HC HFO Manual

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Techniques and Regulations for the

Safe Handling of
Flammable Hydrocarbon and
Hydrofluoroolefin Refrigerants

Written by
Kay Rettich
Julia Setlak
Robert P. Scaringe, Ph.D., P.E.

Second Edition

February 2017

© Copyright 2017
ALL RIGHTS RESERVED

Mainstream Engineering Corporation, Rockledge, Florida


Except as permitted by Sections 107 and 108 of the 1976 United States Copyright
Act, no part of this publication may be reproduced or distributed in any form, or by
any means, or stored in any database or retrieval system, without the prior written
permission of the copyright owner.
Information contained in this work has been obtained by Mainstream Engineering
Corporation from sources believed to be reliable. However, neither Mainstream
Engineering Corporation nor its authors guarantee the accuracy or completeness of
any information published herein, and neither Mainstream Engineering Corporation
nor its authors shall be responsible for any errors, omissions, or damages arising out
of the use of this information. This work is published with the understanding that
Mainstream Engineering Corporation and its authors are supplying information but
are not attempting to render engineering or other professional or technical services.
If such services are required, the assistance of an appropriate professional should
be sought.
These standards and codes of practice are current at the time of publishing. You
should check to ensure they are still current.
Table of Contents
Preface ..................................................................................................................................... vii

Safety Precautions .................................................................................................................... vii

EPA Regulations ....................................................................................................................... vii

Liability ...................................................................................................................................... vii

Document Conventions .............................................................................................................. ix

Chapter 1. What Are Hydrocarbon Refrigerants? ................................................................. 1


Physical Properties of Hydrocarbons...................................................................................... 2
HC Refrigerant Types ............................................................................................................ 2
R-600a (Isobutane) ............................................................................................................ 2
R-290 (Propane)................................................................................................................. 4
R-441a ............................................................................................................................... 4
R-1270 ............................................................................................................................... 5
Other HC Blends ................................................................................................................ 5
Materials Compatibility ........................................................................................................... 5
Lubricants........................................................................................................................... 5
Desiccants.......................................................................................................................... 6
Materials............................................................................................................................. 6

Chapter 2. What Are Hydrofluoroolefin Refrigerants? ........................................................... 8


HFO Refrigerant Types .......................................................................................................... 9
R-1234yf............................................................................................................................. 9
R-1234zd...........................................................................................................................10
R-1234ze...........................................................................................................................10
R-449B ..............................................................................................................................14
Materials Compatibility ..........................................................................................................15
Lubricants..........................................................................................................................15
Desiccants.........................................................................................................................15
Materials............................................................................................................................15

Chapter 3. Environmental Comparison of HC, HFO, and HFC Refrigerants ........................17


Global Warming Potential......................................................................................................18
Ozone-Depleting Potential ....................................................................................................18
Temperature Glide ................................................................................................................18
Saturation Pressure–Temperature Behavior of HC and HFO Refrigerants ............................19

Chapter 4. What is the EPA SNAP Program?......................................................................21


Background and History of the SNAP Program .....................................................................21
EPA Rule on Refrigerants .....................................................................................................23

iii
Covered End Uses ................................................................................................................24
Household Refrigeration ....................................................................................................24
Retail Food Refrigerators and Freezers .............................................................................24
Other Use Conditions ............................................................................................................25
Charge Size Limitations ........................................................................................................25
Color-Coded Hoses and Piping .............................................................................................26
Labeling ................................................................................................................................27
Refrigerant Containers ..........................................................................................................27
Refrigerant Container Colors .................................................................................................27
Unique Fittings ......................................................................................................................28
Training Requirements ..........................................................................................................28
Recovery and Recycling Equipment ......................................................................................29

Chapter 5. What are the Safety Classifications of HC and HFO Refrigerants? ....................30
ASHRAE Safety Classifications.............................................................................................30
Toxicity ..............................................................................................................................30
Flammability ......................................................................................................................32
Flammability Limits of Hydrocarbon Refrigerants ..................................................................32
Use Conditions......................................................................................................................33
Asphyxiation..........................................................................................................................34

Chapter 6. What are the HC and HFO Safe Handling Practices? ........................................36
Charge Limitations ................................................................................................................36
Household Refrigeration ....................................................................................................36
Retail Food Refrigeration...................................................................................................37
HC and HFO Refrigerant Recovery .......................................................................................37
Recovery Techniques ........................................................................................................37
Identifying the Refrigerant .................................................................................................37
Evacuation Requirements .................................................................................................39
Proper Recovery/Recycling Equipment .............................................................................40
Pressure Decay Leak Test ................................................................................................44
Triple Evacuation...............................................................................................................46
Triple Evacuation Procedure .............................................................................................47
Leak Repairs .........................................................................................................................52
Brazing..................................................................................................................................52
Pipe Connections ..............................................................................................................52
Charging ...............................................................................................................................53
Liquid Charge ....................................................................................................................53
Recharging the System with Recovered Refrigerant..........................................................53
Venting..................................................................................................................................54
Static Electricity Concerns.....................................................................................................55

iv
Handling ................................................................................................................................55
Sales Restrictions .................................................................................................................56
MVAC Self-sealing Valve Specifications ...............................................................................58
Shipping ................................................................................................................................58
Department of Transportation Regulations ........................................................................58
Shipping Labels .................................................................................................................58
Cylinder Loading ...............................................................................................................59
Storage .................................................................................................................................59
Risk Assessment ...............................................................................................................59
Major Accident Prevention Policy ......................................................................................60
Procedures for Damaged Equipment.................................................................................60
Record Keeping Procedures .................................................................................................61

Chapter 7. Summary ...........................................................................................................62


End Use 1 .............................................................................................................................62
Substitute Refrigerants ......................................................................................................62
Use Conditions ..................................................................................................................62
Safety Information .............................................................................................................62
Permanent Markings .........................................................................................................63
End Use 2 .............................................................................................................................65
Substitute ..........................................................................................................................65
Use Conditions ..................................................................................................................65
Permanent Markings .........................................................................................................65
UL References ......................................................................................................................65
End Use 3 .............................................................................................................................66
Substitute Refrigerants ......................................................................................................66
End Use 4 .............................................................................................................................66
End Use 5 .............................................................................................................................66
End Use 6 .............................................................................................................................67

Chapter 8. Acronyms ...........................................................................................................68

Chapter 9. Definitions ..........................................................................................................71

References ...............................................................................................................................80

Index .........................................................................................................................................83

v
vi
Preface
The information in this course is intended for educational purposes only.
Procedures described in this manual are for use only by qualified air conditioning
and refrigeration service technicians who already hold EPA Section 608 Type II,
Type III, or Universal Certification. This training course is not a substitute for
the operator manual of any equipment manufacturer.

Safety Precautions
Take safety precautions when using all HVAC equipment. Improper use of
HVAC equipment can cause explosion and serious personal injury.

Always read the entire manufacturer’s operator manual before turning on any
equipment for the first time. Never turn on any equipment if you do not
understand its operation. Where procedures described in this manual differ
from those of a specific equipment manufacturer, you should follow the
equipment manufacturer’s instructions.

Use caution when working with hydrocarbon refrigerants; hoses could contain
liquid flammable refrigerant under pressure. Use only approved refillable storage
cylinders. Do not overfill any storage cylinder beyond its rated capacity.

Always wear safety glasses. Protect the skin from flash freezing.

Do not leave any refrigerant recovery or recovery–recycling machine on and


unsupervised. For flammable refrigerants, never use any equipment that is not rated
to handle flammable refrigerants. All refrigerant recovery and recycling devices are
to be used by trained refrigeration technicians only. Misuse of refrigerant recovery
and recycling devices can cause explosion and personal injury.

EPA Regulations
Technical and legislative information presented in this book is current as of the
date of the manual’s latest publication. Because of rapidly advancing technology
and changing regulations in the hydrocarbon refrigerant area, no representation
can be made for the future accuracy of the information. Visit the EPA’s Internet
home page at http://www.epa.gov for the latest details.

Liability
Mainstream Engineering Corporation assumes no liability for the use of
information presented in this publication. This information is presented for
educational purposes only.

vii
Manufacturer’s operator manuals must be consulted for the proper operation of
any piece of equipment.

The content of this course is limited to information and service practices needed
to contain, conserve, and re-use flammable refrigerants, and to prevent their
escape into the atmosphere.

This manual is not intended to teach air conditioning–refrigeration system


installation, safety, troubleshooting, or repair. Refrigeration technicians should
already be well versed in these areas before taking this course.

viii
Document Conventions
The following helpful information appears throughout this document:

Caution
Cautions indicate the possibility of bodily harm or damage to your
equipment.

Note
Notes contain related information.

Tip
Tips are designed to provide hints or shortcuts.

Example
Examples provide practical applications of a concept.

ix
Chapter 1. What Are Hydrocarbon
Refrigerants?
A hydrocarbon is an organic compound consisting only of carbon and hydrogen
atoms. A halocarbon is any compound derived from a hydrocarbon by replacing
at least one hydrogen atom with a halogen. For halocarbon hydrofluorocarbon
(HFC) refrigerants, some of the hydrogen atoms are replaced with fluorine atoms.

Although the fluorine atoms reduce the flammability of the refrigerants, the
fluorine is harmful to the environment. The hydrocarbon refrigerants are therefore
flammable (because the hydrogen atom has not been replaced with a halogen such
as fluorine).

Hydrocarbon (HC) refrigerants are classified as American Society of Heating,


Refrigerating and Air-Conditioning Engineers (ASHRAE) safety group A3,
meaning they have low toxicity and are highly flammable.

Figure 1. Refrigerant safety group classification

1
Physical Properties of Hydrocarbons

Hydrocarbon refrigerants are components of oil and natural gas that are found in
nature. Although hydrocarbon refrigerants have excellent environmental,
thermodynamic, and thermo-physical properties, these refrigerants are highly
flammable. Table 1 summarizes the physical properties of hydrocarbons
[ACRIB, 2001].

Table 1. Physical Properties of HC Refrigerants


Normal
Boiling Point
or
Bubble/Dew Critical Critical
ASHRAE Chemical Molecular Points Temperature Pressure
Number Name Formula (°F) at 1atm (°F) (psig)
R-600a Isobutane C4H10 10.9 274.4 513.2
R-601a Isopentane C5H12 81.9 370.0 475.5
R-290 Propane C3H8 –43.7 206.1 601.7
CARE 30 Propane/ –25.1/ 221.9 478.4
Isobutane –11.0
blend
R-50 Methane CH4 –263.2 –116.1 658.3
R-170 Ethane C2H6 –127.8 90.0 684.5
R-441a Ethane/ 3.1 ± 0.3% C2H6 –43.4/ 243.1
Propane/ 54.8 ± 2% C3H8 –4.7
Isobutane 42.1 ± 2.6% C4H10
blend
R-1150 Ethylene C2H4 –154.8 48.56 716.6
R-1270 Propylene C3H6 –53.7 196.0 646.0

HC Refrigerant Types

R-600a (Isobutane)
Isobutane, also called 2-methylpropane, has four carbon atoms, the chemical
formula C4H10, and a branched structure. Isobutane is often written as
CH(CH3)2-CH3 to distinguish it from butane, which is a straight-chain
hydrocarbon with the same chemical formula.

The Chemical Abstracts Service (CAS) registry number for isobutane is 75-28-5.
As a refrigerant, isobutane is designated as R-600a by the ASHRAE
Standard 34-2010 “Designation and Safety Classification of Refrigerants”
[ASHRAE, 2010]. Isobutane is also referred to as HC-600a and iso-C4H10.

2
Refrigerant R-600a, which was used in residential refrigerators up to the 1940s, has
again found acceptance in domestic refrigerators and freezers in Europe where most of
today’s refrigerators using R-600a refrigerant are manufactured. Isobutane R-600a is a
well-suited refrigerant for household applications with good energy efficiency, but this
refrigerant has very different characteristics when compared to R-134a, which means
it is not a drop-in replacement for R-134a, especially because R-600a is flammable.

One significant difference between R-600a and R-134a is the normal operating
pressure, which is much lower for R-600a. For example, as shown in Table 2,
R-600a at 20 °F is barely above atmospheric pressure. In addition, R-600a has
roughly half the volumetric capacity of R-134a, which means the swept volume of
the compressor must be about twice as large to move the same mass of
refrigerant. However, the volumetric cooling capacity, which is a value calculated
from suction gas density and latent heat of evaporation at the suction gas pressure,
is only slightly lower, so less refrigerant mass flow is required.

Table 2. Saturated Pressure–Temperature Relationship for Common HC Refrigerants


Temperature Pressure (psig)
(°F) HC-600a HC-601a HC-290 HC-441a HC-1150 HC-1270
0.0 6.4* 25.5* 23.7 204.5 373.42 33.194
5.0 3.6 24.8 27.6 221.7 401.45 37.951
10.0 0.5 24.1 31.8 239.7 430.94 43.055
15.0 1.4 23.2 36.3 258.8 461.96 48.52
20.0 3.2 22.3 41.1 278.9 494.56 54.362
25.0 5.1 21.3 46.3 300.0 528.84 60.597
30.0 7.2 20.2 51.8 322.3 564.88 67.241
35.0 9.4 18.9 57.7 345.6 602.79 74.309
40.0 11.9 17.6 63.9 370.2 642.72 81.819
45.0 14.5 16.1 70.6 395.9 684.89 89.787
50.0 17.3 14.5 77.6 422.9 98.229
55.0 20.3 12.7 85.1 451.2 107.16
60.0 23.5 10.7 93.0 480.9 116.61
65.0 27.0 8.6 101.4 512.1 126.57
70.0 30.6 6.3 110.2 544.7 137.09
75.0 34.5 3.9 119.5 578.9 148.16
80.0 38.7 1.2 129.3 614.8 159.81
85.0 43.1 0.8 139.7 652.7 172.06
90.0 47.8 2.4 150.5 184.93
95.0 52.7 4.0 161.9 198.43
100.0 57.9 5.8 173.9 212.59
105.0 63.5 7.7 186.5 227.42
110.0 69.3 9.7 199.6 242.95
115.0 75.5 11.8 213.4 259.19
120.0 82.0 14.1 227.9 276.18
125.0 88.8 16.6 242.9 293.92
130.0 95.9 19.2 258.7 312.46
* Red indicates inches of Mercury

3
R-290 (Propane)

Propane has three carbon atoms, the chemical formula C3H8, and the CAS
Number 74-98-6. As a refrigerant, propane has ASHRAE designation R-290.
Propane is also referred to as HC-290 and CH3CH2CH3.

Refrigerant R-290 was used in refrigeration plants in the past and is still used in
industrial plants in Europe. For residential heat pumps and air conditioners, R-290
has been used in Germany and Sweden for some time.

The pressure difference between R-290 and R-22 or R-404A is very little.
Evaporator and condenser designs are similar to R-22 or R-404A, but special care
has to be taken because of the flammability of these HC refrigerants.

Using pure R-290 as a substitute for R-22 results in approximately a 7–10% lower
cooling capacity. The larger 10% capacity decrease is associated with higher
operating conditions. However, the coefficient of performance for cooling (COPc)
is approximately 2–8% higher when using R-290 to replace R-22. In this case, the
higher 8% COPc occurs at the lower operating temperatures.

In addition, the compressor discharge pressure when using R-290 is about 14–
18% lower than the R-22 discharge pressure. Using R-290 instead of R-22 also
results in approximately 12–14% lower power consumption and lower pressure
drops in the heat exchanger coils.

If R-290 were charged into an unchanged refrigeration system that was designed
for R-22, the charge in terms of mass (weight) would be much lower, but the
charge in terms of volume would be about the same. Because liquid volume in the
evaporator and condenser determine optimum charge (not the mass of
refrigerant), the R-290 charge would be about 40% of the charge by mass of an
R-22 system. The charge size limitation for flammable refrigerants is 57 g
(0.13 lb) for household refrigerators and 150 g (0.35 lb) for retail food
refrigeration, which equates to a R-22 charge of about 0.31 pounds for household
refrigerators and 0.83 pounds for retail food refrigerators.

R-441a
R-441a, also known as HCR188C, was the first hydrocarbon refrigerant to be
approved for sale in the United States by the Environmental Protection Agency
(EPA). This refrigerant is a blend of four hydrocarbons and has ASHRAE
certification as being non-toxic. R441a was designed to replace R-134.

The blend is composed of ethane (3.1% by mass), propane (54.8% by mass),


isobutane (6.0% by mass), and butane (36.1% by mass). R441a is a very high
pressure refrigerant; for example, at 80 °F, the saturation pressure is 614.8 psig
(Table 2), which is 2.6 times the 235.8 psig saturation pressure of R-410A.

4
R-1270

R-1270 is also referred to as refrigerant-grade propylene or propene and is being


used as a replacement for R-22 and R-502 in new systems. R-1270 should not be
used to retrofit any existing system. The capacity of R-1270 is similar to that of
R-22 under all operating temperature conditions.

Other HC Blends

Another alternative refrigerant to R-22 is an HC blend of 20% by weight R-290


and 80% by weight of R-1270 instead of pure R-290.

An HC blend of 50% (by weight) of R-290 and 50% of R-600a has been used to
replace R-134a in refrigeration applications. For this replacement, energy
consumption drops by approximately 5% and the refrigerant charge is reduced by
35–40%.

Materials Compatibility

Lubricants

Hydrocarbon refrigerants are chemically compatible with most of the common


lubricants used in refrigeration systems. Good miscibility is maintained with most
lubricants under all operating conditions. HC refrigerants have good solubility
with mineral oils, so you might have to use a non-mineral oil lubricant with lower
solubility. If you use a mineral oil lubricant, increase the viscosity to compensate
for the oil thinning because the high-solubility HC refrigerant lowers the viscosity
of mineral oil. If unsure, consult your lubricant supplier for the properties of the
specific oil–refrigerant combination.

