Prolo Therapy
Prolo Therapy
Prolo Therapy
Technology review is a brief report, prepared on an urgent basis, which draw on restricted
reviews from analysis of pertinent literature, on expert opinion and / or regulatory status where
appropriate. It has not been externally reviewed. While effort has been made to do so, this
document may not fully reflect all scientific research available. Additionally, other relevant
scientific findings may have been reported since completion of the review.
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Prepared by:
Dr. Roza bt Sarimin
Principal Assistant Director
Health Technology Assessment Section
Ministry of Health Malaysia
Reviewed by:
Datin Dr. Rugayah bt Bakri
Deputy Director
Health Technology Assessment Section
Ministry of Health Malaysia
DISCLOSURE
The authors of this report have no competing interest in this subject and the preparation of this
report is totally funded by the Ministry of Health, Malaysia
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EXECUTIVE SUMMARY
Introduction
Musculoskeletal conditions are prevalent and their impact is pervasive due to the frequency,
chronicity and resultant disability. Prolotherapy is an injection-based treatment for chronic
musculoskeletal pain, with a volume of proliferant solution is injected at sites of painful tendon and
insertions, and in adjacent joint space in a number of treatment sessions. The purpose is to strengthen
weakened connective tissue and alleviate musculoskeletal pain. Areas that are most likely to
benefit are ankles, knees, elbows and the sacroiliac joint located at the lower back. Its most
common application in the back is chronic non-specific low-back pain that has not responded to
other therapies. This review was requested by Head of Health Technology Assessment Section,
Ministry of Health following an inquiry from an insurance company.
Aims/objectives
To assess the safety, effectiveness, cost effectiveness and organisational aspect of prolotherapy
for the treatment in musculoskeletal disorders.
Methods
Literature were searched through electronic databases which included PubMed, Medline and
Cochrane Database via Ovid search engine and general databases such as Google and Yahoo.
The search strategy used the terms, which were either used singly or in various combinations:
“prolotherapy”, “prolotherapy injection”, “proliferant”, “musculoskeletal disorders”,
“musculoskeletal condition”, “low back pain”, “tendinopathies” and “treatment”. The search was
limited to articles on human. There was no language limitation in the search.
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A critical appraisal of all relevant literature was performed using Critical Appraisal Skills
Programme (CASP) checklists and the evidence graded according to the US/Canadian
Preventive Services Task Force Level of Evidence (2001).
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PROLOTHERAPY
1. INTRODUCTION
Musculoskeletal conditions are prevalent and their impact is pervasive due to the frequency,
chronicity and resultant disability. The burden has been recognized by the United Nations
and WHO by endorsing the Bone and Joint Decade 2000-2010. They encompass a spectrum
of condition from acute onset to lifelong disorders, including osteoarthritis and low back
pain. Osteoarthritis, which is characterized by loss of joint cartilage leads to pain and loss of
function primarily in the hip and knee, affects 9.6% men and 18.0% women above 60 years
worldwide. Increases in life expectancy and ageing populations are expected to make
musculoskeletal conditions particularly osteoarthritis among the leading cause of disability.
Low back pain is the most prevalent of musculoskeletal conditions, affecting nearly everyone
at some point in time and approximately 4-33% of the population at any given point.
Frequently, episodes of low back pain never fully resolve. Lifetime recurrence can rise up to
85%.1
This review was requested by Head of Health Technology Assessment Section following a
query by a Claims Specialist of an insurance company (Prudential Assurance Malaysia
Berhad).
2. OBJECTIVES
3. TECHNICAL FEATURES
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tendons and ligaments grow stronger and healthier, the pain is alleviated. The purpose is to
strengthen weakened connective tissue and alleviate musculoskeletal pain.3,4 Proliferants
(injected solutions) have historically been hypothesized to cause local irritation, with
subsequent inflammation and tissue healing, resulting in strengthening of damaged
ligamentous, tendon and intra-articular structures. These processes were thought to improve
joint stability, biomechanics, function and eventually to reduce pain.2
Protocols for prolotherapy varies, but generally consists of several injection sessions
delivered every 2 to 6 weeks over the course of several months, with less frequent interval
until it is required only every several years.2,3,4 Prolotheraphy protocols for back pain also
varies, but all include the injection of proliferant solution into ligaments and tendinous
attachments at weekly or fortnightly intervals for 3 to 8 treatments.6
Areas that are most likely to benefit from prolotherapy treatment are ankles, knees, elbows
and the sacroiliac joint located at the lower back. Its most common application in the back is
chronic non-specific low-back pain that has not responded to other therapies.3,4
The characteristic of wound healing process involve activation of wound healing cascade,
which include three critical phases; an initial inflammatory reaction which attracts other
important cells to the injury site; a secondary inflammatory response in which macrophages
secrete humoral factors which attract fibroblasts; finally an infiltration and activation of
fibroblasts which lay down new collagen, giving strength to the injury site.5
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Proliferant solutions vary in the mechanism by which they cause localized inflammation but,
in general, they all act by causing localized tissue trauma or irritation which initiates an
influx of inflammatory cells. The exception to this rule is sodium morrhuate which may act
as a chemotactic factor by a more direct mechanism.
