Surgical Outcomes of Posterior Spinal Fusion Alone Using Cervical Pedicle Screw
Surgical Outcomes of Posterior Spinal Fusion Alone Using Cervical Pedicle Screw
Surgical Outcomes of Posterior Spinal Fusion Alone Using Cervical Pedicle Screw
DOI: 10.1097/BRS.0000000000002257
Surgical outcomes of posterior spinal fusion alone using cervical pedicle screw
Kei Watanabe, MD, PhD,※ Toru Hirano, MD, PhD,※ Keiichi Katsumi, MD, PhD,※ Masayuki
Ohashi, MD, PhD,※ Hirokazu Shoji, MD,※ Akiyoshi Yamazaki, MD, PhD,※※ Tomohiro
Izumi, MD, PhD,※※ Kazuhiro Hasegawa, MD, PhD,† Takui Ito, MD, PhD,‡ Naoto Endo,
MD, PhD※
※
Department of Orthopedic Surgery, Niigata University Medical and Dental General
Hospital, Niigata City, Niigata, Japan
※※
Department of Orthopedic Surgery, Spine Center, Niigata Central Hospital
†
Niigata Spine Surgery Center, Kameda Daiichi Hospital
‡
Department of Orthopedic Surgery, Niigata City General Hospital
Phone: +08-25-227-2272
Fax: +08-25-227-0782
E-mail: [email protected]
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The manuscript submitted does not contain information about medical device(s)/drug(s).
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Abstract
Objective: To investigate clinical outcomes after posterior spinal fusion (PSF) using cervical
pedicle screw (CPS) constructs for cervical disorders associated with athetoid cerebral palsy
(CP).
associated with CP have required combined anterior and posterior fusion to achieve solid
Methods: Thirty-one CP patients with cervical disorders who underwent PSF alone with a
minimum 2-year follow-up (mean 58 months) were analyzed. All patients were treated with
PSF using CPS constructs with or without decompression procedures. The average number of
fused segments was 5.1 (range, 1 to 10 segments), and a halo jacket was applied in 16
patients for at least 2 months after surgery. Clinical outcomes using the Japanese Orthopaedic
Association scoring system (JOA score) and walking ability, radiographic sagittal alignment,
Results: The JOA score improved from 8.3 points preoperatively to 10.9 points at the final
postoperatively, 10 patients were unable to walk at the final follow-up. Sagittal alignment,
including C0-2 angle, C2-7 angle, and local alignment in fused segments, was maintained
postoperatively. Twenty-five patients achieved fusion at the final follow-up (fusion rate:
81%), and 5 patients with non-union required additional surgery. With regard to
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Conclusions: The CPS construct is amenable to achieve a relatively high fusion rate without
correction loss, and good clinical outcomes can be achieved with a posterior single approach
for CP patients. In the future, efforts should be made to make appropriate decisions regarding
the fusion area, take preventative measures against postoperative upper extremity palsy, and
simplify external orthoses after surgery, especially with the use of a halo jacket.
