Ich q2r2 Guideline Validation Analytical Procedures Step 5 Revision 1 en
Ich q2r2 Guideline Validation Analytical Procedures Step 5 Revision 1 en
Ich q2r2 Guideline Validation Analytical Procedures Step 5 Revision 1 en
EMA/CHMP/ICH/82072/2006
Committee for Medicinal Products for Human Use
© European Medicines Agency, 2023. Reproduction is authorised provided the source is acknowledged.
Document History
Q2A Approval by the Steering Committee under Step 4 and 27 October 1994
recommendation for adoption to the three ICH regulatory
bodies.
Q2B Approval by the Steering Committee under Step 2 and 29 November 1995
release for public consultation.
Q2B Approval by the Steering Committee under Step 4 and 6 November 1996
recommendation for adoption to the three ICH regulatory
bodies.
Q2(R1) The parent guideline is now renamed Q2(R1) as the November 2005
guideline Q2B on methodology has been incorporated to
the parent guideline. The new title is “Validation of
Analytical Procedures: Text and Methodology”.
Q2(R2) Adoption by the Regulatory Members of the ICH Assembly 1 November 2023
under Step 4.
Table of contents
1. Introduction ........................................................................................................ 4
1.1 Objective ............................................................................................................... 4
1.2 Scope.................................................................................................................... 4
2. General considerations for analytical procedure validation ............................... 4
2.1 Analytical procedure validation study ........................................................................ 5
2.2 Validation during the lifecycle of an analytical procedure.............................................. 7
2.3 Reportable range .................................................................................................... 8
2.4 Demonstration of stability-indicating properties .......................................................... 8
2.5 Considerations for multivariate analytical procedures .................................................. 8
3. Validation tests, methodology and evaluation ................................................... 10
3.1 Specificity/ selectivity............................................................................................ 10
3.1.1 General considerations ................................................................................ 10
3.1.2 Recommended data .................................................................................... 10
3.2 Range ................................................................................................................. 11
3.2.1 General considerations ................................................................................ 11
3.2.2 Response................................................................................................... 12
3.3 Accuracy and precision .......................................................................................... 14
3.3.1 Accuracy ................................................................................................... 14
3.3.2 Precision ................................................................................................... 15
3.3.3 Combined approaches for accuracy and precision ........................................... 16
3.4 Robustness .......................................................................................................... 16
4. Glossary ............................................................................................................ 16
5. References......................................................................................................... 20
ANNEX 1: Selection of validation tests ........................................................................ 21
ANNEX 2: Illustrative examples for analytical techniques ........................................... 22
This guideline presents elements for consideration during the validation of analytical procedures
included as part of registration applications. Analytical procedure validation forms a part of the
analytical procedure lifecycle, as described within ICH Q14 Analytical Procedure Development. ICH
Q2(R2) provides guidance on selection and evaluation of the various validation tests for analytical
procedures. This guideline includes a collection of terms and their definitions, which are meant to
bridge the differences that often exist between various compendia and documents of the ICH member
regulatory authorities.
The objective of validation of an analytical procedure is to demonstrate that the analytical procedure is
fit for the intended purpose. Further general guidance is provided on validation studies for analytical
procedures.
1.2 Scope
This guideline applies to analytical procedures used for release and stability testing of commercial drug
substances and products, hereafter referred to as ‘products’. The guideline can also be applied to other
analytical procedures used as part of the control strategy (ICH Q10 Pharmaceutical Quality System)
following a risk-based approach. The scientific principles described in this guideline can be applied in a
phase-appropriate manner to analytical procedures used during clinical development.
The guideline is directed to common uses of analytical procedures, such as assay, potency, purity,
impurity (quantitative or limit test), identity or other quantitative or qualitative measurements.
Approaches other than those set forth in this guideline may be applicable and acceptable with
appropriate science-based justification. The applicant is responsible for designing the validation studies
and protocol most suitable for their product.
Reference materials, or other suitably characterised materials, with documented identity, purity, or any
other characteristics as necessary, should be used in the validation study.
