Introduction To The Fifth Edition - 2011 - The Technique of Film and Video Editi

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Introduction to the Fifth Edition

In this fifth edition of the Technique of Film and Video Editing, I have added a new section
called “The Goals of Editing.”
As this book expanded through editions one to four, it became a history of editing as well as
a theory-practice book on different genres—documentary for example—as well as different
types of sequences—action, dialogue, comedy. Along the way, my students at New York
University and in my workshops abroad reminded me that what was being overlooked were
the fundamentals, the purposes editing served. An article I wrote for Cineaste on Editing for
Subtext pulled into focus what I had been including in my lectures but not highlighting in
this book. And so, in this fifth edition I have chosen to fix on those goals of editing to high-
light their centrality in the editing process.
The new chapters are about editing for narrative clarity, editing for dramatic emphasis, edit-
ing for subtext, and editing for aesthetic purpose. All chapters take a case study approach to
illustrate the goal.
These goals lie behind the evolution of the history of editing and make more precise the exer-
cise of pace, juxtaposition and the use of particular editing choices from the close-up to jump
cutting. Although there are distinct trends or styles in how a film is edited, the underlying
goal remains the same—to move the audience into and out of a narrative or documentary or
experimental narrative in the manner that best conveys the editorial intention of the creators.
This is why this new section is so important to the evolution of this text. The new edition
refocuses the book’s audience on what editing can and should achieve.
I have also added examples of recent films to update pace, purpose, and the means used to
edit action, dialogue, and comedy sequences.
I am excited about these changes in the fifth edition. I hope you will be too.

xvii
xviii Introduction to the Fifth Edition

INTRODUCTION
It has been half a century since Karel Reisz, working with a British Film Academy committee,
wrote The Technique of Film Editing. Much has happened in those 50 years. Television is per-
vasive in its presence and its influence, and cinema, no longer in decline because of televi-
sion, is more influential than ever. The videocassette recorder (VCR) made movies, old and
new, accessible, available, and ripe for rediscovery by another generation. The director is
king, and film is more international than ever.
In 1953, Reisz could not foresee these changes, but he did demonstrate that the process of
film editing is a seminal factor in the craft of filmmaking and in the evolution of film as an
art form. If anything, the technological changes and creative high points of the past 50 years
have only deepened that notion.
Reisz’s strategic decision to sidestep the theoretical debate on the role of editing in the art of
film allowed him to explore creative achievements in different film genres. By doing so, he
provided the professional and the student with a vital guide to the creative options that edit-
ing offers. One of the key reasons for the success of Reisz’s book is that it was written from
the filmmaker’s point of view. In this sense, the book was conceptual rather than technical.
Just as it validated a career choice for Reisz (within 10 years, he became an important direc-
tor), the book affirmed the key creative role of the director, a view that would soon be articu-
lated in France and 10 years later in North America. It is a widely held view today. The book,
which was updated in 1968 by Gavin Millar (now also a director), remains as widely read
today as it was when first published.
It was my goal to write a book that is, in spirit, related to the Reisz Millar classic but that is
also up to date with regard to films and film ideas. I also refer to the technical achievements
in film, video, and sound that have expanded the character of modern films and film ideas.
This update illustrates how the creative repertoire for filmmakers has broadened in the past
50 years.

POINT OF VIEW
A book on film and video editing can be written from a number of points of view. The most
literal point of view is, of course, that of the film editor, but even this option isn’t as straight-
forward as it appears. When the Shooting Stops . . . , by Ralph Rosenblum and Robert Karen, is
perhaps the most comprehensive approach to the topic by a film editor. The book is part
autobiography, part editing history, and part aesthetic statement. Other editing books by film
editors are strictly technical; they discuss cutting room procedure, the language of the cutting
room, or the mechanics of offline editing. With the growth of high-technology editing
options, the variety of technical editing books will certainly grow as well.
This book is intended to be practical, in the sense that editing an action sequence requires an
appreciation of which filmic elements are necessary to make that sequence effective. Also
needed is a knowledge of the evolution of editing, so that the editor can make the most
Introduction to the Fifth Edition xix

effective choices under the circumstances. This is the goal of the book: to be practical, to be
concerned about aesthetic choices, but not to be overly absorbed with the mechanics of film
editing. In this sense, the book is written from the same perspective as Reisz’s book—that of
the film director. It is my hope, however, that the book will be useful to more than just direc-
tors. I have enormous admiration for editors; indeed, I agree with Ralph Rosenblum, who
suggests that if editors had a different temperament and more confidence, they would be
directors. I also agree with his implication that editing is one of the best possible types of
training for future directors.
One final point: By adopting the director’s point of view, I imply, as Reisz did, that editing is
central in the creative evolution of film. This perspective allows me to examine the history of
the theory and the practice of film editing.

