Icao Doc 9981 Pans-Aerodromes 3rd Edition Yr2020
Icao Doc 9981 Pans-Aerodromes 3rd Edition Yr2020
Icao Doc 9981 Pans-Aerodromes 3rd Edition Yr2020
Aerodromes
Third Edition, 2020
This edition supersedes, on 5 November 2020, all previous editions of Doc 9981.
Aerodromes
Third Edition, 2020
This edition supersedes, on 5 November 2020, all previous editions of Doc 9981.
© ICAO 2020
AMENDMENTS CORRIGENDA
3 5/11/20; — ICAO
28/11/24
4 4/11/21 — ICAO
(iii)
TABLE OF CONTENTS
Page
Appendix 1 to Chapter 2. Technical inspections and on-site verifications ............................................. I-2-App 1-1
Attachment A to Chapter 2. List of possible subjects covered in an aerodrome manual ..................... I-2-Att A-1
Attachment C to Chapter 2. Checklist of the components of an aerodrome manual ............................ I-2-Att C-1
Attachment B to Chapter 3. Safety assessment methodologies for aerodromes .................................... I-3-Att B-1
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No. 4
Table of Contents (vii)
Appendix 3 to Chapter 5. FOD detection, removal and evaluation ........................................................ II-5-App 3-1
Appendix to Chapter 8. Runway safety team terms of reference and composition .............................. II-8-App-1
Attachment B to Chapter 8. Runway safety event causal factors ........................................................... II-8-Att B-1
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(viii) Procedures — Aerodromes
Chapter 9. Airside driver permit scheme and vehicle/equipment safety requirements ......................... II-9-1
Appendix 1 to Chapter 9. Framework for an airside vehicle driver training programme ................... II-9-App 1-1
Appendix 2 to Chapter 9. Airside roads and aprons — ADP ................................................................. II-9-App 2-1
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5/11/20
FOREWORD
1. HISTORICAL BACKGROUND
1.1 The first edition of the Procedures for Air Navigation Services — Aerodromes (PANS-Aerodromes) was
prepared by the PANS-Aerodromes Study Group (PASG) and contains material that provides for the suitable and
harmonized application of aerodrome Standards and Recommended Practices (SARPs) and operational procedures
found in Annex 14 — Aerodromes, Volume I — Aerodrome Design and Operations.
1.2 The Air Navigation Commission, during its final review of Amendment 10 to Annex 14, Volume I, in June
2008, expressed the view that Annex 14, Volume I, was primarily a design document, and the SARPs therein were
appropriate for designing new aerodromes. At existing aerodromes where full compliance with Standards cannot be
achieved, alternative measures may be required in order to accommodate a specific type of aeroplane. It was suggested
that a PANS-Aerodromes was needed which would include procedures on how to address such operational issues.
1.3 The Air Navigation Commission, during the seventh meeting of its 180th session on 26 February 2009, agreed
to develop PANS-Aerodromes to complement Annex 14, Volume I.
2.1 Annex 14 contains specifications applicable to aerodromes, as well as certain facilities and technical services
normally provided at them. To a great extent, the specifications for individual facilities have been interrelated by a
reference code system as described in Annex 14, Volume I, in accordance with the characteristics of the aeroplane for
which an aerodrome is intended. It is not intended that those specifications limit or regulate the operation of an aircraft.
Those matters related to the possible use of the aerodrome by more demanding aircraft and related applicable approvals
are left to appropriate authorities to evaluate and take into account for appropriate measures to be implemented as
necessary for each particular aerodrome in order to maintain an acceptable level of safety during operations.
2.2 The PANS-Aerodromes are complementary to the SARPs contained in Annex 14, Volume I.
2.3 The PANS-Aerodromes specify, in greater detail than the SARPs, operational procedures to be applied by
aerodrome operators to ensure aerodrome operational safety. PANS-Aerodromes specify procedures to be applied by
both aerodrome regulators and operators for initial aerodrome certification and continuing aerodrome safety oversight
as well as aerodrome compatibility studies, in particular, where full compliance with the SARPs in Annex 14, Volume I,
cannot be achieved.
2.4 The PANS-Aerodromes do not substitute nor circumvent the provisions contained in Annex 14, Volume I. It
is expected that infrastructure on an existing aerodrome or a new aerodrome will fully comply with the requirements in
Annex 14, Volume I. The contents of PANS-Aerodromes are designed to enable the use of the procedures and
methodologies described in the document to assess the operational issues faced by existing aerodromes in a changing
and challenging environment and to address those issues to ensure the continued safety of aerodrome operations.
2.5 The PANS-Aerodromes focus on the priority areas identified by the ICAO Universal Safety Oversight Audit
Programme in the domains of certification of aerodromes, safety assessment and operational procedures at existing
aerodromes (aerodrome compatibility). The PANS-Aerodromes also focus on aerodrome operational management and
include topics that are relevant to the provision of uniform and harmonized procedures in aerodrome operations. This
edition also deals with the operational requirements of fixed-wing aircraft and therefore the term “aeroplane” is
deliberately used throughout the document to indicate it does not include operational requirements for helicopters.
2.6 The procedures in this document are directed mainly towards aerodrome operators and consequently do not
include procedures for aerodrome control service provided by the air traffic service (ATS), which are already covered
in the Procedures for Air Navigation Services — Air Traffic Management (PANS-ATM, Doc 4444).
3. STATUS
3.1 The PANS do not have the same status as SARPs. While SARPs are adopted by the Council in pursuance of
Article 37 of the Convention on International Civil Aviation and are subject to the full procedure of Article 90, the
PANS are approved by the Council and recommended to Contracting States for worldwide application.
3.2 While the PANS may contain material that may eventually become SARPs when it has reached the maturity
and stability necessary for adoption as such, they may also comprise material prepared as an amplification of the basic
principles in the corresponding SARPs and designed particularly to assist the user in the application of those SARPs.
3.3 Appendices are comprised of material grouped separately for convenience but form part of the Procedures
approved by the Air Navigation Commission.
3.4 Attachments are comprised of material supplementary to the Procedures or included as a guide to their
application.
4. IMPLEMENTATION
The implementation of procedures is the responsibility of Member States; they are applicable to actual operations only
in so far as States have enforced them. However, with a view to facilitating their processing towards implementation by
States, they have been prepared in a language that will permit direct use by aerodrome and State personnel to certify,
oversee and manage the operational activities of aerodromes.
5. PUBLICATION OF DIFFERENCES
The PANS do not carry the status afforded to SARPs adopted by the Council as Annexes to the Convention and
therefore do not fall under the obligation imposed by Article 38 of the Convention to notify differences in the event of
non-implementation. However, attention of States is drawn to the provision in Annex 15 — Aeronautical Information
Services, related to the publication in their aeronautical information publication (AIP) of lists of significant differences
between their procedures and the related ICAO procedures.
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Foreword (xi)
6.2 Part I — Aerodrome certification, safety assessments and aerodrome compatibility describes procedures for
the certification of an aerodrome, how to conduct a safety assessment and methods required to assess the compatibility
of an aerodrome to accept a proposed change in operation. Part I provides the basic guidelines to States, and those
operators and organizations certificating and managing aerodromes.
6.3 Part II — Aerodrome operations management provides operational procedures for the operation and
management of aerodromes and related aerodrome activities. The requirements contained in this part may be applicable
to the aerodrome operator and/or other relevant entities operating on the aerodrome. The procedures described in this
part provide an overall framework to allow for a standardized approach to aerodrome operations.
6.4 Both parts present coverage of operational practices that are beyond the scope of Standards and
Recommended Practices (SARPs) but with respect to which a measure of international uniformity is desirable.
Part I, Chapter 1 contains a list of terms and their technical meanings as used in this document.
6.6.1 Part I, Chapter 2 outlines the general principles and procedures to be followed through all of the suggested
stages of certifying an aerodrome operator: the initial meeting between the State and the aerodrome operator, technical
inspections of the aerodrome, approval/acceptance of all or relevant portions of the aerodrome manual, on-site
verification of aerodrome operational aspects including the safety management system (SMS) of the operator, analysis
of the deviations from regulatory requirements and issuance of the verification report, assessment of the corrective
action plan, issuance of the certificate and continued safety oversight.
6.6.2 Appendix 1 to Part I, Chapter 2 contains a list of the main items to be inspected and/or audited in each of the
technical and operational areas including the SMS of the operator. Appendix 2 concerns critical data related to safety
occurrences. The attachments to Part I, Chapter 2 contain a list of possible subjects for an aerodrome manual, guidance
on initial certification process and a checklist that can be used by the State to assess the acceptance of an aerodrome
manual and initial certification of an aerodrome. It is appreciated that these will differ according to the legal basis of
the State, but some States might find these helpful.
Part I, Chapter 3 outlines the methodologies and procedures to be followed when undertaking a safety assessment. It
includes a brief description of how a safety assessment fulfils an element of the overall aerodrome operator’s SMS. An
aerodrome operator’s SMS should enable the aerodrome operator to manage the safety risks it is exposed to as a
consequence of the hazards it must face during the operations of the aerodrome.
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(xii) Procedures — Aerodromes
6.8.1 Part I, Chapter 4 outlines a methodology and procedure to assess the compatibility between aeroplane
operations and aerodrome infrastructure and operations when an aerodrome accommodates an aeroplane that exceeds
the certificated characteristics of the aerodrome.
6.8.2 This chapter addresses situations where compliance with the design provisions stipulated in Annex 14,
Volume I, is either impractical or physically impossible. Where alternative measures, operational procedures and
operating restrictions have been developed, these should be reviewed periodically to assess their continued validity.
6.8.3 The attachments to Part I, Chapter 4 contain selected aeroplane characteristics data. They are provided for
convenience to allow the aerodrome operator to easily compare the characteristics of various commonly operated
aeroplanes. However, the data will be subject to change, and accurate data should always be obtained from the aircraft
manufacturers’ documentation prior to any official assessment of compatibility.
6.9 Structure
6.9.1 The structure of each chapter within Part II is set up with three specific sections including a general part, the
objectives to be achieved, and the operating practices related to these objectives.
6.9.2 The “general” section of the chapter includes an introduction to each of the topics covered in the subsequent
chapter. It also provides an overview of the general principles in order to understand the procedures that follow.
6.9.3 The “objectives” section contains the basic principles that have been defined for the topic. These basic
principles have been formulated as required for global uniform application. The “objectives” cover the whole subject
matter and are not broken down into the individual subsections.
6.9.4 The “operational practices” section covers the specific operational practices and the ways in which they are
applied in order to achieve the basic principles defined in “objectives”.
6.10.1 This chapter outlines principles, obligations, and provisions pertaining to the training of aerodrome
personnel involved in aerodrome operations, including training programmes and competence checks.
6.10.2 The appendix and the attachment to Part II, Chapter 1 contain elaborated provisions on demonstrating
competence, as well as on the recommended structure and basic components of a training programme.
6.11.1 This chapter contains provisions for assessing and reporting the condition of a runway.
6.11.2 The attachment to Part II, Chapter 2 lists methods and techniques of assessing runway surface conditions
with different types of runway characteristics.
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Foreword (xiii)
6.12.1 This chapter contains provisions pertaining to inspections of the aerodrome movement areas (including
runways, taxiways, aprons, and their associated aeronautical lighting systems, markings and signs), required to ensure
the safe and efficient operation of aircraft.
6.12.2 The chapter outlines different types of inspections, their frequency, and relevant variables relating to the
mix of aircraft operations, pavement materials and environmental conditions.
6.12.3 The appendix to Part II, Chapter 3 elaborates on the type and content of the inspections of the movement
areas, and provides provisions on general procedures and documented reporting.
6.13.1 This chapter details required procedures pertaining to the planning, coordination and safe execution of
construction and other heavy works on the movement areas of aerodromes when aircraft operations continue in the
works area.
6.13.2 The chapter lists possible precautions and considerations to be taken in order to ensure the safety of
aerodrome operations, as well as the protection and safety of the worksite and workers.
6.13.3 The appendices and attachment to this chapter contain provisions on reduced runway length operations,
and examples of supporting documents and checklists.
6.14.1 This chapter contains procedures and processes pertaining to the control and management of foreign
object debris (FOD) at aerodromes, including the establishment of FOD control programmes to address the prevention,
detection, removal and evaluation of FOD, as well as related training and awareness activities.
6.14.2 The appendices to this chapter detail provisions on FOD-related training, FOD sources, methods and
techniques of FOD detection, and its removal, evaluation and reporting.
6.15.1 This chapter contains provisions relating to the reduction of the risk to aviation safety arising from
wildlife, through the proactive management and control of wildlife at aerodromes and their vicinities.
6.15.2 The chapter details provisions on the establishment of a wildlife hazard management programme
(WHMP) at aerodromes and WHMP components, including: expelling and deterring wildlife, reporting and recording
wildlife incidents, habitat and land use management, and personnel training.
6.16.1 This chapter contains provisions on apron safety, including the identification of apron hazards and
mitigation of risks, personnel awareness, the required coordination between the different parties involved in apron
activities, and their responsibilities.
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(xiv) Procedures — Aerodromes
6.16.2 The appendix and attachment to this chapter deal with airside vehicle rules and the dissemination of
information to apron users.
6.17.1 This chapter contains provisions pertaining to runway safety. The chapter deals with the prevention of
runway incursions, excursions and confusion through different strategies. These include effective identification of
hazards related to runway safety, risk mitigation, coordination and cooperation between different stakeholders,
establishment of runway safety action plans and runway safety teams (RSTs), and the collection, sharing and exchange
of safety information.
6.17.2 The appendix to Part II, Chapter 8 deals with RST composition and the terms of reference.
6.17.3 The attachments to Part II, Chapter 8 provide further detailed guidance on “hot spots”1, common causes of
runway safety events, and suspension or closure of runway operations.
6.18.1 This chapter contains provisions on the establishment and implementation of an airside driver permit
(ADP) scheme and safety requirements for vehicles and equipment operating at an aerodrome, with the objective of
minimizing the risk of accidents causing injury to persons and damage to aircraft and property, arising from the use of
vehicles in airside areas.
6.18.2 The appendices to Part II, Chapter 9 contain further detailed supporting provisions on the framework for
an airside vehicle driver training programme, radiotelephony and record keeping.
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Foreword (xv)
Approved
Amendment Source(s) Subject(s) Applicable
1st Edition PANS-Aerodromes Study Procedures for Air Navigation Services — Aerodromes 20 October 2014
(2015) Group (2009) (PANS-Aerodromes). 10 November 2016
1 Friction Task Force (FTF) of Amendment concerning the use of an enhanced global 20 April 2016
2nd Edition the Aerodrome Design and reporting format for assessing and reporting runway surface 10 November 2016;
(2016) Operations Panel (ADOP) condition. 5 November 2020
(formerly the Aerodromes
Panel (AP))
2 Second meeting of the Selection of engine for taxiway shoulder width; 28 June 2018
Aerodrome Design and consequential amendment to changes to the SNOWTAM 8 November 2018;
Operations Panel (ADOP/2); format as provided in the PANS-AIM (Doc 10066). 5 November 2020
Twelfth meeting of the
Aeronautical Information
Service (AIS) Aeronautical
Information Management
(AIM) Study Group
(AIS-AIMSG/12)
3 PANS-Aerodromes Study Amendment concerning eight new chapters regarding 14 May 2020
3rd Edition Group (PASG) in day-to-day aerodrome operational management on training; 5 November 2020;
(2020) coordination with the inspections of the movement area; work in progress (WIP); *28 November 2024
Secretariat and the foreign object debris (FOD) control; wildlife hazard
Aerodrome Design and management; apron safety; runway safety; and airside driver
Operations Panel (ADOP); permit scheme and vehicle/equipment safety requirements;
and the third meeting of the and a consequential amendment to the PANS-Aerodromes
Aerodrome Design and concerning aerodrome specifications.
Operations Panel (ADOP/3)
*Amendments related to pavement rating.
4 Eighth Meeting of the 220th Postponement of the applicability date of Amendment 1 19 June 2020
Session of the ICAO concerning the use of an enhanced global reporting format 4 November 2021
Council for assessing and reporting runway surface condition,
excluding the editorial amendments concerning the structure
of the document.
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No. 4
ACRONYMS AND ABBREVIATIONS
†
Applicable until 27 November 2024.
††
Applicable as of 28 November 2024.
RTF Radiotelephony
RVR Runway visual range
SARPs Standards and Recommended Practices
SMGCS Surface movement guidance and control system
SMS Safety management system
SSP State safety programme
VASIS Visual approach slope indicator system
VDGS Visual docking guidance system
VFR Visual flight rules
WGS-84 World Geodetic System — 1984
WHMP Wildlife hazard management programme
WIP Work in progress
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5/11/20
PART I — AERODROME CERTIFICATION, SAFETY ASSESSMENTS
AND AERODROME COMPATIBILITY
Chapter 1
DEFINITIONS
When the following terms are used in this document, they have the following meanings:
Advanced surface movement guidance and control system (A-SMGCS). A system providing routing, guidance and
surveillance for the control of aircraft and vehicles in order to maintain the declared surface movement rate under
all weather conditions within the aerodrome visibility operational level (AVOL) while maintaining the required
level of safety (Doc 9830 — Advanced Surface Movement Guidance and Control Systems (A-SMGCS) Manual).
Applicable regulation. Regulations applicable to the aerodrome and to the aerodrome operator that are transposed from
international specifications and other relevant regulations.
Compatibility study. A study undertaken by the aerodrome operator to address the impact of introducing an aeroplane
type/model new to the aerodrome. A compatibility study may include one or several safety assessments.
Critical aeroplane. The type of aeroplane which is the most demanding for the relevant elements of the physical
infrastructure and the facilities for which the aerodrome is intended.
Mobile object. A movable device moving under the control of an operator, driver or pilot.
Obstacle. All fixed (whether temporary or permanent) and mobile objects, or parts thereof, that:
c) stand outside those defined surfaces and that have been assessed as being a hazard to air navigation (Annex 14
— Aerodromes, Volume I — Aerodrome Design and Operations).
Promulgation. The act of formally notifying official information to the aviation community.
Runway incursion. Any occurrence at an aerodrome involving the incorrect presence of an aircraft, vehicle or person
on the protected area of a surface designated for the landing and take-off of aircraft (Doc 9870 — Manual on the
Prevention of Runway Incursions).
Runway/taxiway excursion. Any occurrence at any aerodrome involving the departure, wholly or partly, of an aircraft
from the runway/taxiway in use during take-off, a landing run, taxiing or manoeuvring.
Safety assessment. An element of the risk management process of an SMS that is used to assess safety concerns arising
from, inter alia, deviations from standards and applicable regulations, identified changes at an aerodrome or when
any other safety concerns arise.
Safety management system (SMS). A systematic approach to managing safety, including the necessary organizational
structures, accountabilities, policies and procedures (Annex 19 — Safety Management).
Safety manager. The responsible individual and focal point for the implementation and maintenance of an effective
SMS. The safety manager directly reports to the accountable executive.
State safety programme (SSP). An integrated set of regulations and activities aimed at improving safety (Annex 19 —
Safety Management).
Technical inspection. Visual and/or instrumental verification of compliance with technical specifications related to
aerodrome infrastructure and operations.
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Chapter 2
CERTIFICATION OF AERODROMES
2.1 GENERAL
2.1.1 Introduction
This chapter contains provisions with regard to the initial certification process and to continued oversight. General
principles and procedures to be followed have been developed to assist States and aerodrome operators to meet their
safety obligations.
2.1.2.1 The scope of certification covers all relevant specifications established through the regulatory framework
applicable to the aerodrome.
Note.— The relevant specifications stem from Annex 14, Volume I, Standards and Recommended Practices (SARPs),
as well as other relevant additional requirements.
a) compliance of the aerodrome infrastructure with the applicable regulations for the operations the aerodrome is
intended to serve;
b) the operational procedures and their day-to-day application, when applicable, concerning:
14) obstacles;
17) compliance of the safety management system (SMS) with applicable regulations.
Note 1.— Provisions on reporting aerodrome information in 2.1.2.2 b) 1) can be found in Annex 15 and the Manual
on Certification of Aerodromes (Doc 9774).
Note 2.— Provisions related to the above operational procedures will be developed in subsequent editions of
PANS-Aerodromes.
2.1.2.3 The aerodrome manual describes all the information, for each certified aerodrome, pertaining to the above
scope of certification concerning the aerodrome site, facilities, services, equipment, operating procedures, organization
and management, including its SMS.
Note.— The complexity and size of the aerodrome may necessitate the SMS to be included in a separate manual.
Once the State has completed a thorough review of the compliance of an aerodrome with the applicable certification
requirements, leading to the granting of the certificate to the aerodrome operator, continued oversight should be
established by the State in order to ensure that compliance with regard to certification conditions and ongoing
additional requirements is maintained.
Depending on the requirements of the State, the aerodrome operator may not be responsible for some of the subjects
detailed in the above scope of certification. In this case, the aerodrome manual should clearly define, for each of these
items, which coordination and procedures have been put into place in the case of multiple responsible stakeholders.
Note.— Where the aerodrome operator implements specific procedures related to other Annexes, these may be
described in the aerodrome manual.
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Part I — Chapter 2. Certification of aerodromes I-2-3
2.2.1.1 Introduction
An application for an aerodrome certificate shall be accompanied by an aerodrome manual produced in accordance
with the applicable regulation. Once granted a certificate, the aerodrome operator is required to maintain the aerodrome
manual in conformity with the applicable regulation and enable all aerodrome operating staff to have access to the
relevant parts of the manual.
Note 1.— The term “operating staff” refers to those persons, whether or not they are employed by the aerodrome
operator, whose duties are concerned either with ensuring safety of aerodrome operations or require them to have
access to the aerodrome movement areas and all other areas within the aerodrome perimeter.
Note 2.— When considered suitable for security or management reasons, the aerodrome operator may restrict the
access of some operating staff to parts of the aerodrome manual, if they are suitably briefed by other means to perform
their duties adequately and this would not impair the safety of aerodrome operations.
2.2.1.2.1 The aim and objectives of the aerodrome manual and how it is to be used by operating staff and other
stakeholders should be stated in the manual.
2.2.1.2.2 The aerodrome manual contains all the relevant information to describe the management and operational
structure. It is the means by which all aerodrome operating staff are fully informed as to their duties and responsibilities
with regard to safety, including information and instructions related to those matters specified in the applicable
regulation. It describes the aerodrome services and facilities, all operating procedures, and any restrictions in place.
2.2.1.3.1 The aerodrome operator is responsible for developing and maintaining the aerodrome manual, as well as
providing appropriate personnel access to it.
2.2.1.3.2 It is the responsibility of the aerodrome operator to be satisfied with the appropriateness of each
provision of the aerodrome manual to a particular operation and to make amendments and additions as necessary.
2.2.1.4.1 As part of the certification process, the aerodrome operator shall submit, for approval/acceptance by the
State, an aerodrome manual containing, inter alia, information on how operational procedures and their safe
management will be delivered.
2.2.1.4.2 The aerodrome manual accurately reflects the aerodrome’s SMS and shows, in particular, how the
aerodrome intends to measure its performance against safety targets and objectives.
2.2.1.4.3 All aerodrome safety policies, operational procedures and instructions are contained in detail or cross-
referenced to other formally accepted or recognized publications.
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I-2-4 Procedures — Aerodromes
Note.— At larger aerodromes, the size and complexity of operations and related procedures may imply that these
procedures cannot be included in a single document. For example, the aerodrome operator may develop and maintain
an SMS manual to communicate its approach to the management of safety throughout the aerodrome. In such
circumstances it is acceptable to identify within the aerodrome manual references to such provisions. It is essential that
any referenced information, documentation and procedures be subjected to exactly the same systems of consultation
and promulgation as the aerodrome manual. A computerized database containing the referenced procedures and
information could be suitable for that purpose. For many smaller aerodromes the aerodrome manual can be both
simple and brief as long as it covers procedures essential for safe day-to-day operations.
2.2.2.1 The aerodrome manual shall contain, as a minimum, the following sections, including some of their
requirements:
a) a table of contents;
b) a list of the corrigenda/amendments: this section should log the updates and/or corrections made to the
aerodrome manual;
c) a distribution list;
d) aerodrome administrative data: an organizational chart should be provided, as well as the aerodrome operator’s
safety responsibilities;
e) a description of the aerodrome: this includes maps and charts. The physical characteristics of the aerodrome
should be documented, as well as the information regarding the RFF level, ground aids, primary and secondary
electrical power systems and main obstacles. Sufficiently detailed charts of the aerodrome should also be
included (showing the aerodrome’s boundaries and different areas (manoeuvring area, apron, etc.). All
deviations from the regulatory provisions authorized by the State should be listed together with their validity
and references to the related documents (including any safety assessments);
2) the category of runway(s) provided (non-instrument, instrument including non-precision and precision);
4) the nature of aviation activities (commercial, passenger, air transport, cargo, aerial work, general aviation);
5) the type of traffic permitted to use the aerodrome (international/national, IFR/VFR, scheduled/non-
scheduled); and
g) a description of each of the aerodrome operator’s procedures related to the safety of aeronautical operations at
the aerodrome. For each procedure:
2) the tasks that are to be achieved by the aerodrome operator or its subcontractors are listed; and
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Part I — Chapter 2. Certification of aerodromes I-2-5
3) the means and procedures required to complete these tasks are described or appended, together with the
necessary details such as the frequency of application and operating modes; and
1) the SMS section of the manual is developed, and the related procedures and documents are enclosed, as well
as the safety policy of the aerodrome operator signed by the accountable executive;
2) the aerodrome SMS should be commensurate with the size of the aerodrome and with the level and
complexity of the services provided.
Note.— A list of other possible topics for inclusion in the manual is given in Attachment A to this chapter.
2.2.2.2 Responsibilities attributed to other aerodrome stakeholders should be clearly identified and listed.
2.2.3.1 Responsibility for maintaining the accuracy of the aerodrome manual is clearly defined in the manual.
2.2.3.2 The manual is updated using a defined process and includes a record of all amendments, effective dates
and amendment approvals.
2.2.3.3 The method of enabling all aerodrome operating staff to have access to the relevant parts of the manual is
defined and can be demonstrated.
Note.— A method of tracking amendments and ensuring their receipt should be established when using an
electronic means of distribution.
2.2.3.4 Any amendments or additions should be communicated to the State in accordance with the continued
oversight requirements established by the State.
2.3.1.1 When an aerodrome operator applies for initial certification, the State shall assess the compliance of that
aerodrome with the applicable certification requirements described in 2.1.2. If the aerodrome is found to be compliant,
a certificate is issued.
a) technical inspections of the infrastructure of the aerodrome and its equipment, as related to the requirements
associated with the intended operations;
b) review of the aerodrome manual and supporting documentation and acceptance of its relevant safety parts; and
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I-2-6 Procedures — Aerodromes
c) on-site verification of the aerodrome operator’s procedures, its organization and its SMS based upon the
contents of the aerodrome manual.
Note 1.— Guidance on the initial certification process, including timelines, is shown at Attachment B to this
chapter.
Note 2.— Technical inspections are planned and conducted so that their results can be used for on-site verifications.
Scope and methodologies for technical inspections and on-site verifications are detailed in Appendix 1 to this chapter.
a) an inspection of the infrastructure, obstacle limitation surfaces (OLS), visual and non-visual aids and aerodrome
equipment for the use of aeroplanes;
Note 1.— Several options to carry out these inspections are presented below.
Note 2.— The methodology for technical inspections is proposed in Appendix 1 to this chapter.
2.3.2.2 At aerodromes where an SMS is not fully operational, full inspections should be conducted by the State.
2.3.2.3 Those inspections should be conducted using checklists developed by the State (see Appendix 1 for
critical areas to be inspected).
2.3.2.4 If technical inspections have previously been conducted, and depending on the changes that occurred at
the aerodrome since the last inspection, the State can undertake a follow-up inspection instead of a full inspection,
which should consist of:
a) assessing that the conditions prevailing at the aerodrome that led to the conclusions of the previous technical
inspections are still valid;
2.3.2.5 A report of the follow-up inspection should be produced, including any deviations or observations made
during the follow-up inspection. Any immediate and corrective action can be taken, if needed, during follow-up
inspections.
2.3.2.6 At aerodromes where an SMS has been fully implemented, the aerodrome operator should ensure that the
requirements in the checklists provided by the State have been complied with.
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Note.— According to the answers to the checklist, the aerodrome operator may need to undertake safety
assessments and provide them, together with the completed checklists, to the State for acceptance.
2.3.2.7 The State should then analyse the documents completed by the applicant and conduct sample on-site
checks according to this analysis.
Note.— The methodology that should be used for conducting on-site checks should be the same as the one used for
other on-site inspections as described in Appendix 1.
2.3.3.1 Prior to on-site verification of the aerodrome (including procedures and SMS), the aerodrome manual is
reviewed by the State.
Note 1.— As compliance of all safety-relevant procedures of the aerodrome operator is assessed during the on-site
verification, acceptance at that stage consists of checking that all the information that should be contained in the
aerodrome manual is provided.
Note 2.— The information required in the aerodrome manual is given in 2.2.
Note 3.— The checklist given in Attachment C to this chapter also shows the information required in the aerodrome
manual and has been organized to follow the list of topics given in Attachment A to this chapter.
2.3.3.2 Prior to the approval/acceptance of the aerodrome manual, the State should verify that:
b) the aerodrome manual submitted by the aerodrome operator contains all the required information; and
c) all the procedures related to aerodrome certification that will be assessed by the on-site verification team are
provided in the aerodrome manual.
2.3.3.3 The State formally informs the aerodrome operator when the aerodrome manual is accepted.
2.3.3.4 The aerodrome operator should inform the State of any changes to the approved/accepted aerodrome
manual between the time of the application for a certificate and the end of the on-site verification.
2.3.4.1 The scope of the on-site verification covers the subjects included in the aerodrome manual.
2.3.4.2 The on-site verification confirms that the aerodrome operations are carried out effectively in accordance
with the applicable regulation and procedures described in the manual.
2.3.4.3 The on-site verification of the SMS is normally included at this stage of initial certification, but depending
on the implementation status of the SMS at the aerodrome, a specific verification of the SMS can be conducted
separately.
Note.— Because the aerodrome operator’s SMS may not yet be fully operational, its effectiveness will be assessed
during continued oversight and will constitute an important factor in deciding the continued oversight that will be
carried out.
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2.3.4.4 On-site verification of the SMS focuses explicitly on the components required for granting the certificate
and, when applicable, covers all other requirements for an SMS.
Note 1.— The minimal SMS components that are to be in operation before the certificate can be granted are
described in Appendix 1.
Note 2.— SMS requirements also apply to the aerodrome operator’s subcontractors in the domains within the
scope of certification.
2.3.4.5 When technical inspections have been previously conducted by the State, the on-site verification takes into
account the results of the previous technical inspections and the associated corrective actions, if relevant.
2.3.4.6 If the on-site verification team notices any deviations from the technical inspection reports, they are
included in the team’s report.
2.3.4.7 If the aerodrome operator is not directly responsible for some of the activities within the scope of
certification, the on-site verification ensures that there is appropriate coordination between the aerodrome operator and
the other stakeholders.
Note 1.— The methodology used to conduct on-site verifications is available in Appendix 1.
Note 2.— Because the scope of certification is broad, a sampling method for verifying particular subjects may be
used rather than the whole scope.
2.3.4.8 At the end of an on-site verification, a preliminary list of findings is given to the aerodrome operator.
2.3.4.9 An on-site verification report is also sent to the aerodrome operator after the classification of findings by
the State.
2.3.5 Analysis of the findings and monitoring of the related corrective action plans
2.3.5.1 In case of findings, the State should require the operator to develop a corrective action plan proposing
ways to eliminate or mitigate the findings, with deadlines for each subsequent action.
2.3.5.2 The State may impose immediate appropriate measures on the aerodrome operator, if necessary, until
actions have been taken to remove or mitigate the findings.
2.3.6.1 When no findings are reported or once the corrective action plans are accepted, and mitigation measures
are agreed upon, the State grants the aerodrome certificate to the applicant. An appendix may be attached to the
certificate describing the essential conditions prevailing at the aerodrome, which may include:
c) the operational conditions for the accommodation of critical aeroplanes for which the facility is provided;
d) RFF category;
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f) the authorized deviations related to aerodrome compatibility described in Chapter 4, their inherent operational
conditions/restrictions and validity.
Note.— In determining the duration of validity of the certificate, account may be taken of the number of technical
staff required for the inspection activities, the complexity of the inspection activities to be performed including the
number of aerodromes to be inspected and the maturity of the aerodrome operator’s safety management system.
2.3.6.2 The State may accept a deviation on the basis of a safety assessment if permitted by the State’s regulatory
framework.
Note 2.— Accepted deviations are listed in the aerodrome manual (see 2.2.2.1 e)).
2.3.6.3 As long as the granting conditions are maintained, the validity of the certificate is either limited in time or
unlimited.
Note.— Unavailability or downgrading of an infrastructure, facility or service, of a temporary nature, may not
necessarily invalidate the certificate of an aerodrome.
2.3.6.4 During the period of validity of the certificate, the State monitors the timely implementation of the
corrective action plans within the continued oversight developed in 2.5.
2.3.7.1 The State shall promulgate the status of certification of aerodromes in the aeronautical information
publication, including:
c) remarks, if any.
2.3.7.2 Where safety concerns have been observed on the aerodrome, special conditions or operational restrictions
may be attached to the certificate and published in the aeronautical information publication (AIP) or by NOTAM until
completion of the corrective action plan. In this case, validity may be shortened to be consistent with the duration and
content of the corrective action plan. Other possible measures that may be taken by the State include suspension and
revocation of the certificate.
2.4.1 Introduction
This section specifies the role of the State in the coordination process and the interaction between the aerodrome
operator and other stakeholders which is necessary for the safety of operations at the aerodrome.
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2.4.2.1 The State verifies that coordination exists between the aerodrome operator, aeroplane operators, air
navigation service providers and all other relevant stakeholders to ensure the safety of operations.
2.4.2.2 The aerodrome operator should ensure that all users of the aerodrome, including ground-handling agencies
and other organizations that perform activities independently at the aerodrome in relation to flight or aircraft handling,
comply with the safety requirements of the aerodrome operator. The aerodrome operator monitors such compliance.
2.4.3.1 Aerodrome operators are required to report safety occurrences at their aerodromes to their State in
accordance with the applicable regulation.
2.4.3.2 Aerodrome operators shall report accidents and serious incidents, including:
a) runway excursions;
b) undershoots;
c) runway incursions;
2.4.3.3 In addition to accidents and serious incidents, aerodrome operators should report safety occurrences of the
following types:
d) ground collisions.
Note.— Appendix 2 details the list of safety occurrences types and related critical data which should be reported at
an aerodrome. The related tasks for reporting these occurrences and to feed the data when required are shared and
coordinated between the various aerodrome stakeholders.
2.4.3.4 Aerodrome operators should ensure that analysis of safety occurrences at the aerodrome is performed by
competent personnel who have been trained to perform these tasks.
2.4.3.5 Aerodrome operators should coordinate with all users of the aerodrome, including aircraft operators,
ground-handling agencies, air navigation service providers and other stakeholders to improve the completeness and
accuracy of the collection of safety occurrences and their related critical data.
2.4.3.6 The State should review and analyse the information provided by the operator in the occurrences reports
to ensure that:
a) all occurrences in 2.4.3.2 and 2.4.3.3 are adequately analysed by the aerodrome operator;
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b) significant trends are identified (either on a specific aerodrome or at a national level). Further in-depth analysis
on the subject should be carried out if required so that the appropriate actions can be taken; and
2.4.3.7 The output of these analyses can be used as input for the planning of continued oversight.
Note.— Variations in the frequency of occurrences reports on a specific aerodrome, other than those occurring as
a result of seasonal variations in the types and/or levels of operations, could be considered to be an indicator of a
potential problem in the reporting culture on the aerodrome or a specific danger that should have been studied by the
aerodrome operator. The continued oversight of the reporting processes or subjects with a high frequency of
occurrence should be reinforced.
