TICOM Vol. 4 - Army High Command Sigint Service
TICOM Vol. 4 - Army High Command Sigint Service
TICOM Vol. 4 - Army High Command Sigint Service
" I
'IUf,'
..
.... , SECRET
By A,u\horlty of \hit :
ARMY SECURITY AGENCY
WRshlngton,D. C.
Commcmdinq General
Initials ,'. -. Date
)Ec
-'L A,C<-'IFIEC" '-"E.. ..) 4 E r)
_" .J;::" .J per:J
12958 Oi rector, ef,
=SS. B,A,\/\l date 10/23/98.
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.,....
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(1)
p.
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AND BY OTHER PRISONER OF WAR INTERROGATIONS
,AND MATERIAL, PRINCIPALLY GERMAN
. -
VOLUME 4--SIGNALINTELLIGENCE SERVICE
OP'1HE ARMY HIGH COMMAND
\
.EUROPEAN AXIS SIGNAL UI WORLD WAR II
AS REVEALED BY IITICOM-" INvESTIGATIONS
. \ .'
I..- .-
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7 MAY.1947
DOCID:, 3486746
14251
I
,Chaptel' II
Chaptel' III
Chaptel' IV
Chaptel:' V
VOLUME 4
, The Signal Intelligence Service
of the Army High COmmand'
The History of the 'German Army Signal,
Intelligence Service "
Organization of Central ot the -
German Army Intelligence Service
. '. '
Organization of the German Army Field Signal
'Intelligence 'Service
German,Army Intercept
Operations of a Typical, Signal Intelligence
Regiment on the Eastern Front
Section A. Introduction
SectionB. Functions of' the KONA Units
Section C; Features of Russian 'Radio'
Communications
Section D. Direction and R$d10
,
VI, Russian Cl'yptanalys1s
Section A. Organization of' C:rypt(iD8.lyt1c.
Ef.fort Agalnst- Russia
B" Cryptanalytic Achievements
'Against Russ1a,
Section C. Lialsonvlth other Agencies
on Russian Cryptanalysis
\ ' I
Ch&ptel:' VII MiscellaneouS Cryptanalysis
Section A. Period from 1919 to
1939
Section B. Per:t.od .from
1939
to
0
t.
" 8.ection C. Period from 1941 to 1945
DOCID: 3486746
Chapter' VIII
Chapter' IX
Chapter' X
TAB A
German Army Cryptographic. Systems
Training of German Army S1gna1 Troops
, .
Liaison or the Signal Intelligence Serv1ce
of the Army High Command v1th. other Signal
Intelligence Agencies at H o ~ and Abroad
Glossary
DOCIO: 3486746
VOLUME 4 .'
Chapter I: of' the German ArTlI1Signal
, , Intelligence .
. ..," Paragraph,
The pre-H1t1erPer1od (1919-1933) .' 1
, The \lar IIPer1,od-(1933-19391.. '.' 2 >',,-
,The narl,. World II Period (1939-1941) 3
The ln1dd1e World War II, Period (19.41-1944} 4
Th.e'late World War Period P944-1945) 5
. ,
1. TheA"re-Hitler perl0-lli912-1932J-:" The pre,-
Hitler pe:rloClof sIgnal Intel gence1n the German ArrifJ
i8 very obscure. From the' and uncertain, evidence, .
however, the ro11oving.organization may be suggested. '
A COdes and Ciphers Section of" the German Def"ense
(Re1ehsvehrministerlUm Chirrr1erabteilung), subordinated .
to an Officer, had been maintained 1nskeleton
rorce rronithe end or., the, rlrst Worlei The CMefs.
vere:
2
' " .. ' .."...
Lt. Buschenhagen
Majol',Schm1dt
Major Fellgiebel
Major Oschtn9.nn
Major Boetzel
1919-1927
1927':"193.1
1931,..1932:,
.1932-1934
1934-1939
.,
The head or the Codes and Ciphers Section ot the
Gertll!ln Defense I-1inist1'7 also the M1nistry's - :',
IntElrcept network. This' network fl"om l'923/4wbenthe
f1ratf1xed (Feste Horchstelle, abbreviated
Feste) Yere There 1s or at .least
. seven 8\:lchstations operating before Six or these.
Yere to the interception ot foreign
mill tary traf'fic;' and' one to,:the in't.ercept1onof fore1gn
diplomat1c traff1e. ' The s1x for m111t&ry, verelo- ,
eated at Stuttgart,' l<lunich"r4uenster,Koen1gsberg, , L1egni tz, ,
and,Bres1aui the one for diplOmatic
. I96p 2,
2 , ,
,. I 123 p 4,
3 I 62 P 5; IF 181p 1
',4 I -as p '2
5 1: '62P 6
DOCID: 3486746
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2. '\tie-World W8.Jt 19 -... In
1933/34, t e rman Defense ln1sry set up t e more
intercept stations: one at Hersbruck(later moved to
Lauf"); the other two, at Strlegau and Chemnitz.6 With
these ten lnterceptstatlons, the German'Defense Min1stry
interoepted foreign ,Army, Air Force, and diplomatic '
traf';rl0. The German Defense 141n1stl;Y also set up ,in 1933/4
in &erlin its own military code and cipher :section called
the InteroeptControl Station {Horchleitstelle, abbreviated'
HLS).1 For th1s1tdl'ev a few tralnedcryptana1ysts from
the Codes and Cipher Section of'the .German 'W'ar, Ministry
(Re1c.bskriegSmini'sterlum).8 Foreign Army traffic inter-
cepted by the German Defense i'li1nistl'7 vas sent to the '
Intercept Control Statlon(Horchleitstelle); Air Force .
traftle;to the Signal Intelligence Agency or the Commander-
in-Chief of the Air Force (Chittrierste11e des .Oberbefehl-
shabersder Luftwaffe, abbreviated Chi-Stelle'OBdL) , '
esta,blishedin 1937.9 Diplomatic traffic vas sent ,to both
the Codes and Ciphers Section ot the Ministry
(cal.leda:rter 1934 'the German War Fdnlstry(Xriegsministerlum)
and the ForelgnO:rfleeCl7Ptanalytle SeetioJi(SonderdleJist '
des Referats Z in derPersonalabteilung des Auswaertlgen Amts,
abbr'evlatedPers Z$) .10
, 8. The narrow1ng ot' the mis'sian of the service
to :Lnclude only Army tra:f:fle. In 1939.8 nevI.,. formed Signal
Agency or, the Supreme Command' ottheArmed
For<,ea (Oberkommando del' abbrevl ...
ated,OKW/Chi) took 'over the interception of, all foreign ,
the' German 'Army Signal Intelligence
Service,&n<i tor' the Army gave it iYo ot its own
lntl:Jrcept at Laursnd Treuenbr1etzen.
\
6
185P
}
., I 78 p 2
8 The German Defense Ministry vas renamed ,the German War
'Ministry after 1935.
9 IF 181 p 15 .
1
0
I'8S' P 2
11 I 85 p 3
2
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DOCID: 3486746
VOLUME 4
,
Chapter II: Organization of CentrsJ.Agencies of the German
Army SiGnal Intelligence Service.
Para.graph
Organization or Intercept) Control station
193.3-19410 .. '., 0 6
Organiza.tion of In , 7
Organization of LNA ' 0 .. 0 0 o. .. .. . 8,-
Organiza.tion of HLS Ost ' 0 0 ' 0 9
Organization of GdNA ' , ,.' .. 10.
6. Organization of the Intercept ControlStat1on 19}3-
1941__ Not much is known or tEe organization ot the Inter-
cept Control Station (Horchleitstelle, abbreviated HL&),
belfore 1941. The existence of sections tor the cryptans1y-
sls and evaluation
35
of Belgian, Polish, Russian, and Brit...
ish be surmised from Mett1g
D
s account of its
activities...... flothing specific, however,; is known from .
TICOM:;',ources. The small sta.fr was commanded by Major Dr.
If Tung. , .
7. Organizf:Ltion of In 7/VI.--
B.. Insper;torate 7/Vr(lnspektion 7/Vl', abbreviated'
In 7/VI} in t.he autumn of 1941 was headed by NajorMang,
andvas
S
div1ded into the following sections &S
shown:
3
. . , . .
Personnel Section Captain Herbrueggen
. British Section. 0.00'" .'.0' 0.0"0 Senior Inspectors
Z111man and L1edtke'
French Section Senior Inspector Kuehn
Italian Section.. 0 Captain Fiala
2,5Evaluatlon is a free translation of the German WOI'd
"auswertung" Which to the mea.nt' traffic
the interpretattonof newsbroa.dcast andpla.1n,texttrans-
missions, the interpreta.tion of radio telephone intercept,
and the interpreta.tion of the results or successful cryptan-
a.lysis . All thea.e things ta.ken together resulted 'in t'ully
evalusted intelligence .
36
1
1'8' P .3
371 78 p 2
3
8
IF 190/ B App .. 3 8
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DOCIO: 3486746
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The sectlonsof In'7/VI were housed during this period
in .buildings near in Berlin. The head-
qua,rters ,Tra.ining Section and' sections tor USA, French and
Age'nts e traffic vel'e located at fllatthaekirchplatz. 4 j "45.
the Balkan section, at Schellingstrasse 9; the
section, on Viktoriastre.sse. Location of the Mathe,,'
ma1iica.1 section 1s not knovn.
lfb
, In 'N.ovember 1943, the first large RAF ra.id on Berlin
a. great part of the officet:s of the Army High
COlmnd on Bendlerstrasse 1n "'hion were those
of In7/VI. In 7/VI was thereupon moved to Jueterbog, .
1t was until its ama.lga.ma.tion :1n November
19441nto GdNA. '+1 ' .
, No esti.ma.te 1s given of' the number or people employed
i:n In 7/VI. ' .' .'
c. . Organization of AgN/NA. When In 7/VI was re- ,
organized as the Signal Intelligence 3ection of the Depart-
me,nt of Signals or the General Army Office, 'of, the Army .
Hi.gh Command, the internal organization was somewhat changed.
The previously independent sections were organized into
a. maln section (Hauptreferat) for mathematics, and a main
se'ction for langua.ges,. The IBM section retained its auto....
nomy. .
The Section for Languages, vith the exception
tha.t one' section vas added for Swedish tra.ffic, covered
the same field as had by the individual 1an-
g'llageseot1ons
4
Qf In 1/VI. Theorganizatlonaf 'AgN/,BA 1s
outlined thus: .' .
Chief 0 0 0 ;, Maj or L'scnner
Main Section A ror Mathematics 4 1st Lt. Lueders
Main Section B tor Languages.. Senior Speoialist
Bal10vic .
British Section.. Senior Inspector
Zillmann
. USA Section...... Technician 'Steinberg
Frenoh Section.... Technielan Kuehn
'Balkan Section. ...... Senior-Specialist
Bailovic
Sw:edish section ,Pfe. Rohden'
, .
45
1'- 58 p 2
46IF 126 pp 6-7
47IF 126 p 6
.48J;F 190 B App 5
10
DOCID: 3486746
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IBM
Linguistic Section.
Training Section..
Seet.io,n... .:l" 'II ..... 0 . 0 ... fI 0
'/, '
Technician Koehler
Senior Inspector .
Kuehn .
speciaiist Schehke
, , ,
, a. Headquarters unit. ,The Headquarters unit of OKHI
GdNA conststed of the Chief, Signal Intelligence, Service "
tCher"General de:r Nachrlchten AUfklaerung, abbreviated
Boetzel; his Chlefof .. Star.r, Lt. Col.
Anclra.e;t,he AdJutant, Lt. Moraveo, and theChlef', of'the'
Understaff, Lt.,!:oebe
o
," "
The staff controlled ,the signal intelligence work of
,a.ll. units of the GdNA,Groups I through VI. It also, con-
tr()lled two int6!'cept stattons, ,Feste 6 and'Feste 11.
ha.d been subordinated to HLS Ost before being attach-
ed', the GdNA.' They speoialised' 1n high
t:z:taff'ic of the Red Army and NKVD.' "
The Understaff of theOKH!GdNA supervised the1nter-
capt coverage of', the Signal Intelligence Regiments (Kom..
,malldeure der Nachrichten Aufklaerung, abbreviated KONA)
8.n<1 their sUbord1nateunits: ,directly, 1n the case of
1,2,3,7, and 8; and! throu'gh the Senior Commander
Intelligence (Hoeherer Kommandeur
abbreviated Hoeh, Kdr.'d NA)for KONA 5 and 6.
bo. Group I. Group I wa.s under the supervision of '
It had tvo main tasks:
1) the maintenance at. the units
of the GdNA; , '
2) pre,s,smonitor.ing. , ' '
Fo:r internal communications, teleprinter :was used until
tbe final deba.cle, when it became neoessary to resort to
radio.. To carry out the second task of GroupI,prees '
mo:nitoring, there weref'oursub.sectlons: them,onitoring'
ot eastern wireless, western wireless, plain text moni-
to:t'ing, and evaluation.' The evaluation sub-section (,4)
w.as responsible, for c'ollatlng all information from' the
ot:h.erthree sub-seotions and consolidating it 'into, reports.
The collated reports were divided into separate parts.
for political, economic, or military news. They were cir-
culated,within the departments of the Army High Command,
sometimes with the' classiflcat,ion SECRET
sacheJI abbreviated GKdoS). Beoaus of the personnel short-'
age, the;13BCLondon Service and the Reuter Agency were
only news agencies monitored for western traffic.
5
4
IF
'123 ' , 6
p-
5:;IF 12} p 6
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DocrD: 3486746
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h. Group Z. GroupZ (WhiCh 18 not shown on' the
was responsible forgenei-41 administrative oontrol
of all departments wIthin the OlOi/GdNA. The YOrk vas
<i1v1ded 1ntof'oUl' types: personnel # communications ..
pay, and dra.wing. A central caz-d index was kept otall
peJ'lsonnel employed in the OXB/GdNA and the personnel" .
aectlon wa.s tor all transters, either
I' liepartm.ental or outside -the OKH/GdNA. Th$' seotion tor
looDlD1Un1catloZlS -registered all incoming and outgoing' cor..
and vas rtlsponslble.tor .all courlercommun1-
catIons between the.OKH7GdNA and ita
For"local communioations, this section hadIt;s own runners;
but tor long dista.nces, the 'courier" servioes ot the .
:a1ghCommand vera Allpe:rsonnel ot OlOl/GdlfAwere
. paid by the "pay}' .' In the draw1Dgs8ct1on.. all
s 1tuat10n maps a.ndl'8.d10 netwOrks were reproduced. A
certaIn amount of photostat and book-binding activity
was' .also carried' onnel'e. . .. : .
Because of the lack of detaile4 intormat19D oon-
cernlngGerman signal intelligence.at the. end ot the
it lsdUf10ult to appraise the effttct1veness of
the f1nal reorganization of Novermbel" 1944. In large. .
measure, s1mp11clty ot disrupted
1n the last months. The full organization eX1sted,&8 .
an 1ntagratedun1t only fram Bovember, 1944 to February,
1945.' From tha.t time untU the surrender, the Oa/GdlVA .
was almos't.cont1noualy on the move seeking. refuge in.
southern Germany. Most of the groups. moved from Zosssn
.. to Bad Relchenhall. eltherd1rectly 01' by way or .El'tw't o'
Somewhere between Er.turt and Bad Reichenh&ll in the .
Weimar. usa. the IBM section was lost. Gi-oup VI whicb
had been located at6Potsd&m went to stuttgart and
then to Rosenheim.5. . .
56
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123. P
16
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DOCID: 3486746
4
Chapter 11,1: Organization of the German ArmY, Field
Signal Intelligence Service
f.'
Paragraph
Organization or the typical Signal Intelligence
. j), 11.0, .. ' .... "'., ,0 "' .... ' 0-. '.. 11
Organization of XONAl o D.D 12
Orga..nlzation' of KONA 2 D"""" .- : v .. D ,. D.. " 13
,of' KONA 3 ' 14
tlon of KONA 4 ;, D D .. .. .. .. 15
Organlza. tion of KONA 5 .,; ," '.. D ' 16
4 .. ' Organization through 1944,
1 "b.. Organizl?- tion ,afte:r '1944 , ' ," . :,': '.' j ,
',: , 'c .Orga nizat1on:or (component 'parts', ,',.,: ,,' ,',;'
t10n of 6 D .. .. u q 0' ! ,,' .. ., .; 17' '.,"
Organization of'KONA, 7 ', :; .. ,. H3' "
Organization of K'JNA : .. " ,." p ':t9
Or,gan1zs.tiQn otKoNA ;, ;. ;. .. ," ' ... '. ' :20
Or.gan.:i,zatlon of' NAA 11., ..... '.. .,. .. :., .. :" 21
Ol',ganiza:t,ion of' te LoeIqcerh , " .. ," .. ,r " ". 22
", ,,",11.', The 2!
8!nee .... - 1'he'baslc, efemeiiro"t' til#!
zatlon'or the Qerman Armys1gnal intelligenoe service was'
, the Intelligence Nac,hri.c:t:lten,
'Ati.fk1aer.uns,; Al-'my
(KONA),vhieh'had'eon-
tl"ol over all, un1ts ,in the
, by' tneA'rmy Group. If,,: as: vas the ease with 4:and; "
the Signal Intell1genceRegiment vas attached'to'a,'
Cmnmander,.ot tbe, Gel'man Armies $tat1oned,1n, an :the,"
Si.gnal Intelligence Regimen"t'''had c-ontrol of
i
&;1:1,
ge,nee units within the a:res. of that commanq. ' , ' ' , , , '
There were, oteourse, variations In the organization
and manner of operation. or the ,various S1gn,al,' Intelligence
Reglmentseorresponding to d1f.ferenees 'in personnel,
alld operational responsibil1ties. ,The typical component
6
' "
ot a Signal Intelligence Regiment, however, vere: 0,
'. / .
60 1190 p 5
17
DOCID: 3486746
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One Signal Intelligence EvaluatlonCenter (Nacnrlchten
Aufklaerung Auswertestelle, abbreviated NAAS), designed.to
work with KONA headquarters at Army Group level; usually
one Intercept Company (Feste Nachrlchten
'Aufklaerungsstelle, abbreviated Feste),.des1gned to work
at A:r'my level; usually two Long Range Signal Intelligenoe
Companies (Nachrichten Fernaufklaerung Kompanie, abbreviated
FAK) "designed to work. at Army level;' usually twoC.lose. .
Signal Intelligence C'ompanies (Nachrichten Nahaut-
klael'ting Kornpanie, abbrevlateU designed to work at
Army Corps level; each Close Range Company usually had two
or three Range Signal Intelligence Pla.toons (Naohrich- .
ten Nahaufklaerungs .zue, abbrevlated NAZ), designed to work
belo\{ the NAKbut :still at Arm.y Corps level.. .
In 1944, the Signal Intelligence Battalion (Nachrich-
ten Auf'klaeruIlg Abteilung" abbreviated NAA) wa.sintrodueed
into the organization or the KONA. These battalions were
small administrative units, which acted as coordinating un1ts
.8t AJt'my leve1. .
Hertzel' .. CO of. KONA 1 .. stated that the NAA
comwlnders were generally elderly supervisors whose chief .
duty was to make the rounds of the units forming the NAA
o!Jinions and effecting small adjustlnents in the
useo!' close range signal intelligence platoons. Colonel
Boetzel" head of OKH/GdNA,,' stated- that the NAA v3f3' not
cons:idered. an eff'ective improvement. 61
'This chapter vill deal with each Signal Intell1genee
Regiment separately and will give in some detail the organi-
zation and history ot. the components of each.
18
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DOCID: 3486746
12. Orgariizat1on or KDNA 1.-- KONA 1 vas org8Jl1zad
:f.n the rolioving va7. To fOtlA &adquarters vere 8ubordl-
nated:
62
1 Signal Evaluation Oenter, NAA3 1
1 stationary Intercept Feste 10.
I Close Range Signal Intelligence Company,
NAK Preuss .
2 Signal Intelligence Batta11ons, NAA 3 and NAA4
To NAA 3 subordinated: .
1 Long Range Signal Intelligence FAK 623
1 Close Range Signal Intelligenoe Company, NAK 953
.(later NAK Beilold) .' .
'. ToNM 4 were subordinated:
. 1 Long Range' Signal Intelligence Company FAX 6rr
,1 Close Range Signal Intelligence Company, NAX954
a. Headquarters Un! t. The headquartersun1ta 01: XONA:1;Jl
wh1ch worked a t Army Group headquarters" conslsted of' the .
. '. commandant of: the KONA, his Adjutant, a Chief" of' Operation.
(8-3), a paymaster, a teehn1cal'inspectol", and 'truck
d;rivers. The f'o1lov1ng statistics show the b1"eakdovn of' the
unit.63 . . .
Co
Adj.
8-3
Officers
1
1
1
En11stedMen
-'
Women
-.
Paymaster 1
Technical
Inspector 1,
Clerks
Truck drivers -
s-
62
1
198 P 5 .
,63
IF
40p
.
--- - - -
4
19
2,
-
2""
DOCID: 3486746
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b" NAAS 1. T1)e NAAS of 1, had tyomajor oper-
at+onal subdivisions:, '8 in evaluation
and traffic analysis, and a section
There were also a headquarters sectlQn" a
. qommWlication line section, and a section of drivers:"
The personnel, totalling eight off'icers" one hwidred s1xty
enlisted mSin, a.nd .firty enlisted women were thus divided .
among the section: 64 .
Section Of'.ficers Enlisted Men
Women'
,
I
2
.23. ..
, .,
-",'
....
. .,
"13 .
!50'
! :' .
1
6
.1
ysls
, . ... ' ",
Dr!vera
c" Festa 10 and the Long R8itge" Intercept CbmPazlies e
The Stationary' Intercept Company, Feste 10, and ,the Long
Intelligen(fe 'Companies" FAX 617 and FAX 623,
;Ylere,sim,1;Lar .in their' organization'and ope1"st;i.on.. , had
a'lie&ClCluar'ters sec tj;ori;"'1Don1 ,an,iV;81uatloh '
slB'et1an" .a cryptanalytic s.ection" arid a
platoorl. ,The
minor . 10 than
t:ruek drivers 1nstead o:f.the tvelvearid to
F.U617 and FAX 623 " ,\. .
. ., ,-
64 IF' 4q p 12
...
20
.'..
DOCID: 3486746
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'. .
" ',The f'ollovUJg lists show and stl-ength
ot Feste 10" FAX 617.. and FAX 623:
0
5. . . ,
'. l
\ .
Feste 10 f
\.
YJ1Ptanalr-s18 1 .
Communication Ln. Plt
J
. ,Officers '. En11stedMen
:l.... 18
Section'
, Headquarters-
MelmtoringPlt.
-
Evaluation :
TJruck Dr!vera ..
.
EJtlemyRadl0 .Station
:Locators
. i
1. -.
- .
3'"
FAX 617
32,
.
2!?
15 .
\ .
10
8
l
Women'
2
61
8
2
-' ,
... .
--r-
:J!
. C:ryptana11S;S
Communication Ln. PIt. -
Truck Drivers
-Section
'. H:eadquarters
. Ilion!toring,Plts. '
Evaluation
:-., .
.Or:r1eers
1
Enlisted Men
15
91
33'
20
23
16
,-gg
' .
Women
3
..
, ..
. \
.e'
' ..
65
IF 40 p 13
21 .
DOCID: 34867'46
'.
FAK 623
. Section ' Officers Enlisted Men
Headquarters '1 14
Mon1toring PIts. 1 83
Evaluation, 1 34
Crypt'analysis 16
I
Communication P1t. 1 17
Truck Drivers 12
,....
176
Women
4
-
d.NAK \954.. TheC10se Range Signal Intelligence Com-
NAK 954, wasd1vlded into sections comparable to
those of Feste 10 and the intercept, companies"
as the folloving chart indicates: 6b .
. I
Section Officers Enlisted Men Women
Headquarters
EvSLluat10n
Radio
CODmnunlcation Ln. PIt.
4 toring P1ts
1 41
- 30
25
18
112
229
-,
The NAK operated by platoons" one platoon attached t9
each Army Corps.67. The strength of a platoon vas from
to thirty men, of Which approximately tvelve vere en-
gaged in radio telephoneintereept, tvo in radio intercept,
fl'i78 in direction finding" and three in eva.luation. The
the platoon comprised clerks" drivers,
66 ,
IF 40 p 13 ,
67
1
'l9b 1? 2
I
22
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-
,
e. NAK 953,., Up to September J 1944 NAK 953 was
nated to HAA3 or KONA, 1; but ,at that time it was moved' to
the west, leaving only 1ts interpreters and cr
YD
g
-
to on the eastern rront:
b
,
" f BAJt Benold. NAK Benold, named afte;r .1ts CO, was '
compos'ed at specialists ldnds who, had been drawn
from the signal intell1gence companies subordinate to KONA 1.
As' a company it f'ormedpart of' NAA 3. , '
, g. NAK NAK Preuss, taking its name did NAK
:aenold, f'rom its CO,'was formed from fot-ces withdrawn
ot,her units of KONA i.' This' close signal company lias,
in contrast to the other SUbordinated directly
to KONA Headquarters.' ' ,
Orss.nizs. tiOD' of' ' KONA '2. -- ' tion of
KaNA 2is not Idiown In detaIl. As tar as can' be deter:L'1l.ned
, l'romTICOM sources, there were 'subordin&ted'to,th18 KaNA
in 1944:
6
9 . ' " "
1 Signal Intelligence Evaluation Center, ,NAA5 2
3 Signal Intelligence Battalions, lfAA.6, 7. and 8
1 stationary Intercept Company, Feste 7 !
3 Range Signal Intelligence CompaDies,FAX610,
619. 622 " '"
3 Signal Inteltigence Co.n1es!, ,BAK 951,
In Feb:ruary components of' KONA 2 vere spllt:
part 01' them. remained with KONA 2, which vas from'
Army Group North to ArTlIJ' GJ,-oup We1chse'1; part or, thelli were'
attached to KONA Nord, wh1ch place 'of' KONA 2 with
A.rmy Group North. Theorigtnal components vere d1v1ded
betveenthe two KONA ,in the following vaY:,1
0
, '
KONA?:
, 2 Long Range ,S1gnal Intelligence Companies, FAX 610; 622
1 Close Range, Signal; In,tel11gence Company, NAX 958
1 Intercept 7
Q8
I
19b pl' -
,69 DF -9; I Appendix,
. '
70 DF 9
\
I
Nord:
, '
.'
. I
lLong.Range Intercept Company, FAK 619
1 (aose Range'Signal Intel:.ligence NAZ Brutus
2 Range' Signal Intelligence CompanY' NAK 951, 955
1 Signal Intelligence Evaluation Center, NAAS 2 '
This, rema1ned_ the generalorganizatlon until 28 .1945,
'wben b:r order at General Praun, Chief" Slgrial Ott1cer,'APmed '
'Forces (Cbet Weh1'maoht abbreviated
'Cbet W]W) and Chiet Signal 'Otficer, Artrr1 (Chet Beeres . .
B wesen, abbrevlated ChetHNW.) KONA
DOI'd ,to KONA2 all 1ts units except the Close Range
Signal Intelligence Companies', NAK 951 and 955- 71 .
. 14. organizationot KONA f'. -- .KONA 3 vas composed, in-
-so1"ar \9.8 ls1iiiovn, of one NAA 710),7
2
. one FAX, one NAXand .
one Feste . (The FAX maY' have been Number' 611, wh1ch was . .
trans.f,erl'ed to the west .under KONA 61n ,October 1944)73 ,
Nothing fUl"thei,' lsknown about KONA 3, which was caught 'bt
.the Russians in a pocket in Kurland at the end ofthewar .. 74
, \ , ",: I . .'.