Key words: athetoid cerebral palsy, posterior fusion, pedicle screw, cervical spine,
myelopathy
Level of Evidence: 4
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Introduction
Because involuntary movements associated with athetoid cerebral palsy (CP) result in severe
degenerative change in the cervical spine, cervical myelopathy can occur at a relatively
young age.1 The surgical treatments for this condition include posterior decompression
including anterior spinal fusion (ASF) with or without instrumentation,4-6 posterior fusion
stability lead to the risk of non-union, progression of kyphosis, bone graft dislodgement, or
perioperative respiratory complications. In 1994, Abumi et al. first reported the use of
cervical pedicle screw (CPS) fixation for traumatic or nontraumatic lesions,10,11 and CPSs
biomechanically provided superior stability in multilevel fixation under axial, torsional, and
flexural loading compared with other types of anchors.12 CPSs have been widely used as a
strong anchor for various types of cervical disorders, including degenerative disease, spinal
We hypothesized that the CPS construct can lead to a higher fusion rate against severe
degenerative lesions with involuntary movement, and in 2000, we introduced posterior spinal
fusion (PSF) using CPS constructs to treat cervical disorders associated with athetoid CP. The
purpose of this study was to investigate the clinical outcomes after PSF alone using CPS
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Methods
This study was approved by an internal review board (SPIRB 1385). Thirty-four consecutive
patients with cervical compressive disorders in the subaxial region that was associated with
CP who underwent PSF using pedicle screw constructs beginning in 2000 at one of the two
hospitals with which the author is affiliated were included. Those with upper cervical lesions
alone who underwent occipito–C2 or C1–C2 decompression and fusion were excluded from
the analysis. Two patients who underwent combined anterior spinal fusion and one who was
moved to a distant place were excluded, and 31 patients, with a minimum 2 year-follow-up
(mean, 58 months, range, 24-156) were therefore enrolled for the analyses.
The clinical data are summarized in Table 1, and there were 19 men and 12 women, with
an average age of 51 years (range 33–65). Their diagnoses were atlantoaxial subluxation
the subaxial region in 8 patients, CSM alone in 13, and cervical spondylotic myelo-
radiculopathy (CSMR) in 10. Twelve patients out of the 31 had received previous cervical
complications related to surgery, and adjacent disease that required additional revision
surgery. Clinical outcomes were assessed using the Japanese Orthopaedic Association
scoring system (JOA score; scored from 0 to 17 points)13 preoperatively, highest score
postoperatively, and at final follow-up. Walking ability was likewise assessed preoperatively,
3 months postoperatively and at final follow up using the following grading system: grade 1:
to walk (requiring a wheelchair). Sagittal alignment included the C0-2 angle (the angle
between McGregor’s line and the lower endplate of C2), C2-7 angle (the angle between the
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lower endplate of C2 and the lower endplate of C7), and sagittal fused angle within the fused
segments (the angle between the upper endplate of the uppermost fused vertebra/McGregor’s
line and the lower endplate of the lowermost fused vertebra) seen on lateral radiograph with
the patient in a neutral position, all of which were evaluated preoperatively, 3 months
assessment. The fusion status was defined as continuous trabecula on computed tomography
Our surgical strategy indicated that posterior instrumented fusion with CPS constructs should
be used to treat cervical disorders in patients with CP, but a lateral mass screw was used
simultaneously in 11 patients, a transarticular screw was used in 4, and a lamina screw was
used in 3, due to a narrow pedicle channel or anomalous course of the vertebral arteries, as
seen on preoperative CT angiography.14 CPSs were inserted using the guidance of a CT-
based navigation system (StealthStation; Medtronic Inc., Minneapolis, MN) in 2005 and
after, while CPSs were inserted using the guidance of lateral fluoroscopy before 2005. With
regard to CPS insertion techniques using the CT based navigation system, a small pedicle
probe was inserted into the pedicle under single-level registration in the cervical spine and
multilevel registration in the thoracic spine. With regard to free hand techniques, a small
pedicle probe was inserted into the pedicle under the guide of a radiograph image intensifier
using a lateral view to confirm the direction and insertion depth according to previously-
described techniques.10,11 When magnetic resonance imaging (MRI) showed spinal canal
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laminectomy (n=12) for additional decompression procedure after a previous laminoplasty,
coexisting with foraminal stenosis at the corresponding disc level seen on preoperative MRI,
microsurgical foraminotomy and removal of both the inferior and superior articular processes
(n=12) were also combined. Regarding bone graft material, monocortical iliac strut grafts
with morselized cancellous autografts were used at the craniocervical junction, and
morselized cancellous iliac or local autografts were placed posterolaterally in subaxial region.