2.4.4.1 As part of their SMS, aerodrome operators should have in place procedures to identify changes and to
examine the impact of those changes on aerodrome operations.
Note 1.— Changes on an aerodrome can include changes to procedures, equipment, infrastructures and special
operations.
Note 2.— Further guidance on the management of change can be found in Doc 9859 — Safety Management
Manual (SMM).
2.4.4.2 A safety assessment will be carried out to identify hazards and propose mitigation actions for all changes
that are found to have an impact on the aerodrome operations.
Note 1.— Depending on the scope of the envisaged change as well as the level of the impact on operations, the
methodology and level of detail required to carry out the required safety assessment may vary.
Note 2.— The types of changes that have to be assessed are described in 2.4.4.3, and the key principles on safety
assessments are available in Chapter 3 — Safety Assessments for Aerodromes.
2.4.4.3.1 Routine tasks. Changes related to routine tasks do not have to be assessed using the safety assessment
methodology developed in Chapter 3 because these tasks are established and managed through specific procedures,
training, feedback and reviews.
Note.— Routine tasks can be described as the actions related to an activity or service that are detailed in formal
procedures, which are subject to periodic review, and for which the personnel in charge are adequately trained. These
tasks may include movement area inspections, grass cutting on runway strips, sweeping of apron areas, regular and
minor maintenance of runways, taxiways, visual aids, radio navigation and electrical systems.
2.4.4.3.1.1 The actions resulting from the regular assessment, feedback and review process related to these tasks
should ensure that any changes related to them are managed, thus ensuring the safety of the specific task. However, a
change related to a routine task for which feedback is not yet sufficient cannot be considered as sufficiently mature.
Therefore, a safety assessment using the methodology developed in Chapter 3 should be carried out.
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2.4.4.3.2 Specific changes. Impact on the safety of aerodrome operations may result from:
b) changes in the characteristics of the facilities and systems located in the movement area;
c) changes in runway operations (e.g. type of approach, runway infrastructure, holding positions);
Note.— When the change involves an aeroplane type/model new to the aerodrome, a compatibility study, as
specified in Chapter 4, is conducted.
2.4.4.3.2.1 For any change in aerodrome operations as defined above, a safety assessment should be conducted.
2.4.5.1 Obstacle control raises an issue for each State in regard to the responsibilities of each potential party
involved. The responsibilities of those parties have to be clearly defined as follows:
b) who is responsible for the surveillance of the emergence of new obstacles; and
c) when obstacles are identified, who is responsible for taking action (i.e. removal, marking, lighting,
displacement, instrument procedures) and enforcing that action.
2.4.5.2 Once the responsibilities have been defined, appropriate authority should be given to the entity responsible
for the enforcement action required.
Note.— Guidance on the control of obstacles, roles and responsibilities of stakeholders and the practices of certain
States can be found in Doc 9137 — Airport Services Manual, Part 6 — Control of Obstacles.
Compliance of third parties with the safety provisions established by the aerodrome operator as specified in 2.4.2.2
should be monitored using the appropriate means.
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2.5.1 General
2.5.1.1 The scope of initial certification is described in 2.3. This section describes the procedures for continued
aerodrome safety oversight. Continued oversight actions may not need to be as exhaustive but should be based on
principles ensuring that compliance is maintained throughout the planning of adequate oversight actions.
2.5.1.2 Specific and targeted actions, in addition to the planned activities, may be carried out by the State, for
example, in relation to changes, analysis of occurrences, safety of aerodrome works, monitoring of corrective action
plans, or those related to the State safety plan. States may also have to address other issues regarding aerodrome safety
depending on the aerodrome organization, such as obstacle control or oversight of ground handlers.
Note.— In order to have a complete perspective on aerodrome compliance, the results of those technical
inspections undertaken during initial certification should be available for the team verifying the aerodrome operational
procedures on site.
2.5.2.1 The State should plan continued oversight actions in such a way as to ensure that each subject covered by
the scope of certification is subject to oversight (see 2.1.2).
Note.— The planning of continued oversight actions by the State may take into account the aerodrome safety
performance and risk exposure (see 2.5.4).
2.5.2.2 The development and operation of an aerodrome’s SMS should ensure that the aerodrome operator takes
appropriate actions regarding the safety on the aerodrome.
Note.— When an aerodrome has a fully developed and operational SMS, the continued oversight of the aerodrome
does not have to be as exhaustive as for one with a developing SMS. Oversight activities in this case should focus on
the SMS itself in order to ensure that the aerodrome SMS is operating continuously and adequately.
2.5.2.3 Sample checks of the aerodrome’s compliance with certification requirements and specifications should
be carried out in order to ensure the SMS has identified all deviations, if any, and adequately managed them. This also
provides an indication on the level of maturity of the SMS. Consequently, a periodic audit cycle should be developed
which consists of:
2.5.2.4 If the SMS of the aerodrome operator is not fully implemented, specific oversight actions should target the
SMS to ensure it is developing adequately and at a normal pace. In this case, the SMS should be audited as appropriate
until it is considered to be sufficiently mature.
Note.— The maturity of the SMS is determined by the results of the oversight actions, according to the criteria
developed in Appendix 1.
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2.5.3.1 After initial certification has taken place, continued oversight actions of a subject may not require
complete audit of all subject items and may instead be on the basis of sample assessment of selected items based on
risk profile.
Note.— An aerodrome can be assessed through an analysis of the safety occurrences at the aerodrome, including
any significant development, change or other known information that may highlight subjects of concern.
b) an on-site verification.
2.5.3.3 The same checklists as those used for initial certification of the subject items should be used, but if a
sampling item selection is made, only the selected checklist items should be audited.
2.5.4.1 The number of audits of the SMS during the period should be determined taking into account the
following criteria:
a) the regulator’s confidence in the operator’s SMS. This confidence is evaluated using the results of the SMS
audits or other oversight actions. For example, feedback on the operator’s occurrence reporting and
management system might indicate that the analyses of the safety occurrences are not carried out as adequately
as desired, or that a significant number of incidents have arisen on the aerodrome; and
b) other factors contributing to the level of risk at the aerodrome, for example, the complexity of the aerodrome,
the aerodrome's infrastructure or organization, the density of traffic, type of operations and other specific
conditions.
Note.— The content of an SMS audit may be developed using the criteria in Appendix 1.
2.5.4.2 For aerodromes with a fully implemented SMS, in addition to the audit of the SMS, some sample subjects
should be checked to ensure that the SMS has identified all safety-critical issues. This also helps to ensure that the SMS
is operating adequately. The selection of these subjects should be determined taking into account:
b) known information related to safety at the aerodrome that may highlight subjects of concern;
f) the subjects previously selected in order to cover all within a certain number of oversight cycles.
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2.5.5.1 Following the above principles, an oversight plan should be determined by the State, for each certified
aerodrome and communicated to the aerodrome operator. This plan should ensure that:
1) each subject within the scope of certification appears at least once and is subject to specified oversight
actions; and
Note 1.— The development of an SMS may be phased. During a phased implementation, only the elements
under development within a specific phase will be assessed and reviewed.
Note 2.— It may be appropriate to audit an immature SMS at least once a year.
2.5.5.2 The plan and programme should be updated annually to show the oversight actions that have actually been
carried out, including observations on certain actions that have not been undertaken as planned.
2.5.6.1 Planning of the aerodrome audit is intended to assist the regulator and aerodrome in planning resources
and manpower and in ensuring a consistent and adequate level of oversight. However, it does not prevent the State
from carrying out unannounced inspections, if deemed necessary.
2.5.6.2 These inspections follow the same methodology as the scheduled audit or technical inspection as
appropriate and may be carried out using the same checklists or could be aimed at a specific subject of concern.
2.5.7.1 Corrective actions plans resulting either from initial certification or from continued oversight audits or
technical inspections should be monitored by the State until all items are closed to ensure that mitigating actions are
carried out to the standard and timescale agreed.
2.5.7.2 The State should regularly review the status of each pending action.
2.5.7.3 When a deadline has been reached, the State should verify that the related corrective actions have been
adequately implemented.
2.5.7.4 Where a corrective action plan does not result in appropriate action being taken within acceptable
timelines, increased oversight can be taken by the State.
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2.5.8.1 When an aerodrome’s corrective action plan does not ensure that appropriate corrective action has been
taken within acceptable timelines, and after coordination between the State and the operator, the State may decide that
increased oversight of this operator is necessary. The scope of increased oversight may cover specific subjects or be
all-encompassing.
a) that it is being placed under increased oversight and outline the subjects concerned and from which date;
b) the reasons for the increased oversight and what it consists of; and
2.5.8.3 When an aerodrome is placed under increased oversight, the State should:
b) follow very carefully the implementation of the corrective actions plan; and
2.5.8.4 The oversight actions carried out under increased oversight are the same as those carried out normally, but
are more exhaustive and address all the subjects concerned.
2.5.8.5 When increased oversight is concluded on an aerodrome for a specific subject, the State should advise the
aerodrome operator in writing, stating the end of the procedure and the reason.
2.5.8.6 The aerodrome certificate can be amended, suspended or revoked according to the outcome of the
increased oversight.
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Appendix 1 to Chapter 2
1. INTRODUCTION
1.1 The aim of this section is to list the main items to be reviewed during the initial certification.
1.2 The following list may be expanded in accordance with applicable certification requirements.
1.3 By following these lists, States should base their checks on the same items while adapting their checklists to
the applicable regulation, thus harmonizing their inspections.
1.4 The oversight audit checklist can be based on the same lists.
2. TECHNICAL INSPECTIONS
a) Obstacle restrictions:
1) OLS:
iii) any obstacles that do penetrate the OLS are appropriately marked and lit. Operational restrictions may
apply as appropriate;
ii) no object penetrates the OFZ unless essential for the safety of air navigation and is frangible;
3) objects on the areas near the runway or the taxiways (runway strips, clearway, stop way, runway end safety
area, taxiway strips, radio altimeter operating area, pre-threshold area) comply with the requirements;
b) Physical characteristics:
1) in order to facilitate the verification of compliance of the physical characteristics of the aerodrome, States
may use the reference code method developed in Annex 14, Volume I. The reference code provides a simple
method for interrelating the numerous specifications concerning the characteristics of aerodromes so as to
provide a series of aerodrome facilities that are suitable for the aeroplanes that are intended to operate at the
aerodrome;
2) the aerodrome operator may indicate in its aerodrome manual the reference code chosen for each element of
the movement area so that the State can check compliance of the runways and taxiways and their associated
characteristics against the requirements of the reference code as well as other specifications (bearing
strength, surface characteristics, slopes);
3) runways:
— are compliant with the applicable regulation and the reference code;
ii) the published declared distances are in accordance with the situation on site;
iii) the areas near the runway (runway shoulders, runway strips, clearway, stopway, runway end safety area,
radio altimeter operating area, pre-threshold area) are compliant with the applicable regulation and the
reference code in terms of width, length, type of surface, resistance, slopes, grading and objects on them;
iv) the relevant separation distances are compliant with the applicable regulation and the reference code;
4) taxiways:
i) the physical characteristics (width, curve radius, extra taxiway width, longitudinal and transverse slopes,
radius of turn-off curve for rapid exit taxiways, surface type, bearing strength) are compliant with the
published reference code for each taxiway;
ii) the taxiway shoulders and strips are compliant with their reference code in terms of width, type of
surface, slopes and objects on them;
iii) the taxiways on bridges are compliant with their reference code in terms of width;
iv) the relevant separation distances are compliant with applicable regulations and the reference code;
5) service roads:
i) road-holding positions are established at the intersection of a road and a runway at a distance compliant
with the reference code;
i) the holding bays, runway-holding positions and intermediate holding positions are located in accordance
with the applicable reference code;
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c) Electrical systems:
4) the air traffic service (ATS) has feedback on the status of ground aids when required;
d) Visual aids:
1) markings:
— the runway markings (runway designation marking, threshold marking, runway centre line marking,
runway side stripe marking, aiming point marking, touchdown zone marking, runway turn pad
marking);
— the taxiway markings (taxiway centre line and enhanced taxiway centre line marking, taxiway side
stripe marking, runway-holding position marking, intermediate holding position marking);
— the information markings (that do not have to be displayed but are to be compliant when displayed);
2) signs:
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I-2-App 1-4 Procedures — Aerodromes
— mandatory instruction signs (runway designation signs, runway-holding position signs, Category I, II
and III holding position signs, no entry signs);
— information signs (direction signs, location signs, runway vacated signs, runway exit signs,
intersection take-off signs, destination signs, road-holding position signs, VOR checkpoint signs,
aerodrome identification sign);
3) lights:
i) there should not be any non-aeronautical lights that might endanger the safety of an aeroplane;
— the runway lights (runway centre line lights, runway edge lights, runway threshold identification
lights, runway end lights, runway threshold and wing bar lights, runway touchdown zone lights,
stopway lights, runway turn pad lights);
— the taxiway lights (taxiway centre line lights, taxiway edge lights, stop bars, no-entry bars,
intermediate holding position lights, rapid exit taxiway indicator lights);
— unserviceability lights;
— aeronautical beacons;
— obstacle lights;
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4) markers:
— are frangible;
— the taxiway markers (taxiway edge markers, taxiway centre line markers);
— unserviceability markers;
5) indicators:
a) Level of protection:
2) the aerodrome operator has a procedure to regularly reassess the traffic and update the level of protection
including unavailability;
3) the aerodrome operator has made arrangements with the aeronautical information services, including ATS,
to provide up-to-date information in case of any change in the level of protection;
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b) RFF personnel:
1) the number of RFF personnel is consistent with the level of protection appropriate to the aerodrome RFF
category;
Note.— Guidance on the use of a task resource analysis in determining the minimum number of RFF personnel
required can be found in the Airport Services Manual (Doc 9137), Part 1 — Rescue and Fire Fighting.
3) the training facilities, which may include simulation equipment for training on aeroplane fires, are available;
c) Response:
1) the RFF service is provided with an up-to-date map of its response area, including the access roads;
2) the response time complies with the applicable regulation and is regularly tested. This check should be
formalized in the RFF procedures;
3) the RFF service has procedures that describe this response and ensure that in case of an incident/accident a
report is written and filed;
4) a communication and alerting system is provided between the fire station, the control tower and the RFF
vehicles;
d) Rescue equipment:
2) the RFF service has a procedure describing the maintenance of the RFF vehicles and ensuring that this
maintenance is formally monitored;
3) the types and quantities of the extinguishing agents, including the reserve supply, are consistent with the
applicable regulation;
4) the protective clothing and respiratory equipment provided are consistent in quality and quantity in
accordance with the applicable regulation, and the respiratory equipment is properly checked and their
quantities formally monitored;
5) specific rescue equipment is provided in adequate number and type when the area to be covered by the RFF
service includes water;
6) any other equipment required by the applicable regulation is provided in sufficient number.
The following checks on wildlife hazard management can either be a technical inspection or included in the audit of the
aerodrome operator’s procedures:
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c) The aerodrome operator has a procedure describing the actions taken for discouraging the presence of wildlife,
including:
2) how and when these actions are carried out, including reporting and filing of these actions;
4) analyses of the aerodrome vicinity and the preventive actions to be taken subsequently to discourage
wildlife;
5) monitoring of these actions, including, where applicable, the conduct of appropriate wildlife assessments;
On-site verification of the aerodrome operator’s procedures should include the following:
1) completeness, correctness and integrity of the data reported in accordance with the AIP including:
i) data collection, including the status of the movement area and its facilities;
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1) an up-to-date plan clearly showing all the access points to the movement area;
Note.— Procedures for access to the manoeuvring areas are often markedly different from those for the apron
areas.
4) the aerodrome operator regularly verifies the information in the emergency plan, including keeping an
up-to-date list of the persons and contact details in the emergency plan;
6) a procedure describing the involvement of, and coordination with, other agencies during emergencies;
7) the required minimum emergency equipment is available, including an adequately equipped emergency
operation centre and mobile command post;
d) RFF:
1) a technical inspection of the various elements of the RFF services in 2.2 b) is held prior to the audit;
2) the checks that are to be done during the aerodrome operator’s on-site verification consist only of verifying
the timely implementation of the corrective action plan subsequent to the technical inspection;
3) if on-site verification reveals new deviations, they should be included in the on-site verification report;
1) a procedure to ensure there is coordination with ATS for the inspection of the movement area;
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3) assess, measure and report runway surface characteristics when the runway is wet or contaminated and their
subsequent promulgation to ATS;
1) a procedure to periodically measure the runway surface friction characteristics, assessing their adequacy and
any action required;
2) ensure there is a long-term maintenance plan, including the management of the runway surface friction
characteristics, pavement, visual aids, fencing, drainage systems and electrical systems and buildings;
i) the aerodrome operator has a snow and ice control plan, including the means and procedures used as
well as the responsibilities and criteria for closing and reopening the runway;
ii) there should be formal coordination for snow and ice removal between the aerodrome operator and ATS;
2) for other hazardous meteorological situations that may occur at the aerodrome (such as thunderstorms,
strong surface winds and gusts, sandstorms), the aerodrome operator should have procedures describing the
actions that have to be taken and defining the responsibilities and criteria for suspension of operations on the
runway;
3) the aerodrome operator has formal coordination with the meteorological service provider in order to be
advised of any significant meteorological conditions;
1) if the aerodrome operator is responsible for the maintenance of visual aids and electrical systems,
procedures exist describing:
i) the tasks — routine and emergency ones, including inspections of luminous and non-luminous aids and
their frequency and power supply maintenance;
2) if the aerodrome operator is not in charge of maintenance of visual aids and electrical systems, the
organization in charge needs to be clearly identified, ensuring there are formal coordination procedures with
the aerodrome operator, including agreed objectives;
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iii) roles and responsibilities of the various parties, including their relationship and the enforcement of
safety measures;
2) the use of acceptable aeroplanes for each parking stand formally identified;
4) general safety instructions for all the agents on the apron area;
2) there is coordination with other parties accessing the apron, such as fuelling companies, de-icing companies
and other ground handling agencies;
1) a procedure to ensure the vehicles on the movement area are adequately equipped;
3) if the aerodrome operator is responsible for the training of vehicular drivers on the manoeuvring area, an
appropriate training plan, including recurrent training and awareness actions, is available;
4) if the aerodrome operator is not in charge of this training or some of this training, the service provider is
clearly identified and there is formal coordination between them;
Note.— Guidance on the knowledge required by operators of vehicles can be found in Annex 14, Volume I,
Attachment A, section 19.
m) Wildlife hazard management. Checks on wildlife hazard management can either be a technical inspection or
included in the on-site verification of the operator’s procedures:
1) if the domain has not been inspected during the technical inspections, the on-site verification team should
check the points listed in 2.3 c);
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2) if a technical inspection has been carried out prior to the on-site verification, the latter consists in checking
the timely implementation of the corrective action plan subsequent to the technical inspection;
3) if the on-site verification reveals new deviations, these have to be included in the on-site verification report;
n) Obstacles:
2) a procedure for obstacle monitoring describing the checks, their frequency, filing and follow-up actions;
3) a procedure to ensure that the obstacles do not represent a danger for safety and that appropriate action is
taken when required;
1) there is a plan for the removal of a disabled aeroplane describing the role and responsibility of the
aerodrome operator, including the necessary coordination with other agencies and the means available or
that can be made available;
1) there is coordination between the aerodrome operator and ATS, including awareness of the status of both
low visibility procedures (LVP) and the deterioration of visual aids;
2) a procedure describing the actions to be taken when LVP is in process (vehicle control, visual range
measurement if necessary);
a) As a minimum, the items to be in place when granting the initial certification are:
1) safety policy: a safety policy has been endorsed by the accountable executive to reflect the organization’s
commitments regarding safety;
2) operator’s organizational structure: the aerodrome operator has appointed an accountable executive and a
safety manager;
b) The safety manager should be independent from any operational task regarding aerodrome safety. The criteria
for assessing the operator’s SMS structure might be tailored to the size of the operator, notably concerning the
independence of the safety manager;
c) The capability and competence of the aerodrome operator should be assessed so as to ensure sufficient
management commitment to and responsibility for safety at the aerodrome. This is usually achieved through the
competence of the accountable executive;
1) responsibilities and assignments: the aerodrome operator has formally defined the responsibilities of each
staff member regarding safety as well as the lines of responsibility;
2) training: the aerodrome operator formally monitors the staff’s and subcontractors’ training, ensuring that it
is adequate, and takes action when necessary;
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3) accident and incident reporting: the aerodrome operator has a procedure ensuring that:
i) incidents are reported by staff and subcontractors, including a description of the actions in place in order
to be able to report them;
ii) incidents are promptly analysed and the actions to be subsequently taken are monitored;
4) existing hazards at the aerodrome: a procedure in order to identify, analyse and assess hazards to the safe
operation of aeroplanes and to put in place suitable mitigating measures;
5) risk assessment and mitigation of changes: a procedure ensuring that for any change at the aerodrome, its
impact on safety is analysed, listing the subsequent hazards that could be generated. This procedure
describes who conducts the analysis, when and how the hazards are monitored, what actions are
subsequently taken, and the criteria leading to the analysis. These assessments are filed;
6) safety indicators: the aerodrome operator sets and monitors its own safety indicators that illustrate its safety
criteria, in order to be able to analyse the potential deficiencies;
Note.— Ensure coordination with previous safety indicators as set by the State.
7) safety audits: the aerodrome operator has a safety audit programme in place which includes a training
programme for those involved;
8) safety promotion: the aerodrome operator should have a process to promote safety-related information.
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Appendix 2 to Chapter 2
Note.— The provisions in this appendix do not override the requirements in Annex 13 — Aircraft Accident and
Incident Investigation, concerning the mandatory reporting of certain types of accidents/serious incidents and the
responsibilities of the various parties involved.
When safety occurrences of the following types are reported, the following critical data should be collected when
relevant and feasible. This may require a collaborative effort from the aerodrome operator, ANSP or other involved
parties commensurate with the severity of the potential risk attached to each occurrence.
1. Runway excursions
b) landing/take-off;
e) aeroplane type;
f) runway:
1) dimensions (width/length);
2) slopes;
3) displaced threshold (yes/no, and if so, distance between the runway threshold and the runway edge);
4) runway end safety area (RESA) (yes/no, and if so, orientation, dimensions and structure);
5) contaminated runway (yes/no, and if so, contaminant type (slush, snow, ice, water, other (to be specified),
contaminant depth);
h) visibility;
4) description of the trajectory of the aeroplane once on the runway strip and/or RESA;
Note 1.— For overruns, information to be reported includes longitudinal position in relation to the threshold
location and/or end of runway surface and lateral position in relation to runway lateral edge or runway centre line.
Note 2.— Runway excursions are serious incidents, if not accidents, according to Annex 13, Attachment C. This
would normally imply that the State’s accident/incident investigation authority needs to become involved, and
coordination with the relevant authorities is therefore required.
b) type of approach;
c) ground-based vertical guidance available and operational (instrument landing system (ILS), precision approach
path indicator (PAPI), abbreviated precision approach path indicator (APAPI));
f) visibility;
g) aeroplane type;
h) runway:
1) dimensions (width/length);
2) slopes;
3) displaced threshold (yes/no, and if so, distance between the runway threshold and the runway edge);
4) RESA (yes/no, and if so, magnetic orientation of runway (QFU), dimensions and structure);
5) contaminated runway (yes/no, and if so, contaminant type (slush, snow, ice, water, other (to be specified),
contaminant depth);
i) details of the undershoot (aeroplane speed at touchdown, distance between the touchdown and the runway edge,
causes of the event):
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Note.— Undershoots are serious incidents, if not accidents, according to Annex 13, Attachment C. This would
normally imply that the State’s accident/incident investigation authority needs to become involved, and coordination
with the relevant authorities is therefore required.
3. Runway incursion
e) runway:
1) dimensions (width/length);
2) slopes/line of sight;
3) displaced threshold (yes/no, and if so, distance between the runway threshold and the runway edge);
4) rapid exits;
5) wind;
6) visibility;
3) contaminated operational surfaces in the incursion area (yes/no, and if so, contaminant type (slush, snow,
ice, water, other (to be specified), contaminant depth).
Note 1.— Runway incursions classified with severity A are serious incidents according to Annex 13, Attachment C.
This would normally imply that the State’s accident/incident investigation authority needs to become involved, and
coordination with the relevant authorities is therefore required.
Note 2.— Guidance on prevention of runway incursions, including severity classification, is available in Doc 9870
— Manual on the Prevention of Runway Incursions).
a) landing/take-off;
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I-2-App 2-4 Procedures — Aerodromes
d) wind;
e) visibility;
f) aeroplane type;
g) taxiway:
1) dimensions (width/length);
2) slopes;
1) possible contributing factors (e.g. inadequate lighting, procedure not applied, works, inadequate or
misleading marking).
Note.— Landing and take-off on taxiways are serious incidents according to Annex 13, Attachment C. This would
normally imply that the State’s accident/incident investigation authority needs to become involved, and coordination
with the relevant authorities is therefore required.
5. FOD-related events
a) type of event;
b) location (runway, orientation, or taxiway, stand), location of FOD, including where possible lateral and
longitudinal positions;
d) FOD description:
3) material;
4) colour;
5) origin (if known: lighting, infrastructure, works, animals, aeroplane, environment (wind, etc.)).
a) type of event;
b) location;
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d) aeroplane type;
e) taxiway:
1) dimensions (width/length);
2) slopes;
4) contaminated taxiway (yes/no, and if so, contaminant type (slush, snow, ice, water, other (to be specified)
and contaminant depth);
g) details of the exit (exit speed or estimation, aeroplane angle with the taxiway edge, in a straight or a curved
section, causes of the event);
To be conducted in accordance with ICAO bird strike information system (IBIS) data (ingestion, collision). If there has
been no collision, and the animal was avoided, it is important to know the location of the animal at the time the avoided
collision occurred.
9. Ground collisions
b) location:
1) apron;
2) manoeuvring area;
3) runway, taxiway;
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I-2-App 2-6 Procedures — Aerodromes
e) aeroplane(s) involved;
f) vehicle(s) involved;
g) material damages (to both aeroplane(s) and/or vehicle(s))/human damages and location of the damages;
Note 1.— Ground collisions involving aeroplanes can be incidents, serious incidents or accidents. If classified as
an incident, they are normally investigated as part of the aerodrome’s SMS. If classified as a serious incident or
accident, this would normally imply that the State’s accident/incident investigation authority needs to become involved,
and coordination with the relevant authorities is therefore required.
Note 2.— Ground collisions not involving aeroplanes can be an incident and investigated as part of the
aerodrome’s SMS.
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Attachment A to Chapter 2
a) List of updates;
e) Duties, means and procedures of the applicant to ensure safety in each area include:
4) RFF;
9) apron management;
13) obstacles;
17) protection of sites for radar, navigational aids and meteorological equipment;
f) SMS.
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Attachment B to Chapter 2
It may not be possible to certify all aerodromes at the same time since it depends on the number of aerodromes in the
State. Therefore, a programme for the certification of aerodromes in the State, including the schedule, has to be
prepared. The State plans a certification programme, taking into account the number of trained oversight personnel
within the State, according to the following main parameters.
1.1.1 An important consideration to be taken into account is the level of commercial operations. For States having
a large number of aerodromes, different deadlines for certification may be established based on traffic thresholds.
These criteria allow the State to certify higher traffic aerodromes with priority.
1.1.2 The number of aircraft movements may be an important parameter. This is partly taken into account with
the passenger volume, but the types of aeroplanes used can have an impact on the criteria used for certification. This
impact is taken into account when needed through the applicable regulation itself as some specifications may or may
not apply, depending on the number of movements (e.g. RFF service).
1.2.1 The inspection of infrastructure and ground aids is often the first step of the initial certification process and
contributes to the assessment of the conformity of the infrastructure, taking into account its complexity. Periodic
infrastructure and ground aids inspections are also an important part of the continued oversight.
1.2.2 Issues arising from complex aerodrome design will also be dealt with through feedback obtained through
the reporting of accidents/incidents occurring on the aerodrome as part of the aerodrome’s SMS.
1.3.1 Because the SMS requirements for the certification of the aerodrome operators may be new, this aspect of
the operation may require major efforts by the aerodrome operator to achieve compliance.
1.3.2 For an aerodrome which is already certified or being certified, for which the SMS is in its initial phase, the
level/maturity of SMS implementation can be expected to be effective only after a certain period of time. Consequently,
initial certification of the operator’s SMS may need to be tailored to the size of the operator and the maturity of its SMS.
Specific attention to the SMS during on-site verification is therefore necessary.
2.1 The certification process for an aerodrome that is already operational can be summarized as follows:
a) as soon as an aerodrome meets the legal criteria for certification, a meeting is held between the State and the
aerodrome operator;
b) during this meeting, the State presents the certification process and deadlines to the aerodrome operator. The
aerodrome operator develops the aerodrome manual as soon as it enters the initial certification process, so as to
submit it no later than six months after the meeting;
1) completes the technical inspections so that the results are available for the on-site verification; and
2) assembles the on-site verification team at least two months before the deadline for submission of the
aerodrome manual and informs the aerodrome operator of the team members.
Note.— The main items subject to technical inspections and the minimal checks to be performed are listed in
Appendix 1.
2.2 When all the conditions have been met, the aerodrome manual is accepted/approved no later than three
months after it was first submitted. This period includes any exchange of communication between the aerodrome
operator and the State if needed – some information may be lacking at the beginning, thus preventing the State from
accepting the manual at first.
2.3 During this period, the on-site verification team, together with the aerodrome operator, plans the time and
dates of the on-site verification with the objective of allowing the aerodrome operator a four-month period to mitigate
any deviations before the certification deadline.
2.4 As soon as the aerodrome manual is accepted, it is sent to the on-site verification team with all the procedures
enclosed. The on-site verification and inspection reports should be sent by the State to the aerodrome operator no later
than one month after the on-site verification/inspection closing meeting.
2.5 The aerodrome operator submits to the State corrective action plans no later than two months after having
received the certification/inspection reports. The State and the aerodrome operator require two months minimum after
the last report to agree to the corrective action plans before granting the certificate.
2.6 For aerodromes already operating, the overall process, until delivery of the certificate, could consequently last
18 months.
Note.— The SMS on-site verification can be disconnected from the aerodrome operator’s on-site verification in
regard to compliance with its operational procedures and in this case:
— the deadline for the submission of the SMS part of the aerodrome manual can be longer, but will nevertheless
not exceed six additional months;
— the deadline for the SMS on-site verification can be longer, but the SMS on-site verification will nevertheless be
conducted at least three months before the certification deadline to be in line with the required period of two
months for the operator and the State to define an accepted corrective action plan.
2.7 A flow chart on the certification process is given in Figure I-2-Att B-1.
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Part I — Attachment B to Chapter 2 I-2-Att B-3
6th month
Technical inspections by the State:
Development and submission of
Attachment B to the aerodrome manual to the
• Nomination of the on-site verification
Chapter 2, para. 2.1 State by the aerodrome operator
team and information to the aerodrome
operator
18th month
GRANTING OF THE AERODROME CERTIFICATE
Para. 2.6
(1) This corrective action plan covers the on-site verification of the operator’s certification and can be combined with the corrective action
plans related to the technical inspections and initial SMS on-site verification that follow the same methodology and which could have
been sent before.
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Attachment C to Chapter 2
YES NO
1. Introduction
d) Procedures for distributing and amending the aerodrome manual and the
circumstances in which amendments may be needed.
e) Checklist of pages.
g) Table of contents.
h) Glossary of terms.
Note.— This section will contain a short explanation of the general terms
used in the aerodrome manual including job titles and abbreviations.
2. Technical administration
YES NO
2) elevations of:
aerodrome
apron
b) Plans showing the position of the aerodrome reference point, layout of the
runways, taxiways and aprons; the aerodrome markings and lighting (including
the precision approach path indicator (PAPI), the visual approach slope indicator
system (VASIS) and obstruction lighting); and the siting of navigation aids
within the runway strips. It will not be necessary for these plans or the
information called for in subparagraphs c) to f) below to accompany all copies of
the aerodrome manual, but they are to be appended to the licence holder’s master
copy and to the copy kept with the State regulator. Operating staff are to be
provided with scaled–down copies or extracts of plans relevant to their duties.
c) Description, height and location of obstacles that infringe upon the standard
protection surfaces, whether they are lighted and if they are noted in the
aeronautical publications.
d) Procedures for ensuring that the plans are up to date and accurate.
e) Data for, and the method used to calculate, declared distances and elevations at
the beginning and end of each declared distance.
The system of aeronautical information service available and the system that the
certificate holder uses to promulgate AIP requirements.
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Part I — Attachment C to Chapter 2 I-2-Att C-3
YES NO
Control of access to the aerodrome and its operational areas, including the
location of notice boards, and the control of vehicles in the operational areas.
g) Details of the exercises to test emergency plans, including the frequency of those
exercises.
b) Where the senior aerodrome fire officer or designated fire watch officers have
specific safety accountabilities, these should be included in the relevant chapter
of the aerodrome manual.
e) The aerodrome operator’s objectives for each RFF category provided should be
defined, including a brief description of:
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I-2-Att C-4 Procedures — Aerodromes
YES NO
2) discharge rates;
4) manning levels;
5) levels of supervision.
f) Procedures for:
1) monitoring the aeroplane movement areas for the purpose of alerting RFF
personnel;
2) indicating how the adequacy of the response time capability of the RFF
services throughout their functions and locations is monitored and
maintained;
3) first aid;
6) health and safety policy with regard to training of personnel in the use of
respiratory protection equipment and personal protection equipment.
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Part I — Attachment C to Chapter 2 I-2-Att C-5
YES NO
k) Where local authorities or the aerodrome operator expects the RFF facility to
respond to domestic fires or special services, procedures for managing their
impact upon normal aeroplane RFF responses should be included.
l) Where the aerodrome operator expects the RFF facility to respond to aeroplane
accidents landside, the policy should be clearly described, including procedures
to manage the effects on continued aeroplane operations.
b) Inspecting the apron, runways and taxiways following a report of debris on the
movement area, an abandoned take-off due to engine, tire or wheel failure, or any
incident likely to result in debris being left in a hazardous position.
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YES NO
1) arrangements for maintaining the paved areas, including the runway friction
assessments;
7) arrangements for reporting and action taken in the event of failure or unsafe
occurrence.
5.7 Snow and ice control, and other hazardous meteorological conditions
b) A full description of all visual aids available on each approach, runway, taxiway
and apron, including signs, markings and signals.
c) Procedures for operational use and brilliancy settings of the lighting system.
f) The location of and responsibility for obstacle lighting on and off the aerodrome.
g) Procedures for recording inspection and maintenance of visual aids and actions to
be taken in the event of failures.
h) The control of work, including trenching and agricultural activity, which may
affect the safety of the aeroplane.
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YES NO
a) Arrangements between air traffic control, the aerodrome operator and the apron
management unit.
a) Details of the applicable traffic rules (including speed limits and the means of
enforcing the rules).
b) Method and criteria for allowing drivers to operate vehicles on the movement
area.
d) Details of the equipment needed in vehicles that operate on the movement area.
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I-2-Att C-8 Procedures — Aerodromes
YES NO
5.13 Obstacles
c) The reporting procedure and actions to be taken in the event of the appearance of
unauthorized obstacles.
Arrangements for special areas on the aerodrome to be set up for the storage of
dangerous goods.
c) The arrangement and rules before, during and after low visibility operations,
including applicable rules for vehicles and personnel operating in the movement
area.
5.17 Protection of sites for radar, navigation aids and meteorological equipment
a) Safety policy.