In practice, the experimental work can be designed so that the appropriate performance characteristics
are considered simultaneously to provide sound, overall knowledge of the performance of the analytical
procedure, for instance: specificity/selectivity, accuracy, and precision over the reportable range.
As described in ICH Q14, the system suitability test (SST) is an integral part of analytical procedures
and is generally established during development as a regular check of performance. Robustness is
typically evaluated as part of development prior to the execution of the analytical procedure validation
A validation study is designed to provide sufficient evidence that the analytical procedure meets its
objectives. These objectives are described with a suitable set of performance characteristics and
related performance criteria, which can vary depending on the intended purpose of the analytical
procedure and the specific technology selected. Section 3 “Validation tests, methodology and
evaluation” summarises the typical methodologies and validation tests that can be used (see also
Figure 2 in Annex 1 on selection of validation tests). Specific non-binding examples for common
techniques are given in Annex 2. Table 1 (below) provides the measured quality attributes, typical
performance characteristics and related validation tests, which are further illustrated in Annex 1.
The validation study should be documented. Prior to the validation study, a validation protocol should
be generated. The protocol should contain information about the intended purpose of the analytical
procedure, the performance characteristics to be validated and the associated criteria. In cases where
prior knowledge is used (e.g., from development or from previous studies), appropriate justification
should be provided. The results of the validation study should be summarised in a validation report.
The experimental design of the validation study should reflect the number of replicates used in routine
analysis to generate a reportable result. If justified, it may be acceptable to perform some validation
tests using a different number of replicates or to adjust the number of replicates in the analytical
procedure based on data generated during validation.
Figure 1 shows the inter-relationship between ICH Q2 and ICH Q14, and how knowledge generated
during analytical procedure development as described in ICH Q14 aids the design of a validation study.
Procedure
Performance
Characteristics to be
Demonstrated (2)
Specificity (3)
Specificity Test + + + +
Range
Response - + - +
(Calibration Model)
Accuracy (4)
Accuracy Test - + - +
Precision (4)
Repeatability Test - + - +
(1) other quantitative measurements can follow the scheme for impurity, if the range limit is close to the DL/QL;
other quantitative measurements can follow the scheme for assay (content or potency), if the range limit is not
close to the DL/QL
(3) lack of specificity of one analytical procedure should be compensated by one or more other supporting analytical
procedures, unless appropriately justified
(4) alternatively, a combined approach can be used to evaluate accuracy and precision
(5) where reproducibility has been performed and intermediate precision can be derived from the reproducibility
data set, an independent study for intermediate precision is not required
Changes may be required during the lifecycle of a validated analytical procedure. In such cases, partial
or full revalidation may be required. Science and risk-based principles can be used to justify whether
or not a given performance characteristic needs revalidation. The extent of revalidation depends on the
performance characteristics impacted by the change.
Transfer of a validated analytical procedure should be considered in the context of analytical lifecycle
changes in line with ICH Q14. When transferring analytical procedures to a different laboratory, a
partial or full revalidation of the analytical procedure performance characteristics and/or comparative
analysis of representative samples should be performed. Justification for not performing additional
transfer experiments should be provided if appropriate.
The required reportable range is typically derived from the specification and depends on the intended
use of the procedure. The reportable range is confirmed by demonstrating that the analytical
procedure provides results with acceptable response, accuracy and precision. The reportable range
should be inclusive of the upper and lower specification or reporting limits, as applicable.
Table 2 exemplifies recommended reportable ranges for common uses of analytical procedures; other
ranges may be acceptable if justified. In some cases, e.g., at low amounts, wider upper ranges may be
more practical.
A validated quantitative analytical procedure that can detect changes in relevant quality attributes of a
product during storage is considered to be stability-indicating. To demonstrate specificity/selectivity of
a stability-indicating test, samples containing relevant degradation products should be included in the
study. These can include: samples spiked with target analytes and known interferences; samples that
have been exposed to various physical and chemical stress conditions; and actual product samples that
are either aged or have been stored under stressed conditions.
For multivariate analytical procedures, results are determined through a multivariate calibration model
utilising more than one input variable (e.g., a spectrum with many wavelength variables). The
multivariate calibration model relates the input data to a value for the property of interest (i.e., the
model output).
