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Preface
World population is expected to approach more than 10 billion by 2050. Currently about 40% of
the Earth’s land is used for agricultural production. Future demands from the land for feed, food,
fibre and fuel will definitely put pressure for more and more land transformation. Also, as much as
70% human-appropriated water is used for agriculture making water the Earth’s most valuable
resource. Therefore, water along with other inputs must be judiciously utilized for higher
production and also for making agriculture sustainable. But while more production is important,
the ecosystem of the human-crop-environment must be protected from its degradation rendering
this model a highly complex situation for the researchers to deal with. This requires new
techniques, processes and methods to yield desired results.
This edited book on “Precision Farming and Resource Management” has attempted to address
the above issues in a limited way. The different chapters which are in fact research papers
submitted for presentation in the International Conference entitled “Emerging Technologies in
Agricultural and Food Engineering” organized at Indian Institute of Technology Kharagpur during
27–30 December 2016. These papers have been selected out of a large number of submissions and
have been subjected to critical reviews and thorough editing for high quality of publication by
several experts chosen on the basis of their knowledge and experience. This book has been divided
into three main sections, namely, Power and Machinery Systems, Natural Resource Management
and Agro-Environmental Engineering.
In the Power and Machinery Systems the emphasis today worldwide, is on precision agriculture,
i.e., precise application of crop inputs for maximizing crop production and enhanced productivity
of the system. Therefore, innovative techniques are being evolved and are being implemented with
sensors, transducers, micro controller etc. making all machines efficient and user friendly. This
section deals with all the above in a more subtle way. Conservation and appropriate management
of major natural resources such as soil and water under changing climate scenario are of
paramount importance for sustainable crop production. The second section, describes the topics
related to water management, micro irrigation, protected cultivation, surface and subsurface
hydrology and climate change. However, indicators show that renewable resources like soil, water,
forest and fisheries are under extreme pressure due to present practices, and their productivity is
on decline. Failure to manage these resources effectively in many cases is leading to conflict and
disaster. Therefore, the papers provided in the third section deal with environment friendly
methods and approaches for a congenial “crop-soil-human” system.
I am indebted to my faculty colleagues and students of different specializations for putting their
pains staking efforts in bringing out this publication.
I hope this book will provide first-hand information on new ideas, techniques and methods applied
in the fields of precision agriculture, agro-biotechnology, climate change and natural resources
management, and would be helpful to researchers and practicing engineers.
(V.K. Tewari)
Contents
Preface v
Editors
V.K. Tewari
H. Raheman
E.V. Thomas
R. Machavaram
Kamlesh N. Tiwari
Madan Kumar Jha
Chandranath Chatterjee
Ashok Mishra
D.K. Swain
S. Dutta Gupta
B.S. Das
C.K. Mukherjee
22. Water and Nitrogen Balance Studies of Rice Crop Grown Under
Drainage Lysimeters
Ashish Patil and K.N. Tiwari 243
23. Effect of Hydrogel Application on Water Holding Capacity of Soil
Saba Praveen, Ram Kumar Sahu and Sudarshan Prasad 254
Abstract: This study presents the copula-based multivariate probabilistic approach for drought
characterization by modeling severity-duration relationship of drought events. Chinchondipatil
rain-gauge station located in Ahmednagar district of Maharashtra, India was taken as a case study
and the rainfall data of 1985-2009 were used. The drought conditions were analyzed using
'standardized precipitation index' computed based on monthly rainfall accumulated over a time
scale of six months (SPI-6). Drought duration was taken as the number of consecutive months for
which SPI-6 remains below a threshold value (<-1) and drought severity as the cumulative values
of SPI values within the drought duration. The drought severity and duration were fitted to the
gamma distribution and the exponential distribution, respectively. Clayton copula, the most
commonly used copula in hydrologic studies, was employed to construct the joint distribution
function of drought severity and duration. The return periods in terms of drought severity and
duration were determined by univariate and bivariate frequency analyses. In the bivariate analysis
using copula, the return periods of drought events were studied by considering two cases:
(i) drought duration OR severity exceeding a specific value, and (ii) drought duration AND
severity exceeding a specific value. It was revealed that the bivariate analysis provides more
information about drought characteristics than the univariate analysis. The findings of this study
are useful for the risk assessment of drought, which in turn can ensure effective planning and
management of water resources in the study area.
Keywords: Standardized precipitation index (SPI), Drought characterization, Clayton copula,
Return period, Bivariate analysis
1. INTRODUCTION
Droughts are undesirable and often sudden events cause environmental, economic and
social impacts. Huschke (1959) defined drought: “A period of abnormally dry weather
sufficiently prolonged for the lack of water to cause serious hydrologic imbalance in the
affected area”. Drought is a recurring phenomenon, which may virtually occur in any
climatic zone. It is different for different people, e.g., for hydrologist it means lack of
streamflow, for meteorologist it means lack of rainfall and for agriculturist it is lack of
soil moisture. The hydrologic event is usually expressed by return period by which one
may quantify their statistical severity and frequency. In terms of drought, the return
272 Precision Farming and Resource Management
period is the average time period between the occurrences of events of equal or below a
certain magnitude (Haan, 2002).