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YES NO
c) Training.
h) Safety audits.
i) Documentation.
j) Safety-related committees.
k) Safety promotion.
l) Responsibility for monitoring the contractors and third parties operating on the
aerodrome.
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Chapter 3
Note 1.— The objective of a safety assessment, as part of the risk management process of an SMS, is described in
3.3.1.
Note 2.— Where alternative measures, operational procedures and operating restrictions have been developed
arising from safety assessments, these should be reviewed periodically to assess their continued validity. The
procedures in this chapter do not substitute or circumvent the provisions contained in Annex 14, Volume I. It is
expected that infrastructure on an existing aerodrome or a new aerodrome will fully comply with the requirements in
the Annex.
3.1 INTRODUCTION
3.1.1 A certified aerodrome operator implements an SMS acceptable to the State that, as a minimum.
c) provides for continuous monitoring and regular assessment of the achieved safety; and
Note 1.— Annex 19 — Safety Management contains the framework for the implementation and maintenance of an
SMS by a certified aerodrome. Annex 19, Appendix 2, contains a description of the four components comprising the
framework, i.e. safety policy and objectives, safety risk management, safety assurance and safety promotion.
Note 2.— Further guidance on SMS is available in Doc 9859, Safety Management Manual (SMM).
3.1.2 This chapter describes how a safety assessment can be undertaken as part of the aerodrome’s SMS. By
applying the methodology and procedures described here, the aerodrome operator can demonstrate compliance with the
minimum requirements described in 3.1.1.
3.2.1 The following sections present, inter alia, a general methodology to conduct safety assessments on an
aerodrome. Additional tools and particularly appropriate checklists, such as those found in Chapter 2, can help identify
hazards, assess safety risks and eliminate or mitigate those risks when necessary. The suitability of the mitigation
proposed and the need for alternative measures, operational procedures or operating restrictions for the specific
operations concerned should be comprehensively evaluated. Section 3.4 details how the State will validate the
conclusion of the safety assessment, when appropriate, to ensure safety is not compromised. Section 3.5 describes
procedures on the approval or acceptance of a safety assessment. Section 3.6 specifies how to promulgate appropriate
information for use by the various aerodrome stakeholders and particularly by the pilots and aircraft operators.
3.2.2 The safety assessment process addresses the impact of a safety concern, including a change or deviation, on
the safety of operations at the aerodrome and takes into consideration the aerodrome’s capacity and the efficiency of
operations, as necessary.
3.3.1 A safety assessment is an element of the risk management process of an SMS that is used to assess safety
concerns arising from, inter alia, deviations from standards and applicable regulations, identified changes at an
aerodrome specified in 2.4.4, or when any other safety concerns arise.
Note.— Changes on an aerodrome can include changes to procedures, equipment, infrastructures, safety works,
special operations, regulations, organization, etc.
3.3.2 When a safety concern, change or a deviation has an impact on several aerodrome stakeholders,
consideration shall be given to the involvement of all stakeholders affected in the safety assessment process. In some
cases, the stakeholders impacted by the change will need to conduct a separate safety assessment themselves in order to
fulfil the requirements of their SMSs and coordinate with other relevant stakeholders. When a change has an impact on
multiple stakeholders, a collaborative safety assessment should be conducted to ensure compatibility of the final
solutions.
3.3.3 A safety assessment considers the impact of the safety concern on all relevant factors determined to be
safety-significant. The list below provides a number of items that may need to be considered when conducting a safety
assessment. The items in this list are not exhaustive and in no particular order:
a) aerodrome layout, including runway configurations; runway length; taxiway, taxilane and apron configurations;
gates; jet bridges; visual aids; and the RFF services infrastructure and capabilities;
b) types of aircraft, and their dimensions and performance characteristics, intended to operate at the aerodrome;
e) air-ground communications and time parameters for voice and data link communications;
f) type and capabilities of surveillance systems and the availability of systems providing controller support and
alert functions;
i) aerodrome technical installations, such as advanced surface movement guidance and control systems
(A-SMGCS) or other air navigation aids;
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l) any local or regional hazardous meteorological conditions (such as wind shear); and
m) airspace complexity, ATS route structure and classification of the airspace, which may change the pattern of
operations or the capacity of the same airspace.
Note.— Chapter 4 outlines the methodology and procedures to assess the adequacy between aeroplane operations
and aerodrome infrastructure and operations.
3.3.4 Subsequent to the completion of the safety assessment, the aerodrome operator is responsible for
implementing and periodically monitoring the effectiveness of the identified mitigation measures.
3.3.5 The State reviews the safety assessment provided by the aerodrome operator and its identified mitigation
measures, operational procedures and operating restrictions, as required in 3.4, and is responsible for the subsequent
regulatory oversight of their application.
Note.— A list of references to existing studies that may assist aerodrome operators in developing their safety
assessments is available in Appendix B to Circular 305 — Operation of New Larger Aeroplanes at Existing
Aerodromes. New and updated references will be included in other appropriate documents as they become available.
However, it is to be noted that each study is specific to a particular deviation or change; hence, caution should be
exercised in considering applicability to other situations and locations. Inclusion of these references does not imply
ICAO endorsement or recognition of the outcome of the studies, which remains the ultimate responsibility of the State
in accordance with the Convention on International Civil Aviation.
3.4.1 Introduction
Note.— Guidance on continuous improvement of the SMS as part of the safety assurance component of the SMS
framework is available in Doc 9859.
3.4.1.1 The primary objective of a safety assessment is to assess the impact of a safety concern such as a design
change or deviation in operational procedures at an existing aerodrome.
3.4.1.2 Such a safety concern can often impact multiple stakeholders; therefore, safety assessments often need to
be carried out in a cross-organizational manner, involving experts from all the involved stakeholders. Prior to the
assessment, a preliminary identification of the required tasks and the organizations to be involved in the process is
conducted.
d) development of an implementation plan for the mitigation measures and conclusion of the assessment.
Note 1.— A safety assessment process flow chart applicable for aerodrome operations is provided in Attachment A
to this chapter; a generic safety risk management process can be found in Doc 9859.
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I-3-4 Procedures — Aerodromes
Note 2.— Certain safety assessments may involve other stakeholders such as ground handlers, aeroplane operators,
air navigation service providers (ANSPs), flight procedure designers and providers of radio navigation signals,
including signals from satellites.
3.4.2.1 Any perceived safety concerns are to be described in detail, including timescales, projected phases,
location, stakeholders involved or affected as well as their potential influence on specific processes, procedures,
systems and operations.
3.4.2.2 The perceived safety concern is first analysed to determine whether it is retained or rejected. If rejected,
the justification for rejecting the safety concern is to be provided and documented.
3.4.2.3 An initial evaluation of compliance with the appropriate provisions in the regulations applicable to the
aerodrome is conducted and documented.
3.4.2.4 The corresponding areas of concern are identified before proceeding with the remaining steps of the safety
assessment, with all relevant stakeholders.
Note.— It may be useful to review the historical background of some regulatory provisions to gain a better
understanding of the safety objective of those provisions.
3.4.2.5 If a safety assessment was conducted previously for similar cases in the same context at an aerodrome
where similar characteristics and procedures exist, the aerodrome operator may use some elements from that
assessment as a basis for the assessment to be conducted. Nevertheless, as each assessment is specific to a particular
safety concern at a given aerodrome the suitability for reusing specific elements of an existing assessment is to be
carefully evaluated.
3.4.3.1 Hazards related to infrastructure, systems or operational procedures are initially identified using methods
such as brain-storming sessions, expert opinions, industry knowledge, experience and operational judgement. The
identification of hazards is conducted by considering:
a) accident causal factors and critical events based on a simple causal analysis of available accident and incident
databases;
b) events that may have occurred in similar circumstances or that are subsequent to the resolution of a similar
safety concern; and
c) potential new hazards that may emerge during or after implementation of the planned changes.
3.4.3.2 Following the previous steps, all potential outcomes or consequences for each identified hazard are
identified.
Note.— Further guidance on the definition of risk can be found in Doc 9859.
3.4.3.3 The appropriate safety objective for each type of hazard should be defined and detailed. This can be done
through:
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3.4.3.4 Safety objectives are specified in either quantitative terms (e.g. identification of a numerical probability)
or qualitative terms (e.g. comparison with an existing situation). The selection of the safety objective is made according
to the aerodrome operator’s policy with respect to safety improvement and is justified for the specific hazard.
3.4.4.1 The level of risk of each identified potential consequence is estimated by conducting a risk assessment.
This risk assessment will determine the severity of a consequence (effect on the safety of the considered operations)
and the probability of the consequence occurring and will be based on experience as well as on any available data (e.g.
accident database, occurrence reports).
3.4.4.2 Understanding the risks is the basis for the development of mitigation measures, operational procedures
and operating restrictions that might be needed to ensure safe aerodrome operations.
3.4.4.3 The method for risk evaluation is strongly dependent on the nature of the hazards. The risk itself is
evaluated by combining the two values for severity of its consequences and probability of occurrence.
Note.— A risk categorization tool in the form of a safety risk (index) assessment matrix is available in Doc 9859.
3.4.4.4 Once each hazard has been identified and analysed in terms of causes, and assessed for severity and
probability of its occurrence, it must be ascertained that all associated risks are appropriately managed. An initial
identification of existing mitigation measures must be conducted prior to the development of any additional measures.
3.4.4.5 All risk mitigation measures, whether currently being applied or still under development, are evaluated for
the effectiveness of their risk management capabilities.
Note.— The exposure to a given risk (e.g. duration of a change, time before implementation of corrective actions,
traffic density) is taken into account in order to decide on its acceptability.
3.4.4.6 In some cases, a quantitative approach may be possible, and numerical safety objectives can be used. In
other instances such as changes to the operational environment or procedures, a qualitative analysis may be more
relevant.
Note 1.— An example of a qualitative approach is the objective of providing at least the same protection as the one
offered by the infrastructure corresponding to the appropriate reference code for a specific aeroplane.
Note 2.— Chapter 4 provides a list of typical challenges related to each part of the aerodrome infrastructure and
the potential solutions proposed.
3.4.4.7 States should provide suitable guidance on risk assessment models for aerodrome operators.
Note 1.— Risk assessment models are commonly built on the principle that there should be an inverse relationship
between the severity of an incident and its probability.
Note 2.— Methodologies for risk management can be found in Attachment B to this chapter.
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I-3-6 Procedures — Aerodromes
3.4.4.8 In some cases, the result of the risk assessment may be that the safety objectives will be met without any
additional specific mitigation measures.
3.4.5.1 The last phase of the safety assessment process is the development of a plan for the implementation of the
identified mitigation measures.
3.4.5.2 The implementation plan includes time frames, responsibilities for mitigation measures as well as control
measures that may be defined and implemented to monitor the effectiveness of the mitigation measures.
Note.— The safety assessment conducted by the aerodrome operator is a core SMS function. Management approval
and implementation of the safety assessment, including future updates and maintenance, are the responsibility of the
aerodrome operator. The State may, for specific reasons, require the submission of the specific safety assessment for
approval/acceptance.
3.5.1 The State establishes the type of safety assessments that are subject to approval or acceptance and
determines the process used for that approval/acceptance.
3.5.2 Where required in 3.5.1, a safety assessment subject to approval or acceptance by the State shall be
submitted by the aerodrome operator prior to implementation.
3.5.3 The State analyses the safety assessment and verifies that:
b) the risks have been properly identified and assessed, based on documented arguments (e.g. physical or Human
Factors studies, analysis of previous accidents and incidents);
Note.— It is preferable to work with a team of the State’s operational experts in the areas considered in the safety
assessment.
a) either gives formal approval or acceptance of the safety assessment to the aerodrome operator as required in
3.5.1; or
b) if some risks have been underestimated or have not been identified, coordinates with the aerodrome operator to
reach an agreement on safety acceptance; or
c) if no agreement can be reached, rejects the proposal for possible resubmission by the aerodrome operator; or
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3.5.5 The State should ensure that the mitigation or conditional measures are properly implemented and that they
fulfil their purpose.
3.6.1 The aerodrome operator determines the most appropriate method for communicating safety information to
the stakeholders and ensures that all safety-relevant conclusions of the safety assessment are adequately communicated.
3.6.2 In order to ensure adequate dissemination of information to interested parties, information that affects the
current integrated aeronautical information package (IAIP) or other relevant safety information is:
a) promulgated in the relevant section of the IAIP or automatic terminal information service (ATIS); and
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Attachment A to Chapter 3
Safety concern
perceived
Retain or Reject
reject
Retain
Define Hazard
safety identification and No Documentation
concern consequences
Yes
Yes Yes No
Documentation Documentation
End
End End
Define mitigation
Implement
Promulgation Documentation Regular
m itigating
review
m easures
Figure I-3-Att A-1. Flow chart to be used for the conduct of a safety assessment
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Note.— Further guidance on safety risk probability, severity, tolerability and assessment matrix can be found in
Doc 9859 — Safety Management Manual (SMM).
1. Depending on the nature of the risk, three methodologies can be used to evaluate whether it is being
appropriately managed:
a) Method type “A”. For certain hazards, the risk assessment strongly depends on specific aeroplane and/or system
performance. The risk level is dependent upon aeroplane/system performance (e.g. more accurate navigation
capabilities), handling qualities and infrastructure characteristics. Risk assessment, then, can be based on
aeroplane/system design and validation, certification, simulation results and accident/incident analysis;
b) Method type “B”. For other hazards, risk assessment is not really linked with specific aeroplane and/or system
performance but can be derived from existing performance measurements. Risk assessment, then, can be based
on statistics (e.g. deviations) from existing operations or on accident analysis; development of generic
quantitative risk models can be well adapted;
c) Method type “C”. In this case, a “risk assessment study” is not needed. A simple logical argument may be
sufficient to specify the infrastructure, system or procedure requirements, without waiting for additional
material, e.g. certification results for newly announced aeroplanes or using statistics from existing aeroplane
operations.
2. The risk assessment takes into account the probability of occurrence of a hazard and the severity of its
consequences; the risk is evaluated by combining the two values for severity and probability of occurrence.
3. Each identified hazard must be classified by probability of occurrence and severity of impact. This process of
risk classification will allow the aerodrome to determine the level of risk posed by a particular hazard. The
classification of probability and severity refers to potential events.
4. The severity classification includes five classes ranging from “catastrophic” (class A) to “not significant”
(class E). The examples in Table I-3-Att B-1, adapted from Doc 9859 with aerodrome-specific examples, serve as a
guide to better understand the definition.
5. The classification of the severity of an event should be based on a “credible case” but not on a “worst case”
scenario. A credible case is expected to be possible under reasonable conditions (probable course of events). A worst
case may be expected under extreme conditions and combinations of additional and improbable hazards. If worst cases
are to be introduced implicitly, it is necessary to estimate appropriate low frequencies.
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Part I — Attachment B to Chapter 3 I-3-Att B-3
6. The probability classification includes five classes ranging from “extremely improbable” (class 1) to “frequent”
(class 5) as shown in Table I-3-Att B-2.
7. The probability classes presented in Table I-3-Att B-2 are defined with quantitative limits. It is not the intention
to assess frequencies quantitatively; the numerical value serves only to clarify the qualitative description and support a
consistent expert judgement.
8. The classification refers to the probability of events per a period of time. This is reasoned through the following:
a) many hazards at aerodromes are not directly related to aircraft movements; and
b) the assessment of hazards occurrence probabilities can be based on expert judgement without any calculations.
9. The aim of the matrix is to provide a means of obtaining a safety risk index. The index can be used to
determine tolerability of the risk and to enable the prioritization of relevant actions in order to decide about risk
acceptance.
10. Given that the prioritization is dependent on both probability and severity of the events, the prioritization
criteria will be two-dimensional. Three main classes of hazard mitigation priority are defined in Table I-3-Att B-3:
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I-3-Att B-4 Procedures — Aerodromes
11. The risk assessment matrix has no fixed limits for tolerability but points to a floating assessment where risks
are given risk priority for their risk contribution to aircraft operations. For this reason, the priority classes are
intentionally not edged along the probability and severity classes in order to take into account the imprecise assessment.
Risk severity
Catastrophic Hazardous Major Minor Negligible
Risk probability A B C D E
Frequent 5 5A 5B 5C 5D 5E
Occasional 4 4A 4B 4C 4D 4E
Remote 3 3A 3B 3C 3D 3E
Improbable 2 2A 2B 2C 2D 2E
Extremely 1 1A 1B 1C 1D 1E
Improbable
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Chapter 4
AERODROME COMPATIBILITY
4.1 INTRODUCTION
4.1.1 This chapter outlines a methodology and procedure to assess the compatibility between aeroplane operations
and aerodrome infrastructure and operations when an aerodrome accommodates an aeroplane that exceeds the
certificated characteristics of the aerodrome.
4.1.2 A compatibility study should be performed collaboratively between affected stakeholders which includes
the aerodrome operator, the aeroplane operator, ground handling agencies as well as the various air navigation service
providers (ANSPs).
4.1.3 The following steps describe the arrangement, to be appropriately documented, between the aeroplane
operator and aerodrome operator for the introduction of an aeroplane type/subtype new to the aerodrome:
a) the aeroplane operator submits a request to the aerodrome operator to operate an aeroplane type/subtype new to
the aerodrome;
b) the aerodrome operator identifies possible means of accommodating the aeroplane type/subtype including
access to movement areas and, if necessary, considers the feasibility and economic viability of upgrading the
aerodrome infrastructure; and
c) the aerodrome operator and aircraft operator discuss the aerodrome operator’s assessment, and whether
operations of the aeroplane type/subtype can be accommodated and, if permitted, under what conditions.
4.1.4 The following procedures should be included in the aerodrome compatibility study:
a) identify the aeroplane’s physical and operational characteristics (see Attachments A, B and D to this chapter);
c) establish the adequacy of the aerodrome infrastructure and facilities vis-à-vis the requirements of the new
aeroplane (see the appendix to this chapter);
f) perform the required safety assessments identified during the compatibility study (see Chapter 3 on safety
assessment).
Note 1.— A compatibility study may require a review of the obstacle limitation surfaces at an aerodrome as
specified in Chapter 4, Annex 14, Volume I. Further guidance on the function of these surfaces is given in Doc 9137,
Part 6 — Control of Obstacles. Where required, reporting of obstacles is prescribed in Annex 4 — Aeronautical Charts
and Annex 15 — Aeronautical Information Services.
Note 2.— For aerodrome operations in low visibility conditions, additional procedures may be implemented in
order to safeguard the operation of aeroplanes. Further guidance on operations in low visibility conditions are
available in Doc 9137 — Airport Services Manual, Part 8 — Airport Operational Services, Doc 9476 — Manual of
Surface Movement Guidance and Control Systems (SMGCS); and Doc 9830 — Advanced Surface Movement
Guidance and Control Systems (A-SMGCS) Manual.
Note 3.— Additional processes that ensure suitable measures are in place to protect the signal produced by the
ground-based radio navigation equipment may be necessary at aerodromes with precision instrument approaches.
4.1.5 The result of the compatibility study should enable decisions to be made and should provide:
a) the aerodrome operator with the necessary information in order to make a decision on allowing the operation of
the specific aeroplane at the given aerodrome;
b) the aerodrome operator with the necessary information in order to make a decision on the changes required to
the aerodrome infrastructure and facilities to ensure safe operations at the aerodrome with due consideration to
the harmonious future development of the aerodrome; and
c) the State with the information which is necessary for its safety oversight and the continued monitoring of the
conditions specified in the aerodrome certification.
Note 1.— Each compatibility study is specific to a particular operational context and to a particular type of
aeroplane.
Note 2.— See Annex 6 — Operation of Aircraft, Part I — International Commercial Air Transport — Aeroplanes,
Chapter 4, regarding the obligation of the aeroplane operator.
Note 3.— Information resulting from the compatibility study that is considered to be of operational significance is
published in accordance with Annex 14, Volume I, 2.13.1, and Annex 15.
4.2.1 General
4.2.1.1 Introducing new types of aeroplanes into existing aerodromes may have an impact on the aerodrome
facilities and services, in particular, when the aeroplane characteristics exceed the parameters that were used for
planning the aerodrome.
4.2.1.2 The parameters used in aerodrome planning are defined in Annex 14, Volume I, which specifies the use of
the aerodrome reference code determined in accordance with the characteristics of the aeroplane for which an
aerodrome facility is intended. The aerodrome reference code provides a starting point for the compatibility study and
may not be the sole means used to conduct the analysis and to substantiate the aerodrome operator’s decisions and the
State’s safety oversight actions.
Note.— The individual facilities required at an aerodrome are interrelated by the aerodrome reference code. The
design of these facilities, including a description of the aerodrome reference code, can be found in Annex 14, Volume I,
and are transposed by States into national regulations.
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The aeroplane’s physical characteristics may influence the aerodrome dimensions, facilities and services in the
movement area. These characteristics are detailed in Attachment A to this chapter.
In order to adequately assess aerodrome compatibility, aeroplane operational characteristics should be included in the
evaluation process. The operational characteristics can include the infrastructure requirements of the aeroplane as well
as ground servicing requirements. These characteristics are detailed in Attachment B to this chapter.
In order to adequately assess the aeroplane’s compatibility, aerodrome physical characteristics should be included in
the evaluation process. These characteristics are detailed in the Appendix to this chapter.
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Appendix to Chapter 4
1. INTRODUCTION
Introduction
This section provides the rationale, including the basis and objectives for the various elements of the physical
infrastructure required in Annex 14, Volume I, Chapter 3. References are made, where necessary, to other ICAO
documents.
Challenges
This section identifies possible challenges based on experience, operational judgement and analysis of hazards linked to
an infrastructure item in relation to ICAO provisions. Each compatibility study should determine the challenges
relevant for the accommodation of the planned aeroplane at the existing aerodrome.
Potential solutions
This section presents possible solutions related to the identified problems. Where it is impracticable to adapt the
existing aerodrome infrastructure or operations in accordance with the applicable regulation, the compatibility study or,
where necessary, safety assessment, determines the appropriate solutions or possible risk mitigation measures to be
implemented.
Note 1.— Where possible solutions have been developed, these should be reviewed periodically to assess their
continued validity. These possible solutions do not substitute or circumvent the provisions contained in Annex 14,
Volume I.
Note 2.— Procedures on the conduct of a safety assessment can be found in Chapter 3.
2. RUNWAYS
Note 1.— Runway length is a limiting factor on aeroplane operations and should be assessed in collaboration with
the aeroplane operator. Information on aeroplane reference field length can be found in Attachment D to this chapter.
Introduction
2.2.1 For a given runway width, factors affecting aeroplane operations include the characteristics, handling
qualities and performance demonstrated by the aeroplane. It may be advisable to consider other factors of operational
significance in order to have a safety margin for factors such as wet or contaminated runway pavement, crosswind
conditions, crab angle approaches to landing, aeroplane controllability during aborted take-off, and engine failure
procedures.
Note.— Guidance is given in the Aerodrome Design Manual (Doc 9157), Part 1 — Runways.
Challenges
2.2.2 The main issue associated with available runway width is the risk of aeroplane damage and fatalities
associated with an aeroplane veering off the runway during take-off, rejected take-off or during the landing.
1) aeroplane (asymmetric spin-up and/or reverse thrust, malfunctioning of control surfaces, hydraulic system,
tires, brakes, nose-gear steering, centre of gravity and powerplant (engine failure, foreign object ingestion));
2) temporary surface conditions (standing water, snow, dust, residuals (rubber), FOD, damage to the pavement
and runway friction coefficient);
3) permanent surface conditions (horizontal and vertical slopes and runway friction characteristics);
4) meteorological conditions (e.g. heavy rain, crosswind, strong/gusty winds, reduced visibility, snow); and
b) for landing:
1) aeroplane/airframe (malfunction of the landing gear, control surfaces, hydraulic system, brakes, tires, nose-
gear steering and powerplant (reverse and thrust lever linkage));
2) temporary surface conditions (standing water, snow, dust, residuals (e.g. rubber), FOD, damage to the
pavement and applying runway friction coefficient);
3) permanent surface conditions (horizontal and vertical slopes and runway friction characteristics);
4) prevailing meteorological conditions (heavy rain, crosswind, strong/gusty winds, thunderstorms/wind shear,
reduced visibility);
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Note.— An analysis of lateral runway excursion reports shows that the causal factor in aeroplane
accidents/incidents is not the same for take-off and landing. Mechanical failure is, for instance, a frequent accident
factor for runway excursions during take-off, while hazardous meteorological conditions such as thunderstorms are
more often associated with landing accidents/incidents. Engine reverse thrust system malfunction and/or contaminated
runway surfaces have also been a factor in a significant number of veer-offs during landing (other subjects are relevant
to the aeroplane such as brake failures and high crosswinds).
Potential solutions
2.2.4 The lateral runway excursion is linked to specific aeroplane characteristics, performance/handling qualities,
controllability in response to such events as aeroplane mechanical failures, pavement contamination, winter operations
and crosswind conditions. Runway width is not a required specific certification limitation. However, indirectly related
is the determination of minimum control speed on the ground (Vmcg) and the maximum demonstrated crosswind.
These additional factors should be considered as key factors in order to ensure that this kind of hazard is adequately
addressed.
2.2.5 For a specific aeroplane, it may be permissible to operate on a runway with a narrower width if approved by
the appropriate authorities for such operations.
Note.— The maximum demonstrated crosswind is included in the aircraft flight manual.
2.2.6 Potential solutions can be developed by applying the following measures, alone or in combination with
other measures. The following list is not in any particular order and is not exhaustive:
a) paved inner shoulders of adequate bearing strength to provide an overall width of the runway and its (inner)
shoulders of the recommended runway width according to the reference code;
b) paved/unpaved outer shoulders with adequate bearing strength to provide an overall width of the runway and its
shoulder according to the reference code;
c) additional runway centre line guidance and runway edge markings; and
2.2.7 Aerodrome operators should also take into account the possibility that certain aeroplanes are not able to
make a 180-degree turn on narrower runways. When there is no proper taxiway at the end of the runway, providing a
suitable runway turn pad is recommended.
Note.— Particular care should be given while manoeuvring on runways having a width less than recommended to
prevent the wheels of the aeroplane from leaving the pavement, while avoiding the use of large amounts of thrust that
could damage runway lights and signs and cause erosion of the runway strip. For affected runways a close inspection,
as appropriate, is generally considered to detect the presence of debris that may be deposited during 180-degree turns
on the runway after landing.
2.2.8 Snow removal should be provided at least up to the position of the outboard engine’s intake section area to
avoid snow ingestion unless specific aeroplane characteristics/procedures exist to avoid snow ingestion (significant
ground clearance of the engines preventing snow ingestion, specific take-off procedure).
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I-4-App-4 Procedures — Aerodromes
2.2.9 Aerodromes which use embedded (inset) runway edge lights should take into account additional
consequences such as:
a) more frequent cleaning intervals for the embedded lights, as dirt will affect the function more quickly compared
to elevated runway edge lights;
b) earlier execution of snow removal operations, as the inset lights are likely to be affected by snow more quickly;
and
c) in addition, bi-directional inset lights can facilitate snow removal procedures on a wider range.
2.2.10 Location and specifications for runway signs should be considered due to the increased size of the
aeroplane’s wingspan (engine location) as well as the increased thrust rating from the aeroplane’s engines.
Introduction
2.3.1 The shoulders of a runway should be capable of minimizing any damage to an aeroplane veering off the
runway. In some cases, the bearing strength of the natural ground may be sufficient without additional preparation to
meet the requirements for shoulders. The prevention of ingestion of objects from jet engines should always be taken
into account particularly for the design and construction of the shoulders. In case of specific preparation of the
shoulders, visual contrast, such as the use of runway side-stripe markings, between runway and runway shoulders, may
be required.
Challenges
b) to provide jet blast protection and to prevent engine FOD ingestion; and
Note.— Inadequate width of existing runway bridges is a special topic that needs careful evaluation.
2.3.3 Potential issues associated with runway shoulder characteristics (width, soil type, bearing strength) are:
a) aeroplane damage that could occur after excursion onto the runway shoulder due to inadequate bearing
capacity;
b) shoulder erosion causing ingestion of foreign objects by jet engines due to unsealed surfaces; consideration
should be given to the impact of FOD on aeroplane tires and engines as a potentially major hazard; and
c) difficulties for RFF services to access a damaged aeroplane on the runway due to inadequate bearing strength.
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c) soil type and bearing strength (aeroplane mass, tire pressure, gear design).
Potential solutions
2.3.5 Possible solutions can be developed by applying the following measures, alone or in combination with other
measures. The following list is not in any particular order and is not exhaustive:
a) Excursion onto the runway shoulder. Provide the suitable shoulder as detailed in 2.3;
b) Jet blast. Information about outer engine position, jet blast velocity contour and jet blast directions at take-off is
needed to calculate the required width of shoulders that has to be enhanced for protection against jet blast.
Lateral deviation from the runway centre line should also be taken into account;
Note 1.— Jet blast velocity data may be available from the aircraft manufacturers.
Note 2.— Relevant information is typically available in the aircraft characteristics for airport planning manual
of aircraft manufacturers.
c) RFF vehicles. Operational experience with aeroplanes currently operated on existing runways suggests that an
overall width of the runway and its shoulders which is compliant with the requirements is adequate to permit
intervention on aeroplanes by occasional RFF vehicle traffic. However, longer upper-deck escape chutes may
reduce the margin between the shoulder edge and the extension of escape slides and reduce the supporting
surface available to rescue vehicles; and
d) Additional surface inspections. It may be necessary to adapt the inspection programme for FOD detection.
Introduction
2.4.1 Turn pads are generally provided when an exit taxiway is not available at the runway end. A turn pad allows
an aeroplane to turn back after landing and before take-off and to position itself correctly on the runway.
Note.— Guidance on typical turn pads is given in Doc 9157, Part 1, Appendix 4. In particular, the design of the
total width of the turn pad should be such that the nose-wheel steering angle of the aeroplane for which the turn pad is
intended will not exceed 45 degrees.
Challenges
2.4.2 For minimizing the risk of a turn pad excursion, the turn pad should be designed sufficiently wide to permit
the 180-degree turn of the most demanding aeroplane that will be operated. The design of the turn pad generally
assumes a maximum nose landing gear steering angle of 45 degrees, which should be used unless some other condition
applies for the particular type of aeroplane, and considers clearances between the gears and the turn pad edge, as for a
taxiway.
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I-4-App-6 Procedures — Aerodromes
2.4.3 The main causes and accident factors of the aeroplane veering off the turn pad pavement are:
a) aeroplane characteristics that are not adequate and aeroplane failure (ground manoeuvring capabilities,
especially long aeroplanes, malfunctioning of nose-gear steering, engine, brakes);
b) adverse surface conditions (standing water, loss of control on ice-covered surfaces, friction coefficient);
c) loss of the turn pad visual guidance (markings and lights covered by snow or inadequately maintained); and
d) Human Factors, including incorrect application of the 180-degree procedure (nose-wheel steering, asymmetric
thrust, differential breaking).
Note.— No turn pad excursions with passenger injuries have so far been reported. Nevertheless, an aeroplane
disabled on a turn pad can have an impact on runway closure.
Potential solutions
2.4.4 The ground maneuvering capabilities available from aircraft manufacturers are one of the key factors to be
considered in order to determine whether an existing turn pad is suitable for a particular aeroplane. The speed of the
manoeuvring aeroplane is also a factor.
Note.— Relevant information is typically available in the aircraft characteristics for airport planning manual of
aircraft manufacturers.
2.4.5 For a specific aeroplane, it may be permissible to operate on a runway turn pad not provided in accordance
with Annex 14, Volume I, specifications, considering:
a) the specific ground manoeuvring capability of the specific aeroplane (notably the maximum effective steering
angle of the nose landing gear);
In this case, the turn pad can have a different shape. The objective is to enable the aeroplane to align on the runway
while losing the least runway length as possible. The aeroplane is supposed to taxi at slow speed.
Note.— Further advisory material on turn pads may be available from the aircraft manufacturers.
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Introduction
2.5.1.1 A runway strip is an area enclosing a runway and any associated stopway. Its purpose is to:
a) reduce the risk of damage to an aeroplane running off the runway by providing a cleared and graded area which
meets specific longitudinal and transverse slopes, and bearing strength requirements; and
b) protect an aeroplane flying over it during landing, balked landing or take-off by providing an area which is
cleared of obstacles, except for permitted aids to air navigation.
2.5.1.2 Particularly, the graded portion of the runway strip is provided to minimize the damage to an aeroplane in
the event of a veer-off during a landing or take-off operation. It is for this reason that objects should be located away
from this portion of the runway strip unless they are needed for air navigation purposes and are frangibly mounted.
Note.— The dimensions and characteristics of the runway strip are detailed in Annex 14, Volume I, Chapter 3, 3.4
and Attachment A.
Challenges
2.5.1.3 Where the requirements on runway strips cannot be achieved, the available distances, the nature and
location of any hazard beyond the available runway strip, the type of aeroplane and the level of traffic at the aerodrome
should be reviewed. Operational restrictions may be applied to the type of approach and low visibility operations that
fit the available ground dimensions, while also taking into account:
g) accident report.
2.5.1.4 An analysis of lateral runway excursion reports shows that the causal factor in aeroplane
accidents/incidents is not the same for take-off and for landing. Therefore, take-off and landing events may need to be
considered separately.
Note.— Mechanical failure is a frequent accident factor in runway excursions during take-off, while hazardous
meteorological conditions such as thunderstorms are more often present with landing accident/incidents. Brake
failures or engine reverse thrust system malfunctions have also been factors in a significant number of landing veer-
offs.
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I-4-App-8 Procedures — Aerodromes
2.5.1.5 Lateral deviation from the runway centre line during a balked landing with the use of the digital autopilot
as well as manual flight with a flight director for guidance have shown that the risk associated with the deviation of
specific aeroplanes is contained within the OFZ.
Note.— Provisions on OFZ are given in Annex 14, Volume I, and in Cir 301, New Larger Aeroplanes —
Infringement of the Obstacle Free Zone: Operational Measures and Aeronautical Study and Cir 345, New Larger
Aeroplanes — Infringement of the Obstacle Free Zone: Collision Risk Model and Aeronautical Study.
2.5.1.6 The lateral runway excursion hazard is clearly linked to specific aeroplane characteristics, performance/
handling qualities and controllability in response to such events as aeroplane mechanical failures, pavement
contamination and crosswind conditions. This type of hazard comes under the category for which risk assessment is
mainly based on flight crew/aeroplane performance and handling qualities. Certified limitations of the specific
aeroplane is one of the key factors to be considered in order to ensure that this hazard is under control.
Potential solutions
2.5.1.7 Potential solutions can be developed by applying the following measures, alone or in combination with
other measures. The following list is not in any particular order and is not exhaustive:
a) improving runway surface conditions and/or the means of recording and indicating rectification action,
particularly for contaminated runways, having knowledge of runways and their condition and characteristics in
precipitation;
b) ensuring that accurate and up-to-date meteorological information is available and that information on runway
conditions and characteristics is passed to flight crews in a timely manner, particularly when flight crews need
to make operational adjustments;
c) improving the aerodrome operator’s knowledge of recording, prediction and dissemination of wind data,
including wind shear, and any other relevant meteorological information, particularly when it is a significant
feature of an aerodrome’s climatology;
d) upgrading the visual and instrument landing aids to improve the accuracy of aeroplane delivery at the correct
landing position on runways; and
e) in consultation with aeroplane operators, formulating any other relevant aerodrome operating procedures or
restrictions and promulgating such information appropriately.
Introduction
2.5.2.1 An object located on a runway strip which may endanger aeroplanes is regarded as an obstacle, according
to the definition of “obstacle” and should be removed, as far as practicable. Obstacles may be either naturally occurring
or deliberately provided for the purpose of air navigation.