15. ' 'ot KONA4.. --' KONA 4" vas'
to the Command1ng OffIcer (Be.fehlshaber .
Who controlled the OermanA:rm1e#J 1n the Balkans. 75 The ,
respon,slb:l:11ty of. these .armies appears to have been essen,t18,1-
1y that of and occupational force; and KONA 4, therefore,'
added to its of intercepting long range traffic
emanating trom' the M1ddleEast and Afr1ca that ot monitoring
the tr'attlc' of the occupledBalkan Tli.1s circum-
stance may account tor the.faot. that the organization ot KONA 4'"
included no, ,mobile Long Range ' Signal COmp8I,l1es
and oIlLly two mobileOlose Range Signal Intell1gence Platoons.
The other units of KONA 4 vere the Signal Intelligence Evalu-
ation Center NAAB 4,andtvo stationary Intercept Companies
(:Fes tEl 5 and'6)7
6
71 DF9
72. I Appendix
I 1
r
6 Appendix
74 I 116p 8
'75 . IF 171 p 1
7
6
IF 171
'24
" ,
DOCID: 3486746
&. HAAS 4. The code name tor NAAS 4 was the abbrevi
ation HASSO, which stood for Horchauswertestelle Suedost, .
Intercept Evaluation Station Southeast.IT NAAS.I+ vasdiv1ded
into a c1'yptanalyt1csection, a direction finding section,
a tactical evaluation section, and a final evaluation se6tion.
78
'The stroength of 4 vas about 80..100 men, 1ncluding
interpreters, decoders, cryptanal'1sts, personnel, I
d.raug:htmenjJ drivers and antchboard operators. 79.
15l. Feste 5.. - Feste 5 .W88 the former A:rmy Fixed Inter-
cept Station at Graz. It-had the :following sections:
lj headquarters
2 radio intercept seetion
:radio operation and maintenance seetion, operating
a radio transmitter
4) decoding. and cryptanalyt1csect1on
5) evaluation section tordirectlon finding.
Pestle 5 had. a strength of" 150-170 men and operated tlf't'1
rad10intercept sets. Its personnel' was composed ot radio
intercept operators,. code clerks, crypt&nalyste, interpreters",
drivers, radio operators, typists, and switchboard operatora.oQ
. c;, Feste 6. Feste 6 vas the former Army' Fixed Inter-
Station at Tulln. It 'had the same subordinate sections
6S Fleste 5, vith a strength or about 130 men: 81
headquarters
radio intercept section .
radio operat1ons.and'tnalntenance section, operating
a radio transmitter; .'
decoding and cryptanalytic section
evaluation section for finding
77XF 171 p 1
78
IF
171 P 2
79IF 171 p 2
8l:F 111 p 3
81J[F 171 1> 3
DOCID: 348674'6
\ '
d. " NAZ To The ,ctose Range, Signal Intelligence Platoon,
NAZ T, consisted of rorty-tvo men; among these vere
Turkish. decoders who also acted as interpreters. Its
organization was asfollows:
82
.
1 platoon headquarters
2 radio intercept station with 10 sets
} radio operation and maintenance section
4 direction finding platoon
'5 decoding section Turkish only
6 final evaluation. section for direction findfng
eit NAZ W. The signal intelligence pla1;oon, NAZ W,
consisted of about eighty men who specialized in monitoring
Balkan radio . Its organization vas as
rollovs:
8
3 '
1 platoonheadquarters
2 radio intercept station
} radio operation and maintenance section
4 direction platoon
5! decoding section
61 final'evaluation section
'f .,Radio Control station. The Radio Contl'"ol Station
which had been ,part or' the
of KONA 4 was d1ssolved in 1942. 84 '
. .
" 16. 'Orgardzatlonof KONA
s" Organization t'h:rough 1 44. KONA 5 was the only' .
S1gnal Intel11gence Regiment on the. western front until. the
establishment of KONA 7 in February 1943.. It remainedthl-ough-
out the war preeminent on this front.. .
'.'
82IF 171 p 3
. 83IF 171 p 3
84
IF
171 p 3
26
, \
,
DOCID: 34,86746
,e"
, \
I, '
february 1944, the organization KONA 5 cons1sted
of a Signal Intelligence Evalua't1on Center,NAAS 5, tour
Stat1Qn8ry Feste },9, and 12; an4
, tllO ,Signal Illtelligence Companies.. FAX 613 and .
624.8,) " :", ,
. February 1944" the organization ot
KONA J5 vas changed.
86
The reorganizatiQn ot 5 parallels
changes in the German order at battlevhich took place pn
the western front in early 'Prior to this time thS
western armies had been under the cominand,..Dt Army Group D,
to w,h.ich KONA. 5 a ttsched as ,the Signal, Intelligence ,
ReglDllent of _the West. In' ea.r17 1944.. .. ' Army Gl'oup D '
vas absorbed into the Commander-tn-Chief (Oberbetehl-
shabeil' Vest), who took bntl"ol ot tht'ee newlytormed ArDlJ'
Groups on the western front, Army GroupsB, H, and . ,
KONA 5.' therefore .modeled its organization so t ,1t control-
led three Signal Intelligence Blittalions, NA,A' la, 13.. and
14, Each b&ttallon "ss attached to a separate ,Arl'lf'l ,GJ,'".9'IJ.Pf
NAA 12 to, JiM 13 to ArMJ" GrOl1P,:aD aM mA.4:14
to AJrtrq Group Gco _ ", ", <
I In regard tbe iSubo1"d1nat10n the six component', .
_pal'tlS orXONA 5 to the tbl"ee 81gnallntel11gence Battalions,
ther49 1s disagreement between a 'OQmb1ned Detailed
Interrogation Centre pub11catlon8tl and a TICOM interrogation
report. 89-90 . :.. -
,
86
IF
127 'P 2
871 76 Appendix -':::Jl
.. .; ,'j. ,i :
88
D '
127 .',':. .' ,- L-,;'i, "
89
1 1.6 ',. - , . "'-" ".
reportdeserlblng ,the grouping of the six
ponent parts indicate FAK624 combined with
platoon 12. to Torril NAA and 12
c()mbined, to ;fo;rln ,NAA 13; Feste.613 combined vi th
rll,nge 1nterceptcompany.. , NAX 965, to Torm 14. Feste
3 and 9 werele:ft as independent units by
the Kommandeur , . . .
-' 'y' :;.
\
\
...
'".'
r -:".
.. ;,
",'.- ." '.'
./
- -.
- -
:0
", ,""
. " (::.' ;" .t. l ..
'" ':' :-
,- '.' , . -.f ;: .,'. ,
, ',; , "
'. \ ,'.;.-,; '.'; '\ " ;'-t
. - . " ::'; \. - .
..-."l....
, :(,.'
- If
DOCID: 3486746
-'., .
Chart shows the d1stri_but1on or the six elements'
to Tlcorl report. Feste 12 comb1ned with
Feste :; to torm NAA 12; Feste 2 and 9 combined with
. FAX to'torm NAA 13. There is no 1ndiqation
FAX 624comb1ned w1th other companies when i ttorme\d
. NAA 14. '''. " .' . ,. .
b. AttE!l' 1944. ,. The organizat1on ot KONA 5 as outlined
shoverema.1ned constant throughout most, of 1944. In 1&te
1944,hovever, an attempt vas.made to centralize and to '
strengthen the vestern t1eld organizat1on. Accord1ngl7, / ' .
'a - sen1()l' Commander ot S1gna,l (ltoehererX9mmand-
eur dEtr Nachr1chten Auf'lclaerurig, abbl'ev1ated Hoeh Xdr d l'IA)
e Eltabl1shed.. This Senior Commander, Col. Kopp, was
attached to the Commander-In-Chief \test (.Ober'b,tehl-
u
shaber West) and vas made responsible tora11 Lntelli-
genceactiv1ties west. 91 The strengtheJiing ot the
western t1e1dslgna11ntell1gence vasef'f'ected ".bY 'mov1Dg
KONA 6 f'1wc)m the easterntront to the western :f:rontto jo1n
KONA 5. Both KONAs veresubordinated to the Semol" Com-
mande:ro:'KONA 5 vas assigned to ArTIf1 Group vh1ch
trolled 'the German armies on the southern erid ot the western
front;'and KONA 6 vas attached to .A:rrqGroup B..
trolled the German armies on the northern end of the vestern
tront.92 " . ,
/ \riththe move of KONA 6 to the west, the' organization'
. of' KONA 5 vas modif1ed.' , The Signal Intelligence Battalions
ot KONA, 5 vere reduced to tvo, BAA 12 and NAA 14. NAA
vMcb had,been composed of two stationary Intercept Com- '
(Feste2 and ,9) and one Long Range Signal 'Intelligence
COmpllnJ (FAX 613), was' .,taken and. .'
1ts Feste2, 'was 'placed upder the .
direct supervision of' the Hoeh ,ltdr .' dNA; Feste 9 was shifted
from Norway .toltal,., where. 1 t 'e11 ,7:; and. BAA 13
with FAX 613 vas assigned to KONA:6. KOWt,5 'vas compensated
f'orthe l'oss of FAX 613 by" the addition of FAX 626, 'wh1ch
vas taken'trom one of the eastern }tONA (perhaps KONA 8)
to the western tront.9'
, :91
IFI
123 P 6
92
1 .76 Appendi.x
93
1 76; IF 127
DOCID: 3486746
,
- . .
, ,c. Organizat10n ot component parts: The organizat1on
o:r.KONA 51 theref'oreI in the spr1ng of' 1945 vas. as' Chart
4-3 indicates:' one evaluation center (NAAS 5) with tvo
batta110ns (NAA 12 and 14); subordinated to NAA .12, one
Stationary Intercept Oompany (Feste 12), and one Long .
Range Signal Intell1genceCompany (FAK 624); subordinated
to NAA 14, one S1gnal Intelligence COmp&n7 (FAX 626). This
vas the organization otKONA 5 until the capitulation.
1) MAS 5.. MAS 5, the S1gnal Intelligence Evaluation
Center 01' KONA 5, vas located near P8l'1s at St. Germaine-en-
Laye. The strength of' the organization vas about 150 men,
consisting or .inter.pz-etel*8. c:ryptanalysts, evaluators,
switchboard operators, dl*1vers, etc. In' addit1C)n.
some vomenauxil1ar1es available, particularly
l!I;v1tchbo&rd
4
"ork. The internal organization of' BAAS 5 1s
J3l0t known. 9 .
2) 'Feste 12. 'Feste 12 vas the Statlon<y Intercept
Clompa.ny which vas8ubord1nated to BAAS 5 until early 1944,
when it jo1ne.d with Feste 3 to f'orm NAA 12. .
l2consisted of'a radio lnter-
c:ept platoon, and a telephone comnnm.1cat10ns unit. When it
lIr&8 attached to NAAS 5" Feste 12 had no cl7Ptanalyt1c 01",
Elva1uat1on personnel since' this vOl'k was being done at BAAS 5,
j.t 1s probable that this type of' personnel vas added. The .
strength of' Feste 12 vas estimated at 120 men and 30 women
iLux111ar1es.95 . I.
3} Festa 2. to a pr1soner's account" 96 the
()rganizat1on of Feste 2., tne f'ormer A.rtrr7 intercept
"lot t-.1uenster" closely approximated that ot. Feste 3. It had,
lL :p8.diointercept platoon, a direction f'incU.ng platoon, and
evaluation platoon consisting ot tvo sectIons: one tor
evaluation or content of' messages (Inhaltsausvertung)
SI,tlfi. one. for the evaluation 00 tra:rf'ic. (VerkeIlrsausvertung)
94IF' 127 p 2
95IF127 p 4
96
IF
'
121
p 4
29
\ '
DOCID: 3486746
,.'
i,
'0
., .
. While in Norvay Feste 9 vas organized along the lines
ora ,Long Range Signal Intelligence Company, with
quart'ers platoon" an intercept platoon or' BO-120men, a "
direct10n f'ind.1ng, a re.d1o platoon of about 20 men, and.
an ev,aluation section ot about 30 men. The evaluation sec-
tion ;b.ad one subsection for the evaluation of message
conte:ntsg one for traf'f'ic,' and one for cr,ptana17s1a.100
.... - When in Norvay. Feste 9 was. 8ubord1nated to KONA 5.
can be surmised, however, that its connection with KONA 5
, {tali 'always more flexible than that ot the othel' un!ts because
\:of".lt:sgeograph1cal posj,t,1on in Norway. When NAA 13 vas
up, Feste 5rema1ned under the supervision of' KONA 5
until" 'it vassh1:rted to' Italy under KONA' 7 .. ",' "
6:) FAX 624 .. ' FAK 624 vas s't Montpellier on 16
April 1943 and attached to KONA 5.
102
In FebrU8.l7 1944,
FAIt vas subordinated to NAA 14 o.f" KaNA 5, and ,1n late
. rallc)f' that. year it combined with Feste:; to f'.ol'm th4:t
NAA'l4.103 '"'.
, The company was composed an,1n,tel-cept platoon
an-sd"snced listening post, a communications platoon, and an
evaluution platoon.. For transport, FAK 624 1s sa1dto have .
had app:roximate1y 85 velUcles, with six special French radio
trucks .&nd trai.1ers with direction rinding .equ1pment. The
strength of the company ,vas apprOXimately 250 men including
interpreters, code clerks, radio intercept
and ninety drivers,;104
100
IF 120 p 6
lOlIF 144 p 2
102
IF 127 p 3
1
0
3
1
6 -
l' .Appendix.
104
IF 127 p 3
31
DOClD: 3486746
,e
--,,-
'.
7)' FAIt 613. FAX 61) beloliged to KONA 5, in so tar .
is know, from' its inception. In February 1944, FAX' 613
combined with Feste 2 and 9 to form NAA When this
battalion was up in late 1944, FAK613vas're-
assigned to KONA6, with which it remained until. the end
.of the war. 105 . . . .
Very little is' known or the orgail1zatlon' 6r FAX.613;
according to IF 127, its organization paralleled that ot
FAR: 624.106 . . .
. 8) FAE: 626'.. FAX vas' established in, August 1943,
.trained until January 1944 and formally activated at that
time at Wlnri1za. It vas subordinated to one of the eastern
KONA. (perhaps KONA 8.) and vas stationed in the UkraIne area.
, In October1944,FAK626 vas sent to Landau.where it was .
schooled1.n -western trafric $Jld re.organ1zed. .In November
1944, it metFAK 624 at Landau; and both units were sent
vest to KONA 5 with which they remained until the end ot
the war .107 " . . .
The .original strength of FAX 626 on the Russ1an front
is. said to have' been 250-300 men orcwhom-80-l00 were inter-
cept operators, 10-15 direction finding operators,
lO,traffic analysts. The
greatl,. Wlder strengtll on theve'stern
front. 10 . . . . . '. .
17. Organization or' KONA 6.-:.. KONA 6 vas activated
as an, eastern KONA at Frarikfurt/Main in 19,4l and 'stationed
IntheCrimea tp 109 vorkin the Caucasian campaign.
110
Arter thatcampalgn, Its 8ssignmentwas the interception
. Of-Russlanpartisan This remained its task
, linti1the KONA was detached in early 19!1:4 and re&sslgne<1
to work, on the western front. 112 ..
. 10;176
106IF 127 p 4
.
10
11 '76.p 3
108
1
'7'p 4
'109
IF
195
.110DF 18.p 81
lJ.l
DF
18' p 81 .
76
32
'.
DOCID: 3486746
. ( #
There 1s no statement in TIC014doeuments about the
organizat1on KOWi 6 while in the east. The,.
-organization after it was ass1gned to the vest, however,
ls'c:lear from I 76 .Append1x. - As. ,8 western XONA,KONA 6
. had two Signal Intell1gence NAA 9 and NAA
,BAA 9 'had been, brought trom the ea.st in November 1944.
Subordinated.to 1t were the Close.Range.S1gnal Intelllfenoe
Company, NAK 956, vhiehwas e'stablished1n October 194, .
arid the Long Range Intelligence Compan,., PAIt 611" ,.
vh1eh. had been bl'ought tromthe east at that time. NAA13,
it. 'il111be 'recalled, had been g1 to !tOKA 6 01 KONA 5
with the LongRangeS1gnal Intelligence COmp8.n1. FAIr 61.3.
.to NAA 13we1'e.8180 FAK.610, which had been
broUght from the east in lt6vember, ,1944; aIidl1AX 95}
been brought from the east in October, '1944.113
a . FAK 613. FAX' 613 vas given by KONA5 to KONA 6
1n1ate 1944. As has been stated under the material on
KO!IA 5, nothing 1sknovn of the orgaiUzatiorio:t FAX 61J.
It ,probably parallel to that ot' o,ther Long Range Signal
Intelligence ComPanies such" as FAX: 624.114 ' ..
'. b.FAX 611. FAX '611 vas active on the eastern front
the Russian campaign trQm June 1941. . It vas a180
in poland, where it .vas attached to Ar1DJ' Group.
Center.1lS In 1944, 611,v&8 moved to
6
the
western .tront'andsubordiDated to !tOM 6 BAA 9.
11
ot the} size of FAX on the eastern
On the western 1t vas small enough
.in Zutphen, Holland, .near theVand,.k cburch,' and
consisted of 30-40 radio and radio telephone, operators,
10 decodersand o17'Ptan&11sts, and .25 evaluators.
ll
7
113
1
,16 Appendix
1l4
IF
121 I> /4
l15i. 55 p4 ..
116 6 ..
I 7 APPendix
117
1
1'4p 2
/
33
}4
DOCID: 3486746
e.
e. FAK610. FA!: 610 va.s' activated 1n 1940 tar oper-
at1c)ns on the eastern.front;118 SUbgrd1nated to KONA
it "orked,at TI1s1t1n September 1940 and later settled
(at Volkhov, it intercepted RU8s1an\tJ;-att1c. In
1944 It vas transt'erred to the western front.
Notbing 1s known or FAK6l0 on the v8stel-n front except
that 1twas 8ubol'd1nated to NAA 13 or KONA 6.119
18. Organize.tloD .or ]tOM' 7. - - KONA 1 vas established
in FebrU817.143 as tlie S1gnal Regiment Bub-
ord:Lnated to the. Commander-in-Chief South (Oberbetehl-
ababer Sued) who controlled the .Germa.n Armies in Italy.
In . the component parts ot KONA 1 vere: 120 .
Headquarters un! t
1 Signal Intelligence Evaluation Center. BAA 7" with
. covername Kr1mhilde ..
2 Stat10nary Intercept Companies, Feste 1 and ,,1th
covernames Mon1ka and Astrid
1 Long'Range Signal Intelligence Compa.n.y,F'AX621, w1th
eovername .Erika
a. NAAS 7. NAAa 7 vas organized into sections tOl"
cryptography,. ar7Ptana1ysis, and evalU8.tion. The evaluation
sections includedimmed1ate, tactical,
evaluation. The strength o:f
the evalUation center lias about 150 men, 121
. b. Feste 1. Feste 1, the former intercept station
. at.Stuttgart, wh1ehhad been stat10nedat Strasbou:z-g in ..
1940; Brittany in 1941, and later that year at Montpellier,
moved to Italy and was attached to KONA 7 in 194}.122 ..
The main task or Feste 1, vas interception. No evaluation
vas by the personnel who consisted/of' radio 1ntercept
operators, and telephone operatol"s, anddirect10n
:f1tiding operators .123 '
62 P 3
119
11
6 Appendix
120
IF
172 ,
121
IF
, 172 .. 2
122IF 172p 2
123IF 172
DOCID: 3486746
') ,
,
7
\
The major of NAA 11 vB.s1ntercepiion, although
,1t "!'is respons1ble for d1reot1o'n finding, evaluation, .
cryptanalysis"and communications. Tije division of per-
sonnel,gives an es1flmate of 'the comparative importance of
these tunctlons,.Of, the 475 men" from 200 to'250 Were
assigned to intercept and operated seventy-five. sets;
men vere assigned' to direction finding, forty to
evalu8ti()n, . twentY-five to oryptanalysis, and thir,ty to
communications. One'hWldred men were needed,for dr1vtng,
,eooldng, ete.133 ,
Feste,LoekkeJi .. -- The Feste Loelcken was the
stationary Intercept. Compan1' IJ,ttached to the German m1i1t817
c'ommander in'Denmark.Nothing is o:t1ts ol"gantzatlon.
1}3
I 55 p 8
"
/
\
37
,
"
"
..\
DOClD: 3486746
--
,
VOL0ME4
Chapter IV: . German A:nr:f intercept Operatl'ons
, Paragraph'
,Intercept Operations 1923'-1933 23
Intercept Operations 1933..1939 24
InterceptOperatlons 1939-1944.o o
a. Control ot Intercept coverage
b'. AssIgnment of intercept,' . /
Opel-ationa 1944-1945
a. Interceptoperatlons ot'GdlIA
b. Intercept operations in the field
c. Disintegration ot Intercept operations
"
23. Intercel '23-1' -- Assignment ot
Inte1"cepteoverage rom 92 - ,wa.s IDa .e,by tlie Code.s.
and Ciphers Section of the Defense (Relchvehr.1
m1nlaterlum, Chif'f"rlerabtel1ung). The division of' inter.-
eept taaks vas establIshed on ageograph1oal basis.
ntch monitored Italy :(lncludlng her oolontes)., Yugoslavia,
Gl'$ece," Turkey, Bulgaria, Rumania; Bungal7, Austria. and
Czechos:J,.ovak1a. 'Stuttgart monltore,c1 Franoe (including .
her' colo.n1es), Belgium, and Spain., moni-
'tared England '. (lnclud1ng colonies)' and Dominions . ' ,
1s 1nTICCM sources ot intercept :o'tUntted
state'S :tl'a.f'f'ic betozee 1941,..With the entrJ ot the ,United
States into ,a USA section vas torm/ad vithlnln 7 '
VI.) The. station in Koenigsberg intercel>ted RU8sian traffic,
, 'and tM,t at Bzeeslau monttwed Pollsh,Czechoslov8ld.8.l1 '
(and Russian) oommun1oatlQns.The station atLlegn1tz "
. h&dtvlce the 'personnel ot the other stat1ons,and its,
Qover vas directed by the
4
Codes and Ciphe1'ls Section ot the
'German Defense Ministry.1 0 t ' '
- ,The personnel of eabh'lnterceptst&tlonconsistedat
one of'f'iceze (cl)1ef'.or the station) , one radio mechanic, "
eigbteen or tventJ enlisted men,. and six or' eight civilian
employees used, as clerks, 'interpreters, etc. ,In 19", , "
.;8
DOClD: 3486746
"
/
.five the personnel. Major Pe!cht-
nel' or Air Force, Air Signal,a Reg1ment"52 (Llf '
Regt.J52) state<! that these units 'had !io,tables9t organi-
zation, their personnel be1ng .detached tram aignal batta-
, 110nsand slgnalp).atoons ot tbelnfant1'7',Cavalr1., ,
Notunt1119}2 did the, Fixed Intercept Stat1ons. ,(Fe$te .
'Horchatelle, Peste) receive the11' 'tables or:
()J'Sa.nlz&t10n The quall,t7 or the, personnelot 'the' Pixed
vas C)ert.in to, beef best' 'becauaethe ,
8tat1ons',.rf)celved the "ct, ,the ,
K1nlatry.l
l
1l1 " ' ", ' , .",:
The mater1al 'utercepteq. <1&11,. vas 8,tudled b;r ,the ,trat..
f'ia, a.nal181saect1'oll.-ot the 'fe.te, and the' re,U1ta were
into &'daU,.trertlc ana17s18 repol't.,. The ,
,d.8c1phered','radl0 messages yere then All., ,
" messAges'which could., nQt, 'b,. 'the stat1()ns"
,\o'eresent'daily to the Sect1onot ,the German '
Defense' .M1nlatrl'; On one 000&8'1QI1, when
: ot the 'l81"getoi"elgn power.were be1ng monitored, ,
FeldhtD9xt' statedtha.t of the 5ub-a&ct1on'deall11g
with the,countr., 1n: question va" sent tram the Code'S ,
,CiPhers: the lnterceptat&t1cn,tor'the
durat1on, or the 2" " ' ' ',' .
, ,. 'The t1;l'st nal millta,rl &ctlv1t1waa themon1'tor.lns '
ot V8.1' in the midd,J.e 1920's (Felchtner'said 1930)
deplo1Dient end operational' tact10s of' the 5j)&n1sh"
and:.Prencb'V81"e learned lndetaU' through the decoding' of
radjLo'm8ssages. arid the German BQ W&8 regw.ult serv1ced'
wltb reports. In recognitlon of the tine pertoz-mance' ot
tbeMun:tch '1nterceptstation, its chief was'
pursue 'techn1calstudles at the expense otthestate. ' ,';
: "Ha;j01" Feichtner made it that the'period prIor
to 1933' vas 'onset tl'&1nlng tor the German1J1tercept'uD1ts.
.. 24 :lnlg". ...
Army H1gh dommana( 0 ,n 'gener, : control, ot the
141
IF
"lal ,p3.
142iF 181 p '4
,p S'
'9
, ,
o
DOCID: 348674,6
Volume IV
40
"
inte'l'oept organizat1"on
144
and the Intercept Cont1'ol St&tion
145
(HLS) directed intercept coverage. ' AprograIQ of expans10n
and, improvement was instituted, with establishment 'or three
new :FiXed1lgtercept Stations at Striegau, Hersbruck, and '
Chemnitz. All Amy intercept sta.tions were '1mp1'oved.
By 1934, torinstanoe, a&chhad its own bu1lding '
the city' .limits where it vas tree ,tromelectricallnter-
terenoe, arid ea.h was equip];)ed W'1ththe latest technioal'
improvements. 1 7 In 19'5, the,tirst mobile Signal Intel-
ligence Companies were activated, tor the grsaterpartrom
Signal Corps recruits. Officers, n0J1... ortlcers,
and privates the. Fixed Intercept 5tat1QD8 acted as
instructors.
1
, .' , ", i
At this 'time the Amy vas interoeptingallA.rmr, dip-
lomatic" and Air Foroe traffic. The Army-traffic vas sent'
for to the: Army cryptanalytic &ndevaluation '
agen,oT'" "the InterceptCon,trol Station (lU.J5) at Berlln.
Diplomatic traffic was,passed, either 'to the Codes and'Ciphers
the German Defense Ministry or to the ,Foreign,
ottice. Sergeant Jer1ng9t the Slgnallntel11gence . _
Agen,cy of the Air Force High,Command (OKL/l..B Abt,350) noted
. that dur1ng this period the Army intercepted and evaluated
foreign Air Foreetratfie but did not give it so much atten-
tion. asit'gavethe ground toroe traft1c.
151
The Air Foree
was beooming ,inoreasingly dissatisfied '11th the ArrAy lnter-
cept'work and ln1935 began to organize its QWn'Slg1l&1Intel-
ligenee' For three years however (1935-19381, the '
Air,Fproe'Dialntained olose relat1ons' with the Army. Air ,
Force.>empJ.oyees f'8IIi,111arlzat1on training at Army
Fixed Interoept Stations and the Air'Force rad10 interc&pt ,
8 tat10ns,Wetterfunkenpf'angstelle
1
,' (w-s were' set 'up
aCCQ
1
rd1ng the Army. prototY.P8S .' 52 BJ 19'9, the break be..,
twee'D the Signal Intelligence SeriTioe ot, the A1!lrq H1gh Com-
mand, and that or the Air Foroe Command was complete.
78 p, 2
,
145
s,ee Chapter II,
146 . '
I, SSP 3
147IF 181 p 9
. 148
1F
'181 p 10
78 p 2
151 85 " P 2
15
1
IF ,181 p 13,
15
2
IF
181 p ,14
DOCID: 3486746
.'