Caution
Never use lubricants containing silicone or silicate, which
are often used as anti-foaming additives, because these
lubricants are not compatible with HC refrigerants.
Never use any leak-sealing or moisture-drying compounds
with HC refrigerants because these compounds all contain
silicates.

Table 3 describes the compatibility of HC refrigerants and lubricants [Air


Conditioning and Refrigeration Industry Board, 2001].

5
Caution
If you are changing or selecting a lubricant for a
hydrocarbon refrigerant application, always consult the
compressor manufacturer for recommendations.

Table 3. HC Refrigerant Compatibility with Lubricants

Lubricant Type Compatibility


Mineral Fully soluble with hydrocarbons. Excessive solubility at
high-temperature conditions. Compensate by selecting a
high-viscosity-grade oil.
Alkyl benzene Fully soluble and typical viscosity grades applicable to all
applications.
Semi-synthetic A blend of alkyl benzene and mineral oils achieving desirable
properties for use with hydrocarbons.
Polyolester (POE) Generally exhibit excessive solubility with hydrocarbons.
Might necessitate higher viscosity grade.
Polyalkylene glycol Soluble and partially soluble with hydrocarbons depending
(PAG) on the conditions. Normal grades are generally satisfactory.
Poly-alpha-olefin Soluble with hydrocarbons but typically used for low-
(PAO) temperature applications.

Desiccants
Desiccants are used in filter dryers. Most of the commonly used desiccants are
compatible with HC refrigerants. Acceptable types are XH-5, XH-6, or the
equivalent. You can use molecular sieve desiccant types such as XH5, XH6, XH7,
and XH9, and the universal filter drier MS 594.

Materials
Almost all common elastomer and plastic refrigeration materials that are used as
O rings, valve seats, seals, and gaskets are compatible with HC refrigerants. These
include neoprene, Viton™, nitrile rubber, hydrogenated nitrile butadiene rubber
(HNBR), polytetrafluoroethylene (PTFE aka Teflon™), and nylon. Ethylene
propylene diene terpolymer (EPDM), natural rubbers, or silicone rubbers are not
compatible.

Caution
Do not use EPDM, natural rubbers, and silicone rubbers in HC
refrigerant systems. These materials are not compatible.

6
Tip
Although a number of materials have been tested with hydrocarbons,
many different grades are available in the market. Always check
compatibility with the manufacturer or supplier of the component.

An EPA SNAP (Significant New Alternatives Policy) rule allows the use of
isobutane and propane with charge limit restrictions (up to 57 g for household
refrigerators and up to 150 g for commercial refrigerators). Underwriters
Laboratory (UL) has approved the use of propane in window air-conditioning
applications with charge limits.

The EPA SNAP ruling published in December 2016 allows the following:
• Use of R-600a (isobutane) and R-441A in retail food refrigeration
• Use of R-170 (ethane) in very low temperature refrigeration and non-
mechanical heat transfer
• Use of R-290 (propane) in household refrigerators
• Use of R-290, R-600a, and R-441A in vending machine
• Use of HFC-32, R-290, and R-441A in self-contained room air
conditioners, packaged terminal air conditioners, packaged terminal heat
pumps, windows AC units, and portable AC units designed for use in a
single room

7
Chapter 2. What Are Hydrofluoroolefin
Refrigerants?
Hydrofluoroolefins (HFO) refrigerants are unsaturated hydrofluorocarbons
(HFCs) that are heavily promoted as the next generation of refrigerants because of
their environmental friendliness, although they are not as green as the HC
refrigerants. They are less flammable, but they are still flammable.

Refrigerant manufacturers have developed numerous HFO blends tailored to


specific applications. HFO-1234yf, HFO-1234ze, and HFO-1234zd are furthest
along in development. They are all classified as A2L, meaning they are “slightly”
flammable (L for low) as opposed to HC refrigerants, which are flammable. (See
Figure 1 on page 1 for a diagram of the refrigerant safety classifications.)

The performance of HFO-1234yf closely matches that of HFC-134a. HFO-


1234yf is being adopted for motor vehicle air conditioning (MVAC) systems.
HFO-1234yf has potential for chillers and commercial refrigeration applications
that currently use HFC-134a.

HFO-1234ze has a lower volumetric capacity than HFO-1234yf and could


potentially be used for centrifugal compressors. HFO-1234ze is easier to
manufacture than HFO-1234yf and less costly, which makes it attractive for large
chillers that require high quantities of refrigerant. HFO-1234ze has been approved
for use with centrifugal, reciprocating, and screw chillers. R-1234yf is a
replacement for R-134a, and R-1234ze is a replacement for air conditioning
applications.

Major refrigerant manufacturers are developing HFO blends suitable for


applications that would traditionally use HCFC-22, HFC-404A, and HFC-410A.
However, HFO-1234yf is not a viable alternative for these refrigerants because of
its significantly lower volumetric capacity.

The HFO blends under development are designed to offer higher capacities with
tradeoffs in either GWP or flammability. The GWP values of these blends range
from less than 150 to around 600, which are still significantly lower than the
GWP values of the HFCs they would replace but are significantly higher than the
HC refrigerants. Therefore, these HFO blends are being proposed for use to
replace HFC refrigerants, but they are flammable, and this could impede
acceptance. HFOs have no chlorine, and they have zero ozone depletion
potential (ODP).

HFC refrigerants, such as R-134a, R-125, R-1434a, and R-152a, and HFC blends,
such as R-407A, R-407B, R-410A, and R-5078, are all composed of hydrogen,
fluorine, and carbon connected by single bonds. Although HFOs are also

8
composed of hydrogen, fluorine, and carbon, they contain at least one double
bond between the carbon atoms.

Because HFO refrigerants like the HFC refrigerants contain fluorine atoms, these
fluorine atoms reduce the flammability, which is the reason the HFO refrigerants
are classified as slightly flammable and HC refrigerants (which by definition
never contain fluorine) are flammable. Table 4 summarizes the physical
properties of HFOs.

Table 4. Physical Properties of HFO Refrigerants

Normal Boiling
Point or
Bubble/Dew Critical Critical
ASHRAE ASHRAE Molecular Points Temp Pressure
Number Classification Formula (°F) at 1atm (°F) (psig)
R-1234yf A2L CF₃CF = CH₂ –14.8 215.6 602.7
R-1234zd A1 65.0 330.1 518.2
R-1234ze(E) A2L CF₃CH = CHF –2.1 229.0 534.5
R-1336mzz(Z) A1 CF3CH=CHCF3(Z) 59.2 309.2 531.2

Refrigerant manufacturers are also developing several additional HFO-based A2L


refrigerant options to substitute for HFC-134a, HCFC-22, and HFC-404A. These
developmental refrigerants have GWP values ranging from 150 to 500.

Cost is a major concern with HFOs and HFO blends. Although actual costs under
the conditions of full-scale production are unknown, current HFO-based
refrigerants will almost certainly have a higher cost than the refrigerants they
would replace. Additionally, with HFO systems, the efficiency tends to decrease
as the GWP of the refrigerant decreases. Therefore, implementing HFOs as a
replacement for HFCs requires a tradeoff between GWP and system efficiency.
As a rule of thumb, the efficiency of HC refrigerants typically outperforms the
efficiency of HFO refrigerants.

HFO Refrigerant Types

R-1234yf

R-1234yf, which is also referred to as HFO-1234yf, has a chemical name of


2,3,3,3-tetrafluoropropene and is an HFO with the formula CF3CF=CH2. EPA has
listed R-1234yf for automobile air conditioners, and R-1234yf is being used as a
replacement for R-134a as a refrigerant [EPA, 2015]. R1234yf should not be used
to retrofit any existing system, including existing R-134a systems.

9
The new refrigerant is patented and manufactured in a joint venture between
Honeywell and DuPont. Other manufacturers have also been licensed to produce
the refrigerant. Honeywell markets the new refrigerant under the trademark
Solstice® YF [Honeywell, 2017]. DuPont and European manufacturer Chemours
are selling R1234yf under the trademark Opteon™ YF [Chemours, 2017]. Figure
2 shows a photo of an R-1234yf refrigerant cylinder.

Figure 2. R-1234yf refrigerant cylinder

R-1234zd
R-1234zd, also referred to as HFO-1234zd, is another a fluorinated gas from the
HFO family with a low GWP and low pressure. This refrigerant is suitable for
new industrial air conditioning applications and the cooling of buildings where
cooling water or intermediate fluids are used in large systems with centrifugal
compressors (one or more stages) and where R-123 might have been used in the
past. Linde and Honeywell market this refrigerant as Solstice® ZD and as a
replacement for R-123 in new chiller applications [Honeywell, 2017].

However, compressors using this new refrigerant would require larger impeller
diameters for the same cooling capacity because of the substantially lower
volumetric cooling capacity and the higher required compression ratio.

R-1234ze
R-1234ze, also referred to as HFO-1234ze, has a chemical name of trans-
1,3,3,3-tetrafluoroprop-1-ene and is an HFO with the formula CF3 CH=CHF.

10
R-1234ze has two isomers, R-1234ze(Z) and R-1234ze(E) with different
properties. R-1234ze(Z) has a higher boiling point (50.0 °F) associated with a
higher critical temperature (308.7 °F) and a volumetric capacity roughly 50%
lower than R-1234ze(E).

R-1234ze(E) is the isomer that is typically sold for use and is marketed as
Solstice ZE. Because there is currently no HVAC/R application for R-1234ze(Z),
the R-1234ze that is typically sold is the (E) isomer. Currently, R-1234ze(E) is
being used as a replacement for R-22.

Caution
Do not use R-1234ze to retrofit any existing system including
existing R-22 systems.

Like R-1234yf, R-1234ze(E) is patented and manufactured in a joint venture


between Honeywell and DuPont. Other manufacturers have also been licensed to
produce the refrigerant. Linde and Honeywell market this refrigerant as
Solstice ZE. R-1234ze(E) is also proposed as a replacement for R-410A.

Figure 3. Saturation pressure–temperature plots for R-1234yf and


R-1234ze(E) compared to common HFC refrigerants

11
Figure 4. Saturation pressure–temperature plot for R-1234zd

Table 5. Saturation Pressure–Temperature Relationship of


R-1234yf and R-1234ze Refrigerants

Temperature Pressure (psig)


(°F) R-1234yf R-1234ze(E )
0.0 9.2 0.9
5.0 12.0 2.8
10.0 14.9 4.9
15.0 18.2 7.2
20.0 21.6 9.8
25.0 25.5 12.5
30.0 29.4 15.5
35.0 33.8 18.8
40.0 38.4 22.3

12
Temperature Pressure (psig)
(°F) R-1234yf R-1234ze(E )
45.0 43.5 26.2
50.0 48.8 30.1
55.0 54.5 34.7
60.0 60.6 39.3
65.0 67.1 44.4
70.0 74.0 49.8
75.0 81.3 55.6
80.0 89.0 61.8
85.0 97.3 68.1
90.0 106.0 75.2
95.0 115.2 82.5
100.0 124.9 90.5
105.0 135.1 98.7
110.0 146.0 107.5
115.0 157.3 116.7
120.0 169.2 126.5
125.0 181.8 136.9
130.0 195.0 147.7

Table 6. Saturation Pressure-Temperature Relationship of


R-1234zd Refrigerant

Temperature Vacuum
(°F) in-Hg
–94.0 29.7
–90.4 29.7
–86.8 29.7
–83.2 29.6
–79.6 29.6
–76.0 29.5
–72.4 29.4
–68.8 29.4
–65.2 29.3
–61.6 29.2
–58.0 29.0
–54.4 28.9
–50.8 28.8
–47.2 28.6

13
Temperature Vacuum
(°F) in-Hg
–43.6 28.4
–40.0 28.2
–36.4 28.0
–32.8 27.8
–29.2 27.5
–25.6 27.2
–22.0 26.8
–18.4 26.5
–14.8 26.0
–11.2 25.6
–7.6 25.1
–4.0 24.5
–0.4 23.9
3.2 23.3
6.8 22.6
10.4 21.8
14.0 21.0
17.6 20.1
21.2 19.1
24.8 18.1
28.4 17.0
32.0 15.8
35.6 14.5
39.2 13.1
42.8 11.6
46.4 10.0
50.0 8.3
53.6 6.5

R-449B
R-449B is an HFO/HFC blend classified by ASHRAE as a non-flammable, non-
ozone-depleting class A1 refrigerant with a global warming potential (GWP) of 1296.
Arkema, Inc. manufactures this new refrigerant as Forane® 449B [Arkema, 2016].
EPA’s approval allows R-449B refrigerant to be installed in new and retrofit R-22
and R-404A commercial refrigeration supermarket systems, remote condensing units,
low-temperature standalone equipment, refrigerated food processing and dispensing
equipment, commercial ice machines, and refrigerated transport.

14
Materials Compatibility

Lubricants

HFOs are miscible (soluble) in POE (polyolester) oils but are not miscible (not
soluble) in mineral or AB (alkyl benzene) oils. Therefore, mineral and AB oils
cannot be used with HFO refrigerants.

POE oil is recommended for using R-1234yf, R-1234ze, and R-1234zd. However,
because of the higher miscibility of the R-1234 refrigerants with oils, a higher
viscosity lubricant is probably required. Use the lubricants recommended by
compressor manufacturers to avoid potential problems with lowered viscosity of
the refrigerant–lubricant mixture.

Desiccants

Desiccants are used in filter dryers. Most of the commonly used desiccants
are compatible with HFO refrigerants. Acceptable types are XH-5, XH-6, or
the equivalent.

Materials
In general, fluorocarbon and silicone elastomers exhibit significant swelling in the
presence of HFO refrigerants. EPDM and neoprene show signs of one or more
components of the elastomer being separated from the material formulation as a
result of interaction with the HFO refrigerants as well as a reduction in the volume of
these elastomers, which is the consequence of this separation. Clearly, you should
only use materials specifically approved for use with HFO refrigerants.

However, interactions between refrigerants containing R-1234ze(E) and ester-based


materials are worse than interactions between R-1234yf and ester-based materials.

Caution
Do not use EPDM, neoprene, fluorocarbon, or silicone rubbers in
HFO refrigerant systems. These materials are not compatible.

15
Example
Material compatibility with R-1234yf does not assure compatibility
with R-1234ze or R-1234ze(E).

Tip
Always check compatibility with the manufacturer or supplier
of the component.

16
Chapter 3. Environmental Comparison of HC,
HFO, and HFC Refrigerants
Both hydrocarbon (HC) and hydrofluoroolefin (HFO) refrigerants have zero ozone
depletion potential (ODP) and lower global warming potential (GWP) compared to
hydrofluorocarbon (HFC) refrigerants. The HC refrigerants have GWPs that are
lower than the HFOs and are less expensive, but they are more flammable.

According to EPA studies, the overall environmental risk posed by HC


refrigerants is lower than or comparable to the environmental risk posed by other
substitutes. Although the HC refrigerants are volatile organic compounds (VOCs),
when used properly according to EPA guidelines, the emissions would not
significantly affect local air quality. The environmental risks associated with
ODP, GWP, and VOC effects for the three hydrocarbons isobutane, propane, and
R-441A, and the three HFOs R-1234yf, R-1234ze, and R-1234zd are lower than
or comparable to other acceptable substitutes.

The overall climate impacts from the use of these refrigerants also depend on the
energy use by the appliances in which they are used because the indirect climate
impacts associated with electricity consumption usually exceed the impact from
the refrigerants themselves over the full life cycle of refrigerant-containing
products [ORNL, 1997]. When a hydrocarbon or HFO appliance is more energy
efficient than the appliance it replaces, greenhouse gas emissions are reduced
beyond those attributable to the substitute refrigerant alone. Conversely, the
greenhouse gas benefits of a substitute refrigerant in a replacement hydrocarbon
appliance would be offset if that appliance had lower energy efficiency than the
appliance it replaced.

EPA did not find any detailed life-cycle analysis addressing greenhouse gas
emissions associated with substituting traditional ozone-depleting refrigerants
with hydrocarbons. Energy efficiency of these refrigerants is likely to be
comparable to or higher than that of ozone-depleting refrigerants and of HFC
refrigerants that are sometimes used (e.g., HFC-134a) [Ben & Jerry’s, 2008; A.S.
Trust & Holdings, 2007, 2009; GE, 2008].

Hydrocarbons are regulated as VOCs under sections of the Clean Air Act that
address plans to attain and maintain air quality standards for ground-level ozone,
which is a respiratory irritant. EPA’s 1994 risk screen document (EPA, 1994)
describes the potential emissions of VOCs from all substitutes for all end-uses in
the refrigeration and air-conditioning sector as likely to be insignificant relative
to VOCs from all other sources (i.e., other industries, mobile sources, and
biogenic sources).

In fact, according to EPA calculations, if all appliances manufactured in the


household refrigeration and retail food refrigeration end-uses leaked their entire

17
charge over the course of a year, the resulting increase in annual VOC emissions
from isobutane, propane, and R-441A as a percent of all annual VOC emissions in
the U.S. would be negligible. Therefore, the use of these hydrocarbons for
household and retail food refrigeration is sufficiently small that a switch from an
ozone-depleting substance (ODS) or from an HFC refrigerant would not have a
noticeable impact on local air quality.

International experts came to a similar conclusion in Safeguarding the Ozone


Layer and the Global Climate System: Special Report of the Intergovernmental
Panel on Climate Change [IPCC/TEAP, 2005].

Similarly, EPA expects that additional releases of hydrocarbons into the


environment from use as a refrigerant will have an insignificant impact on
ecosystem risks. Because hydrocarbons are volatile and break down quickly in the
atmosphere into naturally occurring compounds such as carbon dioxide, EPA
does not expect any significant amount of deposition that might adversely affect
aquatic or terrestrial ecosystems [EPA, 2011].

