Ich q2r2 Guideline Validation Analytical Procedures Step 5 Revision 1 en

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14 December 2023

EMA/CHMP/ICH/82072/2006
Committee for Medicinal Products for Human Use

ICH Q2(R2) Guideline on validation of analytical


procedures
Step 5

Transmission to CHMP 8 March 2022

Adoption by CHMP 24 March 2022

Release for public consultation 31 March 2022

Deadline for comments 31 July 2022

Final adoption by CHMP 14 December 2023

Date for coming into effect 14 June 2024

Official address Domenico Scarlattilaan 6 ● 1083 HS Amsterdam ● The Netherlands


Address for visits and deliveries Refer to www.ema.europa.eu/how-to-find-us
Send us a question Go to www.ema.europa.eu/contact Telephone +31 (0)88 781 6000 An agency of the European Union

© European Medicines Agency, 2023. Reproduction is authorised provided the source is acknowledged.
Document History

Code History Date

Q2 Approval by the Steering Committee under Step 2 and 26 October 1993


release for public consultation.

Q2A Approval by the Steering Committee under Step 4 and 27 October 1994
recommendation for adoption to the three ICH regulatory
bodies.

Q2B Approval by the Steering Committee under Step 2 and 29 November 1995
release for public consultation.

Q2B Approval by the Steering Committee under Step 4 and 6 November 1996
recommendation for adoption to the three ICH regulatory
bodies.

Q2(R1) The parent guideline is now renamed Q2(R1) as the November 2005
guideline Q2B on methodology has been incorporated to
the parent guideline. The new title is “Validation of
Analytical Procedures: Text and Methodology”.

Q2(R2) Complete revision of guideline to include more recent 24 March 2022


application of analytical procedures and to align content
with Q14.

Endorsement by the Members of the ICH Assembly under


Step 2 and release for public consultation.

Q2(R2) Adoption by the Regulatory Members of the ICH Assembly 1 November 2023
under Step 4.

Q2(R2) Error Correction to Table 5: Dissolution with HPLC as 30 November 2023


product performance test for an immediate release dosage
form Reportable Range Linearity formulae on page 25;
Correction to Tables 6-11 on pages 26-32.

EMA/CHMP/ICH/82072/2006 Page 2/33


ICH Q2(R2) Guideline on validation of analytical
procedures

Table of contents

1. Introduction ........................................................................................................ 4
1.1 Objective ............................................................................................................... 4
1.2 Scope.................................................................................................................... 4
2. General considerations for analytical procedure validation ............................... 4
2.1 Analytical procedure validation study ........................................................................ 5
2.2 Validation during the lifecycle of an analytical procedure.............................................. 7
2.3 Reportable range .................................................................................................... 8
2.4 Demonstration of stability-indicating properties .......................................................... 8
2.5 Considerations for multivariate analytical procedures .................................................. 8
3. Validation tests, methodology and evaluation ................................................... 10
3.1 Specificity/ selectivity............................................................................................ 10
3.1.1 General considerations ................................................................................ 10
3.1.2 Recommended data .................................................................................... 10
3.2 Range ................................................................................................................. 11
3.2.1 General considerations ................................................................................ 11
3.2.2 Response................................................................................................... 12
3.3 Accuracy and precision .......................................................................................... 14
3.3.1 Accuracy ................................................................................................... 14
3.3.2 Precision ................................................................................................... 15
3.3.3 Combined approaches for accuracy and precision ........................................... 16
3.4 Robustness .......................................................................................................... 16
4. Glossary ............................................................................................................ 16
5. References......................................................................................................... 20
ANNEX 1: Selection of validation tests ........................................................................ 21
ANNEX 2: Illustrative examples for analytical techniques ........................................... 22

EMA/CHMP/ICH/82072/2006 Page 3/33


1. Introduction
1.1 Objective

This guideline presents elements for consideration during the validation of analytical procedures
included as part of registration applications. Analytical procedure validation forms a part of the
analytical procedure lifecycle, as described within ICH Q14 Analytical Procedure Development. ICH
Q2(R2) provides guidance on selection and evaluation of the various validation tests for analytical
procedures. This guideline includes a collection of terms and their definitions, which are meant to
bridge the differences that often exist between various compendia and documents of the ICH member
regulatory authorities.

The objective of validation of an analytical procedure is to demonstrate that the analytical procedure is
fit for the intended purpose. Further general guidance is provided on validation studies for analytical
procedures.

1.2 Scope

This guideline applies to analytical procedures used for release and stability testing of commercial drug
substances and products, hereafter referred to as ‘products’. The guideline can also be applied to other
analytical procedures used as part of the control strategy (ICH Q10 Pharmaceutical Quality System)
following a risk-based approach. The scientific principles described in this guideline can be applied in a
phase-appropriate manner to analytical procedures used during clinical development.

The guideline is directed to common uses of analytical procedures, such as assay, potency, purity,
impurity (quantitative or limit test), identity or other quantitative or qualitative measurements.

2. General considerations for analytical procedure


validation
This guideline indicates the data which should be presented in a regulatory submission. Analytical
procedure validation data should be submitted in the corresponding sections of the application (ICH
M4Q The Common Technical Document For The Registration Of Pharmaceuticals For Human Use).
Relevant data collected during validation (and any methodology used for calculating validation results)
should be submitted to demonstrate the suitability of the procedure for the intended purpose. Suitable
data derived from development studies (see ICH Q14) can be used as part of validation data. When an
established platform analytical procedure is used for a new purpose, validation testing can be
abbreviated, if scientifically justified.

Approaches other than those set forth in this guideline may be applicable and acceptable with
appropriate science-based justification. The applicant is responsible for designing the validation studies
and protocol most suitable for their product.

Reference materials, or other suitably characterised materials, with documented identity, purity, or any
other characteristics as necessary, should be used in the validation study.

In practice, the experimental work can be designed so that the appropriate performance characteristics
are considered simultaneously to provide sound, overall knowledge of the performance of the analytical
procedure, for instance: specificity/selectivity, accuracy, and precision over the reportable range.

As described in ICH Q14, the system suitability test (SST) is an integral part of analytical procedures
and is generally established during development as a regular check of performance. Robustness is
typically evaluated as part of development prior to the execution of the analytical procedure validation

EMA/CHMP/ICH/82072/2006 Page 4/33


study (ICH Q14). Finally, the analytical procedure validation strategy is developed based on knowledge
of the analytical procedure and the intended purpose. This includes the required analytical procedure
performance to ensure the quality of the measured result (ICH Q14). If successfully executed, the
analytical procedure validation strategy will demonstrate that the analytical procedure is fit for the
intended purpose.