/
153
1
85 'p 3
15
4
IFlai p,'6
155IF '181 p 6
'. '. . .,
15
6
IF 18i'pp
157IF,' 181' p7
158
1F
181' p 8
159IF 181 p 8
41
\
./
42
DOCID: 3486746
tr
t
atflcon the n01'ltheI'n part of the Rus$lan tront andln
the Baltic states. It wa.s variously at R1ga/Dueneberg,
psikov and where in 1945 it was ca.ught pocket
bJ' the Russians &nd captured Intact.
1
70 KONA6vas tONed .
in 1942 to the traN"le ot the campaign 1n C$.ucasus.
1
71 .
While in the east the .unit vas loeated at Hostov on the
Nc)vocherk&ssy, and Minsk.
1
7
2
Atter that campaign, it vas'
a.slslgned to the interception ot Russian P8l'tisan' t:rattio
aILd kept this. as its, coverage until :November 1944,
when 1t vithdl'awn trom. the Gast and reassigned to the .
WElstezan . .' .
The f'our Independent 5t&tionary Intercept Companies
aSlsigned to .work on the eastern f'ront had the follow1ng
&EISlgnmen,ts. To FestEJ 11 vas e.sa1gned covel'age of'high-
tIsequency: traffic on the Red kr!trr1. and the liK.VD. OriginallyJ
tiLis Feste wa.s . located at W1nnlzs,.. latter17 at Kiev.:I74
The other two Feste, 7 and. 8, concentrated on special Rus- .
slan trar:r1c. Feate 7 was the Russian reception
at Minsk. . In 1942-43 it was moved to Loetzenwhere
became part of8eetion4 or the m.S Ost and eontinued .'
te) intercept Russian Baudot traffic .175 Feste 8 was the
f'c)rmerAI.-my interoept' stat10nat Koenigsberg. Af'ter1942,
this station ooncentr&ted on Russia.n wireless telephone
ca.lled by the Germans Russian X-traffic. Attempts
were made to pick up this traffic by
AJ.tmy Ordnance, Sign&]. Equ1pmentTestlng La.boratory ,', ,.' .. -
(llra..r:renpruef"ung, abbreviated Va :Pruet" 7). The channels
mc)nitDl'ed ran east ot K08001l; the traffic was. main].,. econo-
mic. Fram 1942 to 1944, thlstratf'10 WAS succesBf'ully.re-
c()rdeQ.; but attar 1944 the Russians scrambled their w1re'"
telephone traffio, and after unsuccessful et"forts
lILtel'Cept th1s
6
scr&mb1ed type had been made, the monttoring
VELS dropped.17 _
l'tol 116 p8
l"llDP '18 p 81'
11
r2
l 116 p 8
173
1
116 p 8
l1
r4
IF 123 P 12 I
175]lP 123 P 5
ljr6
IF
123 P 14
44
DOCIO: 3486746
.'
45
The 1."ong Itange 81gnal Intelligenoe Platoon, PAZ Bord,
operated in Finland atter 1941. The mission otth.ls unit .
(whloli vas attached to the 20th Germsn Mountain Arrsr1) .was
the. 1nterceptlonor Russian ArU1"3 traf"f"10 .177 . All Russian
Army systems were handled by FAZ liord except five-figure
, tra.ttic vhich vas sent in an unprooessed s.tateto HLS.17
8
Section 4.of IlLS Ost monltored:BKVD Inter-Soviet State
. traffic
1
end rad10 broadcasts of" the Tass Hews Agency trom
Moscow. 7':J. (Mention has already been made.. ChapterII,ct
the aCQ.u1s1tion by the section ot the B&udot reception.
station 1n1942-4J, when Feste 7 vas moved trom
'2. ..- Southeastern intercept
. vas the task: Of kOlA.4, whIch was. the S1gn&l Intelli-
gence Regiment in the Ballcails durlngtbe war. '. For the task
or interoepting tra1'tlc in this at-9s.,the component parts
of the KONA> were located 1n 8 trateglc places: ltAA5 4, the
Signal Intelligence Eval.uation Center, wasSmOved 1n the. sum-
or to Beon Phaleron Athens;l Oit remained
theI's until' Fel>ruary1944, when 1t retreated to -Be1.grade.
181
From Belgrade 1t to Graz whence it had departed some
four years1aefore. Feate 5. the tormer Army intercept
6;
1nterceptstatlon at Tulln, vas stationed' dUring thla.. perlod
in AthenSifrom Which it returned to Tulln in
The Close Range S18nal Intelligenoe Platoon T v& located
u.tKavalla on the Thraclan sea; liAZ 'W at Belgrade .It:S5
The traf".f'1o' intercepted by J
KONA
4 and 1ts .component
Jparts was d1v1ded 1ntot'Wo twes: . . .' .
a) long range tl"attio emanat1ng trom the tiddle East
and Urica: ,
b) . tr'attlc ot the oocupied Balkan countries.
Long of' the Middle East 'eman&ted from
Turkey. tram the 'British lflnth Army. in Palestine and
Tenth.Army in Iraq, and trom the French Armies in Syria.
1771 55 p 5
11
8
1 55 P 9
179IF 12} p 5
l80IF 171 p 2
. ,181IF 171 P 2
182IF 171 p}
183IF171 P 3
184IF' J..71 p:]
, p}
DOCID: 3486746
186
IF
171 P 2
187IF 171' P 3
188IF'171 P 3
l89IF' 171 P'
19
0
IF 111 p,
19
1
IP126' p 10
19
2
1 14 P 2
46 '
DOCID: 3486746
{ .
, Arm:r tratrlc .193AJ.though FAX 620 was. sent at
a date to the easte;t'n a.rea',19
4
Br1t1sh tratf1c con-
t1nl1ed to be monitored by the :following units of'J(OlfA 5
troln 1939 to 1944: ' ., f '
, 1) Long Range PAX61}.
This unit stationed ,at St. Malo mon1toredexcly-
s1vely 1'&d10 txiaatf1c from theB*it1sh IslS$:J.9=>
2) Feste 2, & Stationary Intercept CpmpBnl located
until Dovember194} at HUSUDl in Bolland, atter, "
, that at -L11la. ' Th1s unit mon1tgl'ed excluslve17'
traffic of' the B1'it1sh IsJ.es :J.9 ' ,
3) Fe$te 9.:rorrmed in June 1942.. at PraD1c:rurt/Main
and sent to Norway to monitor, Brit1sh tl'att1c.
At tirst the unit vas stationed -at Trondhjem; ,
,later, at Bergen. vh82"e1t remained untU the
spring ot 1944 when t move4 to Ski near Oslo ,_ ..... , "
The task ot the unit was to interoept tratf"ic .
01"1ginated 'b1 the' BJlt1tiah Ar1JrT in lortherD England.
Scotland.. and p'&1'oes .197 " ,
4) Feate 12, a Stationary Intercept Campany attached
to the EvaluatlonCentel" or KOlA 5 and located
at Louveeiennes Until J'tmuarr19Ja.4 this station
excluslve1ytrarrle from the Brit1sh
Isles. "
b) Tratf'le emanating trom the United 'States and
Iceland. and .f'rom American troops in the ar1tlah Isles vas
monitored chiefly by Feste 3 at Eusk1rchen'and Feste,9 at
Norway. Fsste 3 concentrated ontrarrie from the,
USA .. ,,:? Atter the autumn or 1943 Peste 3 had a special.
un!t- tor USA non-Morse radio, teletype traN"leJ. '
'desjLgna.ted by the Gezamans as FF5 (Funk Fernscmaelb 5)20u
Fr,om Feste 9 in Bergen, USA tz-arrlc rz-oin IcelaDd w&a mont-
torEtd. This unit watched tor short wave radlotraf"f'1c ' 20),
t"roJitl London to Washington via Ireland, but without auccess. .
.'
. 76p3
194
176 p 3
195JJi' 127 P 5
19
6
J:F127p 5
'l97J:F 120 p 6
198J:F 127 p 4
199JJP 121 P 3
20
1,149 p 2
201
178 p, +0 '
47
48
DOCID: 3486746
,
221
1 76 Appendices
2221 76 Append1ces
223
m
, 9
224nF 9
, 51
DOCID: 3486746
" ,
onE. new 1ntel'Cft:,P,t vaa moved to lta11 '
fI-()m Bonay. 22!')" ",', '
A Gel"JD8.ll Az1DJ Report on thelntereept s1tuat1onabout
J'alluaryI 1945 thetol1ow1l)g picture or the units and
thoU-coverage: " ,", '
E'B.sternF1'ont: "
Un1ts: EOlIA Stor Arm,-'Group South ,
KOllA 1 tor .ArrJry,Group Oenter
KOlIA 2 tor A:1-rJr1 Group Weiehsel
KOIIJl Bord tw A:nt7 Group' Borth
,K6lfA ',tor Kurland
'NAAll fW20th l:(ounts.1n Anr1
.
, ,
, 0
52
EngliSh, American. Pranesh; front traffic
Allied tz-aflt1c 1'r.om western
and Borth Atr1ca, " . '
bands 111 upper Italy
$en1or CQmms.nder or signal, Intelligenoe'
ltOBA 6 for 'A:1!my H" B '" ,
EOlIA Sfor A:q Groups Gand Ob&nhe1n
,. . ,." .
English, trntia-attlc
BritiSh tratt1CfrQmBrltisn 'Isles '
USA traffic trOll' United states '
French traf"t1c "
SOUthW8Stern tront: " ' .
',. Unit:" , XOllA1
Coverage:
:
Russlan','hont tratf10 '
RAdio nets ,ltkVD",
,"" ,,",' ,':,,' , "c,c': :',', ," " ;
'Rdu1Dg,bQJ1dS; and .'
, Espionage Un1ts
Sou1;heaatern f"ront: ' , ',,', ",' , ", ,
Unit: BAA '16 tOl!' Arnrs. ,GrOl.lp E.
. Ooverage:' " "
Allied t1"oops andeOmmunlcation;s 'statts
;,'in Balkans
.5ov1at.tzaont'traffic "
TITQ traftic(Jugoslav1.1
ELA8 tra.t:t1e ( Greek)
Bulgs.rla.n trattJ.c' ', , '
M1ha.Uovlc tI-4ffle (Jugoslav1an:)
Western tz:.ont:
, Un1ts:
.225DP 9
226nF,g
.'
DOCID: 3486746
, 23
2
IF
123
233IF 123
23
4
IF 15
p 12
P .12
54
DOCID: 3486746
VOLUME 4
Chapter V: Operat.ions of a Typical Signal
Intelligence Regiment on the Eastern Front
SectionA. Introduction
Paragraph
Sources for thischapter o 27
Successes of KONA l " "..... .28
IID.portance of Traffic Analysis '. " 29
27. Sources for .this chapter.--Thematerials describing
Signal IntellIgence Regiment 1 (kommandeur del' Nachrichten
Aufklaerung" abbreviated KONA) provided a rather complete
account of that unit" and were generally more thorough than
reports available for other "fieldsignal intelligence f"ormations;
therefore" KONA 1 is discussed in this chapter as a typical
Signal Intelligence Regiment., This completeness resulted from
the availabil1ty ot a substantial portion of this un1t
t
s per-
sonnelror Interrogation. The circumstances under which the
remnants of KONA 1 were round are not without interest:
"The full facts of the surrender of this unit
were explained by the Commandant, Major Ernst Hertzer.
The remnant of the regiment -- approximately 700
officers, enlisted men and women" first contacted
American troops on 9 May 1945 the vicinity of
Tausing" where they were directed to a.PW enclosure
at Stift Tapl. They had destroyed almost allot
their papers except those that they considered most
essential for reconstruction of records. These
documents were kept 1n three brief cases plus one
book. In the afternoon of the 9 May,'while rumOrS
circulating in the PW enclosure to the effect that
the Russians were moving !rito the area, the contents
of' the three brief' cases were buztned. The book"
however" remained in one of' the vehicles a minute
search of that car failed to produce It."240
Three hundred and fifty prisoners were screened at a town
llear Pilsen between 23 May and 28 May All operational per- .
were interViewed; and of these 41 were chosen for
55
DOCID: 3486746
58
+ "'".: ".M." :..'. r ~ ; ';.1.':- ~ .,.:'
DOCID: 3486746
Section B.
VOLUME 4
V
Functions of the KONA Units
, ..0..;..__
ParagN.ph
264 I 199 P 6
.. 265 I 19b p 1
266 DF 18 p82
261 I. 19b P 2
268 1 19 .' 1
g p
269 I 199 P 6
62
J
DOCID: 3486746
....
divlded among four platoons: Intercept (Horchzug); Direction
Finding {Peilzug}; Evaluation and C.ommunications
(Sendezug) .270 .
As in the case of ihe other units, intercept coverage was
by the NAAS. 27 Although they were army l,Uli ts,. in at
leant one case the NAKappal'ently covered not only enemy tl'att1c,
but. also enemy air-ground, and air traffic as well. A normal
of intercept called for about twenty rece1vers.
2
72 The
platoon usually' had two or thl"ee intercept operators, while
theJ:'e were general1y9.bout
2
twelve operators who knew Russ.1an
to pick up the radio talk. 73 ,
, The organization or Direction Finding Platoon was rather
elalJorate. Normally fo-r one company the-re were about eight out-
stations, separated from each other by 5 to 10 kilometers and
a
, With each platoon was a 3mall evaluation section, consisting
of two or evaluators,27
b
who worked usually in sroom near
the intercept station.
2
77, Presumably their results would be .
paSf'ed to the Evaluation platoon of the company. , Only the
simplest systems were worked on at the NAK level; most of the
raw trafric was passed upwards to the NAAS, which studied it'
cryptanalytically as well as for tactical intelligence derivable
thr(Jugh. traffic analysis. Captain Roessler considered evaluation
at NAK level a "dispersal of strength,
1t2
7
ti
but the NAK evaluation
musit; not be brushed aside too 11ghtly, for these NAKvs did no
evaluatloU9B.nd did pass, the results to the Corps
Off":lcer .2"f '
270
1 62 P 4. The documents relied upon for the follOWing account
to those descr1bing KONA 1 units. ,The account
in I 62) is based upon one man's experience with Funkhorch-
kompanie 610 and 520 NahAuflklaerungkompa.nie on the Eastern
Front. '
271 DF 18 P 82
272 I 62 p 4
273 I 19b p 2
274 I 62 p 4
275 I 19b p 2
276 I 19b P 2
I 62 p 4
278 I 199p 2
279 I 19b .p 2
63
DOClD: 3486746
VOLUME 4
Chapter V
Section C. Features of Russ1an Radio Communications
Paragraph
Introduot1ono,. '00.00 '0.00000 ..... ".00 0 '0 0 . 35"
Identifying Characterist1csof Russian Networks. a 36
Some Identifying Character1stics of Russian Call Sign
Pract1ceo 0 0 0 0 0 lit tl 0 00 0' 0 0 0 0' 0 0 0 0 0 0 37
Some Ident1fying Characterist1c:,E1ements of Procedure 0 38
. Some Ident1f'ying Chara_cteristics or Russian Message Text.
) as Tran.smlttedooo .. O.O.04!O . OOO O., O 39
'35. Introduc.tion a - -The ,components of the KONA described in
the precedIng sectIon were designed to provide the most effective
overall attack upon Russian radio communications. S1nce un1dent1
fied traffic formed the great percentage of German intercept in
the East, the identification and interpretat10n of ,unknown traffi(
was one or the most important fimctions of the KONA.280 , Thus it
is pertinent here to survey briefly some of the characteristics
facilitating German identification of Russian traffic. The
operating data (such as networks and call signs) and the visible
properties of the message text as transmitted formed the basic
-SUbject matter with which all units in degrees were con-
cerned# and provided the clues leading to identification.
The reports available did 'not prOVide sufficient evidence
to build a fUll picture of Russian communications. Russian nets
were'd1scussed for the most part only in terms of types of traffi
passed and the1r call sign practices. Details on such data
as frequency s,ystems, t1me of communication, and so on, were
lacking. The discussion which follows is therefore limited by
the sources available, and concentrates upon the
features of Russian Signal operations of value to the' German .
signal intelligence field units
.280 I19b p 14; I 199 p,4
I
64
DOCID: 348(5746
netwcirks or which any station might form a. part. This process of
ident;ification was facilitated by the following characteristics
of !il;lSSian network:
a. Radio teleprinter (Baudot) traffic was characteristic
of tlle communications of the Russian General Staff to the Front
(Army Group Starfs), and of that of the Front starfs to
the U1Assault Armies." Russian' General starr radio teleprinter
transmissions were 2-channel" as opposed to the "modulated" .
(i.e. prqoably multichannel) transmitters used from Front staffs
to Assault Also, these latter links used lower 1're-
quencies.
281
Automatic high-speed morse transmission was possible
on all such higher links" but was seldom used.
282
(Thztee radio
tele:printer ,links passing All' Force trarric frQm Moscow to higher ,
Air :Force headquarters were als0 identifi
7
d )2ts3. . ., .
b.' Great radio actiVity was characteristic of the ,morse
networks of Assault Armies" because or the mobility of these
Armies and their lack of land lines .284 . . . . ....
c. Radio silence marked Dlvls10naland Regimental networks
Just preceding attacks.
d. In general" units below division used low frequencies
(2,,200 to 3,,900
. '
'... 37.' Some identifying characterlsticsof Russian Call
Practlce.--Apparently the Germans put a great deal of efrortto
the study of RussIan cal'l signs, which were. mentioned frequently
, throughout the reports. One reported stated that up to "July"1944
the Russian call sign system was well, known to the Germans and .
predictions reliable., The summer ,>ofrens1ves" bowever"
brought a change of system."286 In spite of the seemingly general
practice of enciphering their station call signs,28J the
Gerlaans do appear to have had. considerable success in their study
281 I 168 p 2; I 272 PP 5-7
282 I 173 p 6
283 I 173 p 11
284 I '173 pp8-10
285 I 15 p 4
286 I 75' p 7
287 I 168 pp 3-4; I 173 p 21
.. ;
DOCID: 3486746
of them as characteristics aiding in trafric identification.
The prisoner quoted above stated that by the end of hos-
tilities the Germans had made good progress in solving the
, Two reports indicated that mos t Army, Air Forc,e" and NKVD
call. signs down to diVision level consisted" in their trans-
mittedrorm, 'or three-figure calls, of which the first two
fig\lLres Roman letters with the third either a letter or
a ntlmber.
2ts
9 Regimental networks could be dlst-inguished from
Arm"jr, Air Force, and NKVD networks" because,' although they used
calls, these were composed entirely of letters of
the Russian alphabet.
2
9
0
Moreover" the calls of stations on
the regimental networks were "usually composed of thI-ee letters
of the cover name; they were. either three consecutive letters
or tlU'ee consonants of the cover name. 11291 " .....' .,
One Prisoner or war stated that, provided the formations
tooJl{ their call signs from a "Basic Book for Allotment of Call
Signs (Hauptverteiler L it was possible to identify with con-
siderable certainty A:y:omy or Air units as belonging on certain
fronts .292 . '. .... . . . ..... . .
Call signs of atew higher NKVD networks" of the network
of ,the "Artillery Reserve of the Supreme Command,," and of the
traffic passed on the networks of the Air Force ground stations
were distinctive in that they used four-element One .
pr1,soner stated that the NKVD calls were mostly pronounceab:l:'e,j/294
and another witness went so far as to declare that the "only
means of esta.blishing the central NKVD authority" was the stUdy
of call sign usage .?95 The same reporter. was of the opinion '.' .
Partisan traffic could be identified with certainty
of .the consistent practice of using one call sign only.29
6
......
. .' . ',.' ,
..... . 38.0 Some characteristics of procedure.--NKVD
traffic spotted wIth a high degree be-
cause of' the transmittal of"NK"to separate the preamble from
thl9 address(or text)
J1
2
97 and because of the practice of .
by. sending a series of dots and dashes instead of by keying "v'
as in other Russls.D tra.fflc .2ge The absence in NKVD Administra-
tive traffic'of the group separation sign "r,," common in Army.
'". ,
288
1
75 p' 7
289 1 168pp 3-4; I 173 p 21
290 I 173 p 21
291 I 1731:> 11
292 I 19b P 36 .
293 I 173 p 11 and p 21 .
294 I 19b p 48
295 I 19b' p 36 .'.
296 I 19b P 36 66
297 I 168 p 2
298 1 19b p47
DOClD: 3486746
.....
traff1c, was a clue aiding identification.
2
99 The appearance
of SMERSCH in the preamble NKVD messages
times picked up nets which might be used by the
Counter Espionage organization OIm .
'. The appearance of "WZD" (air raid warning signal). in the
f.reamble characterized Russian Air Force trarfic. The use of
'QCO".rather than "QTC" in the preamble also was some (though,
by no means the exclusive) indIcat;J.on that the traf.fic was '
Air Force, , ..... . ." ....
PaIttlsan pItocedurewas characteItized by its usesot the'
international abbreYiations of amateur radio, such as the use
of "CK" ror the group count. Furthermqre, most.otthe traffic
was sentblind.30l ."
Army traffic could to some degree be characterized by the
absence of the features noted above.302 ;
30. Some Identifyln CharacteItlstlcs ot RussIan Messa e
Text as'Transm tte .-- e message ex S' cipheIt tex s trans-
mitted by the various formations had recognizable.features.
Gep.erally, high level traffic was sent r in S-t'igure groups while
low level traffict'ended to' be sent in groups ot 2, 3, and 4 .
tigu.res.' For instance, the traffic passed on the operattonal
., networks of, the General Staff, the Front Staffs, sid the Armies
, tended to be predominantly 5-figure.3
0
3,. One ,witness 'made the
, genera11zation that 4-figuresystems were used "from corps to
army and :Crom army to army group. 11304 . The tra.ffic passed trom'
Division downwards tended to be '2- or 3':'flgure .3
0
5. '.,
The significance of. the characteristics bf5-figuretraffic
in traffic identiflcatlpn was emphasized in one ot the, Iteports.
Two ot'these'characteristics, the "blocknot" indicator and the .'
'"Chi-number, II were ,of particular importance. , .'
c., .According to one Witness, a "Blocknot" consis:t.,ed fifty
shents of 5-figure random additive, 100 additive groups to a
shent.' .. No sheet was used more, than once; thus the blocknots
were in effect one-t1mepads. Fit'ty of theSe addit1ve Sheets,
numbered Ito 50, were 1ssued +n a sealed envelope, whlch bore
. a 5-figure number. '. The additive' sheets in any "pad
ll
were always .'
.: ....
.. -.
299
1'173 P 12
. 300 I '1gb P 48 .
301 119b p 36
3
0
2, 119b PP 36-37
'3
0
3 1''l73'PP 608
304 1191 P 8 ' '
305 1.173 PP 10-11
. .'
DOCIO: 3486746
.'
designated by the same 'block number. The 5f1gure group
designating the block number was always transmitted within
the first ten groups of the message. A further 5-f1gure group"
usually in the first seven groups but always following the
clock number contained" "as the' last two flgures,the number
of the (additive) sheet (1 to 50) used. The middle figure of
th1s group indicated the formation level, e.g. '6 might,be
Corps 'forward to Division" 95
9
might be Div: to Div. "306 By"S.
daily 'recording of all blocknot numbers, traffic enciphered
in the same blocks could,be segregated and ident1fied as being
transmitted by the same unit. "
Another characteristic of this 5figure trafflc,actually
a external
ll
feature, was'the serial numbering of all
Every 5figure message was assigned a5-figure serial
number. This was called the Chi-number by the Germans. These
Chi-numbers began at 00001 on 1 January and ran serially
out the year. The number ,was sent always aathe last group of
the message;,3
0
7 of formations would, ,start at "
000901. j'3
00
, A study of the Chi-numbers assisted materially in
traffic 1dmlt.ificat1on., ." Generally, 'a Corps sent ten messages
a day, an Army twenty to th1.rty, and, a "front" (roughly, Army
Group) from sixty to one hUndred. Since each message was
ser1ally numbered with a the progression of these
numbers could be charted on a graph" and it was possible after
a short time to determine the type of f9rmation sending out the
traffIc' .from the indI:vIdual curves on this graph.3
0
9 The im-
portance the Germans attributed to the Chl..;number was great;"
in fact, one non-commissioned o1'1'ice1' who recorded the time- '
of-orIgin as a Chi-number" was: threatened with court-martia1.
310
, ,The absence of blocknot and ChI-numbel's distinguished ,
5-figure Russian Partisan traffic from 5-figure
, NKVD messages'consisted of 4 or 5 f1gul'es was said to 'JIbe
easily dist1ngulshedby their characteristics from Army and Air
Force messages." Thl$ was probably due to the features of
NXVD traffic reported as follows: '
"The first group is a discriminant which in most
cases remains constant for one line of traffic. The
-..
306 '0; 75p 12
307 I 19b p 11
308175pl2
309 1 19bp11 ,,'
310 I 199 P 3 ,.'
311 I 19b ,p 37
68
'0
DOCID: 3486746
"
VOLUME 4
Chapter V
Bectlon D. Direction Finding and Radio "F4J.ger-Printing"
Paragraph
D1rec:t1on F1na,ing 0 'Cl 0 0 0 0 .0 o. 0 ."0 0" 0 Cl 6. 0 0 0 0 0 0 .. 0 40
Radie> "Finger-'Print-ingII .' 0 0 0 00 0 0 0 0 0 0 0 41
40. D1rection finding was of the
greatest importance In Signal Intelligence activities; and its
increased as Russia.n and code and
security were 1mproved.3
1tl
"A relatively large number
of d:Lrect1on finding personnel was employed by the KONA,
rive with each forward platoon, 50 (as against 84 intercept '
operators) with Feste 10. "319, '
The NAAS evaluation section was fed by the Direction Finding
se<:t1l:>ns from both the FAK and the NAIL The FAKos' sent requests
not only to the long range but to the close range direction find-
ing isites. FAK 617, for example, sent its orders both to three
or of,our long-range direction find sites and to about twelve close
rangeones.j20, '
Lon'g-'range direction"rinding sets vere located 200-350
kilometers behind the front line. Two to three direction finding
sets at one spot constituted a direction rinding group.3
21
The
supervisor worked in the company inteI'cept rooms, and sent re-
quests to the direction finding operators over a command trans-
mitter. Through this means simultaneous fixes could be taken
',by and frequently by three sites.3
2
2 ,. ,
The Close Range sets were located with the NAK platoons.
,,' The sets received requests not only from the Long J1ange Companie,s
but also from the Close Range headquarters.3
2
3
..,:'" '
: It'The distance from company headquarters to the
nearest outstation was twenty to 'thirty
318 I 19b p 38
319 I 199 P -5
.. 320 I 19b p 38
321
1 19b P 2
, 322 I 173 p 34
323 I 19b P 2
70
DOCID: 3486746
VOLUME 4
Chapter V
. Section Eo of Evaluation and
9ryptanalysis in the KONA
Paragraph.
Evaluation in the 0 0 0 ' 0 0 0 0 0 0 0 00 0 0 42
Evalu,B. tion in the Fes te . 0 0 43
.Eval'uation in the FAK ' 0 44
Cryptana1ys is in the KONA. 0 0 0 0 0 45
Reports resulting from Evaluation ........ 46
42. Evaluation in the main duty of the NAAS
to evaluate tEe enemy traffic intercepted and passed to it by the
Long Range and 'Close Range Signal Intelligence Companies.
Captain Roessler, Chief Evaluator of KONA 1" and Commanding
Officer of the NAAS, observed that "there were no prescribed
rules for evaluation, and this fact made the suceess or failure
of the signal intelligence service a personal matter depending on
the perspicacity and of a few specialists and persons.
opera ting in key positions. "32tl . . .'