The fusion area included all segments with severe degenerative changes, such as loss of
disc height and osteophyte formation in uncovertebral or facet joints, and the mean fused
segments was 5.8 segments (range, 1-10) in these subjects. PSF extending to occipital bone
was indicated for either irreducible AAS or severe degenerative change in occiput-C1 joint,
and PSF extending to C1 for reducible AAS based on the preoperative extension radiograph
and CT. The initial procedures in patients with subaxial lesions were posterior cervical fusion
for 12 patients and posterior cervico-thoracic fusion extending to either T1, T2 or T3 for 12
patients with degenerative changes at the cervicothoracic junction. As for patients with both
AAS and subaxial lesions, posterior occipito-cervical (O-C) fusion was done in 1 patient, and
With regard to the subaxial cervical alignment, we aimed to connect the rods according to
the neutral alignment seen on preoperative lateral radiographs, and avoided excessive
kyphosis correction to prevent iatrogenic root entrapment due to foraminal narrowing. With
regard to the upper cervical alignment, to prevent dysphagia, we paid special attention not to
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With regard to external immobilization after surgery, we used halo immobilization in 16
patients and a simple cervical collar in 8, and 7 did not have external immobilization. The
entire period of external immobilization, for both cervical collar and halo immobilization,
Statistical analysis
Statistical comparisons of the radiographic parameters before and after surgery were
calculated using the nonparametric Wilcoxon signed-rank test or chi-square test, and p values
< 0.05 were considered statistically significant. StatView-J 5.0 (Abacus Concepts, Berkeley,
Results
Participants
The clinical data of the participants and some of their outcomes, including fusion status and
The clinical outcomes are summarized in Table 2. With regard to clinical outcomes, the JOA
score improved from 8.3 points preoperatively to 10.9 points at the final follow-up (p < 0.05).
Regarding walking ability, grades 1, 2, and 3 were seen in 10, 5, and 16 patients,
respectively, preoperatively; and grades 1, 2, and 3 were seen in 12, 9, and 10 patients,
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walking ability grade after surgery, 10 patients with preoperative grade 3 out of 16 were
unable to walk at the final follow-up. The C0-2 angle, C2-7 angle, and sagittal fused angle
within the fused segments were maintained from 18.8°, 0.0°, and 5.5°, respectively,
preoperatively, to 24.0°, -3.5°, and 3.0°, respectively, at the final follow-up (for all
Fusion status
Twenty-five patients achieved solid bony union (fusion rate: 81%), demonstrated on plain
radiographs and CT images. Six patients (19%) who underwent multilevel fusion with 5 or
more segments demonstrated non-union: at the uppermost instrumented vertebral (UIV) level
in 4 patients and lowermost instrumented vertebral (LIV) level in 3 (one patient showed non-
union at both locations). Three patients out of 4 with non-union at the UIV level, who
junction, and 2 out of 3 with non-union at the LIV level, who demonstrated C7 CPS breakage
or T3 pedicle screw pull-out, required revision fusion surgery. Two patients out of 5 who
underwent O-T fusion showed rod breakage in the craniocervical junction or lower cervical
region, despite halo jacket application for 2 months after O-T fusion.
Complications related to the surgery occurred in 9 patients (29%), which included transient
dysphagia after O-C fusion that required swallowing rehabilitation (n=1), surgical site
infection that required debridement (n=2), malposition of a lateral mass screw requiring
screw removal (n=1), and paralysis of the upper extremities (n=5). With regard to paralysis of
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the upper extremities, 4 patients had unilateral C5 palsy and 1 had bilateral C6+C7 palsy.
While 2 patients who received additional foraminal decompression experienced full recovery
of the palsy, 2 patients out of 3 without additional interventions still had C5 palsy at the final
follow-up.
Seven patients (23%) out of total 31 patients presented with adjacent diseases with recurrent
myelopathy after previous ASF or posterior upper cervical fusion with a mean interval of 8
years 11 months (range: 3 years, 7 months to 21 years, 10 months). Two patients (8%) out of
24 required additional extended fusion surgeries after primary PSF with intervals of 2 years,
10 months and 9 years, 8 months during the follow-up period. The corresponding levels were
Illustrative case
A 58-year old woman suffered from numbness and motor weakness of an upper extremity.