Global Warming Potential

The global warming potential (GWP) of a greenhouse gas quantifies its potential
to lead to global warming relative to the potential of carbon dioxide (CO2) over a
specified time. EPA reports the 100-year integrated GWPs of isobutane, propane,
and R-441A are significantly lower than the 100-year integrated GWPs of the
substances they would be replacing and are significantly lower than those of other
acceptable refrigerants in these end-uses (e.g., HFC-134a, R-404A, and R-410A).
Although the GWPs of HFOs are lower than the HFC refrigerants they are
replacing, they are not as low as the GWP of HC refrigerants.

Ozone-Depleting Potential

The ozone-depleting potential (ODP) of a chemical is the ratio of its impact on


stratospheric ozone compared to the impact of an identical mass of CFC-11. The
ODP of CFC-11 is defined as 1.0. Other CFCs and hydrochlorofluorocarbons
(HCFCs) have ODPs ranging from 0.01 to 1.0 [WMO, 2011]. The ODP of
HCFC-22 is 0.055, and the ODP of R-502 is 0.334. Like HFC refrigerants that
replaced CFCs and HCFCs, the HC and HFO refrigerants have an ODP of zero.

Temperature Glide

The 400 series refrigerant blends are known as non-azeotropic blends, which means
they experience a temperature glide during evaporation and condensation. In contract,
a pure refrigerant or an azeotropic (500 series) refrigerant blend has a single boiling

18
point temperature (no glide) at a given pressure. As shown in Table 7, R-410A is a
near azeotropic refrigerant that can be treated as an azeotropic-like refrigerant.

Why is this important? If the refrigerant has a significant glide and there is a leak
in the system, more of the more volatile refrigerant leaks out (compared to the
other refrigerants in the blend). This change in the ratio of the components
changes the properties of the blend. The performance properties could change
and/or other properties such as flammability could change. Refrigerant blends
must be charged as a liquid to assure that the ratio of the individual refrigerants in
the blend remain at the proper ratios.

The hottest temperature of the temperature glide is known as the dew point. Any
mixed refrigerant temperature above the dew point is superheated. The lowest
temperature of the temperature glide is known as the bubble point. Any mixed
refrigerant temperature below the bubble point is subcooled.

Table 7 shows a few examples of HC and HFC refrigerants with a temperature


glide. Many of the HFC refrigerant mixes have been specifically engineered for a
small temperature glide.

Table 7. Temperature Glide of HC and HFC Refrigerants


Refrigerant Type Refrigerant Name Temperature Glide (°F)
HC CARE 30 14.0
HC R-436a 14.6
HC R-441a 38.7
HFC R-404a 1.4
HFC R-410a 0.2
HFC R-437a 6.7

Saturation Pressure–Temperature Behavior of HC and HFO


Refrigerants

Figure 5 shows a plot of the HC and HFO refrigerant pressure–temperature


behavior against common refrigerants. In some cases, the saturation pressure–
temperature behavior is similar; however, the latent heat of evaporation, which is
the evaporative cooling effect per unit volume, is typically not the same
regardless of the similarity of the pressure–temperature curve. Differences in the
latent heat per volume result in differences in the required volumetric
displacement of the compressor and the size of the heat exchangers, such as the
evaporator and condenser.

19
Example
A refrigerant with a smaller latent heat of vaporization per unit
volume requires a greater compressor displacement to provide
equivalent cooling. Likewise, a refrigerant with a smaller latent
heat per volume could require a larger evaporator. There is no
drop-in replacement for existing systems.

800.0

700.0

600.0 R-290
R-600a
500.0 R-601a
Pressure (psig)

R-441a
400.0 R-1150
R-1270

300.0 R-1234yf
R-1234ze(E)

200.0 R-134a
R-410A
R-22
100.0

0.0
0.0 20.0 40.0 60.0 80.0 100.0 120.0 140.0
Temperature (F)

Figure 5. Saturation pressure–temperature comparison of new


and traditional refrigerants

20
Chapter 4. What is the EPA SNAP Program?
The Significant New Alternatives Policy (SNAP) program is EPA’s program to
evaluate and regulate substitutes for the ozone-depleting chemicals that are being
phased out under the stratospheric ozone protection provisions of the Clean Air
Act (CAA). The list of SNAP-approved refrigerants evolves as the EPA makes
decisions based on its overall understanding of the environmental and human
health impacts of various new refrigerants as well as its current knowledge about
available substitutes. Section 612 allows the EPA to prohibit the use of a
substitute refrigerant when the EPA has determined that there are other available
substitutes that pose less overall risk to human health or the environment.

The SNAP program is designed to accomplish the following:


• Identify and evaluate substitutes in end-uses that have historically used
ozone-depleting substances (ODSs)
• Evaluate the overall risk to human health and the environment of both
existing and new substitutes
• Publish lists of acceptable and unacceptable substitutes by end-use
• Promote the use of acceptable substitutes
• Provide the public with information about the potential environmental and
human health impacts of substitutes

To evaluate the acceptability of substitutes, the EPA analyzes risks to human


health and the environment from the use of various substitutes in different
industrial and consumer uses. EPA reviews the following characteristics when
evaluating each proposed substitute:
• Ozone depletion potential
• Global warming potential
• Toxicity
• Flammability
• Occupational and consumer health and safety
• Local air quality
• Ecosystem effects

Background and History of the SNAP Program

Hydrocarbon refrigerants have been in use for over 15 years in countries such as
Germany, the United Kingdom, Australia, and Japan in the end-uses addressed by

21
EPA’s rule. In Europe and Asia, equipment manufacturers have designed and
tested household and commercial refrigerators and freezers to account for
flammability and safety concerns associated with hydrocarbon refrigerants.

The 2010 Report of the United Nations Environment Programme (UNEP)


Refrigeration, Air Conditioning and Heat Pumps Technical Options Committee
(RTOC) estimates that approximately 100 million household refrigerators and
freezers are manufactured annually worldwide. One-third of these now use either
isobutane or an isobutane/propane blend, and this proportion is expected to
increase to 75% by 2020. In the retail sector, RTOC observes that hydrocarbon
refrigerants continue to gain market share in Europe and Japan [RTOC, 2010, pp.
50, 51, 64].

Because hydrocarbon refrigerants have zero ODP and very low GWP compared
to other refrigerants, many companies are interested in using them in the United
States as well.

The SNAP program listed isobutane (R-600a) and R-441A as acceptable


substitutes for chlorofluorocarbon (CFC)-12 and hydrochlorofluorocarbon
(HCFC)-22 in household refrigerators, freezers, and combination refrigerators and
freezers, subject to use conditions including limitations on the allowable
refrigerant charge.

This action also lists propane (R-290) as an acceptable substitute for CFC-12,
HCFC-22, and R-502 in retail food refrigerators and freezers (standalone units
only) [EPA, 2011].

An EPA SNAP rule effective May 2012 allows the use of HFO-1234yf in motor
vehicle air conditioning systems. An EPA SNAP rule effective August 2012
allows the use of HFO-1234ze in centrifugal, reciprocating, and screw compressor
chillers and the use of HFO-1233zd in centrifugal chillers.

In the EPA’s ruling effective January 2017, additional climate-friendly flammable


substitutes were listed as acceptable, subject to use conditions, in new equipment
in the following end-uses:

• Ethane in low-temperature refrigeration and in non-mechanical heat transfer

• Isobutane in retail food refrigeration (standalone commercial refrigerators


and freezers) and in vending machines

• Propane in household refrigerators, freezers, or combination refrigerators


and freezers, in vending machines, and in room AC units

• Hydrocarbon blend R-441A in retail food refrigeration (standalone commercial


refrigerators and freezers), in vending machines, and in room AC units

• HFC-32 (difluoromethane) in room AC units

22
The EPA SNAP rule effective January 2017 also finalized the proposed restriction
that non-exempt substitute refrigerants can only be sold to technicians certified
under sections 608 or 609 of the CAA. In the case of MVAC refrigerants, EPA
exempted the sale of small cans of non-ODS substitutes to allow the do-it-
yourself (DIY) community to continue servicing their personal vehicles. As of
January 1, 2018, small cans of non-exempt substitute refrigerant must be outfitted
with self-sealing valves. Sales are permitted if the cans without self-sealing valves
were manufactured or imported before 2018.

Appliances containing 50 or more pounds of ODS or substitute refrigerant that


leak more than 75% of the appliance full charge in each of two consecutive
12-month periods have to be retired or mothballed. Owners or operators of
appliances that leak 125% of their full charge in a calendar year must submit a
report to EPA detailing their repair efforts. The report must be submitted no later
than March 1 following the calendar year of the ≥ 125% leak (see Record
Keeping Procedures on page 61).

EPA Rule on Refrigerants

EPA found that using isobutane (R-600a) and R-441A (HCR-188C1) in


household refrigeration is acceptable. Use of propane (R-290) is acceptable in
retail food refrigeration. Use of ethane is acceptable in very low temperature
refrigeration and in non-mechanical heat transfer. Use of HFC-32
(difluoromethane) is acceptable in room air conditioning units. Use of R-502,
which is one of the refrigerants for which propane is listed, is acceptable as a
substitute in the retail food refrigeration end-use.

EPA established the following use conditions for these refrigerants:


• These refrigerants may be used only in new equipment designed
specifically and clearly identified for the refrigerant. None of these
substitutes may be used as a conversion or retrofit refrigerant for existing
equipment designed for other refrigerants.
• These refrigerants may be used only in refrigerators or freezers that meet
the EPA requirements for household refrigeration or retail food
refrigeration end-uses.
• The charge size limitations for household refrigeration is 57 g (0.0126 lb
or 2.0 ounces weight) and 150 g for retail food refrigeration end-uses. The
charge size limitations apply to each refrigerant circuit in a refrigerator or
freezer, not necessarily the entire appliance.
• Refrigeration units using HC refrigerants must be clearly labeled.
• All pipes, hoses, or other devices through which the refrigerant passes and
where service puncturing or otherwise creating an opening from the
refrigerant circuit to the atmosphere might be expected must have red

23
markings to denote the system charge is a flammable refrigerant. The
color must be present at all locations through which the refrigerant is
serviced (e.g., process tubes). In addition, the red coloring must be in
place at all times and be replaced if removed.
• EPA recommends unique fittings at service apertures.

Note
EPA does not prohibit the sale of hydrocarbon refrigerants in containers
designed to contain less than 5 pounds (2.3 kg) of refrigerant.

Covered End Uses

As stated previously, the two end-uses specified by EPA are retail food
refrigerators and freezers (standalone units only), and household refrigerators,
freezers, and combination refrigerators and freezers. The HC refrigerants can only
be used in new equipment that was specifically designed and clearly identified for
the HC refrigerant.

Caution
You may not retrofit existing equipment for HC refrigerant use.

EPA did not review the substitutes isobutane or R-441A in the retail food
refrigeration end-use. Because the use profiles and handling practices for these
chemicals in these end-uses are similar to the combinations of substitutes and end-
uses that were accepted, isobutane and R-441A can be used for retail food
refrigeration and propane in household refrigeration.

Household Refrigeration

Household refrigeration consists of appliances that are intended primarily for


residential use, although they may be used outside the home. Household freezers
offer storage space only at freezing temperatures. Products with both a
refrigerator and freezer in a single unit are most common. EPA’s rule includes a
use condition that limits the refrigerant charge in this end-use to 57 g (2.0 ounces
by weight) or less of charge in each sealed system.

Retail Food Refrigerators and Freezers


Retail food refrigeration includes refrigeration systems such as cold storage cases
that are designed to chill food or keep it at a cold temperature for commercial

24
sale. This rule addresses the use of hydrocarbons in standalone units only. A
standalone appliance is one using a hermetically sealed compressor and for which
all refrigerant-containing components, including but not limited to at least one
compressor, condenser, and evaporator, are assembled into a single piece of
equipment before delivery to the ultimate consumer or user. Such equipment does
not require addition or removal of refrigerant when placed into initial operation.
Standalone equipment is used to store chilled beverages or frozen products.
Examples include reach-in beverage coolers and standalone ice cream cabinets.

Retail food refrigeration does not apply to large refrigeration systems such as
walk-in coolers or the direct expansion refrigeration systems typically found in
retail food stores. It also does not apply to vending machines. The refrigerant
charge in this end-use is limited to 150 g (5.3 ounces by weight) or less.

Other Use Conditions

The U. S. Occupational Safety and Health Administration (OSHA) addresses the


use of flammable substances in the workplace through its regulations at 29 CFR
1910.106. EPA decided that the manufacturer is in the best position to determine
how to address the risks of installing a hydrocarbon refrigerant considering the
specific characteristics of its production facilities and personnel. In addition to
OSHA requirements, other forces such as concerns for liability, costs of fire and
casualty insurance, and reputational interests could also dictate a firm’s behavior
with respect to worker health and safety protections.

Original equipment manufacturers (OEMs) must institute safety precautions as


needed in their facilities to address potential hazards in the production of
appliances using hydrocarbon refrigerants. OSHA regulations are in place to
address such hazards.

Odorization is one way to alert manufacturing or servicing personnel of the


presence of a hydrocarbon refrigerant. EPA’s final rule does not prohibit the
introduction of an odorant into isobutane, propane, or R-441A refrigerant as long
as the refrigerant remains within purity specifications; however, according to
EPA, the use conditions, such as red exterior markings and adherence to UL
standards, provide ample safeguards to alert manufacturers, service personnel, and
customers of the presence of a flammable refrigerant.

Charge Size Limitations


Charge size is limited to 57 g for household refrigeration and 150 g charge size
limitations for retail food refrigeration end-uses. The charge size limitations apply to
each refrigerant circuit in a refrigerator or freezer, not necessarily the entire
appliance. Unlike the charge limit for the household refrigeration end-use, the charge

25
limit for the retail food refrigeration end-use does not reflect an additional amount of
refrigerant assumed to be solubilized in the oil.

Color-Coded Hoses and Piping

Appliances containing hydrocarbon refrigerants must have red Pantone Matching


System (PMS) #185-marked pipes, hoses, and other devices through which the
refrigerant passes to indicate the use of a flammable refrigerant. The color is required
at all service ports and where service puncturing or otherwise creating an opening
from the refrigerant circuit to the atmosphere would be expected to occur. The color
must extend a minimum of 1 inch in both directions from such locations.

This color is the same color specified in AHRI Guideline N-2008, Assignment of
Refrigerant Container Colors, to identify containers of flammable refrigerant,
such as propane, isobutane, and R-441A [AHRI, 2008]. The purpose of the
colored hoses and tubing in this case is to enable service technicians to identify
the use of a flammable refrigerant and to take additional precautions (e.g.,
reducing the use of sparking equipment) as appropriate to avert accidents, and
particularly if labels are no longer legible. Adding red coloring on tubing inside
the appliance provides additional assurance that technicians will be aware that a
flammable refrigerant is present.

This does not mean that the entire hose or process tube must be colored. For
process tubes, the tube must be colored for at least one inch with the red mark to
extend from the compressor. This way, if the process tube is cut for service, the
red marking still remains after the tube is welded back together.

If further servicing would leave the colored portion of the process tube less than
1 inch long, the red marking must be extended to at least 1 inch. If there is not
enough room to extend the marking at least 1 inch, you need to install a new
process tube with at least 1 inch of red marking. For other locations—for
example, if a service port or refrigerant access valve is added to the system—the
red mark must extend at least 1 inch in both directions from the port or valve.

Note
UL Standards referenced in this rule do not allow the inclusion of
service ports in finished products using flammable refrigerants;
however, service ports can be added during servicing and the red line
marking requirement would still apply.

The red coloring must always be present (not just applied initially at installation)
even when a hose or piping is replaced or removed.

26
A colored sleeve or cap can be used as long as the requirements of the use condition
(red color, location, and dimension) are met. However, to remain in compliance with
the use condition, a technician who removes a sleeve during servicing is required to
replace that sleeve on the serviced tube with another sleeve.

Labeling

Notification is necessary to alert technicians and personnel who dispose of or


recycle appliances that a refrigerant has the potential to ignite if a sparking source
is nearby. This is particularly true during the years these products are first
introduced into the market because most technicians in the United States, as well
as those involved in the disposal chain, might not yet be familiar with flammable
refrigerants.

Labeling provides a warning of the presence of a flammable refrigerant. Danger


and Caution labels must be permanently attached at specified locations on
household and retail appliances that are using hydrocarbon refrigerants. The
lettering must be 1⁄4 inch (6.4 mm) to make it easier for technicians, consumers,
retail store owners, and emergency first responders to see the warning labels (see
Chapter 7 for more information).

Refrigerant Containers

EPA has not limited the sale of the hydrocarbon refrigerants in containers
designed to hold less than five pounds (2.3 kg).

Refrigerant Container Colors

The Air-Conditioning, Heating, and Refrigeration Institute (AHRI) published a


guideline that defines the colors to use for refrigerant containers. They divided
refrigerants into four classes:
• CLASS I Liquid Refrigerants—Normal boiling point greater than 20°C
• CLASS II Low Pressure Refrigerants—Compressed gas refrigerants with
a minimum cylinder service pressure not exceeding 3447 kPa gage
• CLASS III High Pressure Refrigerants—Compressed gas refrigerant with
a minimum cylinder service pressure exceeding 3447 kPa gage
• CLASS IV Flammable Refrigerants

All refrigerant containers must be painted light green gray. If the refrigerant has
flammable compounds or mixtures that could become flammable if there is a leak,
the container must also have a red band on the shoulder or top of the container. To

27
see the exact colors required for the container of each type of refrigerant, see AHRI’s
2016 Guideline for Assignment of Refrigerant Container Colors [AHRI, 2016].

Unique Fittings

Although EPA does not require unique fittings, unique fittings are recommended.

Service ports are not allowed in new household refrigerators or standalone retail
food refrigerators that use flammable refrigerants, but Clean Air Act regulations
require a process tube when a service fitting is not being used. This process tube
must have at least a one-inch-long red marking on the tube to indicate flammable
refrigerant, and if this marking is removed or shortened, it must be replaced with a
new red mark that is at least one inch long. If a service port or access valve is
installed after manufacture, it must have the red flammable marking applied at
least one inch in both directions from the valve. Such fittings, if installed, should
be designed specifically for flammable refrigerants.

