of the brain than did the structuralists and greater interest in events at the
level of the group. The functionalists, many of whom were Americans, shared the urge
to gather knowledge that could be put to immediate use. Sitting in a room introspect¬
ing simply didn’t seem worthwhile to them. The functionalists’ interest lay in the meth¬
Introspection: The process of “looking ods by which people learn and in how goals and beliefs are shaped by environments.
within.”
As such, their interests spanned the levels of the person and the group.
Functionalism: The school of psychology
that sought to understand how the mind helps The functionalists were strongly influenced by Charles Darwin (1809-1882),
individuals function, or adapt to the world. whose theory of evolution by natural selection stressed that some individual organisms
Gestalt Psychology
Although their work began in earnest nearly 50 years later, the Gestalt psychologists,
like the structuralists, were interested in consciousness, particularly as it arises during
perception (and thus, they too focused on events at the levels of the brain and the
person). But instead of trying to dissect the elements of experience, Gestalt
psychology—taking its name from the German word Gestalt, which means “whole” —
emphasized the overall patterns of thoughts or experience. Based in Germany, Max
Wertheimer (1880-1943) and other scientists noted that much of the content of our
thoughts comes from what we perceive and, further, from inborn tendencies to struc¬
ture what we see in certain ways.
Have you ever glanced up to see a flock of birds heading south for the winter? If so,
you probably didn’t pay attention to each individual bird but instead focused on the
flock. In Gestalt terms, the flock was a perceptual unit, a whole formed from individ¬
ual parts. The Gestalt psychologists developed over 100 perceptual laws, or principles,
that describe how our eyes and brains organize the world. For example, both because
the birds are near one another (the law of proximity) and because they are moving in
the same direction (the law of common fate), we perceive them as a single unit.
Gestaltists believed that such principles are a result of the most basic workings of the
Gestalt psychology: An approach to under¬
brain and that they affect how we all think. Most of the Gestalt principles illustrate the
standing mental processes that focuses on the
dictum that “the whole is more than the sum of its parts.” When you see the birds in idea that the whole is more than the sum of
flight, the flock has a size and shape that cannot be predicted from the size and shape its parts.
The Science of Psychology / Psychology Then and Now / The Psychological Way / Ethics / Review and Remember 13
of the birds viewed one at a time. To Gestalt psy¬
chologists, just as the flock is an entity that is more
than a collection of individual birds, our patterns
of thought are more than the simple sum of indi¬
vidual images or ideas. Gestaltists would want to
know how Tiger Woods can take in the overall lay¬
out of each hole, or even an 18-hole course, and
plan his strategy accordingly.
Today the study of perception is no longer the
province of Gestalt psychology alone but rather a
central focus of psychology, as well it should be.
Perception is, after all, our gateway to the world; if
our perceptions are not accurate, our correspon¬
ding thoughts and feelings will be based on a dis¬
torted view of reality. The research of the
Gestaltists addressed how the brain works, and
today Gestaltism has become integrated into stud¬
ies of the brain itself.
We do not see isolated individual musicians,
but a marching band. In the words of the
Gestalt psychologists, "the whole is more
than the sum of its parts."
Psychodynamic Theory: More Than
Meets the Eye
Sigmund Freud (1856-1939), a Viennese physician specializing in neurology (the
study and treatment of diseases of the brain and nervous system), developed a detailed
and subtle theory of how thoughts and feelings affect our actions. We consider Freud
and theorists who followed in his footsteps in Chapter 11; here we touch briefly on key
points of his theory.
Freud stressed the notion that the mind is not a single thing, but in fact has sep¬
arate components. Moreover, some of these mental processes are unconscious; that
is, they are outside our awareness and beyond our ability to bring to awareness at
will. Freud believed that we have many unconscious sexual, and sometimes aggres¬
sive, urges. Moreover, Freud also believed that a child absorbs his or her parents’
and culture’s moral standards, which then censor the child’s (and, later, the adult’s)
goals and motivations. Thus, he argued, we often find our urges unacceptable and
so keep them in check, hidden in the unconscious. According to Freud, these un¬
conscious urges build up until, eventually and inevitably, they demand release as
thoughts, feelings, or actions.
