Unit 5 03032023-LECTURE NOTES ON ANTENNAS AND MICROWAVE ENGINEERING (3-2 ECE, R20, JNTUA) - 230-249
Unit 5 03032023-LECTURE NOTES ON ANTENNAS AND MICROWAVE ENGINEERING (3-2 ECE, R20, JNTUA) - 230-249
Unit 5 03032023-LECTURE NOTES ON ANTENNAS AND MICROWAVE ENGINEERING (3-2 ECE, R20, JNTUA) - 230-249
MICROWAVE MEASUREMENTS)
Syllabus: Microwave Semiconductor Devices: Gunn Oscillator – Principle of operation,
Characteristics, Two valley model, IMPATT, TRAPATT diodes.
Antennas and Microwave Measurements: Sources of errors, Patterns to be Measured,
Pattern Measurement Arrangement, Directivity Measurement, Gain Measurements (by
comparison, Absolute and 3-Antenna Methods). Description of Microwave bench-different
blocks and their features, errors and precautions, Microwave power measurements,
Measurement of attenuation, frequency, VSWR (low, medium, high), Measurement of ‘Q’ of
a cavity, Impedance measurements.
MICROWAVE SEMICONDUCTOR DEVICES:
Classification:
Solid state microwave devices are classified as
(a) Based on their electrical behavior
(i) Non-linear resistance type: example varistors (variable resistors)
(ii) Non-linear reactance type: example varactors (variable reactors)
(iii)Negative resistance type: example Tunnel diode, Impatt diode, Gunn diode
(iv)Controllable impedance type: example PIN diode
(b) Based on construction
(i) Point contact diodes
(ii) Schottky barrier diodes
(iii)Metal oxide semiconductor devices
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(iv)Metal insulation devices.
Applications:
The applications of microwave solid state devices are given by
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(a) The applications of varactor diode:
(i) Harmonic generation
(ii) Microwave frequency multiplication
(iii)Low noise amplification
(iv)Pulse generation and pulse shaping
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Cathode T Anode
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Metal coated
contact
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The transit time of electrons between the cathode and anode is calculated by knowing
the velocity of the electrons which is approximately equal to 107 cm/se for gallium
arsenide. When the applied voltage or electric field is slowly increases, the carrier
drift velocity is linearly increases as shown in figure below.
2X107
Drift velocity (cm/se)
107
0 ETh 5 10 15 20
Electric field (kV/cm)
J1 J1
J2 T J2
E1 E2 E E1 E2 E
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(a) Current-controlled mode
(a) Voltage-controlled mode
In the voltage-controlled mode the current density can be multivalued, where as in the
current-controlled mode the voltage can be multivalued. In a specimen a high field
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Forbidden
Eg = 1.43 eV band
Valence
band
Fig(1): Two-valley model of electron energy versus wave number for n-type GaAs
carriers enter in to the lower valley of the conduction band as shown in figure 2(a),
where ‘k’ is the wave number. When the applied electric field is less than the energy
of lower valley (El) then all the electrons will be present
within the lower valley.
E E E
0 k 0 k 0 k
(a) E < El (b) El < E < Eu (c) Eu < E
Since each energy state in the conduction band has its own energy level. Lower valley
having less energy compared to upper valley, but lower valley having higher energy
compared to valence band. When the electrons acquires sufficient energy from the
applied field they can enter different energy states in the conduction band depends
upon their energy compared to the energy of the states. When the electrons energy is
lesser than the lower valley energy, they can jump up to the lower valley, but they
cannot enter in to the upper valley. This situation is shown in figure 2(a). When the
applied electric field is in between El and Eu, then the charge carriers will try to jump
in to the upper valley. Where El is energy of lower valley and Eu is energy of upper
valley. As shown in figure 2(b), when El < E < Eu some of the electrons will enter
from lower valley to upper valley. When the applied electric field is greater than the
energy of upper valley, then all the electrons will enter from lower valley to upper
valley as shown in figure 2(c).
If the electron densities in the lower and upper valley are ‘nl’ and ‘nu’ then the
conductivity of the n-type GaAs is given by
� = � �� �� + �� ��
Where ‘e’ is the charge of electron, ‘μ’ is the mobility of electrons. The V-I
characteristics and electric field versus drift velocity characteristics are shown in
figure 3 below.
J vD
Negative resistance
Jth region
JV T
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Eth EV E Eth EV E (kV/cm)
As shown in figure 3a, when the applied electric field is slowly increasing from zero,
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the electrons will start to enter in to the lower valley of the conduction band and hence
the current is linearly increases. The current density (J) also linearly increases. The
drift velocity of electrons will increase linearly with the applied electric field. When
the applied electric field is greater than the threshold value (Eth), the electrons will
enter in to the upper valley and their effective mass will be increases and hence the
mobility of electrons decreases. Once mobility decreases, the electron drift velocity
also decreases. Therefore current density also decreases as shown in figure 3a. Then
the device exhibits negative resistance. Therefore, the final conclusion is the device
exhibits negative resistance when the charge carriers enter from lower valley to upper
valley. After completion of electron transfer from lower valley to upper valley, again
the current increases linearly because, the effective mass will be constant as long as
the charge carriers present in the upper valley. When the charge carriers transfers
from lower valley to upper valley, its mass is changing from one value to another
value and hence the current decreases.