Evaluation in the NAAS was concerned with "the observation
and interpretation of. known (radi"o) nets 1" the study of un-
'identified traffic, the results of Roesaler
emphasized that in the case of KONA 1, "the interpretation or
unknown traffic was ... froma long term intelligence point or view
the evaluation problem. ..
Comprehensive research work was necessary to systematize
the evidence available, and the basic instruments of this system-
atization were the Card Indexes. The Card Indexes were exhaustive'
in detail, thorough and methodical. The Germans believed that
the tiniest detail, t.hough utterly lacking in any apparent sig-
nificance at the moment of interception, might form part of a .
significant picture when scrutinized in context withslmilar
details. Thus the mihutest phenomenon, irrespective of its
momentary irrelevance was recorded.33
0
328 I 19b p 13 .
329 I 19b p 14
330 I 19b p 13; I 198 p 3
72
DOCID: 3486746
.:
A section in NAAS 1 kept up to date all card
indexes.
3j
These will be described below.
a. Personality Index. This index listed all officers and
radio operator,s whose names were .derived not only rrom radio
but from'all sources (interrogations
l
captured'documents
l
etc.)
. All names were treated with caution because of the Russian pro-
pensity for using cover names. There was a special fi1efor
indexing these 0
b. Unit Index. This file contained all information avail-
able from all sources on all Russian units. Each card was
designed to list the following items: unit, commanding officer,
chief of staff
l
components to which the unit was subordinateI
subordinate units comprising the unit in question
l
location,
sate of first appearance
l
and sources of information.
Co Blocknot Index. Both Blocknots and Chi-numbers were
contained in the same indexo A caref'ul :recording and study of
blocknots provided positive clues in the and the
tracking of fo:rmations using 5-figure codes. This index was
subdivided into two files: one, the search card index, con-
tained.all Blocknots and Chi-numbers whether or not they we:re
known; 'tlie other,jl the unit, card index, contained only known
Block-and Chi-numbers. Inspector Berger observed that the two
files'formed "The most important and surest" instrument for
identifying Russian radio nets known to him.332 ,
...... ,"
d. Key (Schluessel) Index. This index contained all solved
keys, irrespective of the areas in which they were used. They
were arranged according to the German designation of the Russian
keys .,. liThe German system or key designation includes a self-
evident description of the code plus 'an allotted number; e.g.,
R4zc 1800: russ ische:r 4-Zahlen-Code IBoo /Russian 4-rigure
code'1800/."333 The 2 and 3-figure keys especially were
'331
The information on the Card Index down to but not induding
, sub-paragraph h, foilows very closely the detailed report
, made by Inspector Georg Berger
l
in charge of documents in
. , . KONA 1. This report is :No. 8,1 19b pp 16-18.
332 I 19b p 16
333 I 199 p 10
DOClD: 3486746
,I
characteristics was necessarYi and to accomplish this a special
index was set up in the NAAS. In this index were recorded not
only the statistics derived from German Army interception of
traffic
l
but also data supplied by units of the German Air
Force (2nd and 3rd battalions of Air Signal Regiment 353,
operating with Local Air Forces 4 and 6 respectively). The
statistics gathered were passed on to the Long Range Signal '.
Intelligence Companies (FAK), which were likely to pick up Air
traffic. The companies did not have air data .1ndexes
l
but kept the data 1n the Army card index.342 ..
It should be pointed out that in order to insure the most
indexes possible, 11a1son was laterally
between the NAAS of KONA 1 and the other regiments on the East-
el'Il front. Full collaboration was effected also with OKH/GdNA.
A system for exchanging current information, new interpretations
l
corrections I etc., operated smoothly, the data being passed by
telegl'aph or courier depending upon the l,1rgency of the item in
quest1on.3
4
3 ",.. .' '
Below the level of the NAAS, card indexes were extensively
used; but they were naturally less comprehensive, be1ng only as
complete as the company cover assignment permitted.3
44
Of the
card index in general
l
Roessler made a significant (and char-
acteristic) observation, emphasizing that while "the card
indexes formed the 1ndispensable material basis for evaluation,
and of the evaluators
, 43. 'Evaluation in a Feste.--Evaluation in the Feste was a
matter of loentitylng and Interpreting unknown traf'f'ic, the inter
ception of which was its particular function.346 'Some character-
1stics of Russian communications f'acilitating identification'
have been discussed in the preceding section. The systematiza-
tion of this work as ca:rried on by the Feste Evaluation' Section
showed how the identifying elements were studied at this level
. ' The fi:rst task of the Traff1c Evaluation Section347 was to
work up the 1nformat1on into a network diagram
l
which not only
342 1 19b P 52 .
343 119b P 16
344 1 199 P 10
345 1 19b p 13'
34t;5 I 19b p 4
347 The data Traffic Evaluation in the Feste follows closely
,Report No.9 1 19b pp 19-20.
--- -- - ---
DOCID:3486746
351 I 19b p 5
352 The section concerned with content evaluation "/worked! on
all readable messages, (identified) places, names and-cover-
names and sees to the immediate forwarding of all important
messages to the (I19b P 5)
353 I 19b p 5
'354 I 19b pp 10-11
355 I 191:> P 9
77
DOCID: 3486746
362 I 19b P 12
363 I 19b p 13
364 I 198 P 7,
.365
I 19b p 14
366 1 19b P 13
367 I 199 p 7
368 I 19'9 P 5' I 19b 22
, J P
79
DOCID: 3486746
369 1'113 p 24
370 I 19b pp 21-23
371 I 199 P 8
372 I 199 p'8
373
1 19b P 13
314 I 199 P 8
80
DOCID: 3486746
81
DOCIO: 3486746
VOLUME 4
Chapter VI. Russian Cryptanalysis
Section A. Organization of -Cryptanalyti9 Etl'ort
.
paragraph
Review of Central Offioe Organization 47
Review of" Field Of.fice Organization. 48
Assignment of tasks to the .
Orfioea and the KONA's .;...................... 49
47. Review of Central Ofrice.Organization.-- Prior
to 1939, an agency known as the Intercept Control Station
(Horrihleitstelle"abbrevlated HLB) had a section for
handling Russian traffic; but little is known in detail
of its achievements.385 In summarizing German aotivities
. before the outbreak of val' with Russia, Lt. Col. Mettig ,
(second in command of OKW/Chi) stated tha,t the Germans
vere able during the first Russo-Finnish war to break a
number of two-, three-, and four-figure codes.386 . In
addi tion, a copy of 'the Russian fl ve-figure code. was
obtained from the Finnish General Staff. (This particular
code was used by the Hussians in the .first year of" war
w1th Germany.387 The Intercept Control Station (HLS) was
replaced in 1941 by two agencies, .Inspec torate 7/VI
(I:Lbbreviated In 7!VI)(serving asa cryptanalytic unit in
and the Control Station of Signal Intelligence
(Leitstelle del' Nachrichten Aufklaerung, abbreviated LNA)
in Zossen. 388 The sec tlon :for Russian cryptanalysis that .
.hd been part of' HLS remained attached to In 7/VI during,------..
, 'the first few months ot its existence j Russian "evaluation"
was done at. LNA. Both organizations f'elt, however, that
oryptanalysis and evaluation should be dOne rurther forward;
and late 'in 1941, the Russian section ot In 7/VI . (including
cryptanal,!sts and evaluators) was sent to Loetzen in East
the nucleus for a third
82
Group IV,
DOCID: 3486746
.,
central agency, the ,Intercept Control East
iHorchle1tstelle Ost, abbrev,iated HLS O$t).From this' ,
tlme'until November, 1944, German ArmySigntil IntelligenCE!
aCltlv1t1es were divided into Iion-Russian{per-
:rclrmedat In 7/VI)59
v
, and int,o Russian (per.formed at '
HI.S Ost 8I}.d LNA). , " , " ,,' " ", ,,'
, In October,1944, IILS'Ost andLNA vere 8tn!!\lgamated,
, together with In 7/iTI, 'into t1)e Signal IntelllgenceAgency
of the Army High Command ( des, Heeres{ General
- de:r Nachrlchten Auf'klaerung; lJ,bbrevlated OKH/GdNA), the ,
on,e .final central agency off the war, 391' " " , "
For the ultimate breakdown of in detsl1 see
Volume 4, Chapter 11.392 Inbrlet, the ' assignment or,
RUI:Jslan cryptanalytic f\1llctlon,s vere as :follows:,
, , ,
Group III (under Capt. Gorzolla): evaluated traffic
and cryptanalytie work fro,m the Russlanfront
'r .
(under, Major 1lertze):- did all cryptanalyt1c
, at OKH/GdNA" '" ' ",. , " ,;
Section 3 (under Lt. Dettmann)t:'> the former
. . cryptans.lytlc .section ot Jil,SOst,
and handled .
a.. Russian NKVD tra.ffic
b. Russian Army traffic
c. RUBsian Parti san traffic
d. Research on Russian Systems
390 Discussed in Volume 4., Chapter VII
391 The was the retreat ot
mas .Ost to where In 7/Vl and k'1A were 19cated.
This move was one of .operational rather
analytic: expediency: the Russlans were advancing; HLS
Qstwas retreating; and when the home of'fice arid the '. .
flelderyptanalyt1c and:evaluatlon of.ficesvereall c19se
togetber,1t was certainly more expedient to combine .
them. The result:.GdNA.
39
2
:qerived almost whollytrom IF 123 ,pp 6... 14
, ' t
/ I
,
83
DOClD: 3486746
. .
Group VI (under Capt. Roeder at Potsdam): "
Section 1:. worked on high-grade machine
' ,
a. Intercept andevaluat10n ot
Inte:r-Soviet State Traffic
b. Intercept and evaluat10n of
Euss1anBaudot
c . Intercept and eval'Ust1onof
Russ,ian Army traffic
Section 3 of Group IV in the above chart was the Russian
cryptanalytic section:.. It may be assumed th8t HLS Ost"
although amalgamated into GdNA". continued very much as 1t
had in 1ts duties, and that thevork perrormed earlier by
HLS Ost was ,in nature to the work. per.formed later
in Section 3 of Group IV of GdNA.393. .' ,
48. Review of F1eid Ofrice
preparations were being ma,defor t e attack on Russia,' it
. was :found that there was an !tacuteshortage" of cryptanalysts
available for field were culled from
thef:ixed intercept stations and trained for field work with
the newly,organized S1gnal Intel11genceReg1ments (Kommandeure
del" Nachrlchten Aurklaerungs abbreviated KONA). Five'or these
regiments were sent into the rleld as complete low leve1 .
intercept and evaluation 'units attached to J\.rmy Groups: tvo
went to the westel"n front; KONAs 1, 2" 3 were assigned
to the eastern front. These ea.sternKONAs vere supplemented'
in 1942 by KONA 6, which was sent out to cover the German
campa1gn in the Caucasus395, and which vas attached directly
to HLS Ost. Low level crY"Ptanalysls and evaluation was also.
done by KONA 8 and KONA Nord,wh1eh were made up from other
Eastern front signal intelligene regiments, and aetivated .
in late 1944 and early 1945.
393Nothing is' mown rrom TICON sources of the cryptanalytic
activities of m.S Ost befol'e its amalgamation into,'GQNA
except a brief statement or Mett1g. tAl 78 p 8 .. -
394
1
78pp4, 7
395
DF
18 p 81
84
DOCID: 3486i146
.....
i
The organization of field units for cryptanalysis has
already been discussed in deta11.396 Since the information
on ,Russian c.ryptanalysis used in .this chapter,. however, ,
as much from interrogations or prisoners. engaged.
in t:J.eld operations as from.the discussion ofcryptana11sis
of GdNA 397, the readerls rererred for a brief review to
the c:hart of organization otKONA 1 398 about which we know
more than any other as it was captured-lntoto.399
. .
49. ASsi!nment of crqtanal1tic tasks to the. central
of? ces and. the ONAs.-- In dIscussing the task
or In, 7/VI, Lt. Mettlg 400 .
. ,
"Once the units hac1oeen'
set up and attachE!dtothe various forvardwireless
units it w8.sagreed to allot tq them tr,.e InV'estlga1;1dri
offorward and Llne'ofCommunicatiori tra.:ffic which eQuId
be solved in the :fIelcL ' In 7/VI hC;;wever,
. r:espcmsible for all army crypt6-analyticwork and con-'
, . c,entrated on the most difficult and unsolved procedures. II
.' . '. . . '.' .
or thte assignments for'HLs Ostand LNA as
or :fo:r, varlo.\1sKONAs in the.field
J
there is no
interrogations. Of (}dNA, there is only .the sta.te-
ment IJ.f Detttn8nn and samsonov 401 to the ef'feet that' "the
solut:lon of agent, guerl11a,an<;i Kundsehatter " ,
ty , He:ferat3ctpf , GroupIY. If , The
of cryptanalytic work ,to
both field, ,can only be inferred'from'the dis"
, cussionsorthe Prisoners of War regarding solution and
aehie,rement. 402, ,,', '.' - .
l ..,
396Volume 4 Chapter' III" :',
samson6v" riA Heport on ,Russian Decryption'
Inthe Former ae,..ma.n Army", publIshed as DF 18. ."
4-1, '4..
399seEt also Volume 4, Chapter V for discussion of'the
functions and duties of the various f'ield.units.
,
400
1 7'8' p '8 '
401
1 l,i6p 7 ,
402DF_18. GdNA; all quoted 1h this (}hapter,
. . P..!!!.:tptJ f'oza the KONAs
DOCID: 3486746
407
r
191 p 8
40S1 19b.' p .. II
409
1 19b p 11
410r 19b p 43 .
411
DF
18 P 83
412
See
'Vo1ume
413
1
116 P 7
414
ibid
88
"
:.;/ ..
',:-
DOCID: 3486746
VOLUME 4
Chapter VI. Russian Cryptanalysis
Section B. Cryptanalytic Achievements against .. '
Russia.
Paragraph
2- .flJgllre codes It " 50
3.. figure codes ...#- . . .. .. . . ... . 51
4- -rlglll'"e codes ,. ".... 52
5- rlgllre codes If.... 53
f\.ddress oodes e' " 54
)11seellaneou8 .. "55
.
c Periodic and columnar substitution
d Coordinate systems
e Machine ciphers
NKVD 8;nd Agents codes............................ 56
NKVD codes .
. ('b) Agents 0 codes .
50. codes.-- 2....figure codes were used by
the Russian ,Army, Air Force and NKVD. In the Army, they
were used by Army Groups, Armies, Corps, Divisions, and
Regiments; and by small independent special units such
as Combat Engineer Brigades, Notor Regiments, and Artillery
Brigades. In the NKVD, they were used on frontier regi-
mentsl networks and from divisional level downwards.
Solution of 2-figure systems was done mostly on company
level (FAX), but was also handled byNAA, the NAAS, and
the GdNA.
a) The PT-39. The,PT-39 (Peregovornaa Tab11ca,
Iiterally 'conversation table n ), a 2-figure code placed in
a square 10 x 10 and then enciphered by substitution through
a 2-tigure, 10 x 10 Lat1n square
422
, can be taken as the
"mothe:r" 2-figure code. 423
422
i.e. no figure was repeated in any row or column
423
1 191 p 1;119c p 1
90
\
DOClD: 3486746
(Actually, according to the Dettmann and samsonov
424
, the
f1rst 2flgure operational system used over a long period
by the Army andAlr Foree of the wholeSovlet Unlonwas
a code with 100 values, re-enciphered daily
the individual networks. In the -last months of 1939, ,
PT-35 was l'eplaced by PT-39.. 1940-1942, it was,used
far more than all other codes'comblned. 425 "PT-39 va8 used
by Armles,Col'pS, and Divisions. The identifi-
cation of the latin square used enabled'
the Germans to establish to which ,Russian 'front or army the
wireless stationuslng it or whether it was an
Army or Air Force Station. Since the squares were orten
used tor sevel'almonths, the reconstruction of' squares could
be easily. to have been hardly necessary,
howevel', since the rows and columns could be solved (recon-
strueted}vitha minimum of 15 to 20 groups. The messages
were ora technical signal or tactical nature, the latter
more el!lpecia11y after the beginning ,or the Russian campaign
in June, 1941. This particular code (PT-39) was used from'
the extreme south to the extreme'north or thee&stern front,
and,in :the back areas as far as the Caucasus, middle Asia,
and North Persia'.426 ' ., ,','. '
, b) The PT':"42 and PT 42N. The 39 was superseded in
May 1942 byPT...'42.' 'There is a .flat disagreement with this
statement, i'n the report or Dettmann and Samsonov, whoa'a,.'
that "at thebeg1nnipg qf 1942','PT... 41 came into use as the
successor of PT"39. "427 Dettmann, ,and Samsonov do not '
mention PT-42at all, butthelr description or PT-4'lcorre-
spondsto the description'given'of PT,,:42. They are very
probably the same code and encipherment, misnamed by one
or the, other or '. the, Prisoners of War. The PT-42 was similar
'to PT.39 in construct1on'exeept that the distribution of
424
DF
i8 P 45
425
1 19cp '1
426 '
I 19c P 1
427
, DF 18 p' 47
91
- ...-. _ ..-:
... ,.- ..
.... ....
,
--- -----
DOCID: 3486746
Lt. Col. Mett1g said flatly that from the spr1Ilg of.1943
to 2-figure and was regularly de-
coded.
4
:>6 It can be assumed that 3-:.figuretraf'f'1c vas
being read currently enough and constantly enough, to
provide a great amount of tactical intelligence.
The operational 3-figure codes were discontinued in
1943 and vere supersedec:l by 3-figureSig:rial Cqdes
4
57'
which veredifferent only they contained no letters,
but only words or pm-saesof' tacticslimportanoe, and were
not alphabetic but had under
headings SUC!! as "attack " "derense", "enemv movements,"
"designatlonor un1ts
tl
, f,rigUl'es or
connect1ons" 10 etc. Each meaning had two or three 3.;..f'igure
groups allotted to it. As. in the case or thef'ormer 3.
r1gure in the book 1tselt vas
sent in clear. 458 Every un1tf'rom ArmydoWilVal'd had its .
own signal code for use lflthsubol'dinateunits.. There 1s '.
no evidence tb&tsolutionof these }-figure 81gnalCodes
vas. more d1fficult than solution ot.the3-flg\U"8 codes;. '
nor 1s there any record of success either in totality or
currenC'1Oi' decipher_nt. Lt. Loetf'ler of'" Feste 10 d1d,
however" state that they were considered "special procedures""
and "verestudied in the section by specially
chosen for the most part also bY' the chief'
cryptanalyst .. "459 The solution time varied according to .
456
178
p 8
Samsonov spoke of 3-tigure and 4-f1gure
. "signal codes" described by members of KONA; but. there-
are discrepancies between the two descriptions" and
again it is impossible to determine where the mistake
lies" T:tle discussion as given by KONA 1 members seeu .
generally more reliable
. 45
8
1
19c p '4
4591 19b, report 6, p 11
, .
97
:", I,""", ":
J>
".' ,
.......
DOCID: 3486746
..": .
The actual construction or pages varied in 4-figure code-
books as much as it did in the 3-figure code books, in
respect to alphabeticity and sequence of numbers, etc
But the methods ot enciphering the last tvo digits vere
still more varied than those used in 3-tigure systems:
Subfltitution by row, digraph substitution (in comparison
to substitution in the case ot 3..tigure
codets); combinations of these tyo, abbreviated figures in
the Bubstitution, and others .. 46(j 0 in his dis-
cussion or the "Russian Cryptanalysis course '4 given for
field training mentioned that "a 3-f1gure or -figure code ""
can also be reciphered on an adder. For this purpose a
text; chosen at random ls enciphered (llkewisebythe code)
and the code text added to or subtracted ofrom (non-:carrylng) ."467
But there is no other indication in interrogations that
method was met in actual practice. The general method
seems to have been variant pagedesignatlons tor the book
(2 f'igures), and encipherment of "the last 2 ""
varj.ous means, including 2-figure Latin squares.
46t
,S
o From 1941, the Air Force began to use 4-figure codes
in different forms but often of the simplest construction.
In t;he middle of 1943 many mobile formations, Tank and "
Corps, Tank Armies, and Tank Administration and
Supply units also started using 4-figlire codes. They were
alsea used by Rallway and Transport Nets. 469 0
Dettma.nn and Samsonov Gd.lIIA) described the "first
general army and air force' code (4-rlgure with roughly
4,600 groups, enciphered with diaphic SUbstitution), and 0
its successors "mac 5" to "OICK 8 (General CommandersO Codes)
that; rapidly replaced one from 1939-41. OKK 5 was
capt;ured in the Russo-Finnish war; and OXIC 6, 7, and 8 were
captured in the Russo-German war.. But Dettmann and Samsonov
. "
466
I 19c p 5
467J: 166 P 7, 8
468
I 173 PP 10, 11
469
1
: 1ge pp 5, 6
0" 99
I
.;. :
DOClD: 3486746
-.
insisted th8t" "All these systems were" however" recovered
by before their capture and com-
pletely and currently readable. "470 Lt. Loeffler (of Feste
10) stated that Ita general 8.1'my 4..figure cipher ,vas last
observed in use in North Persialn the winter 1941-42. It
had 50 pages, each designated by tvo alternative blgrams
and 100 lines to each page .. "471 There is no other Indication
in the that four-figure codes were no longer,
or less frequently In 1944, however, four-
figure Signal Codes (of the same form as the 3...figure Signal
Codes) made their appearance in the Army, especially with the
army groups,,473 and probabl,. superseded in great if'
not wholly; the 4-figure codes just discussed...
. Generally .speaking', 4-figure codes were changed less
frequently than other codes474; but even. then, the ehlulge.
came too'f'requent1yto jUdgef'rom GerlichDs statement that
" a frequent change. of' encipherment would have made
decipherment impossib1e."475 Certainly the 4.;.figure codes
gave GermanC',r,.ptanalysts a certain amount of trouble; .'
actually, a large amount of' material vas "absolutely necessar,.,
and themajorlty of unsolved 4-figure codeS Yere abandoned
because of' an'lnsuf'f'iclent number of messages. "476
470
DF 18, P 55
411
1
19cp 5
, .'
Lt. Loeff'ler 'said anI,. that a f'our-rigure code was used
by the VI Guards Mech.Corps (1st Ukraine Front) from January
1945 to the end of hostilities. It vas captured in January,
19
4
5. . " ,
473
1
pp5, 6
47
4
1
'19cp 8
475
1
191 P 8
476
1
191,p 8
100
..... .-
..b-;:
... ";-'
...:' .... -_...:..... -eo;,
DOCID: 3486746
Oaptain Holetzko (speaking mainly about 4-figlire air
forcn (ground/ground), said that they were "only 60%
readn.ble".lJ.77 And Corporal Heudorf (of NAA 8)' admitted
that later 4-figure traffic on occasion provided some
difficulty, but on the other hand an
Unit in March and April, 1945, whose 4-flgure messages were
read currently. 478 . .
In the interrogations of KONA 1 members, the following
. 4...flgure codes were listed as solved:479 .
4...r1gure code of VI Guards Mech. Corps (1st Ukranlan
Front) from January, 1945 to end of hostilities
4r1gure code of 152 Independent Tank Br1gade(60th
Arrrry, 1st Front) .
4-flgure Signal Code of VI Guards Tank Corps (1st
Ukrania.n Front) .
4-figure code of Tank Supply and Administration
Authorities ot 1st Front
4-figurecode of 76th Regional Air Base (Russian 76 RAB)
4-figure code of Supply Units of 13th Army (1st
Ukranian Front) .'
4-.flgure code of 3rd Guards Tank Army'.
1st. Lt. Schubert, of GdNA, said simply, "We broke Army
three-and four-figure re-enciphered books. These were en-
ciphered on a conversion table. Early in the war we
o.fthis tl'affic, but at the end only 40 to 50%.4tiO
477
175
P 10
478:
r
75 :p 8
4
79
1 19c PP 6-8
480
I 15 p 1
/ 101
:"._0
DOCID: 3486746
-.
502
I 196 p 11
5
0
3
1
106 p 2
504
1
60 p 2
505 ...
I 19c--
It
Annexe
"
on Russian Codes and Ciphers"
'.
DOClD: 3486746
"
Three-figure address codes were used in connection with
5-figure niessagesj506 their construction was similar to that
of the PT-39 or PT-42 cOdes
1
5
0
7 but they contained onlt figures,
unit designations, authorit es, and words such as "for or
ttfrom. It A code of this type was first used at the beginning
of 1944508 on the 1st and 2nd Ukrainian and thelst Russian
fronts for communications between ArTIrJ Groups a.nd their re-
spective Armies, and Independent Corps. In the summer of 1944,
Armies began to use similar codes with their subordinate units;
and lattel'ly the use of such codes increased still further.
According to the members of KONA 1, the solution ot these codes
given a fair amount of material, was generally easy.5
0
9 But
members of NAA 11 s tated the follOWing: .
"A,,,idresses to Dersonal names rather- than titles 'Were
eommol1 in. all Russian and this suggested the use
of initials. The vagueness. of thls answer surp:v1sea, interro-
gator who asked ir the addresses" being enc1.pr"ered on the
PT table) were not read currently" The answer W89 th.g,t
unless the same ad":'lres5 'Was used frequently and 80me outside
hint 'Was given they ",ere usually una.ble to .read. the address.'
They supposed it used values which had special local mea.nings
added to the table. "510
5
06
r 173 p 8
5
0
7"PT 42 vas superseded by PT 43 It contained no let.ters
and vas used or addresses, particularly by the Air Force
'anCiPWO eAA Def'ense.") I 190 p 2
508
Dettmann and SSmsonov gave1943 in DF 18 P 5
5
0
9
1
1ge p 4
5
1
1 106 P 2
/ 108
"
signal mattersJ..
vere
Gerlich (of GdNA..
DOCID: 3486746
55. Miscel1aneous.-- Most or the statements given here
a,re ,t.'lken from the Interrogations of members of KONA 1. It fs
not the complete story, as the Prisoners of War themselves were
, a,ware':
"In the above paper examples are given only or those
ciphers whose basic construction was established. There
were" many types of cipher which were only partially broken
and whose basic form could not be established, these are
not mentioned The number of Russian ciphers of all
sorts that were broken was about 3,000."5
11
a) Four-letter codes. Tvo forms of four-letter code
f'irat appeared In practice ,traffic between ArDf'3' Groups and Armies
B,nd Independent Corps of the 1st Ukraine Front tn November" 1944:
1) Revolving stencil: sheet of paper ruled off into
8 x 8 squares; a sheet with 16 holes superimposed
and revolved at 900 turns aro\mdthe central point;
all 64 squares were filled; the text va.s enciphered
horizontally in 1, 2" 3, 4 positions; the cipher
text was read off horizontally.
2) Transposition: a keyword gave the key; the text
was wr1tten in vertically according to the key"
and upwards or downwards according to instructions;
the cipher text was read off horizontally.
The contents were usually about tactical
t;hrough "recently .694i7 un1ts and posi tions
, On the subject of transposition systems,
IV" Section 3) said only this:
"These were comparatively rarely used by the Russians.".
I do not know whether such transposition systems were solved
B,t Sigint. Stn. 1, however, I know that transposition mes- '
sages were being read that "stencils", etc. were used; how-
ever, I think they were solved at General of S1g. Int
V
s."513
5
111
1 19c l' 11 (
512
1 19c p 10
,
5
1
3
1
191 p 10
,/ .
!
!
DOCID: 3486746
5
28
1 19c P 12
5
2
9
DF
18 p 83
53
0
DF
18 pp 62-71
-------- ---
DOCID: 3486746
'.