Freud developed what has since been called a psychodynamic theory. From the
Greek words psyche, or “mind,” and dynamo, meaning “power,” the term refers to the
continual push-and-pull interaction among conscious and unconscious forces. Freud
believed that it was these interactions that produced abnormal behaviors, such as ob¬
sessively washing one’s hands until they crack and bleed. According to Freud, such
hand washing might be traced to unacceptable unconscious sexual or aggressive im¬
pulses bubbling up to consciousness (the “dirt” perceived on the hands) and that wash¬
Unconscious: Outside conscious awareness ing symbolically serves to remove the “dirt.” What would followers of psychodynamic
and not able to be brought to consciousness theory say about Tiger Woods? A Freudian would probably ask Woods about his earli¬
at will.
est memories and experiences and try with him to analyze the unconscious urges that
Psychodynamic theory': A theory of how led to his intense interest in golf. This theory addresses mental processes and behavior
thoughts and feelings affect behavior; refers
to the continual push-and-pull interaction at all three levels of analysis: The theory of mental mechanisms is at the level of the
among conscious and unconscious forces. brain, but an individual’s experience affects events at the level of the person, and the
This was the only ship lost out of a convoy with which the Corsair
operated during the long period of this service in and out of the
Gironde, from June to November of 1918. On several occasions
steamers were attacked and sunk or damaged just before joining or
just after leaving the escort. These included the Montanan, the
Westbridge, the Westward Ho, the Cubore, and the French cruiser
Dupetit Thouars. When the S.O.S. calls came, the Corsair hurried to
stand by, but other naval vessels happened to be nearer the scene
and were able to save the survivors, or the ship managed to remain
afloat, as in the case of the Westward Ho. A cruise in August,
beginning on the ill-omened 13th, turned out to be anything but
monotonous, from start to finish. The air was full of tragic messages
from torpedoed ships. It was like a dying flurry of the German
submarine campaign.
The excitement began with this entry in the Corsair’s record:
S.S. Tivives (third ship in right-hand column) signalled
“Torpedo just passed our stern from starboard.” This ship
notified Aphrodite by radio. Went to general quarters and
searched but saw nothing except whales and porpoises.
Wind was light and sea smooth. French destroyer Aisne,
which was astern of us, apparently intercepted radio as he
was observed to be searching.
A little later in this voyage came the following tale of disaster, as
caught by the radio:
Intercepted from Marseilles, “Montanan torpedoed.”
Intercepted from Noma, “Westbridge torpedoed.”
Intercepted from Aphrodite, “Cubore torpedoed, 10 p.m.
Friday.”
The Corsair and Aphrodite had left their outward-bound convoy at
this time, according to orders, to steer for the rendezvous and make
contact with a fleet of fourteen ships bound in for France. During the
night a green Véry light flared against the cloudy sky to the
southward. The Corsair headed for it at full speed, but could find no
ship in distress and it was later conjectured that the signal might
have come from the French destroyers which had remained to pick
up the survivors of the Cubore.
Soon after this, several lights were sighted close to the water. It is
hard to realize how unusual and arresting was such a phenomenon
as this upon an ocean where ships had long shrouded themselves in
darkness, screening every ray and glimmer lest it might betray them
to a lurking enemy. The vision of officers and lookouts had so
adapted themselves to these conditions that they were able to
discern a shadow of a ship a mile away. In this instance, when
vessels’ lights, several of them, were boldly displayed, the Corsair
approached warily until it was possible to make them out as showing
aboard a little flock of Breton fishermen. It was known that a French
submarine was operating in this patrol area and the officers of the
Corsair plausibly assumed that the lights might be a decoy for Fritz,
so they concluded not to meddle with the situation.
Next morning another bevy of fishing vessels was seen, and the
French submarine was with them, while a steamer was also standing
by. Meanwhile the Corsair and Aphrodite had found the inbound
convoy which had also a destroyer escort, and one of these, the
Lamson, ran down to investigate the startling picture of a submarine
calmly loafing about. The Frenchman promptly exploded a smoke
bomb as the proper recognition signal, for he was taking no chances
with a venomous Yankee destroyer which was known to be
exceedingly quick on the trigger when a periscope or conning tower
was etched against the horizon. It was agreed that there were much
more healthy pursuits than to be ranging the Bay of Biscay in a
French submarine.
Fortune had been unkind when the Corsair tried to pull the
Californian into port, but the story was a happier one when next she
had the opportunity to snatch a good ship from the greedy maw of
the sea. How it was done is summarized in a letter written by Vice-
Admiral Wilson, after the event:
U.S. Naval Forces Operating in European Waters
Forces in France
U.S.S. Prometheus, Flagship
Brest, France, 8 October 1918
From: Commander U.S. Naval Forces in France.
To: Lieutenant Commander W. B. Porter, U.S.N.R.F.
Subject: Commendation.
The Commander U.S. Naval Forces in France takes
pleasure in commending the excellent seamanship and
judgment displayed by you in the salvage of the
Norwegian steamship Dagfin, as reported in your letter of
September 17, 1918.