Plain radiographs showed multilevel disc degeneration (Figure 1 A), MRI showed spinal
canal stenosis at C5/6 and C6/7, and an intramedullary T2-weighted high intensity area
without canal stenosis was seen at C3/4 (Figure 1 B). Preoperative CT images showed
Although she underwent PSF (C2-T1), laminoplasty (C5-7), and foraminotomy (left C5/6 and
C6/7) as an initial surgery, the patient experienced motor palsy in the C6 and C7 segments
bilaterally. She received additional surgery, including fusion that was extended to T2 and
extensive foraminotomy (left C4/5 and bilateral C5/6 to C7/T1), by sufficient removal of both
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the superior and inferior articular processes. Although her motor weakness gradually
recovered and she could return to activities of daily life, her JOA score deteriorated from 15
Discussion
We investigated the clinical outcomes of PSF with CPS constructs for cervical disorders
associated with athetoid CP. The results of this study indicate that careful preoperative
evaluation of thin-slice CT angiography to check the patient’s bone structure and vertebral
artery, as well as posterior spinal fusion alone using CPS constructs, can achieve good
However, one third of the subjects in this study were unable to walk at the final follow-up;
therefore, early detection of myelopathic symptoms before losing walking ability and early
demands the most secure CPS construct.15 However, surgeons must be aware of the potential
risks of screw misplacement, which could cause vertebral artery, nerve root, or spinal cord
injury. There have been several reports showing that the pedicle perforation rate ranges
between 6.7% and 30%.16-18 Kato et al. reported on the morphological characteristics of the
cervical spine in patients with CP, and observed frequent pedicle sclerosis, a wide transverse
angle, and lateral mass deformity, which were associated with a higher risk of critical
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breach.19 Hence, careful preoperative study of thin-slice CT angiography during preoperative
planning is recommended to confirm that the pedicle channel diameter is wide enough and
the anomalous vertebral artery exists.14 In addition, the use of modern surgery-supporting
No consensus exists on the fusion area of spinal fusion surgery for CP patients with cervical
disorders. In the present study, adjacent diseases were present in 7 patients who required
revision surgeries, which were frequently observed in C1/2 or the mid-cervical (from C4/5 to
C5/6) regions. Ohnari et al. reported a 25% incidence of atlantoaxial subluxation after
in the present study 2 patients had atlantoaxial subluxation as the adjacent disease. Although
surgeons must also pay attention to adjacent disease in the upper cervical region, localized
cervical fusion is usually indicated, except for in the upper cervical region. When longer
fusion is performed for CP patients with voluntary movement, the possibility of non-union,
such as rod fracture and screw pull-off, might be increased. If the neurological symptoms
severely deteriorate in certain cases, the dramatic recovery of symptoms would be difficult,
according to the results of the present study. Therefore, we basically extended instrumented
fusion beyond the levels that radiographically demonstrated disc or facet degeneration and
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Preventive measures of postoperative upper extremity palsy
Postoperative C5 palsy has been reported in great numbers as one of the clinically serious
of postoperative C5 palsy after posterior decompression surgeries that are concomitant with
instrumented fusion,23-25 and mentioned that C5 nerve root compression might be due to
spondylolisthesis at the C4/5 level. Although nerve root compression might occasionally
occur, this is not clinically significant, except for C5 or C8 nerve root compression that
causes dropped shoulder or finger. In the present study, C5 palsy occurred in all patients with
postoperative upper extremity palsy, except for one patient with bilateral upper extremity
palsy in multiple segments (the illustrative case), and physicians must pay attention to C4/5
performed, combined with sufficient removal of both the inferior and superior articular
processes;26 and 3. Lateral mass screws connected to a rod with off-set connectors should be
used, or CPS insertion should be skipped, especially for the C4/5 segment, in order not to
unintentionally pull the vertebra backward and cause narrowing of the neural foramen.