Challenges
a) a collision risk for an aeroplane in flight or for an aeroplane on the ground that has veered off the runway; and
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Note 1.— Mobile objects that are beyond the OFZ (inner transitional surface) but still within the runway strip, such
as vehicles and holding aeroplanes at runway-holding positions, or wing tips of aeroplanes taxiing on a parallel
taxiway to the runway, should be considered.
Note 2.— Provisions on OFZ are given in Annex 14, Volume I, and in Circular 301, New Larger Aeroplanes —
Infringement of the Obstacle Free Zone: Operational Measures and Aeronautical Study and Cir 345 — New Larger
Aeroplanes — Infringement of the Obstacle Free Zone: Collision Risk Model and Aeronautical Study.
Potential solutions
2.5.2.3 Potential solutions can be developed by applying the following measures, alone or in combination with
other measures. The following list is not in any particular order and is not exhaustive:
a) a natural obstacle should be removed or reduced in size wherever possible; alternatively, grading of the area
allows reduction of the severity of damage to the aeroplane;
b) other fixed obstacles should be removed unless they are necessary for air navigation, in which case they should
be frangible and should be so constructed as to minimize the severity of damage to the aeroplane;
c) an aeroplane considered to be a moving obstacle within the runway strip should respect the requirement on the
sensitive areas installed to protect the integrity of the ILS and should be subject to a separate safety assessment;
and
Note.— Provisions on ILS critical and sensitive areas are given in Annex 10 — Aeronautical
Telecommunications, Volume I — Radio Navigation Aids.
d) visual and instrument landing aids may be upgraded to improve the accuracy of aeroplane delivery at the correct
landing position on runways, and in consultation with aeroplane operators, any other relevant aerodrome
operating procedures or restrictions may be formulated and such information promulgated appropriately.
Introduction
3.1 A RESA is primarily intended to reduce the risk of damage to an aeroplane undershooting or overrunning the
runway. Consequently, a RESA will enable an aeroplane overrunning to decelerate, and an aeroplane undershooting to
continue its landing.
Challenges
3.2 Identification of specific issues related to runway overruns and undershoots is complex. There are a number of
variables that have to be taken into account, such as prevailing meteorological conditions, the type of aeroplane, the
load factor, the available landing aids, runway characteristics, the overall environment, as well as Human Factors.
3.3 When reviewing the RESA, the following aspects have to be taken into account:
a) the nature and location of any hazard beyond the runway end;
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c) the type of aeroplanes and level of traffic at the aerodrome and actual or proposed changes to either;
e) friction and drainage characteristics of the runway which have an impact on runway susceptibility to surface
contamination and aeroplane braking action;
g) type of approach;
h) runway length and slope, in particular, the general operating length required for take-off and landing versus the
runway distances available, including the excess of available length over that required;
j) aerodrome climatology, including predominant wind speed and direction and likelihood of wind shear; and
Potential solutions
3.4 Potential solutions can be developed by applying the following measures, alone or in combination with other
measures. The following list is not in any particular order and is not exhaustive:
a) restricting the operations during adverse hazardous meteorological conditions (such as thunderstorms);
b) defining, in cooperation with aeroplane operators, hazardous meteorological conditions and other factors
relevant to aerodrome operating procedures and publishing such information appropriately;
c) improving an aerodrome’s database of operational data, detection of wind data, including wind shear and other
relevant meteorological information, particularly when it is a significant change from an aerodrome’s
climatology;
d) ensuring that accurate and up-to-date meteorological information, current runway conditions and other
characteristics are detected and notified to flight crews in time, particularly when flight crews need to make
operational adjustments;
e) improving runway surfaces in a timely manner and/or the means of recording and indicating necessary action
for runway improvement and maintenance (e.g. friction measurement and drainage system), particularly when
the runway is contaminated;
g) repainting faded runway markings and replacing inoperative runway surface lighting identified during daily
runway inspections;
h) upgrading visual and instrument landing aids to improve the accuracy of aeroplane delivery at the correct
landing position on runways (including the provision of ILSs);
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j) installing suitably positioned and designed arresting systems as a supplement or as an alternative to standard
RESA dimensions when necessary (see Note 1);
k) increasing the length of a RESA and/or minimizing the potential obstruction in the area beyond the RESA; and
Note 1.— Further guidance on arresting systems can be found in Annex 14, Volume I, Attachment A.
Note 2.— In addition to the AIP entry, information/instructions may be disseminated to local runway safety teams
and others to promote awareness in the community.
4. TAXIWAYS
4.1 General
Introduction
4.1.1 Taxiways are provided to permit the safe and expeditious surface movement of aeroplanes.
4.1.2 A sufficiently wide taxiway permits smooth traffic flow while facilitating aeroplane ground steering.
Note 1.— Guidance material is given in Doc 9157, Part 2 — Taxiways, Aprons and Holding Bays; Section 1.2 and
Table 1-1 provide the formula for determining the width of a taxiway.
Note 2.— Particular care should be taken while manoeuvring on taxiways having a width less than that specified in
Annex 14, Volume I, to prevent the wheels of the aeroplane from leaving the pavement, while avoiding the use of large
amounts of thrust that could damage taxiway lights and signs and cause erosion of the taxiway strip. Affected taxiways
should be closely inspected, as appropriate, for the presence of debris that may be deposited while taxiing into position
for take-off.
Challenges
b) adverse surface conditions (standing water, loss of control on ice-covered surfaces, friction coefficient);
c) loss of the taxiway centre line visual guidance (markings and lights covered by snow or inadequately
maintained);
d) Human Factors (including directional control, orientation error, pre-departure workload); and
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Note.— The consequences of a taxiway excursion are potentially disruptive. However, consideration should be
given to the greater potential impact of deviation of a larger aeroplane in terms of blocked taxiways or disabled
aeroplane removal.
4.1.5 Pilot precision and attention are key issues since they are heavily related to the margin between the outer
main gear wheel and the taxiway edge.
4.1.6 Compatibility studies related to taxiway width and potential deviations can include:
a) the use of taxiway deviation statistics to calculate the taxiway excursion probability of an aeroplane depending
on taxiway width. The impact of taxiway guidance systems and meteorological and surface conditions on
taxiway excursion probability should be assessed whenever possible;
b) view of the taxiway from the cockpit, taking into account the visual reference cockpit cut-off angle and pilot
eye height; and
Potential solutions
4.1.7 Potential solutions can be developed by applying the following measures, alone or in combination with
other measures. The following list is not in any particular order and is not exhaustive:
i) snow and ice control surface measures implemented on taxiway entrances to the runway, especially high-speed
taxiway exits;
Note 1.— Taxi cameras are designed to ease the taxi and can assist the flight crew in preventing the wheels of the
aeroplane from leaving the full-strength pavement during normal ground manoeuvring.
Note 2.— Taxiways that are not provided with suitable shoulders may be restricted in operation.
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4.1.8 Special attention should be given to the offset of centre line lights in relation to centre line markings,
especially during winter conditions when distinguishing between markings and offset lights can be difficult.
4.1.9 Location and specifications for taxiway signs should be considered due to the engine location as well as the
increased thrust in the aeroplane engines.
Introduction
4.2.1 Annex 14, Volume I, 3.9.5, contains provisions on taxiway curves. Additional guidance is included in
Doc 9157, Part 2.
Challenges
4.2.2 Any hazard will be the result of a lateral taxiway excursion on a curved section.
4.2.3 The main causes and accident factors are the same as for a taxiway excursion on a straight taxiway section.
The use of the cockpit-over-centreline steering technique on a curved taxiway will result in track-in of the main landing
gear from the centre line. The amount of track-in depends on the radius of the curved taxiway and the distance from the
cockpit to the main landing gear.
4.2.4 The consequences are the same as for lateral taxiway excursions on straight sections.
4.2.5 The required width of the curved portions of taxiways is related to the clearance between the outer main
wheel and the taxiway edge on the inner curve. The hazard is related to the combination of the outer main gear wheel
span and the distance between the nose gear/cockpit and the main gear. Consideration should be given to the effect on
airfield signs and other objects nearby of jet blast from a turning aeroplane.
4.2.6 Certain aeroplanes may require wider fillets on curved sections or taxiway junctions.
Potential solutions
4.2.7 Potential solutions can be developed by applying the following measures, alone or in combination with
other measures. The following list is not in any particular order and is not exhaustive:
c) the provision of taxiway centre line lights and taxi side-stripe markings (and inset taxiway edge lights);
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I-4-App-14 Procedures — Aerodromes
Note 1.— Taxi cameras are designed to ease the taxi and can assist the flight crew in preventing the wheels of the
aeroplane from leaving the full-strength pavement during normal ground manoeuvring.
Note 2.— Operations on taxiway curves that are not provided with suitable taxiway fillets should be restricted.
4.2.8 Special attention should be given to the offset of centre line lights in relation to centre line markings.
4.2.9 Location and specifications for taxiway signs should be considered due to the increase in the size of
aeroplanes as well as the increased thrust in aeroplane engines.
Introduction
5.1 A minimum distance is provided between the centre line of a runway and the centre line of the associated
parallel taxiway for instrument runways and non-instrument runways.
Note 1.— Doc 9157, Part 2, section 1.2, and Table 1-5, clarify that the runway/taxiway separation is based on the
principle that the wing tip of an aeroplane taxiing on a parallel taxiway should be clear of the runway strip.
Note 2.— It is permissible to operate with lower separation distances at an existing aerodrome if a safety
assessment indicates that such lower separation distances would not adversely affect the safety or significantly affect
the regularity of operations of aeroplanes. See Note 2 to Table 3-1, and Notes 2, 3 and 4 to 3.9.7 of Annex 14, Volume I.
Note 3.— Doc 9157, Part 2, has related guidance in 1.2.47 to 1.2.50. Furthermore, attention is drawn to the need
to provide adequate clearance at an existing aerodrome in order to operate an aeroplane with the minimum possible
risk.
Challenges
5.2 The potential issues associated with runway/parallel taxiway separation distances are:
a) the possible collision between an aeroplane running off a taxiway and an object (fixed or mobile) on the
aerodrome;
b) the possible collision between an aeroplane leaving the runway and an object (fixed or mobile) on the
aerodrome or the risk of a collision of an aeroplane on the taxiway that infringes on the runway strip; and
c) aeroplane mechanical failure (such as engine, hydraulic system, flight instruments, control surfaces and
autopilot);
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d) surface conditions (standing water, loss of control on ice-covered surfaces, friction coefficient);
Note.— Common accident/incident databases deal with lateral runway excursions but do not include accident
reports relative to in-flight collisions and ILS signal interference. Therefore, the causes and accident factors specific to
the local environment and identified above for runway separation issues are mainly supported by local aerodrome
experience. The huge variety and complexity of accident factors for collision risk should be emphasized.
Potential solutions
5.4 Potential solutions can be developed by applying the following measures, alone or in combination with other
measures. The following list is not in any particular order and is not exhaustive:
a) place a restriction on the wingspan of aeroplanes using the parallel taxiway or on the runway, if continued
unrestricted taxiway or runway operation is desired;
b) consider the most demanding length of aeroplane that can have an impact on runway/taxiway separation and the
location of holding positions (ILS);
c) change taxiway routing so that the required runway airspace is free of taxiing aeroplanes; and
Note.— When A-SMGCS is available, it can be utilized as a supporting means to the proposed solutions especially
in low visibility conditions.
Introduction
6.1 The taxiway minimum separation distances provide an area clear of objects that may endanger an aeroplane.
Note 2.— Additional guidance material on minimum separation distances is included in Doc 9157, Part 2.
6.2 The minimum separation distance is equal to the wingspan plus maximum lateral deviation plus increment.
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Note 2.— If the minimum required distance between the centre lines of two parallel taxiways is not provided, it is
permissible to operate with lower separation distances at an existing aerodrome if a compatibility study, which may
include a safety assessment, indicates that such lower separation distances would not adversely affect the safety or
significantly affect the regularity of aeroplane operations.
Challenges
6.3 The separation distances during taxiing are intended to minimize the risk of a collision between an aeroplane
and an object (taxiway/object separation, taxilane/object separation).
Note.— Taxiway deviation statistics can be used to assess the risk of a collision between two aeroplanes or between
an aeroplane and an object.
c) loss of the visual taxiway guidance system (markings and lights covered by snow); and
d) Human Factors (directional control, temporary loss of orientation resulting in aeroplanes being incorrectly
positioned, etc.).
6.5 The potential issues associated with parallel taxiway separation distances are:
a) the probable collision between an aeroplane running off a taxiway and an object (aeroplane on parallel
taxiway); and
b) an aeroplane running off the taxiway and infringing the opposite taxiway strip.
c) aeroplane mechanical failure (such as engine, hydraulic system, flight instruments, control surfaces, autopilot);
d) surface conditions (standing water, loss of control on ice-covered surfaces, friction coefficient);
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Potential solutions
6.7 Potential solutions can be developed by applying the following measures, alone or in combination with other
measures. The following list is not in any particular order and is not exhaustive:
c) the provision of taxi side-stripe markings (and inset taxiway edge lights);
e) restrictions on aeroplanes (wingspan) allowed to use parallel taxiways during the operation of a specific
aeroplane;
f) restrictions on vehicles using service roads adjacent to a designated aeroplane taxi route;
h) the provision of reduced spacing between taxiway centre line lights; and
i) the provision of straightforward taxiway naming and ground routings with respect to the hazard of taxiway
veer-offs.
Note.— Special attention should be given to the offset of centre line lights in relation to centre line markings.
Especially during winter conditions, distinguishing between markings and offset lights can be difficult.
6.8 Potential solutions can be developed by providing the following facilities, alone or in combination with other
measures. The following list is not in any particular order and is not exhaustive:
a) place a restriction on the wingspan of aeroplanes using the parallel taxiway if continued unrestricted taxiway
operation is desired;
b) consider the most demanding length of aeroplane that can have an impact on a curved taxiway section;
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I-4-App-18 Procedures — Aerodromes
j) provision of straightforward taxiway naming and ground routings with respect to the hazard of taxiway veer-
offs.
Note.— When A-SMGCS is available, it can be utilized as a supporting means to the proposed solutions especially
in low visibility conditions.
7. TAXIWAYS ON BRIDGES
Introduction
7.1 The width of that portion of a taxiway bridge capable of supporting aeroplanes, as measured perpendicularly
to the taxiway centre line, is normally not less than the width of the graded area of the strip provided for that taxiway,
unless a proven method of lateral restraint is provided which is not hazardous for aeroplanes for which the taxiway is
intended.
Note.— Annex 14, Volume I, section 3.9, and Doc 9157, Part 2, provide information on taxiways on bridges.
7.2 Access is to be provided for RFF vehicles to intervene, in both directions within the specified response time,
with the largest aeroplane for which the taxiway is intended.
7.3 If aeroplane engines overhang the bridge structure, it may be necessary to protect the adjacent areas, below
the bridge, from engine blast.
Challenges
7.4 The following hazards are related to the width of taxiway bridges:
e) structural damage to the bridge due to the aeroplane mass exceeding the bridge design load; and
f) damage to the aeroplane due to insufficient clearance of engines, wings or fuselage from bridge rails, lights or
signs.
b) surface conditions (standing water, loss of control on ice-covered surfaces, friction coefficient);
c) loss of the visual taxiway guidance system (markings and lights covered by snow);
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f) undercarriage design.
7.6 The main causes of and accident factors for jet blast effect below the bridge are:
c) taxiway centre line deviation factors (see taxiway excursion hazard in 4.1.4).
7.7 In addition to the specifications of Chapter 3, Safety Assessments for Aerodromes, hazard prevention
mechanisms should be based on the critical dimensions of the aeroplane in relation to the bridge width.
Potential solutions
7.8 Potential solutions can be developed by applying the following measures, alone or in combination with other
measures. The following list is not in any particular order and is not exhaustive:
b) provide a proven method of lateral restraint to prevent the aeroplane from veering off the full bearing strength
of the taxiway bridge;
c) provide an alternative path/bridge for RFF vehicles or implement emergency procedures to taxi the aeroplane
away from such taxi bridges;
d) implement jet blast procedures to reduce the effects of jet blast on the undercroft; and
7.9 The RFF vehicles need to have access to both sides of the aeroplane to fight any fire from the best position,
allowing for wind direction as necessary. In case the wingspan of the considered aeroplane exceeds the width of the
bridge, another bridge nearby can be used for access to the “other” side of an aeroplane rather than an increased bridge
width; in this case the surface of the bypass routes are at least stabilized where it is unpaved.
Note.— The use of another bridge as mentioned in 7.9 is practicable only where bridges are paired (parallel
taxiways) or when there is a service road in the surrounding area. In any case, the bridge strength is to be checked,
depending on the aeroplane planning to use it.
7.10 The protection from jet blast of vehicular traffic under/near the bridge is to be studied, consistent with the
overall width of the taxiway and its shoulders.
7.11 The bridge width should be compatible with the deployment of escape slides. If this is not the case, a safe
and quick escape route should be ensured.
Note.— Curved centre lines should be avoided leading up to, on and when leaving the bridge.
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8. TAXIWAY SHOULDERS
Introduction
8.1 Taxiway shoulders are intended to protect an aeroplane operating on the taxiway from FOD ingestion and to
reduce the risk of damage to an aeroplane running off the taxiway.
8.2 The taxiway shoulder dimensions are based on current information regarding the width of the inner engine
exhaust plume for breakaway thrust. Furthermore, the surface of taxiway shoulders is prepared so as to resist erosion
and ingestion of the surface material by aeroplane engines.
Challenges
b) taxiway shoulder width, the nature of the surface and its treatment; and
c) taxiway centre line deviation factors, both from the expected minor wander from tracking error and the effect of
main gear track-in in the turn area while using the cockpit-over-centre line-steering technique.
Potential solutions
8.4 Potential solutions can be developed by applying the following measures, alone or in combination with other
measures. The following list is not in any particular order and is not exhaustive:
a) Excursion on the taxiway shoulder. The thickness and composition of shoulder pavements should be such as to
withstand the occasional passage of the aeroplane operating at the aerodrome that has the most demanding
impact on pavement loading, as well as the full load of the most demanding aerodrome emergency vehicle. The
impact of an aeroplane on pavements should be assessed and, if required, existing taxiway shoulders (if allowed
to be used by these heavier aeroplanes) may need to be strengthened by providing a suitable overlay.
Note.— Surface materials of an asphalt paved shoulder of 10 to 12.5 cm thick (the higher thickness where
widebodied aircraft jet blast exposure is likely) and firmly adhering to the underlying pavement layers (by way
of a tack coat or other means that assures a well-bonded interface between the surface layer and the underlying
strata) is generally a suitable solution.
b) Jet blast. Information on engine position and jet blast velocity contour at breakaway thrust mode is used to
assess jet blast protection requirements during taxiing operations. A lateral deviation from the taxiway centre
line should be taken into account, particularly in the case of a curved taxiway and the use of the cockpit-over-
centre-line steering technique. The effect of jet blast can also be managed by the use of thrust management of
the engines (in particular for four-engine aircraft).
Note.— Further information concerning aeroplane characteristics including the margins between the outer
engine axis and the edge of the shoulder, and the distance from the outer engine to the ground can be found in
the manufacturer’s aircraft characteristics for airport planning manual.
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c) RFF vehicles. Operational experience with current aeroplanes on existing taxiways suggests that a compliant
overall width of the taxiway and its shoulders permits the intervention of aeroplanes by occasional RFF vehicle
traffic.
Note 1.— For NLA, the longer upper-deck escape chutes may reduce the margin between the shoulder edge and the
extremity of these escape slides and reduce the supporting surface available to rescue vehicles.
Note 2.— In some cases, the bearing strength of the natural ground may be sufficient, without special preparation,
to meet the requirements for shoulders. (Doc 9157, Part 1, provides further design criteria).
Introduction
9.1 Annex 14, Volume I, 3.13.6, recommends the minimum distance between an aeroplane using the stand and an
obstacle.
Challenges
9.2 The possible reasons for collision between an aeroplane and an obstacle on the apron or holding bay can be
listed as:
c) loss of the visual taxi guidance system (docking system out of service); and
9.3 The probability of a collision during taxiing depends more on Human Factors than on aeroplane performance.
Unless technical failure occurs, aeroplanes will respond reliably to directional inputs from the pilot when taxiing at the
usual ground speed. Nevertheless, caution should be exercised with regard to the impact of aeroplanes with larger
wingspans.
Potential solutions
9.4 Potential solutions can be developed by applying the following measures, alone or in combination with other
measures. The following list is not in any particular order and is not exhaustive:
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I-4-App-22 Procedures — Aerodromes
d) appropriate training of operating and ground personnel should be ensured by an aerodrome operator;
e) operational restrictions (e.g. adequate clearances before and behind parked or holding aeroplanes due to the
increased length of aeroplanes);
h) use of remote/cargo stands or “roll-through” parking positions for handling the aeroplane;
i) publication of procedures in the appropriate aeronautical documentation (i.e. closing or rerouting of taxilanes
behind parked aeroplanes);
k) marshaller guidance;
Introduction
10.1 Aeroplane de-icing/anti-icing facilities supported by appropriate procedures are provided at an aerodrome
where icing conditions are expected to occur.
Note.— Safe and efficient aeroplane operations are of primary importance in the development of an aeroplane de-
icing/anti-icing facility. (See Annex 14, Volume I, Chapter 3, section 3.15, on provisions for de-icing/anti-icing
facilities.)
Challenges
10.2 The challenge is to provide adequately designed and well-located de-icing/anti-icing treatment facilities for
the collection and safe disposal of fluids in an environmentally safe manner. The facility must not infringe the OLS, not
cause interference with radio navigation aids and be clearly visible from the air traffic control tower. In addition the
facility should provide the following:
c) drainage;
e) lighting capability for adequate de-icing/anti-icing of aircraft under low visibility or night-time operations.
Potential solutions
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10.3 Potential solutions can be developed by applying the following measures, alone or in combination with other
measures. The following list is not in any particular order and is not exhaustive:
a) adequate space on the pad to ensure a clear paved area around the aeroplane to facilitate the movement of de-
icing/anti-icing vehicles;
b) sufficient clearance between the pad and the adjacent manoeuvring areas taking the dimensions of aeroplanes
into consideration;
c) surface markings to ensure wing tip clearance of obstructions and other aeroplanes, especially if another
aeroplane is also to be accommodated on the pad;
h) jet blast implications, especially in static breakaway and turns while exiting the facility, including the hazard to
smaller aeroplanes nearby of possible degradation of agents; and
i) revision of pad management procedures in terms of the positioning and exiting of aeroplanes versus smaller
aeroplane types.
Introduction
11.1 Until 27 November 2024, to facilitate flight planning, various aerodrome data are required to be published,
such as data concerning the strength of pavements, which is one of the factors required to assess whether the aerodrome
can be used by an aeroplane of a specific all-up mass.
Note.— The aircraft classification number/pavement classification number (ACN/PCN) method is used for
reporting pavement strength. Requirements are given in Annex 14, Volume I, section 2.6, and Attachment A, section 20.
Doc 9157, Part 3 — Pavements, contains guidance on reporting pavement strength using the ACN/PCN method.
11.2 Until 27 November 2024, the increased mass and/or gear load of the aeroplanes may require additional
pavement support. Existing pavements and their maintenance will need to be evaluated for adequacy due to differences
in wheel loading, tire pressure, and undercarriage design. Bridge, tunnel and culvert load-bearing capacities are a
limiting factor, requiring some operational procedures.
Potential solutions
11.3 Until 27 November 2024, potential solutions can be developed by applying the following measures, alone or
in combination with other measures. The following list is not in any particular order and is not exhaustive:
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I-4-App-24 Procedures — Aerodromes
a) restrictions on aeroplanes with higher ACNs on specific taxiways, runway bridges or aprons; or
Introduction
11.1 As of 28 November 2024, to facilitate flight planning, various aerodrome data are required to be published,
such as data concerning the strength of pavements, which is one of the factors required to assess whether the aerodrome
can be used by an aeroplane of a specific all-up mass.
Note.— The aircraft classification rating/pavement classification rating (ACR-PCR) method is used for reporting
pavement strength. Requirements are given in Annex 14, Volume I, section 2.6, and Attachment A, section 20.
Doc 9157, Part 3 — Pavements, contains guidance on reporting pavement strength using the ACR-PCR method.
11.2 As of 28 November 2024, the increased mass and/or gear load of the aeroplanes may require additional
pavement support. Existing pavements and their maintenance will need to be evaluated for adequacy due to differences
in wheel loading, tire pressure, and undercarriage design. Bridge, tunnel and culvert load-bearing capacities are a
limiting factor, requiring some operational procedures.
Potential solutions
11.3 As of 28 November 2024, potential solutions can be developed by applying the following measures, alone or
in combination with other measures. The following list is not in any particular order and is not exhaustive:
a) restrictions on aeroplanes with higher ACRs on specific taxiways, runway bridges or aprons; or
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Attachment A to Chapter 4
AEROPLANE
PHYSICAL CHARACTERISTICS
This attachment lists aeroplane characteristics that may have an impact on the relevant aerodrome characteristics,
facilities and services in the movement area.
1. FUSELAGE LENGTH
a) the dimensions of the movement area (taxiway, holding bays and aprons), passenger gates and terminal areas;
c) ground movement and control (e.g. reduced clearance behind a longer aeroplane holding at an apron or a
runway/intermediate holding position to permit the passing of another aeroplane);
2. FUSELAGE WIDTH
The fuselage width is used to determine the aerodrome category for RFF.
b) mobile steps;
c) catering trucks;
The aeroplane nose characteristics may have an impact on the location of the runway-holding position of the aeroplane
which should not infringe the OFZ.
5. TAIL HEIGHT
b) ILS critical and sensitive areas: In addition to the tail height of the critical aeroplane, tail composition, tail
position, fuselage height and length can have an effect on ILS critical and sensitive areas;
d) de-icing/anti-icing facilities;
g) the clearance of any aerodrome infrastructure or facilities built over stationary or moving aeroplanes.
6. WINGSPAN
c) the location of the runway-holding position (due to the impact of the wingspan on OFZ dimensions);
e) wake turbulence;
f) gate selection;
i) de-icing.
In the case of an aeroplane equipped with folding wing tips, its reference code letter may change as a result of the
folding/extending of the wing tips. Consideration should be given to the wingspan configuration and resultant
operations of the aeroplane at an aerodrome.
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Part I — Attachment A to Chapter 4 I-4-Att A-3
Note.— Further information concerning aeroplanes with folding wing tips, physical characteristics and the concept
of normal and non-normal operations can be found in the manufacturer’s aircraft characteristics for airport planning
manual.
8. COCKPIT VIEW
The relevant geometric parameters to assess the cockpit view are cockpit height, cockpit cut-off angle and the
corresponding obscured segment. The cockpit view may have an impact on:
d) markings and signs on runways, turn pads, taxiways, aprons and holding bays;
e) lights: in low visibility conditions, the number and spacing of visible lights when taxiing may depend on the
cockpit view; and
Note.— Cockpit view with reference to the obscured segment is also affected by the attitude of the aeroplane on
approach.
The design of taxiway curves is based on the cockpit-over-centre-line concept. The distance from the pilot’s eye
position to the nose landing gear is relevant for:
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I-4-Att A-4 Procedures — Aerodromes
The aeroplane landing gear design is such that the overall mass of the aeroplane is distributed so that the stresses
transferred to the soil through a well-designed pavement are within the bearing capacity of the soil. The landing gear
layout also has an effect on the manoeuvrability of the aeroplane and the aerodrome pavement system.
The outer main gear wheel span may have an impact on:
a) runway width;
c) taxiway width;
d) taxiway fillets;
12. WHEELBASE
b) taxiway fillets;
The gear steering system may have an impact on the dimensions of turn pads and the dimensions of aprons and holding
bays.
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a) the mass limitation on existing bridges, tunnels, culverts and other structures under runways and taxiways;
Until 27 November 2024, landing gear geometry, tire pressure and ACN values may have an impact on the airfield
pavement and associated shoulders.
As of 28 November 2024, landing gear geometry, tire pressure and ACR values may have an impact on the airfield
pavement and associated shoulders.
16.1 The engine characteristics include engine geometry and engine airflow characteristics, which may affect
aerodrome infrastructure as well as ground handling of the aeroplane and operations in adjacent areas which are likely
to become affected by jet blast.
d) the vertical and horizontal extent of possible jet blast or propeller wash.
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I-4-Att A-6 Procedures — Aerodromes
16.4 The engine characteristics may be relevant for the following aerodrome infrastructure and operational
aspects:
a) runway shoulder width and composition (jet blast and ingestion issues during take-off and landing);
c) taxiway shoulder width and composition (jet blast and ingestion issues during taxiing);
h) the separation between aeroplanes and adjacent ground service personnel, vehicles or passengers;
k) the design and use of functional areas adjacent to the manoeuvring area;
a) terminal facilities;
a) runway width;
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Part I — Attachment A to Chapter 4 I-4-Att A-7
b) runway length;
c) the OFZ;
d) runway/taxiway separation;
e) wake turbulence;
f) noise; and
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5/11/20
Attachment B to Chapter 4
The following list of aeroplane ground servicing characteristics and requirements may affect the available aerodrome
infrastructure. This list is not exhaustive; additional items may be identified by the stakeholders involved in the
compatibility assessment process:
a) ground power;
d) fuelling;
f) de-icing;
h) aeroplane maintenance;
i) RFF;
j) equipment areas;
_____________________
LIST OF REFERENCES
Annex 14 — Aerodromes
Volume I — Aerodrome Design and Operations.
Procedures for Air Navigation Services — Air Traffic Management (PANS-ATM) (Doc 4444)
Manual of Surface Movement Guidance and Control Systems (SMGCS) (Doc 9476)
Advanced Surface Movement Guidance and Control Systems (A-SMGCS) Manual (Doc 9830)
New Larger Aeroplanes — Infringement of the Obstacle Free Zone: Operational Measures and Aeronautical Study
(Cir 301)
_____________________
5/11/20
Attachment D to Chapter 4
Data are provided for convenience, are subject to change and should be used only as a guide. Accurate data should be
obtained from the aircraft manufacturer’s documentation. Many aeroplane types have optional weights and different
engine models and engine thrusts; therefore pavement aspects and reference field lengths will vary, in some cases
enough to change the aeroplane category. Reference field length should not be used for the design of aerodrome
runway length, as the required length will vary depending on various factors such as aerodrome elevation, reference
temperature and runway slope.
