2012 Metalmatertrans Woehrle2
2012 Metalmatertrans Woehrle2
2012 Metalmatertrans Woehrle2
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The microstructural evolution of compound layers grown on 1-mm thick a-iron substrates after
nitrocarburizing at 853 K (580 C) in NH3/H2/N2/CO gas mixtures was investigated by light
optical microscopy and X-ray diffraction. The evolution of the microstructure can be divided
into several stages. Starting with the formation of the carbon-rich phase cementite, which
practically does not contain nitrogen, the phase constitution of the compound layer develops
through successive stages of microstructural change into the direction of the nitrogen-richer and
carbon-poorer phases e and c’. These results are the consequences of (1) the kinetics of nitrogen
and carbon uptake at the gas–solid interface and the considerably different solubilities of
nitrogen and carbon in the a-iron substrate and (2) the occurrence of local equilibrium condi-
tions prevailing at the solid–solid interphase boundaries in the compound layer. The change of
the microstructure as a function of depth in the compound layer is shown to be compatible with
so-called ‘‘diffusion paths’’ in the ternary Fe-N-C phase diagram.
DOI: 10.1007/s11661-012-1100-1
The Minerals, Metals & Materials Society and ASM International 2012
Table I. Composition Ranges and Crystal Structure of Some Relevant Phases in the Ternary System Fe-N-C at a Temperature
of 853 K (580 °C)[16,17]
.
3=2
Table II. Composition of the Nitrocarburizing Atmosphere, the Corresponding Nitriding Potential* rN ¼ PNH3 PH2
and Treatment Time Used for Experiments of Series A, B, and C at 853 K (580 °C)
Series Treatment Time (h) NH3 (vol pct) H2 (vol pct) CO (vol pct) N2 (vol pct) rN (atm1/2)
A 4 13.23 57.95 20 8.82 0.30
4 15.44 57.95 20 6.61 0.35
4 17.64 57.95 20 4.41 0.40
4 22.05 57.95 20 – 0.50
B 0.25 15.44 57.95 20 6.61 0.35
0.5 15.44 57.95 20 6.61 0.35
2 15.44 57.95 20 6.61 0.35
4 15.44 57.95 20 6.61 0.35
8 15.44 57.95 20 6.61 0.35
24 15.44 57.95 20 6.61 0.35
C 4 13.23 57.95 20 8.82 0.30
*The nitriding potential is related to the chemical potential of nitrogen in a NH3/H2-containing gas mixture,[12] and it determines at a given
temperature the iron-nitride phase in equilibrium with a purely nitriding atmosphere. In contrast to the nitriding potential, no defined carburizing
potential can be given for the NH3/H2/CO/N2 gas mixtures as applied in the current work because the carburizing potential is hypothetically
infinite.[12,15] However, an ‘‘effective’’ carburizing potential prevails on nitrocarburizing because of the side reactions in the gas atmosphere.[26]
substrate, a h/e double layer had developed (Figure 4(b)). ture, a nitrogen content of approximately 0.35 at. pct
The corresponding X-ray diffraction patterns are given in occurs, which is practically equal to the nitrogen-
Figure 5. solubility limit in ferrite at 853 K (580 C) of
To determine the degree of nitrogen saturation in the approximately 0.36 at. pct.[17] Underneath the massive
a-iron substrate, in relation to the specific microstruc- cementite layer, a remarkably lower nitrogen content of
ture of the compound layer on top of the substrate, 0.25 at. pct occurs in the ferrite substrate. The lower
hardness measurements were performed in the diffusion nitrogen content underneath the cementite layer can be
zone, at positions laterally apart, directly underneath the ascribed to an inhibited diffusion of nitrogen through
compound layer, with a microstructure that varied from cementite compared with the diffusion of nitrogen
a carbon-rich cementite single layer to a nitrogen-rich e/ through iron (carbo)nitrides.[23,32,34]
e + c’ double-layer (cf. Figures 2(a) and (b); rectangular
specimen nitrocarburized in an 15.44 pct NH3,
57.95 pct H2, 20 pct CO, and 6.61 pct N2 gas mixture; IV. DISCUSSION
series B). The results are shown in Figure 6; the local
A. Kinetics: Origin of the Microstructural Evolution
nitrogen concentration in the ferrite substrate was
of the Compound Layer
calculated from the measured hardness values as
described in Section II. The hardness measurements As will be demonstrated in the following discussion,
show that in the ferrite substrate underneath the the time-dependent (series B) and atmosphere-depen-
compound layer, where e is present in the microstruc- dent (series A) evolutions of the microstructure of the
compound layer can be explained by assuming that local nitrogen and of 0.018 at. pct for carbon,[17] i.e., both
equilibria prevail at the solid–solid phase interfaces, solubilities differ by a factor of 20.
