ES 403 - Portable Electrical Equipment Version 5
ES 403 - Portable Electrical Equipment Version 5
ES 403 - Portable Electrical Equipment Version 5
Any questions or feedback about this Global Engineering Standard should be addressed to
the author:
John Officer, Head of Pharmaceutical Engineering, Pharma Supply Chain Engineering
Section 4.1 & 4.2 New sections added for `Within Scope’
and `Excluded from Scope’.
Clarification of “Included Scope” covered by this GES
including GMS, Vaccines, R&D, WREF and leased
premises.
Section 4.1 New section to cover `Included Within Scope’.
Section 4.2 New section to cover `Excluded From the Scope’.
Section 5 Further detail added. Reworded to reflect GQP 4301 –
Facilities Operation.
Section 7.1.2 Further detail added.
Section 7.4.2 Further detail added.
04 Sep-17 Section 7.4.4 Further detail added.
Section 7.6.3 Protection AC and DC Uninterruptible Power Supplies
for use in substations must be powered from fixed
connections and not removable plug and sockets
included.
Section 7.6.4 Further detail added.
Section 7.7.3 It is recommended that automatic portable testers be
used for testing and record of test results added.
Section 7.7.9 Further detail added
Appendix 4 Audit checklist updated to reflect the above changes.
An editable downloaded version of the Audit checklist
is located in the technical library as an excel spread
sheet.
Table of Contents
DOCUMENT REVISION HISTORY 2
1 RATIONALE 5
2 POLICY 5
3 PURPOSE 5
4 SCOPE 5
4.1 Within Scope................................................................................................. 5
4.2 Excluded From Scope ................................................................................... 5
5 QUALITY COMPLIANCE REQUIREMENTS 6
6 EHS COMPLIANCE REQUIREMENTS 6
7 ENGINEERING MANDATORY REQUIREMENTS 6
7.1 Definitions ..................................................................................................... 6
7.2 GSK and Contractor’s Equipment ................................................................. 8
7.3 Working Environment Considerations ........................................................... 8
7.4 Equipment Selection, Purchase and Installation ........................................... 8
7.5 Duty of Operators.......................................................................................... 9
7.6 Requirements for Specific Equipment ......................................................... 10
7.7 Inspection and Testing ................................................................................ 11
7.8 Equipment Labelling ................................................................................... 12
7.9 Training ....................................................................................................... 13
8 ENGINEERING BEST PRACTICE 13
9 REFERENCES 13
APPENDIX 1 Inspection Procedures 15
APPENDIX 2 Inspection and Test Schedules 19
APPENDIX 3 Example Test Labels 23
APPENDIX 4 Audit Checklist 24
1 RATIONALE
Portable electrical equipment is widely used at all GSK sites. Inappropriate use
and / or inadequate maintenance and inspection could result in injury to personnel and
business loss from interruption to operations arising from damaged portable
equipment.
2 POLICY
All portable electrical equipment and associated systems must be designed,
constructed, selected, installed and operated so as to prevent danger.
All portable electrical equipment must be subject to a programme of routine inspection
and / or test to ensure its continued safety.
Additionally, all portable electrical equipment must comply with all relevant local legal
and regulatory requirements in addition to the requirements defined in this GES.
3 PURPOSE
This GES specifies the minimum mandatory requirements and engineering best
practices in relation to portable electrical equipment in order to prevent serious injuries
or damage from electric shock, burns, explosion, arcing or fire initiated by electrical
energy.
4 SCOPE
This Global Engineering Standard (GES) applies to all Pharma Supply Chain and
Consumer Healthcare sites.
This GES provides guidance on the engineering requirements for portable electrical
equipment at R&D and Vaccines sites. This will be delivered through the engineering
standards systems operating in those business units.
7.1 Definitions
7.1.1 Definition of Portable Electrical Equipment
Portable electrical equipment is defined as equipment that is not part of a fixed
installation but is intended to be connected to a fixed installation or generator by means
of a flexible cable/cord and either a plug and socket or similar means. This includes
equipment that is either hand-held or hand-operated while connected to the electrical
supply, intended to be moved while connected to the electrical supply, or likely to be
moved while connected to the electrical supply. The electrical supply to the equipment
is assumed to be a voltage that can give a fatal shock to a person, i.e. more than 50 V
ac or 120 V dc.
Examples of portable equipment include:
• tools and extension leads/cords in the construction industry or in a workshop
environment
• laboratory equipment
• domestic cleaning equipment
• kitchen equipment
• office equipment
• equipment powered from sockets/outlets on Process Equipment
Extension leads, plugs and sockets, and cord sets that supply portable equipment are
themselves classified as portable equipment because they operate in the same
environment and are subject to the same use as the equipment which they serve.
Portable electrical equipment also includes:
• large distribution boards used on construction sites, when the supply is derived
through a plug and socket arrangement
• site huts and cabins, including refrigeration containers, when the electrical
supply is derived through a plug and socket arrangement
The practice of using a socket outlet in such cases is to be discouraged. A fixed wiring
installation must be used where reasonably practicable. If a fixed wiring installation is
not practical and a plug and socket arrangement is used, all the requirements of this
GES must be applied.
Class l
These appliances must have their chassis connected to earth by an earth conductor.