Traditionally, the drought characteristics (duration, magnitude, and intensity) used in
estimating return period are defined in terms of univariate form. However, univariate
analysis is important only when the random variable is significant in the design process.
Gonzalez and Valdes (2003) showed that discrepancies occur due to the use of univariate
distributions and it is to be corrected by employing bivariate analysis. In multivariate
analysis of drought, due to simplicity bivariate distributions have been commonly applied
based on drought duration and severity (Shiau and Shen, 2001; Gonzalez and Valdes,
2003; Mishra et al., 2009). However, traditional multivariate technique requires the
marginal distributions of the considered random variable to follow same family of
distribution, which is difficult to achieve in most cases and if achieved, the mathematical
formulation becomes very complicated to solve when number of variables are increased
(Chen et al., 2010). To overcome this difficulty, recently copula functions have been
employed (Mishra and Singh, 2011).
A copula is a function that connects univariate distribution function to a multivariate
distribution function describing the dependence among correlated variables (Nelson,
2006). Copulas have been widely used in financial studies, but nowadays it has been
increasingly used in hydrology for multivariate analysis of hydrological random variables
(Klein et al., 2011). Salvadori and De Michele (2007) provided detailed theory and
methodology for the application of the copula in hydrology. In recent studies, copulas
have been used for the bivariate analysis of flood events (Karmakar and Simonovic,
2009; Klein et al., 2011; Sraj et al., 2015) and for the analysis of droughts (Shiau et al.,
2007; Ganguli and Reddy, 2012). Xu et al. (2010) applied copula for uncertainty analysis
in statistical modeling of extreme events. Bárdossy and Li (2008) applied copula for
geostatistical interpolation for groundwater quality parameters. Reddy and Ganguli
(2012) modeled the dependence between groundwater levels, precipitation and ENSO
index for risk assessment of groundwater levels using copula.
The basic approach for assessing the risk in hydrological studies is performed by
quantifying the return period of any extreme hydrologic event. As the return period
provides an efficient way of performing risk analysis, therefore for this study it was
estimated by using a well-known copula function. Many studies relating to frequency of
drought have been performed in the world, but in India only one such study has been
reported till now using copulas (Ganguli and Reddy, 2012). Therefore, it calls for more
and more studies in this direction in different climatic regions of India. Hence, for this
study a semi-arid region was chosen to perform risk analysis using copulas.
2. MATERIALS AND METHODS
2.1 Calculation of Standardized Precipitation Index (SPI)
The area selected for this study was upper Bhima River basin, western Maharashtra,
India. It is in semi-arid regions with an average annual rainfall of 650 mm. The daily data
Estimation of Drought Return Periods using Bivariate Copula 273
of a Chinchondipatil raingauge station located at 18° 58’ N latitude and 74° 57’ E
longitude with an elevation of 652 m above MSL for 25 years (1985-2009) was used for
drought analysis. The rainfall data were procured for State Data Storage Centre,
Hydrology Project (HP), Nashik. For calculation of SPI values, a long-term rainfall series
was fitted to gamma distribution and then their cumulative distribution was transformed
to a standard normal distribution (McKee et al., 1993). An important feature of SPI is that
it can quantify precipitation deficit for multiple time scales such as one month (SPI-1),
three months (SPI-3), and six months (SPI-6) and so on. In this study, SPI-6 was
considered for drought analysis as it is generally used for seasonal drought identification
and has more effect on water supplies than on agriculture (Ganguli and Reddy, 2012;
Masud et al., 2015). The SPI drought indices for this study have been calculated based on
rainfall data using SPI Calculator provided by the National Drought Mitigation Center,
University of Nebraska Lincoln (http://drought.unl.edu/).
The theory of runs proposed by Yevjevich (1967) was used to characterize the
drought. The interpretation of drought characteristics calculated using SPI-6 for one
drought incidence is shown in Fig. 1. Drought onset and termination are starting and
ending of the water deficit period, respectively. Drought duration is the time for which
the SPI-6 values remain below a threshold value ‘-1’, whereas drought severity is the
cumulative value of SPI-6 within the drought duration (shaded area), and drought inter-
arrival time is the time interval between two consecutive drought events (Fig. 1).
According to Sklar’s theorem (Sklar, 1959) the joint distribution can be expressed as
(Nelson, 2006):
Generally, drought duration and severity can be fitted to the gamma and exponential
distributions, respectively (Shiau and Modarres, 2009). The Kolmogorov-Smirnov (K-S)
goodness-of-fit test was used to detect the efficacy of the proposed models to represent
the observed data.