Nose
gear to
Outer main
main gear Cockpit Maximum
Take- Reference gear distance to main Overall Maximum Approach evacuation
off Aerodrome field wheel (wheel gear Fuselage (maximum) tail speed slide
weight Reference length Wingspan span base) distance length length height (1.3×Vs) length
Aircraft model (kg) Code (m)* (m) (m) (m) (m) (m) (m) (m) (kt) (m)*****
AIRBUS A318- 68 000 3C 1 789 34.1 8.9 10.3 15.3 31.5 31.5 12.9 124 7.2
100
A319-100 75 500 4C 1 800 34.1 8.9 11.4 16.5 33.5 33.5 12.2 128 7.2
A320-200 77 000 4C 2 025 34.1 8.9 12.6 17.7 37.6 37.6 12.2 136 7.5
A321-200 93 500 4C 2 533 34.1 8.9 16.9 22.0 44.5 44.5 12.1 142 6.2
A300B4-200 165 000 4D 2 727 44.8 11.1 18.6 25.3 53.2 54.1 16.7 137 9.0
A300-600R 170 500 4D 2 279 44.8 11.1 18.6 25.3 53.2 54.1 16.7 135 9.0
A310-300 164 000 4D 2 350 43.9 11.0 15.2 21.9 45.9 46.7 16.0 139 6.9
A330-200 233 000 4E 2 479 60.3 12.6 22.2 28.9 57.3 58.4 18.2 136 11.5
A330-300 233 000 4E 2 490 60.3 12.6 25.4 32.0 62.6 63.7 17.2 137 11.5
A340-200 275 000 4E 2 906 60.3 12.6 22.2 28.9 58.3 59.4 17.0 136 11.0
A340-300 276 500 4E 2 993 60.3 12.6 25.4 32.0 62.6 63.7 17.0 139 11.0
A340-500 380 000 4E 3 023 63.4 12.6 28.0 34.5 66.0 67.9 17.5 142 10.9
A340-600 380 000 4E 2 864 63.4 12.6 33.1 39.8 73.5 75.4 17.9 148 10.5
A380-800 560 000 4F 2 779 79.8 14.3 29.7 36.4 70.4 72.7 24.4 138 15.2
ANTONOV An-2 5 500 1B 500 18.2 3.4 8.3 –0.6 12.7 12.4 4.1 62
An-3 5 800 1B 390 18.2 3.5 8.3 –0.6 14.0 13.9 4.9 65
An-28 6 500 1B 585 22.1 3.4 4.4 3.1 12.7 13.1 4.9 89
An-38-100 9 500 2B 965 22.1 3.4 6.2 4.9 15.3 15.7 5.5 108
An-38-200 9 930 2B 1 125 22.1 3.4 6.2 4.9 15.3 15.7 5.5 119
Nose
gear to
Outer main
main gear Cockpit Maximum
Take- Reference gear distance to main Overall Maximum Approach evacuation
off Aerodrome field wheel (wheel gear Fuselage (maximum) tail speed slide
weight Reference length Wingspan span base) distance length length height (1.3×Vs) length
Aircraft model (kg) Code (m)* (m) (m) (m) (m) (m) (m) (m) (kt) (m)*****
An-24 21 000 3C 1 350 29.2 7.9 7.9 7.6 23.8 23.8 8.6 119
An-24PB 22 500 3C 1 600 29.2 7.9 7.9 7.6 23.8 23.8 8.6 119
An-30 22 100 3C 1 550 29.2 7.9 7.4 7.6 24.3 24.3 8.6 113
An-32 27 000 3C 1 600 29.2 7.9 7.9 7.6 23.7 23.7 8.8 124
An-72 31 200 3C 1 250 31.9 4.1 8.0 8.5 28.1 28.1 8.7 108
An-148-100A 38 950 3C 1 740 28.9 4.6 10.6 10.6 26.1 29.1 8.2 124
An-70 139 000 3D 1 610 44.1 5.9 14.0 14.9 39.7 40.6 16.4 151
An-26 24 000 4C 1 850 29.2 7.9 7.7 7.6 23.8 23.8 8.8 124
An-26B 25 000 4C 2 200 29.2 7.9 7.7 7.6 23.8 23.8 8.8 124
An-32B-100 28 500 4C 2 080 29.2 7.9 7.9 7.6 23.7 23.7 8.8 127
An-74 34 800 4C 1 920 31.9 4.1 8.0 8.5 28.1 28.1 8.7 108
An-74TK-100 36 500 4C 1 920 31.9 4.1 8.0 8.5 28.1 28.1 8.8 108
An-74T-200 36 500 4C 2 130 31.9 4.1 8.0 8.5 28.1 28.1 8.8 108
An-74TK-300 37 500 4C 2 200 31.9 4.1 8.0 8.5 28.1 28.1 8.7 116
An-140 21 000 4C 1 880 24.5 3.7 8.1 7.8 21.6 22.6 8.2 124
An-140-100 21 500 4C 1 970 25.5 3.7 8.1 7.8 21.6 22.6 8.2 124
An-148-100B 41 950 4C 2 020 28.9 4.6 10.6 10.6 26.1 29.1 8.2 124
An-148-100E 43 700 4C 2 060 28.9 4.6 10.6 10.6 26.1 29.1 8.2 124
An-158*** 43 700 4C 2 060 28.6 4.6 11.7 11.8 27.8 30.8 8.2 126
An-168*** 43 700 4C 2 060 28.9 4.6 10.6 10.6 26.1 29.1 8.2 124
An-12 61 000 4D 1 900 38.0 5.4 9.6 11.1 33.1 33.1 10.5 151
An-22 225 000 4E 3 120 64.4 7.4 17.3 21.7 57.8 57.8 12.4 153
An-124-100 392 000 4F 3 000 73.3 9.0 22.8 25.6 69.1 69.1 21.1 154
An-124-100M-150 402 000 4F 3 200 73.3 9.0 22.8 25.6 69.1 69.1 21.1 160
An-225 640 000 4F 3 430 88.40 9.01 29.30 16.27 76.62 84.00 18.10 167
BOEING 707- 152 407 4D 3 079 44.4 8.0 18.0 20.9 44.4 46.6 13.0 137 6.6
320C
717-200 54 885 3C 1 670 28.4 5.9 17.6 17.0 34.3 37.8 9.1 139 5.3
727-200 95 254 4C 3 176 32.9 7.1 19.3 21.4 41.5 46.7 10.6 136 6.1
727-200/W 95 254 4C 3 176 33.3** 7.1 19.3 21.4 41.5 46.7 10.6 136 6.1
737-200 58 332 4C 2 295 28.4 6.4 11.4 13.0 29.5 30.5 11.2 133 5.8
737-300 62 823 4C 2 170 28.9 6.4 12.4 14.0 32.2 33.4 11.2 133 7.0
737-300/W 62 823 4C 2 550 31.2** 6.4 12.4 14.0 32.2 33.4 11.2 133 7.0
5/11/20
Part I — Attachment D to Chapter 4 I-4-Att D-3
Nose
gear to
Outer main
main gear Cockpit Maximum
Take- Reference gear distance to main Overall Maximum Approach evacuation
off Aerodrome field wheel (wheel gear Fuselage (maximum) tail speed slide
weight Reference length Wingspan span base) distance length length height (1.3×Vs) length
Aircraft model (kg) Code (m)* (m) (m) (m) (m) (m) (m) (m) (kt) (m)*****
737-400 68 039 4C 2 550 28.9 6.4 12.4 15.9 35.2 36.4 11.2 139 7.0
737-500 60 555 4C 2 470 28.9 6.4 11.1 12.7 29.8 31.0 11.2 128 7.0
737-500/W 60 555 4C 2 454 31.1** 6.4 11.1 12.7 29.8 31.0 11.2 128 7.0
737-600 65 091 3C 1 690 34.3 7.0 11.2 12.8 29.8 31.2 12.7 125 7.0
737-600/W 65 544 3C 1 640 35.8** 7.0 11.2 12.9 29.8 31.2 12.7 125 7.0
737-700 70 080 3C 1 600 34.3 7.0 12.6 14.2 32.2 33.6 12.7 130 7.0
737-700/W 70 080 3C 1 610 35.8** 7.0 12.6 14.2 32.2 33.6 12.7 130 7.0
737-800 79 016 4C 2 090 34.3 7.0 15.6 17.2 38.0 39.5 12.6 142 7.0
737-800/W 79 016 4C 2 010 35.8** 7.0 15.6 17.2 38.0 39.5 12.6 142 7.0
737-900 79 016 4C 2 240 34.3 7.0 17.2 18.8 40.7 42.1 12.6 141 7.0
737-900ER/W 84 912 4C 2 470 35.8** 7.0 17.2 18.8 40.7 42.1 12.6 141 7.0
747-SP 318 875 4E 2 710 59.6 12.4 20.5 22.9 53.9 56.3 20.1 140 14.3
747-100 341 555 4E 3 060 59.6 12.4 25.6 28.0 68.6 70.4 19.6 144 11.8
747-200 379 203 4E 3 150 59.6 12.4 25.6 28.0 68.6 70.4 19.6 150 11.8
747-300 379 203 4E 3 292 59.6 12.4 25.6 28.0 68.6 70.4 19.6 152 14.3
747-400ER 414 130 4E 3 094 64.9 12.6 25.6 27.9 68.6 70.7 19.6 157 14.3
747-400 396 893 4E 3 048 64.9 12.6 25.6 27.9 68.6 70.7 19.5 157 14.3
747-8 442 253 4F 3 070 68.4 12.7 29.7 32.0 74.2 78.0 19.2 150*** 15.7
747-8F 442 253 4F 3 070 68.4 12.7 29.7 32.0 74.2 78.0 19.2 159*** 11.7
757-200 115 666 4D 1 980 38.1 8.6 18.3 22.0 47.0 47.3 13.7 137 9.3
757-200/W 115 666 4D 1 980 41.1** 8.6 18.3 22.0 47.0 47.3 13.7 137 9.3
757-300 122 470 4D 2 400 38.1 8.6 22.3 26.0 54.4 54.4 13.7 143 9.3
767-200 163 747 4D 1 981 47.6 10.8 19.7 24.3 47.2 48.5 16.1 135 8.7
767-200ER 179 623 4D 2 743 47.6 10.8 19.7 24.3 47.2 48.5 16.1 142 8.7
767-300 163 747 4D 1 981 47.6 10.9 22.8 27.4 53.7 54.9 16.0 140 8.7
767-300ER 186 880 4D 2 540 47.6 10.9 22.8 27.4 53.7 54.9 16.0 145 8.7
767-300ER/W 186 880 4D 2 540 50.9** 10.9 22.8 27.4 53.7 54.9 16.0 145 8.7
767-400ER 204 117 4D 3 140 51.9 11.0 26.2 30.7 60.1 61.4 17.0 150 9.7
777-200 247 208 4E 2 380 60.9 12.9 25.9 28.9 62.9 63.7 18.7 136 12.0
777-200ER 297 557 4E 2 890 60.9 12.9 25.9 28.9 62.9 63.7 18.7 139 12.0
777-200LR 347 815 4E 3 390 64.8 12.9 25.9 28.9 62.9 63.7 18.7 140 12.0
777-300 299 371 4E 3 140 60.9 12.9 31.2 32.3 73.1 73.9 18.7 149 12.6
5/11/20
I-4-Att D-4 Procedures — Aerodromes
Nose
gear to
Outer main
main gear Cockpit Maximum
Take- Reference gear distance to main Overall Maximum Approach evacuation
off Aerodrome field wheel (wheel gear Fuselage (maximum) tail speed slide
weight Reference length Wingspan span base) distance length length height (1.3×Vs) length
Aircraft model (kg) Code (m)* (m) (m) (m) (m) (m) (m) (m) (kt) (m)*****
777-300ER 351 534 4E 3 060 64.8 12.9 31.2 32.3 73.1 73.9 18.8 149 12.6
777-9# 351 534 4E/4F **** 64.8/71.8 12.8 32.3 36.0 75.2 76.7 19.7 **** 12.6
787-8 219 539 4E 2 660 60.1 11.6 22.8 25.5 55.9 56.7 16.9 140*** 11.1
MD-81 64 410 4C 2 290 32.9 6.2 22.1 21.5 41.6 45.0 9.2 134 5.3
MD-82 67 812 4C 2 280 32.9 6.2 22.1 21.5 41.6 45.0 9.2 134 5.3
MD-83 72 575 4C 2 470 32.9 6.2 22.1 21.5 41.6 45.0 9.2 144 5.3
MD-87 67 812 4C 2 260 32.9 6.2 19.2 21.5 36.3 39.8 9.5 134 5.3
MD-88 72 575 4C 2 470 32.9 6.2 22.1 21.5 41.6 45.0 9.2 144 5.3
MD-90 70 760 3C 1 800 32.9 6.2 23.5 22.9 43.0 46.5 9.5 138 5.3
MD-11 285 990 4D 3 130 51.97 12.6 24.6 31.0 58.6 61.6 17.9 153 9.8
DC8-62 158 757 4D 3 100 45.2 7.6 18.5 20.5 46.6 48.0 13.2 138 6.7
DC9-15 41 504 4C 1 990 27.3 6.0 13.3 12.7 28.1 31.8 8.4 132 5.3
DC9-20 45 813 3C 1 560 28.4 6.0 13.3 12.7 28.1 31.8 8.4 126 5.3
DC9-50 55 338 4C 2 451 28.5 5.9 18.6 18.0 37.0 40.7 8.8 135 5.3
BOMBARDIER 54 930 3C 1 509 35.1 8.0 12.9 13.7 34.9 34.9 11.5 127
CS100****
CS100 ER**** 58 151 3C 1 509 35.1 8.0 12.9 13.7 34.9 34.9 11.5 127
CS300**** 59 783 4C 1 902 35.1 8.0 14.5 15.3 38.1 38.1 11.5 133
CS300 XT**** 59 783 3C 1 661 35.1 8.0 14.5 15.3 38.1 38.1 11.5 133
CS300 ER**** 63 321 4C 1 890 35.1 8.0 14.5 15.3 38.1 38.1 11.5 133
CRJ200ER 23 133 3B 1 680 21.2 4.0 11.4 10.8 24.4 26.8 6.3 140
CRJ200R 24 040 4B 1 835 21.2 4.0 11.4 10.8 24.4 26.8 6.3 140
CRJ700 32 999 3B 1 606 23.3 5.0 15.0 14.4 29.7 32.3 7.6 135
CRJ700ER 34 019 3B 1 724 23.3 5.0 15.0 14.4 29.7 32.3 7.6 135
CRJ700R**** 34 927 4B 1 851 23.3 5.0 15.0 14.4 29.7 32.3 7.6 136
CRJ900 36 514 3B 1 778 23.3 5.0 17.3 16.8 33.5 36.2 7.4 136
CRJ900ER 37 421 4C 1 862 24.9 5.0 17.3 16.8 33.5 36.2 7.4 136
CRJ900R 38 329 4C 1 954 24.9 5.0 17.3 16.8 33.5 36.2 7.4 137
CRJ1000**** 40 823 4C 1 996 26.2 5.1 18.8 18.3 36.2 39.1 7.5 138
CRJ1000ER**** 41 640 4C 2 079 26.2 5.1 18.8 18.3 36.2 39.1 7.5 138
DHC-8-100 15 650 2C 890 25.9 7.9 8.0 6.1 20.8 22.3 7.5 101
DHC-8-200 16 465 2C 1 020 25.9 8.5 8.0 6.1 20.8 22.3 7.5 102
DHC-8-300 18 643 2C 1 063 27.4 8.5 10.0 8.2 24.2 25.7 7.5 107
5/11/20
Part I — Attachment D to Chapter 4 I-4-Att D-5
Nose
gear to
Outer main
main gear Cockpit Maximum
Take- Reference gear distance to main Overall Maximum Approach evacuation
off Aerodrome field wheel (wheel gear Fuselage (maximum) tail speed slide
weight Reference length Wingspan span base) distance length length height (1.3×Vs) length
Aircraft model (kg) Code (m)* (m) (m) (m) (m) (m) (m) (m) (kt) (m)*****
DHC-8-400 27 987 3C 1 288 28.4 8.8 14.0 12.2 31.0 32.8 8.3 125
EMBRAER ERJ 35 990 3C 1 439 26.0 6.2 10.6 11.5 29.9 29.9 9.7 124
170-100 STD
ERJ 170-100 LR, 37 200 3C 1 532 26.0 6.2 10.6 11.5 29.9 29.9 9.7 124
SU and SE
ERJ 170-100 + SB 38 600 3C 1 644 26.0 6.2 10.6 11.5 29.9 29.9 9.7 125
170-00-0016
ERJ 170-200 STD 37 500 3C 1 562 26.0 6.2 11.4 12.3 31.7 31.7 9.7 126
ER 170-200 LR 38 790 3C 1 667 26.0 6.2 11.4 12.3 31.7 31.7 9.7 126
and SU
ERJ 170-200 + SB 40 370 4C 2 244 26.0 6.2 11.4 12.3 31.7 31.7 9.7 126
170-00-0016
ERJ 190-100 STD 47 790 3C 1 476 28.7 7.1 13.8 14.8 36.3 36.3 10.6 124
ERJ 190-100 LR 50 300 3C 1 616 28.7 7.1 13.8 14.8 36.3 36.3 10.6 124
ERJ 190-100 IGW 51 800 3C 1 704 28.7 7.1 13.8 14.8 36.3 36.3 10.6 125
ERJ 190-200 STD 48 790 3C 1 597 28.7 7.1 14.6 15.6 38.7 38.7 10.5 126
ERJ 190-200 LR 50 790 3C 1 721 28.7 7.1 14.6 15.6 38.7 38.7 10.5 126
ERJ 190-200 IGW 52 290 4C 1 818 28.7 7.1 14.6 15.6 38.7 38.7 10.5 128
* Reference field length reflects the model/engine combination that provides the shortest field length and the standard conditions (maximum
weight, sea level, std day, A/C off, runway dry with no slope).
***** Longest deployed slide lengths, including upper deck slides, referenced from aircraft centre line as measured horizontally. Data are based
primarily on aircraft rescue fire fighting charts.
5/11/20
I-4-Att D-6 Procedures — Aerodromes
_____________________
5/11/20
PART II — AERODROME OPERATIONAL MANAGEMENT
Chapter 1
TRAINING
1.1 GENERAL
1.1.1 The activities conducted by an aerodrome operator require the competence and appropriate training of
personnel in order to carry out their assigned tasks.
1.1.2 This training is generally conducted by the individual’s employer, but may also be conducted by the
aerodrome operator or third parties.
1.1.3 This chapter provides the general obligations related to training programmes and competence checks for all
personnel carrying out the procedures detailed in each of the following chapters of this document.
Note.— Training for other activities, not contained in Part II of this document, may be carried out depending on the
needs identified by the aerodrome operator.
1.1.4 Additional material related to training procedures, including more detailed programmes or requirements, can
be found in a number of chapters in Part II of this document.
Note.— The additional material has been provided to add information related to activity-specific training.
1.2 OBJECTIVES
1.2.1 Aerodrome operators shall ensure that training programmes are developed and implemented for all
personnel involved in aerodrome operations.
1.2.2 The training programmes shall include procedures for the verification of personnel knowledge and for the
practical application thereof, at adequate intervals.
1.3.1 Aerodrome operators shall be responsible for ensuring that their staff and all personnel involved in
aerodrome operations at the aerodrome are competent for each task they are required to carry out. The details of the
training will vary depending on the person’s experience and background and the complexity of the required task.
1.3.2 Training objectives shall be identified to ensure that competence is achieved and maintained. Based on these
objectives, the training programme should include content and frequency for each technical subject, as well as a
method to track the progress of the required training and the maintenance of training records.
a) theoretical training;
Note 1.— Provisions on demonstrating competence are included in the Appendix to this chapter.
Note 3.— The attachment to this chapter provides guidance on the structure of a training programme.
1.3.4 Refresher training should be provided following an accident, incident or serious occurrence, if training-
related issues have been identified as a contributing factor, or after a long-term absence to ensure that personnel are
kept abreast of the most recent material, developments and practices.
_____________________
5/11/20
Appendix to Chapter 1
DEMONSTRATING COMPETENCE
1.1 In order to demonstrate competence in a specific task, personnel shall demonstrate that the theory, practical
training and local knowledge can be applied together in a satisfactory way, usually by successfully completing a
competence check.
1.2 Competence checks may be used as an alternative to recurrent training whereby personnel demonstrate
continued competence in a task and therefore do not require recurrent training.
1.3 Competence checks can be completed during day-to-day activities by having a competent individual
accompany and assess the staff member on a task they are required to complete.
1.4 Records of all the steps taken to achieve the task shall be made and an evaluation shall be completed.
1.5 For a team or section to be recognized as competent, periodical audits or checks should be carried out and
recorded. All shortfalls should be addressed by reviewing and updating the training material, refresher training or the
frequency of recurrent training. Similarly, after any accident, incident or serious occurrence, it may be prudent to
review training programmes to ensure that they remain appropriate.
_____________________
1. INITIAL TRAINING
Initial training should be composed of theoretical and practical training modules. Personnel should be assessed and
demonstrate their capability to safely accomplish the required tasks upon completion of the initial training and prior to
starting on-the-job training.
2. RECURRENT TRAINING
The aerodrome operator should ensure that personnel complete recurrent training at suitable intervals after the
completion of their initial training programme. Continuous competence checking may be used as an alternative to
recurrent training.
3. REFRESHER TRAINING
When a person has not performed any of their assigned tasks for a significant period of time, or has been involved in an
accident, incident or serious occurrence, in which training-related issues have been identified as a contributing factor,
that person should complete relevant refresher training prior to:
b) being allowed unescorted access on the movement area and other operational areas of the aerodrome, as
appropriate.
_____________________
2.1.1 General
Note.— This section includes an introduction to each of the topics covered in subsequent sections. It also provides
an overview of the general principles in order to understand the procedures that follow.
2.1.1.1 Assessing and reporting the condition of the movement area and related facilities is necessary in order to
provide the flight crew with the information needed for safe operation of the aeroplane. The runway condition report
(RCR) is used for reporting assessed information.
2.1.1.2 On a global level, movement areas are exposed to a multitude of climatic conditions and consequently a
significant difference in the condition to be reported. The RCR describes a basic structure applicable for all these
climatic variations. Assessing runway surface conditions rely on a great variety of techniques and no single solution
can apply to every situation.
Note.— Guidance on methods of assessing runway surface condition is given in the attachment to this chapter.
2.1.1.3 The philosophy of the RCR is that the aerodrome operator assesses the runway surface conditions
whenever water, snow, slush, ice or frost are present on an operational runway. From this assessment, a runway
condition code (RWYCC) and a description of the runway surface are reported which can be used by the flight crew for
aeroplane performance calculations. This format, based on the type, depth and coverage of contaminants, is the best
assessment of the runway surface condition by the aerodrome operator; however, all other pertinent information will be
taken into consideration and be kept up to date and changes in conditions reported without delay.
2.1.1.4 The RWYCC reflects the runway braking capability as a function of the surface conditions. With this
information, the flight crew can derive, from the performance information provided by the aeroplane manufacturer, the
necessary stopping distance of an aircraft on the approach under the prevailing conditions.
2.1.1.5 The operational requirements in 2.1.1.3 stem from Annex 6 — Operation of Aircraft, Part I —
International Commercial Air Transport — Aeroplanes and Annex 8 — Airworthiness of Aircraft with the objective of
achieving the desired level of safety for the aeroplane operations.
2.1.1.6 Annex 14, Volume I contains high-level SARPs related to the assessment and reporting of runway surface
condition. Associated objectives and operational practices are described in 2.1.2 and 2.1.3.
4/11/21
PANS — Aerodromes II-2-1 5/11/20
No. 4
II-2-2 Procedures — Aerodromes
2.1.1.7 The operational practices are intended to provide the information needed to fulfil the syntax requirements
for dissemination and promulgation specified in the Procedures for Air Navigation Services — Aeronautical
Information Management (PANS-AIM, Doc 10066) and the Procedures for Air Navigation Services — Air Traffic
Management (PANS-ATM, Doc 4444).
Note.— For practical reasons, the RCR information string has been provisionally incorporated in the Procedures
for Air Navigation Services — Aeronautical Information Management (PANS-AIM, Doc 10066) as a revision of the
SNOWTAM format.
2.1.1.8 When the runway is wholly or partly contaminated by standing water, snow, slush, ice or frost, or is wet
associated with the clearing or treatment of snow, slush, ice or frost, the runway condition report should be
disseminated through the AIS and ATS services. When the runway is wet, not associated with the presence of standing
water, snow, slush, ice or frost, the assessed information should be disseminated using the runway condition report
through the ATS only.
Note.— Operationally relevant information concerning taxiways and aprons are covered in the situational
awareness section of the RCR.
2.1.1.9 The operational practices describe procedures to meet the operationally needed information for the flight
crew and dispatchers for the following sections:
2.1.2 Objectives
Note.— This section contains the basic principles that have been defined for the topic and have been formulated as
required for global uniform application. They cover the whole subject matter and are broken down into the individual
subsections.
2.1.2.1 The RWYCC shall be reported for each third of the runway assessed.
4/11/21
5/11/20
No. 4
Part II — Chapter 2. Reporting format using standard runway condition report (RCR) II-2-3
2.1.2.3 The information to be reported shall be compliant with the RCR which consists of:
2.1.2.4 The information shall be included in an information string in the following order using only AIS-
compatible characters:
viii) width of runway to which the RWYCCs apply if less than published width.
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5/11/20
No. 4
II-2-4 Procedures — Aerodromes
2.1.2.5 The syntax for dissemination as described in the RCR template in the Procedures for Air Navigation
Services — Aeronautical Information Management (PANS-AIM, Doc 10066), Appendix 4, is determined by the
operational need of the flight crew and the capability of trained personnel to provide the information arising from an
assessment.
Note.― For practical reasons, the RCR information string has been provisionally incorporated in the Procedures
for Air Navigation Services — Aeronautical Information Management (PANS-AIM, Doc 10066) as a revision of the
SNOWTAM format.
2.1.2.6 The syntax requirement in 2.1.2.5 shall be strictly adhered to when providing the assessed information
through the RCR.
Note.— This section covers the specific operational practices and the ways in which they are applied in order to
achieve the basic principles defined in 2.1.2 — Objectives.
2.1.3.1 Reporting, in compliance with the runway condition report, shall commence when a significant change in
runway surface condition occurs due to water, snow, slush, ice or frost.
2.1.3.2 Reporting of the runway surface condition should continue to reflect significant changes until the runway
is no longer contaminated. When this situation occurs, the aerodrome will issue a runway condition report that states
the runway is wet or dry as appropriate.
2.1.3.3 A change in the runway surface condition used in the runway condition report is considered significant
whenever there is:
e) any other information, for example a pilot report of runway braking action, which according to assessment
techniques used, are known to be significant.
2.1.3.4 The aeroplane performance calculation section is a string of grouped information separated by a space “ ”
and ends with a return and two line feed “≪≡”. This is to distinguish the aeroplane performance calculation section
from the following situational awareness section or the following aeroplane performance calculation section of another
runway.
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a) Aerodrome location indicator: a four-letter ICAO location indicator in accordance with Doc 7910, Location
Indicators.
Format: nnnn
Example: ENZH
b) Date and time of assessment: date and time (UTC) when the assessment was performed by the trained
personnel.
Format: MMDDhhmm
Example: 09111357
c) Lower runway designation number: a two- or three-character number identifying the runway for which the
assessment is carried out and reported.
d) Runway condition code for each runway third: a one-digit number identifying the RWYCC assessed for
each runway third. The codes are reported in a three-character group separated by a “/” for each third. The
direction for listing the runway thirds shall be in the direction as seen from the lower designation number.
When transmitting information on runway surface conditions by ATS to flight crews, the sections are,
however, referred to as the first, second or third part of the runway. The first part always means the first third
of the runway as seen in the direction of landing or take-off as illustrated in Figures II-2-1 and II-2-2 and
detailed in PANS-ATM (Doc 4444).
Format: n/n/n
Example: 5/5/2
Note 1.― A change in RWYCC from, say, 5/5/2 to 5/5/3 is considered significant. (See further examples
below).
Note 2.― A change in RWYCC requires a complete assessment taking into account all information
available.
Note 3.― Procedures for assigning a RWYCC are available in 2.1.3.12 to 2.1.3.16.
e) Per cent coverage contaminant for each runway third: a number identifying the percentage coverage. The
percentages are to be reported in an up-to-nine character group separated by a “/” for each runway third. The
assessment is based upon an even distribution within the runway thirds using the guidance in Table II-2-1.
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This information is conditional. It is not reported for one runway third if it is dry or covered with less than
10 per cent.
Format: [n]nn/[n]nn/[n]nn
Example: 25/50/100
NR/50/100 if contaminant coverage is less than 10% in the first third
25/NR/100 if contaminant coverage is less than 10% in the middle third
25/50/NR if contaminant coverage is less than 10% in the last third
With uneven distribution of the contaminants, additional information is to be given in the plain language
remark part of the situational awareness section of the runway condition report. Where possible, a
standardized text should be used.
Note.― When no information is to be reported, insert “NR” at its relevant position in the message to
indicate to the user that no information exists (/NR/).
f) Depth of loose contaminant: dry snow, wet snow, slush or standing water for each runway third: a
two- or three-digit number representing the assessed depth (mm) of the contaminant for each runway third.
The depth is reported in a six to nine character group separated by a “/” for each runway third as defined in
Table II-2-2. The assessment is based upon an even distribution within the runway thirds as assessed by
trained personnel. If measurements are included as part of the assessment process, the reported values are still
reported as assessed depths, as the trained personnel have placed their judgment upon the measured depths to
be representative for the runway third.
Format: [n]nn/[n]nn/[n]nn
Examples: 04/06/12 [STANDING WATER]
02/04/09 [SLUSH]
02/05/10 [WET SNOW or WET SNOW ON TOP OF ...]
02/20/100 [DRY SNOW or DRY SNOW ON TOP OF]
NR/NR/100 [DRY SNOW in the last third only]
This information is conditional. It is reported only for DRY SNOW, WET SNOW, SLUSH and STANDING
WATER.
1) After the first assessment of runway condition, a first runway condition report is generated. The initial
report is:
2) With continuing precipitation, a new runway condition report is required to be generated as subsequent
assessment reveals a change in the runway condition code. A second runway condition report is therefore
created as:
3) With even more precipitation, further assessment reveals the depth of precipitation has increased from 3 mm
to 5 mm along the entire length of the runway. However, a new runway condition report is not required
because the runway condition code has not changed (change in depth is less than the significant change
threshold of 3 mm).
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4) A final assessment of the precipitation reveals that the depth has increased to 7 mm. A new runway condition
code is required because the change in depth from the last runway condition report (second runway condition
code) i.e. from 3 mm to 7 mm is greater than the significant change threshold of 3 mm. A third runway
condition report is thus created as below:
For contaminants other than STANDING WATER, SLUSH, WET SNOW or DRY SNOW, the depth is not
reported. The position of this type of information in the information string is then identified by /NR/.
Example: /NR/
When the depth of the contaminants varies significantly within a runway third, additional information is to be given in
the plain language remark part of the situational awareness section of the runway condition report.
Note.— In this context a significant variation in depth in the lateral direction is more than twice the depth indicated
in column 3 of Table II-2-2. Further information is available in Circular 329 — Assessment, Measurement and
Reporting of Runway Surface Conditions.
g) Condition description for each runway third: to be reported in capital letters using terms specified in 2.9.5
of Annex 14, Volume I. These terms have been harmonized with the terms used in the Standards and
Recommended Practices in Annexes 6, 8, 11 and 15. The condition type is reported by any of the following
condition type descriptions for each runway third and separated by an oblique stroke “/”.
COMPACTED SNOW
DRY
DRY SNOW
DRY SNOW ON TOP OF COMPACTED SNOW
DRY SNOW ON TOP OF ICE
FROST
ICE
SLUSH
STANDING WATER
WATER ON TOP OF COMPACTED SNOW
WET
WET ICE
WET SNOW
WET SNOW ON TOP OF COMPACTED SNOW
WET SNOW ON TOP OF ICE
Format: nnnn/nnnn/nnnn
Example: DRY SNOW ON TOP OF COMPACTED SNOW/WET SNOW ON TOP OF COMPACTED
SNOW/WATER ON TOP OF COMPACTED SNOW
h) Width of runway to which the RWYCCs apply if less than published width is the two-digit number
representing the width of cleared runway in metres.
Format: nn
Example: 30
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II-2-8 Procedures — Aerodromes
If the cleared runway width is not symmetrical along the centre line, additional information is to be given in
the plain language remark part of the situational awareness section of the runway condition report.
2.1.3.5 All individual messages in the situational awareness section end with a full stop sign. This is to distinguish
the message from subsequent message(s).
This information is conditional when a NOTAM has been published with a new set of declared distances
affecting the LDA.
f) Snowbanks on taxiway
g) Snowbanks adjacent to the runway penetrating level/profile set in the aerodrome snow plan.
h) Taxiway conditions
i) Apron conditions
Format: Combination of allowable characters where use of full stop « . » marks the end of the message.
Allowable characters:
A B C D E F G H I J K LM N O P Q R S T U V W X Y Z
0123456789
/ [oblique stroke] “.” [period]“ ” [space]
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II-2-10 Procedures — Aerodromes
2.1.3.7 The assessed RWYCC to be reported for each third of the runway is determined by following the
procedure described in 2.1.3.12 to 2.1.3.16.
Note.― Guidance on methods of assessing runway surface condition, including the determination of a slippery wet
runway, is given in the attachment to this chapter.
2.1.3.8 If 25 per cent or less area of a runway third is wet or covered by contaminant, a RWYCC 6 shall be
reported.
2.1.3.9 If the distribution of the contaminant is not uniform, the location of the area that is wet or covered by the
contaminant is described in the plain language remarks part of the situational awareness section of the runway
condition report.
2.1.3.10 A description of the runway surface condition is provided using the contamination terms described in
capital letters in Table II-2-3 — Assigning a runway condition code (RWYCC).
2.1.3.11 If multiple contaminants are present where the total coverage is more than 25 per cent but no single
contaminant covers more than 25 per cent of any runway third, the RWYCC is based upon the judgment by trained
personnel, considering what contaminant will most likely be encountered by the aeroplane and its likely effect on the
aeroplane’s performance.
2.1.3.13 The variables, in Table II-2-3, that may affect the runway condition code are:
a) type of contaminant;
c) outside air temperature. Where available the runway surface temperature should preferably be used.
Note.— At air temperatures of plus 3 degrees Celsius and below, with a dew point spread of 3 degrees Celsius or
less, the runway surface condition may be more slippery than indicated by the runway condition code assigned by
Table II-2-3. The narrow dew point spread indicates that the air mass is relatively close to saturation which is often
associated with actual precipitation, intermittent precipitation, nearby precipitation or fog.
This may depend on its correlation with precipitation but it may also, at least in part, depend on the exchange of water
at the air-ice interface. Due to the other variables involved, such as surface temperature, solar heating and ground
cooling or heating, a small temperature spread does not always mean that the braking action will be more slippery.
The observation should be used by aerodrome operators as an indicator of slippery conditions but not as an absolute.
2.1.3.15 An assigned RWYCC 1 or 0 can be upgraded using the following procedures (but see also 2.1.3.16):
a) if a properly operated and calibrated State-approved measuring device and all other observations support a
higher RWYCC as judged by trained personnel;
b) the decision to upgrade RWYCC 1 or 0 cannot be based upon one assessment method alone. All available
means of assessing runway slipperiness are to be used to support the decision;
c) when RWYCC 1 or 0 is upgraded, the runway surface is assessed frequently during the period the higher
RWYCC is in effect to ensure that the runway surface condition does not deteriorate below the assigned code;
and
d) variables that may be considered in the assessment that may affect the runway surface condition, include but
are not limited to:
2.1.3.16 Upgrading of RWYCC 1 or 0 using the procedures in 2.1.3.15 shall not be permitted to go beyond a
RWYCC 3.
2.1.3.17 If sand or other runway treatments are used to support upgrading, the runway surface is assessed
frequently to ensure the continued effectiveness of the treatment.
2.1.3.18 The RWYCC determined from Table II-2-3 should be appropriately downgraded considering all
available means of assessing runway slipperiness, including the criteria given in Table II-2-4.
2.1.3.19 Where available, the pilot reports of runway braking action should be taken into consideration as part of
the ongoing monitoring process, using the following principle:
a) a pilot report of runway braking action is taken into consideration for downgrading purposes; and
b) a pilot report of runway braking action can be used for upgrading purposes only if it is used in combination
with other information qualifying for upgrading.
Note 1.— The procedures for making special air-reports regarding runway braking action are contained in the
Procedures for Air Navigation Services — Air Traffic Management (PANS-ATM, Doc 4444), Chapter 4, and Appendix 1,
Instructions for air-reporting by voice communications.
Note 2.— Procedures for downgrading reported RWYCC can be found in 2.1.3.23 including the use of Table II-2-5,
Runway condition assessment matrix (RCAM).
2.1.3.20 Two consecutive pilot reports of runway braking action of POOR shall trigger an assessment if an
RWYCC of 2 or better has been reported.
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2.1.3.21 When one pilot has reported a runway braking action of LESS THAN POOR, the information shall be
disseminated, a new assessment shall be made and the suspension of operations on that runway shall be considered.
Note 1.― If considered appropriate, maintenance activities may be performed simultaneously or before a new
assessment is made.
Note 2.— Procedures for the provision of information to arriving aircraft are contained in Procedures for Air
Navigation Services — Air Traffic Management (PANS-ATM, Doc 4444), Section 6.6.
2.1.3.22 Table II-2-4 shows the correlation of pilot reports of runway braking action with RWYCCs.
2.1.3.23 Table II-2-3 and Table II-2-4 combined form the runway condition assessment matrix (RCAM) in
Table II-2-5. The RCAM is a tool to be used when assessing runway surface conditions. It is not a standalone document
and shall be used in compliance with the associated procedures of which there are two main parts:
(Guidance on surface friction characteristics and States’ responsibilities, including examples of States’ good practices,
are currently being developed.)
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Part II — Chapter 2. Reporting format using standard runway condition report (RCR) II-2-13
Valid values to be
Contaminant reported Significant change
STANDING 04, then assessed 3 mm up to and
WATER value including 15 mm
Note 1.— For STANDING WATER, 04 (4 mm) is the minimum depth value at and above which the depth is reported.
(From 3 mm and below, the runway third is considered WET).
Note 2.— For SLUSH, WET SNOW and DRY SNOW, 03 (3 mm) is the minimum depth value at and above which the
depth is reported.
Note 3.— Above 4 mm for STANDING WATER and 3 mm for SLUSH, WET SNOW and DRY SNOW an assessed
value is reported and a significant change relates to observed change from this assessed value.
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II-2-14 Procedures — Aerodromes
FROST 5
WET (the runway surface is covered by any
visible dampness or water up to and
including 3 mm deep)
SLUSH (up to and including 3 mm depth)
DRY SNOW (up to and including 3 mm
depth)
WET SNOW (up to and including 3 mm
depth)
COMPACTED SNOW 4
(Outside air temperature minus 15 degrees
Celsius and below)
WET (“Slippery wet” runway) 3
DRY SNOW (more than 3 mm depth)
WET SNOW (more than 3 mm depth)
DRY SNOW ON TOP OF
COMPACTED SNOW (any depth)
WET SNOW ON TOP OF
COMPACTED SNOW (any depth)
COMPACTED SNOW (outside air
temperature above minus 15 degrees
Celsius)
STANDING WATER (more than 3 mm 2
depth)
SLUSH (more than 3 mm depth)
ICE 1
WET ICE 0
WATER ON TOP OF COMPACTED
SNOW
DRY SNOW OR WET SNOW ON TOP
OF ICE
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Table II-2-4. Correlation of runway condition code and pilot reports of runway braking action
Pilot report of
runway braking Runway condition code
action Description (RWYCC)
N/A 6
GOOD Braking deceleration is normal 5
for the wheel braking effort
applied AND directional control
is normal
GOOD TO Braking deceleration OR 4
MEDIUM directional control is between
good and medium
MEDIUM Braking deceleration is 3
noticeably reduced for the wheel
braking effort applied OR
directional control is noticeably
reduced
MEDIUM TO POOR Braking deceleration OR 2
directional control is between
medium and poor
POOR Braking deceleration is 1
significantly reduced for the
wheel braking effort applied OR
directional control is significantly
reduced
LESS THAN POOR Braking deceleration is minimal 0
to non-existent for the wheel
braking effort applied OR
directional control is uncertain
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II-2-16 Procedures — Aerodromes
FROST
WET (The runway surface is covered by any visible dampness or
water up to and including 3 mm depth)
Braking deceleration is normal for the
5 wheel braking effort applied AND GOOD
Up to and including 3 mm depth:
directional control is normal.