Successful validation of a multivariate procedure should consider calibration, internal testing and
validation.
In the first phase, model development consists of calibration and internal testing. Calibration data
are used to create the calibration model. Test data are used for internal testing and optimisation of
the model. The test data could be a separate set of data or part of the calibration set used in a
rotational manner. This internal test step is used to obtain an estimate of the model performance
and to fine-tune an algorithm’s parameters (e.g., the number of latent variables for partial least
squares (PLS)) to select the most suitable model within a given set of data. For more details, see
ICH Q14.
In the second phase, model validation, a validation set with independent samples is used for
validation of the model. For identification libraries, validation involves analysing samples (i.e.,
challenge samples) not represented in the library to demonstrate the discriminative ability of the
library model.
Use of analytical Low end of reportable range High end of reportable range
procedure
Assay of a product (1) 80% of declared content or 80% 120% of declared content or
of lower specification acceptance 120% of the upper specification
criterion acceptance criterion
Dissolution:
Immediate release
Q - 45% of the lowest strength
one point specification
(1) Where assay and impurity are performed as a single test and only one standard is used, linearity should be
demonstrated for both the reporting level of the impurities and up to 120% of the specification acceptance
criterion for assay.
Samples used for the validation of quantitative or qualitative multivariate procedures require values or
categories assigned to each sample, typically obtained by a reference analytical procedure, i.e., a
validated or pharmacopoeial procedure.
When a reference analytical procedure is used, its performance should equal or exceed the expected
performance of the multivariate analytical procedure. Analysis by the reference analytical procedure
and multivariate data collection should be performed on the same samples (whenever possible) within
a reasonable period of time to assure sample and measurement stability. In some cases, a correlation
or conversion may be needed to provide the same unit of measure. Any assumptions or calculations
should be described.
Selectivity could be demonstrated when the analytical procedure is not specific. However, the test for
an analyte to be identified or quantitated in the presence of potential interference should minimise that
interference and demonstrate that the analytical procedure is fit for the intended purpose.
Where one analytical procedure does not provide sufficient discrimination, a combination of two or
more procedures is recommended to achieve the necessary specificity/selectivity.
3.1.2.1 Identification
For identification tests, a critical aspect is to demonstrate the capability to identify the analyte of
interest based on unique aspects of its molecular structure and/or other specific properties. The
capability of an analytical procedure to identify an analyte can be confirmed by obtaining positive
results comparable to a reference material using samples containing the analyte, along with negative
results from samples which do not contain the analyte. In addition, the identification test should be
applied to materials structurally similar to or closely related to the analyte to confirm that a positive
result is not obtained. The choice of such potentially interfering materials should be based on scientific
judgement with a consideration of interferences that could occur.
For separation techniques, suitable discrimination should be investigated at an appropriate level (e.g.,
for critical separations in chromatography, specificity can be demonstrated by the resolution of the two
components which elute closest to each other). Alternatively, spectra of different components could be
compared to assess the possibility of interference.
For non-separation techniques (e.g., bioassay, ELISA, qPCR), specificity can be demonstrated through
the use of reference materials or other suitably characterised materials to confirm the absence of
interference in relation to the analyte. In cases where the analyte is a process-related impurity,
specificity (non-interference) must also be confirmed against the product.
In case a single procedure is not considered specific or sufficiently selective, an additional procedure
should be used to ensure adequate discrimination. For example, where a titration is used to assay a
drug substance for release, the combination of the assay and a suitable test for impurities may be
used.
For assay or potency, discrimination of the analyte in the presence of impurities and/or excipients
should be demonstrated. Practically, this can be performed by spiking product with appropriate
amounts of impurities and consequently demonstrating that the assay result is unaffected by the
presence of these materials (e.g., by comparison with the assay result obtained on unmanipulated
samples). Alternatively, samples containing appropriate amounts of impurities could be generated
through deliberate stressing of product materials.
For a purity or impurity test, discrimination can be established by stressing or spiking product to
achieve appropriate levels of impurities or related substances and demonstrating the absence of
interference.
If impurities, related substances or degradation products cannot be prepared or isolated, specificity can
be demonstrated by comparing the test results of samples containing typical impurities, related
substances or degradation products with an orthogonal procedure. The approach taken should be
justified.