whereas solid–gas equilibrium does not necessarily The phase changes observed at the surface of the
prevail at the surface of the compound layer. The compound layer as function of time (series B, Figure 2)
time-dependent microstructural evolution of the com- indicate that at the surface, no ‘‘local equilibrium’’
pound layer can be caused by (1) the finite rates of occurs between the gas phase and the solid phase, at
nitrogen and carbon transfer from the gas phase to the least not for short and intermediate treatment times,
a-Fe substrate (before and after compound-layer for- which is discussed subsequently.
mation) and (2) the finite thickness of the plate-like The uptake of nitrogen and carbon from the nitro-
specimens used in the current experiments, implying a carburizing gas atmosphere in the ferrite substrate is
gradual saturation of the initially unsaturated substrate controlled by (1) the rate of NH3 and CO dissociation
after nitrocarburizing. As a consequence, in the case of a (possibly catalyzed) at the substrate surface, leading to
gas atmosphere of constant composition, the micro- adsorbed nitrogen and carbon atoms, (2) the rate of
structure of the compound layer will evolve as function recombination (and possibly desorption) of the
of treatment time. In the current case, the characteristic adsorbed atoms, and (3) the diffusion rates of, subse-
quently absorbed, nitrogen and carbon in the substrate
away from the surface. Finite values for the nitrogen
A time-invariant phase constitution (microstructure) of the com- and carbon uptake imply that a local equilibrium,à as
pound layer is expected to occur only for the case of a constant
nitrogen and carbon concentration at the surface of the compound
layer (implying local equilibrium or stationary state at the gas–solid à
interface) in combination with (1) a nitrogen and carbon saturated For example, if the recombination and desorption of adsorbed
substrate or (2) an infinitely thick substrate with initially constant nitrogen atoms from the specimen surface cannot be neglected com-
nitrogen and carbon content. In such cases (and assuming local equi- pared with the rate of NH3 dissociation, a stationary state instead of a
librium at the solid–solid interfaces in the compound layer), the local equilibrium occurs, i.e., the chemical potential of nitrogen in the
so-called Boltzmann transformation can be applied to Fick’s second solid at the surface of the specimen is lower than that pertaining to the
law, implying a time-invariant diffusion path (lateral gross composi- nitrocarburizing atmosphere.[12,36]
tion as a function of depth) and a parabolic growth of the compound-
layer thickness.[4,7,35]
prescribed by the chemical potentials of nitrogen and
carbon, as pertaining to the composition of the nitro-
evolution of phases in the compound layer can be carburizing atmosphere, cannot be established at once
described as a consequence of the large difference of the (i.e., at t = 0).
solubilities of nitrogen and carbon in the a-iron sub- The rate of carbon transfer from CO gas to ferrite has
strate (see Figure 7(b)) that affects the local solid–solid been found to be much faster than the rate of nitrogen
equilibrium at the compound layer/substrate interface. transfer from NH3 gas.[37] It can be concluded that the
As shown in the Fe-N-C phase diagram at 853 K relatively low solubility of carbon in ferrite (cf. Table I)
(580 C) (Figure 7(b)), the a-iron single-phase field in combination with the relatively fast uptake of carbon
exhibits a maximum solubility of 0.36 at. pct for (recognizing that the diffusivities of carbon and nitrogen
in a-iron do not differ much[38]) causes the ferrite observation and interpretation along these lines for
substrate to be much faster saturated with carbon than the initial formation of cementite was presented in
with nitrogen at the early stage of nitrocarburizing.§ References 22 and 23.