Only technicians specifically trained in handling flammable refrigerants should


service refrigerators and freezers containing these refrigerants. Technicians
should also gain an understanding of techniques and service practices that should
be used to minimizing the risk of fire and how to use flammable refrigerants
safely. Of course, as stated previously, flammable refrigerants are used only in
appliances specifically designed for flammable refrigerants.

Caution
Non-refrigerant-grade hydrocarbons should never be used as
refrigerants because the impurities in the lower grade can cause
serious problems. The contaminants are typically not removed by the
filter-drier and can cause the lubricant to thicken, resulting in
increased wear or passage clogging.

Training Requirements

In the ruling effective January 2017, EPA requires that technicians be certified to
handle HFCs and other non-exempt substitutes. EPA also finalized the
requirement for certifying organizations to publish lists or create online databases
of technicians that they certify [EPA, 2016b].

Training is an important way for technicians to learn about the safe handling of
flammable refrigerants and become certified. Other countries where hydrocarbon
refrigerants are currently in wide use have long-standing training programs on
flammable refrigerants. The use of hydrocarbon refrigerants, and training on such
use, is in its infancy in the United States and is generally tied directly to specific
products or applications, rather than generally to multiple types of products.

28
Since the inception of the SNAP program and the Section 608 refrigerant
management program, EPA has continued to list a variety of new refrigerants as
acceptable. EPA has not previously required that certified technicians be
recertified as a result of the listing of the additional refrigerants.

Moreover, the goals of the Section 608 technician certification program reflect the
need to reduce emissions during servicing, maintenance, repair, and disposal.
They do not substitute for the proper training that is normally provided through
trade schools, apprenticeships, or other industry mechanisms. Given the extent of
technical knowledge available within the industry, the industry is better equipped
than EPA to define the specific contents of such training.

Although EPA does not require training as a use condition for these substitutes, to
ensure that they can be used as safely as other available refrigerants, technicians
must be certified and should receive training on the safe handling of hydrocarbon
refrigerants through courses such as this one.

Recovery and Recycling Equipment

Only use recovery or recycling equipment that has been tested and certified for
use with the specific HFO or HC refrigerant being recovered. These recovery
units have been specifically designed to provide additional safeguards to avoid
explosion and fire hazards.

29
Chapter 5. What are the Safety Classifications
of HC and HFO Refrigerants?

ASHRAE Safety Classifications

ASHRAE 34-1992, “Number Designation and Safety Classification of


Refrigerants,” classifies refrigerants according to their toxicity and flammability
(the entire standard can be obtained directly from ASHRAE at
http://www.ashrae.org/technology/page/1933). Generally, the higher the toxicity
and flammability, the higher the potential for risk and liability. ASHRAE assigns
a letter to indicate toxicity of the refrigerant.

Toxicity
ASHRAE 34 divides refrigerant compounds into either low-toxicity or high-
toxicity groups. The toxicity group is assigned depending on the acceptable
exposure level (AEL) of the compound (see Figure 1 on page 1).

Refrigerants with lower toxicity have AELs of more than 400 parts per million
(ppm) and are classified as type A.

Refrigerants with higher toxicity have AELs of less than 400 ppm and are
classified as type B.

Older refrigerants, such as CFC-11 and HCFC-22, had very high safe exposure
limits, as does the alternative refrigerant HFC-134a. One popular alternative
refrigerant, HCFC-123 has a very low allowable exposure limit (30 ppm) and is
classed along with ammonia and sulfur dioxide as higher in toxicity.

EPA evaluated the toxicity impacts of HC refrigerants isobutene, propane, and


R-441A to workers and consumers for the household refrigeration and retail food
refrigeration end-uses. EPA calculated the maximum time-weighted average
(TWA) exposures for these hydrocarbons under different exposure scenarios and
compared them to relevant industry and government exposure limits.

To assess occupational exposure for the household refrigeration and retail food
refrigeration end-uses, EPA estimated the number of refrigerant releases during
appliance manufacture and disposal, and the refrigerant amounts released per
event. For each refrigerant, EPA used those estimates to calculate the maximum
8-hour TWA exposure, which was then compared to the corresponding workplace
guidance level (WGL). EPA found that occupational exposures to these
hydrocarbons should not pose a toxicity threat in either end-use because the
TWAs were well below the industry and government exposure limits.

30
To assess consumer and end-user exposure for the household refrigeration end-
use, EPA modeled 15- and 30-minute TWAs for catastrophic refrigerant release in
a consumer kitchen under a reasonable worst-case scenario. Even under the very
conservative modeling assumptions that were used, EPA found that exposures to
any of the three hydrocarbons would not pose a toxicity threat to end-users in the
household refrigeration end-use because the TWAs were significantly lower than
the no-observed adverse effect level (NOAEL) and/or acute exposure guideline
level (AEGL).

Likewise, to assess consumer and end-user exposure for the retail food
refrigeration end-use, EPA estimated 15- and 30-minute TWAs as acute/short-
term consumer exposures resulting from catastrophic leakage of refrigerant from
retail food refrigerators and compared the TWAs to standard toxicity limits.
Again, the EPA concluded that none of the three hydrocarbons posed a toxicity
threat in the retail end-use because the TWAs were significantly lower than the
NOAEL and/or AEGL.

Finally, EPA assessed the exposure risk to the general population for the three
hydrocarbons in their respective end-uses. To do so, EPA estimated factory and
on-site releases of each hydrocarbon and compared them to the reference
concentration (RfC) each hydrocarbon. In all cases, the modeled exposure
concentrations were significantly lower than the RfC, leading EPA to conclude
that isobutane, propane, and R-441A are unlikely to pose a toxicity risk to the
general population. These toxicity risks are lower than or comparable to those
posed by the other acceptable substitutes in these end-uses. The HC refrigerants
discussed to date are all listed as non-toxic, which is toxicity level A (see Table 4
on page 9).

In terms of the toxicity of HFO refrigerants, there is some disagreement. Although


they are officially listed as non-toxic (toxicity level A), some scientists are urging
a reevaluation after studies showed the recommended replacement releases toxic
chemicals upon combustion.

Example
R-1234yf is listed as slightly flammable and non-toxic;
however, in a fire, the refrigerant would form highly poisonous
carbonyl fluoride as well as hydrogen fluoride. “It has been
known for some time now that combustion of R-1234yf results
in the production of the toxic hydrogen fluoride,” said Andreas
Kornath, Professor of Inorganic Chemistry at Munich
University. “Our analysis has now shown that 20% of the
gases produced by combustion of the compound consist of the
even more poisonous chemical carbonyl fluoride” (Green Car
Congress, 2014).

31
However, a risk assessment conducted by SAE (Society of Automotive
Engineers) stated that R-1234yf is safe for use in automotive air conditioning.
According to their analysis, although they agree that the combustion of R-1234yf
does create carbonyl fluoride, they claim it only lasts for a fraction of a second
before reacting to form another safer compound and therefore is not around in the
air long enough to put bystanders, passengers, or first responders in any danger. In
addition, because they claim carbonyl fluoride is also formed during the burning
of R-134a, R-1234yf is no worse than existing refrigerants.

Flammability

The ASHRAE 34 standard also classifies refrigerants according to their


flammability. To indicate flammability, a number from 1 to 3 is assigned:
• Number 1 (or Class 1) is given to refrigerants with no flame propagation.
• Number 2 (or Class 2) is given to refrigerants with low flammability.
(HFO refrigerants are typically classified as 2L to mean limited
flammability; they are not classified as Class 1.)
• Number 3 (or Class 3) is given to refrigerants with high flammability.

Figure 1 (page 1) illustrates these safety group classifications.

Class 3 refrigerants exhibit flame propagation at 60 °C and 101.3 kPa, and have
either a lower flammability limit (LFL) of less than or equal to 0.10 kg/m3 or a
heat of combustion greater than or equal to 19,000 kJ/kg.

ASHRAE Standard 34-2010 categorizes isobutane, propane, and R-441A in the


flammable (Class 3) group, making the overall classification A3.

ASHRAE Standard 34-2010 categorizes R-1234yf and R-1234ze(E) as


classification 2 or 2L where the L is used to denote limited flammability.
R-1234zd is nonflammable classification 1. Therefore, R-1234yf and
R-1234ze(E) are classified A2L, and R-1234zd is classified A1.

Flammability Limits of Hydrocarbon Refrigerants

Because they are flammable, isobutane, propane, and R-441A could pose a
significant safety hazard for workers and consumers if handled incorrectly.
Isobutane, propane, and R-441a have lower flammability limits (LFLs) of
18,000 ppm, 21,000 ppm, and 16,000 ppm, respectively. The ODS (ozone-
depleting substance) for which these refrigerants are substitutes—CFC-12,
HCFC-22, and R-502—and other substitutes available in this end-use are not
flammable. When the concentration of a flammable refrigerant reaches or exceeds
its LFL in the presence of an ignition source (e.g., a static electricity spark

32
resulting from closing a door, use of a torch during servicing, or a short circuit in
wiring that controls the motor of a compressor), an explosion or fire could occur.

Flammability risks are of particular concern because household refrigeration


appliances and retail food refrigeration appliances in the United States
traditionally have used refrigerants that are not flammable. Without mitigation,
the risks posed by flammable refrigerants would be higher than those posed by
non-flammable refrigerants because individuals might not be aware that their
actions could cause a fire. Mitigation is designed specifically to minimize
flammability risks.

Tip
To use these substitutes safely, minimize the presence of potential ignition
sources. Also reduce the likelihood that the levels of these refrigerants will
reach their LFLs.

Production facilities and other facilities where large quantities of the refrigerant
are stored should have proper safety precautions in place to minimize the risk of
explosion. EPA recommends that these facilities be equipped with proper
ventilation systems to minimize the risks of explosion and be designed to reduce
risks from possible ignition sources.

To determine whether the three hydrocarbon refrigerants would present


flammability concerns for service and manufacture personnel or for consumers,
EPA reviewed the detailed assessments of the probability of events that might
create a fire, as well as engineering approaches to avoid sparking from the
refrigeration equipment. EPA also conducted risk screens to evaluate reasonable
worst-case scenarios to model the effects of the sudden release of the refrigerants.

The worst-case scenario analysis for each of the three hydrocarbons revealed
that even if the full charge of the unit were emitted within one minute, the
concentration would not reach the LFL for that hydrocarbon. However,
because hydrocarbon refrigerants are flammable and manufacture personnel,
service personnel, and consumers in the United States might not be widely
familiar with refrigeration appliances containing flammable refrigerants,
training, certification, and restricted use are being used to safeguard personnel,
create awareness, and ensure safe handling.

Use Conditions

Restricted use conditions ensure that the flammable substitutes present risks that
are lower than or comparable to those of other substitutes that are currently or
potentially available. EPA made recommendations, such as proper ventilation and
storage practices, and use of appropriate tools and recovery equipment to mitigate
safety risks for manufacture and servicing personnel.

33
EPA’s interpretation of the risk of ignition-related failures in residential refrigerators
for internal leak events is based on information presented in Risk Assessment of
Flammable Refrigerants for Use in Home Appliances [A. D. Little, 1991].

This A. D. Little report used historical leak rate data provided by three
refrigerator manufacturers to estimate possible leakage rate failures. Failure
scenarios were based on independent, random events. For a leak to pose a
potential risk for ignition, the refrigerant had to be present in amounts that meet or
exceed the LFL.

However, the ability of a refrigerant to accumulate and reach its LFL is a function
of both the rate at which the leak occurs and the size of the enclosed spaces that
can trap the refrigerant and allow it to build up. A.D. Little distinguished
catastrophic leaks (the loss of a significant portion of refrigerant charge over a
few minutes) from slow leaks, observing that only catastrophic or fast leaks
would allow refrigerant to accumulate to a level of concern. The report goes on to
calculate the average risk that a leak is a fast leak as 0.1% and the worst-case risk
that a leak is a fast leak as 1%.

The use conditions require any household refrigerator using isobutane to be


designed specifically for use with flammable refrigerant in a manner that
complies with the UL 250 Standard. Equipment that is in compliance with
UL 250 must have passed appropriate ignition or leakage tests that ensure that if
there is a leak, refrigerant concentrations would not reach or exceed 75% of the
LFL inside any internal or external compartment for electrical components.

Even if a refrigerant is present in sufficient quantity (i.e., at LFL), the refrigerant


will not ignite if there is no ignition source. Because the risks are sufficiently
small, HC refrigerants are acceptable for use in the United States, subject to the
specific charge limitations that have been put in place to mitigate potential risks.

Asphyxiation

In evaluating potential human health impacts of isobutane, propane, and R-441A,


EPA considered the risk of asphyxiation to workers (store employees and
technicians) and consumers. Of course, asphyxiation is a concern with current
refrigerants as well.

The EPA calculated the maximum charge of each refrigerant that would result in
a reduction of oxygen levels to 12% in air, which is the no-observable adverse
effect level (NOAEL) for hypoxia [ICF, 1997]. Specifically, under these worst
case conditions, EPA calculated that the charge sizes necessary to reduce the
oxygen level in air to the 12% NOAEL in the household refrigeration end-use
would be 625 grams and 535 grams (for isobutane and R-441A, respectively),
which is much larger than the 57 gram charge size limitation required in the use
conditions in their rule [ICF, 2011a and 2011c].

34
Likewise, the charge size necessary to achieve the NOAEL in the retail food
refrigeration end-use would be 904 g for propane, which is six times greater than
the 150 g charge size limitations in their rule [ICF, 2011b]. This risk is lower than
or comparable to that of other available substitutes in these end-uses.

35
Chapter 6. What are the HC and HFO Safe
Handling Practices?
In this chapter, you’ll learn about best practices for handling HC (hydrocarbon)
and HFO (hydrofluoroolefin) refrigerants safely.

Charge Limitations

Household Refrigeration
EPA stipulated that the charge size not exceed 57 g for household refrigeration.
The EPA also assumed that 7 g of refrigerant be solubilized in the oil (and
assumed not to immediately vaporize with the refrigerant in the event of a leak),
and therefore the EPA modeled a maximum refrigerant release of 50 g [ICF,
2009a and ICF, 2011a].

A typical U.S. household refrigerator using HFC-134a has a charge of roughly


140 g and a charge of isobutane providing comparable cooling would be 40–50%
of the charge of HFC-134a, or a charge of about 56–70 g.

UL has tested household refrigerators, freezers, and combination refrigerators and


freezers for safety, especially for flammability concerns. UL developed the
50-gram allowable leak limit as the result of testing during development of the
UL 250 standard for household refrigerators and freezers.

The 50 g allowable leak limit for household refrigerators in UL 250 differs from
the 150 g allowable leak limit for commercial refrigerators and freezers in UL 471
because of factors such as the difference in the room sizes modeled for household
versus retail appliances. Therefore, building on the UL allowance of a 50 g
allowable leak limit, EPA concluded that the maximum charge size should be
57 g for the household refrigeration end-use.

The 57 g charge size limit applies to each sealed system. A household


refrigeration appliance can incorporate multiple sealed systems. Having multiple
sealed systems is less of a concern than having a single system with the same
combined charge because the probability of two sealed systems leaking
simultaneously is very low. In addition, hermetically sealed systems are less
likely to leak, presenting a lower probability of fire or explosion. Hermetically
sealed systems provide an increased level of safety in normal use.

36
Retail Food Refrigeration

EPA finalized the 150 g charge size limit for the retail food refrigeration end-use.
This definition applies to any appliances produced or imported into the
United States as well as U.S. manufactured appliances that will be exported.
Again, the charge size limitation applies to each sealed system in an appliance.

HC and HFO Refrigerant Recovery

After evaluating the HC refrigerants, EPA concluded that they present overall
environmental and human health risks that are lower than or comparable to other
acceptable substitutes in the household refrigeration and retail food refrigeration
end-uses. Risks can be mitigated to ensure the substitutes can be used as safely as
other available substitutes.

Flammability could pose a concern for the servicing and disposal of appliances
containing HC and HFO refrigerants. The requirements for labeling and coloring
the tubing red at access locations serve as notification to servicing or disposal
personnel that the appliance contains a flammable refrigerant.

Caution
If the refrigerant is flammable, you must use recovery equipment
designed specifically for flammable refrigerants.

Recovery Techniques
EPA regulations prohibit venting of any refrigerant including HC or HFO
refrigerants during service, maintenance, repair, and disposal. Under the Clean
Air Act, EPA established regulations that require technicians to maximize the
recovery and recycling of refrigerants when they are servicing or repairing air
conditioning and refrigeration equipment. If you are going to dispose of the
equipment, you must also follow EPA’s safe disposal requirements to ensure the
refrigerants are removed and the equipment does not enter the waste stream with
the charge intact.

Identifying the Refrigerant

Note
Before beginning a refrigerant recovery procedure, you must ALWAYS
know the type of refrigerant that is in the system.

37
Each type of refrigerant has its own recovery evacuation requirements that you
must understand before you start the recovery procedure. You should check the
nameplate on the system to identify the refrigerant used, or you can use an ARI
700 purity test to determine the type of refrigerant. You may also be able to use
the saturation pressure/temperature characteristics of the refrigerant to verify the
refrigerant type. However, the only completely reliable method of accurately
determining the refrigerant type is to take a sample of the refrigerant and send it
to a certified testing laboratory for analysis.

Sometimes the refrigerant used in a system can be determined by the type and age
of the equipment. You need to ensure only one type of refrigerant is in the
appliance. Mixing refrigerants is not only unsafe, it will most likely make
reclamation impossible.

Note
If you are using a replacement refrigerant, the recovery machine
must be specifically certified for the replacement refrigerant.
Just because the recovery machine is certified for the original
refrigerant does not mean you can use the machine with any
replacement refrigerant. In fact, the machine is most likely not
suitable for the replacement HC or HFO refrigerant.