3.2 Range
The range of an analytical procedure is the interval between the lowest and the highest results in
which the analytical procedure has a suitable level of response, accuracy and precision. The range can
be validated through the direct assessment of reportable results (to generate a reportable range) using
an appropriate calibration model (i.e., linear, non-linear, multivariate). In some cases, the reportable
range can be determined using one or more appropriate working ranges, depending on the sample
preparation (e.g., dilutions) and the analytical procedure selected.
Typically, a working range corresponds to the lowest and the highest sample concentrations or purity
levels presented to the analytical instrument for which the analytical procedure provides reliable
In cases where materials of sufficient purity (or containing sufficient amounts of impurities) to validate
the full range (e.g., 100% purity) cannot be generated, extrapolation of the reportable range may be
appropriate and should be justified.
3.2.2 Response
Linearity can be evaluated with a plot of signals as a function of analyte concentration or content, and
should demonstrate the analytical procedure capability across a given range to obtain values that are
proportional to the true (known or theoretical) sample values. Test results should be evaluated by an
appropriate statistical method (e.g., by calculation of a regression line by the method of least squares).
Data derived from the regression line may help to provide mathematical estimates of the linearity. A
plot of the data, the correlation coefficient or coefficient of determination, y-intercept and slope of the
regression line should be provided. An analysis of the deviation of the actual data points from the
regression line is helpful for evaluating linearity (e.g., for a linear response, the impact of any non-
random pattern in the residuals plot from the regression analysis should be assessed).
To assess linearity during validation, a minimum of five concentrations appropriately distributed across
the range is recommended.
The measured data can be mathematically transformed if necessary (e.g., through the use of a log
function).
For example, immunoassays or cell-based assays may show an S-shaped response. S-shaped test
curves occur when the range of concentrations is wide enough that responses are constrained by upper
and lower asymptotes. Common models used in this case are four- or five-parameter logistic functions,
though other acceptable models exist.
For these analytical procedures, the evaluation of linearity is separate from consideration of the shape
of the concentration-response curve. Thus, linearity of the concentration-response relationship is not
required. Instead, analytical procedure performance should be evaluated across a given range to
obtain values that are proportional to the true (known or theoretical) sample values.
In multivariate analysis, the measured data are commonly pre-treated through derivatives or
normalisation.
Linearity assessment, apart from comparison of reference and predicted results, should include
information on how the analytical procedure error (residuals) changes across the calibration range.
Graphical plots can be used to assess the residuals of the model prediction across the working range.
If the quality attribute to be measured requires the range of an analytical procedure to be close to the
lower range limits of the procedure, detection limit (DL) and quantitation limit (QL), can be estimated
using the following approaches.
The limit is determined by the analysis of samples with known concentrations and by establishing the
minimum level at which the analyte can be reliably resolved and detected or quantitated.
The signal-to-noise ratio should be determined within a defined region and, if possible, situated equally
around the place where the peak of interest would be found.
3.3𝜎
𝐷𝐿 =
𝑆
while the quantitation limit (QL) can be expressed as:
10𝜎
𝑄𝐿 =
𝑆
where σ = the standard deviation of the response
The slope S can be estimated from the regression line of the analyte. The estimate of σ can be carried
out in a variety of ways, for example:
A specific calibration curve should be evaluated using samples containing an analyte in the range of
the DL and QL. The residual standard deviation of a regression line (i.e., root mean square
error/deviation) or the standard deviation of y-intercepts of the regression lines can be used as the
standard deviation.
In cases where an estimated value for the DL is obtained by calculation or extrapolation, this estimate
can subsequently be validated by the independent analysis of a suitable number of samples known to
be near or prepared at the DL.
The QL and the approach used for its determination should also be presented.
If the QL was estimated, the limit should be subsequently validated by the analysis of a suitable
number of samples known to be near or at the QL. In cases where the QL is well below (e.g.,
approximately 10 times lower than) the reporting limit, this confirmatory validation can be omitted
with justification.
For impurity tests, the QL for the analytical procedure should be equal to or below the reporting
threshold.