TERMS
In books about editing, many terms take on a variety of meanings. Technique, art, and craft
are the most obvious. I use these terms in the following sense.
Technique, or the technical aspect of editing, is the physical joining of two disparate pieces of
film. When joined, those two pieces of film become a sequence that has a particular
meaning.
The craft of film editing is the joining of two pieces of film together to yield a meaning that
is not apparent from one or the other shot. The meaning that arises from the two shots might
be a continuity of a walk (exit right for shot one and enter left for shot two), or the meaning
might be an explanation or an exclamation. The viewer’s interpretation is clarified by the edi-
tor practicing her craft.
What about the art? I am indebted to Karel Reisz for his simple but elegant explanation. The
art of editing occurs when the combination of two or more shots takes meaning to the next
level—excitement, insight, shock, or the epiphany of discovery.
Technique, craft, and art are equally useful and appropriate terms whether they are applied to
visual material on film or videotape, or are used to describe a visual or a sound edit or
sequence. These terms are used by different writers to characterize editing. I have tried to be
precise and to concentrate on the artistic evolution of editing. In the chapters on types of
sequences—action, dialog, comedy, documentary—I am as concerned with the craft as with
the art. Further, although the book concentrates on visual editing, the art of sound editing is
highlighted as much as possible.
Because film was for its first 30 years primarily a silent medium, the editing innovations of
D. W. Griffith, Sergei Eisenstein, and V. I. Pudovkin were visual. When sound was added, it was
a technical novelty rather than a creative addition. Not until the work of Basil Wright, Alberto
Cavalcanti, Rouben Mamoulian, and Orson Welles did sound editing suggest its creative possi-
bilities. However, the medium continued to be identified with its visual character—films were,
xx Introduction to the Fifth Edition

after all, called “motion pictures.” In reality, though, each dimension and each technology
added its own artistic contribution to the medium. That attitude and its implications are a
basic assumption of this book.

THE ROLE OF EXPERIMENTAL AND DOCUMENTARY FILMS


Although the early innovations in film occurred in mainstream commercial movies, many
innovations also took place in experimental and documentary films. The early work of Luis
Buñuel, the middle period of Humphrey Jennings, the cinéma vérité work of Unit B of the
National Film Board of Canada, and the free associations of Clement Perron and Arthur
Lipsett (also at the National Film Board), contributed immeasurably to the art of editing.
These innovations in editing visuals and sound took place more freely in experimental and
documentary filmmaking than in the commercial cinema. Experimental film, for example,
was not produced under the scrutiny of commercial consideration. Documentary film, as
long as it loosely fulfilled a didactic agenda, continued to be funded by governments and
corporations.
Because profit played a less central role for the experimental and documentary films, creative
innovation was the result. Those innovations were quickly recognized and absorbed by main-
stream filmmaking. The experimental film and the documentary have played an important
role in the story of the evolution of editing as an art; consequently, they have an important
place in this book.

THE ROLE OF TECHNOLOGY


Film has always been the most technology-intensive of the popular arts. Recording an image
and playing it back requires cameras, lights, projectors, and chemicals to develop the film.
Sound recording has always relied on technology. So, too, has editing. Editors needed tape, a
splicer, and eventually a motorized process to view what they had spliced together. Moviolas,
Steenbecks, and sophisticated sound consoles have replaced the more basic equipment, and
editroids, when they become more cost effective, may replace Steenbecks. The list of techno-
logical changes is long and, with the high technology of television and video, it is growing
rapidly. Today, motion pictures are often recorded on film but edited on video. This gives
the editor more sophisticated choices.
Whether technological choice makes for a better film or television show is easily answered.
The career of Stanley Kubrick, from Paths of Glory (1957) to Full Metal Jacket (1987), is telling.
Kubrick always took advantage of the existing technology, but beginning with 2001: A Space
Odyssey (1968), he began to challenge convention and to make technology a central subject
of each of his films. He proved that technology and creativity were not mutually exclusive.
Technology in and of itself need not be used creatively, but, in the right hands, it can be.
Technology plays a critical role in shaping film, but it is only a tool in the human hands of
the artists who ply their ideas in this medium.
Introduction to the Fifth Edition xxi