Use Pressure and Temperature to Identify Refrigerant

If the label identifying the refrigerant is missing, or if you suspect the unit has a
different refrigerant than the one on the label, you might be able to use the
pressure–temperature method for determining the type of refrigerant.

Saturated refrigerants have a specific pressure rating at a specific temperature. If


you know the temperature of the air surrounding the refrigerated appliance (the
unit must have been powered off for sufficient time for the unit to reach this
ambient air temperature) and you can measure the pressure of the refrigerant, you
might be able to identify the refrigerant by looking at the pressure–temperature
chart. However, the pressure–temperature method has several flaws.

• The saturation pressure–temperature relationship of some refrigerants is


similar and difficult to distinguish. Figure 5 (page 20) shows that many
refrigerants have almost identical pressure–temperature saturation curves.

Examples
R-134a and R-1234yf have nearly identical saturation
pressure–temperature behavior and would be impossible to tell
apart. Likewise, R-22 and R-1270 have similar behavior. Only

38
refrigerants like R-410A, R-441a, R-1150, and R-601a are
easy to distinguish in terms of their pressure–temperature
behavior.
• Non-condensable gases in the system will raise the system pressure,
making it difficult to determine the refrigerant, unless you are trying to
select the refrigerant type from two very different choices such as R-601a
and R-134a.
• Non-azeotropic blends, such as R-441a, which are the 400-series
refrigerants, have pressure–temperature characteristics that can change as
they fractionate at a leakage site. Therefore, if the system has a leak or has
been improperly charged (charged as a vapor instead of as a liquid), the
saturation pressure–temperature curve would be very different, potentially
making refrigerant identification impossible.

If you are unsure of the refrigerant but know the correct refrigerant with which to
recharge the system, the best practice would be to recover the refrigerant into a
dedicated recovery tank and return the refrigerant to a recycling facility. Then,
recharge the system with new or reclaimed refrigerant. Never use a refrigerant
recovery device that has not been specifically designed to recover the specific HC
or HFO refrigerant being recovered.

Alternatively, if you are simply trying to determine the refrigerant that should be
charged into a system that carries no name plate for reference, contact the
equipment manufacturer, or get the compressor model number from the unit and
contact the compressor manufacturer to determine the refrigerant. Major
compressor manufacturers have this information available online.

Evacuation Requirements
The recovery requirements for appliances are different depending on the
classification of the equipment. The size of the appliance, how the appliance is
used, and even the date of manufacture of the recovery unit affect the required
recovery level.

Currently, any non-leaking unitary system that uses a flammable HC refrigerant is


limited to normal charges below 5 pounds. Therefore, certified recovery machines
fabricated for recovery of these HC refrigerants have to remove at least 90% of
the refrigerant’s normal charge when the compressor is operational or 80% if the
compressor of the system is non-functional.

If the HC refrigerant system has leaks, you must isolate leaking components from
non-leaking components wherever possible and evacuate non-leaking components
to the specified levels (80% or 90% depending on the status of the compressor).

39
The isolated leaking components or the entire system, if the leaking components
could not be isolated, must be evacuated to at least 0 psig to be in compliance
with EPA regulations.

Proper Recovery/Recycling Equipment


Only use recovery equipment and recovery cylinders that have been specifically
designed (and marked) to accommodate flammable refrigerants. This hardware must
be certified for the recovery and containment of the exact refrigerant you are planning
to recover. When comparing the saturation pressure–temperature characteristics for
R-1234yf in Figure 3 (page 11) with the saturation pressure–temperature
characteristics for R-1234zd in Figure 4 (page 12), although these refrigerants have
similar names, their pressures at a given temperature are different. Therefore, a
recovery machine or other hardware rated for one refrigerant is not suitable for
recovery of another refrigerant unless explicitly stated.

Before you use any recovery equipment, inspect the equipment for signs of
damage, leaks, loose or faulty electrical connections, rust, corrosion, or
deterioration. Do not use any equipment that has questionable integrity or that
could be faulty. You must check your recovery device for refrigerant leaks on a
regular basis.

If your recovery cylinders and equipment use Schrader valves, you must inspect
the Schrader valve core for bends and breakage, replace the damaged Schrader
valve core to prevent leakage, and cap the Schrader ports to prevent accidental
depression of the valve core.

If your recovery cylinders have pressure relief valves, you must also regularly
inspect the pressure relief valves. When you find corrosion build up within the
body of a relief valve, replace the valve.

To recover any HC or HFO refrigerant, you need the proper equipment:


• EPA-approved recovery unit certified for use with the refrigerant
being recovered
• Manifold gauge set rated for the pressure of the refrigerant to be recovered
• Charging hoses rated for the pressure of the refrigerant to be recovered
• Approved Department of Transportation (DOT) refrigerant recovery tank
(storage cylinder) rated for the pressure of the refrigerant to be recovered
and properly marked for use with flammable refrigerants.

All recovery equipment now manufactured is required to have an EPA-approved


certification label, and all recovery cylinders must have a current hydrostatic-test
date stamped on them.

40
Caution
When operating refrigerant recovery or recycling equipment, follow
these precautions:
• Maximize the ventilation to the area.
• Wear safety glasses with side shields.
• Wear protective gloves.
• Wear protective shoes.
Follow all safety precautions and user instructions for the equipment.

Tip
Have two recovery tanks for each refrigerant. You can use
one tank to store dirty refrigerant that will not be returned
to a system. You can then hold the refrigerant until you can
sell it to a refrigerant recycler. Use the second recovery
tank for the temporary storage of recovered refrigerant
while servicing a unit.

Recovery Unit

Because the flammable refrigerant charge is limited by regulation, any flammable


recovery unit has very little charge to be removed, and therefore, vapor recovery
is a practical method of removing the refrigerant. The benefit of vapor recovery is
that essentially only refrigerant is transferred to the recovery tank, leaving the
lubricant in the system.

When the refrigerant is recovered as a vapor, the recovery takes longer, but you
can make the recovery quicker by ensuring the hoses and valve ports are not
restricted. Always use the shortest hoses possible, and remove any restrictions in
the hoses such as valve core depressors.

Heating the system or cooling the recovery tank speeds up recovery. When the
pressure in the system is increased by heating the system, the recovery is faster.

Caution
Never use a flame to heat the system!

In the inverse situation, when the pressure in the system is reduced, which is
possibly caused by the evaporation of the refrigerant as it is removed from the
system, the vapor becomes less dense and the recovery is slower.

41
During vapor recovery, the vapor is drawn from the appliance into the recovery
system. The vapor passes through the compressor of the recovery system and into
the condenser of the recovery unit (which cools and condenses the recovered
vapor). This is why the recovery machine must be certified for the refrigerant
being recovered and for use with flammable refrigerants.

Cooling the recovery tank lowers the pressure in the recovery tank, thus lowering
the head pressure on the recovery machine and increasing the recovery rate.

Recovery during low ambient temperatures, on the other hand, slows the recovery
process. Although the recovery tank is cooler, the system is also cooler.

Tip
The fastest recovery is with a warm system and a cool recovery tank.

The warmer the system, the warmer and more dense the vapor is. Therefore, the
compressor in the recovery unit is able to transfer more refrigerant per minute.
Hence, any method to warm the system (via heat lamps or defrost heaters, or by
raising the temperature in the equipment room, etc.) and cool the recovery tank
speeds recovery. Again, never use an open flame to warm the system!

Cautions
When recovering flammable refrigerants, always ensure that the
refrigeration system, recovery unit, and recovery tank are all properly
grounded.
Never apply an open flame to a charged system or a refrigerant
cylinder.

When using a dual-valve recovery tank, you might be able to configure a recovery
machine to clean and filter the refrigerant. Combining the recovery unit, a dual-
valve recovery tank, three hoses, and a filter drier (with ¼" flare fittings) as
shown schematically in Figure 6 allows the cleaning of refrigerant, but it does not
make your recovery machine a certified recycling machine. The setup is shown
with actual hardware in Figure 7.

42
Figure 6. Cleaning and filtering refrigerant while servicing the unit

Figure 7. Photo of refrigerant being cleaned and filtered

In this configuration, a Mainstream half-ounce QwikInjector® has also been


plumbed into the line to allow QwikShot® to be introduced into the refrigerant.
This helps remove acid and water from the system.

Although this configuration cleans the refrigerant by using multiple passes


through a new filter drier (assisted by the QwikShot®), the refrigerant cannot be
called recycled because an approved recovery machine was not used. The
recovered refrigerant is simply cleaner.

43
Pressure Decay Leak Test

For small systems, one of the best leak-checking procedures is a pressure decay
leak test, also referred to as a static pressure decay leak test or standing pressure
test. This procedure is ideal for small systems because even a slight loss in
refrigerant results in an easily detectable pressure drop since the overall system
volume is so small.

Before you evacuate a system, you need to use a pressure decay leak test to verify
no leaks exist. Whenever you evacuate a system with a leak, you draw air,
moisture, and other contaminants into the system, making subsequent deep
evacuation much more difficult.

A simple method to determine the existence of a leak in the system is to


pressurize using a pressure source that will not change an appreciable amount
with temperature changes. Dry nitrogen is a good gas to use. If you are going to
use an electronic leak detector, add a small amount of HFC refrigerant into the
system before pressurizing with nitrogen.

Mixtures of nitrogen and the HFC refrigerant used as holding charges or as leak-
test gases are not subject to the EPA venting prohibition because in these cases
the ozone-depleting compound is not used as a refrigerant. However, you may not
avoid recovering refrigerant by adding nitrogen to a charged system!

Tip
Before nitrogen is added, you MUST evacuate the system to the
required level. Otherwise, the refrigerant–nitrogen mixture is
considered a refrigerant, and its release is a violation of the EPA
regulation and subject to a fine.

Never use mixtures of refrigerant, air, or oxygen to leak-check a system. If you


mix one refrigerant with a different refrigerant, the mixture could become
combustible under pressure. The same thing could happen if you mix a refrigerant
with air or oxygen.

The safest way to check a system for a leak is to use dry nitrogen gas or other
inert gases that you know are dry and clean. Never use compressed air because of
the risk of explosion with flammable refrigerants and the risk of system
contamination. Compressed shop air is quite wet and contains trace amounts of
oil, which can be incompatible with the system oil.

Pressurize the system to the pressure indicated on the system nameplate, record
the pressure, and watch for pressure degradation over a sufficient time period. If
no nameplate exists, use the normal operating condenser temperature and
saturation pressure–temperature table for the refrigerant to determine the normal
operating condenser pressure and use that pressure.

44
Example
How long is sufficiently long? On a small appliance with a
normal charge of 150 g (0.33 lb) or less, a sufficiently long
time is 15 minutes.

Some natural changes in pressure occur due to temperature, which must be


adjusted for unless the temperature remains relatively constant. To adjust for the
effect of a temperature change on pressure, use the following formula, where the
pressures are in psia (not psig) and the temperatures are in degrees Rankine (not
Fahrenheit). The system has a leak if the pressure drops and the drop is more than
the accuracy of the gauges or the variation due to temperature change.

Pnew = Poriginal x Tnew /Toriginal

where

Pnew is the new pressure in psia at the new temperature Tnew in degrees
Rankine

Poriginal is the original pressure in psia at the original temperature Toriginal in


degrees Rankine

Tip
To convert a temperature from degrees Fahrenheit to degrees
Rankine, add 460 to the degrees Fahrenheit to get the
temperature in degrees Rankine.
To convert a pressure from psig to psia, add 14.7 to the
pressure in psig to get the pressure in psia.

Pressure Decay Leak Test Procedure

1. If you are not going to use an electronic leak detector with this test, skip to
Step 2. If you are going to use a refrigerant leak detector, put a small
amount of HFC refrigerant in the system and bring the system pressure up
to about 10 psig. Do not use mixtures of nitrogen and any other
refrigerant except HFC refrigerants as a leak test mixture. Venting CFC
or HCFC refrigerant from any appliance, hardware, or device is illegal.
The release is presumed to be a refrigerant and is a violation of the EPA
regulations and subject to a fine.
2. Use the nitrogen to increase the pressure to the maximum pressure of the
system as indicated on the manufacturer’s nameplate.
3. Isolate the system from the nitrogen source. Tap the gauge slightly to
make sure the needle is free, and record the pressure. Any drop in pressure

45
after compensating for temperature changes indicates a leak. If you see a
pressure drop, remember the manifold gauge and connections could be
leaking, not the system.
4. Check for leaks while the system is pressurized because the leaks are
easier to detect. If refrigerant was added in Step 1 before the system was
pressurized, you can use an electronic halide leak detector. Otherwise, use
soap bubbles or an ultrasonic detector.
5. When you are convinced that the system is leak free, dehydrate the system
using the Triple Evacuation Method to ensure that no trapped air,
refrigerant, and/or water is in the system.

Caution
Always use a pressure regulator on the nitrogen cylinder. Do not
pressurize any system above the working pressure of the system written
on the equipment nameplate.

Triple Evacuation

Using the Triple Evacuation Method, the eventual goal is to reach a final deep
vacuum, at least 500 microns, 0.5 mmHg absolute. The process is essentially to
accomplish the following:
• Draw a deep vacuum
• See if the vacuum can hold
• Refill the system with dry nitrogen and repeat until a deep vacuum is
achieved and held

During each vacuum decay test, isolate the system from the vacuum pump and
wait to see if the pressure rises (water is boiling off). Because the quantity of gas
trapped in the system is essentially zero, you don’t need to make any
compensation for temperature changes.

If you see an increase in pressure, the system could have a leak, but this is
unlikely for a high-pressure system because you already passed the pressure
decay leak test with the system at a much higher pressure. If the pressure
increases to a point and then stops at some point either above or below 0 psig,
water (if below 0 psig) or refrigerant (if above 0 psig) is still evaporating. Only if
the system had a leak would the pressure increase stop at 0 psig (atmospheric
pressure).

If the pressure increases above 0 psig, refrigerant is still trapped in the system.
The refrigerant could be trapped in or under any oil in the system. The trapped
refrigerant is continuing to evaporate, which causes the vapor pressure to rise
above ambient pressure.

46
If the pressure rises from the initial deep vacuum but stops at some vacuum level
below ambient pressure, water is probably trapped in the system. Table 8 provides
the saturation pressure/temperature chart for water at different evacuation levels.

Example
Refer to the following table for this example. If the pressure increase
stopped at 22,000 microns, (22 mmHg absolute), the trapped water is
evaporating at 75 °F. This evaporation further cools the remaining
water, dropping the pressure at which additional water evaporates.

Table 8. Saturation Temperature/Pressure Behavior for Water

Temperature Pressure
°F (mmHg) Microns
35 5. 5,000
40 6. 6,000
45 8. 8,000
50 9. 9,000
55 11. 11,000
60 13. 13,000
65 16. 16,000
70 19. 19,000
75 22. 22,000
80 26. 26,000
85 31. 31,000
90 36. 36,000
95 42. 42,000
100 49. 49,000
105 57. 57,000
110 66. 66,000
115 76. 76,000
120 88 88,000

Triple Evacuation Procedure


The triple evacuation procedure is an evacuation method where the system is
initially evacuated (pulled-down) to a vacuum of at least 500 microns to 2,000
microns. Then, a small amount of dry nitrogen is introduced into the system to
raise the pressure to above ambient pressure (typically to about 10–15 psig).

47
The nitrogen is then purged (vented), typically through the vacuum pump.
Recovery of the nitrogen is not required. This process of evacuation followed by
nitrogen pressurization is repeated (three total evacuations), and the third
evacuation should achieve a vacuum of 500 microns or less.

Triple evacuation is an effective method for dehydration because it uses the dry
nitrogen to sweep through the refrigerant lines to push out moisture. Air is 78%
nitrogen, so this process does not harm the environment. Whenever you use dry
nitrogen from a portable cylinder, you must use a pressure regulator, and for
safety reasons, you should always use a pressure relief valve (or bust disk)
inserted in the downstream line from the pressure regulator to avoid over
pressurization of the system.

Required Tools

The tools you need to perform a triple evacuation are a two-stage vacuum pump, a
gaseous nitrogen supply (nitrogen tank and regulator), and a micron vacuum gauge.

Vacuum Pump

A vacuum pump removes fluids such as air, other non-condensable gases, and
water from a system, drawing the system pressure to below atmospheric pressure,
or 0 psig. A vacuum pump can consist of a single- or two-stage design. The two-
stage vacuum pump is necessary for HVAC/R appliances.

The size of the pump is rated according to the volumetric pumping capacity,
normally measured in cubic feet per minute (cfm). Three- to six-cfm pumps are
typically used in residential applications.

The vacuum pump may also have a gas ballast valve, which helps to prevent
moisture that is being evacuated in the system from condensing into the vacuum
pump oil and reducing the vacuum level the vacuum pump can achieve.

Figure 8 shows a typical two-stage vacuum pump and the location of the gas
ballast valve (brass knob).

The gas ballast valve is used to help keep impurities (such as refrigerants and
moisture) from condensing and mixing with the vacuum pump oil. If refrigerants
or moisture condense in the vacuum pump oil, the vacuum pump won’t be able to
obtain a deep vacuum. During the first stages of evacuation, refrigerant or
moisture vapors are more highly concentrated. The gas ballast valve allows some
ambient air into the vacuum pump to dilute the impurities and reduce the
condensation of refrigerant and/or moisture into the vacuum pump oil.

48
Follow these steps when using a gas ballast valve:
1. Keep the gas ballast valve closed when the vacuum pump is not being
used.
2. After connecting the vacuum pump and starting evacuation, open the
gas ballast valve (1/4 turn to fully opened) during the initial
evacuation.
3. When the vacuum pressure has dropped into a vacuum of at least 20 to
25 inches of mercury, close the gas ballast valve and continue the
evacuation procedure to reach the ultimate vacuum. If you forget to
close the gas ballast valve, a deep vacuum will not be achieved.