There are three major classes of proliferants commonly used in prolotherapy -- the irritants,
the chemotactics and the osmotic.5 There is some over-lap in their purported actions.
i. Irritants
The first class of proliferant solutions, called irritants or haptens act by either damaging cells
directly or by rendering the cells antigenic through alteration of surface proteins. Irritants
include phenol, guaiacol, tannic acid and phenol-glycerine-glucose. There is another category
of irritants called particulates, exemplified by pumice flour. These act by triggering cellular
trauma following injection into target tissues, and by directly attracting macrophages, which
ingest them and secrete polypeptide growth factors. In either case, granulocytes and
macrophages are attracted to the injection site and early inflammation occurs; in other words,
the wound healing cascade is initiated.
ii. Chemotactics
A second class of proliferants only has one member currently; sodium morrhuate that
contains the biosynthetic precursor to certain chemotactic agents which attract inflammatory
cells. Sodium morrhuate is the sodium salt of the fatty acid component derived from cod liver
oil. These compounds are direct biosynthetic precursors to the mediators of inflammation
such as prostaglandins, leukotrienes and thromboxanes. 5
iii. Osmotics
A third class of proliferant is osmotics proliferants which includes concentrated/hypertonic
solutions of glucose, glycerin and zinc sulphate. These agents act by dehydrating cells at the
injection site; where it causes an osmotic shock to cells leading to the release of pro-
inflammatory substances. Cells at the injection site, which are either morbid or dead, release
cellular fragments (proteins, membrane fragments and the like) which are attractive for
granulocytes and macrophages. Thus, local tissue damage causes an influx of inflammatory
cells and initiates the wound healing cascade. 5
Local anaesthetic (commonly lignocaine) is often added to proliferant solutions to reduce the
pain of the irritant injections. 3,4
4. METHODOLOGY
Literature were searched through electronic databases which included PubMed, Medline and
Cochrane Database via Ovid search engine, and general databases such as Google and
Yahoo. The search strategy used the terms, which were either used singly or in various
3
combinations: “prolotherapy”, “prolotherapy injection”, “proliferant”, “musculoskeletal
disorders”, “musculoskeletal condition”, “low back pain”, “tendinopathies” and “treatment”.
The search was limited to articles on human. There was no language limitation in the search.
A critical appraisal of all relevant literature was performed using Critical Appraisal Skills
Programme (CASP) checklists and the evidence graded according to the US/Canadian
Preventive Services Task Force Level of Evidence (2001).
Data were extracted and summarized in evidence table as in Appendix 3. The data were not
pooled and only qualitative analysis was carried out.
There were eight articles on prolotherapy retrieved. Two of the articles were systematic
review, the other three were randomized controlled trials, and one article each was on cohort
study, case series and cross sectional studies.
5.1 EFFICACY/EFFECTIVENESS
Simon Dagenais et al. conducted a systematic review which included five primary studies
(Dechow, Klein, Mathews, Ongley, Yelland) that examined the effects of prolotherapy
injections on 366 adult patients with low back pain that had lasted for longer than 3 months.
He included randomised (RCT) and quasi-randomised controlled trials (QRCT) that
compared prolotherapy injections to control injections, alone or in combination with other
treatments, which measure pain and disability before and after the intervention. Prolotherapy
injection had to be administered to at least one group within trial, and control group receive
control solution or different therapy not involving injection. All the five studies included
measured pain and disability level at 6 months, and four measured proportion of participants
reporting greater than 50% reduction in pain and disability scores. He found that in 3 RCTs
(n=206), prolotherapy injections alone are not an effective treatment for chronic low back
pain, and disability. At 6 months, there was no difference between groups in mean pain or
disability scores (2 RCTs; n=184), and no difference in proportions who reported over 50%
improvement in pain or disability (3 RCTs; n=206). He also found that prolotherapy
injection, given with spinal manipulation, exercise and other therapies are more effective
than control injections for chronic low back pain and disability (2 RCTs; n=180). The author
concluded that when used alone, prolotherapy is not an effective treatment for chronic low
back pain. When combined with spinal manipulation, exercise, and other co-intervention,
prolotherapy may improve chronic low back pain.6 level I
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Chou et al. conducted a systematic review to assess benefits and harms of nonsurgical
intervention therapies for low back and radicular pain. Prolotherapy was included as one of
the interventional therapies in his review, apart from botulinum toxin injection, epidural
steroid injection, facet joint injection, therapeutic medial branch block, chemonucleolysis,
radiofrequency denervation and others. The systematic review by Degenais is cited as the
only evidence in his review with regards to effectiveness of prolotherapy in comparison to
other intervention. The author concluded that there is fair evidence that prolotherapy, facet
joint injection, intradiscal steroid injection and percutaneous intradiscal radiofrequency
thermocoagulation are ineffective in nonspecific low back pain. 7 level I
5
Similarly, Reeves and Hassanein also assessed prolotherapy as a treatment for osteoarthritis
(OA) of fingers, where he conducted a randomised placebo controlled, double blind study of
dextrose prolotherapy for osteoarthritic thumb and finger (DIP, PIP and trapeziometacarpal)
joints, to determine the clinical benefit of dextrose prolotherapy in osteoarthritic finger joints.