2.1 Analytical procedure validation study

A validation study is designed to provide sufficient evidence that the analytical procedure meets its
objectives. These objectives are described with a suitable set of performance characteristics and
related performance criteria, which can vary depending on the intended purpose of the analytical
procedure and the specific technology selected. Section 3 “Validation tests, methodology and
evaluation” summarises the typical methodologies and validation tests that can be used (see also
Figure 2 in Annex 1 on selection of validation tests). Specific non-binding examples for common
techniques are given in Annex 2. Table 1 (below) provides the measured quality attributes, typical
performance characteristics and related validation tests, which are further illustrated in Annex 1.

The validation study should be documented. Prior to the validation study, a validation protocol should
be generated. The protocol should contain information about the intended purpose of the analytical
procedure, the performance characteristics to be validated and the associated criteria. In cases where
prior knowledge is used (e.g., from development or from previous studies), appropriate justification
should be provided. The results of the validation study should be summarised in a validation report.

The experimental design of the validation study should reflect the number of replicates used in routine
analysis to generate a reportable result. If justified, it may be acceptable to perform some validation
tests using a different number of replicates or to adjust the number of replicates in the analytical
procedure based on data generated during validation.

Figure 1 shows the inter-relationship between ICH Q2 and ICH Q14, and how knowledge generated
during analytical procedure development as described in ICH Q14 aids the design of a validation study.

EMA/CHMP/ICH/82072/2006 Page 5/33


Table 1: Typical performance characteristics and related validation tests for measured quality
attributes

Measured Quality IDENTITY IMPURITY (PURITY) ASSAY


Attribute
Other quantitative Content or potency
measurements (1)

Quantitative Limit Test


Other quantitative
Test
Analytical measurements (1)

Procedure

Performance

Characteristics to be
Demonstrated (2)

Specificity (3)

Specificity Test + + + +

Range

Response - + - +
(Calibration Model)

Lower Range Limit - QL† DL -

Accuracy (4)

Accuracy Test - + - +

Precision (4)

Repeatability Test - + - +

Intermediate - + (5) - + (5)


Precision Test

- signifies that this test is not normally conducted

+ signifies that this test is normally conducted

† in some complex cases DL may also be evaluated

QL, DL: quantitation limit, detection limit

(1) other quantitative measurements can follow the scheme for impurity, if the range limit is close to the DL/QL;
other quantitative measurements can follow the scheme for assay (content or potency), if the range limit is not
close to the DL/QL

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(2) some performance characteristics can be substituted with technology-inherent justification in the case of certain
analytical procedures for physicochemical properties

(3) lack of specificity of one analytical procedure should be compensated by one or more other supporting analytical
procedures, unless appropriately justified

(4) alternatively, a combined approach can be used to evaluate accuracy and precision

(5) where reproducibility has been performed and intermediate precision can be derived from the reproducibility
data set, an independent study for intermediate precision is not required

Figure 1: Validation study design and evaluation

2.2 Validation during the lifecycle of an analytical procedure

Changes may be required during the lifecycle of a validated analytical procedure. In such cases, partial
or full revalidation may be required. Science and risk-based principles can be used to justify whether
or not a given performance characteristic needs revalidation. The extent of revalidation depends on the
performance characteristics impacted by the change.

Transfer of a validated analytical procedure should be considered in the context of analytical lifecycle
changes in line with ICH Q14. When transferring analytical procedures to a different laboratory, a
partial or full revalidation of the analytical procedure performance characteristics and/or comparative
analysis of representative samples should be performed. Justification for not performing additional
transfer experiments should be provided if appropriate.

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Co-validation can be used to demonstrate that the analytical procedure meets predefined performance
criteria by using data generated at multiple sites and could also satisfy the requirements of analytical
procedure transfer at the participating sites.

2.3 Reportable range

The required reportable range is typically derived from the specification and depends on the intended
use of the procedure. The reportable range is confirmed by demonstrating that the analytical
procedure provides results with acceptable response, accuracy and precision. The reportable range
should be inclusive of the upper and lower specification or reporting limits, as applicable.

Table 2 exemplifies recommended reportable ranges for common uses of analytical procedures; other
ranges may be acceptable if justified. In some cases, e.g., at low amounts, wider upper ranges may be
more practical.

2.4 Demonstration of stability-indicating properties

A validated quantitative analytical procedure that can detect changes in relevant quality attributes of a
product during storage is considered to be stability-indicating. To demonstrate specificity/selectivity of
a stability-indicating test, samples containing relevant degradation products should be included in the
study. These can include: samples spiked with target analytes and known interferences; samples that
have been exposed to various physical and chemical stress conditions; and actual product samples that
are either aged or have been stored under stressed conditions.

2.5 Considerations for multivariate analytical procedures

For multivariate analytical procedures, results are determined through a multivariate calibration model
utilising more than one input variable (e.g., a spectrum with many wavelength variables). The
multivariate calibration model relates the input data to a value for the property of interest (i.e., the
model output).

Successful validation of a multivariate procedure should consider calibration, internal testing and
validation.

Typically, development and validation are performed in two phases.

 In the first phase, model development consists of calibration and internal testing. Calibration data
are used to create the calibration model. Test data are used for internal testing and optimisation of
the model. The test data could be a separate set of data or part of the calibration set used in a
rotational manner. This internal test step is used to obtain an estimate of the model performance
and to fine-tune an algorithm’s parameters (e.g., the number of latent variables for partial least
squares (PLS)) to select the most suitable model within a given set of data. For more details, see
ICH Q14.

 In the second phase, model validation, a validation set with independent samples is used for
validation of the model. For identification libraries, validation involves analysing samples (i.e.,
challenge samples) not represented in the library to demonstrate the discriminative ability of the
library model.

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Table 2: Examples of reportable ranges for common uses of analytical procedures

Use of analytical Low end of reportable range High end of reportable range
procedure

Assay of a product (1) 80% of declared content or 80% 120% of declared content or
of lower specification acceptance 120% of the upper specification
criterion acceptance criterion

Potency Lowest specification acceptance Highest specification acceptance


criterion -20% criterion +20%

Content uniformity 70% of declared content 130% of declared content

Dissolution:

Immediate release
Q - 45% of the lowest strength
one point specification

Lower limit of reportable range 130% of declared content of the


(as justified by the specification) highest strength
multiple point specification
or QL, as appropriate.

Lower limit of reportable range


Modified release (as justified by the specification)
or QL, as appropriate.

Impurity (1) Reporting threshold 120% of specification acceptance


criterion

Purity (as area %) 80% of lower specification Upper specification acceptance


acceptance criterion criterion or 100%

(1) Where assay and impurity are performed as a single test and only one standard is used, linearity should be
demonstrated for both the reporting level of the impurities and up to 120% of the specification acceptance
criterion for assay.

Samples used for the validation of quantitative or qualitative multivariate procedures require values or
categories assigned to each sample, typically obtained by a reference analytical procedure, i.e., a
validated or pharmacopoeial procedure.