On the basis of RWH theory, the band structure of a semiconductor must satisfy the
following three criteria in order to exhibit negative resistance.
(i) The separation energy between the bottom of the lower valley and the bottom
of the upper valley must be several times larger than the thermal energy
(about 0.026 eV at room temperature). That means ΔE > kT or ΔE >
0.026 eV.
(ii) The separation energy between the valleys must be smaller than the energy
gap between the conduction band and valance band. That is ΔE < Eg.
Otherwise the semiconductor will breakdown and become highly
conductive before electron begin to transfer to the upper valley because
hole-electron pair formation is created.
Electrons in the lower valley must have high mobility, small effective mass and low
density of states where as the electrons in the upper valley must have low mobility,
large effective mass and high density of states. In other words electron velocities must
be larger in the lower valley than in the upper valley.
IMPATT diode
It is possible to make a microwave diode exhibit negative resistance by having delay
between voltage and current in an avalanche together with transit time through the
material. Such devices are called Avalanche transit time devices. They use carrier
impact ionization to produce negative resistance at microwave frequencies. There are
three distinct modes of avalanche oscillators.
(i) IMPATT: Impact Ionization Avalanche Transit Time device.
(ii) TRAPATT: Trapped Plasma Avalanche Triggered Transit devices.
(iii)BARITT: Barrier Injected Transit Time device.
IMPATT Diode: The abbreviation of IMPATT is Impact Ionization Avalanche
Transit Time. The negative resistance can also be defined as that property of a device
which causes the current through it to be 1800 out of phase with the voltage across it.
This is the kind of negative resistance exhibited by IMPATT diode i.e., if we show the
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voltage and current have a 1800 phase difference, then negative resistance in IMPATT
diode is proved. The schematic diagram of IMPATT diode is shown in figure 1 below.
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Anode Cathode
P+ n n+
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TRAPATT diode
The abbreviation TRAPATT stands for Trapped Plasma Avalanche Triggered Transit
mode. The schematic structure and voltage & current waveforms of a TRAPATT
diode is shown in figure 2 below. TRAPATT diode is a high efficiency microwave
generator capable of operating from several hundred MHz to several GHz. The basic
operation of the oscillator is semiconductor pn junction diode reverse biased to
current densities well in excess of those encountered in normal avalanche operation.
The operation of TRAPATT diode is explained as follows:
At Point ‘A’ the electric field is uniform throughout the sample and its
magnitude is large but less than the required for avalanche breakdown. At ‘A’, the
diode current is turned on.
P+ n n+
Charging
Plasma formation
Plasma extraction
Residual extraction
Voltage and current
B
T Charging
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C Voltage
A G A
F
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D E Current
0 τ/2 τ t
Fig(2b): Voltage and current waveforms
Since the only charge carriers present are those caused by the thermal
generation, the diode initially charge up like a linear capacitor, driving the magnitude
of the electric field above the breakdown voltage. When the sufficient number of
carriers is generated, the particle current exceeds the external current and the electric
field is depressed throughout the depletion region, causing the voltage to decrease.
This portion of the cycle is shown by the curve from point ‘B’ to point ‘C’. During
this time interval the electric field is sufficiently large for the avalanche to continue,
and dense plasma of electrons and holes is created. As some of the electrons and holes
drift out of the ends of the depletion layer, the field is further depressed and “traps”
the remaining plasma. The voltage decreases to point ‘D’.
A long time is required to remove the plasma because the total plasma charge is large
compared to the charge per unit time in the external circuit. At point ‘E’ the plasma is
removed, but a residual charge of electrons remains in one end of the depletion layer
and a residual charge of holes in the other end. At point ‘F’ all the charge that was
generated internally has been removed. This charge must be greater than or equal to
that supplied by the external current; otherwise the voltage will exceed that at point
‘A’. from point ‘F’ to point ‘G’ the diode charge up again like a fixed capacitor. At
point ‘G’ the diode current goes to zero for half a period and the voltage remains
constant at VA until the current comes back on and the cycle repeats.
SOURCES OF ERRORS
Any measured quantity has a margin of error. For example, the complete value for the
gain of an antenna might be 15 dbi±0.5dB indicating a half decibel uncertainty.
Various errors and their sources are described here under
(a) Phase error and amplitude taper due to finite measurement distance:
Due to the finite measurement distance between the two antennas, phase error and
amplitude
error will occur. Consider a radiation pattern of source antenna shown the figure
below.