A close watch was kept on the networks of la, because they
carried communications between the central NKVD authority
in Moscow and the commanders of -Security troops working
with the Army groups, the directing staffs North and South,
and the "less interesting independent Company Headquarters
S:tgnals regiments." The messages were not readable.534
passed on formation networks, however, werelffor the
m()st part readable."535 In addition to the monitoring of
. Central Authority NKVD--Front HQ. NXVD and Front Staffs .
(Frontier Regiments) traffic, close watch was kept on traffic
from regiments to battalions, because "most of the messages
could be read. They me:ltioned army units by name, etc .. "536
(,rTrafflc of rear NKVD troops and of Signals regiments were
of no interest, and were not covered by KONA lA"537 _
- Schubert (of G<iNA) stated, "After 'my studies Lvinter
of 19417, I was posted a cryptanalytic course at OKH. Since
I have-functioned as a cryptanalyst. I worked on Russian Army
till March, 1943. Then KONA 6 was given the commitment of
covering Russian partisans, and I worked on that till September
of that year., After that KONA 6 was dissolved I went
to GdNAand took over all Eastern Cryptanalysis L3 branches:
Army, NKVD, and partisang. "538 Lt. Schubert was fami,liar
with the same codes mentIoned in Private Huchting's net break-
down (la, Ib, Id): Security Troops', Frontier Troops,
and Railway and Convoy Troops' codes, butment10ned also "one
OJ" two ciphers of' NKGB the 4th section of" NKVD,u539 con-
cerned with measures against enemy agents and own active
E!sp10nage .
.) I 19b" report 28 p 47
535I 19b p 48
53619b" report 21 p 46
537
1
19b p 46
53
8
I
26 p 1
539
1
26 p 3
115
,J
.. ..... ' ........,
DOCID: 3486746
e.
.._ Lt. Schubert spoke of two 5-igure codes: the SMERSCH
19perations of Russian agenti] organization code (with an .
individual sUbtractor); and the Railways Troops Code (actually
a. code, enciphered by substitution tables, the 5th
digit representing the quadrant on the page in which the
g:rC)UP appeared). 5ltO But he was much mo:re .familiar with 4-
figure NKVD Codes, which were apparently much more exploitable
th!l.n the 5-:rigure codes.
The Security Troops Codes were of tvo types. One was
used forward of regiment, when a. regiment vas used in approx1-
an Army Group sec
4
tor( "it is ac1pher, therefore, used
fOl-ward of Army Group")5 1 This particular code ran for a
eOllopQl"atively long period; "the last one which was still valid
in the middle of February when 1 left OKa, had already been
rUIlning 1 1/2 years .. " This code was alphabetical and contained
lCO pages, 25 or 50 groups per page; it was enciphered, by means
of an enciphered indicator Which prOVided for page and position
substitution, the result of which was again enciphered by a
substitution table. substitution tables were also valid
foz' a longer time and varied with the network.S42 The additives
on the page did not change, only the substitution table.
The second type, a code used reapwards ot regiment, vas
enc:1phered by a figure subtractor originally taken f'rom tables
(up to Sept. 1944)'. The same tables could appear on difterent
networks, and since the subtractor vas used very frequently,
tt1 t; was not uncommon for 20 messages to have the same sub-
t1'8ctor.
tt
543 In OctOber, 1945, 2 subtractors vere used, taken
from different tables; and the indicators for the 2nd subtractor
were enciphered with the first one.544 In spite of the potentl,l
difficulties involved in this method of encipherment., the system
vas solved by February 15, 1945, though mainly because ot bad
Russian usage of the system.
,
5
40
1 26 p 4 ; see also DF 18 p 67
541
1 26 p 3
5
42
1 26 P 3
5
4
3!, 26 p 3
5
44
1
26'p 4
ll6.
DOCID: . 3486746
, I A
"nouble transposition was only used by partisans and not
by spies. n The a"stem was completely unbreakable.57l He
went into more detail about substitution sYstems.57
2
They
consist of three elements:
code
were
1. The ba.sic c1pher(code}1 1.e." the substitution
of the plain text by a substitution system
2. The encipherment by .figure subtractol"
3. The enc1pherment of the -indicators
The basic cipher: certain lipks, a or 4-figure
vas used; in general, however" simple substitution systems
employed. 573
The subtractor: these were of three different kinds:
8. They Were printed on teleprinter rolls (the most
frequently used and called "Blocknot rulon" by the
Russians); the rolls had numbers which
were given in clear as indicators in Partisan
traffic, not in Spy-traffic '
b. They were taken from tables. There were 4 basic
systems: a simple enciphering with a table ot
100-300 groups, used especially inNKGB Leningrad
traffic (solved); 100 enciphering pages, used es-
pecially in NKGB Leningradtrafflc (solved);,a
double encipherment (table of 30 lines, each line,
10 groups) (solved); a special very complicated
mixing procedure (not solved)
c. They were built up rrom an indicator: simple .addltlon
in columns, simple cross addition, addition in
column with a key phrase, cross addition with a
key phrase, substituted cross addition, subtractor
boxes.
571
126 pp 3, 5
57
2
In the ,appendix to I 26, written as a single report on
code-systems of the Russian Partisans and Spies (from which
report the material given below is taken .
I
573por details, see I 26 P 8
122
a.
b.
c.
d.
DOCID: 3486746
VOLUME 4
Chapter VI
Section C. Liaison with other Agencies on Russian
G:r>yptanalysis
Psr'agraph
LiHison with the Intelligence Agency of the
8.;u
p
reme Comrne.nd of the -Armed Forces. " "\". .. 57
Liatson with the Signal Intell:Lgence Agency of the .
Aj.r Force H5.gh Command. " . 58
Liaison with the S:Lgnal Intelligence Agency of the '.
Navy l-ligh Cofnmand 0 U IJ ... .- l-' .. _ _ .. ,. .11'> .. "" 9 " 0 D " 0- 59
Liaison 'i-lith Goeringit; Resear'ch Bureau ...........,.. 60
....- .. with the Fore:Lgn O:f'fice Cryptanalytic Section..... 61
Li.!11 son wi th the Japane se" ........... " __62-
LiB,i 80:0 vi th the FiD.l1S III .... a ,8 Q 0 f> 0 ... " " 0 .. 0 0 63
51. Liaison vith the Signal Intelligence Agency of the
Supreme Command of tne The liaison between--
the SIgnal Intelligence Agency' of" the Army High Comma.nd
(OKHjGciNA) and OKW}Chi vas close because of" the joint deriva-
tion of both o:ffice 5 from the Codes B.nd Ciphers Section of
the Defense Mln1.stry, and because or the joint and simulta.neous
control of and OKE signal activities in the person of" the
Chef fl1IW and Chef WNV (Chef des lIeol'esnachrichtenverbindungs-
vesans and Chef" des
A certain of jealousy .existed on the top levels
signal operations" and tlli8,ison between specialists
was discol.lraged. Nevertheless, there were specific cases
of" specialist fIlter-service cooperation on Russian cryptanalysis.
581
r
30 p 10
124
l.,
. . ."
DOCID: 3486746
(
The Russian of In 7/vI, under Lt. Dettmann (and,
for ,3. time under Professor NO'\ropaschenny) 't'rhich was d.e_tached
to the Chief.5' Army Signals Commtin.ication Agency ( Chef" de's,
HeerI8snachrichtenV'erbindul'l.gwesen, abbreviated Chef' RNW/(HLS,
in Loetzen.9 had had conslderabll:-} In:Ltlal success on a Russian
5-figure code until the spring of 1942. In 1942L'Probably--.
April 1, when the Russians introduced a new 5-f1gure cody
OKW/Chi sent a special Russia.n "pa.rty ll to lfi.IS/Ost to col:- .
labo:rate with the OKH cryptanalysts there in the solution of
a Russian 5-figure code . Professor Novopaschenny, head of
that 'OKW/Cra.i party, retU!'l1ed to Berlin in 1943; but the
cryptanalysts who had gone with h1m were absorbed into HLS/Ost
and :remai.ned there. During 1942-43.f Lt. Dettmann (of m.,S/Ost)
was also passing conslders,ble Russian 5-1etter traffic to
OKW/Chi in Berlin or solution.582 .
In February the language department or the Radl0
Defense Corps ( Oberkommando d.er Wehrroaeht, rlehrmachtnachrichten-
. verb:1ndung, FunkueberwachlUlg, abbreviated OKW/WNV/FU) headed
by Fenner, began collaboration on with OKH/ln7/VI.
By the end or Ma:r'ch, In 7/VI had given to Fenner's section a.ll
traffic intercepted since 1941. Solution was begun,
and "the results achieved by Fenner were passed on to In 7/VI.
later, liaison on this particular problem disintegrated,
howe'lTer" since In 7IVI vas uncooperative about turning traffic
over to Fenner.
Ther'e were no other examples in TICOM sources or
by OKW/Chi with on Russian cryptanalysis.
It 1:3 known only that OKW/Chl regularly used the IBM machinery
of OKFl in their cryptanalytic york.5
8
3
\
582
I 116 :9,2
5
8
3
I 96 p 13; I 67 p 2
],.25
..
DOCID: 3486746
. \
The liaison between OKH!OdNA and the FA has already
been. disoussed in this chapter!J with 2'efel"ence to the vis!t
of Specialist Wenzel of the Ii'A to OKIi/GdllA to help Lt.
Schubert on Polish Resistance Movement traffic.
With regard to cooperation on IBM developments, there
vas no statement about specific Russian cryptanalytic
problems in TICOM interrogations. I It is known that the
Signal Intelligence Agency of the Army High Command took
the lead in the development and a,pplicatlon of' IBM machinery
to cryptana.lysis, hove'lTer, and their machLnery was made
available to other agencies. Tr8nov the Signal Intelli-
gence Agency of the: Navy High Con..qnand, (OKM!SKL IV/III) stated:
"About March 1942 we paid a vlsit,l? inconjunctlon
with the GAF and the FAJI to the OKH Holler1thZiBI!7
in Berlin "591 -
Since there was no evidence in TICOM sources of
application of IBM machines to specir1c Russian cryptanalytic
problems" ltcan only be assumed that such liaison existed.
61. Liaison ..ill.1Lthe Fore!gn O:rfice Cr:mtanalzt1c Sectidn. -,-
Ther'e was no statement in TreON interrogations about any
liaison between andPers Z Son Russian ,cryptanalyslso
'62. Liaison with the When asked about liaison
with the Japanese on problems, Dr. Buggisch
said, he lldld not knov about Oh1{--but had never heard of any--
and as for OIal he was sure that there had never been any Japs
around in the f"lesh or any liaison he knew of.
n
S92 Actually,
it seems, there vas a certain amount of alleged liaison with
591
1
146 p 17
59
2
1: 64 p 3
128
./
. oJ.
DOCID: 3486746
, !
JSpSI15 as andSamsonov pointed out, "the
Russian Raferat had been vlsitedat Loetzen in 1942 by two
Jspanese were given a polite
:reception but shmln very l1ttle of a.nything.. and no so-
lut1c:m wO!'k: their tour lasted only three to :rour hours.
The said they had sol'lred the HUBsian on 6 a.nd
mac '7, otherllfise no Russian 5-figuro 594 ,For all
1ntelrlts and purposes, there i1803 liaison only on paper ..
certl3.inly no collaboI'Btion on solution teohniques or ex-
cha.nge of information.
63. Liaison with the Finns.-- Quite the contrary was
true in the case of' 1181sOir"vitI-i Finland. 'iLialson on all
cryptana.lytic mlJ.tters \-18S excellent. "595 The Germans, to
begi:n wi th
Jl
had a very r.L1gh opinion of Finnish cryptanalysts :596
Finnish cr:rpt pe:r'sonnel were considered outstanding :
and the excha.nge \?as a. g:r;aeat bene!"1 t -to NAA 11. "597 '
The, ma.in Finnish unit vas RTK, "Radio Telegraf Kompe.nie."
It was o-r ba-l;talion strengthJ) with one motorized compan;r and a.
fixed Qnit of about 200 men, located at Sortavala. RTK had
about 70 cry-ptanalytie men, mostly offilsors.l' headed by
or the Reserve., Erkki Pale. It also had evaluation
The Finns worked largely on Army trarf1c and had
no separa.te unit f'OI" Air Force Signal Intelligence operations.
593]: 116 p 9
5941: 116 p 9
595
1
106 p 3
596]: 116 P 10
597JC 106 p 3
598J[ 116 p 10
129
DOCID: 3486746
,
"'-
) .
Lt. Dettmann visited Finland in 1942 and exchanged
technical letters that time on. But the first German
liaison ofr1cer with the Finns was Captain Marquardt
head of Group I, GdNA, not a. crypta.nalyst); he was succeeded.
by 1st Lt. Riemersohmidt, 'who was stationed directly at RTE
(the Air Force Liaison 1st Lt. VaB.tz, was stationed
at HQvs in Ml1tkeli), and had a direct radio link to
NAA 11.. In I'eturn, the Fi1'll1s had a liaison o.ff'icer at
LoetzEln from 1942, 1st Mje-Koja (also not a cryptanalyst),
who was succ.eeded by 1st J..t. Ohn; in addition, small Finnish
partj.es visited NM 11 from time to time.599
Results were exchanged between the Finns and NAA 11
every tWQ or three days, and NAA 11 varied its cryptanalytic
priorities to give full attention to any special. links required
by Finns; in retUl'n, information and solution from LNA
to So:l:,tavala vere sent to NAA 11: "On one occasion (the
captuJt"ed HZ 1800) this 'tfas' raster than the direct transmission
from LNA to NAAll.600 The Finns solved 3-figure and4-figure
codes extensively, w1th emphasis on NKVD material. They had
no success with 5-figure traffic and "never any
copies of those codes as far as Schmidt knew. "bOl This 1s,
of course, not true: see the section on 5-f'igure solution
(Volume IV, VI) ror an account of' Finnish capture
and deli very and German explo1tation or the Russian Sf1gure
codebook.602 The Germans sometimes used Finnish equipment
and vice versa, but they "gave the Finns much advice no
physical help."6
0
3 And. Capt. Sehmidt statedthat,jP 11
never 'got straight intelligence the Finns or vice
This was of the general German-Finnish
standing that Lapland was a Oerman area for ope:rat1ons With
South F:!.nland allotted to the Finns. "604
It should be out, in passing" that there vas no
in TI00M interrogations about any liafson whatsoeveJ.-
with Hu-o..gary and Italy, Germano S othel' allies.
599
1 116 P 10; I 106 P 3; I 21 p 2
)
50
1'106 P 3
-
601
1 106 p 3
602
115 p 1
60'
3
1 106 p 3
1.30
..
.\
DocrD: 3486746
'.
. ,
VOLlJIvlE 4
Chapter 'V.I. Russian Cryptanalysis
section D. Successes and FailUres
Paragraph
"
Successes and failures '.....'.. '" 64
, .
64. Successes and failures.-- In their criticism
the def-ectsof' the struoture of the G,erman Army Signal.
Intelligence Agency (oKH/GdNA) from the viewpoint of crypt-
Lt. Dettmann and Sgt. Sa.msonov made five polnta:
608
1 ) the' administre. bo'chof the central office and
of the subdivisions, had no, '01' at most a. very small
SPeCialized knowledge regarding the fields of work
Their vas mostly to hinder and not to for-
the vork.' .
2) Because the riAAS worked closely with Army Group
commands; the NAAS and its technical direction
tended to correspond more closely to the desires
of Army HQ's rather than to their own central
. .
The division of cryptanalysts between the central
of'flce and the NAAS had as a res,til t that1n add1tlon
to an en<>rmous amount of "paper .warfare " , work of'
cryptanalysis and exploitation was carried on with
almost complete dupl1catlon.
. ... .
'.
. ,
608 .' .
DF t8part III
131
-' . ":".- ":.
"
.. \
- ,
DOCID: 3486746
,.
"
3) Flnal1;Y-!f the apparently large amount or capture
of both codebooks and tables. The or
this type of compromise in solution cannot be-
over estimated. -
In spite of these oons1der:ations,j) it 1s still true that
the German Army read a amount of material purely
eryptanalytically which, though only rarely ot high level
operational importance, produced a steady flow of tactical
intelligence. As an which mayor
may not be typical" Corporal (Uf"f'z) Althans (or NUSl)
drew up the Tollowing the monthly
for the 1944
j
of and
so1.ved:018 . '.' .
surveyor Successes lJ:l Cryptanalysis
ITytte of .Message , Intercepted De'alt ",1th % Remarks.
2-f'1gure 140 125 I go
3-f'igure 6;000
I 2,600
43
4-f'1.gu:re 5,000 1,900 38
mi,ted 2,250
86t;
37
Totaf
-
15";5
00
=Clegree
T3r500
41
text 6,000 6p OOO 100
l .Cryptanalytic
. .5
00 " 500 100
L"120000'
Succe.ss
jGNlnd total 20.000
-
....
Plus
...
l5-figure and
,
(not stUdied
JiKVD 5-f1gure 8,000 at KONA 1)
lNKVD , 2,000 only partial
studied at
i
KONA 1
total 30.000 I
.
.. ..... .. -
=
618
1
19b report.25 P 44
1}
DOCID: 3486746
.NKVD
1)
2)
4)
All these books 't-lere captured; but the. enelpherment
by Blookn.ots (one-time pads) made solution practically
impossible: ther-e vas almost complete security in
these systerns.
620
Operational s7stems: these were used by individual
units until 1939, when a general operational system
(mono-alphabetic no desoription vas ,
ven) vas int:rooduced .
vConvers1on systems": a 4-flgure oode "as used in
the Kasakhastan ares.; three 4-rigure codes were 1n
use by 1939; three 4-f1gure codes were in use at
the time of capitulation: VIZA; a 5-
figure railway oode was also in use
these vere not used by
NKVD, with the exception oT one code (used
in the Arctic Ocean district and on the Finnish-
Russian border) which was by a trans-
position: it was read currently in part
Ntwber series: . fFom 1940 on, a 4-f1gure code vas
enciphered by various methods, monographic letter
substitution, sliding number and Block-
nots. These were read currently up to the end ot
the war.
VOLUME 4
Cha,tJter VII'. Miscellaneous CrY,1Jtanalysis
A. ieriod from to
J:'aragra.J:1h
German Army 65
German Army Q 00' 0 0 66!
French Systems 00' 0 0 0 0 0 0 0 0 6'1
Be,lgian Sys tems 0 0 0 0 o 0 0 60
Dutch Systems .
Sys ....... .; ',' ...... Tv
Brt tish Jys tems . 0 < r ; 71
of .the period., 0 .; 72
05. German Army . .
Before 1938, there was no Army HiGh consequently
no German Army Signal Intelligence The
codes-cij,luer sect.ion of the'German Defense Which
had been maintained iIi Skeleton. since the end of world
1 handled the crY,1JtanalyticwQrk,on foreign Army systems
and any security work done. on Gerl1lanArmy systems. 'I'here
is no record of the work done by this section. '.'
66. German Arm Cr tic -- In
l5/.53 the neWly estab is11a Army High Cornman 'U er omrnando
des Heeres, ab:breviated "0KH
II
) set 'u,t.> .its own central agency
to hanqle '. the Armytraffio of foreign countries. This
central agency known as the Control Station .
(Horchleitstelle) was staffed by a rev trained cryptanalysts
who had been dra.wn by the Arm: froIp the Cipher Section of
, the German Defense AlthOUgh little lsknown
a.bout the oI'ganizatlon of the Intercept
Feichtner of the German Pir Force states that it was
diVided into geographical sections, each sectlondeallng .
1"'9
. /
,
. - - - - .- - - - - - -------_._------ - - - -
DOCID: 3486746
6.5'71
31
.tJ
6
140
.
DOCID: 3486746
, : ..
- - - - - - - ~ ~ ~ - - - - - -
DOCID: 3486746
I'
,
,
VOLUME 4'
Chapter VII. Miscellaneous Cryptanalysis
Section B. Period from 1939...
Paragra1-ih
German Army Cryptanalytic Eff'ort 1939-15J41 .. 13 . I
SummaJ:'y of the ... l941 ieriod........ 74
\ "
German Army CrlRtanalyti,c Effort 1939-1s;:41-...
In early' Yea.rs of the war, the cryptanalytic' staff of
the'Illtercept C0ntrol Station (Horchleitstelle) was unable
to CO,f:le with the added burden of the wartime, traffic. The
BI1tt::lh section of the. Intercept.Control Sta.tton :was un-
able to solve the French se.ction was
forced.to call upon the Signal Intelligence Agency of the
Supreme Command Armed Forces (Oberkonunando der wehrmacht
Chif:r:rier Stelle, abbrevi8.tedj)KW!Chi) to aid in the solu-
tion of French Army systems;o5
1
and there were not enough
to_furnish .the forward units with adequate
staffs. 5 ' . '
. 'The failure of the British sec'tioD of the Intercept
Control Station (Horchleitstelle)to .achieve a.ny success.
with ]31<,1s11 systems contint,led. In 1940 the six people
comprising the section 'were moved to BB,d Godesberg
no success was achieved despite an abundance of material
with which to work.
6
53 Dr. Buggisch, who inJ.Sl42 looked
over the :riles of the British section regarding 'Work on
the British high grade IJ:Iachine, Typex, characterized the .
. work-of Inspector worked in the winter 9f
4
'
on the,British "big machine" as complete nonsense.
0
5 He
stated tha.t described an ima.gina.ry i'ne.chine'which.
had n.othing Whatever todowlth Typex. No cryptanalytic
success was recorded in this period. In Apr.11 1940,
6S0i 18
651'D,6d
652
178
653
178
65
4
1
66
p 4
p 4
p 4
p 4
i
p2
142
. ! ...' ".
:: \:); ...
, .
DOCID: 3486746
, ,
the British section received a copy_ of' the British War
Office' Code Norway. A second copy, VA.S ob-
tained,at Dunkirk. with this
after' possi-ble, the Brltish continued to use this
sys te:m untiil1943. c50 '
The 'failure of the cryptanalysts of the Intercept
Contr'ol Station to solve independently. the FreIl.ch Army
syste'm succeeding theP 110 wa.s another indication of
theil.' inadequacy. In early autumn the French re--. ",
the peace-time' ],i' a.nd F 110, with a
new 'oiar-gime system w.hose name is not known from
sources. :if", The Army e:ryptanalys ts found themselves unable
to cope with the situation and called the cryptanalysts of
the Signal Intelligence Agency of the fl.rmed Forces, (OKw!
Chi) to their aid., Hue t tenhain,l> one, of the cryptanalys ts
of OKwjChi, was sent to the Army InterceptStation'at
to aid 1n the solution; Among his
vere two memoranda describing the work he, did' there.
In the Huettenha1n reported that the task was
accCimp11shed,; with the aid of his own colleagues of OKW/
Chi by October, (1939), so that all the September material
could be read retrospectively. The system continued to
be worked on successfUlly throU@1 Octoberj and 1n November,
Dr,. Huettenhafh returned to hi,s own agency, the system
solved. It maybe noted that the hend of the Army station
requested Huettenhain to convey the thanks of the Army to
the Signal Intelligence of the eCommand of
the Armed Forces {oKW/Chi} for the assistance given to ,the
Arm;y
1
s qryptnnalytic section and remarked that in his op1n..
ion such a large cryptanalyt1c,task could ,not be done by
the Army High ,Command either then orin the near fubure .. '
The system was decoded by the Intercept Control Sta-
tion the German offensive of the spring
of 1940. At this time the French began tq,use systems in
the: forvard echelons which of the Horch-
leitstellewere unable to Mettig remarked that
6551 51
,656I
60
65
8
D 60'
78
11 2
P 6
p 4
pp 4-5
.v 4
- - - -
143
.. .
DOCIO: 3486746
144
DocrD: 3486746
'.
, '
Paris was ascertained in December 1939.
664
By the end of'
1939, the complete Order of Battle o f t h ~ French Army
was'a.vailable to the German Army from the reading of ' French
traffic. 'The capture of' a copy of the British Wa.r Office
Code in Norway in 1940 (and of another copy at' Dunkirk
in June of tha.t year) af'f'orded the British s.ect10nits
first successes and furnished a constant and important
source of information from that time until 1943" when tbe
Br1t1sh discontinued useo! the code. .'
In this period the Germans realized the inadequacy
of't.heir personnel and effort" and' ' s ~ t about correcting
them. '
' .
.'......
. '"
;. ''';''
DOCID: 3486746
VII.
. Sec tlon C. .Period from to
faragraph
German Army 'CrY,tJtanalytic Effort ... 7'.)
western and southwestern Cryptanalysis
. ..... o. D.' 0.0., 0 0 0 76
work on British .. ; ........ 17
Worl<: on USA rfraffic o. 0 0 7ti
on French Trarrlc .... '.n 'r':J'
Work on Swiss, Spanish, .Portuguese and.
:Brazilian Traf'.fi.c 0 0 bv
Work on I tal,ianTI'affic .'........ 01
'yj ark on 0wedish' Traff 1,c .. ........ 0 82
on Traff'1:c .. o .
worle on Greek Trafflc .... u
Vi ork on Hungarian Traffic 65
Worle on R,umanianTraffic ..1Sl44........... 0 0 0
Worleon 'Yugoslav Traffic ... 87
W,ork on Turkish Traffic 1941-1Y44 ..... 0 ee
ark on Bulgarian Traffic . 89
Work on Traffic ..............
Work on Czech Agents' Traffic ..... .....
w ork on Yugoslav Agents 0 Traffic .....: 0
Wor:k on Agents 0 Traffic in Soutl::lern France .
. ,and Spa. in 0 _. 'CI 0 j
Work on Russian Agents' Traffic ..... 94
work on ?o11sh Resistance Movement Traffic . 95
work on German TraitorG' Tr8.ff1c ......
Linguistic Research l;i41-1944 . Y7:
Mathematical Research ...........
Cry'ptanalytlc\{ork of Subsection !IF It ..
Use of IBM in Cryptanalysis ..J.OO
Army Cryptanalytic $tfort 1945...........
75. tansl tie Effort 1 41-1944--
Thel experiences 0 owe that cons . era e expansion
in the German Army cryptanalytic effort 'Was desirable. As
a :r:'es'ul t, in t.he spring ot. Major Nang of the German
146
DOCID: 3486746
'.
)
North Africa:dur1ni:;thespring encoded, with \iOO
and supereneiphered'with additives.o'l'; British trnfrie in
woe wns read oonstantly throughout Marohor that
year
l
a considerable volume of mes3ages was, read during the
British Cyrenaic offensive of the British under
Wavell; The organ1zation,:of the base services and 'the Ordet'
of Battle of the Army were During the late
" SWllmer: of 19.41, ilommel fa counter-atta.ck took place lea.ding
to the siege, of Tobruk. Tha besiege9. fortress ,was'solely
dependent on for its signal to the '
Eignth Army and and as it used theWOCwitn'an en-
olpherlngte.ble almost exclusively its tratflc,wasread
by the Germans. The British section of In7!VI followed
accurately the British Eighth Army's relief attempts in
November ly41 vhich led to the cutt1ngorf of Rommel between
'Tobruk, 'Bir Omar and-Sollum and" eventually, Rommel's famous
break-out to theW-est at Sidi Rezegh. . '
,As a; result of the success ,'With the \iCC in Berlin,
a specialdetaohment of eight vas sent to
the evaluat10ncenter of KONA 4 at Athens to solve traffic
at point and tbereby reduce the 'time wasted 1n sending
the traffio baok to Berlin. Unfortunately for the Germans,
about 'the time the party started, (themlddle of December .'