When a reference analytical procedure is used, its performance should equal or exceed the expected
performance of the multivariate analytical procedure. Analysis by the reference analytical procedure
and multivariate data collection should be performed on the same samples (whenever possible) within
a reasonable period of time to assure sample and measurement stability. In some cases, a correlation
or conversion may be needed to provide the same unit of measure. Any assumptions or calculations
should be described.

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3. Validation tests, methodology and evaluation
In the following chapters, experimental methodologies to evaluate the performance of an analytical
procedure are described. These methodologies are grouped according to main performance
characteristics dictated by the analytical procedure design. It is acknowledged that information about
multiple performance characteristics may be derived from the same dataset. Different approaches may
be used to demonstrate that the analytical procedure meets the objectives and related performance
criteria, if justified.

3.1 Specificity/ selectivity

3.1.1 General considerations

The specificity or selectivity of an analytical procedure can be demonstrated through absence of


interference or comparison of results to an orthogonal procedure. In some cases, specificity/selectivity
may be inherently given by the underlying scientific principles of the analytical procedure. Some
experiments can be combined with accuracy studies.

Selectivity could be demonstrated when the analytical procedure is not specific. However, the test for
an analyte to be identified or quantitated in the presence of potential interference should minimise that
interference and demonstrate that the analytical procedure is fit for the intended purpose.

Where one analytical procedure does not provide sufficient discrimination, a combination of two or
more procedures is recommended to achieve the necessary specificity/selectivity.

3.1.1.1 Absence of interference


Specificity/selectivity can be shown by demonstrating that the identification and/or quantitation of an
analyte is not impacted by the presence of other substances (e.g., impurities, degradation products,
related substances, matrices, or other components likely to be present).

3.1.1.2 Orthogonal procedure comparison


Specificity/selectivity can be verified by demonstrating that the measured result of an analyte is
comparable to the measured result of a second, well characterised analytical procedure that ideally
applies a different measurement principle.

3.1.1.3 Technology inherent justification


In some cases where the specificity of the analytical technology can be ensured and predicted by
technical parameters (e.g., resolution of isotopes in mass spectrometry, chemical shifts in NMR
spectroscopy), additional experimental studies may not be required, if justified.

3.1.2 Recommended data

3.1.2.1 Identification
For identification tests, a critical aspect is to demonstrate the capability to identify the analyte of
interest based on unique aspects of its molecular structure and/or other specific properties. The
capability of an analytical procedure to identify an analyte can be confirmed by obtaining positive
results comparable to a reference material using samples containing the analyte, along with negative
results from samples which do not contain the analyte. In addition, the identification test should be
applied to materials structurally similar to or closely related to the analyte to confirm that a positive
result is not obtained. The choice of such potentially interfering materials should be based on scientific
judgement with a consideration of interferences that could occur.

EMA/CHMP/ICH/82072/2006 Page 10/33


3.1.2.2 Assay, purity and impurity test(s)
The specificity/selectivity of an analytical procedure should be demonstrated to fulfil the accuracy
requirements for the content or potency of an analyte in the sample.

Representative data (e.g., chromatograms, electropherograms, spectra, biological response) should be


used to demonstrate specificity and relevant components should be labelled, if appropriate.

For separation techniques, suitable discrimination should be investigated at an appropriate level (e.g.,
for critical separations in chromatography, specificity can be demonstrated by the resolution of the two
components which elute closest to each other). Alternatively, spectra of different components could be
compared to assess the possibility of interference.

For non-separation techniques (e.g., bioassay, ELISA, qPCR), specificity can be demonstrated through
the use of reference materials or other suitably characterised materials to confirm the absence of
interference in relation to the analyte. In cases where the analyte is a process-related impurity,
specificity (non-interference) must also be confirmed against the product.

In case a single procedure is not considered specific or sufficiently selective, an additional procedure
should be used to ensure adequate discrimination. For example, where a titration is used to assay a
drug substance for release, the combination of the assay and a suitable test for impurities may be
used.

Impurities or related substances are available or can be intentionally created:

For assay or potency, discrimination of the analyte in the presence of impurities and/or excipients
should be demonstrated. Practically, this can be performed by spiking product with appropriate
amounts of impurities and consequently demonstrating that the assay result is unaffected by the
presence of these materials (e.g., by comparison with the assay result obtained on unmanipulated
samples). Alternatively, samples containing appropriate amounts of impurities could be generated
through deliberate stressing of product materials.

For a purity or impurity test, discrimination can be established by stressing or spiking product to
achieve appropriate levels of impurities or related substances and demonstrating the absence of
interference.

Impurities or related substances are not available:

If impurities, related substances or degradation products cannot be prepared or isolated, specificity can
be demonstrated by comparing the test results of samples containing typical impurities, related
substances or degradation products with an orthogonal procedure. The approach taken should be
justified.

3.2 Range

3.2.1 General considerations

The range of an analytical procedure is the interval between the lowest and the highest results in
which the analytical procedure has a suitable level of response, accuracy and precision. The range can
be validated through the direct assessment of reportable results (to generate a reportable range) using
an appropriate calibration model (i.e., linear, non-linear, multivariate). In some cases, the reportable
range can be determined using one or more appropriate working ranges, depending on the sample
preparation (e.g., dilutions) and the analytical procedure selected.

Typically, a working range corresponds to the lowest and the highest sample concentrations or purity
levels presented to the analytical instrument for which the analytical procedure provides reliable

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results. Mathematical calculations are typically required to generate reportable results. Reportable
range and working range could be identical.

In cases where materials of sufficient purity (or containing sufficient amounts of impurities) to validate
the full range (e.g., 100% purity) cannot be generated, extrapolation of the reportable range may be
appropriate and should be justified.

3.2.2 Response

3.2.2.1 Linear response


A linear relationship between analyte concentration and response should be evaluated across the range
of the analytical procedure to confirm the suitability of the procedure for the intended purpose. The
response can be demonstrated directly on the product or suitable reference materials, separate
weighings of analyte, or predefined mixtures of the components (e.g., by dilution of a solution of
known content), using the proposed procedure.

Linearity can be evaluated with a plot of signals as a function of analyte concentration or content, and
should demonstrate the analytical procedure capability across a given range to obtain values that are
proportional to the true (known or theoretical) sample values. Test results should be evaluated by an
appropriate statistical method (e.g., by calculation of a regression line by the method of least squares).

Data derived from the regression line may help to provide mathematical estimates of the linearity. A
plot of the data, the correlation coefficient or coefficient of determination, y-intercept and slope of the
regression line should be provided. An analysis of the deviation of the actual data points from the
regression line is helpful for evaluating linearity (e.g., for a linear response, the impact of any non-
random pattern in the residuals plot from the regression analysis should be assessed).

To assess linearity during validation, a minimum of five concentrations appropriately distributed across
the range is recommended.

The measured data can be mathematically transformed if necessary (e.g., through the use of a log
function).

Other approaches to the assessment of linearity should be justified.