Phase error Receiving
antenna
Source antenna Radiation pattern
T
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Fig: Phase error and amplitude taper
Due to the particular shape of the radiation pattern, it will modulate the amplitude of
the signal reached the receiving antenna. Also all the incident waves will not have the
same phase.
(b) Reflections:
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Due to presence of obstacles (examples like trees, buildings, towers, etc) between the
two antennas, some waves will undergo reflections, scattering, diffraction, shadowing,
etc. The reflections are especially harmful in the measurement of low side lobes. A
small reflection coupled to the AUT through the main lobe may completely mask the
direct wave coupled through the side lobes.
(c) Other sources of error:
(i) Coupling to the reactive near field may be significant at low frequencies.
(ii) There is a scope for the alignment errors due to careless alignment of the
source antenna.
(iii)Man-made interfering signals may couple to the sensitive receiver especially
in outdoor ranges.
(iv)Due to large measurement distance between the two antennas, atmospheric
effects such as scintillation and multipath propagation will be present.
(v) Incorrect use of cable such as cables with insufficient shielding, and
unbalanced transmission lines may cause errors.
(vi)Impedance mismatch between the instruments and antennas may cause errors
in the gain measurements.
(vii) Imperfections of the transmitter, receiver and positioner cause
measurement errors.
PATTERNS TO BE MEASURED
In case of antenna measurements, two patterns to be measured are E-plane pattern and
H-plane pattern. These two patters are shown in the figure below.
E-plane
H-plane z z
Pattern
Pattern
E θ (θ,Ø=0)
EØ (θ,Ø=0)
y y
E-plane H-plane
Pattern Pattern
x EØ (θ=90,Ø) x E θ (θ=90,Ø)
The arrangement for measurement of radiation pattern is shown in the figure below. It
contains transmitting antenna primary antenna, Antenna Under Test (AUT) called
secondary antenna, mount for rotating the primary antenna, detector or receiver and
indicator. The primary antenna will radiate the signal towards the secondary antenna.
The secondary antenna will be rotated with the help of antenna drive unit. The
indicator will be used to indicate or to measure the relative magnitude of the received
field. There are two requirements for conducting the experiments with
the above arrangement such as distance requirement and uniform illumination
requirement.
Primary antenna Secondary antenna
(Tx.Antenna) (Rx.Antenna)
Transmitter
Antenna drive
Or
Oscillator
unit
Receiver
Indicator
The distance between the two antennas must be related to the following equation
2�2
�≥
�
Or
T �2
�=
8�
Where d is the maximum linear dimension of the either antenna, λ is the wavelength
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and δ is phase difference error.
The other requirement for an accurate field pattern measurement is, the primary
antennas should produce a plane of wave of uniform amplitude and phase over the
distance r.
DIRECTIVITY MEASUREMENT
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Standard gain
Horn antenna Precision
Calibrated Signal
Variable source
attenuator
Fixed
attenuator
Modul
ator
Detector
Receiver
Detector
Power
Bridge
Indicator
T Fig: set up for the gain measurement
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The transmitting section contains, signal source, modulator, precision calibrated
variable attenuator, detector, Power Bridge and arbitrary transmitting antenna. The
modulator modulates the signal generated by the signal source. This modulated signal
is transmitted towards the receiving antenna. The precision calibrated variable
attenuator is used to adjust the power to the required level. The power bridge is used
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to sense the variations in the frequency of operation if any during the experiment. The
receiver section contains two antennas such as antenna under test (AUT) and standard
gain horn antenna (reference antenna), fixed attenuator, receiver detector and
indicator. The purpose of fixed attenuator is, to avoid the impedance mismatch
between the two antennas and the receiver. The experimental procedure is explained
as follows:
(i) Connect the standard horn antenna to the receiver with the help of switch‘s’
and orient the antenna towards the transmitting antenna.
(ii) Adjust the input to the transmitting antenna to a convenient level with the help
of precision calibrated variable attenuator.
(iii)Note down the attenuator dial setting and let it be W1.
(iv)Note down the reading of Power Bridge and let it be P1.
(v) Now replace the standard horn antenna with AUT (antenna under test).
(vi)Again adjust the precision calibrated variable attenuator such that, the receiver
indicates the same previous reading as was with horn antenna.
(vii) Again note down the readings of variable attenuator and power Bridge and
let it be W2 and P2 respectively.
(viii) When P1 = P2, then calculate the gain by using the formula
�2
����(�) =
�1
Or gain in dB is � �� = �2 �� − �1 (��)
(ix)When P1 ≠ P2, then calculate the gain by using the formula
� 2 �1
× �= = �� × �
� 1 �2
Or gain in dB is � �� = �� �� + �(��)
Gain Measurement by using Absolute method:
The experimental set up for the measurement of gain by using the absolute method is
shown the figure below.