Accuracy and precision can be evaluated independently, each with a predefined acceptance criterion.
Alternatively, accuracy and precision can be evaluated in combination.
3.3.1 Accuracy
Accuracy should be established across the reportable range of an analytical procedure and is typically
demonstrated through comparison of the measured results with expected values. Accuracy should be
demonstrated under regular test conditions of the analytical procedure (e.g., in the presence of sample
matrix and using described sample preparation steps).
Accuracy is typically verified through one of the studies described below. In certain cases, accuracy can
be inferred once precision, response within the range and specificity have been established.
Accuracy should be reported as the mean percent recovery of a known added amount of analyte in the
sample or as the difference between the mean and the accepted true value, together with an
appropriate 100(1-α) % confidence interval (or justified alternative statistical interval). The observed
interval should be compatible with the corresponding accuracy acceptance criteria, unless otherwise
justified.
For impurity tests, the approach for the determination of individual or total impurities should be
described (e.g., weight/weight or area percent with respect to the major analyte).
For quantitative applications of multivariate analytical procedures, appropriate metrics, e.g., root
mean-squared error of prediction (RMSEP), should be used. If RMSEP is found to be comparable to
acceptable root mean-squared error of calibration (RMSEC) then this indicates that the model is
sufficiently accurate when tested with an independent test set. Qualitative applications such as
classification, misclassification rate or positive prediction rate can be used to characterise accuracy.
3.3.2 Precision
Validation of tests for assay and for quantitative determination of impurity (purity) includes an
investigation of precision.
Precision should be investigated using authentic homogeneous samples or, if unavailable, artificially
prepared samples (e.g., spiked matrix mixtures or samples enriched with relevant amounts of the
analyte in question).
3.3.2.1 Repeatability
Repeatability should be assessed using:
a) a minimum of 9 determinations covering the reportable range for the procedure (e.g., 3
concentrations/3 replicates each)
or
Additionally, for multivariate analytical procedures, the routine metrics of RMSEP encompass accuracy
and precision.
An alternative to separate evaluation of accuracy and precision is to consider their total impact by
assessing against a combined performance criterion.
Data generated during development may help determine the best approach and refine appropriate
performance criteria to which combined accuracy and precision are compared.
Combined accuracy and precision can be evaluated by use of a prediction interval, a tolerance interval
or a confidence interval. Other approaches may be acceptable if justified.
3.4 Robustness
The evaluation of the analytical procedure’s suitability within the intended operational environment
should be considered during the development phase and depends on the type of procedure under
study. Robustness testing should show the reliability of an analytical procedure in response to
deliberate variations in analytical procedure parameters, as well as the stability of the sample
preparations and reagents for the duration of the procedure, if appropriate. The robustness evaluation
can be submitted as part of development data for an analytical procedure on a case-by-case basis or
should be made available upon request.
4. Glossary
Accuracy
The accuracy of an analytical procedure expresses the closeness of agreement between the value
which is accepted either as a conventional true value or as an accepted reference value and the value
or set of values measured. (ICH Q2)
The analytical procedure refers to the way of performing the analysis. The analytical procedure should
describe in sufficient detail the steps necessary to perform each analytical test. (ICH Q2)
Any analytical factor (including reagent quality) or analytical procedure operational condition that can
be varied continuously (e.g., flow rate) or specified at controllable, unique levels. (ICH Q14)
An analytical procedure validation strategy describes the selection of analytical procedure performance
characteristics for validation. In the strategy, data gathered during development studies and system
suitability tests (SSTs) can be applied to validation and an appropriate set of validation tests can be
predefined. (ICH Q14)
Calibration model
A model based on analytical measurements of known samples that relates the input data to a value for
the property of interest (i.e., the model output). (ICH Q2)
Control strategy
A planned set of controls, derived from current product and process understanding, that assures
process performance and product quality. The controls can include parameters and attributes related
to drug substance and drug product materials and components, facility and equipment operating
conditions, in-process controls, finished product specifications, and the associated methods and
frequency of monitoring and control. (ICH Q10)
Co-validation
Demonstration that the analytical procedure meets its predefined performance criteria when used at
different laboratories for the same intended purpose. Co-validation can involve all (full revalidation) or
a subset (partial revalidation) of performance characteristics potentially impacted by the change in
laboratories. (ICH Q2)
The detection limit is the lowest amount of an analyte in a sample which can be detected but not