3.2.2.2 Non-linear response


Some analytical procedures may show non-linear responses. In these cases, a model or function which
can describe the relationship between the activity/concentration present and the response of the
analytical procedure is necessary. The suitability of the model should be assessed by means of non-
linear regression analysis (e.g., coefficient of determination).

For example, immunoassays or cell-based assays may show an S-shaped response. S-shaped test
curves occur when the range of concentrations is wide enough that responses are constrained by upper
and lower asymptotes. Common models used in this case are four- or five-parameter logistic functions,
though other acceptable models exist.

For these analytical procedures, the evaluation of linearity is separate from consideration of the shape
of the concentration-response curve. Thus, linearity of the concentration-response relationship is not
required. Instead, analytical procedure performance should be evaluated across a given range to
obtain values that are proportional to the true (known or theoretical) sample values.

3.2.2.3 Multivariate calibration


Algorithms used for construction of multivariate calibration models can be linear or non-linear, as long
as the model is appropriate for establishing the relationship between the signal and the quality
attribute of interest. The accuracy of a multivariate procedure is dependent on multiple factors, such as

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the distribution of calibration samples across the calibration range and the reference analytical
procedure error.

In multivariate analysis, the measured data are commonly pre-treated through derivatives or
normalisation.

Linearity assessment, apart from comparison of reference and predicted results, should include
information on how the analytical procedure error (residuals) changes across the calibration range.
Graphical plots can be used to assess the residuals of the model prediction across the working range.

3.2.3 Validation of lower range limits

If the quality attribute to be measured requires the range of an analytical procedure to be close to the
lower range limits of the procedure, detection limit (DL) and quantitation limit (QL), can be estimated
using the following approaches.

3.2.3.1 Based on visual evaluation


Visual evaluation can be used for both non-instrumental and instrumental procedures.

The limit is determined by the analysis of samples with known concentrations and by establishing the
minimum level at which the analyte can be reliably resolved and detected or quantitated.

3.2.3.2 Based on signal-to-noise


This approach is relevant for analytical procedures which exhibit baseline noise. Determination of the
signal-to-noise ratio is performed by comparing measured signals from samples with known low
concentrations of analyte with those of blank samples. Alternatively, signals in an appropriate baseline
region can be used instead of blank samples. The DL or QL are the minimum concentrations at which
the analyte can be reliably detected or quantitated, respectively. A signal-to-noise ratio of 3:1 is
generally considered acceptable for estimating the DL. For QL, a ratio of at least 10:1 is considered
acceptable.

The signal-to-noise ratio should be determined within a defined region and, if possible, situated equally
around the place where the peak of interest would be found.

3.2.3.3 Based on the standard deviation of a linear response and a slope


The detection limit (DL) can be expressed as:

3.3𝜎
𝐷𝐿 =
𝑆
while the quantitation limit (QL) can be expressed as:

10𝜎
𝑄𝐿 =
𝑆
where σ = the standard deviation of the response

S = the slope of the calibration curve

The slope S can be estimated from the regression line of the analyte. The estimate of σ can be carried
out in a variety of ways, for example:

Based on the Standard Deviation of the Blank

Measurement of the magnitude of background response is performed by analysing an appropriate


number of blank samples and calculating the standard deviation of the responses.

EMA/CHMP/ICH/82072/2006 Page 13/33


Based on the Calibration Curve

A specific calibration curve should be evaluated using samples containing an analyte in the range of
the DL and QL. The residual standard deviation of a regression line (i.e., root mean square
error/deviation) or the standard deviation of y-intercepts of the regression lines can be used as the
standard deviation.

3.2.3.4 Based on accuracy and precision at lower range limits


Instead of using estimated values as described in the previous approaches, the QL can be directly
validated by accuracy and precision measurements.

3.2.3.5 Recommended data


The DL and the approach used for its determination should be presented. If the DL is determined
based on visual evaluation or based on signal-to-noise ratio, the presentation of the relevant data is
considered an acceptable justification.

In cases where an estimated value for the DL is obtained by calculation or extrapolation, this estimate
can subsequently be validated by the independent analysis of a suitable number of samples known to
be near or prepared at the DL.

The QL and the approach used for its determination should also be presented.

If the QL was estimated, the limit should be subsequently validated by the analysis of a suitable
number of samples known to be near or at the QL. In cases where the QL is well below (e.g.,
approximately 10 times lower than) the reporting limit, this confirmatory validation can be omitted
with justification.

For impurity tests, the QL for the analytical procedure should be equal to or below the reporting
threshold.

3.3 Accuracy and precision

Accuracy and precision can be evaluated independently, each with a predefined acceptance criterion.
Alternatively, accuracy and precision can be evaluated in combination.

3.3.1 Accuracy

Accuracy should be established across the reportable range of an analytical procedure and is typically
demonstrated through comparison of the measured results with expected values. Accuracy should be
demonstrated under regular test conditions of the analytical procedure (e.g., in the presence of sample
matrix and using described sample preparation steps).

Accuracy is typically verified through one of the studies described below. In certain cases, accuracy can
be inferred once precision, response within the range and specificity have been established.

3.3.1.1 Reference material comparison


The analytical procedure is applied to an analyte of known purity (e.g., a reference material, a well
characterised impurity or a related substance) and the measured versus theoretically expected results
are evaluated.

3.3.1.2 Spiking study


The analytical procedure is applied to a matrix of all components except the analyte where a known
amount of the analyte of interest has been added. In cases where all the expected components are
impossible to reproduce, the analyte can be added to or enriched in the test sample. The results from
measurements on unspiked and spiked/enriched samples are evaluated.

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3.3.1.3 Orthogonal procedure comparison
The results of the proposed analytical procedure are compared with those of an orthogonal procedure.
The accuracy of the orthogonal procedure should be reported. Orthogonal procedures can be used with
quantitative impurity measurements to verify primary measurement values in cases where obtaining
samples of all relevant components needed to mimic the matrix for spiking studies is not possible.

3.3.1.4 Recommended data


Accuracy should be assessed using an appropriate number of determinations and concentration levels
covering the reportable range (e.g., 3 concentrations/3 replicates each of the full analytical procedure).

Accuracy should be reported as the mean percent recovery of a known added amount of analyte in the
sample or as the difference between the mean and the accepted true value, together with an
appropriate 100(1-α) % confidence interval (or justified alternative statistical interval). The observed
interval should be compatible with the corresponding accuracy acceptance criteria, unless otherwise
justified.

For impurity tests, the approach for the determination of individual or total impurities should be
described (e.g., weight/weight or area percent with respect to the major analyte).

For quantitative applications of multivariate analytical procedures, appropriate metrics, e.g., root
mean-squared error of prediction (RMSEP), should be used. If RMSEP is found to be comparable to
acceptable root mean-squared error of calibration (RMSEC) then this indicates that the model is
sufficiently accurate when tested with an independent test set. Qualitative applications such as
classification, misclassification rate or positive prediction rate can be used to characterise accuracy.