He included subjects with 6 months of pain history in each joint with one of the radiologic
changes of OA (either grade 2 or 3 osteophyte, grade 2 or 3 joint narrowing, or grade 1
osteophyte plus grade 1 joint narrowing), whom received injections of 0.5 ml either 10%
dextrose and xylocaine in bacteriostatic water (active solution) or identical control solution.
Subjects included were 13 patients receiving active treatments, and 14 patients as controls
(each with 74 and 76 symptomatic OA joints respectively). Visual Analogue Scale (VAS)
score for pain with movement is statistically significant in the treated group (p=0.027). There
is significant improvement in goniometrically measured joint flexion; with flexion range of
motion in dextrose treated joints (+8 degrees) than the placebo treated joints (-8.6 degrees)
(p=0.027). The study also showed statistically significant improvement in radiographic
features (decreased joint space narrowing and osteophyte grade) for the dextrose treated
knees between 0 to 12 months. It is concluded that dextrose prolotherapy is effective and safe
in the treatment of pain with joint movement and range limitation in osteoarthritic finger
joints.13 level I
In another double blind randomised controlled trial, Scarpone et al. assessed the efficacy of
prolotherapy for lateral epicondylosis (tennis elbow) in terms of improvement in elbow pain,
grip strength and extension strength. This study included 24 adult patients with at least 6
months of refractory lateral epicondylosis. The intervention group received prolotherapy
injections with dextrose and sodium morrhuate (1 part 5% sodium morrhuate, 1.5 parts 50%
dextrose, 0.5 parts 4% lidocaine, 0.5 parts 0.5% sensorcaine and 3.5 parts normal saline)
while the control received injection with normal saline, with injection administered at
baseline, 4 and 8 weeks. They found that prolotherapy subjects had improvement in resting
elbow pain scores (4.5 + 1.7, 3.6 + 1.2, 3.5 +1.5, versus 5.1 + 0.8, 3.3. + 0.9 and 0.5 + 0.4)
compared to controls at baseline, 8 and 16 weeks respectively. At 16 weeks the difference
was significant (p<0.001). Prolotherapy subjects also showed significant improvement in
extension strength at 8 and 16 weeks, compared to baseline score (p<0.01) and controls
(p<0.01); and grip strength compared to baseline score (p<0.05). He concluded that
prolotherapy with dextrose and sodium morrhuate is effective in decreasing elbow pain and
improving strength testing in refractory lateral epicondylosis.14 level I
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thickness from 11.7 to 11.1mm (p<0.007) sonographically. The author concluded that
intratendinous injection of hyperosmolar dextrose yielded a good clinical response in patient
with Achilles tendinopathy. 15 level III
5.2 SAFETY
The systematic review by Dagenais et al. reported that nearly all patients in most trials
experience temporary increase in back pain and stiffness following prolotherapy injections.
Post injection headaches occurred in 2-4% of patients in trials by Klein and Yelland.6 level I
Scarpone et al. reported minimal side effects of injection therapy using sodium morrhuate in
all subjects (n=20), in which all experienced self limited post injection pain, with two
experienced one episode each for local erythema, irritation and discomfort for approximately
one day post injection. He reported no allergy reaction to sodium morrhuate.14 level I
Degenais et al. conducted a postal survey on side effects and adverse events related to
intraligamentous injection of sclerosing solution (prolotherapy) for back and neck pain to 171
practicing prolotherapist in United States and Canada. They found that side effects with
highest median estimated prevalence were pain (70%), stiffness (25%) and bruising (5%),
with a total of 472 adverse events being reported including 69 that requires hospitalization
and 5 resulted in permanent injury due to nerve injury. The author concluded that side effects
related to prolotherapy for back and neck pain such as temporary postinjection pain, stiffness
and bruising are common and benign. No serious adverse events were reported for
prolotherapy when used for peripheral joint indications.16 level III
Dextrose, the commonest proliferant used is safe and approved by FDA for intravenous
treatment of hypoglycaemia and for caloric supplementation. Morrhuate sodium, another
proliferant is a vascular sclerosant used in gastrointestinal procedure and vein sclerosing.