SLUSH
DRY SNOW
WET SNOW
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Part II — Chapter 2. Reporting format using standard runway condition report (RCR) II-2-17
TODA
ASDA
TORA
LDA
60
27
TORA
LDA
ASDA
TODA
30% SLUSH
70% WET > 3 mm
27
1. THIRD 2. THIRD 3. THIRD
30% SLUSH
70% WET > 3 mm
27
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II-2-18 Procedures — Aerodromes
TODA
ASDA
TORA
LDA
60
27
LDA
TORA
ASDA
TODA
27
1. THIRD 2. THIRD 3. THIRD
RWY Condition Code 5 5 2
30% SLUSH
70% WET > 3 mm
27
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Attachment to Chapter 2
Minimum friction level set 3.1.23 A paved runway shall be so constructed or The State set criteria for surface friction
by the State resurfaced as to provide surface friction characteristics at characteristics and output from State set or
or above the minimum friction level set by the State. agreed assessment methods form the reference
from which trend monitoring are performed and
evaluated.
Polishing 3.1.23 A paved runway shall be so constructed or Polished Stone Value. (PSV-value) is a measure
resurfaced as to provide surface friction characteristics at of skidding resistance on a small sample of
or above the minimum friction level set by the State. stone surface, having being subjected to a
standard period of polishing.
Visual – runway geometry Visual assessment during a rain storm and subsequent X
(ponding) drying process of the runway will reveal how the runway
drains and if there have been any changes to runway
geometry causing ponding. Depth of any pond can be
measured by a ruler or any other appropriate depth
measurement method/tool.
By touch − macrotexture Assessment by touch can differentiate between degree of X
loss of texture but not quantifying it.
By touch − microtexture Assessment by touch can identify if microtexture has X
been filled in/covered by rubber build-up.
Grease smear method Measure a volume – Mean Texture Depth (MTD) X
(MTD) primarily by using the grease smear method, is the
measurement method used for research purposes related
to aeroplane performance.
Sand (glass) patch method Measure a volume – Mean Texture Depth (MTD). The X
(MTD) sand (glass) patch method is not identical to the grease
smear method. There is at present no internationally
accepted relationship between the two methods.
Laser – stationary (MPD) Measure a profile – Mean Profile Depth (MPD). There is X
no established relationship between MTD and MPD. The
Laser – moving (MPD)
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II-2-Att-2 Procedures — Aerodromes
Modelling of water flow Emerging technologies based on the use of a model of the X
and prediction of water runway surface describing its geometrical surface
depth (mapped) and paired with sensor information of water
depth allow real-time information and thus a complete
runway surface monitoring, and anticipation of water
depths.
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Chapter 3
3.1 GENERAL
3.1.1 The inspection of aerodrome movement areas (including runways, taxiways and aprons, and their lighting
systems, markings, signs, etc.) is required to ensure that hazards to aircraft are minimized and to create a safe and
efficient operation. Aerodrome movement areas are complex and maintaining them in an optimal condition for safety
depends on a large number of variables relating to the mix of aircraft operations, pavement materials and environmental
conditions at each aerodrome. Inspection procedures are an integral part of ensuring the serviceability of the aerodrome
and the detection of foreign object debris (FOD).
Note.— Provisions on FOD control can be found in Part II, Chapter 5 of this document.
a) ensuring that the conditions of the movement area and associated equipment are fit for the intended
operational use;
b) identifying faults and potential hazards to the safety of aircraft or aerodrome operations and take appropriate
action; and
c) providing periodic, timely and accurate updates on the condition of the movement area and the operational
status of related facilities, to be reported to air traffic services (ATS), aerodrome operations and aeronautical
information services (AIS).
a) daily inspections or “Level 1 inspections” provide an overview of the general condition of the movement area
and its associated facilities; and
b) regular inspections or “Level 2 inspections” are part of the preventive maintenance of the aerodrome and
consist of a more detailed verification of the conditions of the movement area and its associated facilities.
Note 1.— Daily inspections are referred to in Annex 14 — Aerodromes, Volume I — Aerodrome Design and
Operations, section 2.9.
Note 2.— Guidance on carrying out daily inspections of the movement area and on control of FOD is also given in
the Manual of Surface Movement Guidance and Control Systems (SMGCS) (Doc 9476), the Advanced Surface
Movement Guidance and Control Systems (A-SMGCS) Manual (Doc 9830) and the Airport Services Manual
(Doc 9137), Part 8 — Airport Operational Services.
3.1.4 Due to the potentially large areas and distances covered, Level 1 inspections may necessitate the use of
vehicles. However, the higher the speed of the vehicle, the potentially less effective the inspection. The speed of the
vehicle should therefore be kept as low as practical.
3.1.5 Detailed Level 2 inspections of paved surfaces, coordinated with the appropriate ATS unit, are best
completed on foot, thus enabling a far more comprehensive assessment, as part of preventive maintenance.
3.1.6 Faults in the lighting systems will normally be detected via monitoring. Monitoring by visual display on the
lighting control panel in the ATS unit will enable detection of circuit failures and verification that brilliancy selection
by ATS is providing the desired light output. Monitoring by visual inspection also enables the detection of failed lamps
and the contamination of fittings by dirt and rubber deposits or misalignment.
3.1.7 Although this chapter covers planned inspections, in certain circumstances, unplanned inspections may
need to be carried out to ensure the safety of operations. These circumstances may include:
b) a reported incident;
c) a pilot/ATC report;
e) an emergency response.
3.2 OBJECTIVES
3.2.1 Inspections of the movement area shall be planned so as to ensure that an appropriate level of vigilance is
maintained at all times. The inspections shall cover, at a minimum, the following items:
a) the runway;
d) surface conditions;
e) detection of FOD;
f) status of visual aids, including visible electrical systems or parts thereof; and
3.2.2 An inspection programme of the movement area commensurate with the size and complexity of the
aerodrome, along with the objectives set in 3.2.1 shall be established by the aerodrome operator.
3.2.3 All aerodrome inspections shall be formally documented in a log by the aerodrome operator and all records
shall be maintained for future reference.
3.2.4 Each inspection shall include a reporting and follow-up mechanism to ensure that appropriate action is
taken.
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Part II — Chapter 3. Inspections of the movement area II-3-3
3.3.1.1 The frequency and detail of inspections may be increased from the minimum specified in Annex 14,
depending on the traffic expected and the type of inspection being performed.
3.3.1.2 The frequency of aerodrome inspections should be commensurate with the level of risk identified in the
aerodrome safety management system (SMS).
Note 1.— The minimum mandatory frequency of Level 1 inspections is given in Annex 14, Volume 1, 2.9.3.
Note 2.— Guidance on SMS is given in the Safety Management Manual (SMM) (Doc 9859).
Runways
3.3.2.1 A runway inspection may involve the deliberate entry to an active runway. It is therefore essential that
any potential hazards associated with this activity are identified and addressed so that staff with inspection duties have
a clear understanding of what is involved and how the task is to be safely carried out.
3.3.2.2 All runway inspections undertaken on an active runway shall be conducted according to documented
procedures developed to ensure the safety of aircraft operations and aerodrome personnel.
3.3.2.3 Procedures for the access to runways shall be established with the appropriate ATS unit. Prior to any
runway inspection, radio contact shall be established with ATS and permission to begin the inspection shall be obtained
and acknowledged by the inspection team.
Note.— The Appendix to this chapter elaborates on the factors to be considered in the development of these
procedures.
3.3.2.4 If runway lighting is installed, inspections should be undertaken with the lights illuminated in order to
enable the identification of unserviceable lamps and possible failures of light fittings.
3.3.2.5 When aircraft parts or aircraft tire pieces are found during a runway inspection, aerodrome operations and
the appropriate ATS unit shall be informed immediately, so as to trace the origin of the parts and pieces and notify the
appropriate aircraft operators.
Note.— Provisions on foreign object debris (FOD) control can be found in Chapter 5.
Taxiways
3.3.2.6 A daily inspection should be undertaken on taxiways in regular, active use. The frequency of inspections
for remaining taxiways should be assessed to ensure that they remain suitable for use when required. All inspections
undertaken on an active taxiway shall be conducted according to appropriate procedures developed for the location,
which ensure the safety of aircraft operations and aerodrome personnel.
Note.— The Appendix to this chapter elaborates on the factors to be considered in the development of these
procedures.
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II-3-4 Procedures — Aerodromes
3.3.2.7 Procedures for access to taxiways shall be established with the appropriate ATS unit. Prior to any taxiway
inspection, radio contact shall be established with ATS and permission to begin the inspection shall be obtained and
acknowledged by the inspection team, unless a local safety assessment, taking into account also the aerodrome
characteristics, size, complexity and level of traffic, has proven that a taxiway inspection can be safely conducted
without radio contact with ATS, and a corresponding procedure has been documented and promulgated.
Note.— The safety assessment methodology is included in Part I, Chapter 3 of this document.
3.3.3.1 Inspections of the apron area should be undertaken at defined frequencies. Considering the level of
operations undertaken at each aerodrome, the frequency may be adjusted in accordance with the level of risk identified
by the aerodrome SMS.
3.3.3.2 Inspections may be undertaken in segments to account for the size and complexity of the operation.
3.3.4.1 A routine ground inspection of all aerodrome ground lighting systems should be made daily or before
use. Any deficiencies should be remedied as soon as possible, and the identified lights should again be inspected before
use after the remedial action is taken. All deficiencies and associated remedial action should be logged.
3.3.4.2 Approach lighting systems should be inspected at adequate, defined frequencies. They may also be
inspected upon request from aerodrome operations or ATS. The inspection should cover all the light units of the
approach lighting system.
3.3.4.3 The inspecting team shall inform ATS before commencing the approach lighting system inspection.
3.3.4.4 ATS shall be informed when the inspection is complete in order to turn off any lights not required for
regular operations.
3.3.4.5 If a major failure is discovered during the inspection, ATS and aerodrome maintenance shall be informed
immediately.
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Appendix to Chapter 3
1. PROCEDURE
1.1 Prior to entering the runway, an entry request (e.g. “[vehicle call sign] holding at […] for runway inspection”)
shall be made. Upon leaving the runway, the control tower shall be advised when the inspection vehicle is clear of the
runway. Some inspections are carried out on an ON/OFF basis (i.e. where the inspection vehicle may be required to
enter or leave the runway on short notice). The request for runway entry and the notification that the vehicle is clear of
the runway shall be made on each occasion that the inspection vehicle enters and leaves the runway. A listening watch
shall be maintained on the appropriate radiotelephony channel during any runway inspection.
1.2 If, during an inspection, the control tower requests the inspection personnel to vacate the runway, the vehicle
shall move outside the runway before advising the control tower that they are clear. The inspection personnel shall not
re-enter the runway until in receipt of specific clearance to do so. The inspection team shall never vacate a runway by
driving through an instrument landing system (ILS) critical/sensitive area.
1.3 ATC clearance shall be obtained before crossing or entering any runway.
1.4 Runway inspections should be carried out in the direction opposite to that being used for landing or taking off,
primarily to ensure the visibility of, and by, the operating aircraft.
1.5 Upon final completion of a runway inspection, the control tower shall be advised of the completion of the
inspection, and on the status of the manoeuvring area, as necessary.
1.6 The times of commencement and completion of the inspection shall be noted and included in the record of
inspection log.
2. REPORTING
2.1 If a dangerous unserviceability is discovered during a runway inspection (e.g. damaged pit covers or broken
lights), it shall be immediately reported to ATS by radiotelephony (RTF) for appropriate ATS action to be considered.
The entity in charge of aerodrome operations should also be informed.
2.2 If unserviceability is found during an inspection, but which does not affect the use of the runway, it should be
reported to the entity in charge of aerodrome maintenance.
b) details of the task(s) and any remedial action(s) necessary or taken, such as notification to ATS and AIS,
recording of events for further analysis (including as part of the aerodrome SMS) and informing maintenance
services for further action;
c) identifying the person/entity responsible for undertaking the task and/or further action; and
3. LEVELS OF INSPECTION
Inspection procedures on several levels are key to ensuring that the highest standards of safety and efficiency are
maintained for all stakeholders on the movement area.
3.1 A typical two-level inspection system has the following main elements:
a) daily inspections (Level 1): covering the entire movement area and zones adjacent to the aerodrome boundary;
and
b) regular inspections (Level 2): carried out by specialists whereby all runways, taxiways and aprons are divided up
into a number of areas and inspected in more detail.
Inspections shall be performed using checklists which cover the various inspection areas and a sketch of the aerodrome,
which enables the location and marking of detected problems.
3.2 A log shall be kept for all inspections, and will include:
A log of all remedial actions identified following an inspection shall be recorded and verification of their
implementation shall be undertaken.
3.3.1 Level 1 inspections are ideally carried out at defined intervals during the day, typically:
c) other inspections may be planned in between those described above, their frequency being dictated by the
hours of peak traffic.
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Part II — Appendix to Chapter 3 II-3-App-3
3.3.2 Additional Level 1 inspections, particularly relating to the runway, may be carried out depending on local
circumstances, the aerodromes hazard identification and analysis, and the safety risk assessment process (see Part I,
Chapter 3).
3.3.3 Standard inspection routes should be defined and followed so that an area cannot be forgotten.
3.3.4 Inspection personnel should report anything that affects safety and the serviceability of the following:
3.3.4.1 Runways
a) The runway, including its shoulders with regard to cleanliness, rubber build-up and pit/drain covers;
b) runway cleanliness, particularly FOD which could cause engine ingestion damage;
d) signs of pavement surface damage, including the cracking and spalling of concrete, and looseness of aggregate
material;
f) the runway strip and runway end safety area (RESA) including drainage;
g) failure of precision approach path indicator (PAPI) units, runway guard lights and any other runway lights and
wing bars;
j) the condition of all wind direction indicators for day/night operations; and
a) All taxiway pavement surfaces, particularly with regard to pavement damage, cleanliness and FOD;
c) any objects and excavations that may affect the taxiway strip;
e) all taxiway centre line and/or edge light fittings and markers;
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II-3-App-4 Procedures — Aerodromes
a) All apron pavement surfaces, particularly with regard to pavement damage, cleanliness (fuel/oil spillages) and
FOD;
c) any incorrect parking of aircraft, vehicles, equipment, passenger loading bridges, etc.;
a) All runway approach lighting (including any Category III supplementary systems) should be inspected every
evening at dusk prior to night operations and any defects reported;
b) all runway lighting should be checked as soon as practicable after the lighting has been switched on.
Individual light outages and circuit failures should be reported;
c) all taxiway lighting should be checked as soon as practicable and should include all centre line lights, edge
lights, stop bars, runway guard lights and lead-on/lead-off lights; and
d) during the night period, all apron lighting should be inspected and any deficiencies reported.
Note.— Lighting inspections may be integrated with other on-runway inspections and be flexible in timing to cater
for the variability of daylight hours.
3.3.4.5 Grass areas (or other areas adjacent to the taxiway system)
a) The general condition of the vegetation, particularly any areas of jet blast erosion;
b) the grass length and the amount of weeds, particularly near lights and signs;
c) any areas of standing water (waterlogged grass areas should be noted and reported, particularly since they may
be an attraction to birds);
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Part II — Appendix to Chapter 3 II-3-App-5
3.3.5 When conducting routine daily inspections, general attention should be paid to the following points:
a) general cleanliness with particular attention to FOD which could cause engine ingestion damage. This may
include debris from runway maintenance operations or excessive grit remaining after runway gritting. Any
build-up of tire rubber deposits should be noted;
b) signs of damage to the pavement surface including cracking and spalling of concrete, condition of joint
sealing, cracking and looseness of aggregate in asphalt surfaces or break-up of friction courses. Damage or
deterioration which could cause aircraft damage should be reported immediately for inspection by
maintenance services and, if the damage is sufficiently serious, the area should remain closed to aircraft
pending the results of such an inspection;
c) after rain, flooded areas should be identified and marked, if possible, to facilitate later resurfacing;
3.3.6 The extremities of the runway should be inspected for early touchdown marks; jet blast damage to
approach lights, marker cones and threshold lights; cleanliness; and obstacles in the runway end safety area.
3.3.7 The main objective of grass cutting shall be to ensure that lights and markers are not obscured by tall
vegetation. It should also be managed in such a fashion as to limit the attraction of the aerodrome to birds and other
wildlife. It will be necessary to ensure that mounds of grass cuttings are not left on areas where engine ingestion is
possible.
3.3.8.1 A cursory visual inspection of the areas surrounding the aerodrome shall be made by the aerodrome
operations staff to verify that no objects seem to affect any protected surfaces, particularly in the approach and departure
areas of all runways.
3.3.8.2 The status of the lighting and marking of authorized obstacles shall be inspected.
3.3.8.3 Any unauthorized detected obstacles, and marking or lighting deficiencies of authorized obstacles, shall
be immediately reported to the designated persons, appropriate organizations or authorities, for corrective actions to be
taken.
Note.— Further guidance on obstacle control and management is contained in the Airport Services Manual
(Doc 9137), Part 6 — Control of Obstacles.
3.4.1 Level 2 inspections consist of a more detailed verification of the condition on the movement area and its
associated facilities than those carried out at Level 1. The Level 2 inspections should be carried out on foot, thus enabling a
far more comprehensive assessment.
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II-3-App-6 Procedures — Aerodromes
3.4.2 Within the Level 2 inspections process, it is recommended to proceed by dividing the movement area up into a
number of zones depending on the size of the aerodrome. Each zone should be inspected in detail at defined, regular
intervals. Level 2 inspections may be carried out at a time that best suits the stand demand, runway in use or other
operational requirements.
3.4.3 In the case of precision approach runways, Level 2 inspections of visual aids will be more frequent and detailed
than those carried out on other runways.
3.4.4 In case of a detected damage, photos should be taken to assess the evolution of the damage, in order to facilitate
decision-making.
3.4.5 Inspection teams should report anything that affects the serviceability and safety of the items below.
Runways
3.4.6 Runways should be inspected in detail every three months or at a reduced frequency based on runway usage,
unless a documented analysis indicates a different frequency that would not affect the safety of aircraft operations.
Typically, the runway may be divided up into a number of sections. Depending on the movement rate on the day of the
inspection, a number of sections can be checked, as follows:
a) Surfaces. The full length and width of the runway should be inspected during the cycle. The inspections should
record cracks, general break-up and any other surface failure, particularly if there are signs of debris. Special
attention should be paid to the touchdown zones and other areas highly trafficked by aircraft. The touchdown zones
should also receive particular attention to assess the degree of rubber build-up that may affect the runway surface
friction co-efficient. Attention should also be given to rapid exits, access taxiways and runway turn pads.
b) Signs, markings and lighting. The general condition of all signs along the runway should be inspected to ensure
compliance with Annex 14, Volume I requirements. All runway markings should be inspected for conspicuity,
particularly in the touchdown zones where rubber deposits may have blackened certain markings. A selection of
light fittings should be inspected for general safety, particularly with regard to the torque setting of the fixings. The
regularity of testing should be adjusted to achieve the target level of serviceability applicable to the service being
tested.
c) Runway strip. The area surrounding the runway, including the strip, clear and graded area, and runway end safety
area (RESA) should also be inspected. Attention should be given to its general bearing strength, the nature of the
surface, any obstacle that should be frangible and any other features that could cause damage to an aircraft, should it
overrun into these areas.
d) Runway approach lighting systems. Twice a year, each full approach lighting system, its cables, light fittings, masts
and other support structures should be analysed for their general safety and serviceability by a physical check on
foot. During the lighting check, a general assessment of the lighting pattern will be made and any outages or gross
misalignments noted and reported.
e) Zones surrounding the aerodrome. At least once a week, aerodrome operations staff should conduct a review of the
areas adjacent to and surrounding the aerodrome boundary to verify that there are no obstructions infringing
protected surfaces, particularly in the approach and departure areas. Items of concern will include tall trees, cranes,
lights that may cause confusion to pilots, and agricultural practices that could cause an increase in wildlife activity.
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Taxiways
3.4.7 At a time dictated by traffic movements and runway(s) in use, each section of the taxiway area should be
inspected on foot and all deficiencies should be marked on a specialized map/diagram of the area. The taxiways should be
inspected for the following:
a) Surfaces. All taxiway surfaces including any hard shoulders should be inspected. Surfaces should be inspected for
cracks, deterioration and debris.
b) Signs, markings and lights. All taxiway paint markings should be inspected and any repainting requirements noted.
All signs should be checked for their conspicuity and stability, particularly where they may be affected by jet blast.
A selection of taxiway light fittings should be verified for general safety.
c) Surrounding areas. All taxiway strips and associated grass or other paved areas should also be inspected for their
general safety, particularly with regard to obstructions and surface conditions in a similar way as the clear and
graded areas of the runway are inspected.
3.4.8 The aprons and stand areas should be inspected and all defects noted on a specialized map/diagram of the area.
All aprons and stands should be inspected for the following:
a) Surfaces. All aprons, stands and associated equipment parking areas should be inspected for surface break-up,
particularly where FOD is being created.
b) Signs, markings and lights. All surface paint markings associated with aircraft movement and parking should be
inspected and any repainting requirements noted. Additionally, all signs, markings and lights associated with the
visual docking guidance systems (VDGS) and advanced visual docking guidance systems (A-VDGS) should be
checked for correct functionality and conspicuity.
c) Surrounding areas. All service roads and equipment parking areas supporting each stand should also be inspected
for general serviceability and condition, particularly where the surface may cause damage to vehicles or injury to
passengers or personnel. These areas should also be inspected for general cleanliness and parking discipline.
d) Equipment. When installed, all emergency telephones should be checked for serviceability.
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Chapter 4
4.1 GENERAL
4.1.1 Periodically, construction and heavy maintenance activities are performed in movement areas. If aircraft
operations are to continue around the site, or access is required through movement areas, there are a number of
precautions to be taken to ensure the safety of aerodrome operations. These include the protection and safety of the
worksite and workers.
4.1.2 Wherever major work affecting operational areas is planned, it is important that the aerodrome operator
identifies and mitigates the risks generated by work in progress (WIP).
4.1.3 Part of effective safety management related to works lies in timely and comprehensive planning
coordinated with all involved parties and relevant stakeholders.
4.1.4 Prior to their commencement, all measures necessary for the works to be undertaken safely, including
timely notification of resulting operational changes, need to be communicated to all involved parties and relevant
stakeholders.
4.2 OBJECTIVES
4.2.1 The aerodrome operator shall develop a process for managing the aerodrome operational safety during
works on the movement area.
4.2.2 The process shall clearly establish and document the responsibilities and procedures for:
c) the date and time when the facilities will be withdrawn or changed from normal operations;
4.3.1 The process for managing the aerodrome operational safety during works should contain, at a minimum, the
following elements:
b) a procedure for a safety assessment of the planned changes to the operations or systems;
Note 1.— The safety assessment methodology is included in Part I, Chapter 3 of this document.
Note 2.— The works authorization procedure identified in c) refers to local aerodrome operator approval for the
commencement of works.
Note 3.— Annex 15 — Aeronautical Information Services includes appropriate methods on the promulgation of
information.
Note 4.— The process for managing the aerodrome operational safety during works may concentrated in one local
procedure or be divided to several procedures, depending on local circumstances.
4.3.2 The works planning procedure should provide for the planning and coordination of works on the movement
area so as to ensure that they are undertaken in a safe and compliant manner, while maintaining the operational safety,
capacity, and efficiency of the aerodrome operations. During the planning process, representatives from aerodrome
operations and other concerned stakeholders (such as ATS) should be involved at the earliest opportunity to consider
the requirements for the efficient operations of the aerodrome during the proposed works.
4.3.3 A safety assessment of all planned works should be completed beforehand in order to ensure the risks to the
safe operation of aircraft have been identified by the aerodrome operator in coordination with interested parties, and
appropriate mitigation measures introduced to keep risks to an acceptable level.
4.3.4 Processes, procedures, actions and decisions should be documented and made available to all relevant
parties and stakeholders involved in the works or affected by any change in operations.
4.3.5 Before implementation, draft operational procedures, instructions or other information to be promulgated,
should be discussed and coordinated with the directly affected stakeholders, and subjected to verification, thereby
ensuring that their meaning is clear to potential users. Practical checks of proposed arrangements should be made by
personnel having a comprehensive understanding of the operational implications of the works.
4.3.6 Where reduced runway length operations are required due to works, procedures shall be developed and
implemented by the aerodrome operator, in accordance with provisions in Appendix 1 to this chapter.
4.3.7 Prior to the commencement of works, an authorization should be provided by the aerodrome operator to the
party conducting the works. An authorization document should be used to ensure that specific permissions and
conditions are recorded and agreed upon between the aerodrome operator and the relevant stakeholders. This document
should also be communicated to the contractors, in order for them to be fully aware of what they can and cannot do.
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Part II — Chapter 4. Work in progress II-4-3
4.3.8 The following actions should be taken when establishing the worksite, as well as throughout the duration of
the works, when necessary:
a) unserviceability markers are displayed when any portion of a taxiway, apron, or holding bay is unfit for the
movement of aircraft, but it is still possible for aircraft to bypass the area safely;
b) existing markings leading into a worksite should be masked or the route closed;
c) unserviceability lights should be used and existing aeronautical ground lighting and signs leading into a worksite
should be extinguished or masked on a movement area used at night or during low visibility;
d) suitable site fencing should be installed to protect from jet blast, and FOD containment within the site should be
enforced; and
e) the perimeter of the worksite should be clearly marked and/or lit, particularly at night or during reduced
visibility.
Note 1.— Unserviceability relates to areas temporarily not available for operational use.
Note 2.— A checklist for establishing worksites and returning them to operational use is included in the attachment
to this chapter.
Note 3.— Unserviceability markers and lights are placed at sufficiently close intervals so as to clearly delineate the
unserviceable area.
Note 4.— Measures for the situational awareness of pilots and drivers on the manoeuvring area need to take into
consideration human factors that may lead to a runway incursion. Guidance material on Human Factors principles
can be found in the Human Factors Training Manual (Doc 9683) and in the Manual on the Prevention of Runway
Incursions (Doc 9870).
4.3.9 Pre-startup and regular site meetings should be held to ensure that safety requirements are met and possible
conflicts between the works and operations are resolved. Points to be considered include:
c) security requirements;
d) protection of construction workers from aerodrome hazards, including jet blast and noise;
e) procedure for quickly summoning emergency responders in case of a fire, spill, accident or similar event; and
f) operational briefings on the interaction of the works with the aerodrome operations (e.g. runway(s) in use, likely
visibility conditions, meteorological conditions, safety issues).
4.3.10 Procedures should be developed and implemented to monitor the safety of the aerodrome and aircraft
operations in proximity of the works, such that timely corrective action is taken when necessary to assure their
continued, safe operations. Additional procedures on worksite control are included in Appendix 2 to this chapter.
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Appendix 1 to Chapter 4
Note.— In some cases, conducting works on a runway while maintaining flight operations may be possible. This
is a complex activity directly affecting aircraft performance and safety and requires close coordination with ATS and
aircraft operators. The following provides procedures on conducting works under these conditions. It is important to
note that additional hazards may arise when works involving a reduction in the available runway distances are
conducted.
1.1 In circumstances where works require the runway length to be reduced below the declared distances, the
aerodrome operator shall:
a) identify and assess the associated risk and mitigate as necessary the potential hazards before, during, and on
cessation of operations with reduced runway length available and/or WIP in order to ensure the safety of aircraft
operations;
Note.— Risks may result from inappropriate or potentially misleading displays of visual aids; inappropriate or
potentially misleading navigational aids; adverse environmental conditions; or unusual meteorological conditions; and
from restricted obstacle clearance and wingtip separation distances. It is important to recognize that the identified
hazards may cover a wide range of topics, including those that do not pose a risk only to aircraft but also to personnel,
e.g. the potential risk from jet blast.
b) calculate and establish, where necessary, a revised runway strip, runway end safety area (RESA) and obstacle
limitation surfaces (OLS), such as the approach and take-off climb surfaces;
c) establish a safety zone between the area of the runway that is in use and the WIP or unusable runway;
Note.— The location, size and shape of the safety zone depends on the temporary configuration of the runway, to
provide for items such as RESAs, jet blast protection and abbreviated or simple approach lighting systems.
d) promulgate the details of the reduced runway distances established, using all appropriate methods. As a
minimum, it is advisable to issue a NOTAM and, when possible, broadcast the information on automatic
terminal information service (ATIS);
Note.— Annex 15 — Aeronautical Information Services includes appropriate methods on the promulgation of
information.
f) ensure that the roles and responsibilities for operations and tasks associated with the reduction of the runway
length available and the WIP are clearly understood and complied with;
g) provide markings and lights to clearly indicate the boundary of the safety zone and the WIP area;
h) clearly mark, light and/or barricade any movement area that is to be used by persons involved in the WIP, and
not to be used by aircraft;
i) manage and control the movement on or around a runway or taxiway of contracted staff, who may not be as
familiar with the aerodrome and aviation practices;
j) consider and address the impact on the ability of RFF and emergency services to perform their functions; and
k) promulgate in a timely manner all the relevant operational information to all relevant parties.
1.2 The aerodrome operator shall be responsible for the coordination and management of the opening/closing of
the runway (and other movement areas, as necessary) and the WIP. If tactical decisions concerning aircraft operations
deviate from the agreed operational procedures (with the exception of an urgent safety nature), they shall be
coordinated with, and approved by, the aerodrome operator.
1.3 Monitoring the safety of the aerodrome and aircraft operations in proximity of the works should be conducted
by the aerodrome operator, to ensure that timely and corrective action is taken when necessary for continued, safe
operations. This is particularly important when operational changes or unprecedented or unpredicted events occur.
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Appendix 2 to Chapter 4
1.1 Aspects of the control and procedures for movement area works should include, but are not limited to:
a) all contractor drivers should be escorted by a qualified vehicle operator or undergo movement area driver
training and testing;
b) access routes should be agreed upon in advance and clearly identified to minimize interference with operations
on the aerodrome;
c) the existing road layout may require changes depending on the vehicle traffic levels;
d) staff access routes should also be agreed upon in advance and if such a route does not exist, then a safety risk
assessment should be undertaken to ensure access can be safely achieved;
f) service clearance checks (underground location of services) should be undertaken before work commences to
ensure that cables or pipes are not damaged;
h) hot works restrictions (possibly involving a separate hot works permit) should be described, monitored and
enforced;
i) the use of lookouts and/or a listening watch on the appropriate ATS frequency may be required, along with
suitable training for this task;
j) any cranes should be suitably lit and operating heights should not infringe the protected surfaces;
k) should the construction activity continue into darkness or in low visibility conditions, procedures should be in
place to discontinue or modify the activity, depending on its location and if necessary;
m) all contractors should have adequate FOD, noise and dust control measures in place to cover all eventualities;
n) vehicles entering or exiting the worksite may need to be cleaned to prevent mud or debris being deposited in the
movement area;
o) in case of possible adverse meteorological conditions (e.g. lightning strikes, high winds, snow) or aircraft
emergencies, an appropriate alerting mechanism should be in place and works activities may be suspended; and
p) precautions should be taken to ensure that worksite floodlighting (light direction and/or height) does not affect
aircraft and ATS operations.
1.2 In terms of customer service and the availability of facilities, a scheduling process should be in place to ensure
that construction or maintenance works do not close or restrict too many stands or operational areas at once.
1.3 Where significant changes to markings or lighting are being made, it may be necessary for the aerodrome
operator to conduct a preliminary check in order to ensure that the proposals have been correctly implemented and are
functioning as intended.
1.4 Where shift working is in operation, it will be necessary to ensure that each shift is properly and fully briefed.
The aerodrome operator should obtain feedback from the parties involved to ensure the implementation of corrective
measures, if necessary.
1.5 The aerodrome operator should ensure that contractors have made available a point-of-contact outside normal
working hours.
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Attachment to Chapter 4
WORKSITE CHECKLIST
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5.1 GENERAL
5.1.1 The presence of foreign object debris (FOD) on the movement area may pose a significant hazard to the
safety of aircraft operations. FOD has the potential to damage aircraft during critical phases of flight, which can lead to
catastrophic loss of life and airframe, and increased maintenance and operating costs. FOD hazards can be reduced
through the implementation of an FOD control programme, which would normally include FOD prevention, detection,
removal and evaluation.
5.1.2 It is important that all personnel with access to the movement area understand their role in the prevention of
FOD. FOD control is normally a module of the initial training given to personnel with access to the movement area.
5.1.3 It is necessary to have an established process to regularly clear the movement area of FOD. Removing FOD
is the responsibility of everyone.
5.1.4 FOD may be controlled by ensuring that all personnel with movement area access, in particular
inspection/maintenance personnel and ground handlers, are aware of situations which may potentially cause FOD.
5.2 OBJECTIVES
5.2.1 Aerodrome operators shall establish an FOD control programme commensurate with the assessed risks and
appropriate to the local operating conditions. The programme shall consist of prevention, detection, removal and
evaluation.
5.2.2 FOD prevention shall include awareness, training and education as well as measures for FOD prevention.
5.2.3 The detection of FOD shall include methods for the monitoring and inspection of the movement area.
5.2.4 Operational procedures and, where applicable, equipment, shall be provided for the removal, containment
and disposal of FOD from the movement area.
5.2.5 Data and information about FOD shall be collected and analysed regularly to identify sources and trends.
5.3.1.1 Awareness
5.3.1.1.1 Aerodrome operators shall ensure that all personnel involved in aerodrome operations at the aerodrome
are aware of the existence of the FOD control programme. Aerodrome personnel should be encouraged to identify
potential FOD hazards, act to remove observed FOD, and propose solutions to mitigate related safety risks.
5.3.1.1.2 Aerodrome operators should designate an individual to manage the aerodrome’s FOD control
programme and clearly define his/her responsibilities.
Note.— This designated individual can be a dedicated FOD manager or can have other duties (e.g. operations
manager, safety manager).
5.3.1.1.3 The FOD control programme should be actively supported by the senior management of all
organizations operating on the movement area.
5.3.1.1.4 Aerodromes operators should consider establishing an FOD committee to assist in the management of
the FOD control programme, including the determination of potentially hazardous FOD situations and evaluation of
collected FOD data. The committee may include stakeholders in a position to produce or remove FOD, such as ground
handlers, aircraft operators, aerodrome operations and contractor representatives, etc.
Note.— The work of the FOD committee could be included in an already established safety-related committee
(e.g. apron safety committee).
The primary objectives of the FOD training programme are to increase employee awareness of the causes and
effects of FOD damage and to promote active employee participation in eliminating FOD during the performance of
daily work routines. A typical FOD training syllabus is included in Appendix 1 to this chapter.
Active prevention measures to reduce the generation of FOD, commensurate with the identified safety risks,
should be detailed in an aerodrome’s FOD control programme. Details of these measures are included in Appendix 2 to
this chapter.
5.3.2.1 Detecting FOD is an important activity at an aerodrome. This process involves not only the timely
detection of any FOD, but also the identification of its potential source and location. Provisions on FOD detection
processes, systems and equipment are included in Appendix 3 to this chapter.
Note.— See Part II, Chapter 3 — Inspections of the movement area, for the establishment of appropriate inspection
procedures.
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Part II — Chapter 5. Foreign object debris (FOD) control II-5-3
5.3.2.3 The inspection of an aircraft stand should be carried out prior to the arrival and departure of an aircraft, in
order to detect and remove any FOD present.
5.3.2.4 Aerodrome operators shall establish procedures for handling FOD matters in cooperation with the
appropriate ATS unit.
5.3.2.5 An aerodrome operator shall determine the most efficient way to notify all personnel involved in
aerodrome operations at the aerodrome to remove the detected FOD, and notify ATS unit to take appropriate action if a
risk is identified.
5.3.2.6 Although not all types of FOD will necessitate an immediate runway closure, a prompt decision is needed
in all situations to assess the safety risk posed by FOD. Aerodrome operators should establish procedures for handling
such matters in cooperation with the appropriate ATS unit.