3.3.2 Precision

Validation of tests for assay and for quantitative determination of impurity (purity) includes an
investigation of precision.

Precision should be investigated using authentic homogeneous samples or, if unavailable, artificially
prepared samples (e.g., spiked matrix mixtures or samples enriched with relevant amounts of the
analyte in question).

3.3.2.1 Repeatability
Repeatability should be assessed using:

a) a minimum of 9 determinations covering the reportable range for the procedure (e.g., 3
concentrations/3 replicates each)

or

b) a minimum of 6 determinations at 100% of the test concentration.

3.3.2.2 Intermediate precision


The extent to which intermediate precision should be established depends on the circumstances under
which the procedure is intended to be used. The applicant should establish the effects of random
events on the precision of the analytical procedure. Typical variations to be studied include different
days, environmental conditions, analysts and equipment, as relevant. Ideally, the variations tested
should be based on and justified by using analytical procedure understanding from development and
risk assessment (ICH Q14). Studying these effects individually is not necessary. The use of design of
experiments studies is encouraged.

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3.3.2.3 Reproducibility
Reproducibility is assessed by means of an inter-laboratory trial. Investigation of reproducibility is
usually not required for regulatory submission but should be considered in cases of standardisation of
an analytical procedure, for instance, for inclusion of procedures in pharmacopoeias and in cases where
analytical procedures are conducted at multiple sites.

3.3.2.4 Recommended data


The standard deviation, relative standard deviation (coefficient of variation), and an appropriate
100(1-α) % confidence interval (or justified alternative statistical interval) should be reported. The
observed interval should be compatible with the corresponding precision acceptance criteria, unless
otherwise justified.

Additionally, for multivariate analytical procedures, the routine metrics of RMSEP encompass accuracy
and precision.

3.3.3 Combined approaches for accuracy and precision

An alternative to separate evaluation of accuracy and precision is to consider their total impact by
assessing against a combined performance criterion.

Data generated during development may help determine the best approach and refine appropriate
performance criteria to which combined accuracy and precision are compared.

Combined accuracy and precision can be evaluated by use of a prediction interval, a tolerance interval
or a confidence interval. Other approaches may be acceptable if justified.

3.3.3.1 Recommended data


If a combined performance criterion is chosen, results should be reported as a combined value to
provide appropriate overall knowledge of the suitability of the analytical procedure. If relevant to
justify the suitability of the analytical procedure, the individual results for accuracy and precision
should be provided as supplemental information. The approach used should be described.

3.4 Robustness

The evaluation of the analytical procedure’s suitability within the intended operational environment
should be considered during the development phase and depends on the type of procedure under
study. Robustness testing should show the reliability of an analytical procedure in response to
deliberate variations in analytical procedure parameters, as well as the stability of the sample
preparations and reagents for the duration of the procedure, if appropriate. The robustness evaluation
can be submitted as part of development data for an analytical procedure on a case-by-case basis or
should be made available upon request.

For further details, see ICH Q14.

4. Glossary
Accuracy

The accuracy of an analytical procedure expresses the closeness of agreement between the value
which is accepted either as a conventional true value or as an accepted reference value and the value
or set of values measured. (ICH Q2)

EMA/CHMP/ICH/82072/2006 Page 16/33


Analytical procedure

The analytical procedure refers to the way of performing the analysis. The analytical procedure should
describe in sufficient detail the steps necessary to perform each analytical test. (ICH Q2)

Analytical procedure parameter

Any analytical factor (including reagent quality) or analytical procedure operational condition that can
be varied continuously (e.g., flow rate) or specified at controllable, unique levels. (ICH Q14)

Analytical procedure validation strategy

An analytical procedure validation strategy describes the selection of analytical procedure performance
characteristics for validation. In the strategy, data gathered during development studies and system
suitability tests (SSTs) can be applied to validation and an appropriate set of validation tests can be
predefined. (ICH Q14)

Calibration model

A model based on analytical measurements of known samples that relates the input data to a value for
the property of interest (i.e., the model output). (ICH Q2)

Control strategy

A planned set of controls, derived from current product and process understanding, that assures
process performance and product quality. The controls can include parameters and attributes related
to drug substance and drug product materials and components, facility and equipment operating
conditions, in-process controls, finished product specifications, and the associated methods and
frequency of monitoring and control. (ICH Q10)

Co-validation

Demonstration that the analytical procedure meets its predefined performance criteria when used at
different laboratories for the same intended purpose. Co-validation can involve all (full revalidation) or
a subset (partial revalidation) of performance characteristics potentially impacted by the change in
laboratories. (ICH Q2)

Detection limit (DL)

The detection limit is the lowest amount of an analyte in a sample which can be detected but not
necessarily quantitated as an exact value. (ICH Q2)

Determination

The reported value(s) from single or replicate measurements of a single sample preparation as per the
validation protocol. (ICH Q2)

Intermediate precision

Intermediate precision expresses intra-laboratory variations. Factors to be considered should include


potential sources of variability, for example, different days, different environmental conditions,
different analysts and different equipment. (ICH Q2)

Performance characteristic

A technology independent description of a characteristic that ensures the quality of the measured
result. Typically, accuracy, precision, specificity/selectivity and range may be considered. Previous ICH
Q2 versions referred to this as Validation characteristic. (ICH Q2)

EMA/CHMP/ICH/82072/2006 Page 17/33


Performance criterion

An acceptance criterion describing a numerical range, limit or desired state to ensure the quality of the
measured result for a given performance characteristic. (ICH Q14)

Platform analytical procedure

An analytical procedure that is suitable to test quality attributes of different products without
significant change to its operational conditions, system suitability and reporting structure. This type of
analytical procedure can be used to analyse molecules that are sufficiently alike with respect to the
attributes that the platform analytical procedure is intended to measure. (ICH Q2)

Precision

The precision of an analytical procedure expresses the closeness of agreement (degree of scatter)
between a series of measurements obtained from multiple samplings of the same homogeneous
sample under the prescribed conditions. Precision can be considered at three levels: repeatability,
intermediate precision and reproducibility.