Figure 8. Two-stage vacuum pump with gas ballast valve shown

Vacuum pumps are also rated for the degree of vacuum they can achieve in
microns. A two-stage vacuum pump is necessary to pull the deep vacuums (below
500 microns), which is necessary for proper deep evacuation and removal of
water in systems.

The extraction of the air and non-condensables lowers the pressure inside the
system below atmospheric pressure, which causes any trapped liquid water to
evaporate and be exhausted by the vacuum pump.

49
Electronic Vacuum Gauge (Micron Gauge)

An electronic vacuum gauge or micron gauge displays the vacuum level directly
in microns and is the only accurate field method to determine the evacuation level
of a deep vacuum. Figure 9 shows a typical electronic micron gauge. The micron
gauge is much more accurate at measuring very deep vacuums (very low
pressures) when compared to a manifold gauge.

Figure 9. Electronic micron vacuum gauge

The compound (blue) low-side pressure gauge on a manifold set measures


evacuation levels using an inaccurate scale based on inches of mercury. This scale
ranges from 0 inches of mercury (no vacuum) to 30 inches of mercury (full
vacuum). By comparison, the micron gauge expands this scale tremendously at
the deeper vacuum levels, providing greater measurement resolution.

Example
There are 25,000 microns between 29 inches of mercury and 30
inches of mercury. Most manufacturers recommend the system
pressure be reduced to a vacuum level of between 300 and 500
microns. A manifold gauge does not provide sufficient accuracy for
this type of measurement.

50
Evacuation Process

When you evacuate a system, you need accurate readings from the micron gauge. For
the most accurate readings, connect your vacuum gauge close to the system to be
evacuated (ideally directly on a service port) and as far as possible from the vacuum
pump. Never connect the gauge in-line between the vacuum pump and the system.
Always measure the vacuum with the vacuum pump shut off and isolated.

When shutting off a vacuum pump, follow this procedure:


1. Shut off or isolate the service hose that is being used to evacuate the
system, isolating the pump from the system.
2. Break the vacuum in the line between the vacuum pump and the
system.
3. Shut off the vacuum pump. If you simply shut off the vacuum pump
without isolating the vacuum pump or without breaking the vacuum in
the connecting hose, the vacuum in the system or the hose draws
vacuum pump oil into the system or hose, resulting in the
contamination of the system or hose.
4. Measure the final system vacuum with the system isolated and the
vacuum pump turned off.
5. After you isolate the vacuum pump from the system, wait 10 to
15 minutes to verify the vacuum gauge does not reach a level that
exceeds 500 microns. If the gauge reading does not exceed
500 microns during the waiting period, you know the system has been
evacuated adequately.

Caution
On very large systems where the vacuum pump can operate for long periods
unattended, such as all night, you need to take precautions in case the power
fails during the procedure. Arrange solenoid valves in the vacuum pump line
that will isolate the system (normally closed) automatically and break the
vacuum (normally open) in the connecting hose. Otherwise, a large system
left unattended during a power failure could be contaminated with vacuum
pump oil.

Tips
A system is said to be dehydrated when the vacuum indicator shows
you have reached and held the required final vacuum.
Use vacuum lines (hoses) that are equal to or larger than the pump
intake connection. The piping connection to the vacuum pump should
be as large in diameter and as short in length as possible.
Remove any restrictions in the hose such as unnecessary Schrader
valve core depressors.

51
A micron gauge reading between 1,000 and 5,000 microns indicates some
moisture remains in the system and requires further evacuation.

A micron gauge reading that increases to more than 5,000 microns during the
waiting period suggests the likelihood of a leak in the system. When a leak
exists, you need to disconnect the evacuation equipment to identify and repair the
system leak.

Evacuation can be a slow, tedious process. Rushing the process only leads to
improper evacuation levels that cause equipment to operate below peak efficiency
and experience premature component failure. You can’t over-evacuate a system.

Expediting the Evacuation Process

Certain techniques can expedite evacuation. Factors affecting the speed of


evacuation include the size of the equipment being evacuated, the ambient
temperature, and the amount of moisture in the system. The capacity of a vacuum
pump and its suction line size determine the length of dehydration time. During
dehydration of a refrigeration system, you can heat the system to decrease
dehydration time.

Leak Repairs

Never use any leak sealing or moisture drying compounds with any HFO or HC
refrigerants because these compounds all contain silicates. Always follow proper
brazing techniques for flammable refrigerants.

Brazing

Pipe Connections

When you braze joints in an HC or HFO system, you must perform the brazing of
the joints in an area detached from the system. If this is not possible, you need to
fully evacuate the system prior to brazing.

Perform the following before you start working on the system:


• Inspect the area around the equipment to ensure there are no flammable
hazards or ignition risks.
• Display No Smoking signs.
• Ensure that the refrigeration system is grounded.

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Charging

After a system has been installed or repaired, the system is ready to be charged
with refrigerant only after you complete all of the following:
• Ensure that the refrigeration system, the refrigerant tank, and any other
metallic component in the refrigerant flow circuit is electrically grounded
before charging the system with refrigerant.
• Install a fresh filter drier before performing any leak tests.
• Successfully complete a standing-pressure leak check at the maximum
system pressure.
• Evacuate to at least 500 microns (ideally 300 microns) by using a triple
evacuation procedure if necessary (see Triple Evacuation on page 46).

Tip
The charge being added to flammable systems is very low.
Ensure the charging scale has sufficient accuracy to meter the
proper amount of charge into the system.

Liquid Charge

Like any other blend, HFO and HC refrigerant blends should be charged as a
liquid to maintain the correct composition.

Tip
Be careful to meter the refrigerant into the system slowly to
avoid compressor knocking.

Recharging the System with Recovered Refrigerant


You can probably charge the refrigerant back into the system if the refrigerant has
been recovered from the system and held in a refillable cylinder where
contamination of the refrigerant was not likely. However, the charge is small, so
this might not be the best choice because the cost of the refrigerant is minimal.

If you have any question about the refrigerant quality, the only fail-safe method is
to replace the refrigerant.

Caution
Ensure that the refrigeration system is grounded before charging the
system with refrigerant.

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Venting

Like any other refrigerant, whenever possible you should not vent any HC or
HFO refrigerant. Legally, you cannot vent HFO refrigerants, such as R-1234yf,
R-1234zd, and R-1234ze, during service, maintenance, repair, and disposal.

However, the following substitutes in the following end-uses can be vented [EPA,
2016b]:
• Carbon dioxide, nitrogen, and water in any application
• Ammonia in commercial or industrial process refrigeration or in
absorption units
• Chlorine in industrial process refrigeration (processing of chlorine and
chlorine compounds)
• Hydrocarbons in industrial process refrigeration (processing of
hydrocarbons)
• Ethane (R-170) in very low temperature refrigeration equipment and
equipment for non-mechanical heat transfer
• Propane (R-290) in retail food refrigerators and freezers (standalone units
only); household refrigerators, freezers, and combination refrigerators and
freezers, self-contained room air conditioners for residential and light
commercial air-conditioning; heat pumps; and vending machines
• Isobutane (R-600a) in retail food refrigerators and freezers (standalone
units only); household refrigerators, freezers, and combination
refrigerators and freezers; and vending machines
• R-441A in retail food refrigerators and freezers (standalone units only);
household refrigerators, freezers, and combination refrigerators and
freezers; self-contained room air conditioners for residential and light
commercial air-conditioning; heat pumps; and vending machines.

De minimis releases associated with good faith attempts to recycle or recover


refrigerants are also not subject to the venting prohibition. Refrigerant releases are
de minimis only if applicable recovery and service practices are observed and all
reasonable efforts to contain refrigerant and prevent releases are followed.

Note
The knowing release of a Class I or Class II refrigerant or a non-
exempt substitute refrigerant after its recovery from an appliance
is a violation of the venting prohibition and subject to fines.

54
Static Electricity Concerns

When the concentration of a flammable refrigerant reaches or exceeds the lower


flammability limit (LFL), an explosion or fire can occur if an ignition source such
as a spark, open-flame, or other very hot surface exists. A static electricity spark
can serve as such an ignition source.

As shown in Figure 10, to support an explosion or fire, the concentration of the


flammable refrigerant in air must be between the lower and upper flammable levels.

Example
For flammable refrigerant shown in Figure 10, if the concentration
is below the lower flammability level of approximately 2%, the
concentration isn’t high enough for combustion. If the
concentration is above the upper flammability level of
approximately 10%, insufficient oxygen prohibits combustion.

Figure 10. Example of a possible hydrocarbon refrigerant flammability


limits

Handling

HC refrigerant is available in 300 g (0.66 lb), 3.5 kg (7.7 lb), 12 kg (26.4 lb),
and 46 kg (101.4 lb) cylinders, and 420 g (0.93 lb) non-refillable cylinders.
HFO refrigerants are commonly available in 4.5 kg (10 lb) non-refillable
cylinders.

A pressure relief valve is fitted to the refrigerant cylinders to prevent excess


pressure build up. The cylinders are also fitted with a liquid off-take valve that
incorporates a non-return (check) valve (to prevent field refilling) and a 1¼"
ACME connection. A fitting is available to convert to refrigeration industry
standard threaded fittings and can be obtained from the refrigerant supplier.

55
Tip
To avoid any static electrical spark, ensure that the
refrigeration cylinder is grounded when not in use and before
connecting to the system.

There is an automatic excess flow valve within the liquid valve. This valve
activates to stop the supply of refrigerant if the refrigerant flow out of the cylinder
is excessive. Excessive flow might be caused by a major leak in the system or a
service hose that was disconnected. To reset the automatic excess valve, close the
supply valve and then slowly reopen the valve.

Cautions
Always follow these safety precautions:
• Never apply an open flame or live steam to a refrigerant cylinder.
• Do not cut or weld any refrigerant line when refrigerant is in the unit.
• Always refit the valve cap when the cylinder is not in use.
• To avoid any static electrical spark, ensure that the refrigeration cylinder
is grounded when not in use and before connecting to the system.
• Ensure the threads are clean and undamaged.
• Store and use cylinders in dry well-ventilated areas away from any
fire risk.
• To prevent overheating, keep cylinders away from sources of heat.
• Do not modify cylinders or cylinder valves.
• Never roll cylinders along the ground.
• Weigh the cylinder to ensure the cylinder is empty.
• Only use dedicated recovery cylinders specifically designed for the
flammable refrigerant for the recovery of flammable HFO and HC
refrigerants.

Sales Restrictions

According to the EPA [EPA, 2016b], no one may sell or distribute any Class I or
Class II substance or, starting on January 1, 2018, any non-exempt substitute for
use as a refrigerant unless the one of the following conditions are met:
• The buyer has been certified as a Type I, Type II, Type III, or
Universal technician.

56
• The buyer employs at least one technician who is certified as a Type I,
Type II, Type III, or Universal technician and provides proof to the seller.
• The buyer has been Section 609 MVAC certified and the refrigerant is
acceptable for use in MVACs.
• The buyer employs at least one person who is Section 609 MVAC
certified, provides proof of certification to the seller, and the refrigerant is
acceptable for use in MVACs.
• The refrigerant is sold only for eventual resale to certified technicians or to
appliance manufacturers (e.g., sold by a manufacturer to a wholesaler, sold
by a technician to a reclaimer).
• The refrigerant is sold to an appliance manufacturer.
• The refrigerant is contained in an appliance (as part of the appliance) with
a fully assembled refrigerant circuit.
• The refrigerant is charged into an appliance by a certified technician or a
supervised apprentice during maintenance, service, or repair of the appliance.
• The non-exempt substitute refrigerant is intended for use in an MVAC and
is sold in a container designed to hold two pounds or less of refrigerant,
has a unique fitting, and has a self-sealing valve.

Persons who sell or distribute any Class I or Class II refrigerant, or starting on


January 1, 2018, any non-exempt substitute refrigerant, must keep invoices that
indicate the name of the purchaser, the date of sale, and the quantity of refrigerant
purchased unless they are selling exempt substitutes or small cans of MVAC
refrigerant.

All records must be kept for three years. Electronic or paper copies of all records
must be maintained by manufacturers of containers holding two pounds or less of
non-exempt substitute refrigerant for use in an MVAC to verify self-sealing
valves meet the requirements. All records must be kept for three years after each
purchase. (See Record Keeping Procedures on page 61 for more information.)

If the refrigerant is used, no person may sell or distribute any Class I or Class II
substance or non-exempt substitute consisting wholly or in part of used refrigerant
unless the refrigerant meets one of the following requirements:
• The refrigerant was reclaimed by a certified technician.
• The refrigerant has been recycled and was used only in an MVAC or
MVAC-like appliance and is to be used only in an MVAC or MVAC-like
appliance.
• The refrigerant is contained in an appliance that is sold or offered for sale
together with a fully assembled refrigerant circuit.

57
• The refrigerant is being transferred between or among a parent company
and one or more of its subsidiaries, or between or among subsidiaries
having the same parent company.
• The refrigerant is being transferred between or among a Federal agency or
department and a facility or facilities owned by the same Federal agency
or department.

MVAC Self-sealing Valve Specifications

Effective January 1, 2018, all containers holding two pounds or less of non-
exempt substitute refrigerant for use in an MVAC that are manufactured or
imported on or after that date must meet the following requirements for self-
sealing valves:
• Each container holding two pounds or less of non-exempt substitute
refrigerant for use in an MVAC must be equipped with a single self-
sealing valve that automatically closes and seals when not dispensing
refrigerant.
• The leakage rate from each container must not exceed 3 g per year when
the self-sealing valve is closed. This leakage rate applies to new, full
containers as well as containers that could be partially full.
• The container must be tested for leakage by an independent test laboratory
in the United States that is not owned, operated, or affiliated with the
applicant certifying equipment and/or products.

Sales are permitted if the cans without self-sealing valves were manufactured or
imported before 2018 [EPA, 2016b].

Shipping

Department of Transportation Regulations

Portable refillable recovery tanks or containers used to store or ship flammable


refrigerants must meet DOT standards.

Shipping Labels
When transporting cylinders containing used refrigerant, DOT requires that you
attach DOT classification tags. Before shipping any used refrigerant in a cylinder,
you must properly label the refrigerant container.

58
The shipping paperwork provides the following:
• Vital information to first responders after an accident. This paper
identifies the materials involved so protective actions can be taken for
your own safety and the safety of the public.
• Proper shipping name of the refrigerant
• Hazard class
• 4-digit United Nations Identification number preceded by the letters UN.
• 24-hour emergency response telephone number

Cylinder Loading
When you load the cylinders into the vehicle for shipping, you MUST place the
refrigerant cylinders in an upright position and secure the cylinders so they cannot
move during transport.

Storage

When storing flammable refrigerants, you must take extra precautions because of
their potential flammability. Local fire codes often restrict the storage of
flammable materials. In addition, other federal, state, and local regulatory
agencies might have regulations related to flammable refrigerants. Check with
these authorities for more information.

Risk Assessment

Before storing any canisters with flammable HC and HFO refrigerants, you need
to assess the following risks:
• Thermal radiation from a warehouse fire
• Explosion hazards
• Quantities of flammable material being stored
• Nature and location of materials stored
• Areas set aside for segregated storage of flammable substances
• Drainage systems
• Presence of neighbors with hazard potential
• The maximum number of persons on site and their likely locations
• Total quantity of hazardous substances and the maximum
individual quantities
• Type and characteristics of the packaging

59
Major Accident Prevention Policy

If you decide to store flammable HC or HFO refrigerants, you need to ensure an


accident prevention policy is written and followed. This plan should cover all the
possible major hazards and be developed to include the following strategies:
• Inspect the storage containers for signs of damage, rust, corrosion, or
deterioration. Replace any equipment or containers with questionable
integrity or that could be faulty.
• Check the containers for refrigerant leaks on a regular basis.
• Install and maintain break-glass fire alarms in strategic locations.
• Install and maintain an alarm system that can be heard and seen (strobe
light) by all employees.
• Display No Smoking signs.
• Establish at least two emergency evacuation assembly areas.
• Rehearse the evacuation procedures.
• Instruct employees to set off the alarm if a fire has broken out and then
evacuate the building.
• Set up a well-equipped first aid room.
• Instruct employees to know the location of information for fire fighters,
including the layout of building, type and quantity of hazardous materials,
location and type of firefighting equipment, and the person to contact in
the case of an emergency.

Procedures for Damaged Equipment

If any equipment or containers that contained flammable refrigerant are damaged,


as a minimum implement the following procedures:
• Read the data on the hazards of the refrigerant.
• Wear appropriate personal protective equipment, such as safety goggles
and protective clothing.
• Keep a fire extinguisher within reach.

Move the damaged or leaking equipment to a designated area that is far away
from the main storage area, is well ventilated, is equipped with appropriate
security features, and has segregated areas to ensure compliance with the rules for
hazardous substances.

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Record Keeping Procedures

Effective January 2018, you need to keep comprehensive records that track the
flammable refrigerants being handled [EPA, 2016b]. This information should
include the following:
• Chemical names and brand names of refrigerants
• Hazard category
• Storage location or all flammable substances, not just the refrigerants
• List of other relevant equipment used to handle the flammable refrigerants
• Details of electrical installations in the region where flammable
refrigerants could be present
• All potential hazards to firefighters

All records must be kept for at least three years in electronic or paper format.
Technicians must also record the amounts of ozone depleting substances
(ODSs) and non-exempt substitute refrigerant transferred for reclamation by
refrigerant type.

EPA requires you to maintain records of all refrigerant recovered during the
disposal of any refrigerant containing appliance. You must record the total
amount of refrigerant, by type, recovered from any appliance you dispose. This
recordkeeping requirement has been developed to discourage the illegal venting
of refrigerants during disposal. The EPA requires you to keep records when
disposing of any appliance with a normal charge that is more than 5 and less than
50 pounds. These records include the following:
• Company name
• Location of the appliance
• Date of recovery
• Type of refrigerant recovered for each appliance

61
Chapter 7. Summary
This chapter lists two HC end-use case and summarizes allowable substitute
refrigerants and use conditions. Additional information is also included that you
might find helpful for each end use.