Ueda et al. reported that muscle release of the neck extensor and sternocleidomastoid muscles
simplifying external immobilization and improving JOA scores compared with laminoplasty
alone.27 Furuya et al. reported that serial intramuscular injection of botulinum toxin
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concomitant with posterior decompression and instrumented fusion effectively omits the need
for the use of a halo jacket.28 However, the long term effects of these measures against
muscle athetosis have been unclear, and a partnership with specialists in botulinum toxin
injection is necessary, which is not an ordinary situation. Moreover, previous reports showed
that combined anterior and posterior fusion or posterior fusion alone using CPS constructs
without the use of a halo jacket for the treatment of cervical myelopathy that is associated
with CP has good outcomes.9,15 However, these surgeries are mainly indicated only for
subaxial lesions. Although a halo jacket for patients with subaxial lesions was discontinued
after 2009, in the present study, 2 patients had non-union at the UIV (C0/2) and LIV (C6/7)
levels, even after halo jacket application. Therefore, we believe that the use of rigid external
immobilization, including a halo jacket, is critical, especially for patients who undergo O-C/T
fusions with 5 or more fused segments, since craniocervical junction is a critical region for
non-union. Moreover, severe involuntary movement might be another indication for rigid
external immobilization; however, the judgment on the procedure was based on the surgeon’s
subjective experience.
This study has some limitations. First, the number of patients with CP was limited due to
the relative rarity of this condition; however, we believe that the present study had a larger
case series than previous reports. Second, we could not examine the relationship between the
surgical outcomes and the severity of involuntary movements, since objective assessment of
athetosis is difficult.
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Conclusion
Although good outcomes were achieved in our study, preventive measures against non-union
and postoperative upper extremity palsy should be established. Since one third of the subjects
in this study were unable to walk at the final follow-up, early intervention is desirable before
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26. Katsumi K, Yamazaki A, Watanabe K, et al. Can prophylactic bilateral C4/C5
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Figure legends
Figure 1. A 58-year old female experienced motor palsy in the C6 and C7 segments
bilaterally after initial posterior spinal fusion (C2-T1), and required an additional extensive
foraminotomy (left C4/5 and bilateral C5/6 to C7/T1). A: Preoperative plain radiographs
demonstrated severe spondylosis in the subaxial regions, but no atlantoaxial instability was
seen on functional radiographs. B: T2-weighted sagittal magnetic resonance image
demonstrated severe spinal cord compression at C5/6 and C6/7, and intramedullary signal
change without canal stenosis at C3/4. C: Sagittal reconstruction computed tomography
images demonstrated severe degenerative changes in the subaxial region and foraminal
stenosis (arrows) due to osteophyte of the uncovertebral joints and superior articular joints.
D: T2-weighted sagittal magnetic resonance image demonstrating decompression of the
spinal cord at 5 years follow-up. E: Plain radiograph demonstrating maintenance of C2-7
alignment and bony fusion without implant failure.
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Table 1: Summary of clinical data for the 31 study cases
Case Age/ Diagnos fusion Decompression procedure Other anchors Bone graft Previous op. Additional op. External Fusion Postop. Follow-up
Sex is level orthosis status complication (mon.)