The precision of an analytical procedure is usually expressed as the variance, standard deviation or
coefficient of variation of a series of measurements. (ICH Q2)

Quantitation limit (QL)

The quantitation limit is the lowest amount of analyte in a sample which can be quantitatively
determined with suitable precision and accuracy. The quantitation limit is a parameter used for
quantitative assays for low levels of compounds in sample matrices, and, particularly, is used for the
determination of impurities and/or degradation products. (ICH Q2)

Range

The range of an analytical procedure is the interval between the lowest and the highest results in
which the analytical procedure has a suitable level of precision, accuracy and response. (ICH Q2)

Reportable range

The reportable range of an analytical procedure includes all values from the lowest to the highest
reportable result for which there is a suitable level of precision and accuracy. Typically, the
reportable range is given in the same unit as the specification acceptance criterion. (ICH Q2)

Working range

A working range corresponds to the lowest and the highest level of the quality attribute to be
measured (e.g., content or purity) as presented to the analytical instrument and for which the
analytical procedure provides reliable results. (ICH Q2)

Reference material

A suitably characterised material, sufficiently homogeneous and stable with regard to one or more
defined attributes, which has been established to be fit for the intended purpose. Reference materials
may include national/international reference standards, pharmacopoeial reference standards, or in-
house primary/secondary reference materials. (ICH Q2)

Repeatability

Repeatability expresses the precision under the same operating conditions over a short interval of
time. Repeatability is also termed intra-assay precision. (ICH Q2)

EMA/CHMP/ICH/82072/2006 Page 18/33


Reportable result

The result as generated by the analytical procedure after calculation or processing and applying the
described sample replication. (ICH Q2)

Reproducibility

Reproducibility expresses the precision between laboratories (e.g., inter-laboratory studies, usually
applied to standardisation of methodology). (ICH Q2)

Response

The response of an analytical procedure is its ability (within a given range) to obtain a signal which is
effectively related to the concentration (amount) or activity of analyte in the sample by some known
mathematical function. (ICH Q2)

Revalidation

Demonstration that an analytical procedure is still fit for the intended purpose after a change to the
product, process or the analytical procedure itself. Revalidation can involve all (full revalidation) or a
subset (partial revalidation) of performance characteristics. (ICH Q2)

Robustness

The robustness of an analytical procedure is a measure of its capacity to meet the expected
performance criteria during normal use. Robustness is tested by deliberate variations of analytical
procedure parameters. (ICH Q14)

Specificity/ selectivity

Specificity and selectivity are both terms to describe the extent to which other substances interfere
with the determination of an analyte according to a given analytical procedure. Specificity is typically
used to describe the ultimate state, measuring unequivocally a desired analyte. Selectivity is a relative
term to describe the extent to which particular analytes in mixtures or matrices can be measured
without interferences from other components with similar behaviour. (ICH Q2)

System suitability test (SST)

System suitability tests are developed and used to verify that the measurement system and the
analytical operations associated with the analytical procedure are fit for the intended purpose and
increase the detectability of unacceptable performance. (ICH Q14)

Validation study

An evaluation of prior knowledge, data or deliberate experiments (i.e., validation tests) to determine
the suitability of an analytical procedure for the intended purpose. (ICH Q2)

Validation test

Validation tests are deliberate experiments designed to authenticate the suitability of an analytical
procedure for the intended purpose. (ICH Q2)

Multivariate glossary

Calibration set

A set of data with matched known characteristics and measured analytical results. (ICH Q14)

EMA/CHMP/ICH/82072/2006 Page 19/33


Independent sample

Independent samples are samples not included in the calibration set of a multivariate model.
Independent samples can come from the same batch from which calibration samples are selected.
(ICH Q2)

Internal testing

Internal testing is a process of checking if unique samples processed by the model yield the correct
predictions (qualitative or quantitative).

Internal testing serves as means to establish the optimal number of latent variables, estimate the
standard error and detect potential outliers. (ICH Q2)

Latent variables

Mathematically derived variables that are directly related to measured variables and are used in further
processing. (ICH Q2)

Model validation

The process of determining the suitability of a model by challenging it with independent test data and
comparing the results against predetermined performance criteria. (ICH Q2)

Multivariate analytical procedure

An analytical procedure where a result is determined through a multivariate calibration model utilising
more than one input variable. (ICH Q2)

Reference analytical procedure

A separate analytical procedure used to obtain the reference values of the calibration and validation
samples for a multivariate analytical procedure. (ICH Q2)

Validation set

A set of data used to give an independent assessment of the performance of the calibration model.
(ICH Q2)

5. References
ICH Q10 Pharmaceutical quality system

ICH Q14 Analytical procedure development

ICH M4Q The common technical document for the registration of pharmaceuticals for human use

EMA/CHMP/ICH/82072/2006 Page 20/33


ANNEX 1: SELECTION OF VALIDATION TESTS
Figure 2: Examples of relevant validation tests based on the objective of the analytical procedure

EMA/CHMP/ICH/82072/2006 Page 21/33


Annex 2: Illustrative examples for analytical techniques
The tables presented in this annex are examples of approaches to analytical procedure validation for a
selection of technologies. The technologies and approaches presented have been constructed to
illustrate potential applications of the principles contained within this guideline and are not exhaustive.
The examples are not intended to be mandatory, and alternative approaches (fulfilling the intent of the
guideline) may also be acceptable.

Table 3: Examples for quantitative separation techniques

Technique Separation techniques (e.g., Separation techniques with relative


HPLC, GC, CE) for impurities or area quantitation (e.g., product-
assay related substances such as charge
variants)

Performance Validation study methodology


characteristic

Specificity/ Absence of relevant interference: Absence of relevant interference:


Selectivity
With product, buffer, or appropriate With product, buffer, or appropriate
matrix, and between individual peaks matrix, and between individual peaks of
of interest interest

Spiking with known impurities/ Demonstration of stability-indicating


excipients properties through appropriate forced
degradation samples if necessary
or

By comparison of impurity profiles by


an orthogonal analytical procedure

Demonstration of stability-indicating
properties through appropriate forced
degradation samples, if necessary

Precision Repeatability:

Replicate measurements with 3 times 3 levels across the reportable range or 6


times at 100% level, considering peak(s) of interest

Intermediate precision:

e.g., different days, environmental conditions, analysts, equipment

Accuracy For Assay: Comparison with an orthogonal procedure


and/or suitably characterised material
Comparison with suitably
(e.g., reference material)
characterised material (e.g.,
reference material) or

or Accuracy can be inferred once precision,


linearity and specificity have been
Comparison with an orthogonal
established
procedure

EMA/CHMP/ICH/82072/2006 Page 22/33


Technique Separation techniques (e.g., Separation techniques with relative
HPLC, GC, CE) for impurities or area quantitation (e.g., product-
assay related substances such as charge
variants)

Performance Validation study methodology


characteristic

For impurities or related substances: or

Spiking studies with impurities Spiking studies with forced degradation


samples and/or suitably characterised
or
material
Comparison of impurity profiles with
an orthogonal procedure

Reportable Range Validation of calibration model across Validation of calibration model across the
the range: range:

Linearity: Dilution of the analytes of Linearity: Between measured (observed)


interest over the expected procedure relative result versus theoretically
range, at least 5 points expected relative result across
specification range(s), e.g., by spiking or
Validation of lower range limits (for
degrading material
purity only): QL, DL through a
selected methodology (e.g., signal- Validation of lower range limits: QL (and
to-noise determination) DL) through a selected methodology (e.g.,
signal-to-noise determination)

Robustness and Deliberate variation of relevant parameters, e.g.,


other considerations
Sample preparation: extraction volume, extraction time, temperature, dilution
(performed as part
of analytical Separation parameters: column/capillary lot, mobile phase/buffer composition
procedure and pH, column/capillary temperature, flow rate, detection wavelength
development as per
Stability of sample and reference material preparations
ICH Q14)
Relative Response Factors