The Dagfin, a vessel of 2100 tons, loaded with general
supplies for the Italian Government, had been totally
disabled for six days with a broken shaft when sighted by
the Corsair on September 10th, in Latitude 45° 3′ North,
Longitude 8° 03′ West. The U.S.S. Corsair under your
command maintained touch with the Dagfin until the
heavy weather then prevailing had moderated, and towed
her into port, a distance of three hundred miles through
the submarine zone, arriving at Verdon on September
14th.
(Signed) Wilson
Nothing daunted, the skipper of the Corsair hauled his own ship
around to leeward and deftly placed her where the line floated so
close to the Dagfin that it was caught and hauled up by a boat-hook
as she drifted upon it. To this light line the Corsair secured one
hundred and fifty fathoms of ten-inch manila hawser, and the Dagfin
heaved it aboard with a turn about the winch. To the end of the
hawser the Norwegians bent fifty fathoms of chain, for the longer
the tow-line the easier the strain in heavy weather. The Corsair
secured her end of the hawser by means of a wire span leading to
the two after gun mounts, and then she was ready to go ahead and
pull her heart out. It is needless to remark that the yacht had not
been designed or built to yank disabled freighters through the Bay of
Biscay in the tail-end of a nasty gale of wind.
They went ahead, Corsair and Dagfin, and worked up to a speed
of five knots, reducing it a trifle when the strain seemed too great.
They slogged along in this manner until 8.30 p.m. when the chain
parted and the Dagfin went adrift. Commander Porter describes the
rest of it in his report:
We observed that the Dagfin had broken adrift, and
when attempting to haul in our tow-line I found that it
was weighted with the Dagfin’s chain which had parted in
the hawse-pipe. A six-inch line was bent and used as a
messenger to the forward capstan, but as this would hold
only four turns, which rendered, the starboard capstan
was used to assist. No lead blocks of sufficient size were
available to keep the line clear of the deck-house, and
both houses were damaged. It was difficult to stopper and
secure the messenger to the wet hawser. This was chafed
its entire length, although the ship went ahead slowly to
angle the hawser slightly and reduce the bend over the lip
of the chock.
After three hours’ work the hawser was all in and the
chain let go. Had conditions been favorable, of course the
chain could have been hove in through the hawse-pipe,
but I desired to intercept the French tug Penguin, sent out
from Brest, which was then close by. The strain had unlaid
the hawser, and releasing the chain allowed the turns to
take up again. Removing numerous kinks from a wet, ten-
inch rope is a long, tedious job.
As the tug had passed us in the night and was not in
sight at daylight, I closed in to pick up our tow.
Attempting to throw a line on board, we could not get
near enough to reach, as there was still a moderate swell
and we were both rolling and surging. A boat was lowered
and our hawser bent to the Dagfin’s cable, and at 7.45
a.m. we went ahead at six knots. The average speed for
twenty-six and a half hours was actually six and a quarter
knots.
At 8.15 the Penguin arrived and I had difficulty in
communicating, as she could not comprehend semaphore
signals nor was our language perfectly clear to them. Our
radio communication had been very good, although I was
more reluctant to use it than was the Penguin, especially
in stating latitude and longitude. To my question, “What
are your orders?” the reply was, “Bordeaux.” She also
informed me that she could tow four knots and as this
would not bring us into port before dark of the following
day, I decided to continue towing and requested that the
Penguin escort. I considered that the advantages of
greater speed and a much shorter time at sea gave us the
larger margin of safety.
In my opinion (with a very limited experience in towing)
the method adopted was by far the best way of towing a
ship. Not only is the windlass usually the strongest and
most convenient place to secure to, but in the absence of
a very long hawser the weight of chain sagging down
makes an effective spring. There was never any undue
strain and the Dagfin’s chain could not have parted if it
had been in good condition.
In the early morning of September 14th the Corsair trailed into the
mouth of the Gironde, doggedly kicking along at six knots, with the
Norwegian water-bruiser dragging in her wake. There the Penguin
took hold and the yacht went on alone to a berth at Pauillac, none
the worse for the experience. It was all in the job, not so sensational
as dropping depth bombs on a submarine, but perhaps requiring
more courage, endurance, and seamanship. Commander Porter’s
description of the tussle with the hawser is highly technical, but one
catches glimpses of the hard and heavy toil of the sea and the ability
to do the right thing in time of stress which comes only with
experience. The sailors of the Corsair, many of them landlubbers
only a year before, were learning the tricks of the trade.