4 48/M CSM C2-T1 ― ― iliac bone + local ASF(C3/4) ― halo jacket C7/T1 ― 24
bone non-union
5 46/F CSM C2-5 ― LMS iliac bone PSF(C0-2) ― halo jacket + LMS 66
(bil.C3-5) malposition
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11 65/M AAS+ C1-7 laminoplastyC5,C6 ― iliac bone + local ― ― ― + ― 38
CSMR bone
12 57/M CSMR C2-T2 laminectomyC2-5 + LMS iliac bone + local PSF(C0-2) ― ― + dysphagia 33
fora.bil.C4/5 (lt.C3, bil.C5) bone
14 47/F CSMR C2-T1 laminectomyC6,C7 LMS local bone laminoplasty ― halo jacket + SSI 54
(bil.C5,C6) fora.lt.C6/7
15 33/M CSM C2-7 laminoplastyC4-6 + LMS iliac bone + local laminoplasty PSF(C6-T3) halo jacket C6/7 ― 45
laminectomyC3 (bil.C4,lt.C5) bone non-union
19 58/F CSMR C2-T2 laminectomyC3-7 + LMS iliac bone + local ― ― Collar + bil.C5,6 palsy 48
fora.lt.C4/5, bil.C5/6/7/T1 (lt.C3,C4) bone
20 50/M AAS+ C1-7 laminectomyC4,5 + TAS iliac bone + local laminoplasty PSF(C0-2) ― C1/2 rt. C5 palsy 36
CSMR fora.lt.C5/6/7, bil.C4/5, C7/T1 (bil.C1-2) bone non-uniom
22 55/M AAS+ C0-T2 laminectomy C1 + ― iliac bone + local laminoplasty PSF(C0-2) halo jacket + C0/2 SSI 24
CSM fora.bil.C4/5 bone total contact non-union
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23 60/M CSMR C2-T1 laminoplastyC3-7 + LMS iliac bone + local ― ― Collar C2/3 ― 25
fora.lt.C7/T1 (bil.C3, lt.C6) bone +β-TCP2g non-union
24 58/F AAS+ C0-T1 laminectomyC1 LMS (rt.C3,C6, iliac bone + local ― ― halo jacket + ― 24
CSM lt.C4,C5) bone
26 44/M CSMR C3-T1 laminoplastyC3-6 + LMS local bone + ― ― halo jacket + ― 102
fora.rt.C3/4, lt.C4/5, bil.C5/6 (rt.C3,C4,C5) β-TCP2g + collar
27 45/F CSM C3-T3 laminoplastyC5-7 TAS iliac bone + local ― ― halo jacket + ― 98
(rt.C4-5,C6-7) bone + collar
28 55/F AAS+ C0-T3 ― TAS(rt.C5-6) iliac bone + local Laminoplasty PSF(C0-2) Collar C0/2,T2/3 ― 96
CSM LS(rt.C2,C3) bone +β-TCP2g ASF(C5-7) PSF(T2-7) non-union
29 42/M AAS+ C0-T1 laminectomyC1,C6,7 LMS(lt.C4,C5) iliac bone + local laminectomy ― halo jacket + ― 102
CSM LS(lt.C2) bone +β-TCP5g + collar
30 62/M CSMR C2-T3 laminoplastyC3-6 + LMS(lt.C5) local bone ― PSF(C0-2) + Collar + rt. C5 palsy 38
fora.rt.C5/6/7,bil.C4/5 fora.rt.C4/5
31 57/F CSM C0-T2 laminoplastyC4-6 + LMS (bil.C3,C4, iliac bone + local PSF(C1/2) halo jacket + ― 36
fora.rt.C4/5/6 lt.C5) bone + collar
Abbreviations: fora.; foraminotomy, LMS; lateral mass screw, TAS; transarticular screw, LS; lamina screw, SSI; surgical site infection
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Table 2: Summary of clinical results for the 31 study cases
Radiographic alignment
C0-2 angle mean (SD), ° 18.8 (20.1) 19.3 (17.7) 24.0 (16.3) 0.7704
C2-7 angle mean (SD), ° -0.0 (21.7) -1.6 (16.2) -3.5 (16.6) 0.1744
Sagittal fused angle mean (SD), ° 5.4 (18.7) 2.7 (13.7) 3.0 (13.5) 0.0839
Statistical analyses were performed in comparison between preop. and final follow-up.
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