End Use 1

The first approved HC refrigerant end use is household refrigerators, freezers, and
combination refrigerators and freezers (new equipment only).

Substitute Refrigerants

Isobutane (R-600a) and R-441A can be used as substitutes for CFC-12, HCFC-22,
and R-134a.

Use Conditions
These refrigerants may be used only in new equipment designed specifically and
clearly identified for the refrigerant (i.e., none of these substitutes can be used as a
conversion or ‘‘retrofit’’ refrigerant for existing equipment designed for a
different refrigerant).

These refrigerants may be used only in a refrigerator or freezer, or combination


refrigerator and freezer, that meets all requirements listed in Supplement SA to
the 10th edition of the Underwriters Laboratories (UL) Standard for Household
Refrigerators and Freezers, UL 250, dated 1993, and updated August 2000. In
cases where the EPA final rule includes requirements more stringent than those of
the 10th edition of UL 250, the appliance must meet the requirements of the final
rule in place of the requirements in the UL Standard.

The quantity of the substitute refrigerant (i.e., normal charge size) shall not
exceed 57 g (2.0 ounces) in any refrigerator, freezer, or combination refrigerator
and freezer for each circuit.

Safety Information
Applicable OSHA requirements at 29 CFR part 1910 must be followed, including
those at 29 CFR 1910.106 (flammable and combustible liquids), 1910.110
(storage and handling of liquefied petroleum gases), 1910.157 (portable fire
extinguishers), and 1910.1000 (toxic and hazardous substances).

62
Maintain proper ventilation at all times during the manufacture and storage of
equipment containing hydrocarbon refrigerants through adherence to good
manufacturing practices as per 29 CFR 1910.106. If refrigerant levels in the air
surrounding the equipment rise above one-fourth of the lower flammability limit,
evacuate the space. Only allow reentry after the space has been properly
ventilated.

Wear appropriate personal protective equipment, including chemical goggles and


protective gloves, when handling all refrigerants.

Tip
Take special care to avoid contact with your skin because the rapid
evaporation of refrigerants can cause freeze burns on the skin.

Keep a class B dry-powder-type fire extinguisher nearby.

Only use spark-proof tools when working on refrigerators and freezers with HC
refrigerants.

Use recovery equipment designed for flammable refrigerants. All equipment


should be grounded, including refrigerant tanks both during use and storage.

Only technicians specifically trained and certified in handling flammable


refrigerants should service refrigerators and freezers containing flammable HFO
and HC refrigerants. You should gain an understanding of minimizing the risk of
fire and the steps to use flammable refrigerants safely.

Permanent Markings

As provided in clauses SA6.1.1 and SA6.1.2 of UL Standard 250, the following


permanent markings must be attached to the units.

On or Near Evaporators Contacted by Consumer

DANGER
Risk of Fire or Explosion.
Flammable Refrigerant Used.
Do Not Use Mechanical Devices To Defrost Refrigerator.
Do Not Puncture Refrigerant Tubing.

63
Near Machine Compartment

DANGER
Risk of Fire or Explosion.
Flammable Refrigerant Used.
To Be Repaired Only By Trained Service Personnel.
Do Not Puncture Refrigerant Tubing.

Near Machine Compartment

CAUTION
Risk of Fire or Explosion.
Flammable Refrigerant Used.
Consult Repair Manual/Owner’s Guide Before Attempting To Service
This Product.
All Safety Precautions Must be Followed.

Exterior of Refrigerator

CAUTION
Risk of Fire or Explosion.
Dispose of Properly In Accordance With Federal or Local
Regulations.
Flammable Refrigerant Used.

Near Exposed Refrigerant Tubing

CAUTION
Risk of Fire or Explosion Due To Puncture Of Refrigerant Tubing;
Follow Handling Instructions Carefully.
Flammable Refrigerant Used.

The letters for these markings must be at least ¼ inch high. The refrigerator,
freezer, or combination refrigerator and freezer must have red (PMS #185)
marked pipes, hoses, or other devices through which the refrigerant is serviced
(typically known as the service port) to indicate the use of a flammable
refrigerant.

This red color must be present at all service ports and where service puncturing or
otherwise creating an opening from the refrigerant circuit to the atmosphere might
be expected (e.g., process tubes). The color mark must extend at least 1 inch from
any possible refrigerant service port or process tube and must be replaced if
removed.

64
End Use 2

The second approved HC refrigerant end use is commercial (retail) food


refrigerators and freezers (standalone units and new equipment only).

Substitute
Propane (R-290) can be used as a substitute for CFC-12, HCFC-22, and R-502.

Use Conditions
As with End Use 1, these refrigerants may be used only in new equipment
specifically designed and clearly identified for the refrigerants (i.e., none of these
substitutes may be used as a conversion or “retrofit” refrigerant for existing
equipment designed for other refrigerants).

These substitutes may only be used in equipment that meets all requirements in
Supplement SB to the 10th edition of the Underwriters Laboratories (UL)
Standard for Commercial Refrigerators and Freezers, UL 471, dated November
2010. In cases where the final rule includes requirements more stringent than
those of the 10th edition of UL 471, the appliance must meet the requirements of
the final rule in place of the requirements in the UL Standard.

The charge size for the retail food refrigerator or freezer shall not exceed 150 g
(5.3 ounces) in each circuit.

Permanent Markings

The permanent markings for this use case are the same as Use Case 1.

UL References

These use conditions contain references to certain standards from Underwriters


Laboratories Inc. (UL). The standards are incorporated by reference, and the
referenced sections are made part of the regulations in part 82:
• UL 250: Household Refrigerators and Freezers. 10th edition. Supplement
SA: Requirements for Refrigerators and Freezers Employing a Flammable
Refrigerant in the Refrigerating System. Underwriters Laboratories, Inc.
August 25, 2000.
• UL 471. Commercial Refrigerators and Freezers. 10th edition. Supplement
SB: Requirements for Refrigerators and Freezers Employing a Flammable
Refrigerant in the Refrigerating System. Underwriters Laboratories, Inc.
November 24, 2010.

65
For information on the availability of this material at NARA, call (202) 741-6030,
or go to
http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locatio
ns.html.

End Use 3

Although HFO-1234yf is not yet being used in stationary HVAC/R systems,


Cadillac XTS, Chrysler (200C, 200S, 300, 300C), Dodge (Challenger, Charger,
Dart, Ram 1500), Fiat 500, and Jeep (Cherokee, Renegade) have all switched to
the use of R-1234yf refrigerant in their vehicle A/C systems.

Substitute Refrigerants
Although not a drop in replacement, R-1234yf is being used as a substitute for
CFC-12, HCFC-22, and R-134a. The performance of HFO-1234yf closely
matches that of HFC-134a.

Along with being adopted for motor vehicle air conditioning (MVAC) systems,
HFO-1234yf also has potential for chillers and commercial refrigeration
applications that currently use HFC-134a.

End Use 4

R-1234zd is suitable for new industrial air conditioning applications and the
cooling of buildings where cooling water or intermediate fluids are used in large
systems with centrifugal compressors (one or more stages) and where R-123
might have been used in the past. Linde and Honeywell market this refrigerant as
Solstice® ZD and as a replacement for R-123 in new chiller applications
[Honeywell, 2017].

However, compressors using this new refrigerant require larger impeller


diameters for the same cooling capacity because of the substantially lower
volumetric cooling capacity and the higher required compression ratio.

End Use 5

R-1234ze has two isomers, R-1234ze(Z) and R-1234ze(E) with different


properties. R-1234ze(Z) has a higher boiling point (50.0 °F) associated with a
higher critical temperature (308.7 °F) and a volumetric capacity roughly 50%
lower than R-1234ze(E). R-1234ze(E) is the isomer that is typically sold for use
and is marketed as Solstice ZE. Because there is currently no HVAC/R
application for R-1234ze(Z), the R-1234ze that is typically sold is the (E) isomer.
Currently, R-1234ze(E) is being used as a replacement for R-22.

66
End Use 6

HFO-1336mzz is another refrigerant being considered as a replacement for the


R-123 in centrifugal chillers and as a working fluid in high-temperature heat
pumps.

67
Chapter 8. Acronyms
AEGL—acute exposure guideline level

AEL—acceptable exposure level

AHRI—Air-Conditioning, Heating, and Refrigeration Institute

ASHRAE—American Society of Heating, Refrigerating and Air-Conditioning


Engineers

CAA—Clean Air Act

CAS—Chemical Abstracts Service

CFC—chlorofluorocarbon

CFR—Code of Federal Regulations

CO2—carbon dioxide

DIY—do it yourself

DOT—Department of Transportation

EPA—United States Environmental Protection Agency

EPDM—ethylene propylene diene terpolymer

FR—Federal Register

g—gram

GWP—global warming potential

HC—hydrocarbon

HCFC—hydrochlorofluorocarbon

HFC—hydrofluorocarbon

HFO—hydrofluoroolefin

HNBR— hydrogenated nitrile butadiene rubber

ICF—ICF International, Inc.

IPR—industrial process refrigeration

68
kg—kilogram

kJ—kilojoule

kPa—kilopascal

LFL—lower flammability limit

NARA—National Archives and Records Administration

NOAEL—no observable adverse effect level

OEM—original equipment manufacturer

ODP—ozone depletion potential

ODS—ozone-depleting substance

OSHA—United States Occupational Safety and Health Administration

PAG—polyalkylene glycol lubricant

PAO—poly-alpha-olefin lubricant

PMS—Pantone® Matching System

ppm—parts per million

psia—pounds per square inch absolute

psig—pounds per square inch gauge

PTFE—polytetrafluoroethylene

RfC—reference concentration

RTOC—Refrigeration, Air Conditioning and Heat Pumps Technical Options


Committee

SAE—Society of Automotive Engineers

SNAP—Significant New Alternatives Policy

TEAP—Technology and Economic Assessment Panel

TLV—Threshold Limit Value

TWA—time-weighted average

UL—Underwriters Laboratories Inc.

69
UNEP—United Nations Environment Programme

VOC—volatile organic compound

WGL—workplace guidance level

WMO—World Meteorological Organization

70
Chapter 9. Definitions
Adequate ventilation. According to OSHA regulations at 29 CFR 1910.110,
ventilation is adequate when the concentration of the gas in a gas–air mixture
does not exceed 25% of the lower flammable limit or subject to alternative
safety provisions.

Appliance. Any device that contains and uses a refrigerant and is used for
household or commercial purposes, including any air conditioner, refrigerator,
chiller, or freezer. Thus a refrigerator, freezer, or combination refrigerator and
freezer, for example, could consist of two appliances provided that the refrigerant
in the first appliance (i.e., the first compressor, condenser, evaporator, and
metering device) does not mix with the refrigerant in the second appliance (e.g.,
the second compressor, condenser, evaporator, and metering device).

Asphyxia. The displacement of the oxygen in a room by the denser refrigerant.

Azeotrope. A blend of two or more components whose equilibrium vapor-phase


and liquid-phase compositions are the same at a given pressure. This means there
is no temperature glide. These refrigerants are given a 500-series ASHRAE
designation and behave like a single refrigerant with the bubble point and dew
point being the same temperature. Azeotropes can be charged as a liquid or vapor.

Bubble point. The temperature at which a refrigerant first begins to evaporate


(boil). The temperature difference between the dew point and the bubble point is
the temperature glide of a non-azeotropic blend. Azeotrope blends or pure
refrigerants have no temperature glide—the dew point temperature and bubble
point temperature are the same.

Capillary tube. A passive throttling device comprised of a small-diameter long


tube located upstream of the evaporator that drops the pressure in the system,
causing refrigerant to flash into a two-phase mixture. It does not actively control
the pressure drop to maintain a prescribed superheat at the exit of the evaporator.

Class I refrigerant. Refrigerants that have an ozone depletion potential (ODP)


greater than 0.2. All chlorofluorocarbons (CFCs) are Class I refrigerants. The use
of Class I refrigerants has been completely phased out.

Class II refrigerant. Refrigerants that have an ozone depletion potential (ODP)


less than 0.2 and compounds containing hydrogen, fluorine, chlorine, and carbon
atoms. Although ozone depleting substances, they are less potent at destroying
stratospheric ozone than chlorofluorocarbons (CFCs).

Commercial refrigeration. Refrigeration appliances used in retail food and cold


storage warehouse sectors. Retail food includes the refrigeration equipment found
in supermarkets, convenience stores, restaurants, and other food service

71
establishments. Cold storage includes the equipment used to store meat, produce,
dairy products, and other perishable goods.

Compound. Substance formed by a union of two or more elements in a definite


proportion by weight.

Critical component. Component without which the equipment or appliance will


not function, will be unsafe in its intended environment, and/or will be subject to
failures that would cause the equipment or appliance to be unsafe.

Dehydrate. To remove water from the system.

Deep vacuum. Evacuation of a system down to a low vacuum, typically below


500 microns, with the goal of removing non-condensable gases as well as
evaporating and removing water from the system. All systems should be
evacuated to at least 500 microns, ideally 300 microns.

Degrees Celsius. Temperature scale, abbreviated as °C, where water boils at


100 °C and freezes at 0 °C. To convert from degrees Celsius to degrees
Fahrenheit, multiply the temperature in degrees Celsius by 1.8 and add 32.

Degrees Fahrenheit. Temperature scale, abbreviated as °F, where water boils at


212 °F and freezes at 32 °F. To convert degrees Fahrenheit to degrees Celsius
subtract 32 from the temperature in degrees Fahrenheit then divide by 1.8. To
convert from degrees Fahrenheit to degrees Rankine add 460.

Degrees Kelvin. Absolute temperature scale, abbreviated as K, where water boils


at 373 K and freezes at 273 K. To convert from degrees Rankine to Celsius
subtract 273.

Degrees Rankine. Absolute temperature scale, abbreviated as °R, where water


boils at 672 °R and freezes at 492 °R. To convert from degrees Rankine to
Fahrenheit subtract 460.

Dew point. Temperature at which a liquid first begins to condense. The


temperature difference between the dew point and the bubble point is the
temperature glide of a non-azeotropic blend. Azeotrope blends or pure
refrigerants have no temperature glide—the dew point temperature and bubble
point temperature are the same.

Disposal. Process leading to and including any of the following:


• The discharging, depositing, dumping, or placing of any discarded
appliance into or on any land or water.
• The disassembly of any appliance for discharging, depositing, dumping, or
placing of its discarded component parts into or on any land or water.
• The disassembly of any appliance for reuse of its component parts.

72
Electronic vacuum gauge or micron gauge. Electronic vacuum gauge that
displays the vacuum level directly in microns and is the only accurate field
method to determine the evacuation level of a deep vacuum.

Evacuation. The process of extracting any air, non-condensable gases, or water


from the system and thereby reducing the pressure to some value below 0 psig.

EXV. The abbreviation for an electronic expansion valve, a throttling device


located upstream of the evaporator, that actively controls the pressure drop (via
electrical feedback from a temperature sensor) to maintain a prescribed superheat
at the exit of the evaporator.

Fractionation. The separation of a liquid mixture into separate parts by the


preferential evaporation of the more volatile component.

Follow-up verification test. Test that involves checking the repairs within
30 days of when the appliance returns to normal operating characteristics and
conditions. Follow-up verification tests for appliances from which the refrigerant
charge has been evacuated means a test conducted after the appliance or portion
of the appliance has resumed operation at normal operating characteristics and
conditions of temperature and pressure, except in cases where sound professional
judgment dictates that these tests would be more meaningful if performed before
the return to normal operating characteristics and conditions. A follow-up
verification test with respect to repairs conducted without evacuation of the
refrigerant charge means a reverification test conducted after the initial
verification test and usually within 30 days of normal operating conditions. Where
an appliance is not evacuated, you only need to conclude any required changes in
pressure, temperature, or other conditions to return the appliance to normal
operating characteristics and conditions.

Full charge or Normal charge. Amount of refrigerant required for normal


operating characteristics and conditions of the appliance as determined by using
one or a combination of the following four methods:
• Use of the equipment manufacturer’s determination of the normal charge
• Use of appropriate calculations based on component sizes, density of
refrigerant, volume of piping, and other relevant considerations
• Use of actual measurements of the amount of refrigerant added to or
evacuated from the appliance, including for seasonal variances
• Use of an established range based on the best available data regarding the
normal operating characteristics and conditions for the appliance, where
the midpoint of the range serves as the normal or full charge

Halocarbon. Halogenated hydrocarbon containing one or more of the three


halogens: fluorine, chlorine, and bromine. Hydrogen may or may not be present.

73
High-pressure appliance. An appliance that uses a refrigerant with a liquid phase
saturation pressure between 170 psia and 355 psia at 104°F. This definition
includes but is not limited to appliances using R-401A, R-409A, R-401B, R-
411A, R-22, R-411B, R-502, R-402B, R-408A, R-410A, and R-402A.

Hydrocarbon. Compound containing only the elements hydrogen and carbon.

Initial verification test. Leak tests that are conducted after the repair is finished
to verify that a leak or leaks have been repaired before refrigerant is added back to
the appliance.

Isomer. One of a group of substances having the same combination of elements


but arranged spatially in different ways.

King valve. Combination shut-off and service valve typically used on the inlet
and outlet of a compressor, and on the inlet and outlet of packaged condensing
units.

Leak inspection. Examination of an appliance to determine the location of


refrigerant leaks. Potential methods include, but are not limited to, ultrasonic
tests, gas-imaging cameras, bubble tests, or the use of a leak-detection device
operated and maintained according to manufacturer guidelines. Methods that
determine whether the appliance is leaking refrigerant but not the location of a
leak, such as standing pressure decay tests, sight glass checks, viewing receiver
levels, pressure checks, and charging charts, must be used in conjunction with
methods that can determine the location of a leak.