If the analyte has a different response from the reference material (e.g., a
different specific UV absorbance), relative response factors should be calculated
using the appropriate ratio of responses. This evaluation may be performed
during validation or development, and should use the finalised analytical
procedure conditions and be appropriately documented

If the relative response factor is outside the range 0.8-1.2, then a correction
factor should be applied. If an impurity/degradation product is overestimated, it
may be acceptable not to use a correction factor

EMA/CHMP/ICH/82072/2006 Page 23/33


Table 4: Example for elemental impurities by ICP-OES or ICP-MS

Technique Elemental Impurities by ICP-OES or ICP-MS

Performance Validation study methodology


characteristic

Specificity/ Spiking of elements into matrix and demonstration of sufficient non-interference


Selectivity and confirmation of accuracy with the presence of components (e.g., carrier gas,
impurities, matrix)

or

Justification through technology/prior knowledge (e.g., specificity of technology


for certain isotopes)

Precision Repeatability:

Replicate measurements with 3 times 3 levels across the reportable range or 6


times at 100% level, considering signals of interest

Intermediate precision:

e.g., different days, environmental conditions, analysts, equipment

Accuracy Spiking studies with impurities

or

Comparison of impurity profiles with an orthogonal procedure

Reportable Range Validation of working range:

Linearity: Dilution of the analytes of interest over the expected working range, at
least 5 points, can be combined with multi-level accuracy experiment

Validation of lower range: QL, DL through a selected methodology

Robustness and Deliberate variation of parameters and stability of test conditions, e.g.,
other considerations
Sample digestion technique and preparation, nebulizer and sheath flow settings,
(performed as part
plasma settings
of analytical
procedure
development as per
ICH Q14)

EMA/CHMP/ICH/82072/2006 Page 24/33


Table 5: Example for dissolution with HPLC as product performance test for an immediate release
dosage form

Technique Dissolution with HPLC as product performance test for an immediate


release dosage form

Performance Demonstration of performance of Validation testing methodology


characteristic dissolution step
Typically demonstrated with final
Typically demonstrated with procedure
development data

Specificity/ Discriminatory power: Absence of interference:


Selectivity
Demonstration of the discriminatory Demonstration of non-interference with
power to differentiate between excipients and dissolution media likely
batches manufactured with different to impact the quantitation of the main
critical process parameters and/or analyte
critical material attributes which may
have an impact on the bioavailability
(performed as part of development of
dissolution step)

Precision Repeatability and intermediate Repeatability and intermediate


precision: precision:

Understanding of variability by Demonstration with a homogeneous


performing, e.g., vessel-to-vessel sample from one dissolved tablet, e.g.,
repeatability studies or intermediate several samples drawn from the same
precision studies (operators, vessel, after analyte in sample has been
equipment) fully dissolved

Note: The study provides a combined


assessment of variability of product
quality and product dissolution
performance in addition to the
variability of the quantitative
procedure

Accuracy (Not applicable for dissolution step) Spiking study:

Add known amounts of the reference


material to the dissolution vessel
containing excipient mixture in
dissolution media and calculate recovery
within defined working range

EMA/CHMP/ICH/82072/2006 Page 25/33


Technique Dissolution with HPLC as product performance test for an immediate
release dosage form

Performance Demonstration of performance of Validation testing methodology


characteristic dissolution step
Typically demonstrated with final
Typically demonstrated with procedure
development data

Reportable Range (Not applicable for dissolution step) Validation of calibration model across
the range

Linearity:

Demonstrate linearity from sample


concentrations (as presented to
quantitative measurement) in the range
of Q - 45% of the lowest strength up to
130% of the highest strength, for one
point specification, and in the range of
QL up to 130% of the highest strength,
for multiple point specification

If lower concentration ranges are


expected to be close to QL:

Validation of lower range limits, see


separation techniques

Robustness and Justification of the selection of the Deliberate variation of parameters of


other dissolution procedure parameters, the quantitative procedure, see
considerations e.g., medium buffer composition, separation technique
(performed as surfactant concentration, use of
part of analytical sinkers, pH, deaeration, volume,
procedure agitation rate, sampling time
development as
per ICH Q14)

EMA/CHMP/ICH/82072/2006 Page 26/33


Table 6: Example for quantitative 1H-NMR for the assay of a drug substance

Technique Quantitative 1H-NMR (internal standard method) for the assay of a


drug substance

Performance Validation study methodology


characteristic

Specificity/ Absence of interference:


Selectivity
Select a signal which is representative for the analyte and does not show
interference with potential baseline artefacts, residual water or solvent
signals, related structure impurities or other impurities, internal standards,
non-target major component or potential isomers/forms

Precision Repeatability:

Replicate measurements of at least 6 independent preparations at 100% level

Intermediate Precision:

Not necessary to be conducted on target analyte (justified by technology


principle, as typically verified through instrument calibration with a standard
sample)

Accuracy Reference material comparison:

Confirm with sample of known purity

Reportable Range Validation tests are typically not necessary because the integral areas are
usually directly proportional to the amount (mole) of reference material and
analyte (technology inherent justification)

Robustness and Deliberate variation of parameters, e.g.,


other
Temperature, concentration, field (shim), tuning and matching of the NMR
considerations
probe, solution stability
(performed as part
of analytical
procedure
development as per
ICH Q14)

EMA/CHMP/ICH/82072/2006 Page 27/33


Table 7: Example for biological assays

Technique Binding assay (e.g., ELISA, SPR) or cell-based assay for determination
of potency relative to a reference

Performance Validation study methodology


characteristic

Specificity/ Absence of interference:


Selectivity
Dose-response curve fulfils the response criteria demonstrating the similarity
of the analyte and reference material, as well as non-interfering signal from
the matrix (for binding assay), or no dose-response from the cell line alone
(for cell-based assay)

Demonstration of stability-indicating properties through appropriate forced


degradation samples if necessary

Precision Repeatability:

Repeated sample analysis on a single day or within a short interval of time


covering the reportable range of the analytical procedure (at least 3 replicates
over at least 5 levels)

Intermediate Precision: Different analysts, multiple independent preparations


over multiple days at multiple potency levels through the analytical
procedure's reportable range, inclusive of normal laboratory variation

Accuracy Reference material comparison:

Assess recovery versus theoretical activity for multiple (at least 3)


independent preparations at multiple (at least 5) levels through the analytical
procedure's reportable range

Reportable Range Validation of range, including lower and higher range limits:

The lowest to highest relative potency levels that meet accuracy, precision,
and response criteria, determined over at least 5 potency levels.