After continued nitrocarburizing, the surface-adjacent
§
region of the substrate becomes enriched with nitrogen
Even in the case of finite but about equal transfer rates of nitrogen gradually by the continuous diffusion of nitrogen
and carbon, the solubility limit of carbon will be surpassed first as a
consequence of the large difference of the solubility limits of nitrogen through (the grain boundaries of) the cementite layer
and carbon. as discussed in detail in Reference 32. The nucleation of
e at the cementite layer/substrate interface is then
induced if the nitrogen concentration in ferrite at
Hence, at the surface of the substrate, the initial the layer/substrate interface exceeds a critical value
formation of nitrogen-poor cementite instead of a (Figure 7(b), point B): First, a local equilibrium of h, e,
nitrogen-richer (carbo)nitride can occur (Figure 7(b), and a and then, after further nitrogen enrichment of the
point A), although the presence of the latter phase at the substrate, a local equilibrium of a and e, prevails. Note
surface would comply with thermodynamic equilibrium that e can be formed also by the conversion of cementite,
with the gas atmosphere or with the establishment of a as demonstrated first in Reference 39.
stationary state (see footnoteà), as suggested by the The role of the substrate saturation with nitrogen on
phase constitution at the surface of the compound layer the microstructural evolution of the compound layer
after long treatment times (cf. Section III–B). The first is supported fully by the results obtained from the
Fig. 5—Exemplary X-ray diffraction patterns (Co-Ka radiation) of compound layers obtained by nitrocarburizing for 4 h at 853 K (580 C)
using a 13.23 vol pct NH3, 57.95 vol pct H2, 20 vol pct CO, 8.82 vol pct N2, (rN = 0.30 atm1/2) gas mixture. (a) Cementite layer grown on a
pure a-iron substrate (cf. Fig. 4(a)), (b) h/e double layer grown on a nitrogen presaturated a-iron substrate (cf. Fig. 4(b)).
wedge-shaped specimens (series C; Figure 3) nitrocar- (practically) saturated with nitrogen (for more details,
burized under conditions where (initially) pure cementite see Section IV–C).
layers were obtained on the usual, 1-mm-thick, rectan- Based on the preceding discussion, the occurrence of
gular ferrite substrates (see series A). Indeed, at the thick similar stages in the compound-layer evolution of series
end of the wedge-shaped specimen, the substrate was A (variable gas composition with constant treatment
not saturated with nitrogen after nitrocarburizing, time; Section III–A) compared with series B (variable
which led to the formation of a single-phase cementite treatment time with constant gas composition; Section
layer. At some distance away, toward the thin end (rim) III–B) can now be understood as well: The substrate
of the specimen, nitrogen saturation of the substrate was becomes faster saturated with nitrogen after applying a
reached resulting in the development of a h + e dual- higher nitriding potential (cf. series A and cf. Figures 1
phase layer adjacent to the substrate. At the thin end and 2).
(rim) of the specimen, the substrate was saturated fast
with nitrogen resulting in the formation of a h/e double
B. Thermodynamics: Microstructure and Diffusion Paths
layer (Section IV–C).
Within the Compound Layer
The effect of nitrogen saturation on the development
of the microstructure of the compound layer is also As described subsequently, the observed phase con-
confirmed by nitrocarburizing of a nonsaturated, rect- stitution and interphase boundaries within the com-
angular specimen and a nitrogen presaturated, rectan- pound layer are in agreement with the metastable§§
gular specimen using a strongly carburizing atmosphere
(series C; Figure 4). The nonsaturated substrate showed §§
the formation of a massive cementite layer, whereas a h/ ‘‘Metastable’’ because h, e, and c’ are considered not to decompose
into graphite, nitrogen gas, and a-Fe as required for ‘‘stable’’ phase
e double layer had developed on the nitrogen presatu- equilibria.
rated substrate.
The hardness measurements in the ferrite underneath
a laterally inhomogeneous (h/e and e/h + e) compound ternary Fe-N-C phase diagram at 853 K
layer (cf. series B, Section III–C; Figure 6) show that the (580 C),[16,17,40,41] i.e., ‘‘local equilibria’’ prevail at the
formation of e–(carbo)nitride occurs only at locations of interphase boundaries in the compound layer. As a
the layer/substrate interface where the substrate is preparation for this discussion, the observations on the
time-dependent development of the microstructure have carbon in ferrite–– (see Table I). It is concluded that the
been summarized schematically in Figure 8.