Transmitting antenna
Receiving antenna
Precision
Fixed
Calibrated Signal
attenuator Variable source
attenuator
Receiver Modul
Detector ator
Detector
Power
Indicator
T Bridge
T Precision
Fixed Signal
Calibrated
attenuator Variable source
attenuator
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Receiver Modul
Detector ator
Detector
Power
Indicator
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Bridge
Where PT1 is the power transmitted by antenna A1, PR2 is the power received by the
antenna A2, GT1 is the gain of the antenna A1, GR2 is the gain of the receiving antenna
A2 and R is the distance between the transmitting and receiving antenna.
Case-II (Antenna A2 is transmitting and antenna A3 is receiving):
By using the friiss transmission equation the, the relation between the received power
and transmitted power is given by
� 2
��3 = ��2 ��2 ��3 −− 2
4��
Where PT2 is the power transmitted by antenna A2, PR3 is the power received by the
antenna A3, GT2 is the gain of the antenna A2, GR3 is the gain of the receiving antenna
A3 and R is the distance between the transmitting and receiving antenna.
Case-III (Antenna A3 is transmitting and antenna A1 is receiving):
By using the friiss transmission equation the, the relation between the received power
and transmitted power is given by
� 2
��1 = ��3 ��3 ��1 −− 3
4��
Where PT3 is the power transmitted by antenna A3, PR1 is the power received by the
antenna A1, GT3 is the gain of the antenna A3, GR1 is the gain of the receiving antenna
A1 and R is the distance between the transmitting and receiving antenna.
But
��1 = ��1 = �1
��2 = ��2 = �2
��3 = ��3 = �3
Then the above three equations (1, 2, 3) becomes
� 2
��2 = ��1 �1 �2 −− 4
4��
� 2
��3 = ��2 �2 �3 −− 5
4��
� 2
��1 = ��3 �3 �1 −− 6
4��
Equations 4, 5 and 6 consist of three unknowns such as G1, G2, and G3. By solving
these three equations we can obtained the gain of any antenna (either the gain of A1 or
A2 or A3).
Description of Microwave bench-different blocks and their features
The basic microwave bench setup for measuring the various microwave parameters is
shown in the following figure.
T Indicator
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Matched
Microwav Variable Frequency Slotted
Isolator terminati
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The function of each and every block in the bench setup is explained as follows:
Microwave source is a oscillator which will generate the microwave signal of required
frequency. Examples of microwave oscillators are Reflex klystron oscillator,
Magnetron oscillator, Gunn oscillator, etc. The function of isolator is to avoid the
reflections not to reaching the source due to mismatch of the load. Variable attenuator
will be used to set the required value of the signal strength for a particular experiment.
Frequency meter will be used to measure the frequency of the signal flowing through
the bench setup. Slotted section will be used to measure the very important parameters
such as Vmax , Vmin , VSWR, reflection coefficient, guide wavelength, distance of Vmax,
and Vmin, etc. Matched termination is matched load connected to the second port of
the slotted section. Indicator is a either CRO or VSWR meter or some other device
which will be used to read the values to measured.
Errors and precautions
Microwave power
R1 R2
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Waveguide
mA
R5
R1 R2
R6
G Edc
R4 R7
R3
Microwave
power
Measurement of attenuation
Attenuation measurement using Power ratio method:
The bench setup for the measurement of attenuation using the power ratio method is
shown in the following figure. The procedure for attenuation measurement using the
power ratio method will be explained as follows:
T Crystal Thermistor Power
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detector mount meter
Indicator
Microwav
e source
Isolator
T Variable
attenuato
r
Frequency
meter
Slotted
section
terminati
on
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Fig: Microwave bench setup for frequency measurement
Variable
Microwav Slotted Unkown
Isolator attenuato
e source section load
r
Variable
Microwav Slotted Unkown
Isolator attenuato
e source section load
r
(i) Set up the signal in the bench setup by properly adjusting the power
supply and variable attenuator.
(ii) Locate the minima by adjusting the probe carriage of slotted section.
(iii) Find out the distance at which the power is twice the minimum value
on both sides of the minima point as shown in the following figure.
Power
T Double minimum
power points
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Vx =√2Vmin
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Vmin
d1 d2 Distance
Variable
Microwav Slotted Unkown
Isolator attenuato
e source section load
r
Fig: Microwave bench setup for measurement of impedance using slotted line
(v) Findout the VSWR of the load using the VSWR measurement procedure.
(vi)Calculate the impedance by using the smith chart.
Reflectometer
Forward Forward
detector detector
Pi Pr /100 Pr
Pi /100
Microwave Variable Forward directional Reverse directional Unknown
Isolator
source attenuator coupler (20 dB) coupler (20 dB) Load
T
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