A fault in the appliance which causes a live conductor to contact the casing will cause
a current to flow in the earth conductor. This current should trip the protective device
i.e. fuse, circuit breaker, residual current device or earth leakage circuit breaker which
will cut off the supply of electricity to the appliance. Checks must be done to ensure
the continuity of the earthing connection from the appliance casing to the plug
connection. The symbol found on Class l equipment is shown below.
Class ll
These appliances are known as double insulated. They are designed and
manufactured so that no single failure can result in a dangerous voltages becoming
exposed so that it might cause an electric shock and that this is achieved without
relying on an earthed metal casing. This is usually achieved at least in part by having
two layers of insulating material surrounding live parts or by using reinforced insulation.
In Europe, a double insulated appliance must be labelled "Class II", "double insulated"
or bear the double insulation symbol as shown below.
Class III
The purchase, hire or use of special equipment or abnormal supply voltages must be
authorised by a competent person. An indication of what may be abnormal may be
gained from the schedules in the Appendix 2.
7.4.3 Registration
All GSK portable electrical equipment, other than approved exceptions, must be
allocated a unique number, which must be recorded in the site maintenance
management system and / or portable electrical equipment register with date and
details of issue.
The purchaser must arrange to have the equipment registered. Initial testing and
registration must be completed prior to the equipment being placed into service.
• carry out visual checks prior to use, where this is required (Appendix 1 A1-1)
• where equipment is suspected of being damaged or unsafe, remove the
equipment from service and alert appropriate personnel
Personnel who use or operate portable electrical equipment must be made aware of
these duties.
shock. Where hazardous atmospheres may exist, suitable precautions must be taken
e.g. intrinsically safe tools.
All hand-held electrical tools used in conductive environments must be Class IIl as a
minimum.
Electric arc welding in conductive environments must be carried out using DC welding
sets where the open-circuit no-load voltage is limited to around 40 V until the arc is
struck. Welding equipment must comply with IEC 60974.
It is recommended that automatic portable testers be used for testing and record of
test results. Inspection and test routines must contain or refer to information on the
content of the job.
On completion of the inspection / test, the following must be recorded in the system,
against the individual equipment identification number:
• date the inspection / test was carried out
• name or identifier of the person carrying out the test
• result of the inspection / test (i.e. PASS or FAIL)
• any repairs carried out
As described in Section 7.7.4, should the equipment item fail an inspection / test and
the defect is not immediately remedied, a ‘FAILED – DO NOT USE’ label must be
applied.
See Appendix 3 for examples of equipment labels.
7.9 Training
All those carrying out formal visual inspection or testing of portable electrical equipment
(Level 2 and Level 3) must be competent and have been trained in the correct use of
appropriate test equipment and have been authorised by the Site Electrical Engineer
or a designated competent person. The training must be recorded. Contractors
working on projects who are given the responsibility to inspect portable electrical
equipment must be suitably qualified to do by the contractor company.
Employees working in areas where hand-held electrical tools are used regularly must
be given basic training in resuscitation techniques and emergency procedures or have
access to personnel within the facility who have these skills.
Training must be provided to ensure that all those required to operate portable
electrical equipment are aware of its correct use, the specific risks involved and
precautions to be taken.
Records must be kept of any relevant training.
9 REFERENCES
9.1 GQP 4201 Facility Design
9.2 GQP 4301 Facilities Operation
9.3 EHS Standard SG 5.16
9.4 GES 103 Maintenance
9.5 GES 107 Electrical Equipment for Use in Hazardous Areas
9.6 GES 406 Electrical Safety
9.7 IEC 60309 Plugs, Socket Outlets and Couplers for Industrial Purposes
9.8 IEC 60364 Electrical Installations for Buildings
9.9 IEC 60974 Arc Welding Equipment
FORMAL TEST
4 Earth Bond Test (Class l equipment only)
Readings should show less than 0.1 Ω + R Ω (where R Ω is the resistance of the test
lead).
5 Insulation Resistance Test
The applied test voltage should be 500 Vdc for 230 Vac equipment.
The minimum acceptable insulation resistance readings are listed for the following
categories of equipment:
• Class l Heating equipment < 3 kW
o 0.3MΩ
• Class l All other equipment
o 1 MΩ
• Class ll Equipment
o 2 MΩ
• Class lll Equipment
o 250 kΩ
COMPLETION OF TEST
6 Labelling
• Affix “PASS/FAIL/DO NOT USE AFTER” labels on the equipment as
appropriate.
• Record inspection and test and any repair work on work order.
Stationary Equipment:
Freezer None None 12 months None 24 months Extension
leads
Refrigerator None None 12 months None 24 months should not
Slicing None None 12 months None 24 months be used in
Machine kitchens
because of
Dishwasher None None 12 months None 24 months the extra
Vending None None 12 months None 24 months hazards
Machine from heat
and liquids
Movable Equipment:
Toaster None 6 months 12 months 12 months 24 months
Frying None 6 months 12 months 12 months 24 months
Machine
Kettle None 6 months 12 months 12 months 24 months
Coffee None 6 months 12 months 12 months 24 months
Machine
Drink None 6 months 12 months 12 months 24 months
Dispenser
Cash Machine None 6 months 12 months 12 months 24 months
Hand-Held:
Food Mixer Before use 6 months 12 months 12 months 24 months Class I
hand-held
>110 V
equipment
not
permitted