It was back to the convoys again, the same old round of
discomfort at sea and coaling ship in port, but the spirit of the great
adventure had not been dulled. By way of change and respite, the
Corsair was twice chosen to carry distinguished official visitors from
one French base to another. The first occasion was on August 24th
when the passengers comprised the party of members of the House
Committee on Naval Affairs who were inspecting for themselves the
American naval and military forces overseas—Chairman L. P.
Padgett, D. J. Riordan, W. L. Hensley, J. R. Connelly, W. B. Oliver, W.
W. Venable, J. C. Wilson, T. S. Butler, W. J. Browning, J. R. Farr, S. E.
Mudd. J. A. Peters, and F. C. Hicks.
They were the guests of the Corsair from Royan to the great
American aviation base at Pauillac, and their enthusiastic approval of
the work of the Navy in the war was pleasant for the crew of the
Corsair to hear. Their report, later submitted to the Secretary of the
Navy, contained this non-partisan opinion, signed by Republican and
Democratic members alike:
The committee visited and inspected the United States
naval activities at Bordeaux, Moutchic, Pauillac, Rochefort,
La Rochelle, La Pallice, Fromentine, Paimbœuf, Saint-
Nazaire, Montoir, Le Croisic, L’Orient, Île Tudy, and Brest.
The amount of money expended at these various stations
mounts into the hundreds of millions of dollars and the
activities involve the employment of thousands upon
thousands of men. They represent activities on land and
water, under the water, and in the air. They involve
transportation of troops, munitions, equipment, food, and
clothing from the United States into France of the value of
untold millions. The duties and responsibilities of the Navy
were to escort and convoy ships transporting troops, and
all manner of effort and activity in the air, patrolling the
seas against German submarines, and safeguarding the
arrival and departure of ships, the construction of bases
for the operation and the care of the enormous aviation
organization, and also at the various bases providing first
aid and hospital accommodations for the sick and disabled
and the establishment of sanitary conditions, housing
facilities, and numerous other activities essential to the
proper care of the men, besides the many other efforts
essential to the successful prosecution of the war.
Copyright by Underwood and Underwood, N. Y.
I N this strange warfare against an enemy who fought, for the most
part, under the sea, there was no more effective agency than the
wireless telegraph or radio. It enabled the convoys to receive
warnings and to steer safe courses, it brought help to hundreds of
ships in distress, and as an offensive weapon enabled the Allied
naval forces to locate and destroy a large number of German
submarines. Without the highly developed employment of radio
communication, it would have been impossible to protect the
transportation of troops, food, and material. More than any other
factor, the radio won the war at sea.
As soon as directional wireless was perfected and used, it became
practicable to fix the position of a U-boat by means of the messages
sent from it, and, as Admiral Sims has said, “Their commanders
were particularly careless in the use of wireless. The Germanic
passion for conversation could not be suppressed, even though this
national habit might lead to the most serious consequences. Possibly
also the solitary submarine felt lonely; at any rate, as soon as it
reached the Channel or the North Sea, it started an almost
uninterrupted flow of talk. The U-boats communicated principally
with each other, and also with the Admiralty at home, and in doing
this they gave away their position to the assiduously listening Allies.
The radio direction-finder, by which we can instantaneously locate
the position from which a wireless message is sent, was the
mechanism which furnished much of this information. Of course, the
Germans knew that their messages revealed their locations, for they
had direction-finders as well as we, but the fear of discovery did not
act as a curb upon a naturally loquacious nature.”
The radio service of the Corsair was considered unusually efficient
by no less an authority than Admiral Wilson, who had occasion to
write the following commendation:
Brest, France
29 April, 1918
From: Commander U.S. Naval Forces in France.
To: Commanding Officer U.S. Corsair.
Subject: Forwarding of radio dispatch.
1. An important message from the U.S.S. Seattle,
addressed to the Commander U.S. Naval Forces in France,
was intercepted by the U.S.S. Corsair and forwarded to
destination via the District Commander Rochefort. This
message was received in the Communication Office, Brest,
about three p.m. Sunday, 28 April, 1918.
2. The Commander U.S. Naval Forces in France is
greatly pleased with this proof of the alertness and
efficiency of the radio personnel on board the U.S.S.
Corsair. The message was not heard by the French high
powered station, Brest, and while it was heard by the Flag
Radio Station in Brest, it was not copied in its entirety
because of interference from near-by stations, and the
correct copy as received from the U.S.S. Corsair was of
great assistance.
(Signed) Wilson
ELECTRICIANS SWAN
H. A. BRECKEL, CHIEF AND PLUMMER, OF THE
RADIO OPERATOR HIGHLY EFFICIENT
“RADIO GANG”