5.3.2.7 When using continuously operating FOD detection technologies on a runway, a decision on the
appropriate action to be taken shall be made as soon as an object is detected. If the location or characteristics of the
FOD does not present an immediate safety risk, the object should be removed as soon as the operational schedule
permits. If the location or characteristics of the FOD presents an immediate safety risk, provisions in the FOD
management programme shall clearly indicate that a hazard exists and allow for an action to be taken that may lead to
the temporary suspension of runway operations.
Note.— Removal of FOD can be achieved through various means including manual or mechanical methods.
5.3.3.2 Provisions in the FOD management programme shall allow for an immediate removal of detected FOD
which may pose an immediate safety risk to operations.
5.3.3.3 The removal of FOD should be included in the tasks of all personnel operating on the aerodrome. FOD
removal operations should comply with the provisions in Appendix 3 to this chapter.
5.3.4.1 All FOD identified and collected on the aerodrome should be recorded, analysed and evaluated. When
appropriate, an investigation should be carried out to identify the source of the FOD.
5.3.4.2 The sources of FOD, including its location and the activities generating FOD on the aerodrome, should be
identified and recorded. This information should be analysed in order to identify trends and problem areas as well as to
focus efforts of the FOD control programme.
5.3.4.3 The FOD control programme should be periodically reviewed and updated based on the data and trends
identified through the evaluation of FOD collected on the aerodrome. The FOD evaluation processes are included in
Appendix 3 to this chapter.
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Appendix 1 to Chapter 5
FOD TRAINING
d) the consequences of ignoring FOD, and/or the incentives for preventing FOD;
e) practicing clean-as-you-go work habits and the general cleanliness and inspection standards of work areas;
f) FOD detection procedures, including the proper use of detection technologies (if applicable);
g) requirements and procedures for the regular inspection and cleaning of movement areas;
i) proper care, use, and stowage of material and component or equipment items used around aircraft while in
maintenance or on aerodrome surfaces;
j) control of debris in the performance of work assignments (e.g. loose items associated with luggage, ramp
equipment and construction materials);
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1. SOURCES OF FOD
1.1 FOD is derived from many sources and can be generated from personnel, aerodrome infrastructure
(pavements, lights and signs), the environment (wildlife, snow, ice) or the equipment operating at the aerodrome
(aircraft, aerodrome operations vehicles, maintenance equipment, fuelling trucks, other aircraft servicing equipment
and construction equipment).
1.2 FOD can accumulate both on and underneath ground support equipment (GSE) stored on the apron. Jet blast
can then blow FOD onto the movement area or on an aircraft. The outboard engines of four-engine aircraft can move
debris from the runway edge and shoulder areas, where it tends to accumulate, back toward the centre of the runway or
taxiway.
1.3 Helicopters that manoeuvre over freshly mowed or loose-dirt airside areas can also move FOD onto runways,
taxiways and ramps. In addition, the high velocity outwash vortices from a helicopter, which may also send FOD to a
distance of approximately three times the diameter of the rotor, can propel lightweight GSE or materials staged nearby.
1.4 FOD is often more common when aerodromes begin construction activities, but it may also be prevalent in
winter conditions as ageing pavement infrastructure may be influenced by weathering (freeze and thaw cycles) and
begin to crack or break apart.
1.5 Meteorological conditions may also move FOD. For example, wind can blow dry debris, such as sand or
plastic bags, from relatively non-critical areas onto the flight area. Rain water and drainage can stream mud, pebbles
and other small items along the path of least resistance.
1.6 The activities listed below may become sources of FOD on an aerodrome. For each activity, mitigation
measures are identified.
2. AIRCRAFT SERVICING
2.1 Aircraft operators, ground handling agents and other aerodrome stakeholders generate much of the FOD
found on the apron, service roads, baggage make-up areas, and areas near flight kitchens. Refuelling, catering, cabin
cleaning, and baggage/cargo handling can produce broken materials.
2.2 These stakeholders should establish procedures to inspect GSE or other vehicles for signs of wear and tear
that can lead to FOD hazards.
2.3 Procedures to inspect the baggage loading and unloading areas every time an aircraft is serviced should be
established. Baggage pieces, including bag tags and wheels, can break off luggage and either fall onto the apron or
collect in the cargo door sill of the aircraft. They can then also be knocked out of the sills and onto the apron at the next
stop/destination.
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II-5-App 2-2 Procedures — Aerodromes
3. AIRCRAFT MAINTENANCE
3.1 These activities, which may be performed on the apron, require a variety of small objects such as rivets, safety
wire and bolts that become FOD when they are inadvertently left behind.
3.2 All tools should be accounted for as a matter of practice. Aids in the control of these items include checklists,
shadow boards and cut-out tool tray liners. All items should be contained in a spill-proof tote bag, tray or toolbox.
4. AIR CARGO
In an air cargo area, there is a high potential for blowing debris such as cargo strapping and plastic sheeting. Procedures
to contain such debris, possibly by installing (and monitoring) fencing where appropriate may help to control the
environment. Of course, FOD trapped by such fences should be removed regularly.
5. CONSTRUCTION
5.1 Specific FOD prevention procedures should be established and employed for each construction project. These
procedures should be based on the proximity of the construction activities to the operational areas, but in general
should stress containment and regular clean-up of construction debris.
5.2 Aerodrome preconstruction planning should include a means for controlling and containing FOD generated by
the construction. This is especially true in high-wind environments where debris is more likely to become airborne.
5.3 The designated routes of construction vehicles on the movement area should be planned, so as to avoid or
minimize crossing in critical areas of aircraft operations. If high-risk crossings cannot be avoided, subsequent
provisions such as an increased frequency of FOD inspections could be implemented.
5.4 Contractors should fully understand and comply with the requirements and penalties incorporated in their
contracts regarding the control and removal of FOD. To enforce these requirements, aerodrome operators may consider
drafting FOD control guidance for all construction projects taking place within the movement area. Standard and
project-specific FOD provisions could then be included into the contract documents for construction projects. These
items may include:
b) requiring contractors to secure any loose items that could easily blow away or control dust with the spraying of
water;
f) requirements for inspecting and removing FOD from tires prior to traversing operational areas.
Note.— Procedures on work in progress at aerodromes can be found in Part II, Chapter 4.
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Part II — Appendix 2 to Chapter 5 II-5-App 2-3
6.1 Mowing and other maintenance operations routinely disturb the vegetation and soil in areas adjacent to those
travelled by aircraft. Procedures to remove this debris, such as the use of an assigned aerodrome sweeper or personnel
on foot using shovels to repair vegetation and soil, should be implemented.
6.2 Aerodrome lighting, pavement, and marking maintenance operations may generate concrete/asphalt debris as
well as increase the potential for dropped repair parts, tools, and other items stored on the maintenance vehicles.
Corrective procedures may include the use of aerodrome sweepers and the inspection of the worksite after maintenance
is completed.
6.3 The areas listed below are typically prone to generating FOD.
6.4 Pavements
6.4.1 Deteriorating pavement can exhibit spalling or cracks. For example, pieces of concrete can break loose from
pavements or FOD can develop from fatigued corner cracks.
6.4.2 The service roads which cross taxiways may generate FOD from the vehicles using them, especially in the
case of construction operations.
6.4.3 Special attention should be paid to the cleaning of cracks and pavement joints, as tests have shown they are
the main sources of foreign object ingestion.
6.4.4 Asphalt and concrete pavements may be the most common source of FOD on an aerodrome, and therefore,
effective pavement maintenance practices are important for the prevention of FOD.
6.5.1 Movement area grass and ditches may collect and hold large amounts of light debris such as paper,
cardboard, plastic and various containers that can originate from aprons, cargo ramps and hangar ramps. This debris
can blow back into areas used by aircraft, unless collected in a timely manner.
6.5.2 Unpaved areas adjacent to pavements may require stabilization, as appropriate, to prevent FOD from jet
wash.
6.5.3 FOD fences may collect debris on windy days. This FOD should be collected before the wind increases or
changes direction and the debris blows back on to areas used by aircraft.
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Appendix 3 to Chapter 5
1.1 While operational areas are inspected as described in Part II, Chapter 3 of this document, additional
inspections shall be carried out in construction areas and immediately after any aircraft or ground vehicle accident or
incident, as well as following any type of material spill, to ensure that all FOD has been detected and removed.
1.2 In addition to the typical inspections, personnel on the movement area should employ a clean-as-you-go
technique, by looking for FOD during the course of their regular duties. When inspections occur at night, after the
runway is closed or before the runway is opened, additional lights/lighting systems on vehicles are beneficial to better
detect FOD.
1.3 Vehicles should only be driven on clean, paved surfaces, when possible. If a vehicle must be driven on
unpaved surfaces, the driver has a responsibility to ensure the vehicle’s tires do not transport FOD (e.g. mud or loose
stones) back onto the pavement.
2.1.1 When conducting an inspection on a runway, inspection techniques will be determined by runway
availability and type of operation. Ongoing construction requires more frequent inspections. It may even be necessary
to assign dedicated personnel to continually inspect for FOD during major construction activities. As part of the FOD
control programme, the FOD manager may find it appropriate to involve aircraft operators. For example, flight crews
should report any FOD they observe on runways and taxiways to the ATS unit and station operations. Aircraft
operators and ground handling agents may also be asked to designate individuals to inspect apron areas prior to aircraft
movement to and from the gate.
2.1.2 Encouraging the participation of the aerodrome’s stakeholders in inspections will reinforce the concept that
FOD control is a team effort and demonstrates the aerodrome operator’s commitment to a debris-free environment.
Aircraft operator personnel, when feasible, may join the aerodrome staff in movement area inspections. This practice
helps increase familiarity with local aerodrome conditions, and promotes effective communication between the
aerodrome and aircraft operators.
2.1.3 Periodic FOD inspections on foot should be carried out to increase the effectiveness of detection, and to
inspect areas inaccessible by vehicle (such as grass areas).
2.2.1 Recent technological developments have expanded the capabilities of FOD detection through automation.
Advanced technologies are now available for automated FOD detection, including capabilities for continuous
monitoring on runways and other aircraft movement areas to supplement the capabilities of aerodrome personnel.
2.2.2 If an aerodrome chooses to implement these new FOD detection technologies, responsibilities and
procedures should be established with the ATS unit to ensure that appropriate and timely action is taken if FOD is
detected.
2.2.3 The aerodrome operator should have considerable flexibility in terms of how to implement continuous
detection systems at the aerodrome. The user interface may be located in the aerodrome’s operation or maintenance
centre, and/or in the air traffic control (ATC) tower.
Note.— Further guidance can be found in EUROCAE document ED-235 entitled Minimum Aviation System
Performance Specification for Foreign Object Debris Detection System.
3. FOD REMOVAL
Once FOD is detected, the next step is removing it from the aerodrome environment. For the removal of an isolated
item on a runway, the manual approach may be the most efficient. The use of FOD removal equipment may be
beneficial however, especially in areas where a greater concentration of FOD may be expected, such as cargo areas and
near construction sites.
4.1 The FOD removal equipment currently available may be divided into two categories: mechanical and non-
mechanical. The equipment varies in size from small push units to large systems that are truck-mounted. FOD
containers are also important for the management of FOD.
4.2.1 Power sweepers. The sweeper removes debris from cracks and pavement joints and is typically used
throughout the movement area.
Note.— For all brush systems, operators are cautioned that bristles can detach from brooms and produce FOD.
Brushes made with metal bristles or spines are not recommended to be used for FOD removal purposes. Plastic or a
combination of plastic/metal bristles may be appropriate, but the user should consult the equipment manufacturer for
specific recommendations.
4.2.2 Vacuum systems. These systems perform FOD removal functions in a manner similar to the power sweepers
described above. The systems may also perform in conjunction with mechanical brooms or other recirculation air units.
4.2.3 Jet air blowers. These systems move FOD and other debris by directing a stream of high velocity air
towards the pavement surface. When used in the aerodrome environment, it is recommended that these systems
incorporate a debris collection mechanism so that FOD will not simply be relocated to another area.
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Part II — Appendix 3 to Chapter 5 II-5-App 3-3
4.3.1 Friction mat sweepers. A rectangular assembly towed behind a vehicle that employs a series of bristle
brushes and friction to sweep FOD into sets of capture scoops, which are covered by a retaining mesh to hold collected
debris.
4.3.2 Magnetic bars (attached to vehicles). These bars can be suspended beneath tugs and trucks to pick up
metallic material. However, the bars should be cleaned regularly to prevent them from dropping the collected debris.
Magnetic bars are not able to pick up the following types of common FOD materials: titanium, aluminium alloys and
certain stainless steel elements.
4.3.3 Rumble strips (also known as “FOD shakers”). While these devices may have been used in the past, they
are no longer a widely accepted FOD removal system. Their effectiveness at removing debris from tires or vehicle
undercarriages is negligible, and the equipment can generate its own FOD if not cleaned out regularly.
4.4.1 Designated FOD containers should be conspicuously placed on the apron for the storage of debris. The
containers should be well marked, properly secured, and frequently emptied to prevent them from overflowing and
becoming a source of FOD themselves.
4.4.2 “Closed-type” containers are preferable in order to prevent the wind from dislodging the container’s
contents. Aerodrome operators should ensure that FOD containers do not blow over during periods of high winds. FOD
containers should also have placards stating that hazardous materials may not be deposited in them, as appropriate.
4.4.3 Suggested locations for FOD containers include: near all entry points to the apron area, in hangars, aircraft
maintenance areas, aircraft stands and baggage areas. Clearly identified storage locations increase the likelihood that
collected debris will be deposited by personnel.
4.4.4 Other means for containing FOD include: FOD fencing or netting to restrict movement of airborne FOD;
fencing to prevent animals from entering the aerodrome.
5. REMOVAL OPERATIONS
While the exact actions of FOD removal operations are specific to each aerodrome, the following two examples
represent the successful implementation of FOD removal:
a) assigning an airside sweeper(s) to work with maintenance crews and/or respond as required to reports of FOD;
b) deploying personnel with garbage bags to pick up potential FOD in grassy areas and along fence-lines. This
process is intended to pick up debris before it returns to the pavement areas.
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II-5-App 3-4 Procedures — Aerodromes
6. FOD EVALUATION
FOD may be composed of any material. To record the location of the FODs, a suitable map of the aerodrome should be
used. It is important to correctly describe the FOD, to allow for the proper identification of the source areas as well as
the appropriate mitigation measures to be taken. FOD may include the following:
a) aircraft and engine fasteners (nuts, bolts, washers, safety wire, etc.);
b) aircraft parts (fuel caps, landing gear fragments, oil sticks, metal sheets, trapdoors and tire fragments);
c) mechanics’ tools;
d) catering supplies;
e) personal items (personnel badges, pens, pencils, luggage tags, drink cans, etc.);
f) apron items (paper and plastic debris from catering and freight pallets, luggage parts, and debris from ramp
equipment);
g) runway and taxiway materials (concrete and asphalt chunks, rubber joint materials and paint chips);
h) construction debris (pieces of wood, stones, fasteners and miscellaneous metal objects);
j) natural materials (plant fragments, inanimate wildlife and volcanic ash); and
7. FOD RECORDING
It is important that the organization maintain a record of the measures taken to fulfil the objectives of the FOD control
programme. These records may be required in the event of a formal investigation of an accident or serious incident, and
may also be used to identify any trends, repeats, unusual conditions, etc., in order for corrective action to be initiated.
Records may also provide quantitative data for future safety risk assessments to support the analysis of operational
history and improve operational capabilities.
8. CONTINUOUS IMPROVEMENT
8.1 The FOD control programme should be periodically analysed and reviewed to ensure its effectiveness.
8.2 This review provides a means for systematically assessing how well the organization is meeting its FOD
control objectives. The evaluation provides a review of the existing effectiveness of the programme and, if required,
results in recommendations for enhanced FOD control. In addition to supporting the aerodrome operator’s existing
responsibilities for self-inspection and correction of discrepancies, an effective FOD control programme review should:
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Part II — Appendix 3 to Chapter 5 II-5-App 3-5
a) systematically review the effectiveness of existing FOD control procedures used by aerodrome and aircraft
operator personnel, including all available feedback from daily inspections, assessments, reports and other safety
audits;
b) verify that the aerodrome is meeting identified performance indicators and targets;
c) communicate all findings to staff and lead to implementation of agreed-upon corrective procedures, mitigation
strategies and enhanced training programmes; and
d) promote safety in the overall operation of the aerodrome by improving coordination between aerodrome staff,
aircraft operator personnel and other aerodrome stakeholders.
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Chapter 6
6.1 GENERAL
6.1.1 The presence of wildlife (birds and other animals) on and within the aerodrome vicinity may pose a serious
hazard to aircraft operational safety. Therefore, to reduce the risk to aviation safety, active assessments, reporting and
management of wildlife are necessary.
6.1.2 A wildlife hazard management programme (WHMP) is a method for aerodrome operators to adopt
reasonable wildlife risk control measures, in order to prevent wildlife from colliding with aircraft.
6.1.3 While the roles and tasks of the other stakeholders (State and local authorities, aircraft operators and air
navigation services providers) in the State’s policy toward wildlife hazard reduction are equally important, they will not
be the focus of this document.
6.1.4 Land use around the aerodrome should, wherever possible, not be attractive habitats for wildlife.
6.2 OBJECTIVES
6.2.1 A wildlife safety risk assessment shall be conducted, covering the aerodrome and its vicinity.
6.2.2 A WHMP shall be established and tailored to the local environment and be commensurate with the wildlife
safety risk assessment.
6.2.3 The WHMP shall include procedures and measures for reducing the wildlife risk at the aerodrome to an
acceptable level.
6.2.4 Wildlife hazard reduction measures and procedures shall be integrated into the aerodrome operator’s safety
management system (SMS).
6.3.1.1 An aerodrome operator shall develop, implement and demonstrate an effective WHMP at the aerodrome,
and this should be tailored to and commensurate with the size and level of complexity of the aerodrome, and the
number of aircraft movements and their type, taking into account the wildlife hazards identified and the risk assessment
of those hazards.
b) procedures for collecting, reporting and recording data on wildlife strikes and observed wildlife;
c) a wildlife safety risk assessment method and procedure, including annual reviews;
e) procedures, means and staff for the expelling and deterring of wildlife;
Note.— Provisions on training can be found in Part II, Chapter 1, Chapter 6, 6.3.8 and Appendix 1 to Chapter 6.
The WHMP should detail the roles and tasks of all personnel who:
b) oversee the daily activities (detailed in the sections below), analyse the collected data and carry out safety risk
assessments in order to develop and implement the WHMP;
6.3.3.1 An effective WHMP depends on accurate and reliable data. Reviewing and analysing wildlife strikes and
wildlife observations will help identify hazards at the aerodrome and its vicinity and indicate the effectiveness of
current wildlife strike prevention methods.
6.3.3.2 The aerodrome operator shall establish procedures to record and report wildlife strikes that have occurred
at the aerodrome and its vicinity, in close cooperation with all relevant organizations operating at the aerodrome.
6.3.3.3 Wildlife incident reporting should comply with the criteria included in Appendix 2 to this chapter.
6.3.3.4 The aerodrome operator’s reporting system shall contain a requirement for all relevant third parties and all
aerodrome personnel to report wildlife strikes, wildlife remains, including findings thereof during aerodrome
inspections, and any other relevant identified hazards, to the aerodrome operator.
6.3.3.5 Wildlife activities, including incident reports, should be recorded in a wildlife log. This log should
include, as a minimum, the following information:
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Part II — Chapter 6. Wildlife hazard management II-6-3
d) proactive and reactive actions taken to decrease the number of present wildlife and the results thereof; and
6.3.3.6 The log should be completed by competent wildlife control personnel, at intervals commensurate with the
number of aircraft movements and runways in use, and taking into account wildlife behavior and other relevant local
circumstances. Data should be analysed to identify which species represent a hazard at specific times of day and/or
year, and during different types of meteorological conditions.
6.3.3.7 Aerodrome operators should ensure that the identification of the species involved in any reported wildlife
strikes is as accurate as possible, since these reports represent data that will help in the assessment of the level of safety
risk that each species of wildlife presents to aircraft operations at the aerodrome. The compilation of precise wildlife
observations and strike statistics should facilitate the analysis of data so as to improve wildlife hazard management.
6.3.4.1 Aerodrome operators shall conduct a specific safety risk assessment of the wildlife situation and use the
results to help target wildlife management measures and monitor their effectiveness. Safety risk assessments should be
updated and repeated at regular intervals, commensurate with assessed risks.
6.3.4.2 The aerodrome operator’s wildlife safety risk assessment should, as a minimum:
a) define the area for the safety risk assessment, which would, in most cases, be the entire aerodrome but may also
include the vicinity of the aerodrome;
b) rate the strike probability using strike data from reports for each species, information on the presence of species,
and the number of individuals and their biology, and update the data and probabilities regularly;
c) rate the severity of damage arising from those strikes for each species;
Note 1.— The total number of wildlife strikes is not necessarily a comprehensive measure of safety risk, or
indication of the performance of the wildlife control measures, at an aerodrome.
Note 2.— Provisions on safety risk evaluation methodology can be found in Part I, Chapter 3.
6.3.4.3 The aerodrome operator should prioritize its wildlife management measures on those species with the
highest frequency (probability) and which may create the greatest damage (severity).
Note.— Further guidance can be found in the Airport Services Manual (Doc 9137), Part 3 — Wildlife Control and
Reduction.
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II-6-4 Procedures — Aerodromes
6.3.5.1 Habitat and land use management, including preventive and proactive actions, is intended to reduce the
presence of wildlife on the aerodrome by taking appropriate actions.
6.3.5.2 Aerodrome operators should conduct an inventory of sites that attract wildlife within a defined radius
around the aerodrome, paying particular attention to sites close to the airside and the approach and departure corridors.
The appropriate radius (i.e. aerodrome vicinity) in this context should be 13 km around the aerodrome reference point.
However, the radius may be extended or reduced, based on a wildlife evaluation of the aerodrome vicinity.
Note.— Further guidance can be found in the Airport Services Manual (Doc 9137), Part 3 — Wildlife Control and
Reduction.
6.3.5.3 Aerodrome operators should regularly review features on, and within the vicinity of, the aerodrome that
attract wildlife. A management plan should be developed to reduce the attractiveness of these features and to decrease
the number of hazardous wildlife present or to deny them physical access to these areas.
6.3.5.4 Aerodrome development should be designed such that it will not be attractive to hazardous wildlife and no
attraction will be created during construction. This may include denying resting, roosting and feeding opportunities for
hazardous wildlife. In some cases, specific wildlife hazard control may need to be employed during the construction
and reinstatement phases, and wildlife hazard management controls implemented as part of any approval process.
6.3.5.5 A complete perimeter fence of adequate height, strength and structure, is the prime method of preventing
hazardous wildlife, other than birds, from gaining access to the aerodrome areas. Fences and gates should remain
closed and be regularly inspected. Fencing should also be trenched in order to preclude burrowing animals from
gaining access to the aerodrome.
6.3.5.6 No food sources should be available to hazardous wildlife on the aerodrome. The aim should be to prevent
food sources from being available through management of the aerodrome environment.
6.3.5.7 Where applicable, vegetation should be kept at a height that is considered unattractive to hazardous
wildlife. Where applicable, the vegetation composition on the aerodrome should not encourage wildlife.
6.3.5.8 Agricultural crops should be discouraged from the aerodrome environment since agricultural crops and
related activities (ploughing, seeding) may provide food for hazardous wildlife.
6.3.5.9 Water bodies such as depressions, open drainage ditches, ponds and lakes may be a particular hazard as
they may attract hazardous wildlife. These hazards should be made less attractive by mitigation measures such as
drainage, replacement by buried drain pipes, netting and fencing to deny access to wildlife that walk in or by
steepening the sides.
Note.— A list of types of land use that should be prevented, eliminated or mitigated in and around aerodromes is
shown in the attachment to Chapter 6.
6.3.6.1 Wildlife deterring and expelling techniques should be appropriate to the wildlife situation on the
aerodrome and its vicinity and should be based on:
a) wildlife patrols;
b) acoustics, such as distress and alarm call simulators, specific signals, natural and synthetic cries;
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Part II — Chapter 6. Wildlife hazard management II-6-5
d) optical and visual deterrents, such as laser devices, flags and streamers, lights, predator models, gull models,
hawk kites, balloons; and
e) other techniques such as firearms, chemical repellents, lethal chemicals, trained predators (dogs and falcons),
gas cannons, traps and relocation methods.
Note.— The effectiveness of the techniques and measures listed above may vary based on the species, location and
their application.
6.3.6.2 Wildlife control personnel should be equipped with devices for deterring, dispersing or removing wildlife
appropriate to the species encountered, the numbers of wildlife present, and to the area that they need to control, or
obtain the means of calling on expert support at short notice.
6.3.6.3 In case hazardous wildlife are still attracted to the aerodrome after proactive measures have been
implemented, it may be necessary to remove them by trapping or using lethal methods.
6.3.6.4 The challenge for wildlife hazard management is that some wildlife may become accustomed to certain
dispersal techniques. Therefore, best results may be obtained if aerodrome operators routinely adjust and vary the
control and dispersal measures being used. An aerodrome operator should proactively seek different or new effective
ways to reduce the wildlife hazard, where or if existing methods prove ineffective.
6.3.6.5 Actions to manage wildlife should be prioritized on the movement area with particular attention given to
the runways and approach/departure routes within the aerodrome vicinity.
6.3.6.6 All devices and methods should be used in compliance with national regulations or practices (e.g. in
compliance with regulations on the use of firearms, environment and animal protection).
6.3.7.1 Effective wildlife hazard management requires communication, cooperation and coordination with all
relevant stakeholders. Aerodrome operators should identify which stakeholders on and off the aerodrome should be
involved and consulted. Such stakeholders may include transportation officials (including government), aerodrome
staff, the ATS unit, aircraft operator representatives (including pilots), nature conservation organizations (government
and non-government), local municipalities/cities, and organizations responsible for land management and local
planning and development approvals in the vicinity of the aerodrome.
6.3.7.2 The WHMP should include a process to hold regular meetings with the stakeholders present at the
aerodrome (including aircraft operators, ATS, ground handlers, as appropriate). The aerodrome operator should
encourage stakeholders to share data that was collected, reported and recorded on wildlife observations and strikes, in
order to improve the WHMP.
6.3.7.3 The aerodrome operator should ensure that there is a process for rapid communication among those
involved in wildlife control as well as with ATS. This is necessary when a specific wildlife hazard is present to allow
the issuance of appropriate warnings to aircraft operating on, and within the vicinity, of the aerodrome, by the air
navigation services provider (ANSP).
6.3.7.4 The aerodrome’s WHMP should include a process for liaising with non-aerodrome agencies, local
landowners and other relevant stakeholders, to ensure that the aerodrome operator is aware of developments that may
contribute to creating additional wildlife hazards in the infrastructure, vegetation, land use and activities within the
aerodrome’s vicinity (e.g. crop harvesting, seed planting, ploughing, establishment of land or water features, hunting).
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II-6-6 Procedures — Aerodromes
The aerodrome operators should consider options to influence the land-use within the vicinity of the aerodrome, in
order to reduce the hazard from wildlife.
Note.— Further guidance can be found in the Airport Services Manual (Doc 9137), Part 3 — Wildlife Control and
Reduction.
6.3.7.5 The aerodrome operator should participate in wildlife related meetings with other aerodromes to share
experience and discuss common problems.
6.3.8.1 The WHMP should include procedures for the initial and recurrent training of personnel involved in
wildlife control. The minimum initial and recurrent training requirements for wildlife control personnel, and a typical
training syllabus, are included in Appendix 1 to this chapter.
6.3.8.2 The training of wildlife control personnel should be conducted by competent wildlife control personnel, or
specialists with proven experience in this field.
6.3.8.3 Wildlife control personnel should be fully aware of the details pertaining to aerodrome operations, the
aerodrome environment and should have received appropriate training, including:
a) airside driver training, aerodrome familiarization, air traffic control communications (radiotelephony (RTF)),
signs and markings, navigational aids, aerodrome operations and safety, and other matters that the aerodrome
operator deems appropriate; and
b) aircraft familiarization, including aircraft identification and effect of wildlife strikes on aircraft systems.
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Appendix 1 to Chapter 6
1. INITIAL TRAINING
The initial training for wildlife control personnel should, as a minimum, address the following areas:
a) an understanding of the nature and extent of the aviation wildlife hazard, and local hazard identification;
b) an understanding of national and local regulations, standards and guidance material related to the aerodrome
wildlife hazards management programme (use of best-practices models);
d) the importance of accurate wildlife identification and observations, including the use of field guides;
e) local and national laws and regulations relating to protected species, and species of special concern, and the
aerodrome operators’ policies relating to them;
h) active/tactical measures, using well-established effective wildlife removal, dispersal, detection and control
techniques;
i) documentation of wildlife activities, control measures and reporting procedures (the aerodrome wildlife
management programme); and
j) firearms, drones and any other equipment and their use on the aerodrome, including the use of personal
protective equipment.
2. RECURRENT TRAINING
In order to maintain the competence of wildlife management personnel, recurrent training should be carried out,
including a selection of general topics covered in the wildlife control initial training. This should include:
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Appendix 2 to Chapter 6
The reporting forms (paper or electronic format) used by the aerodrome operator or other stakeholders at the aerodrome
for reporting wildlife strikes, should contain at least the following information:
a) operator involved;
b) aircraft make/model;
c) engine make/model;
d) aircraft registration;
e) date (dd/mm/yyyy);
f) local time;
g) dawn/day/dusk/night;
h) aerodrome name;
i) runway used;
j) location if en route;
m) phase of flight:
1) parked;
2) taxi;
3) take-off run;
4) climb;
5) en route;
6) descent;
7) approach;
8) landing roll;
6) wing/rotor;
7) fuselage;
8) landing gear;
9) tail;
10) lights;
11) other (to be specified);
o) effect on flight:
1) none;
2) aborted take-off;
3) precautionary landing;
4) engines shut down;
5) other (to be specified);
p) sky condition:
1) no cloud;
2) some cloud;
3) overcast;
q) precipitation:
1) fog;
2) rain;
3) snow;
r) wildlife species;
s) number of wildlife:
1) seen
i) 1;
ii) 2 to10;
iii) 11 to100;
iv) over 100;
2) struck:
i) 1;
ii) 2 to 10;
iii) 11 to 100;
iv) over 100;
t) size of wildlife:
1) small;
2) medium;
3) large;
w) reporting person/organization;
x) address and/or instructions for returning the form to the competent authority; and
y) address within the State to which any wildlife remains, including feather fragments, should be sent.
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Attachment to Chapter 6
The following is a non-exhaustive list of the types of land uses which have proven to attract hazardous wildlife and
which should, in particular, be prevented, eliminated or mitigated on and in the vicinity of aerodromes:
a) fish processing;
b) agriculture;
g) wildlife refuges;
k) slaughterhouses.
Note.— Further guidance on land use on and around aerodromes can be found in the Airport Services Manual
(Doc 9137), Part 3 — Wildlife Control and Reduction and in the Airport Planning Manual (Doc 9184), Part 2 — Land
Use and Environmental Management.
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APRON SAFETY
7.1 GENERAL
7.1.1 There are a large number of activities taking place on aprons within a congested and time-sensitive
environment. Accidents, incidents and occurrences can affect the safety and health of personnel as well as cause
aircraft damage.
7.1.2 Ensuring safety on the apron is primarily the responsibility of the aerodrome operator, however, all third
parties operating on the apron have a responsibility to ensure the safety of their specific operations.
7.1.3 Apron hazards should be identified and, when necessary, mitigation measures should be developed as part
of the aerodrome operator’s safety management system (SMS). All staff operating on the apron need to be made aware
of its hazards: this may be achieved through general safety introduction training for all staff with unescorted access to
the apron areas. Part of this training includes aerodrome operating procedures related to apron management and safety.
Note.— Further guidance is given in the Manual on Ground Handling (Doc 10121).
7.1.4 For safe and efficient apron operations there is a need for a close liaison between the aerodrome operator,
aircraft operators, air traffic services (ATS) and other third parties. The operational safety and efficiency of apron
management depends very largely upon this close cooperation.
7.2 OBJECTIVES
7.2.1 The aerodrome operator, in collaboration with the apron users, shall identify hazards related to activities on
the apron and establish and implement mitigation measures, as appropriate.
7.2.2 The aerodrome operator shall establish apron safety procedures, or ensure that such procedures are in place.
These shall include, as a minimum, the following:
b) marshalling service;
d) blast precautions;
e) apron cleaning;
f) aircraft pushbacks;
h) vehicle movements;
j) dissemination of information.
Note 1.— The list above contains elements of both operations and safety: this chapter only deals with the safety
aspects.
Note 2.— Further guidance is given in the Manual on Ground Handling (Doc 10121).
7.2.3 Procedures to collect, analyse and protect data shall be established by the aerodrome operator in order to
understand and improve apron safety performance.
Note.— Annex 19 — Safety Management provides further provisions on protection of safety data, safety
information and related sources.
7.2.4 Information that could enhance apron safety, including specific local procedures, shall be communicated by
the aerodrome operator to the relevant apron users.
7.3.1.1 A key element of aircraft stand allocation is ensuring that there is sufficient clearance between the aircraft,
equipment and/or buildings.
7.3.1.2 Rules should clearly state which stands may be used by which aircraft types or groups of aircraft. The
safety aspects of this involve ensuring that aircraft can only be allocated to stands that are large enough to
accommodate them with the required margins.
7.3.2.1 A marshalling service should be available to aircraft on request and provided where guidance systems do
not exist or are unserviceable. Marshalling guidance may also be required to avoid a temporary safety hazard.
Note.— Standard marshalling signals for fixed-wing aircraft and helicopters are included in Annex 2 — Rules of
the Air (Appendix 1, Section 5).
a) ensure that the stand-to-be used is clear of fixed and mobile obstructions; and
7.3.2.3 A distinctive high-visibility jacket or vest should be worn by the marshaller to easily distinguish them
from other apron personnel.
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7.3.3.1 Aerodrome operators should provide a follow-me (leader vehicle) service to lead aircraft when requested.
This is especially relevant when operations occur at night or in low visibility conditions.
7.3.3.2 Follow-me vehicles should be easily identified either by a distinct marking and/or colour and be
adequately equipped.
7.3.4.1 The aerodrome operator shall ensure that all apron users are made aware of the hazards arising from jet
blast and propeller slipstream.
7.3.4.2 All vehicles and wheeled equipment shall be left properly braked. Where appropriate, equipment should
be left on jacks or chocked to minimize the risk of movement when subjected to jet blast or propeller slipstream. Where
practicable, equipment should be parked in areas where the risk of jet blast is minimized. Particular care should be
exercised with apron equipment having a large flat side surface area.
7.3.4.3 Foreign object debris (FOD) may be moved by jet blast, creating additional hazards and it is thus
necessary to ensure that aprons are kept clean.
7.3.4.4 The responsibility for the safety of passengers walking across aprons, rests with the aircraft operator or its
handling agent. The relevant procedures shall be in line with the safety requirements established by the aerodrome
operator. All staff operating on the apron shall be aware of the risk to passengers on aprons from jet blast, propeller
slipstream and rotor wash and should be prepared to take appropriate action when necessary.
7.3.4.5 When designing or making changes to apron layouts, consideration should be given to jet blast and, if
necessary, the installation of blast protection fences.
7.3.5.1 The aerodrome operator should ensure that at regular intervals, aircraft stands and adjacent areas should
be cleaned in order to remove oil, grease and rubber marks.
7.3.5.2 Spillages may occur involving fuel, oil, hydraulic fluids, water, toilet waste and other contaminants.
Aerodrome operators shall ensure that procedures are established to contain, remove and correctly dispose of such
spillage.
Note.— When dealing with spillages, local or national environmental protection guidelines may also apply.