Robustness and Deliberate variation of parameters, e.g.,


other
Plate type, buffer components, incubation times, incubation conditions,
considerations
instruments, reaction times, reagent lots including controls
(performed as part
of analytical For binding assay procedures: coating proteins, capture/detection antibody
procedure
For cell-based assay procedures: cell density, effector/target cell ratio, cell
development as per
generation number
ICH Q14)

EMA/CHMP/ICH/82072/2006 Page 28/33


Table 8: Example for quantitative PCR

Technique Quantitative PCR (quantitative analysis of impurities in drug


substances or products)

Performance Validation study methodology


characteristic

Specificity/ Selectivity Orthogonal Procedure Comparison:

Test reaction specificity by gel electrophoresis, melting profile or DNA


sequencing

Absence of interference:

Positive template, no-reverse transcription control for RT-qPCR and no


template control. Test primer and probe target specificity against gene bank
with sequence similarity search program (e.g., nucleotide BLAST). Evaluate
the slope of standard curve for efficiency

Precision Repeatability:

Independent preparations of 5 positive control levels evenly distributed


along the standard curve and assayed in triplicate within a single assay
assessment. The results can be compared using coefficient of variation (CV)

Intermediate precision:

At least three replicates per run at each positive control level in at least 6
runs over two or more days

Accuracy Spiking Study:

Test (e.g., n=6) replicates at 3 to 5 template spike levels from the standard
curve concentrations

Efficiency/consistency of RNA/DNA extraction method should be accounted


for

Reportable Range Linearity:

Working range should cover at least 5 to 6 log to the base 10 concentration


values. Correlation coefficients or standard deviations should be calculated
through the entire dynamic range

Validation of lower working range limits based on the calibration curve:

DL defined by template spiking in samples or from standard curves. DL is


lowest point meeting the response curve parameters

QL demonstrated through showing sufficient recovery and acceptable CVs


from the accuracy experiment

Robustness and other Deliberate variation of parameters, e.g.,


considerations (performed
Equipment, master mix composition (concentrations of salts, dNTPs,
as part of analytical
adjuvants), master mix lots, reaction volume, probe and primer
procedure development as
concentrations, thermal cycling parameters
per ICH Q14)

EMA/CHMP/ICH/82072/2006 Page 29/33


Table 9: Example for particle size measurement

Technique Particle size measurement

(dynamic light scattering; laser diffraction measurement) as a


property test

Performance Validation study methodology


characteristic

Specificity/ Absence of interference:


Selectivity
Evaluate blank and sample to determine the appropriateness of the
equipment settings and sample preparation

Precision Repeatability:

Test at least 6 replicates using established analytical procedure parameters


at target range

Intermediate precision:

Analysis performed on different days, environmental conditions, analysts,


equipment setup

Accuracy Technology inherent justification:

Confirmed by an appropriate instrument qualification

or

Orthogonal procedure comparison:

Qualitative comparison using a different technique, like optical microscopy,


to confirm results

Reportable Range Technology specific justification, e.g., particle size range covered

Robustness and Deliberate variation of parameters, e.g.,


other considerations
Evaluation of expected size ranges for the intended use of the analytical
(performed as part
procedure
of analytical
procedure Dispersion stability for liquid dispersions (stability over potential analysis
development as per time, stir rate, dispersion energy equilibration or stir time before
ICH Q14) measurement)

Dispersion stability for dry dispersions (sample amount, measurement time,


air pressure and feed rate)

Obscuration range (establish optimum percentage of laser obscuration)


Ultrasound time/percentage for sample, if applicable

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Table 10: Example for NIR analytical procedure

Technique NIR analytical procedure for core tablet assay

Performance Validation study methodology


characteristic

Specificity/ Absence of interference:


Selectivity
Comparison of drug substance spectrum and the loading plots of the model

Rejection of outliers (e.g., excipient, analogues) not covered by the


multivariate procedure

Precision Repeatability:

Repeated analysis with removal of sample from the holder between


measurements

Accuracy Comparison with an orthogonal procedure:

Demonstration across the range through comparison of the predicted and


reference values using an appropriate number of determinations and
concentration levels (e.g., 5 concentrations, 3 replicates)

Accuracy is typically reported as the standard error of prediction (SEP or


RMSEP)

Reportable Range Response:

Demonstration of the relationship between predicted and reference values

Error (accuracy) across the range:

Information on how the analytical procedure error (accuracy) changes


across the calibration range, e.g., by plotting the residuals of the model
prediction versus the actual data

Robustness and Deliberate variation of parameters, e.g.,


other considerations
Chemical and physical factors that can impact NIR spectrum and model
(performed as part
prediction should be represented in data sets. Examples include various
of analytical
sources of drug substance and excipients, water content, tablet hardness,
procedure
and orientation in the holder
development as per
ICH Q14) Note: NIR measurements are sensitive to changes in tablet composition and
properties outside variation present in the calibration set

EMA/CHMP/ICH/82072/2006 Page 31/33


Table 11: Example for quantitative LC/MS

Technique Quantitative LC/MS analysis of trace impurities in product

Performance Validation study methodology


characteristic

Specificity/ Technology inherent justification:


Selectivity
Inferred through use of specific and selective MS detection (e.g., MRM
transition with specified quantitative to qualitative ion ratio, accurate m/z
value) in combination with retention time, consider potential for isotopes

or

Absence of interference from other components in sample matrix

or

Comparison of impurity profiles determined by an orthogonal analytical


procedure

Precision Repeatability

Measurement of a minimum of 3 replicates at each of at least 3 spiking levels or


a minimum of 6 replicates at 100%

Intermediate precision

Comparison of measurements of the same samples performed in the same


laboratory but under varying conditions (e.g., different LC/MS systems,
different analysts, different days)

Accuracy Spiking study:

Acceptable recovery of spiked impurity standards in sample matrix at multiple


spiking levels

or

Comparison of the results to the ‘true’ values obtained from an orthogonal


procedure

Reportable Range Validation of calibration model across the range:

Linearity: Experimental demonstration of the linear relationship between


analyte concentrations and peak responses (or the ratio of peak response if an
internal standard was used) with reference materials at 5 or more concentration
levels

Validation of lower range limits:

DL: Use the coefficient of variation (CV) of responses at the spiking level (with
6 or more repeated injections) as a measure of signal-to-noise. The CV
obtained must be less than or equal to a pre-defined acceptable value

QL: The lowest spiking level with acceptable accuracy and precision

The range extends from and is inclusive of the QL to the highest spiking level
with acceptable accuracy, precision and response

EMA/CHMP/ICH/82072/2006 Page 32/33


Technique Quantitative LC/MS analysis of trace impurities in product

Performance Validation study methodology


characteristic

Robustness and other Deliberate variation of parameters, e.g.,


considerations
LC flow rate, LC injection volume, MS drying/desolvation temperature, MS gas
(performed as part of
flow, mass accuracy, MS collision energy, stability of test conditions
analytical procedure
development as per
ICH Q14)

EMA/CHMP/ICH/82072/2006 Page 33/33

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