necessarily quantitated as an exact value. (ICH Q2)
Determination
The reported value(s) from single or replicate measurements of a single sample preparation as per the
validation protocol. (ICH Q2)
Intermediate precision
Performance characteristic
A technology independent description of a characteristic that ensures the quality of the measured
result. Typically, accuracy, precision, specificity/selectivity and range may be considered. Previous ICH
Q2 versions referred to this as Validation characteristic. (ICH Q2)
An acceptance criterion describing a numerical range, limit or desired state to ensure the quality of the
measured result for a given performance characteristic. (ICH Q14)
An analytical procedure that is suitable to test quality attributes of different products without
significant change to its operational conditions, system suitability and reporting structure. This type of
analytical procedure can be used to analyse molecules that are sufficiently alike with respect to the
attributes that the platform analytical procedure is intended to measure. (ICH Q2)
Precision
The precision of an analytical procedure expresses the closeness of agreement (degree of scatter)
between a series of measurements obtained from multiple samplings of the same homogeneous
sample under the prescribed conditions. Precision can be considered at three levels: repeatability,
intermediate precision and reproducibility.
The precision of an analytical procedure is usually expressed as the variance, standard deviation or
coefficient of variation of a series of measurements. (ICH Q2)
The quantitation limit is the lowest amount of analyte in a sample which can be quantitatively
determined with suitable precision and accuracy. The quantitation limit is a parameter used for
quantitative assays for low levels of compounds in sample matrices, and, particularly, is used for the
determination of impurities and/or degradation products. (ICH Q2)
Range
The range of an analytical procedure is the interval between the lowest and the highest results in
which the analytical procedure has a suitable level of precision, accuracy and response. (ICH Q2)
Reportable range
The reportable range of an analytical procedure includes all values from the lowest to the highest
reportable result for which there is a suitable level of precision and accuracy. Typically, the
reportable range is given in the same unit as the specification acceptance criterion. (ICH Q2)
Working range
A working range corresponds to the lowest and the highest level of the quality attribute to be
measured (e.g., content or purity) as presented to the analytical instrument and for which the
analytical procedure provides reliable results. (ICH Q2)
Reference material
A suitably characterised material, sufficiently homogeneous and stable with regard to one or more
defined attributes, which has been established to be fit for the intended purpose. Reference materials
may include national/international reference standards, pharmacopoeial reference standards, or in-
house primary/secondary reference materials. (ICH Q2)
Repeatability
Repeatability expresses the precision under the same operating conditions over a short interval of
time. Repeatability is also termed intra-assay precision. (ICH Q2)
The result as generated by the analytical procedure after calculation or processing and applying the
described sample replication. (ICH Q2)
Reproducibility
Reproducibility expresses the precision between laboratories (e.g., inter-laboratory studies, usually
applied to standardisation of methodology). (ICH Q2)
Response
The response of an analytical procedure is its ability (within a given range) to obtain a signal which is
effectively related to the concentration (amount) or activity of analyte in the sample by some known
mathematical function. (ICH Q2)
Revalidation
Demonstration that an analytical procedure is still fit for the intended purpose after a change to the
product, process or the analytical procedure itself. Revalidation can involve all (full revalidation) or a
subset (partial revalidation) of performance characteristics. (ICH Q2)
Robustness
The robustness of an analytical procedure is a measure of its capacity to meet the expected
performance criteria during normal use. Robustness is tested by deliberate variations of analytical
procedure parameters. (ICH Q14)
Specificity/ selectivity
Specificity and selectivity are both terms to describe the extent to which other substances interfere
with the determination of an analyte according to a given analytical procedure. Specificity is typically
used to describe the ultimate state, measuring unequivocally a desired analyte. Selectivity is a relative
term to describe the extent to which particular analytes in mixtures or matrices can be measured
without interferences from other components with similar behaviour. (ICH Q2)
System suitability tests are developed and used to verify that the measurement system and the
analytical operations associated with the analytical procedure are fit for the intended purpose and
increase the detectability of unacceptable performance. (ICH Q14)
Validation study
An evaluation of prior knowledge, data or deliberate experiments (i.e., validation tests) to determine
the suitability of an analytical procedure for the intended purpose. (ICH Q2)
Validation test
Validation tests are deliberate experiments designed to authenticate the suitability of an analytical
procedure for the intended purpose. (ICH Q2)
Multivariate glossary
Calibration set
A set of data with matched known characteristics and measured analytical results. (ICH Q14)
Independent samples are samples not included in the calibration set of a multivariate model.