7.3.6.1 Aerodrome operators shall establish procedures or ensure that procedures are in place to ensure aircraft
pushbacks are conducted safely. The following shall be included in the procedures:
a) ensure that conflicts with other pushbacks in progress or with an aircraft that is ready to taxi, as well as with
other traffic on the apron, are avoided;
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II-7-4 Procedures — Aerodromes
b) prior to pushback, ensure that the area behind the aircraft is clear of obstacles; and
c) after pushback, ensure that the aircraft is positioned in such a way as to avoid concentrating break-away blast at
buildings, parked or taxiing aircraft, vehicles and/or persons on the apron.
7.3.6.2 In some cases, aircraft operators may request to “power-back” from an aircraft stand. Given the potential
hazards created by power-back operations, a safety assessment shall be carried out prior to approval of the procedure.
The safety assessment shall include the following factors, at the minimum:
b) surface conditions;
c) noise levels;
d) communication with other apron users that a power-back is about to take place (especially if there is a rear of
stand road);
e) manoeuvring space;
7.3.7.1 The area used for the movement of the air bridge should be kept free of vehicles and/or equipment to
ensure its safe operation. Operators should do a visual check (camera, mirrors or looking out the window) before
moving the air bridge in order to ensure that there are no obstructions.
7.3.7.2 When not in use, the air bridge should be parked with the wheel base in the designated position.
7.3.8.1 The aerodrome operator shall ensure that the movement of vehicles on the apron is safely managed
through:
a) the establishment and implementation of driving rules, and the monitoring and enforcement of their application;
and
b) the establishment of vehicle driving routes, as appropriate, and the installation and maintenance of proper signs
and markings.
7.3.8.2 An overview of the topics that should be covered in the airside vehicle rules is provided in the Appendix
to this chapter.
Note.— Vehicle condition requirements may be in accordance with requirements established in Part II, Chapter 9
of this document.
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Part II — Chapter 7. Apron safety II-7-5
7.3.9.1 The aerodrome operator, either through its own means or through arrangements with other parties, should
monitor activities and take action when deviations from the established rules are observed.
7.3.9.2 If the designated party for monitoring apron discipline is different from the aerodrome operator, the
aerodrome operator should be informed of any deviations observed.
7.3.9.3 The aerodrome operator should establish enforcement measures, or ensure that such measures are
established and implemented, in order to manage any violation of the apron safety rules.
The aerodrome operator shall establish a process to disseminate relevant information in a timely manner on limitations
to operations on the apron.
Note.— Additional information on the dissemination of information to apron users can be found in the attachment
to this chapter.
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Appendix to Chapter 7
a) speed limits;
b) right of way;
c) driving routes;
h) procedures for the entry to/exit from the apron areas in which aircraft and vehicle movements are combined.
_____________________
DISSEMINATION OF INFORMATION
TO APRON USERS
1.1 The information to be provided to apron users may include the following:
k) any other information that has operational significance to the apron users.
1.2 The dissemination of operational information does not necessarily require a technical system to be developed.
The methods and the means to be used will depend on the complexity of the aerodrome, in particular, the number of
organizations or apron users needing to be informed.
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RUNWAY SAFETY
8.1 GENERAL
8.1.1 Runway safety is a key priority for aerodrome operators, aircraft operators, and air traffic services (ATS).
The prevention of both runway incursions and excursions should be an important part of their programmes and
activities for improving runway safety. The aerodrome operator and ATS cannot solely bring about improvements or
positively manage runway safety without the coordination and cooperation of other stakeholders.
8.1.2 Improving runway safety on an aerodrome is a collaborative process, with the primary objective being to
develop a runway safety action plan that identifies and addresses safety issues through effective hazard identification
and risk mitigation.
8.1.3 Gathering, monitoring and analysing data on runway safety performance greatly contributes to
understanding and proactively managing the risks related to the operations of a runway.
Note 1.— The Manual on the Prevention of Runway Incursions (Doc 9870) provides further guidance on this matter.
Note 2.— See Part II, Chapter 5 of this document for further information on FOD on the runway.
Note 3.— See Part II, Chapter 6 of this document for further information on wildlife hazards affecting a runway.
Note 4.— The terms “runway undershoot” and “overrun” are included in runway excursion.
8.1.4 This chapter covers the establishment of a runway safety team at an aerodrome, the identification of hazards
related to runway safety, the development and implementation of action plans, collection of data and the promulgation
of safety information.
8.2 OBJECTIVES
8.2.1 An aerodrome operator shall establish a runway safety team comprised of relevant organizations operating
or providing services on the aerodrome.
8.2.2 The runway safety team shall identify runway related hazards. These may include aerodrome design,
markings, signs and lights, as well as relevant aerodrome operations and procedures.
8.2.3 Within the context of the runway safety team, measures shall be taken to mitigate any hazards identified in
accordance with the above paragraph and, as appropriate, reduce the safety risk of issues related to runway safety,
including but not limited to the following:
a) runway incursion;
b) runway excursion;
8.2.4 The runway safety team shall identify hazards and develop mitigation strategies and procedures to maintain
runway safety during abnormal operations, including the suspension of runway operations. These strategies and
procedures shall be implemented under the responsibility of the aerodrome operator.
8.2.5 Procedures to collect, monitor, analyse and protect safety data and safety information shall be established to
understand and improve runway safety performance.
8.2.6 Information that could enhance runway safety, including identified hot spots and specific local procedures
shall be communicated to the relevant users.
8.3.1.1 The terms of reference and composition of the runway safety team (RST) should be established and
included in the aerodrome manual. Activities to be included in the terms of reference as well as the proposed
composition of an RST are included in the Appendix to this chapter.
8.3.1.2 All organizations involved in the RST should participate in a collaborative process of hazard identification
and safety risk assessment, as well as in the development of a robust runway safety action plan.
8.3.1.3 The primary role of the RST should be to develop a runway safety action plan. This action plan should, as
a minimum, facilitate the identification of runway safety hazards and the conduct of runway safety risk assessments and
recommend measures for hazard removal and mitigation of the residual risk. These measures may be developed based
on local occurrences or combined with information collected from external databases.
Note 1.— The runway safety action plan may be supported by a safety risk management process under the
aerodrome safety management system, in accordance with the Safety Management Manual (SMM) (Doc 9859).
Note 2.— For more details on the establishment of a runway safety team, see the ICAO Runway Safety Team
Handbook.
Note 3.— A list of causal factors to runway safety events is included in Attachment B to this chapter.
8.3.1.4 The aerodrome operator should have ownership of the runway safety action plan and ensure that it forms
an effective element of the aerodrome safety management system, as appropriate.
8.3.2.1 New infrastructure and changes to existing infrastructure should be designed so as to prevent runway
incursions.
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Part II — Chapter 8. Runway safety II-8-3
8.3.2.2 Changes to manoeuvring area practices and procedures, including planned works and work in progress,
should take account of runway safety and may require consultation with the RST. A safety assessment should be
included for procedural and/or infrastructural changes on the manoeuvring area (see Part I, Chapters 2 and 3 of this
document).
8.3.2.3 The aerodrome operator should designate taxiways in order to eliminate ground navigation errors and
communication confusion.
Note.— Annex 14 — Aerodromes, Volume I — Aerodrome Design and Operations, Chapter 5, provides further
provisions on taxiway designation.
8.3.2.4 The aerodrome operator should avoid infringing on the lines of sight from the air traffic control (ATC)
tower. The safety risks associated with visibility restrictions from the tower impacting the ability to see the
manoeuvring area should be assessed and appropriately mitigated.
8.3.2.5 Procedures for conducting runway inspections should take account of runway incursion prevention.
Note.— The Appendix to Part II, Chapter 3 of this document provides additional runway inspection procedures.
8.3.2.6 When relevant, the aerodrome operator should produce aerodrome charts identifying runway incursion hot
spots. These charts should be periodically revised as needed, distributed locally to manoeuvring area drivers, and
published in the State’s Aeronautical Information Publication (AIP).
Note.— Examples of how hot spots are shown on charts are provided in the Manual on the Prevention of Runway
Incursions (Doc 9870).
8.3.2.7 Safety risks associated with the identified hot spots should be assessed or mitigated at the earliest
opportunity.
8.3.2.8 Runway incursion prevention should be taken into account if the aerodrome operator develops surface
movement guidance and control systems (SMGCS) in cooperation with the aerodrome air traffic services provider.
Note.— Further information can be found in the Manual of Surface Movement Guidance and Control Systems
(SMGCS) (Doc 9476).
8.3.2.9 The RST should review the runway safety action plan when one or more of the following circumstances
arise:
a) the volume and density of aircraft and vehicle traffic increases significantly;
c) the aerodrome layout has changed, i.e. new runways, taxiways, or aprons are brought into operation;
d) occurrences such as unintended entry of aircraft, persons and vehicles into runways and taxiways; and
e) reports received from pilots, ATC or operations personnel about unclear indication of, inter alia, lights, markers,
markings and signs etc., which can potentially lead to confusion.
8.3.2.10 The RST should periodically review the provision and operational use of visual aids aimed at protecting
the runway.
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II-8-4 Procedures — Aerodromes
8.3.2.11 Aerodrome operators should establish and implement a formal “manoeuvring area vehicle driver training
and assessment programme” and periodically review driver guidelines.
8.3.2.12 Aerodrome operators should ensure that all manoeuvring area vehicle drivers are briefed on the
operational conditions of the manoeuvring area (runway in use, visibility conditions, etc.) at the start of their shift and
also reminded that situational awareness is maintained throughout their shift.
8.3.2.13 Aerodrome operators should ensure that procedures for the control of all vehicles on the manoeuvring
area are developed and implemented in cooperation with air traffic control.
8.3.2.14 Runway-holding positions should be clearly marked, signed and, if required, lit.
8.3.3.1 Where instrument landing systems (ILS) are provided, the aerodrome operator shall ensure that the critical
and sensitive areas associated with these navigational aids are protected and not subject to signal disturbances.
8.3.3.2 Aerodrome operators shall ensure that aeronautical ground lighting, signs and markings are suitable for
the planned operations on the runway, in particular:
a) the aiming point and threshold should be clearly visible, contrasting with the surface, and maintained;
b) runway holding positions should be clearly marked, signed and, if required, lit to prevent departing aircraft
commencing take-off roll at the wrong runway entry point;
c) the use of signs at the runway holding positions used for intersection take-offs to indicate the take-off run
available should be considered; and
d) the use of visual aids to indicate the runway distance remaining should be considered.
8.3.3.3 The timely removal of rubber deposits and other contaminants from the runway should be undertaken to
ensure that adequate friction is maintained.
8.3.3.4 The provision of wind information, including direction, strength and gusts, to pilots on approach by ATS
reduces the likelihood of an excursion. Wind sensors and wind direction indicators should be sited to give the best
practicable indication of conditions along the runway and touchdown zones.
8.3.3.5 Aerodrome operators should ensure that the declared distances notified to the aeronautical information
service (AIS) for publication in the AIP are correct.
8.3.3.6 Aerodrome operators shall ensure that procedures are in place for calculating accurate temporarily reduced
declared distances (e.g. due to work in progress on the runway). When reduced declared distances are in operation, the
aerodrome operator shall ensure that the temporary markings, lighting and signs accurately portray the reduced
distances and that they are well-communicated to the AIS for publication. Consideration should also be given to
measures taken to restrict access to intermediary runway entry points.
8.3.4.1 The RST should undertake a safety assessment including the following factors, with the objective of
identifying measures to reduce the risk of runway confusion:
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Part II — Chapter 8. Runway safety II-8-5
a) night operations;
c) adverse weather;
f) intersection departures;
g) work in progress;
j) time pressure;
8.3.4.2 The manoeuvring area should be clear of situations that may lead to the selection of the incorrect runway.
Examples of mitigation measures can take the form of:
d) covering signs with the potential for confusion during work in progress;
Note.— Almost all departure occurrences where the correct runway was not positively identified have been due to
complacency in visual acquisition. Such failure most frequently occurs when a paved surface, in proximity to the
correct runway and with the same or similar orientation, is selected.
8.3.4.3 The RST should include human factors and performance in the selection of mitigation measures described
in 8.3.4.2.
8.3.5.1 Procedures for the temporary suspension of runway operations or planned runway closures shall be
established collaboratively between the aerodrome operator and ATS. These procedures should contain roles and
responsibilities, methods of promulgation of information and provisions for recommencement of runway operations.
The procedures should be coordinated and regularly reviewed with the relevant stakeholders, and may contain specific
local scenarios.
Note 1.— Examples of scenarios and contents of procedures for the temporary suspension of runway operations or
planned runway closures are found in Attachment C to this chapter.
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II-8-6 Procedures — Aerodromes
Note 2.— Further information on reduced runway distances can be found in Appendix 1 to Part II, Chapter 4 of this
document.
8.3.5.2 When temporarily suspending runway operations or closing a runway, close communication and
coordination between the aerodrome operator, ATS, AIS units (when relevant) and runway users should be ensured.
8.3.5.3 The aerodrome operator, in collaboration with ATS, should ensure that the planning of construction works
on the runway is, if possible, undertaken during low traffic times of the day or year.
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Appendix to Chapter 8
1.1 The terms of reference (ToRs) of the runway safety team (RST) should include, at a minimum, the following
activities:
a) analyse the safety data relating to the number, type, and, if available, severity of runway incursions;
b) consider the outcome of investigation reports in order to identify local hot spots or problem areas at the
aerodrome;
c) work as a cohesive team to better understand the operating difficulties of personnel working in other areas and
recommending areas for improvement;
d) ensure that recommendations for the prevention of runway incursions are implemented;
f) conduct runway safety awareness campaigns that focus on local issues, for example, producing and distributing
local hot spot maps or other guidance material as considered necessary; and
g) regularly review the aerodrome and runway operations to proactively identify any situation that may contribute
to runway safety risks.
Note.— Further information of RST ToRs can be found in the ICAO Runway Safety Team Handbook.
1.2 The composition of the RST should include members who are directly involved in runway operations at the
given aerodrome, from the following groups:
a) aerodrome operators;
d) military operator (if applicable, based on joint use of the aerodrome or other military roles);
g) subject matter experts (meteorologists, ornithologists, accident investigation authority (AIA), etc.) (upon
invitation); and
h) consideration may be given to periodically inviting members of other RSTs to promote coordination, learning
and the sharing of information.
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Attachment A to Chapter 8
1.1 Aerodrome operators, air navigation services providers (ANSPs) and other key stakeholders should be
especially aware of locations on an aerodrome with a history of, or potential risk for, collisions or runway incursions.
Additionally, hot spots may be locations that, although fully compliant, are potentially difficult to navigate due to
awkward geometry, or where additional awareness is required, such as at runway crossing locations.
1.2 Ideally, the runway safety team (RST) will ensure that hot spots do not exist. To achieve this objective,
aerodrome operators, in conjunction with the RST, should conduct an assessment to determine whether any hot spot
currently exists on the aerodrome. The assessment should also address the potential for air traffic procedures
(particularly acknowledging runway incursion causal factors, such as the use of conditional clearances and non-
standard communications) and other aerodrome operating procedures to create any hot spots. Human factors should
also be given due consideration in any hot spot assessment.
1.3 If hot spots are identified, the recommended strategy should be implemented to remove the hazard and, where
this is not immediately possible, manage and mitigate the risk. These strategies may include:
1.4 Some hot spot causal factors may be addressed swiftly but others may take much longer to remove, or it may
be impracticable to remove them altogether.
1.5 A new hot spot may occur as a result of a change to the movement area or an operating procedure. An
assessment should therefore be conducted before the start of any work, such as new pavement layout on the
manoeuvring area, or the introduction of a new or revised operating procedure, to prevent the inadvertent creation of
new hot spots.
1.6 The assessment described above should be repeated periodically to ensure its validity and take into account
current aerodrome operating practices and design.
1.7 Where the measures to mitigate or remove an identified hot spot will be a lengthy process, or if it is
considered that the publication of a hot spot would benefit pilot awareness, the hot spot should be notified by an
appropriate means to air traffic services personnel and pilots using the aerodrome. However, if a hot spot is likely to
exist for more than one aeronautical information regulation and control (AIRAC) publication cycle, it should be
notified on the aerodrome chart in the AIP, as specified in Annex 4 — Aeronautical Charts and as a warning in the
specific aerodrome local traffic regulations (refer to the Procedures for Air Navigation Services — Aeronautical
Information Management (PANS-AIM, Doc 10066), Appendix 2, Section AD 2.20).
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Attachment B to Chapter 8
The following list is provided to identify the most common causes of runway safety events:
a) weather;
c) aerodrome design;
e) conditional clearances;
k) concurrent use or use of more than one language for ATS communication;
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SUSPENSION OR CLOSURE
OF RUNWAY OPERATIONS
1.1 Planned and unplanned events on an aerodrome can necessitate the temporary suspension of runway
operations for a short period of time (counted in hours) or for a longer period of time (counted in days).
1.2 In the majority of cases, reasons for suspending runway operations will be unplanned. Examples may include:
Note.— Guidance on removal of a disabled aircraft, including recovery equipment, is given in the Airport Services
Manual (Doc 9137), Part 5 — Removal of Disabled Aircraft.
f) aircraft incident, e.g. tail scrape, aborted take-off, tire burst; and
1.3 If runway operations must be suspended for a longer period of time due to planned circumstances,
consideration should be given to closing the runway. Examples for runway closure may include:
a) removal of disabled aircraft or heavy vehicle on runway which is expected to take significant time;
c) planned maintenance (e.g. rubber removal, repainting of markings, aeronautical ground lighting
maintenance/cleaning, surface repairs).
1.4 Aerodrome operators should ensure that all stakeholders are fully aware of the procedures in place in the
event of a suspension of runway operations. During such a suspension, the aerodrome operator should maintain a
record of all activities.
1.5 The aerodrome operator should augment the testing of the written procedure through regular table-top
exercises.
1.6 The following list contains a chronological sequence of actions which should be considered and applied when
deciding whether or not to suspend operations:
b) authorized aerodrome personnel to gain access to the runway for assessment purposes following clearance by
ATS;
f) ATS to promulgate the information to pilots, vehicle drivers and other stakeholders using automatic terminal
information service (ATIS) and radiotelephony;
g) a NOTAM is issued concerning the suspension of runway operations (it may also be necessary to issue a
separate NOTAM if the aerodrome is unavailable for planned diversions). If the suspension is expected to be of
a short duration, i.e. less than 60 minutes, it may not be necessary to issue a NOTAM;
h) in the case of an accident, the aerodrome operator should consider whether the State’s accident investigation
authority (AIA) and/or police should be advised of the situation (in some cases, permission to clear debris may
be required from AIA and/or law enforcement);
i) the aerodrome operator should contact the relevant department, maintenance contractor and aircraft operator if
relevant, to facilitate remedial works; and
j) the aerodrome operator should notify the appropriate national aviation authority (depending on national
requirements and arrangements).
1.7 The aerodrome operator should ensure that if runway operations are suspended and ATS maintains authority
over the access to the runway, access may only be granted under positive control of ATS as per normal operations.
Alternatively, depending on the situation, non-controlled access may be granted to the runway by ATS after
coordinating with the aerodrome operator. In this case, a full runway inspection should be carried out before resuming
normal operations.
1.8 The aerodrome operator may decide that if the runway is closed due to a planned interruption, positive control
may be handed over to another authority, e.g. airside operations department, or non-controlled access may be granted to
authorized users. The coordination of runway access permissions should be agreed to and documented.
1.9 Non-controlled access is considered to be a runway which is no longer under ATS control and which may be
accessed by appropriately authorized personnel.
1.10 The following list contains a chronological sequence of conditions which should be met and/or applied if
runway operations are recommenced following a suspension or closure of runway operations:
a) remedial works should be completed, e.g. clearance of FOD, wildlife remains, aeronautical ground lighting
repair, removal of disabled aircraft;
c) all vehicles and personnel should have vacated the runway and should report vacated to the relevant authority;
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d) runway availability is confirmed to ATS and, if applicable, positive control is returned to ATS;
f) the ANSP should promulgate the availability of the runway using ATIS and radiotelephony (if applicable); and
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Chapter 9
9.1 GENERAL
9.1.1 The airside of an aerodrome presents a number of challenges to drivers of vehicles and equipment not
normally encountered landside. Vehicles operating around manoeuvring aircraft also create a risk which should be
managed by the aerodrome operator. As such, a number of formal control measures should be in place to manage such
risks. A driver training programme is one of the many control measures that may be implemented and should be a part
of the aerodrome’s overall safety management system (SMS).
9.1.2 The objective of a driver training programme is to set out requirements and guidance to minimize the risk
of accidents and injury to persons as well as damage to aircraft and property, arising from the use of vehicles in airside
areas. Additionally, the requirements relating to permits for the manoeuvring areas are directly aimed at reducing
runway incursions. Numerous incidents occur involving vehicles and their drivers on aerodromes, including runway
incursions and aircraft damage, by vehicle contact.
9.1.3 The programme describes what may be considered as “good practice” guidance for airside vehicle driver
training, with special attention given to a separate framework for radiotelephony training, when required. This guidance
should ensure consistency and a high degree of standardization, when drivers qualify for their airside driver permit.
9.1.4 The effectiveness of the driver training programme will depend on the support it receives and the intensity
of its application by all stakeholders including the ANSP, ground handling service providers, aircraft operators and
other airside service providers. The success of the driver training programme will depend on the cooperation and
compliance of these stakeholders.
9.1.5 Numerous vehicles and equipment operate on the airside in close proximity to aircraft. Regular inspection
and maintenance of vehicles and equipment intended to be used on the airside is therefore important to reduce the risk
of incidents and accidents caused by defective vehicles and equipment.
Note 1.— A vehicle is considered to be any motorized self-propelled means of transportation such as a car,
pushback tractor, belt loader, baggage tug, truck, etc.
9.2 OBJECTIVES
9.2.1 The aerodrome operator shall establish and implement a formal driver training assessment and permit
scheme for all drivers operating on the airside.
9.2.2 An aerodrome operator shall establish a system for issuing and revoking airside driver permits. Airside
driver permits shall have a defined validity period and the aerodrome operator shall specify the conditions for their
renewal.
a) a generic airside vehicle driver training programme which covers the safety of operating vehicles and equipment
on the airside area, such as runways, taxiways, aprons, stands, airside roads and areas adjacent to the movement
area;
b) additional training on the hazards associated with runways and taxiways; and
c) the correct use of RTF and standard phraseology for drivers required to operate on the manoeuvring area.
9.2.4 The aerodrome operator shall establish requirements for the periodic inspection and maintenance of vehicles
and equipment intended to operate on the airside.
9.2.5 The aerodrome operator shall establish minimum safety requirements for vehicle use on the airside.
9.3.1 The airside driver permit (ADP) scheme covers three specific areas of the aerodrome. The areas have been
identified separately, in recognition of the increased level of risk on:
Note.— An airside driver permit does not confer a general right-of-entry to airside areas which may require a
security access authorization.
9.3.2 The aerodrome operator shall ensure that drivers of vehicles on the airside are properly trained. This may
include, as appropriate to the driver’s function, knowledge of:
d) terms and phrases used in aerodrome control including the ICAO Radiotelephony Spelling Alphabet;
i) rights of way.
Note.— Hazards encountered while driving on the movement area may include apron taxiway crossings, danger
zones around aircraft, staff and passengers walking across aprons.
9.3.3 The framework for an airside vehicle driver training programme, including airside roads and aprons, the
manoeuvring area and radiotelephony, can be found in Appendices 1, 2 and 3 to this chapter. Provisions on airside
driver permit record keeping can be found in Appendix 4 to this chapter.
9.3.4 Depending on the scale and complexity of the aerodrome and the individual requirements of the driver, the
training programme may be adjusted for local application.
9.3.6 The driver shall hold a State authorized driver’s licence, and any other required specific licences, as a
prerequisite to an ADP (refer to 9.3.13 for further detail).
9.3.7 The airside roads and aprons permit is the initial permit awarded to a new driver who has successfully
completed a local training course and assessment. The permit allows a driver to operate on airside roads and aprons,
which may include controlled and uncontrolled taxiway crossings. The awarding of the permit allows the holder to
progress their training to operate on the manoeuvring area, excluding runways.
9.3.8 The manoeuvring area (excluding runways) permit allows a driver to operate on the manoeuvring area but
excludes operation on the runway. It is a pre-requisite for the candidate to successfully complete a radiotelephony
course, prior to obtaining this permit. The holder of the permit should maintain competence in RTF throughout the
validity period of the permit. RTF competence checks should be completed by persons approved by the aerodrome
operator: this may be a training provider, their employer or the aerodrome operator itself.
9.3.9 The manoeuvring area (including runways) permit allows a driver to operate on runway(s) once the RTF
training course is successfully completed.
9.3.10 All three training programmes should consist of two main parts: classroom/theoretical aspects, which
should include the use of prepared presentations, maps, diagrams, videos, booklets and checklists, as appropriate; and
practical training and visual familiarization on the aerodrome with a suitably trained person. The time required for the
practical training part will vary depending on the complexity of the aerodrome. Following the initial training, a
refresher training should be organized after an agreed period of time.
9.3.11 The aerodrome operator shall establish a procedure for the issuance of an ADP. The procedure should
ensure that a permit is not issued unless the individual meets the minimum required driving standards; additionally, the
individual should hold a current State or other recognized driving licence.
9.3.12.1 An ADP procedure should include the requirements for a driver to disclose to their employer any change
to their State’s driving licence.
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II-9-4 Procedures — Aerodromes
9.3.12.2 The aerodrome operator may require that certain additional medical checks and/or assessments are
carried out as part of the ADP application process. This should be based on a local safety risk assessment by the
aerodrome operator and appropriate stakeholders.
9.3.13.1 Notwithstanding the value of SMS processes, aerodrome operators should implement rules and
procedures to manage driving behaviour of personnel involved in aerodrome operations at the aerodrome. These
actions should include recording of offences (e.g. speeding, bad parking, driving without lights, unsecured load) and
implementation and enforcement of disciplinary measures such as the use of a points and/or fines system and the
revocation of a driver’s airside driver permit (ADP).
Note.— Consequences for poor driving behaviour are not contradictory to an open reporting culture.
9.3.13.2 The ADP procedure should include a period of validity for each category of permit and conditions for
their renewal. Additional provisions on this subject can be found in Appendix 3 to this chapter. Provisions on airside
driver permit record keeping can be found in Appendix 4 to this chapter.
9.3.14.1 Most airside vehicles are operated by drivers holding a valid State driving licence (cars, vans, etc.).
However, many specialist vehicles are used airside, for example with aircraft and baggage tugs, specialist aircraft
loading equipment and ground service equipment.
9.3.14.2 The State’s work equipment regulations, where applicable, may apply to all work equipment, including
vehicles, tugs, luggage moving equipment, pushback vehicles, ground service equipment and most other moveable
plant equipment found at an aerodrome. The ADP procedure may include recognition of a “Certificate of Competence”
for specialist vehicles, instead of the State’s driving licence.
Note.— “Certificates of Competence” may form part of the ADP procedure established by aerodrome operators for
driving specialist vehicles where a State licence is not appropriate, e.g. aircraft tug.
The aerodrome operator should develop, maintain and ensure that specific requirements for the condition and
maintenance of vehicles operating airside are in place. The requirements should include:
a) specifications for vehicles to be marked and, if they are used at night or in conditions of low visibility, lighted
with obstruction lights;
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Appendix 1 to Chapter 9
The airside vehicle driver training programme is key to the safety and efficiency of airside operations. To ensure that
procedures are respected and the level of competence of all personnel is appropriate, the elements listed below should
be considered for the establishment of the airside vehicle training programme.
The issuing authority (normally the aerodrome operator), its validity in terms of time, conditions of use,
non-transferability of ownership of the permit, control and audit of permit issue
Local enforcement and driving offence procedures
Relationship to State driver licensing system
Reporting of incidents
Fitness to drive (medical/health standards) aligned to national requirements.
Issue and use of personal protective equipment, such as high visibility clothing and hearing protection
General driving standards
No smoking requirements airside
Responsibilities with respect to FOD and fuel/oil/de-icer/anti-icer spillages
Responsibility of individuals to ensure that their vehicle is suitable for the task and used correctly
Following drugs and alcohol policy
No use of mobile phones while driving
Wearing of seat belts if fitted in the vehicle
Agreed condition and maintenance standards at the aerodrome and/or national level
The requirements to display obstruction lights and company insignia
Requirements and content of daily vehicle inspections
Agreed standards of aerodrome and company vehicle fault reporting and rectification
Local requirements for the issue and display of airside vehicle permits (AVPs)
General rules
Local rules
Rules for operating in low visibility
Speed limits, prohibited areas and no parking regulations
Reversing procedures
Aircraft movements
Taxiway crossings
The danger zones around aircraft
Engine suction/ingestion and blast, propellers and helicopters
Aircraft refuelling
FOD and spillages
Vehicle reversing
Staff and passengers walking across aprons
Air bridges and other services, such as fixed electrical ground power
The general aircraft turnaround process
Aircraft emergency stop and fuel cut-off procedures
Hazardous cargo
Local vehicle towing requirements
Driving at night
Specialist vehicles
Low visibility procedures
Security of loads
Escorting procedures and briefings
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Part II — Appendix 1 to Chapter 9 II-9-App 1-3
General penalties
Local penalties
Airside service roads, taxiway crossings and any restrictions during low visibility, standard taxiways used
Aprons and stands
Surface paint markings for vehicles and aircraft
Surface paint markings delineating the boundary between aprons and taxiways
Signs, markings and lights used on the taxiway that help indicate runways ahead
Parking areas and restrictions
Speed limits and regulations
Hazards during aircraft turnarounds and aircraft movements
Emphasis on standard ICAO signs, markings and lights used on the manoeuvring area
Special emphasis on those signs, markings and lights used to protect the runway
Description of equipment used in non-visual aids to navigation, i.e. ILS
Description of protection zones related to non-visual aids to navigation
Description of ILS-protected areas and their relation to runway holding points
Description of runway instrument/visual strip, cleared and graded area
Knowledge of aircraft types and ability to identify all types normally operating at the aerodrome
Knowledge of aircraft operator call signs
Knowledge of aircraft terminology relating to engines, fuselage, control surfaces, undercarriage, lights, vents,
helicopters, etc.
All runways (including access and exit routes), holding areas, taxiways and aprons
All signs, surface markings and lights associated with runways, holding positions, Category I/II/III operations
All signs, surface markings and lights associated with taxiways
Hazards of operating around aircraft landing, taking off or taxiing
Identification of hazardous situations and assessment of mitigation techniques
Navigation aids, such as ILS-protected areas, antennas, RVR equipment and other meteorological equipment
Knowledge of standard taxi routes, primarily intended for aircraft
Any locally used naming convention for particular areas or routes
Local procedure for vacating runways and taxiways, while ensuring safety of aircraft operations
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Part II — Appendix 1 to Chapter 9 II-9-App 1-5
1.3 RADIOTELEPHONY
Vehicle drivers shall use standard read-back in the same manner as pilots for instructions, such as “enter/cross
the runway”, and if conditional clearances are used.
Note 1.— Provisions on read-back of clearances and safety-related information by vehicle drivers
operating on the manoeuvring area are contained in Annex 11 — Air Traffic Services.
Understanding of the local procedure if radio failure occurs while on the runway or taxiway
Understanding of light signals that may be used by ATS to pass instructions to vehicles
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II-9-App 1-6 Procedures — Aerodromes
Local instructions regarding use of portable radios and hand-held microphones while driving a vehicle
Local instructions on the use of mobile/cellular telephones while operating airside
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Appendix 2 to Chapter 9
1.1 REQUIREMENTS
1.1.1 It is a requirement for the issue of an ADP that the applicant is:
b) the holder of a current full State, or foreign equivalent driving licence which permits the holder to drive a motor
vehicle on public roads within the State;
f) able to demonstrate adequate language proficiency in the language normally used for airside operations at the
aerodrome.
1.1.2 The aerodrome operator shall set out the circumstances under which a permit will cease to be valid and must
be surrendered for cancellation. Such circumstances may include:
c) loss of driving licence for offences under the State’s road traffic regulations;
1.2.1 The airside roads and aprons permit may be valid for up to five years and falls due for revalidation at the
anniversary of the date of issue. In order to be revalidated, the competence of the permit holder must be demonstrated,
and employers must check that the driver still holds the necessary current State, or foreign equivalent driving licence.
1.2.2 Records of training and assessments for the airside roads and aprons permit should be retained. Third-party
trainers/assessors must ensure that records are available for audit by the aerodrome operator.
1.3.1 It is the responsibility of the employer to ensure that the driver is proficient in the language normally used
for airside operations at the aerodrome in order to complete the required training, competence assessments and
designated activities on the aerodrome. Such proficiency may include:
b) the ability to undertake successfully the operational communication requirements that may be required of
airside drivers, e.g. reporting an accident or incident on the airside;
c) the ability to read and understand relevant local safety information, e.g. information and mandatory aerodrome
signs; and
d) the ability to understand verbal instructions or notifications given by the police or aerodrome operations staff.
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Appendix 3 to Chapter 9
1.1 REQUIREMENTS
1.1.1 The applicant shall fulfil the following requirements for the issue of a manoeuvring area permit:
a) Excluding runway:
1) as per an apron and airside roads permit, and demonstrate competence in RTF (see below, radiotelephony);
and
b) Including runway:
1.2.1 Aerodrome operators shall ensure that drivers still hold the correct categories of licence for the public roads
before renewing the ADP. This check should be carried out annually.
a) Excluding runway:
b) Including runway:
1.3.1 The aerodrome operator should establish a system ensuring that drivers maintain competence in their
driving rules, duties and procedures in those areas where they are permitted to drive. The aerodrome operator may
delegate these functions to third-party driver trainers, vehicle operators or other parties, but in such circumstances, will
need to conduct regular audits in order to assess the effectiveness of the training and assessment of drivers and the
assessment and record-keeping of maintenance of competence of drivers. Such competence is additional to the
continuing maintenance of competence to operate the vehicle/piece of equipment.
1.3.2 Examples of the areas to be assessed include, but are not limited to:
a) pushback procedures;
c) runway access;
d) radiotelephony;
e) aerodrome topography;
h) table-top discussions.
1.4 RADIOTELEPHONY
1.4.1 The movement of vehicles on the manoeuvring area is ordinarily subject to authorization by air traffic
services (ATS). Depending on the complexity of the aerodrome, ATS may operate a number of radio frequencies.
Typically in these cases, the aerodrome ground controller will be responsible for all vehicles operating on the taxiways,
and the air controller will be responsible for all vehicles wishing to enter or cross the runway(s). It is essential that all
vehicles required to be under positive control on the manoeuvring area are equipped with the appropriate radio
communication devices tuned to the appropriate frequencies.
1.4.2 All drivers of vehicles operating on the manoeuvring area shall have an appropriate level of competence
with respect to the use of RTF phraseology.
1.4.3 The aerodrome operator shall establish a system of allocating RTF call signs to be used by vehicles, so that
the potential for confusion between vehicles and aircraft is minimized. This is particularly important at aerodromes
where the RTF frequency used by vehicles is the same as that used by aircraft, or where the RTF frequency used by
vehicles is re-broadcast on the RTF frequency used by aircraft.
1.4.4 The ANSP shall be made aware of all radio call signs used at the aerodrome, whether or not they are used
for communication with ATS.
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Appendix 4 to Chapter 9
1. RECORD KEEPING
1.1 A suitable means should be provided for the secure storage of information relating to ADPs. The information
should include:
a) identification number;
b) name;
c) date of birth;
d) employer;
f) name of trainer;
h) date of validation;
i) assessment results;
j) date of revalidation;
k) infringement notices;
1.2 The information described above may be kept in any suitable format and made available for audit.
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PANS — Aerodromes II-9-App 4-1 5/11/20