'1941) certa.in diffic'ul ties vere encountered 1n', the solution
of" the War Office Code whic,hprevented the of,
woe for the following eight, or nine months. '( Dur1ng, '
this period the Bri tlsh section suffered a furtPer blow,
through the 1n July 1942 of the greater of
the Long Ra.nge Signa.l Intelligence Oompany,',FAK 621, which
had peen opera.ting in North Af'rica, under Seebohm. Although
the remnants of, the- \.1Ilit to operate under a '
Captain Habel,lnformation gained from the captured part
,o( the unit gave eVi,.dence to the British that their code
being read and from that time on the British section
had no success vlththe code.
b7
5 Herzfeld said that after
his return to Barl'in in october 1942" there WA.S a little
trarric but tbat its too small for success-
ful exploftat1on.
o
7
o
From December 1942 to'March1943, the
British used enciphered, indicators; and in
1943 changed to one-time pads tor enciphering tables.o
1
-(
, ,
6731 51 pp
67
4
1 51 p 17
675
1 1l3p 4;1 78 p 9
676r 51' p 20
677r p, 20'
DOCID: 3486746
684
IF
144 p 2
685IF P 3
686
1
109 P 38
6
8
7
IF
:120 P 3
688
1
113 p 3
689
1
80 p 3
DOClD: 3486746,
".0
artillery objectives'.69
0
The time estimated for the solu-
tion of Slidex was one to three hours if the basic cards
vere at hand, five to six hours it they were not, Sixty
five percent of the work to have been done with the
cards available. ' , ' ,
Not muehmaterial concerning other British low-grade
systems solved can ,be found 1n TICOM souroes. Hentze of
1{Ol'lA 5 said that Maplay was worked on throughout
but tIutt the volume was low and the Germans found this
system harder to'bI'eak than 511dex. Theywere'successfUl
,only wi.th a. great deal ot,traffic or with a re-encodement'
from Slldex which provided the original break.
b
92
Codex vas solved by the Germans largely with the help of
a captured specimen Which had been 1n the the
Germans since the days of the Leros It vas ,
read by Festa 9 in 1944-45, When that unit was in Italy.
A. Tiger..code (so-called f.rom its ,use during the "Tiger"
pre-iov.asion exercises 1n EnJ.;tland) was solved by the Germans
a.tter a halt year ot work.6YJI: ,Solution was made possible
by a long report in a British paper giving the namesot
units, officersJetc. Another ,British system, the 9999'J '
whichwaa used during the pre-invasion period,vas solved;'
by the Germansj but it va.s never used 'operationally. 59?
KONA 5 is sp,id to have had cons1derablesuccess vith the
Tiger Code and to have, achieved solution qn the
6
fQurth
orfitth day:a.ftexalts' regular monthly changes. 90 Mat1n,
another 'British Army system, ,was never Hentze
sa.ys the Germans' arrived at' the decision that Matin
'was a small but he does not say whether reseagch
on this carried OIl at In 7/VI or 1n KONA 5.':J7
l07,p 8
691
r
80 p}
69
2
1 11,5 p 4
6Y3IF 120 p 4
694
1 16 p 13
695
1'113 p 4
69
6
r 113 P 4
697I 113_ iJ 4
151
DOCID: 3486746
701r 161 .
702
1 161
703
1 66
153
DOClD: 3486746
,
' .
',' .
" .' ....
,'i!
7
0
71 p "10
7
0
8
1
78 p 10
709
1 l:L3. P 3
711 p 2
711I Ji'107 p 4
1 P 2.
1
1
3
1
1Jt2 p' 2
1;5.5..
\\
DOCIO: 3486746
/
The code was a-5 Gode with 60,000 groups, each page con-
taining groups. Feste ::9, while it 'Was in NorwaY', inter-
cepted and read traffic passed in this code from the summer
of 1942 to the autumn of 1943.
7
)k Although no traffic of stra-
tegic 'value was passed, the intelligence vas valuable enough
so that when AC 1 was succeeded,by a simplified version designated
, as TELlrlA (USA: 9 took pains to the code
with tJle help cf AC 1.T
9, aided to some extent 1n more difficult solution
by the USA sectlon of In 7/VI, also bro1ke the, simple -codes
used by,US Army units stationed in Iceland and 'the Caribbean.
These lrere designated as Div1s:',,:>n Field Code' (DFC) followed
by a numbe:r indicating the variation of the system. The V8.I'ia.-
tions TICOM sources vere: DFC 15, 16, 11, 21,
25, and 29. '
a., DFC 15: a 4 letter code, two-part, with variants
and nulls. The sY'stem was used by the US
Army in Iceland during the autumn 'of 1942
and was solved in January 1943 by Feste -9
in by assuming clear routine mes'sa.ges
with a basis ot encoded text such'as Daily
Shipping' Report, Weather Forecast etc. ...
b. DFC 16: a 4 letter code enciphered by means of daily
changing letta!" conversion tables. The system
was used by stations inside Iceland and on the -
Iceland-Washington link fQr ona month only,
,probably November 1942. DFC 16 was solved
in January 1943 by In 7/VI. ,The solution
was given to Feste 9 which thereafter succeeded
in reading 80,% ot the traffiC intercepted.
c. DFC 17: similar to DFe 16 but with dif'ferent code
equivalents tor certain clear letters, words,
abbreviations etc. The system was used in
Icela.nd and trom USAAF links in Centra.l
America and in the Caribbean Area in February
and March, of 1943. With the aid ot a captured
DFC 16 code, Feste 9 broke and rea.d nearly
'100% ot DFC 11 traffic .
-73
0
IF
I 120 .P 4
73
1
IF
p4
73
2
IF
120 :P 5
.,33rF p 4.i IF 144 pI> 3-5
158
DOCID: 3486746
d. DFC 18:
e. DFC 21:
t. DFC 25:
g. DFC 28:
h. DFC 29:
Similar to DFC 17, and this system was cur-
rent in April, May; and June of 1943 witn a
decline in the volume of in Iceland.
It was by Feste 9 with the aid of
experience gathered in the solution of DFC 17.,
Similar to DFC 17 and 18, this system was
current in July 1943 . It, was broken and read
by Feste 9w1th the aid of routine admini-
strative messages.
Current only in the Caribbean Sea Area from
August to November 1943, this system was.
intercepted by Feste 3 a.t Euskirchen but '.
the traffic was handed over to Feste 9 for
solution. The system was read only in part
because the letters and figures which pre-
sumably meant types and makes of aircraft
made book reconstruction very difficult and
the intelligence was not of interest to the
Army.
A training code used in the south of England,
from December 1943 to March 1944, was inter- \
cepted by Feste9. A noticeable rise in the
standard of encoding occurred in comparison
with the messages from,Iceland.
Traffic in this code was of no intelligence
interest.
a copy of this book was captured in the autumn
of 1943 but it was never used.
Melntion should also be made of the success of the USA
section of In 7/VI With the Air Transport Code used for a.ir
cargo and ijassenger transport circuits to Africa and South
Americs;.73 This code, consisting of two-fi&ure elements
from 00-99, was successfully decoded by In 7{VI from May 1942.
until Elarly 194,3 when it was given to the German Air Force.
P 2
159
DOCID: 3486746
737
1 74
73
8
i 170
739
1
i60
p 2
p 2
p 6
DOCID: 348f5746
'740
1941/2. Bugg1sch stated that 1n1941/2 he worked on th1s
code w:l th Kunze, one ot the chief' cryptanBJ.Ysts of the Fore1gn
Ottice.'7
41
Despite these ottoz'te:< no success was' attained
until Icampromise revealed that the code was transposed w1th
dally Ichanglng key. lio further headway appears to have been
made w:1th this system. .
The French section of In 7/Vl, it w111 be recalled, had
solved the 036 and th.eB-211 atter the,II'l'ench campaign 1n
'1940 . When, therefore, the de Gaul1ist troops'in NOrth Africa
and Carsica began to use the 0-36 maohine tor their traffic,
the French section already had a solution and it waseaslly
solve4 ly4}. Even when a new indicator system based on
numbers was 1n early 1944, a high pe1"'oc,ntage of. the
traff1c continued to, be solved through the use of cribs and.
stat1stics. system itself'. was broken in the
autumn of 19443 2- .
At the end of his paper on the French systems by
the French sectlon of In 7/VI and :KONA 4" Kuehn made it clear,
that the French section vas greatly aided by certain funda-
merital weaknesses in French Which led to easy
solut1.ons of
4
Ulost of their systems. These weaknesses, he de-
scribed &s:1 :>
e.. "the extraordinary.conservatism of the. French regard-
ing the construction ot their code systems or re-
ciphering methods. Systems wh1chmust have peen used
in the first World 'War were, for instancej used in a
slightly mod1f'led fo:rm up to 1945 in West Africa" ,
Recipl1;ering methods are regularly of two types:
e1ther subtcact.ion with tinite subtractors trans-
position with keywords taken from the code."
'b. "the. habitual'use. by the French of -stereotyped message
beginnings and endings which facilitates breaking
into the systems. It . '
741 J.60 p 7
7
4
1
1
58 p 6
'742
1
92 p 3
7
4
}I JL60 P 22
162
,I
DOClD: 3486746
'.
1-944 b:;V FAIt 624 and Festa 12. 'l'he amount of' tl'af'f'1c :read in
theseun,1ts was eVidently small enough to be handled sat1s.f'ac-
torily by the pe:rsonnel stated'that
Spanish military transpositions and also a Spanish digit system
wi th v,a.r1ants vel'S read. Of seven BI'azilian systems known,
:five Wl31'S read. Most of the systems vera used between Brazil
and thle United States and tiel'e signed by C1udQda.749
8:1. Work on Italian traffic 1941-19.44-- From the beginning
of the war, ,the security or ItaTIan systems vas 8 matter of \
constalClt concern to the Ge:rmans 0 An Italian section under
CaptalJrl Dz-.Fiala vas set up in In 7/VI to check the secU1'1t7
ot Italian traf'.f1c., particularly :from Italy to Borth Afr1ca.
The Germans teared that troop movements of the German Ar.rar7
to Nor11:;h Uric,s vere being betrayed b7 the insecurlt,. or the
"Ital1s1] systems. 750
early as Dr. Fiala paid a visl t to Rome to notit7
the It'i11ans or the weaknesses ot thei!' s1'Btems and tOl'equest
J 'gresteJ:" security.751 The v1sItj/ ma.de little impression
on, the'Ital1ans who remained conf'1dent oT their own 87stems.752
.An attempt to Improve ItalIan security as vallas to demonstrate
the ot IBM machiner}" -rar cl'yptanalysis pl'obab17 lay behind
the invitation in 1942 for an Italian c:ryptana1yst to
visit 1;he IBM section or In 7/VI.753. Captain one or the
c1'7PtazlSlysts ot the Italian vas sent but his report did
not -in any changes in Italian cr7Ptograph7. Capte.1n Big1 Us
next vj:Bit to Berlin met only v1th coldness on the part ot In
7/VI. BY' late 1942" the genersl 1mpJ;"8.ssion among the GeltlD8J1s
vas tMbt the Italians vere incapable of improving their own
systemsl, even with Germans monitoring them,155 and the ltali
fAn
6
'sectloIJL In 7/VI vas disbanded in 1942 by of Hi t1er.
7
4
9IP 1.07 P 3
151 p 11 ,
751
1 78 p 11
752IP 1.524; IF 1519
753
1
78; p 11
75
4
IF
, 1517
755
1 78 p,ll
756
1
100 p 2
164
DOCID: 3486746
" .
In June 1943; however, with Ita.lyDs defection (from German
view'point), to the 'Work on Italian traffic 'Was again
star'ted at In 7/VI 0 'P-he section in lSl43 consisted only of
the section head, Manaigo, and a small number of assistants.
Herz,feld, who was transf"erred to. the, section in JUly"g,we an
accclunt ot the ,,ork. of this section until November 1943 when'
it w'as affJ,an dissolved.. this time by Major Lechner .. head of
In 7'/VI.' The dectslon to disband the section the second
timel was justified by the fact that atter the fall of Leros,
no Ilore Italian 'Wizaeless messa.ges could be intercepted and
therle was no traffic with Which to continue work. The I,Jermans
that the Allies had prohibited .further Italian wireless
tra.r.Lsmissions.
During its brief existence from July to November 1943,
the Italian section worked on two codes, the Ellade 'and
were being used by Italians in that per104. Great
help in the solution of these codes was given by' an Italian
enc1.phering table which had been captured by SOUl German
Off-i.cers in Athens 'under dramatic circumstances ..'59 With the
aid- ot this and other captured cipher material from northern
Ital.y" two codes, Ellade and Piave" were identified and their
reci.phering tables reconstructed. Later the ?iave code with
enci.pheriQg table and ma.:q messages were captured. from northern
ItaJ.y. Traffic was read on the Piave code. The Ellade code
was partly reconstructed when the section was d1ssolved from
1ac14: of current tl'af'fic.
757]: 100 . .p 2
758
1100
pp 2-4
the news ot Mussol1ni' S' arreat and the Italian armistice
.'lirasreceived at the headqua.rters ot KONA 4 in Athens I two
(Jerman officers drove to' the headquarters of the Italians in
(ldos Amerikls, Athens, walked into the Italian code ofrice,
smd began to collect the mater1allying on .the tables and to
l)ack it into a. case in f"ront of the beWildered Italians.
J:n the midst of this, .a number ot Italianof'f"icers came in
!Lnd began shouting rather excitedly. After some controversy"
.tihe Germans thought i tpl'eferable to disappear qU1etlysince
. tihe attitude of the 'Italians became too threatening. The,.
did, carl'y with them what they had collected trom
tiha tables and sent it to the Ital1an section in Bezalln
165
DOCID: 3486746
f
./ '
, lfe know that the end of the war, KONA 1in Italy wa.s
orderl3d to the traffic of Italian bands ,ln Italy,'
but hl)W much traffic vas read or of \That the traffic consisted
is known.
B2. Work on Swedish traffic 1941-1944-- Work on Swedish
AX'-my trom 1941 to 1944 'washandled by a special detach-
ment c)f Feste 9 called Out Station (Aussenstelle Halden)
from fact ,tha.t 1s located in Halden. For adminlstra6bve - , '
purpo:,es the station attached--to the Halden Police;', 'Th'e
best account of the systems worked on is found in a report by
cryptanalyst who had formerly worked on the,se
systeI!ls. ' According to Bartel the .following Swedish Army
syster:lls 'to1ere worked on: '
lI.. SM 1, SRA 5: a r$volv1ng ,grille system. Numerous
cases of compromises oocurred and the system was
tinuously z-ead. First bz-okEm the spring or summer
of 1943.
b. HGA grille: a moz-e ditf'1cu1t aya tem not z-ead by' NAA 11
or Feste 9 in NOl'way. W'ol'ked on by the German Foreign
Off1ee but without success.
SC 2: read in Ma.y 1943. A simple field code like 51idex.
c10 SC}:read in April 1943. Simple
l
partly alphabetical
l
3-letter .field code without reolphering.
u. SC 4: read in June, 194} 0 3-letter alphabetical code
without rec1pher.
The f'trst Swedish cipher machine (SchwedischeMasch1ne llabbre-
vlatecl SM 1), was worked on in Norway in 1944 and was identified '
as a Hagelin l1ke the 14-2090
102
,Messages were read at Halden
with ()rib, by errors in the cryptograrhYI or by haVing two' messages
in same key,. The second machine SM ,2) was thought to be a
Hagelin' machine. TwQ copies of the tr'arfic on
were JilJB.de lone tor In 1/VI, one tor the station a.t Halden. '(
FriedJ:a1ch, a membez- of the station at Halden, thinks t.J1at some
SM 2 tiratf1c was read. The intelligence gained from t1le break-
ing traffic of 8M 1 and the simple field codes allowed the Gel"
mans 1;0 build up a complete tactioal picture .or the Swedish' Arrrr.f
761 p 9
761
IF
120 p 5
,
762
1 l42 , P 4
763IF 149 P 2
"764
IF
149 P 2
DOCIO: 3486746
.
/
. ".
during the late yeB,;ra war-&-, bu.t ne1th@r ' the' :r$;d,e
, grilJ.:e
i
HGA, p.orthelarge 3't:Ted1sh maohine was, s'QlvetLT ::>'", ,
"\ ' ". I
. . '.
, ,e;3.' on., ..
ct>1Jj}ta.nalY8\ls 'vas 'b.andIed at In llVI'by ,tht::Ba:tkan '"
leadership in the tle:idbY,KONA4. ",'
KO.lIJA >4, had 'been stationed inr the Balkan areaduring:the eliitire
',' 'and-in, addition"to 1. ts :ta.s,k,of1nterr,;,i ,
f:rom anl. it ".
had'l:.!een gi'Wen the task of. mo.ni t orlng the ,traff1.c., of' t,haoc'Cu.pied
'in the, BalkanaI"ea. The sys... ,'
te.nwwere by In'1/VI and KO]!A4
RQmania Yugoslav1aRA1.Qa.nis,6 Tu;rkey', an(i 'Bulgaria. \f('hx-it '
done 01t1, the t!'a.ff'io of each of cqulltrias ..
" all
$)"stems comes fr,om !i I'apor'ton
system;,}l,by Dl".' Ott'o lta.r+Ul:nk lel'wh9 uas a
a,no 4 fx"om, the of 194). to May
1945. f !u6 \', ,,' ",,". , ". ' ,
-: ,;,' ,Alccordlng to Dr. Wiw{:leI>;,' wo:rk on O,x>eek ata.Xtted
tn 1941, whIS' X! J,{O}\!A 4 'W"8.S
tam broken & Gl"eek Ai!" Force, system OrB- ,
's ingle 'transposition sent ln3-1etter gI"QUps. " PI" 0, \(i1i'.Udsl" '
, ','stated ,ttiAt &'l,ll, m,e.Slsages 'f:Jere by" the uoseQf, stare-a'"
typed hegmn:i.n.gs. A1thO'!.ith the messageS\18WS of'ins1gnlfieant "
v'q.lue:;, 'a.' continuous check on of.fl\}erpersonalities:l,deliwax-ies
of eoncer:r!11'lg ail"llelds ccntl'"ibutedto
, I-tlTho't1'].edge or Greek '
4 tioIl'keo, at thistiJrisaJ.soon G:I.'Oeek ,>.AP.my and. ,
but lil thout S1 un the eonquesto,f qreece
At 't1hlCh '
used 'J;g;P(;l Greeks du.riXlg the attack '
.. .
765
1 p 9
166
1
10
761
1
110 P 2
(
. ',-,.'
DOCID: 3486746
,
The only other Greek system mentioned as having been
attacked in 1941 vas a 5-lettercode with a cyclic recipher-
me:nt which Buggisch says he worked on a.t In 71VI. 7sg1utlons
becoming rapid when the Greek campaign ended. 6
Atter KONA 4 moved ltsEvs.luation Center to Athens in
Ma'Y' 1941, no more work was done by KONA 4 on Greek systems
until, the withdrawal ot NAAS 4 trom Athens 1n the autumn of
1943. At this time Greek Partisan traffic began to be inter-
cepted. In the of 1944J KONA 4 gave Winkler the task
9f forming a small Greek unit to handle trarrlc of the Greek
Peop1e'sArmy of Liberation ("ELA5"). The unit consisted ot
's1'x: persons, chief among whom were a cryptanalyst
who worked on and solved a double transposition system of
, EL,AS While Winkler concentrated on translating the traffic
al:ready readable. 'rhe. worl,c became more important and the
unit, now increased to persons, was attached to a
Close Range Signal Intelligence Platoon, NAZG, newly formed
in Salonika oover wireless and l1ne traffic of ths Greek
Pa:rtisans.
Winkler stated that in the beginning the Greeks sent \
in two figure substitution with alternative
groups. As feR messages were sent on the same substitu-
tion, it took several days to break and read tl).ese substitu-
tions. ELAS soon went over exclusively to letter traffic
based on dOUble transpos1tion,wh1ch Strobl successfully solved
1a:l'gely through the aid given by the carelessness of the Greek
cr:yptographers.
Winkler estimated of the traffic tackled by
NA:Z G was solved. From these messages, the unit W$.S able to
build up an almost complete picture ot the organization and .
cOlrnposition of the Greek PeopleQs Aitmof Liberation (ELAS)
anld the Na.tional, Liberty Front <"EAM
lt
} It also compiled lists
of leading Greek personalities and officers and informed the
German political and military authorities about many
pl;anned military and political actions, acts of aabotage,
ambushes,dynamitings, etc. In addition, the messages provided
about the exact location of airfields in
76;8I 58 p 6
769
1
170- p 5
168'
DOClD: 3486746
J '
, the Greek about the position; strength, and activity
'of the Allied military missions and various British commando
, troops, a.bout Greek internal and inter-a.llied crises and
about the British tactics tor tne occupation of Greece, etc.710
on Greek systems ceased on lS"October 1944 when NAZ G was
transferred to evo. 771, ' ,
85. Work on HU!!Sarian trat.fic 1941.1244-- The Hungarians
used the commel'cle:I mOdel oY the !SIgma, and had the rotors
tor the machine made by the German firm of Konskl and Krueger.
This f'u-m usually turned over the records of rotor to
th'e Armed Forces Radio Communications. B1'anc.b (Ag WWpu) which '
in turn gavethern to In 7/VI o HOW8ver$ Hungarians connected
.
W;l. tb the .ffi'm took the rotors at night and changed the wirings
enough. to make the tirmfs tneorrectoTf2 Ko effort
appears to have been made on the part ot the Gerro9.!l8 to recover
the wirings 01' to prevent, the aabotage. It is difficult to ..sup-
pose that 'the Gel'Dla.llS could have been. so easUy duped had they
:W1shed_ to press the matter. EVidently, they did not consi4er
the tI"a.ff1e causing embarrassment to-the Hungarians . '
, 'W1th the onset or however, the Germans grew more
eaut10us
t
gartieularly with the ot German troops' through
7) During the spring and sWDIIler or 1941, 'the rad10
traffic or tneHungar1an Railway Administration was monitored
from the Fixed Intercept Station at Tulin. 'rlle code being used
at that t1Iae by the railways was, a turning grille (Raster Code)
w1th permanent squares which could be -turned in tour different "
positions, and reversed to give tour additional positions. The,
code xaa solved b1 Doering ot the mathematical section or IiJ'
7/VI;n After the check on the 1"811vay, authorltlea had proved
that they were dependable, 1nterceptlonvRs stopped,-
175
770
1
:L70 p 6
7711 170 P.7
712
1
84 p 3
77}IF .126 p 10
774
1 58 p,7
77S
IP
126 p 10
",
169
DOCID: 3486746
Keller's that 4
D
sEvaluatlon while at,
Belgra.d,e September to December 1944 worked on Rumanian
messages .
Work on Xu oslav traffic WIth the 1nsis-
tence of e erman government t at Yugos avis. align itself
with Nazi policy in the'springor and the consequent wave
of ,Yugoslav national resistance, the Balkan section of In 1/VI
and KONA 4 undertook the heavy burden of monitoring the various
types of Yugoslav traffic. '
These types were:
. a.. the traffic of the friendly Regula.r Army .'
(Domobranl) and the Secret Police of that Army (Ustash1),
military units of the puppet government established by
the Germans 1n 1941; .
b. the traffic of the Chetn1ks under General M1haUovltah
Who were resisting German aggression;
Co. the traffic of the Yugosla.v pa.rtisans under Marshal
Tito;
d. the traffic of the Croatian Resistance Movement led
by Dr. Matchek.
\ihen the German government established the puppet govern-
ment l::Jf Croatia in 1941, the Croats were given the commercia?85
model of the Enigma for use by their Army and Secret Pollee.
The t:rafflc of these units was read by the Balkan section cur-
rently Without any delay. According to Buggisch, the solution
ot this traffic was'not an outstanding oryptanalytic achievement
the following reasons:
a. the machine used was the K model with three wheels
and no stecker; ,
.b. the 'Wheels o-r the machine were wired for, the Croat's
by the firm of Konski and Krueger which habitually
ga.ve the wirings to' Armed Forces Radio Communi-
cations, Which in turn gave them to In 1/VI;
c. A single key was used throughout the ent1reCroat '
'Army and area." and this consisted of a list of 100
settings per month;
d. the ringstellung of the Wheels remained at AM;
e. the wheel order 1,2,3 was always used.
184
1
' 74' p 2
785}; p 2
171
DOCID: 34136746
DOCIO: 3486746
I
-.:;.
.,..;,
..
I
The ot the second Russian net, Schulze-Boysen
net operat1ng 1"rom Berlin in 1942, is equally dramatic.
8l
g ,
'This net received its name from Lt. Dr. Schulze-Boysen
whose house was center of a Communist inspired espionage
operating on a large scale. When the first inroad I
into this traffic vas made'b)" the Vauck section, Dl'. Lenz,
one of the members of the Vaucksection.l mentioned the name
Schulze-Boysen to another member at the Vauck section named
Haymann who rrequented the Schulze-Boysen house. Baymann
Mrs. Schulze-Boysen. Subsequent17, both Haymann and
Dr. LeIizwel'"e arrested, and Hayms.nn condenp1ed to death. Lenz
was released and transferred to an out-station in Paris, since
all that could be proved against him vas that he mentioned ,the
name Schulze-Boysen to Baymann.' With the aid of knowledge
.obtained from decoded traffic; the Gestapo made arrests 'ot
from seventy-nine to eighty' people of whom seventy were con.;.,
demned to death. The case was kept strictly secret because
some or the wereemployed
a
in.var10us war 'agencies arid
betraying secrets-to Russia. 20 .' .
95. Work on Polish. Resistance Movement trs.:ffic--The most
notable results Inthe Agents
n
sectIon were aohieved in the in-
terceptlon and solution of the systems 'used by the Polish Re-
sistance MovemeDt
i
particularly during the Polish uprising in .
Warsaw in 1944.
tl2
From information passed on this system, the
dispositions of the Pollshllberation as well as friotion '
between them and the Russians could be estab.llshed. It vas possi-
ble, moreover', to solve all wireless traf'fic which the Polish
go,vernment InLondon carried: on with; its organizations in Pola:q.d.
In order to pl'eserve s('lcrecyand to insure quicker delivery of
the decodes . eight members of the Va.uck vere transferred
in. the autumn or 194} to the Polish section o:f the Sign.alIntelli-,
genee Ageney ot the Supreme Command, Armed Forces (OID/jObi,) .
81
9
1
115 P 10
82'0' .
See Volume 4, Chapter VI
82:1
1
115 P 9
179
DOCID: 3486746
822
1
:26 14-15
8
2
3
1
115 P 10
- 824
1
78 p 6
82
51 96 p 15
180
DOCID: 34867.46
.' ,
..
. \
98. Mathematical Research 1941-l944-- The Mathematical
Res,earah Section was headed by Dr. PietsCh, who, according
to iMattlg, ,collected in this section the best available
ma.thematica1 bra1ns.826 The york of the section vas tlfo-
to1,d:' .', '
&. the investigation of all upsolved traffic trom
the various sections of In 7/VI so long as it
wa.s necessary to ach1evean lnrpad by pUl'e1y a.na-
lytical means; ,
b. the investigation 'or the security or current Ger-
man Army systems.
To these purposes .. three subsections were' found
n,.ec19ssary: , ' ,
Q.. a subsection designated "F" 1'OI" the German word
for resear'ch, Fprschungo 'J'his subsection was
headed b1 von Denf'fer and handled research.on
:foreign systems.
82
7 .
b. a. subsection designated "7"0 This subsection
was hea.ded by First l,t 0 Lueders and dealt wi th the
secu:ri ty of German Army hand systems. .
c. a subsection designated "13". This 8ubsec'tion
vas headed by Dr. Doering and dealt vith the '
securi ty of German Army machine sys tems
work of 1941-1944--
Sub:section "F t e mathematical sect10nappears to have
done some excellent work in the solution of the more simple
'machine systems used' by :foreign countries. The following
eX8ll11Ples of' solution may be c1ted: ,
8. The discoverY' of' theoretical methods of' solving
traffic in ,the Russian "K-37" ( a B-211 t:rne cipher
machine) atter capture of' a model in 1941 B28 ,
826:
r
78 p 6
827:
r
78 p 6
828:
r
58p 5; I 176 p3
, 181
b.
d.
c.