Independent samples can come from the same batch from which calibration samples are selected.
(ICH Q2)
Internal testing
Internal testing is a process of checking if unique samples processed by the model yield the correct
predictions (qualitative or quantitative).
Internal testing serves as means to establish the optimal number of latent variables, estimate the
standard error and detect potential outliers. (ICH Q2)
Latent variables
Mathematically derived variables that are directly related to measured variables and are used in further
processing. (ICH Q2)
Model validation
The process of determining the suitability of a model by challenging it with independent test data and
comparing the results against predetermined performance criteria. (ICH Q2)
An analytical procedure where a result is determined through a multivariate calibration model utilising
more than one input variable. (ICH Q2)
A separate analytical procedure used to obtain the reference values of the calibration and validation
samples for a multivariate analytical procedure. (ICH Q2)
Validation set
A set of data used to give an independent assessment of the performance of the calibration model.
(ICH Q2)
5. References
ICH Q10 Pharmaceutical quality system
ICH M4Q The common technical document for the registration of pharmaceuticals for human use
Demonstration of stability-indicating
properties through appropriate forced
degradation samples, if necessary
Precision Repeatability:
Intermediate precision:
Reportable Range Validation of calibration model across Validation of calibration model across the
the range: range:
If the analyte has a different response from the reference material (e.g., a
different specific UV absorbance), relative response factors should be calculated
using the appropriate ratio of responses. This evaluation may be performed
during validation or development, and should use the finalised analytical
procedure conditions and be appropriately documented
If the relative response factor is outside the range 0.8-1.2, then a correction
factor should be applied. If an impurity/degradation product is overestimated, it
may be acceptable not to use a correction factor
or
Precision Repeatability:
Intermediate precision:
or
Linearity: Dilution of the analytes of interest over the expected working range, at
least 5 points, can be combined with multi-level accuracy experiment
Robustness and Deliberate variation of parameters and stability of test conditions, e.g.,
other considerations
Sample digestion technique and preparation, nebulizer and sheath flow settings,
(performed as part
plasma settings
of analytical
procedure
development as per
ICH Q14)
Reportable Range (Not applicable for dissolution step) Validation of calibration model across
the range
Linearity:
Precision Repeatability:
Intermediate Precision:
Reportable Range Validation tests are typically not necessary because the integral areas are
usually directly proportional to the amount (mole) of reference material and
analyte (technology inherent justification)
Technique Binding assay (e.g., ELISA, SPR) or cell-based assay for determination
of potency relative to a reference
Precision Repeatability:
Reportable Range Validation of range, including lower and higher range limits:
The lowest to highest relative potency levels that meet accuracy, precision,
and response criteria, determined over at least 5 potency levels.
Absence of interference:
Precision Repeatability:
Intermediate precision:
At least three replicates per run at each positive control level in at least 6
runs over two or more days
Test (e.g., n=6) replicates at 3 to 5 template spike levels from the standard
curve concentrations
Precision Repeatability:
Intermediate precision:
or
Reportable Range Technology specific justification, e.g., particle size range covered
Precision Repeatability:
or
or
Precision Repeatability
Intermediate precision
or
DL: Use the coefficient of variation (CV) of responses at the spiking level (with
6 or more repeated injections) as a measure of signal-to-noise. The CV
obtained must be less than or equal to a pre-defined acceptable value
QL: The lowest spiking level with acceptable accuracy and precision
The range extends from and is inclusive of the QL to the highest spiking level
with acceptable accuracy, precision and response