In this study, from the Archimedean copula family, the Clayton copula was employed
to model the dependence between drought duration and severity as it is simple and
commonly used in hydrology (Shiau and Modarres, 2009). The expression of Clayton
copula-based joint cumulative distribution function (JCDF) of drought duration and
severity is given as follows:
1
C FS , FD FS FD 1 , 0 (2)
, 0, (3)
2
Kendall’s coefficient of correlation, can be obtained by the following equation:
c d
(4)
c d
where, c and d = number of concordant and discordant pairs, respectively.
Estimation of Drought Return Periods using Bivariate Copula 275
E( I d )
TS (6)
1 FS (s)
where, E(Id) is the expected or mean inter-arrival time of drought events which can
be estimated from observed drought data.
The expected or mean inter-arrival time E( I d ) can be calculated using the following
equation:
N (x y)
E( Id ) (7)
Dinc 1
where, N= Total number of months, x = Number of non-drought months before the
start of the first drought, y = Number of non-months after the end of the last drought,
Dinc = Number of drought incidences.
The two cases of bivariate return periods can be computed: either drought duration
OR severity exceeds a specific value, TDS (i.e., D d or S s); drought duration AND
severity exceeds a specific value, T’DS (i.e., D d and S s). These two types of return
periods can be computed by using a copula-based approach, which is given by Eqns. (8)
and (9) (Ganguli and Reddy, 2012).
E(Id ) E(I d ) E(Id )
TDS (8)
P D or S s 1 FDS d , s 1 C FD d , FS s
E( I d ) E(I d )
T 'DS
P D d and S s 1 FD d SS s FDS d , s
E(Id )
(9)
1 FD d FS s C FD d , FS s
These two cases of bivariate return periods were considered in this study and were
compared with univariate return periods. In addition, contour lines or iso-lines for both
TDS and T’DS were constructed in MATLAB software using the contour function.
276 Precision Farming and Resource Management
Fig. 2: SPI-6 Time Series for Chinchondipatil Station during 1985–2009 Period, in this Figure, Red
Circle Indicate Drought with Maximum Severity and Duration
univariate return period for drought duration is 25.43 years and that for drought severity
is 66.29 years. However, in case of bivariate return periods TDS (Eqn. 8) and T’DS (Eqn. 9)
are 21.83 and 116.83 years, respectively.
information can serve vital for water policy and decision makers to develop management
strategies to mitigate the impacts of droughts in the study area.
Table 1: Univariate and Bivariate Drought Return Periods
Univariate Return Period Bivariate Return Period
TD TS TDS TDS'
17.71 25.04 8.48 23.08
12.34 9.36 4.95 8.92
2.02 1.90 1.13 1.21
4.17 3.24 1.92 2.51
2.02 1.84 1.10 1.21
2.02 2.24 1.21 1.34
4.17 4.46 2.35 2.84
2.90 2.67 1.58 1.76
2.02 1.86 1.11 1.21
25.43 66.29 21.83 116.33
2.90 2.63 1.56 1.76
2.90 2.46 1.47 1.74
2.90 2.49 1.48 1.74
5.98 4.65 2.70 3.72
2.02 1.90 1.13 1.21
2.02 2.04 1.19 1.24
2.90 3.29 1.71 2.00
Note: Bold values indicate the return period values corresponding to maximum drought duration and
severity.
(a) (b)
4. CONCLUSIONS
The study reveals the application of the copula technique in semi-arid region of western
India for estimation of drought return periods and its comparison with univariate return
periods. Based on the results of this study, the following conclusions can be drawn:
It is found that the univariate return periods in terms of severity (TS) are always
smaller than the univariate duration return periods (TD).
The return periods in which either drought duration OR severity exceeds a
specific value (TDS) are smaller than that of the return periods in which both
drought duration AND severity exceeds a specific value (T’DS).
On comparing the univariate return periods (TD and TS) estimated using drought
severity and duration separately with the bivariate return periods (TDS and T’DS),
out of all TDS resulted in smaller return period values, whereas T’DS is found to be
higher as one additional condition is used for estimating the return periods.
The iso-lines for specific bivariate return periods in which either severity OR
duration exceeds has no bounds, whereas in case of bivariate return periods in
which either severity AND duration exceeds has bounds.
Overall, it can be concluded that bivariate return periods provide risk reliable results,
which are more reasonable for practical realm and thus, can be useful for the risk
assessment associated with droughts and hydrologic design in the study area. For
modeling the dependence between drought duration and severity, a rigorous evaluation of
other copula families together with consideration of other drought characteristics is
recommended in the future as a follow-up to this study. This study as a whole is useful
for drought-affected regions around the globe.
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