Allergic reactions to sodium morrhuate is rare. Phenol-glycerine-glucose (P2G), another type
of proliferant is not FDA approved.17
There was no article retrieved on cost effectiveness of prolotherapy. However, the cost per
injection is around RM330.00.
5.4.1 TRAINING
There was no study retrieved on training aspect requirement of operators prior practicing the
procedure. Prolotherapy is an operator dependant procedure and unregulated without
certification by any governing body. Formal training is currently not provided by most
medical schools or fellowships. However, prolotherapy, to be practiced and performed safely
on patients, requires specialized individual training.2 level III
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6. CONCLUSION
Based on the review, in terms of efficacy, there was evidence to show that prolotherapy
injection yielded good clinical response and likely to be effective in several tendinopathies;
in particular improvement in pain scores and strength testing in lateral epicondylosis, and
improvement in pain score and sonographical parameters in Achilles tendinopathy. For
chronic non specific low back pain, evidence showed that prolotherapy is not an effective
treatment when used alone. However, it may improve chronic low back pain when combined
with spinal manipulation, exercise, and other co-intervention. For osteoarthritis of the
peripheral joints, evidence showed that prolotherapy may have a role in the improvement of
pain with joint movement and range limitation in osteoarthritic finger and knee joint. With
regards to safety, evidence showed that side effects related to prolotherapy for back pain was
temporary and benign such as postinjection pain, stiffness and bruising. No serious adverse
events were reported for prolotherapy when used for peripheral joint indications. However,
there were reports of nerve injury when using prolotherapy for back and neck pain.
7. REFERENCES
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Health Organization 2003, 81(9).
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2010.
5. Banks A. A rationale for prolotherapy. Journal of Orthopaedic Medicine 1991; 13(3);54-
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6. Dagenais S, Yelland MJ, Del Mar C, et al. Prolotherapy injections for chronic low back
pain (Review). Cochrane Database of Systematic Review. Cochrane Back Group
Cochrane Database of Systematic Review. 2, 2010.
7. Chou R, Atlas SJ, Stanos SP, et al. Nonsurgical interventional therapies for low back
pain. A review of the evidence for an American Pain Society Clinical Practice Guideline.
Spine 2009. Vol.34, No.10, pp 1078-1093.
8. Khan SA, Kumar A, Varshney MK, et al. Dextrose prolotherapy for recalcitrant
coccygodynia. Journal of Orthopaedic Surgery 2008. 16(1);27-29.
9. Canadian Coordinating Office for Health Technology Assessment (CCOHTA). Pre
assessment prolotherapy for the treatment of chronic musculoskeletal pain. 2004 March.
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10. Feldman MD. Prolotherapy for the treatment of chronic low back pain. California
Technology Assessment Forum (CTAF). 2004.
11. National Institute of Clinical and Health Excellence 2009. Low back pain: early
management of persistent non specific low back pain; full guideline.
12. Reeves KD, Hassanien K. Randomized prospective placebo controlled double blind study
of dextrose prolotherapy for knee osteoarthritis with or without ACL laxity. Altern Ther
Health M 2000. Vol 6, No. 2, pp 68-80
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13. Reeves KD, Hassanien K. Randomized prospective placebo controlled double blind study
of dextrose prolotherapy for osteoarthritic thumb and finger (DIP, PIP and
trapeziometacarpal) joints: evidence of clinical efficacy. J Altern Complem Med
2000.6(4); 311-320.
14. Scarpone M, Rabago D, Zgierska A, et al. The efficacy of prolotherapy for lateral
epicondylosis: A pilot study. Clin J Sport Med 2008.18(3); 248-254.
15. Maxwell NJ, Ryan MB, Taunton JE, et al. Sonographically guided intratendinous
injection of hyperosmolar dextrose t treat chronic tendinosis of the Achilles tendon: A
pilot study. Americal Journal of Roentgenology 2007. 189; 215-220.
16. Degenais S, Ogunseitan O, Haldeman S, et al. Side effects andadverse events related to
intraligamentous injection of sclerosing solutions (prolotherapy) for back and neck pain:
a survey of practitioners. Arch Phys Med Rehabil 2006. July, Vol. 87.
17. U.S. Food and Drug Administration (USFDA). Available at http://www.fda.gov/
accessed on 12 July 2010.