THE ROLE OF THE EDITOR


It is an overstatement for any one person involved in filmmaking to claim that his or her
role is the exclusive source of creativity in the filmmaking process. Filmmaking requires col-
laboration; it requires the skills of an army of people. When filmmaking works best, each
contribution adds to the totality of our experience of the film. The corollary, of course, is
that any deficit in performance can be ruinous to the film. To put the roles into perspective,
it’s easiest to think of each role as creative and of particular roles as more decisive—for exam-
ple, the producer, the writer, the director, the cinematographer, the actors, and the editor.
Sound people, gaffers, art designers, costumers, and special effects people all contribute, but
the front-line roles are so pervasive in their influence that they are the key roles.
The editor comes into the process once production has begun, making a rough assembly of
shots while the film is in production. In this way, adjustments or additional shots can be
undertaken during the production phase. If a needed shot must be pursued once the crew
has been dispersed and the set has been dismantled, the cost will be much greater.
The editor’s primary role, however, takes place in the postproduction phase. Once production
has been completed, sound and music are added during this phase, as are special effects.
Aside from shortening the film, the editor must find a rhythm for the film; working closely
with the director and sometimes the producer, the editor presents options, points out areas
of confusion, and identifies redundant scenes. The winnowing process is an intuitive search
for clarity and dynamism. The film must speak to as wide an audience as possible. Sound,
sound effects, and music are all added at this stage.
The degree of freedom that the editor has depends on the relationship with the director and
the producer. Particular directors are very interested in editing; others are more concerned
with performance and leave more to the editor. The power relationship between editor and
director or editor and producer is never the same; it always depends on the interests and
strengths of each. In general terms, however, editors defer to directors and producers. The
goals of the editor are particular: to find a narrative continuity for the visuals and the sound
of the film, and to distill those visuals and sound shots that will create the dramatic emphasis
so that the film will be effective. By choosing particular juxtapositions, editors also layer that
narrative with metaphor and subtext. They can even alter the original meaning by changing
the juxtapositions of the shots.
An editor is successful when the audience enjoys the story and forgets about the juxtaposition
of the shots. If the audience is aware of the editing, the editor has failed. This characterization
should also describe the director’s criteria for success, but ironically, it does not. Particular
styles or genres are associated with particular directors. The audience knows an Alfred
Hitchcock film or a Steven Spielberg film or an Ernst Lubitsch film. The result is that the
audience expects a sense of the director’s public persona in the film. When these directors
make a film in which the audience is not aware of the directing, they fail that audience.
Individual directors can have a public persona not available to editors.
xxii Introduction to the Fifth Edition

Having presented the limits of the editor’s role in a production, I would be remiss if I didn’t
acknowledge the power of editors in a production and as a profession. The editor shares
much with the director in this respect.
Film and television are the most powerful and influential media of the century. Both have
been used for good and for less-than-good intentions. As a result, the editor is a very power-
ful person because of his or her potential influence. Editing choices range from the straight-
forward presentation of material to the alteration of the meaning of that material. Editors
also have the opportunity to present the material in as emotional a manner as possible.
Emotion itself shapes meaning even more.
The danger, then, is to abuse that power. A set of ethical standards or personal morality is
the rudder for all who work in film and television. The rudder isn’t always operable. Editors
do not have public personae that force them to exercise a personal code of ethics in their
work. Consequently, a personal code of ethics becomes even more important. Because ethics
played a role in the evolution of the art of editing and in the theoretical debate about what is
art in film, the issue is raised in this book.

ORGANIZATION OF THIS BOOK


This book is organized along similar lines to the Reisz Millar book. However, the first sec-
tion, the history section, is more detailed not only because the post-1968 period had to be
added, but also because the earlier period can now be dealt with in a more comprehensive
way. Research on the early cinema and on the Russian cinema and translations of related
documents allowed a more detailed treatment than was available to Karel Reisz in 1952.
Many scholars have also entered the theoretical debate on editing as the source of film art.
Their debate has enlivened the arguments, pro and con, and they too contribute to the new
context for the historical section of this book.
The third part of the book, on the principles of editing, uses a comparative approach. It
examines how particular types of scenes are cut today relative to how they were cut 60 years
ago. Finally, the section on the practice of editing details specific types of editing options in
picture and sound.

A WORD ABOUT VIDEO


Much that has evolved in editing is applicable to both film and video. A cut from long shot
to close-up has a similar impact in both media. What differs is the technology employed to
make the physical cut. Steenbecks and tape splicers are different from the offline video
players and monitors deployed in an electronic edit. Because the aesthetic choices and
impacts are similar, I assume that those choices transcend differing technologies. What can
be said in this context about film can also be said about video. With the proviso that the
technologies differ, I assume that what can be said about the craft and art of film editing can
also be said about video editing.
Introduction to the Fifth Edition xxiii

A WORD ABOUT FILM EXAMPLES


When Reisz’s book was published, it was difficult to view the films he used as examples.
Consequently, a considerable number of shot sequences from the films he discussed were
included in the book.
The most significant technological change affecting this book is the advent of the VCR and
the growing availability of films on videotape, videodisc, and now on DVD. Because the
number of films available on video is great, I have tried to select examples from these films.
The reader may want to refer to the stills reproduced in this book but can also view the
sequence being described. Indeed, the opportunity for detailed study of sequences on video
makes the learning opportunities greater than ever. The availability of video material has
influenced both my film choices and the degree of detail used in various chapters.
Readers should not ignore the growing use of Blu-ray and DVDs. This technology is now
accessible for most homes, and more and more educational institutions are realizing the
benefit of this technology. Most videodisc and DVD players come with a remote that can
allow you to slow-forward a film so that you can view sequences in a more detailed manner.
The classics of international cinema and a growing number of more recent films on video-
disc can give the viewer a clearer picture and better sound than ever before technologically
possible.
This book was written for individuals who want to understand film and television and who
want to make film and television programs. It will provide you with a context for your work.
Whether you are a student or a professional, this book will help you move forward in a
more informed way toward your goal. If this book is meaningful to even a percentage of the
readers of the Reisz Millar book, it will have achieved its goal.

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