,
DOCID: 3486746
'.
I p
... ,-
/
8411' 92
p
5
,
48
7
,
.I.
DOCID: 3486746
shoul,d be noted that the IBM sec.tion of In 7/VI was .
at toward the hampered by the fact that their machines
weI"e outworn, outmoded and irreplaceable. The factories which
11a.d producing pa.rts were bombed out and, as the machines
W'or6011t,, their 'Work became inaccurate.. In some instances,
work machine was a.ba.ndoned An example of this is c1ted
by in his 4iscussion of the attempt in 1944/5. by the.
Signal Intelligence Service of the Armed Forces to provide units
'below JregimentaJ. 'level with signal ta.bles. The values were to
be set up by the IBM section of GdNA (formerly of In 1/VI) but
it trwlsplred that the IBM machines had been in the
last Y4;,ara and were not functioning properly. . As a result
the tr:1.grams "Tere not being reciprocally enc1pheredand other
methods of: producing them were developed. In early 1945, the
IBM se,etion of' GdNA was of'feredto Signal Intelligence Agency
of Sup:reme Command of the Armed Forces (OKW/C1l.i), but Mettig
stat;es that. the mat;terelCS-s never clinched because of the confusion
at the end of the war. . .
101. 1945=- With the
establishment oltha in late all operational crypt-
analysis was carried on by sections 2" 3, and 4 of Group IV
of the GdNAG Section 2, hea.ded by Knesehks, dealt with the
deciphering of western European traffic andprobab11 also with
Hunga.rian, a.nd Italian ciphers. There were three
.
2a. headed by Dr. Werner Schulz, dealt with British,
USA.1a.nd 8w;edlsh systemsJj . .
.2b.. headed by O/Insp Otto Kuehn, hanCQ.ed French systems
2c. headed by Y;neschke" processed Balka.n aystems.
>'
842
1
96
8
4
3
1
96
844
1
1.60
P 12
p 13
p 2
. 184
--
DOCID: 3486746
DOCIO: 3486746
--.
VOLUME 4
VIII. German Systems
...
;': ..
'..'.'
.. "
Paragraph
Germe,n Army Cryptographic Systems .. o. 0 0 0 0 o 0 102
Prepa,ratlon and dis tributioll of keys. 0 0 0 0 a : 0 0 0 103
German Army Security Studles.o o.ooo o 104
Att1tudEt of' Field Army toward Security StudlEH3. 0.- 0 ., o. 105
, cryptofraPhic systems.--The German Army
used three maIn types of cryp ographic machines in its cODDIiun1-
. cations down thr0ush the Enigma, the teleprinter -
cipher attachment (IlSchluesselzusatze," abbreviated "sz"L and
.the cipher teleprinter ("Schluesseli'ernschreibmaechine, It ab-
.bre\d,ated "SFM"). . _ ..' .; . :
. The type En1gnia vas introduced in 1925.
850
It was replaced in 1939 by the plugboard . .
Theflrst teleprinter oipher attachment" the SZ-40 "original
model," was introduced into the Army probably in 1940
852
although
Dr. Huettenha1n of the Signal Intelligence Agency of the Supreme
. ,Command Armed Forces (oKWlchi) said that the Army had been ex-
. per1mg
u
ting with this type of cryptographic apparatus as early as
. 1931.::>j . It was replaced by the, 8Z-40 ilregular model," and this
was succeeded by the 3z-42a. and the developed by Dr.
Liebknecht of the Army' Ordnance Development and Testing Group
Signal Branch (wa Pruet 7) and by Inspector Menzer. and Dr. Huetten-
hain of' the Signal Intell1genceAgency of the Supreme Command
FOFces (OKW/Ch1).
ti
5
4
The 8Z-42c was a1ao developed and
test sets bUilt, ,but the apparatus was eVidently not
The first cipher teleprinter" ;the T-52a,9was introduced
in 1939; improved models were called the SFM T-52bj c, d, -and e.
By the end of the war only m04ele T-52 c" d" and e were in use.,
A cipher teleprlAter designated the SFM was
introduced in 1943. . .
850 I 31 p 11
851 I 78.p 7 _
852 I 31 p 14
853, I 31 P 7.
854 1'57 PP 5-6; I 45 p 19
855 I 31 p 13 . '. . .'
DOCID: 3486746
The German Army used hand ciphers below division. After
World War and before 1942, some of the hand systems or the
Army" a.s listed by Dr. Huettenhain ot the S1gnal Intellige.tlce
Agency of the Supreme Command Armed (OKW!Ch1) were:
tl
56
80 A monoalphabet1c type substitution using a keyword,
mixed alphabet in a 5 oX 5 square.
b. A "comb-transposition,iC IJKammwurfel") .
Co A "book key"
. \'.
, .
" .'
d. A double transposition (DOPPEL WUERFEL, abbz-evlated
"4-8-40
11
). This system was used until 1926 or 1927.
e. The "Single Playt'air" (KASTE-SCHLUESSEL.Il abbreviated
"Ts-42II )
f. The IUDouble Playfa1r" (DOPPEL-KASTE-SCHLUESSEL, abbre...
v1ated"NS-42").
In' 1942, subsection 1 of the Mathemat1cal Section of In 7/Vr
declared that hand systems currently used by the German Army
were lnl3ecure.
ti
57 Since the Field Army h&d no reserve hand
systems;, In 7/VI Qrdered to cooperate withIn 1!IV, in pro-
duc1ngJlew The follow1nghand systems were evolved,
and used by the German Army from 1942-1945: '. '. .
a o' Three letter field' codes ("Signaltafeln") with or
without tables ("Schluesseltafeln").859
, . ". . .
b. Single transposition using grille ("Rasterschluessel
44" II ususllycalled "Ras tel' 11) ts60 .' ..' .
\ . .
c. Double transposition <"Rasterersatzverfahren")
UnCleI' fiel:d conditions many makeshift systems were employed, _
such as monoalphabet1c SUbstitution, transposition consisting
only ofrevers1ng the order of the letters of the plain text,
and whatever the particular ra.d1ooperators might adopt by agree-
. ment .amo1ng themselves 0 .
856 131 p 17
857 I '20 P 3
858 I 18 p 13
859 I 20 P 3
860'1 20 P 3
DOCID: 3486746
,
-e
\ .
the results of which apparently set to rest any doubtsapout .its
. security" The Army continued to use the system 'W1thout ehange
.until Fricke (another mathematician of In 7/IV)8Q8 indicated'
that the Al'myUsmanner of using indicators led to an eas
x
6
' so:+utlon"
At his recommendation" the indicator system was changed"ts 9 .
'. The two machines proposed for Army use, the and $0-41.1"
had been invented by Menzer;. a ofthe Intelligence
Agency of the Armed Forces {OKW/Chi). SeclUtlty stud1eson the
M=40 were by Dr. Doering and Dr. Bugg1sch, mat'hemat-1clans
of In Qr. Bugglsch stated that the studies proved the .
device to be moderately'secure,p but tMt it was never used be-
cause it was aabulkyas the plugboard rnlgma but could not
print letters "ts71 With regard to the SG-41, thestudies made
by In 7!rv showed it to be superiQr to the M-40"but
stated: '"The Armybemmad and hawed and nevel' did adopt it. "tl72
lnlg42, the responsibility for making $ecurity stUdies of
German, Army systems,pB.nd most of the personnel or In 7/rv who'
had worked testing, were :trans-
ferred. from In 7!IV to the Mathematical Section of In 7/VI. '
Pietsc;h" Steinberg, von Denffer, Hilburg, and Luzius were named
among those transferred"ts73 . ,
'l'he'Mathematical Section of' In 1/VI assigned, security' studies
to two, subsections :"7" and "13 .. " Subsection "7" undertook the
work 0
1
1:'1 hand systems; subsection "13" "on German machine .
systenls "814,, 'rhe f'irstst'Ud1es of: subsection "7
11
on German hand'
systems currently used 'German
Army, lirere solvable. As a result" In,7/VI wa.s, ordered to, col-' .
labora;te withIn 7/IV in the development of new systems for the
Army ..
ti
75 In 7/VI would have preferred to establish .
this slection within itself, where the preparation of systems
would be done in close ,cooperation with cryptanalytic
this. }:IOint ,of .v1evwas not recosn1zedby the Army and In 7/VI was
Ordel'Eldt,o sendmathematlclans back to6In7/IV. The
sent Fricke" Jesse;' and Kehren.
8
7 From that time on,p ,sub-
, . sectlcln "7" con.f.1ned it'self to the study of hand systems handed
to it by the Field Army. Mettlg not'ad that the amateur systems
with 'which the sectlondealt were very b,ad and betokened gz-eat
ignors.nce 0!l the
8
P:rt or the Field Army. in regard to code and
ciphez'security" V7 .
. Subsection "13,," which was responsible for the secu:rlty of
868 I .i
92P
,5
869
192 P 5; I 20 P 2
870 158 p 5
I 871 r 92 p 2
872 I 58 p 5
873 I 92p 6
874 I 92 p 6
875' r 78 p.i3
876 'I' 78'p- 3
,
DOCID: 3486746
'.
';' ,'0:
.
.;' '
'.
,: :.-
in Russian cryptanalysis. Participants were selected from the
persoonel of the Signal Interpreter Replacement and Tra1n1ng
Battalio.n who knew Russian. After the most capable InterpI'eters
had been selected they were given a course in Russian crypto- '
graphy which included all types of Russian systems. 'For practice
in this course actual Russian military texts were used
4
by which
the men ware gradually accustomed to field problems .91 '"
119. Evaluation of Signal Tra1ning.--The training of crypt-
analysts by the Army appears to have been eminent11 successful.
Tlu>.ough the classes of' the Training Section at In 7/VI passed
most of the men who later became outstanding in the field of
cryptanalysis either in the KONAs or in the central agencies.
Major head of cryptanalysis at Paris (KONA 5) and later
of IV of GdNAj 1st Lt. Vauck, head of the Agents D section
of In 77'r.,rI; 1st Lt. Lueders, head of one of the subsections of
the section of In 1/Vli and 1st Lt. SchUbert, haad'015
of at HLS Ost, were all graduated fI'om this
The training of signal troops in the field, however, appears
to have l>een less successful. Attention 1s continuously drawn
throughout the TICOM publications to the acute shortage in the
Field AI'my of personnel who were well trained in signal intel-
ligence operations. This was partiCUlarly true in the late years
ot the wa.r when cours es became more sketchy. The central agencies
recognizEldth1s wealmess and attempted to remedy it bypublish1ng
field manuals on security and having lectures given at the Signal
School at Halle by members of In 7/VI. Despite these efforts,
howeveI', the Field Army remained, accoI'ding to Fricke, pitifully
ignorant of the principles of security. Ignorance undoubtedly
lay .at the bottom of the non-cooperative' attitude of the Field
Aztmy in regard to the adoption of systems considered moI'e secure
than those in use by the Army. Conditions were aggravated at
the of the war by the necessity foI' sending all able-bodied
men into the front line and by the general confusion of' the Army .
Very little could be carried on by the Field AI'my during
the late Inonths since their schools weI'e taken over by operating
agencies. The Army Signal School at Hs,lle, foI' example" had been
used by In 1/rv since November 1943 for the preparation of Army
keysj and afteI' March 1945 it housed aconslderable section of "
the Signal Intelligence Agency of the ,Armed Forces, including
service and male and female civilians.. It may be
safely stated that after 1944 little if any signal training
was on by the Army.
914 See VCllume 4, Chapter VI foI' details of this course
915 I 78p 8
DOCID: 3486746
-e'
VOLUME 4
. ,
paragraph
Liaislon with OKW"/Chi .. a o.a a a 106
LiaisQn with the Navy ... a 0 0 0 107
Liaisl:>n with the Air Force a........ .a a a 108
Liaisl:>n w1ththe Foreign Office 0 0 0 0 " 0 109
Liaison with Goering 0 s Research Bureau ... 0 a. . 110
LiaiscJn with Finland . a 0 111
L1a1sc::ln with Italy 0 Q .0 III 0 coO" 0 0 0 ,004) .. 0 00000' ,0 toO a 0 0 112
Liaison of the Signal Intelligence Service of the Army
witll related Signal Intelligence Services a 113
. 106. Liaison with OKW/Chi.--The relations of the Signal
Intelligence. Agency ot the Army High Command (OKH/GdNA and its
with the Signal Intelligence Agency of the Supreme
Command or the Armed Forces (Oberkommand.o der Wehrmacht Chiffr1er
abbreviated OKW/Chi) were conditioned bya number of
important racts.
l:l.The office of the Chief Signal Officer" Armed Forces
(Chef der Wehrmacht Nachrichtenverbindungen" abbreviated Chef.'
WNY) Chief Signal. Officer Army (Chef des Heeres Nachrlch-,
tenvvJ:-blndungS1-1eSenS" abbreviated Chef HNW) were held jointly
from August 1939 to the capitulation. The close relationship'
wh1ch evolved from this combined office is outlined by a German
officer who was aide de camp to General Chef WNV and HNW
from aeptember 1944 until the capitulation.
92u
As Chef WNV",
GeneNtl Praun (and his predecessors) was directly subordinated
to General JodI of the Armed Forces Operations Staff' (Wehrmacht
Fuehrungsstab" abbreviated WFST) and was responsible for all s1g-
nal operations and policy from an inter-service point of .vlewa
As Chef HNW; General Praun was responsible for signal operations
, and pCllicy within the Field Army" and in thiscapacity wa's sub-
ordinsLte to General Guderian" Chief of General Staff. 921
920 IF' 108 , '
921 IIi' 108 p 2
199
DOCID: 3486746
b. The Signal Intelligence Service of the Army (GdNA and
its predecessors) and the Signal Intelligence Service of the Armed
Forces (OKW/Chi) stemmed from a common orlg1ri, the Codes and
C1phers Section of the German Defense Ministry. The Army High'
Command had set up its .fir.stSlgnal IntelllgenceAgencyI the
Control Stlltioll (Horchleltstelle), in 1933, by drawing
a few trained cryptarialysts from the Codes and Ciphers Section
of the German Defense Signal Agency
of the Supreme Command of the Armed Forces was thed1rect de...
sceJldant of the Oodes and C1phers Sectional' the Del'ense Ministry
and acquired its new name in 1939.922 .
The close inter-relationships of these three organizations
1s Itef1ected 1n the relationtlhips among the officers who con-
trolled them. Colonel who ended the war as chief of
the GdNA, had been from 1934 to 1939 head of the Codes and Ciphers
Section of the Defense Ministry.9
2
3 General Fe11g1ebel, who had
heen, hefid of the Codes and ClphersSectlon of the Defense Ministry
from 1931-1932 held the office of Chief Signal Orricer Army (Chef
liNW) and Chief Signal Officer Armed Forces (Chet WNF) from 1939
until 20 July 0019nel Kettler who ended the war as head
of the Slgna1Intel11eence Agency of the Supreme Command of the
A.rmed Forces (OKW/Chi J had been head of HLS OS t .925 Lt" Colo
Mettis, second 1n command of the OKW/Chi
A
had been head of OKHI
In'7/VI from November 1941 to June
Close collaboratlonof OKW/Chi and the Signal Intelligence
of the Army High Command (OKH/GdNA and its predecessors)
can be traced in a number of recordedlnstances from 1939 to the
capitulation. In 1939, Huettenhain, chief cryptanalyst of OKW/Chi,
was sent by that organization to'the Intercept Station of the Army
at Frankfurt/Main to collaborate with the Army on the solution or
a new Frenc!\ Army system.9
2
7 The most cordial relationship between
the organlzations
S
1s manifest in his memoranda on hls Visit to
Frank.furt!Main:9
2
. . . . .
"When I was saying goodbye to the m111tarYhead of
the evaluation section of Army Group C at the termination'
of my attachment in FRANKFURT-ON-l>1aln" the head of the
evaluation section expressed his regtet to me that he
could riot yet present me with some sign of outward
922 See Supra Chapter I
923 I 123 p 4
924 I l23p 4
925 IF 123 P 3
926 I 78 p 2
9
2
7. .Supra, Chapter
928 D 60. pp 4-5
DOCID: 3486746
for work successfully carried out in FRANKFURT-
OIl-MAIN. To that I replied that success attained was not
due to the effort of an individual but was 'the result of'
and common effort and that if outward recog-
nition should reward this work, Herrn TRAPPE (Chi OKW), I
SCHMIDT (Chi OXW) and' Professor Dr. Foppl (Chi OKW)should
llkewise remembered. The head ,of the project thereupon
tCJld me that these gentlemen would be similarly dist1nguished.
"In the course of the conversation, I said that ,for
Ul:J ,the finest recognition was the knowledge that important
intelligence" Which as a basis for the t"urther
cQnduct of the war" had been sent to G.H.Q,. , The head of
the projectreplled that he qUlteunderstood this attitude
he would like to make military departments appreciate
our work at the full value for up to now, they have shown
1:1ttle understanding of the difficulties of such work.
" "At the same time" the head of the project requested
m,e to convey his thanks to the Chiffrler Section OlGi for
the assistance given to the military declPher:Lng section
andreniarked that in his opinion such a large decyphering
t,ask could not be done by OKH either now or 1n the near
future. "
-'
, ,
..
, I.n 1942, the Si6fiSl Intelligence Agency of' the Supreme Command
of the Al"med Forces (OKW!Chi') sent a special Russian "party" to
HLS Ost to collaborate with .cryptanalysts there in the solution of
a Russian 5-figure code. Prof. Dr. 'Novopaschenny, head of that
party returned to Berlin in the autumn of 1943, but his crypt-
analysts were absorbed into the unit at HLS Ost.929 ,
, , OKW!Chi also collaborated with the Agents
U
section or OKH!
, In 7/VI in the solution of Russian agent traffic. The memoranda
, of Fenner, chief lingUist of OKW/Chi, give a detailed picture of
the nature of this collaboration. 930 ".' ,
On 23 February 1943, FennerUs department was asked by Section
III of' the Armed Forces Radio Def'ense Corps (Fu III) to collab-
, orate with the Agents
D
section of ORR/In 7/VI in work on certain
, Russia,n agents f traffic., By the end of March, OKH/In'V!VI had "
furnis,hed FeIUler's section with all tra.ffic in that system inter-
cepted. since September 1941 so that a start was made on solution.'
, , FundaD:lental findings were communicated to In 7/VI which enabled
its Agents
D
section to break into the system I'oughly at the same.
929 IF; 123 3 ,.
930 D 60 pp 16ft
201
!1tJo
DOCID: 3486746
"
937 I 96 p 13; I 67 p 2 ,
938 I 96 p 11
939 t 96 P 13'
940 I 93 p 3
941 D,21p2
942 I 144 p 2'
DOCID:348"6746
.'
cryptanalyst in OKM/4 SKL stated that 1n his investigations
of the M.. 209 he met -Dl'o of .In 1/vI and that they had a
detailed conversation of the methods used by the German Armyj
Navyj) -and Air Force ,for solut10n of this these
conversations he C9ncluded that the Navy was superior in the
mattel' breaking into a message; the Army, in reconstructing
tne internal sett1ngo . This was mainly because' the Army 'had more
matel"lal t,o work on, and could depend upon having a few messages
in depth ,every daYJlwhel'easthe Navy never got tratf1cw1th 1den.:.
tical settings. Schulze persuaded the Army to give. the Navy some
M-209 depth with wh1ch he could carry out
in SKL III to exped1te the solut1oft .
'b-o . In regard to collaboration on iBM Tranow,\ '
:readily admitted that the Army f1JietconceiveQthe idea of using
IBM machinery for cryptanalysis 0';) In March 1942, the Navy, ,
.Aip Force.. and Goering
9
s Bureau (FA) visited the IBM :
section of In 7/Vlin, Berlino r'Onthia Occ8.s:1.o.n," said Trano,w#
"I to the conclusion that there 'Were enormous
1n the IBM system for our 'Work also oII Trano'W immediately set'
about to get some machinery tor Intelligence Agency,
of the Na:vyI but found it dlftlcult to obtain IBM machines at
that ,tl'me. From, March to Mayor June 1942" the Signal Intel-
ligenc'e of the Navy' se,nt work to the Armaments
Economic ,Section whlchwas using IBM machinery for sta-
tistical pu:rposes. This Economic agreed to dpthe 'Work
on condition that Tranow fUrn1sh his own staftw Hereasain,
Tranow, h8.d trouble,. since the S:!.gnal Intelligence Agency of, ,the
Navy had very favIBM specia11sts in the He was forced'
to approach the Army and Air Force to obtain personnel in ex-
<::hangefor naval of II equal value," ,as he i8 careful.to
point out 0 By'.Ms.y' 1942, Tranow says,,' the Navy was able to Cal"t>y
out :Lts' According to Mettig#noveverj in June 1942,
In 7!VI undertoo'k a cQns1derable volume of IBM work for the Signal
. Intelligence Agency of the NaVY o9
4
7 It seems-reasonable to sup-
pose that this is tl,"Ue, and that' Tranow conveniently "forgot"
this favor on the part of the Army. In September. 1944" according
to a Navy the 'Signal Intelligence Agency of the Davy
was l::!t111 t1 eollabo.rat1ng",with the Army on IBM procedureo ','
943 I ,147p 22
9
44
I 14t.pp 22-23
9
4
5'1 l46'p 17 .
146 p ;1.7
947; i 78' p 12
DOCID: 3486746
As a matter of general policy, the .Signal Intelligence Agency
of the Navy High Command d1sapPl:oved or indiscriminate exchange '
a.mongthe services" Lt .. Muent2;;:3tated that 'the, head ,of his ,section
Frankel disapproved of !3IlY contact with other services" and main-,
tamed contact only with the ArTIlY' on M-209' solution.. Lt" Schubert
of GdNA complained that be perSonalg{aCOuld not bring'about closer
relations the agencieso. .'
"I endeavoured to achieve cooperation between the
. Al.'DIY and Navyo This task 'was actually no concern of
ndLne. A naval officer was detached f'or six weeks who
looked at all Army syst.ems orig1D.$.ting in the west and
I went to him to attempt some settlement" . I
tlt'led to achieve collaboration but lata:r events upset
things. There 8I'e pra.ctically no points of contact be-
t1ieen the AJ:amy and Navy. Ii .
lOa. Liaison with the Air Force .. - -Before' the German Air
Force IBstablfsheao its .own signal Intelligence Agency ( OKL/LN .
Abt 350p formerly Chi-stelle OBdL)1n 1937 the Army inter-
cept statlons(Feste) intercepted foreign Ail' Force t:raff1c and
,\' - worked on it a.t the .Intercept Control S.tatlon (Ho;rchleitstelle).
According to Major Fiechtner.of the German Air however;
the Army did not give air traffic so much attention as it did
ground force traffic and the Air Force became increasingly dis-
sa.tisfied with the Armyo's wOl'"ko In 1935, the Air Force began
the formation of its own signal intelligence service
l
for years close relations with the Army were maintained.
Air FClrce employees underwent fam.iliarization training at Al"D1y.
Fixed Intercept,Stationsand the Air. Foz'ceDs first intercept .
staticlns were set up ac.cordingto 'Army prototypes. By 1939, the
dependlance of the Signal Inte111gence Agency of Air Force
'. High C:ommand( OKL/LN Abt 350 forme:rly Chi-stelle O!ldL} on the
. Signa.J. Intelligence Agency of
4
the Army High Command (GdNA and
. its pI'edecessors) was ended.9 9 '.
. Imrlng the succeeding period (1939-1945) relations ot the
Air Force and Army were paI't1cularly good 1n field operat1ons.
This .'raa by such means as unification of Army and Air
Force signal regulatlons
l
a :regular exchange of liaison
,workulg personnel, reports
l
raw and crypt-
, analytic methods.' A;few outstanding \examples of Army-Al:r FOI'ce
collaboJ:'ation have been selected f:rommultitudinous instances on
every battle front. .
-e.
I 26 ; 2 .
949 IF 181 pp 14-15
206
DOCID: 3486746
\ .
Section B of the Signal Intelligence Agency of the Air Force .
High Command (OKL/LN Abt 350) moved to paris following the in-
vasion, messages encoded in Sl1dex were decoded at Paris by
Section B, of the Signal Intelligence Agency of the Commander
1n Chief of the.Air Force, and by NAAS 5 at st. Germain and were
exchanged daily in the t'orm of written On the south-
eastern t'ront there was also an exchange of cryptanalytic pro-
cedure. Muegge of KONA 4 contacted the deciphering unit of the
Air Force unit in Athens for aid in the solution of RAF four-
1'igure tra1'fic. Al though neither unit had any sueces s collabora-
tionwas maintalned.965 On the eastern f"ront common problems of
the Air Force units and Army Intelligence Regiments were
worked on together.
9
Collaboration of LN 353 and
KaNA 1 and 8 is specifically mentioned.9
6
7 . '
The most striking instance of field collaboration is shown
at time of the Dieppe raid. The Air Force intercept company
which was responsible for monitoring landing traffic had good
line l:Jonnections with German fighter defense and Army 1'orces
.responsible for defense against landing operations. The Air
Force unit maintained continuous contact with the Army units
involved and exploited their findings for immediate by
Air and Army. The Army signal intelligence headquarters passed
on intelligence "to the higher headquarters, thus maintaining
an effective diVision of labor with outstanding results. The
. work flt Dieppr was publicised in the German newspapers and
GoerlIlg praised it in a speech.96e ... . . .
In summary, the Army and Air Force maintained in their field
relations the close working relationship with an exchange of per-
sonneJ., equipment" reports, traffic and cryptanalytic methods.
Relations between the central agencies are less well known, but
appeal' 'to have been adeq,uate for all that was necessary. Opera-
tive on both fronts, such as USA M-94, M-209, Slidex,
and Russian systems, were worked on jointly by Army and Air Force
units in the areas where the systems were used and methods of
soluti,on exchanged.
l09. Liaison '11th Foreign Office.--Relations of' the Signal
Intelligence Agency of tEe Army High Command (GdNA and its pre-
decessors) and the cryptanalytic section of' the Foreign Office
(Pel's ZS) were not close. This is tp be expected both from the ,
nature of their separate commitments (the GdNA dealing exclusively
.:
964 I 112 p 9
.965 IF 190 P 7 ..
966 I 26 p 2 ...
9.
67
1130 p 15
968 I 109 p 5 ':
209
DOCIO: 3486746
with Army systems, the Foreign Office with diplomatic) and from
the well-known unwillingness of :the Foreign Ort"ice to share any
informs. tion , , "
Buggisch,a mathematician of In 7/VI said that he worked at
one time on the Swiss model of the Kunae, one of the
cryptanalystBof,the Office, and on '$ 5-flgure de Gaulle
code in 1941 and' 1942 'Ful'ther than this there is to our
knowledge, no record of any between the two agencies.
Jo'dl, Chief of, Operations of the Armed stated that he did
not receive the products of the Foreign Office bureau which went
, directly to the Foreign Minister, Von Ribbentrop. He me", from
milit.arylectures tbat the Foreign Of'f'icehad broken some politi-
cal traffic, but his knowledge was not dlrect.97
0
, '
110. Liaison Research Bureau. Liaison be-
tween the Signal Intelligence Agency of the Army High Command
" (the GdNA and its predecessors) and GoeringOs Research Bureau
(FA) was characterized in general by narrowness of approach and
mutual animosity of feeling. This was true, apparently, at every
level. JodI, Chief of Ope:i....ations o.f ,the Armed Forces, told in-
that he knew little about the Research Bureau:
.........
'.. ,
t' ..'.