After the initial formation of a single-phase h layer at ––
the surface (stage 1), the subsequent formation of e at Moreover, as shown in Figure 7, the formation of a single-phase c’
layer from a cementite and/or an e containing compound layer is
the cementite layer/substrate interface occurs and results possible only if the carbon content in the a-iron substrate at the layer/
in either a h/e (stage 2a) double layer or a h/h + e double substrate interface is decreased.
layer (stage 2b). Then, the amount of e in the compound
layer increases strongly by the growth of e into the
substrate and the simultaneous conversion of cementite carbon has escaped through the surface into the gas
into e– at the surface-adjacent region of the compound atmosphere.
Now, starting from the phase at the surface of the
compound layer and its composition and ending at the
–
The possible conversion of cementite into e was first reported in a-iron substrate, different diffusion paths, representing
Reference 39 after nitriding of pearlitic substrates at 843 K (570 C). the change of the lateral gross composition and phase
constitution of the compound layer as function of depth
layer (stages 3 and 4), for which the development ends at constant time, can be indicated schematically in the
with the presence of a single-phase e layer (stage 5). isothermal section of the ternary Fe-N-C phase diagram
Next, the c’ phase is formed at the interface between the at 853 K (580 C) for different stages of compound-
e layer and the substrate leading to an e/e + c’ double layer growth. With reference to Figure 8, proposals of
layer (stages 6a and 6b) and then to an e/c’ double layer these diffusion paths have been made in Figure 7(a);
(stage 7). The final stage of the compound layer observe the full lines with arrows (if possible
development involves increasing the amount of c’ until the diffusion paths were simplified by straight lines).
a single-phase c’ layer results (stage 8). The occasional The time-dependent change in the microstructure of the
formation of an e + c’ dual-phase layer (Figures 2(d) compound layer implies that the diffusion path changes
and (e)) is not considered in Figure 8 as a separate stage. correspondingly during nitrocarburizing. It follows that
It should be recognized that the single stages can overlap the microstructural development as observed within the
in time, as indicated by the laterally inhomogeneous compound layer can be understood as a straightforward
nature of the microstructure of the compound layer (cf. consequence of (1) the depth dependence of the gross
Figures 1 and 2, and Section IV–C). composition at the stage of nitrocarburizing considered
In the final stage of compound-layer evolution, a and (2) the thermodynamics of the Fe-N-C system,
single-phase c’ layer is obtained (Figure 2(f) and stage 8 determining the solid–solid local equilibria. Conse-
in Figure 8). The c’-phase can contain only little carbon quently, kinetic constraints have not to be invoked to
because of its narrow composition range (Table I). So explain the microstructure within the compound layer.
the question emerges, where the appreciable amount A coexistence of cementite and c’ (i.e., cementite being
carbon taken up initially in the compound layer has directly in contact with c’ as reported for a temperature
gone. The uptake of carbon by the a-iron substrate can of 823 K [550 C] in Reference 15) was never observed
be excluded because of the small solubility limit of in the current study pertaining to a temperature of
853 K (580 C). This finding is in agreement with the discussion and the diffusion paths in Figure 7(a)), a
ternary Fe-N-C phase diagram[17,24] where a two-phase lateral inhomogeneity of the microstructure is induced
field of cementite and c’ does not exist at 853 K (580 C) by the dramatic increase in the diffusive flux of
(cf. Figure 7(a)). The two-phase equilibrium a + e
obtained in the microstructure of the compound layer
after nitrocarburizing of nitrogen presaturated sub- *The diffusional flux of carbon into the a-iron substrate can be
neglected because of the small solubility limit of carbon in ferrite; see
strates (series C; cf. Figure 4(b)) indicates clearly the Table I.
temperature of 853 K (580 C) to be above the single
temperature for the invariant reaction h + c’ fi e + a in
the Fe-N-C system, which is consistent with experimen- nitrogen* through the compound layer at those regions,
tal results reported in Reference 24, where this temper- where the initially formed cementite layer has already
ature has been claimed to lie in the range of 833 K to been locally transformed into the e phase. Nitrogen
843 K (560 C to 570 C). diffusion through cementite (formed in the first stage of
nitrocarburizing) might vary locally depending on the
local microstructure (e.g., the local presence of an
C. Kinetics: Origin of Lateral Inhomogeneity initially high grain-boundary density might enhance the
of the Microstructure of the Compound Layer local flux of nitrogen through the cementite layer; cf.
Apart from the thermodynamically prescribed multi- Reference 26). Consequently, along the h/a interface, a
phase nature of the compound layer (see the preceding variation occurs for the time needed to attain the critical