Leak rate. The rate at which an appliance is losing refrigerant, measured between
refrigerant charges and projected over the next 12 months. The leak rate is
expressed in terms of the percentage of the full charge of the appliance that would
be lost in the next 12 months if the current rate of loss were to continue over that
period. Use the following three steps to determine the leak rate:

Step 1. Determine the Refrigerant Added, which is the amount of leaking


refrigerant as the sum of the pounds of refrigerant added to the appliance over the
period in days (D) that has passed since the last time the unit was properly
charged. If D is greater than 365, use 365 instead.

Step 2. Determine the normal or Total Charge.

Step 3. Use the following formula to determine the leak rate as a percentage.

74
LFL. Lower flame limit. The minimum concentration in air at which flame
propagation occurs.

Low-loss fitting. Any device that is intended to establish a connection between


hoses, appliances, or recovery/recycling machines, and that is designed to close
automatically or to be closed manually when disconnected to minimize the release
of refrigerant from hoses, appliances, and recovery or recycling machines.

Low-pressure appliance. An appliance that uses a refrigerant with a liquid phase


saturation pressure below 45 psia at 104 °F. This definition includes but is not
limited to appliances using R-11, R-123, R-113, and R-245fa.

Major maintenance, service, or repair. A service or repair that involves removal of


the compressor, condenser, evaporator, or auxiliary heat exchanger coil.

Medium-pressure appliance. An appliance that uses a refrigerant with a


liquid phase saturation pressure between 45 psia and 170 psia at 104 °F. This
definition includes but is not limited to appliances using R-114, R-124, R-12,
R-134a, and R-500.

Micron. One thousandth (1/1,000) of a millimeter of mercury vacuum.


Atmospheric pressure is 760 mm of mercury or 760,000 microns.

Mixture. Blend of two or more components that do not have a fixed proportion to
one another and that no matter how well blended, they still retain a separate
existence (oil and water, for example).

Mothball. To evacuate refrigerant from an appliance, or the affected isolated


section or component of an appliance, to at least atmospheric pressure, and to
temporarily shut down that appliance.

Motor vehicle air conditioner (MVAC). Mechanical vapor compression


refrigeration equipment used to cool the driver or passenger compartment of any
motor vehicle. Technicians who repair or service MVAC systems for
consideration (e.g., payment or bartering) must be trained and certified under
Section 609 by an EPA-approved technician training and certification program
such as Mainstream’s (www.epatest.com). Section 609 certification is required to
service any MVAC system for consideration (e.g., payment or bartering),
regardless of what refrigerant is used in the system.

75
Non-azeotropic refrigerant. Synonym for zeotropic, which is the preferred term
though less commonly used as a descriptor. Non-azeotropic or zeotropic refers to
blends comprising multiple components of different volatilities that, when used in
refrigeration cycles, change volumetric composition and saturation temperatures
(exhibit temperature glide) as they evaporate (boil) or condense at constant
pressure. These refrigerants are given a 400-series ASHRAE designation.

Non-condensables. Gases that do not condense anywhere in the vapor


compression system and typically accumulate in the condenser.

Normal charge or Full charge. Quantity of refrigerant within the appliance or


appliance component when the appliance is operating with a full charge of
refrigerant.

Normal operating characteristics and conditions. Appliance operating


temperatures, pressures, fluid flows, speeds, and other characteristics, including
full charge of the appliance, that would be expected for a given process load and
ambient condition during normal operation. Normal operating characteristics and
conditions are marked by the absence of atypical conditions affecting the
operation of the appliance.

Opening an appliance. Any maintenance, service, repair, or disposal of an


appliance that would release any refrigerant in the appliance to the atmosphere.
Connecting and disconnecting hoses and gauges to measure pressures, add
refrigerant, or recover refrigerant from the appliance are not considered opening
an appliance.

Process stub or Process tube. Length of tubing that provides access to the
refrigerant inside a small appliance or room air conditioner that can be resealed at
the conclusion of repair or service. After refrigerant is added or removed, the
process tube is usually pinched to stop refrigerant flow and then could be brazed
to provide a long-lasting seal. The tube is used solely as a refrigerant access point
for service technicians and must contain a red stripe at least 1 inch long when the
system contains flammable refrigerant.

psia. Absolute pressure in pounds per square inch, where 0 psia corresponds to
29.9 inches of mercury vacuum, and 14.7 psia corresponds to atmospheric
pressure 0 psig (pounds per square inch gauge).

psig. Gauge pressure in pounds per square inch, where 0 psig corresponds to
atmospheric pressure (14.7 psia). A positive psig value indicates the pressure in
pounds per square inch above the ambient pressure.

Reclamation. To reprocess recovered refrigerant to all of the specifications in


AHRI Standard 700-2016, Specifications for Refrigerants that are applicable to
that refrigerant and to verify that the refrigerant meets these specifications using
the analytical methodology described in the standard.

76
Recovery. To remove refrigerant in any condition from an appliance and to store
it in an external container without necessarily testing, cleaning, filtering, or
processing it in any way.

Recovery efficiency. The percentage of refrigerant in an appliance that is


recovered (relative to the total charge).

Recovery vacuum. Used to recover refrigerant in the system and prevent its
escape into the atmosphere. This evacuation, which uses an EPA-approved
recovery or recycling machine, is performed on a charged refrigeration system
before the system is opened for repair. Like any other vacuum, it is never used to
determine if the system has any leaks. Before a Recovery Evacuation is to be
performed, the required evacuation level must be determined based on the
quantity and type of charge, and the manufacture date of the recovery equipment.
If the system has a leak, you only need to recover to atmospheric pressure to
avoid ingesting air into the recovered refrigerant.

Recycling. To extract refrigerant from an appliance and to clean refrigerant for


reuse without meeting all of the requirements for reclamation. In general, recycled
refrigerant is refrigerant that is cleaned using oil separation and single or multiple
passes through devices such as replaceable core filter driers, which reduce
moisture, acidity, and particulate matter. However, no test is required to be
performed to verify that the refrigerant was actually cleaned in any way.

Refrigerant. The fluid used for heat transfer in a refrigeration system, which
absorbs heat during evaporation at low temperature and pressure, and releases
heat during condensation at a higher temperature and pressure. A refrigerant
is any Class I or Class II substance or its substitute that is used for cooling
or refrigeration.

Refrigerant circuit. Parts of an appliance that are normally connected to


each other (or are separated only by internal valves) and are designed to
contain refrigerant.

Refrigerant equipment. Equipment used for providing refrigeration, freezing,


or cooling.

Refrigerant migration. Movement of refrigerant to the coldest part of the system


when an operating system is shut down.

Retire. When referring to an appliance, the removal of the refrigerant and the
disassembly or impairment of the refrigerant circuit such that the appliance as a
whole is rendered unusable by any person in the future.

Retrofit. To convert an appliance from one refrigerant to another refrigerant.


Retrofitting includes the conversion of the appliance to achieve system
compatibility with the new refrigerant and could include, but is not limited to,

77
changes in lubricants, gaskets, filters, driers, valves, o-rings, or appliance
components.

RfC. Refrigerant concentration level. The safe RfC is the concentration of


refrigerant that is considered a safe level to protect the general population against
adverse systemic (i.e., non-cancer) health effects.

Sealed system. Independently operated refrigeration system, including a


compressor, evaporator, condenser, metering device, and refrigerant. For
example, a refrigerator-freezer might employ one sealed system to chill food in
the refrigerator section and a second sealed system to keep food frozen in the
freezer compartment.

Self-contained recovery equipment. Recovery or recycling equipment that is


capable of removing refrigerant from an appliance without the assistance of
components contained in the appliance.

Small appliance. Any appliance that is fully manufactured, charged, and


hermetically sealed in a factory with five pounds or less of refrigerant, including,
but not limited to, refrigerators and freezers (designed for home, commercial, or
consumer use), medical or industrial research refrigeration equipment, room air
conditioners (including window air conditioners, portable air conditioners, and
packaged terminal air heat pumps), dehumidifiers, under-the-counter ice makers,
vending machines, and drinking water coolers.

Substitute. Any chemical or product substitute, whether existing or new, used as


a refrigerant to replace a Class I or II ozone-depleting substance. Examples
include, but are not limited to, hydrofluorocarbons, perfluorocarbons,
hydrofluoroolefins, hydrofluoroethers, hydrocarbons, ammonia, carbon dioxide,
and blends thereof.

System-dependent recovery equipment. Refrigerant recovery equipment that


requires the assistance of components contained in an appliance to remove the
refrigerant from the appliance.

System mothballing. Intentional shut down of a refrigeration appliance


undertaken for an extended period of time by the owners or operators of that
facility, where the refrigerant has been evacuated from the appliance or the
affected isolated section of the appliance, at least to atmospheric pressure.

Technician. Any person who in the course of maintenance, service, or repair of


an appliance (except MVACs) could be reasonably expected to violate the
integrity of the refrigerant circuit and therefore release refrigerants into the
environment. Technician also means any person who in the course of disposal of
an appliance (except small appliances, MVACs, and MVAC-like appliances)
could be reasonably expected to violate the integrity of the refrigerant circuit and
therefore release refrigerants from the appliances into the environment. Activities
reasonably expected to violate the integrity of the refrigerant circuit include but

78
are not limited to the following: attaching or detaching hoses and gauges to and
from the appliance; adding or removing refrigerant; adding or removing
components; and cutting the refrigerant line. Activities such as painting the
appliance, rewiring an external electrical circuit, replacing insulation on a length
of pipe, or tightening nuts and bolts are not reasonably expected to violate the
integrity of the refrigerant circuit. Activities conducted on appliances that have
been properly evacuated are not reasonably expected to release refrigerants unless
the activity includes adding refrigerant to the appliance. Technicians could
include but are not limited to installers, contractor employees, in-house service
personnel, and owners and/or operators of appliances.

Temperature glide. Difference between the dew point and the bubble point.

Triple evacuation. Evacuation method where the system is evacuated


(pulled-down) initially to a vacuum of at least 500 to 2,000 microns. Then, a
small amount of dry nitrogen is introduced into the system to raise the pressure to
above ambient pressure (typically to about 15 psig). The purpose of the nitrogen
is to absorb moisture from the system. The nitrogen is then purged (vented).
Recovery of the nitrogen is not required. This process is repeated two additional
times (or more if necessary) until a final evacuation of at least 500 microns is
achieved.

TXV. Thermal expansion valve, which is a throttling device located upstream of


the evaporator that actively controls the pressure drop (via the effect of the
pressure developed in a sensing bulb acting on a metering valve) to maintain a
prescribed superheat at the exit of the evaporator.

Vacuum pump. Device used to pump the air, moisture, and other non-
condensables out of a system and, hence, evacuate the system. The extraction of
the air and non-condensables lowers the pressure inside of the system (below
atmospheric pressure), which causes any trapped liquid water to evaporate and be
exhausted by the vacuum pump. Single-stage and two-stage vacuum pumps are
commonly used in the HVAC/R industry. A two-stage vacuum pump is necessary
to pull the deep vacuums (below 500 microns), which are necessary for the proper
evacuation and removal of water in systems. Both the single-stage and two-stage
vacuum pumps are rated by their volumetric capacity, typically expressed in cubic
feet per minute (cfm). Three to six cfm pumps are typically used in residential
applications.

79
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Index
accident prevention .......................................... 60 dry nitrogen .............................. 44, 46, 47, 48, 79

appliances ............................... 39, 48, 71, 74, 75 environmental risk ............................................. 17

ARI ................................................................... 38 EPA ................................................ 37, 44, 45, 77

ARI 700 ............................................................ 38 equipment .37, 38, 39, 40, 41, 42, 46, 52, 71, 75,
77, 78
ASHRAE.....................................................71, 76
ethane ................................................................ 7
brazing.............................................................. 52
evacuation levels ................................. 47, 50, 52
bromine ............................................................ 73
extraction ................................................... 49, 79
carbon .............................................................. 74
failure ......................................................... 51, 52
certification .................................................40, 63
filter ................................................ 42, 43, 53, 77
charge size ....................................................... 37
fine ............................................................. 44, 45
charge size limitations ...................................... 23
flammability ...................................................... 32
charging............................................................ 53
flare .................................................................. 42
chiller ................................................................ 71
fluorine ............................................................. 73
chlorine ............................................................. 73
global warming potential .............................. 17, 18
Clean Air Act .................................................... 37
grounding ......................................................... 42
climate impacts.................................................. 17
hazard .............................................................. 59
cold storage warehouse ................................... 71
HC blends .......................................................... 5
compound.............................................44, 50, 74
HC refrigerants
compressed air ................................................. 44 cylinders ...................................................... 55
desiccants compatibility ................................. 6
contaminated .................................................... 51 flammability.............................................. 9, 55
lubricant compatibility .................................... 5
core ......................................................40, 51, 77 materials compatibility ................................... 6
normal operating pressure .......................... 3, 4
deep vacuum ............... 46, 47, 48, 49, 50, 73, 79 pressure–temperature formula .................... 45
pressure–temperature relationship .......... 3, 19
defrost heater ................................................... 42
HCFC ......................................................... 44, 45
dehydration ................................................48, 52
HCFC-22 .................................................... 44, 45
disposal ............................................................ 37
head pressure .................................................. 42

83
heat ......................................................42, 75, 77 leaks ................................................................. 39

HFC ............................................................ 44, 45 liquid phase .......................................... 71, 74, 75

HFO refrigerants manifold ..................................................... 46, 50


desiccant compatibility ................................. 15
flammability .................................................... 9 micron ............................................. 48, 50, 51, 52
HFO-1336mzz.............................................. 67
lubricant compatibility .................................. 15 mixture ........................................... 44, 45, 71, 73
materials compatibility ................................. 15
physical properties ......................................... 9 moisture ................................... 44, 48, 52, 77, 79
POE oil ......................................................... 15
pressure–temperature formula .................... 45 motor vehicle.................................................... 75
pressure–temperature relationship ..11, 12, 19
R-1234yf ..............................................8, 9, 66 multiple passes .......................................... 43, 77
R-1234zd ...............................................10, 66
R-1234ze ...........................................8, 10, 66 MVAC ............................................................... 75
R-449B ......................................................... 14
name plate ....................................................... 39
HFO-1234yf
in MVAC systems ........................................ 22 non-azeotropic ........................................... 71, 72

HFO-1234zd non-condensable ..................... 48, 49, 72, 73, 79


in chillers ...................................................... 22
non-refrigerant-grade HCs ............................... 28
HFO-1234ze
in chillers ...................................................... 22 normal charge .................................................. 45
holding charge .................................................. 44 ODP ................................................................. 71
hoses ....................................... 40, 41, 42, 51, 75 oil 44, 46, 48, 51, 75, 77
hydrocarbon (HC) .......................................73, 74 oxygen ....................................................... 44, 71
hydrocarbon (HC) ........................................... 1, 2 ozone ......................................................... 44, 71
hydrofluoroolefin (HFO)...................................... 8 ozone depletion potential............................. 17, 18
blends ............................................................ 8
particulate matter ............................................. 77
hydrogen .......................................................... 74
permanent markings ........................................ 63
isobutane ........................................................ 2, 7
as substitute for CFC-12 .............................. 22 person .............................................................. 78
flammability .................................................. 32
toxicity risk ................................................... 31 power ............................................................... 51
knocking ...............................................53, 56, 63 pressure regulator ...................................... 46, 48
leak ........................ 39, 44, 45, 46, 52, 53, 74, 77 pressure relief valve ......................................... 56
leak detector .........................................44, 45, 46 pressurize .................................................. 44, 46
leak limit ........................................................... 36 propane .......................................................... 4, 7
as substitute for CFC-12........................ 22, 65
leak-check ........................................................ 44 flammability.................................................. 32

84
toxicity risk ................................................... 31 replacement refrigerant .................................... 38

PSIA ................................................................. 76 reuse .......................................................... 72, 77

PSIG ................................................................. 76 safety ................................................................vii

R-1234yf safety glasses .................................................. 41


flammability .................................................. 32
toxicity risk .............................................31, 32 safety group classifications ................................ 1

R-1234zd Schrader valve ........................................... 40, 51


flammability .................................................. 32
service port ....................................................... 51
R-1234ze
flammability .................................................. 32 small appliance .......................................... 45, 76

R-1270................................................................ 5 SNAP program ........................................... 21, 22

R-441a................................................................ 4 speed of evacuation ......................................... 52

R-441A ............................................................... 7 standing pressure test ..................................... 44


as substitute for CFC-12 .............................. 22
flammability .................................................. 32 substitute refrigerants ................................ 62, 66
toxicity risk ................................................... 31
synthetic oils .................................................... 44
R-600a................................................................ 7
temperature glide ....................................... 18, 76
reclaimed .......................................................... 39
testing laboratory ............................................. 38
reclamation ....................................................... 77
toxicity groups .................................................. 30
record keeping ................................................. 61
trapped refrigerant ........................................... 46
recovery.... 37, 38, 39, 40, 41, 42, 43, 58, 75, 77,
78 tubing ............................................................... 76

recovery cylinder .............................................. 40 TXV .................................................................. 79

recovery equipment.......................................... 40 UL references .................................................. 65

recovery machines ........................................... 39 United Nations ................................................. 59

recycling ............................ 37, 39, 41, 75, 77, 78 use conditions ............................................ 62, 65

red markings ..............................................23, 26 vacuum46, 47, 48, 49, 50, 51, 52, 72, 73, 75, 76,
77, 79
refrigerant ......................................................... 40
vacuum pump .................... 46, 48, 49, 51, 52, 79
refrigerant quality ............................................. 53
valve core ................................................... 40, 41
refrigerant recovery ..............................37, 40, 41
vapor pressure ................................................. 46
refrigerant, ......................... 38, 39, 44, 46, 58, 74
vapor recovery ................................................. 42
relief valve ..................................................40, 48

85
ventilation ......................................................... 63 volatile organic compound (VOC) .................... 17

venting ........................................................37, 44 waste stream .................................................... 37

venting prohibition ............................................ 44

86

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