'";it vasa large office and efficiently'organized, but
Goering I S special affair. "971 , , ,',' , ,',,' ,
Items of 'special interest f'rom the Research Bureau were passed to
JodI f'roin special folder and Jodlreturned them after
perusal. - He hims,eIf received nothing directly from the Research
Bureau. Likewise, ,Goering stated that ;he'nevel' received copies
of Army decodes as such, and had no opinion of the ability of
the "Army bureau. "972 , ,
_ Between the GdNA and the Research Bureau, liaison was ap-
parently poor. Bugglsch of In 7/VI stated that this was because
Mettig, head of In 7!VI from 1941 to 1943, was opposed to the
Storm Trooper taint of the Research Bureau.973 Sauerb1er, a,
lesser light in the Research Bureau, claimed that the narrowness
-of' the heads of the Research Bureau affected'relations
of' that organization with other bureaus inclUding the GdNA.97
4
- l1aison was carried on by the Goertngvs Research
'
- ,
/
969 I 58 PP 5-6
970 I 1!4-3 p 5
971 I 143 p 5
, 912 I 143 p 16
973 164 " ._
974 I 162 P 4
210
". .: .:: .. .
DOClD: 3486746
.-.
Bureau was done by a single representative and never involved any
exchange of visIts of operational personnel. Klautsche.. who was
liaisonof.flcer .for the Research Bureau after 1943, maintaIned an
office at the Signal Intelligence Agency of the Armed Forces (OKW!
.Chi) and passed on material to the Navy" Air Force" and Army.975 .
Besides actual contact with GdNA, Klautsche is said to have passed
on intelligence material to the Arm
I
6
General Staff.. Western Armies
Branch.. and Eastern Arm1es Branch.9{ .. .
The lack of contact between personnel of the Research Bureau
and theGdNA is very apparent from interrogations. Fricke" a
promin.ent mathematician of In 7/VIwhO was later transferred to
OKW/Cl1.i, stated that he had never seen any personnel from the
Research Bureay until the war was over and they turned up in
prisoncamps.9.,7 Sauerbier of the Research Bureau said he did
not know a single person in another cryptanalytic bureau.
978
. There are a few o.f cooperation between the Research
Bureau and the In 7/VI .. but Buggisch.. an Army cryptanalyst .. , in- .
siats that these were very rare.979 One o.f the outstanding" .
instances of erfect1ve collaborat1on occurred when the Research
Bureau was baving dI.fficulty with a Turkish diplomatic code. The
.'. problem o.f solution and reading was turned over to In 7/VI. .
Traffic was intercepted by KONA 4 in and relayed to the' . '
Balkan of In 7/VI where it was broken and read untIl the
ca
p
1tu1
9aa
on. '. t'o the Resear.ch
Bureau. , .. .... .... ... ',' .... .. . .
.... Buggisch stated that there was an exchange of results be-
tween the Research Bureau and In 7/VI in connection with some
work of the Research Bureau on a Russian secret teleprinter in
1943. The Research Bureau had analyzed the machine and recog-
nized t;ha t it must resemble the German SZ 40. When the Russians
altered their system; the Research Bureau communicated there-
sults of its investigations to the Mathematical Section of In 7/VI
and was, given in regurn a report on the solution or a German secret
teleprinter. No more details of the incident are mown.. but
Buggiscp emphasizes fact that this exchange of results was a
very rare '
976 I"54'p 4
977 I 20p 8
978 1'162 p 4"
979 I 176 p 6 .
. 980 IF126p 8
981 I 176 p6
.: ...
... \'
211
, .
DOCID: 3486746
,
-.
Collaboration between the Research Bureau and the Agents
O
section of In 7/VI is hinted in the statement that Wenzel$ a
civil employee of the Research Bureau" was sent from the Re-
search Bureau by the Radio Defense Corps (FU to the GdNA
to work on Polish Resistance Movement Systems.
9
Nothing
more is known concerning the incident trom T1COMsources.
Evidence indicates that under pressure, GoeringOs Re-
search Bureau resorted to the GdNA and its predecessors tor
help in, intercept solution.. and editing of difficult traffic..
but that 1n general the Research Bureau held itself aloof and
'
I ,
111. Lia.ison with Flnland-- Liaison with Finland wa.s
a.lways close, both at HLS Ost, and 1n the ea.stern field units.
Formal lia1son at HLB Ost was maintained by a Finnish liaison
officer' stationed there. This ofricer in 1942 was a Lt.
and he was succeeded by 1st Lt. 000. Army traffic of RUSSia,
Poland, Rumania, and Sweden wa.s exchanged. The General
Staff 1.s said to have handed vel' to the Germans a copy of the
Russian.'5-figure codes Which was used by the Russians 1n the
first "3"ear of the war with Gemnany .. 984 The Germans had a high
opinion. of Finnish cryptanalysis. Dettman of PoLS Ost stated
that he! had visited Finland in 1942 and ha.d technical
letters, ever since that time with the
Lie,laon in the' field is known
9S
g some detail from the reports
of BAA-,ll when it was 1n Finland. '. NAA-ll kept B. signal tntel ...
ligence
i
liaison officer stationed With the main F'inn1,sh signal
intell1.gence unit at Sortavala. This liaison officer, whose
name we,s Riemerschmidt, had a direct radio link to NAA-ll. '
the Germans ot NAA-llnever went to 50rtavala
small FJinnish parties did visit NAA-ll from time to "(
between NAA-ll and the Finns can be divided into
several types:98SraffiC 1ia1son$ cryptographic liaison and tech-
nical 1,iaison.' '
, In the f1eld of traff,ic liaison, "NAA"'ll is said to have
varied its cryptographic priorities to"give full attention to
any spelcial links requested by the Finns through Riemerschmidt.
NAA-ll also aided, the Finns in traffic analysis, in which the
I
-.
982
1 26 p 7
9
8
3I 2], p?
984
r
7H
985
1'13.6 p 10
986
1
I 106
987I 106 p 4
9
8
?r 106 PP 3-4
, ,
I I
212
DOCID: 3486746
-e-
Finns 'were admittedly weak. NAA-llta systematic w01"k and its
ability to grasp intelligence from the analysis of small amounts
of tra.rric was of great benefit to the Finns. D/F operations
were coordinated very closely bet'\reen the Finns and NAA-ll. Here,
on thEl other ha.nd, NAA-ll relied hea.vily on the Finns who had
D/F with long range. According to Riemerschmldt, a. liaison
observer was by the Germans with the Finnish stations
a.t Mikleeli, Ylene, Kemi, and Rovanieme for the specific purposes
of observing long range D/F.. . '
In the cryptanalytio field, NAA-ll neither gave nor received
straight intelligence from the Finns but cryptanalytic procedures
were exchanged. The Finns gave .the Germans some very valuable
information on Russia.n 3- and 4-f1gura ciphers which had
succeeded lnreadingo It is amusing to note in connection that
Riemerschmldt passed to NAA-ll some information and solution of
traffic 1n the Russian HZ 1800 code which haa had at
Sortavala from HLS Ost and this reached NAA-ll faster than did
the direction transmission from HLS Ost to NAA-ll.
Teehnical 11aison vas also handled by Riemerscbmidt and
this proved far more helpful to the Finnish radio telegraph
company than to NAA-ll. Finnish equipment was mostly of German
make, with some British- and a few American receivers. The Germans
gave the F1nns a great deal of advice concerning the operation
of the machines and. on one occasion they put their own apparatus
and men at the disposal of the, 'Finua for an opera.tion in a key
sector during a Russian .
112. Liaison with Liaison between Germany and Italy
was negllg1blebecause of theerman lack ot confidence in the
Italians. TheI'e could be no exchange of information, or lntel-
lig.3nce 'When the Gerlllans were so apprehensive or the ItaJ.in cipher
department that they thought it not competent enough to institute
in cipher procedures even if the Italians desired to do so.
This lack or confidence on the part of the Germans was based
on long experience with Italia.n codes and ciphers. -As early a.s
1941, Captain Dr. Fiala, hea.d of the Italian section of,In 7/VI,
time because they teared that movements ot German troops around
North Africa were being betrayed to the British by messages of
the Italian wireless. Fialavs visit, however, does not seem
to'have impressed the Ita.lians who were confident of their
989
1 106 p 3
.99
1
78 p 11
DOCID: 3486746
'
" ! .
, , .
.;"
,
,; \
\
; .
Chtf'f':rier Stelle des Oberbefehlshabers del' 1.urtvaf'fe
StelleOBdL).--Signal Intelligence Agency of the Commander
'j.n Obier of the Air Force. ' . .
Chi-Stelle OBdL Stelle des Oberbefehlshabers del'
Luftvafte)--SignslIntell1gence Agency or the Gommander 1n
, . Chief Force. "
Ra,nge Signal Intell1ltence Company. ":-Nachl'ichten Nah-
, autklserung Kompanie (1VAX) . , '
ClOSEt Range Signal Intelligence Platoon. Nah-
. s.ufkla.erw...gszUg (NAZ l 0.' ,
Code and Cipher Section/German Defense
'
Cbmb1nedStafts Detailed Interrogation Center.--CSDIC.
Commander in Ghiet' 'Southo--Oberbefeh1shaber Sued.
Commander in' Chief \olest.-:"Oberbereh,lsha.ber Westo
'Commanding Offioer South-easto--Bef'ehlshaber Suedost. ,
, Control of Signal Intel11gence--Le1tstelle Naeh-
1':( chte:.'l A".lfklaerung (IdfA). Central evaluating agency ot
Army H1gh Command 1942-1944. .
Cryptanalytic Section/ot the 'German Foreign Oft1ce .. --Sonder>-
, . dienst de} Ref"erats Z in ,del'
, " tise:.rt1gan Amte.s Z S).. ' '
'CSDICo Stai"t's Detailed 'Center.
p-60. ,Miscellaneous a file orRR Dr. Huettenha1n
. of OKW'lChl. \ A TICOM publication.', , ,
Penfter,von. Mathemat1cian1n In 7/IV and In 7/VI. ,
Dettmann,. Alex, '1st Head of cryptanalysis a.t BLS
o.st; later head of section 3, Group IV of GdNA. specialty:
. . Russian systems. . , ,
DP'-lH. "Russian De9ryption in the Former German Army" by Dett-
mann. and samsonow. See T-805. .' ,
Doerlng, , Dt-. Mathematicianwith'In 1/VI"laterGdNAo
Speciarty: Machine cipher, mathematical t-esearen.
Paul" Count W'achtme1ster. Member' of' Balkan secti,on'
" ,'of In 7/VI. ..' .
,.Extel"" Karl. Atttiched to NM-ll. . ' .
FA. (Forschl,U'lgsamt) .--Goering8 s Research Bureau.
FAX (Nachrichten .Fernautklaerung Kompan1e).--Long,Range Signal
, '. Intelligenoe Company. '. ".'
FAZ(Nachrichten ,Fernauf'klaerungszug). --Long Ran,ge Signal In-,
. telligenee Platoon. . ..
Fe1ehtner, Fe'rdinand, Major.Conuna.nding Officer'of" LN Regt 352
Air Force). ,
Fe11g1ebe1, J> Chie.fot Code 'and Cipher Section of '
,German.Deense Min1stry 1931-1932; Chier Signal
Army High Command and of Supreme Command ot. Armed Poitces .
1942-1944; Killed in July 1944 after attempt on Bitle:r
8
s '
life. " .
2:1,8
DOCID: 13486746
DOCID: 3486746
1-19 A-G. "Report on Interrogation of KONA 1 at Revin,France
June 1945." A TICOM publication.
1-20. "Interrogation of' Sonderf'uehrer Dr. Fricke of' OKW/Chi
, (Formerly of OKH/Chi)." A TICOM publication. '
1-21. "preliminary Interrogation of Oberst Kettler, RR Dr.
Huettenhain, Sdf. Dr. Fricke and ObIt. Schubert
15 June 1945." A TICOM publication.
1-23. "Interrogation of Major Ernst Hertzer, German Army Sig-
nals Intelligence Service (KONA l).ti A TICOM publication.
1-26,. "Iilterrogation of ObIt. Schubert (OKH/Chef' HNW'/Gen.d.NA)
on Hussian Militsryand Agents' Systems." A TICOMpublica-
tiOl1.
I-30" IIHeport On Interrogation of' Uffz. Karrenbe:r.g at
on 7th July at 1100 a.m."A TICOM publication.
1-33.. !1'Report on Traffic Analysis of' BAUDOT Trarfic by Capt.
Jscic Msgilavy, A. U.S. 8;nd D.H. Uzie11i, SIXTA. If A T1COM
publication.
1-36.. ",Translation of Paper 'Written by Reg. Rat. Dr. Huetten-
hain and Sonderf'uehrer Dr. Fricke of OKW/Chi, Sections
A.III a!1d B.V." A TICOM,publication.
1-45.. "OKW/Chi Cryptanalytic Research on En1gma" Hagelin and
Cipher Teleprinter Machines." ATICOM publlcativu. '
,1-46., "Preliminary Report on Interrogation of Dro Otto Buggisch
, (<;>f OKH/Gen.d.NA) and Dr. Werner Liebknecht (employed by
, OKH and OKW as tester of cryptographic equipment) 23 June
1945." A TICOM publication.
1-48. "Report on Special InteI'rogation of Drs. Huettenhain and
Fricke, Oberst Mettig" and Lt. MOI'genroth earried out on
29th July 1945." , A TICOM publication. '
"Interrogation Report ,on Uffz. Herzfeld, Heintz Woltgang$
and Translation of a Paper he Wrote on the British War
"Office ,Code." A TICOM publication.
I-52. "papers Written by Ufrz.' Herzfeld on Mihailovic and Tito
Ciphers." A TIOOM publica.tion.
I-55. "Interrogation of Se,ven Members of NAA 11." A TICOM
publication.
I-58. "Interrogation of Dr. Otto .Buggisch of OleW/Chi." A
'TICOM publication.'
I-59. "Interrogation of Uffz. Arno G:rati1 at Revin." A TICON
publication. '
1-60. "Further Interrogation of bblt. Schubert of OKH/Chef
HNW'/Gen.d.NA." A TICOM publication.
1...62. ,"Field Interrogation of Paul Ratz of the German Army
Intelligence (1933-1945)." A TICON publication.
1-66. Paper by Dr. otto Buggisch of OKH/In 7/VI and OKW/Chi
on TYPEX." Pi TICOM publica.tion.
I-67. "Paper by Dr. Otto Bugglsch of OKH/ln 7/VI and OKW/Chi
Ion Cryptanalytic Machines. itA. TI90M publication.
221
DOCID: 3486746
e
.';':'
-e-
I
'f
"d0nso1idated Report Based on Two Interrogations of
Oberst Randewig, of Hoeh. Wehrmachts Nafue z.b.V 700,
., carried at C.S.D.I.C. on a.pprox. 1 Aug. andlO Aug.
:1' 1945." A i.rICOM publica.tion. _ _
1-69. "summary of Cipher Information on Jugoslav Traffic Pro-
vided by Urfz. 'Herzfeld (Appendices to TICOM/I-52). It A
TrCOM publication.
1-72. "First Part or the Report by Wm. Buggisch on S.G. 41."
AT1COM publication.
1-73. "Translated Vers10n of Homework done by Wm. Buggisch."
A TICOM
1-74. "'Interrogation REPort on Obgefr. Keller, formerly
Ausvertestelle 4 and Nachrichten Auf'klaerungskompa.nie 611."
A TICOM publication.
1-15. "Interrogation Reports on German Field S1gint Personnel
, carried out at Buf'f'er - Ltn. August Schroeder, Ltn. Starke"
Obegef'r.Heudorf, and Hptm. 'Holetzko. "A TICOM publication.
1-76. Reports on Lehwald, Haupts, Klett and
, Also 1-76 Supplement (Diagrams). A TICOM
publication. .
1-78. "1nter.rogation of Oberstlt. Mettig on the History and
Achievements of OXH/AHA/ln 7/VI. "A TICOM publication.
I-Bo. "P.O.W., Interrogation Report - Obgefr. Clement Schuck
, Insp. VII/6 (OKH)." A TICOIIl1 pub11ce:t10n.
1-134. "Further Interrozation of R.R. Dr. Huettenhain and Sdf.
, Dr.' Fricke of OKWjOhi ." A TICOM publication.
1-136. "Interrogation of Oberstlt. Mettig of OKH and OX:W/Chi
on the higher direction of cryptanalytic work."
A TICOM--publication.-
1-92. "Final Interrogation of the Wachtmeister Otto Buggisch
, (mal/In 7/VI and OKW/Chi)." A TICOM publication.
1-96. "Interrogation of' Oberstlt. Mettig on the Organisation
and Activities of OX:W/Chi." A TICOM publication.
1-98. "Interrogation of Oberst Randewig on German Deception
Plans." ,A TICOM publication.
1-99. "Interrogation Report of Hptm. Herbert Roeder (Head of /
Gruppe VI, Gen.d.NA, OKH, 1944-45)." A TICOM publication.
1-:,100. "Report by Uffz. Herzfeld of NAAST 5 (Gen. d. NA) on
the Work of the Italian Referat of' In 7/VI." A T1COM
publication.
"Final Interrogation-Report on the Norway Party (NAA 11).
A TICOM publication. ,
1-111. "Further Interrogation of Oberstlt. Mettig of OleW/Chi
on 14th September 1945." A TICOM publication.
1-113. "Interrogation of' Major Dr. Rudolf Hentze, Head of .
Gruppe IV (Crypta.nalysis) General del' NachrichtenaufklaerUIl!!j
A TICON publication. '
222
DOClD: 3486746
.'
1-115. "Further Interrogation of: Oberstlt. Mettlg of OKW/Chi .
, on the German W1reless Secur1ty SerVice (Funldlberwaehung). tI
A TICOM Publication. .
',1-116. "Report of Interrogation ot Ltn. 'Alex De'ttmann and
. Oberwachtmeister sarg1us 5amsono\T of OKH (Gen. dNA) at
,. Obelt'ursel" Germany, during AUglJst 1945. If A TICON . '
. pUblica.tion.. ,
1-118. "Joint Reports by Reg. Rat. Dr. Huettenha1n and 5dt.
Dr. Fricke, written at C'.S.D.I.C. on or about 28th '
A\lgUst 1945. It A TIeOK publ1cation.
1-122. '''Interrogation'Report onObergefre1ter lIariss. (On/Gen
. d. ][A)." A TleON pub11cation.' .
1-125. '''Interrogation'Report on Anton Stock of Olrn/Gen. do NAo It
A TICoM publicat1on. ,
1-127 .u'1nterrogationof Oberstlt .. Mett1g of OKW/Chi. h A
TICON publication. ,.. ' .. . . .
1-128. Aohievements of In 7/VI and OKW/Chi.
n
.. A TICOM publication. . ' , ' ,
1-136. by Reg1erungsratDr. and 5dt.
.. ,(Z) Dr. Fricke 'on B.21l.
11
A publication.'
I-137. "Final Report written by(Waehtme1ster Otto Bugg1sch
.' ,of OKH/Chi and OKW/Ch1." A T1COM publioation. . ,
1':'142. "p/W BarthelisAecount o'GeFman Work on British; .
American, Svedish, and French Machine Ciphers.
1I
A
publication..,',,
,1-143. "Report on the Interrogation'ofF1ve Leading Germans
'at Nuremberg on 27th September 1945." A T1CON publication.
1-149. "Report by Uf"fz. Ka.rrenberg and Colleagues on Allied
. Cypher Ma.chines. II A T1COM pUblica.tion.
1-153.' "Second Interrogation of Uffzo Karrenberg of OKH,on
the Baudot-Scrambler Machine (uaandlrurmU) n A TICON
publicatiOD. ..
1.-154. "1n'terrogatlon ot UfI"z. Rudolph Schneider of In7/VI.
ll
... ' . A TICOM publication.. .
1-156. "Report-of" Preliminary i.nterrogation of Wilhelm Ger11eh,
AlC 1900, carried out by 3rd u.s. Army, 28thSaptember
19450, r; A TIeON publica.tion.
1-151. fOChart of' Communioations Within a Russian Army Dra.wn
,up by Ufrz 0 KarI'enberg." A T:ICOM publication.
,1-160. "Homevork by Kuehn of Gen. d. BAoD
General Organisation and Work of French Referat." A
publication. .
,1-161. nFurther Statements on Typexby Fricke,
, and Mettig. It, A TICOM '
,
,I
"
, I
DOCID: 340--86746
\ .
. '"
,
.1-164. "Homework by Kurt S&uerb1er of RLM/Forschungsamt on
Russian Agents' Trarr1c." A TICOM publication.
1-166. "Report by Uftz. Ks.rrenberg on Russian Cryptographic
Course. " A T1aOK publication.
1-167. "Repc;>rt by the Karrenberg Party on the NKVD." A TICOM
pub1ica't1on. . I,..
1-168. . "Report by the Karrenberg party on Miscellaneous
WIT." A TICOM publication.
1-169. . "Report by Uftz. Karrenberg on the. Bandvurm." A'.rICOM
publication.
1-110. "Report on French and Greek Systems by Obervachtmeister
. Dr. Otto Karl Winkler of OKH/FNAST 4." A TIGOM publication.
1-11'1. "Report on Work on Russian Systems by Wachtmeister.Ber-
gel' of FNA8T 6." A T1COM publication.
1-113. "Report by the Xarrenberg Party on Russian WIT." A
T1COM publication.
1-175. "Report by Alfred Pokorn oT OKH/Chi on M.209." A TICOK
publication. .
1':'17'6. "Homevorkby W'achtmeister Dr. Otto Buggisch or oltH/Clli
. . and OKW/Chi." A TICOM publication.
1-17'8. "Homework.by Hptm. Boedigheimer of IVjNachro Regiment
506." A TI00M publication.
1-17'9. tlHomew'ork by Obwm. Riel, ot Stoerbefehlsstelle Balkan."
A T1COM publication.
I-laO. "Homework by Uf:fz. Keller of In 7/VI and WNV/Chi." A
TICOM publication; .
1-191. "Homevol'k ot Dr. Wilhelm Gerlich on Russian Systems."
A TICOM publication.
IF-S. "Notes on Field Various German Army and
Air Force Signal Intelligence Personnel on 18/20 May 19450"
From TICOM. . r
IF-lS. "Final Report of' TICOM Team 1 on the Exploitation of
Xacutbeuren and the Berchtesgaden area." From TICOMo
IF-40. "Final Report ot TICOM Team 2.! From TIOOM.
IF-10S.Tvo reports. First: Interrogation report on POW
Heinz Boscheinen Walter Kotschy. 8econd; Summary
interrogat10n report. Fl'om Headquarters, 3rd us Army,' SIS.
1F-107. "Interrogation or POW Werner KoBo Graupe regard.1ng
German Cryptographic and Solution ot Allied
Codes."
IF-108. "Interrogation or ObIt Arntz." CSDIC (UoKo) SIR 1606.
IF-l109. "Report on Information Obtained trom Oblt Arntz;o
CSDrC (UoKo) 8IR 1646. .
IF-llS. "Interrogation Report on Willy Grube." 6824 DIO (MIS)
M.l18S. '
IP-117. "Interrogation Report on Willy Grube." 6824 DIe (MIS)
.... . M. 1190. .
IF..r]f:20-" j
224
DOCID: 3486746
.1.W'
GERMAN ARMY SIGNAL INTELLIGENCE SERVICE
CHAIN OF COMMAND
JANUARY 1945
ARMY HIGH COMMAND
[OKH]
I
SIGNAL INTELLIGENCE
AGENCY
(G. d. NA.]
I I
COMMANDER IN CHIEF
WEST
[DB. WEST l
I
I--
COMMANDER IN CRIEF
. SOUTH ..
(ITALY)
[ OB. SUED] .
COMMANDER IN CHIEF
SOUTHEAST
(B ALKANS)
[OB SUEDOSTl
SIGNAL INTELLIGENCE
SECTION
[HOEH. K. d NA.l
I 1
'.
I. SIGNAL
REGIMENT 4 ***
[KONA 4]
--L-
SIGNAL INTELLIGENCE
REGIMENT 3
[KONA 3]
ARMY GROUP GOURLAND
(RUSSIAN FRONT)
[H.Gr. Kurland]
l'
ARMY GROUP NORTH
(RUSSIAN FRONT)
[ H. Gr. Nord]
SI(ONAL INTELLIGENCE ]
REGIMENT 2
[KONA 2]
ARMY GROUP CENTER
( RUSSIAN FRONT)
[ H. Gr. Mitte ]
SIGNAL INTELLIGENCE
REGIMENT 1
[KONA 1]
SIGNAL INTELLIGENCE
REGIMENT 8
[KONA 8]
ARMY GROUP SOUTH
(RUSSIAN FRONT)
[ H. Gr. Sued]
SIGNAL INTELLIGENCE
REGIMENT 7
[KONA 7] :
1
ARMY GROUP B
(WESTERN FRONT)
[ H. Gr. B ]
SIGNAL INTELLIGENCE
REGIMENT 6
[KONA 6] JJ
I
SIGNAL INTELLIGENCE
REGIMENT 5
r KONA 5]
ARMY GROUP G
(WESTERN FRONT)
rHo Gr. G]
THIRD BATTALION
[ABT. 3]
CLOSE RANGE I
SICNAL
COMPANY I
[NAK rREUS5]
CLOSE RANGE 1
INTO L1CEN'E I
954
[NAK 9541
-' - -
FOURTH [
[ABT. 4] J
I
E
LONG RANGE I
SIGNI\L
COMPANY 617
[FAK 617]
If CLOSE RA NGE
:ISIGNAL INTELLIGENCf
8ENOL[)
[NAK BEMlLDl
1
I
LONG RANGE
SIGNAL INTELLIGENCE
COMPANY 623 I
[ FAK 623 J
[
r CLOSEl-RANGEi
!SIGNAL INTELLIGENCEj
I COMPANY 953 ** I
I I
I [NAK 953J I
L_----_-- __J
---_..
SIGNAL
EVALUATION
CENTER
[ NI\4S1
'STATIONARY
INTERCEPT
,COMPANY 10
[ FESTE 101
'\
LEGEND
ABTEILUNG
FERNAUFKLARUNGSKOMPANIE
FESTE HORCHSTELLE
GENERAL DER NACHRICHTENAUFKLARUNG
HEERESGRUPPE
HOEHERER KOMMANDEUR DER NACHRICHTENAUFKLIIRUNG
KOMMANDEUR DER NACHRICHTENAUFKLARUNG
NACHRICHTENAUFKLARUNGSAUSWERTESTELLE
NAHAUFKlARUNGSKOMPANIE
OBERBEFEHLSHABER
OBERKOMMANDO DES HEERES
SIMILAR TO KONA 1
CLOSE RANGE SIGNAL INTELLIGENCE COMPANY 953 SENT
TO WESTERN FRONT, RUSSIAN SPECIALISTS RETAINED
TO FORM NAK BENOLD AND NAK PREUSS
LOCATED AS SHOWN THROUGH FALL 1944
***
ABT.
FAK
FESTE
G.d.NA.,
H. Gr.
HOEH. K. d. NAc
KONA
NAAS
NAK
OB.
OKH
*
**
GRAND TOTAL PERSONNEL ESTI MATED AT 12,000
CHART NO.
//
DOCID: 3486746
(WehrmachtNachriehten Verbindungswesen Funkueber-
vach\mg III).--Rad10 Defense Corps.
WollnYJl Ot)lt. Commanding Offioer of Feste 6; formerly Commanding
Off"1c:er of NAZ Wor KONA 4.
Zil1mann, i Senior Inspector. Head of British section ot
In 7j"VI 1941.
Z1pper, __, Inspector . Head of section 1, Group V GdNA.
. f
233