Part B-RFP-Muzizi OE Final
Part B-RFP-Muzizi OE Final
Part B-RFP-Muzizi OE Final
for
Employer:
Uganda Electricity Generation Company Limited (UEGCL)
Block C, Victoria Office Park, Plot 6-9 Ben Kiwanuka Okot
Close, Bukoto, Kampala, Uganda
November 2020
PART B – REQUEST FOR PROPOSAL
Overview:
Table of Clauses
9. Language ................................................................................................................................. 9
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Part B – Request for Proposals
Section I. – Instructions to Consultants 4
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Part B – Request for Proposals
Section I. – Instructions to Consultants 6
2. Source of 2.1 The Employer as indicated in the Data Sheet has applied or received
Funds, financing (hereinafter called “funds”) from KfW Development Bank (hereinafter
Responsibilities called “KfW”) towards the cost of the project named in the Data Sheet. The
Employer intends to apply a portion of the funds to eligible payments under the
contract(s) resulting from this procurement process.
2.2 The procurement process is the responsibility of the Employer. KfW
shall verify that the procurement process is fair, transparent, economical, free of
discrimination and according to the provisions in this document. KfW exercises
its monitoring function on the basis of the contractual arrangements with the
Employer and the Applicable Guidelines detailing the requirement for KfW’s
approval and no objection. No contractual relationship between KfW and any
third party shall be deemed to exist other than with the Employer.
3. Sanctionable 3.1 KfW requires compliance with its policy in regard to Sanctionable
Practice Practice as defined and set forth in Section VI.
3.2 In further pursuance of this policy, Consultants shall permit and shall
cause its agents to provide information and permit KfW or an agent appointed by
KfW to inspect on site all accounts, records and other documents relating to bid
Part B – Request for Proposals
7 Section I. – Instructions to Consultants
submission and contract performance (in the case of award), and to have them
audited by auditors or agents appointed by KfW.
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Part B – Request for Proposals
Section I. – Instructions to Consultants 8
6. Unfair 6.1 Fairness and transparency in the selection process require that the
Competitive Consultants or their Affiliates competing for a specific assignment do not derive
Advantage a competitive advantage from having provided consulting services related to the
assignment in question or have otherwise been involved in the preparation of
this tender procedure. To that end the Employer shall indicate in the Data Sheet
and make available to all Eligible/Qualified Consultants together with this RFP all
information that would in that respect give such Consultants any unfair
competitive advantage over competing Consultants. Subject to aforementioned
provision Consultants who have produced preparatory studies for the
assignment or who were involved in the preceding phase may participate,
except when they have prepared the Terms of Reference.
B. Preparation of Proposals
7. General 7.1 In preparing the Proposal, the Consultant is expected to examine the
Considerations RFP in detail.
7.2 A substantially responsive Proposal is one that conforms to the terms,
conditions, and specifications of the RFP without material deviation or
reservation which are likely to jeopardize the achievement of the objective of this
assignment and which by their nature are beyond the pure technical evaluation
as per ITC 21.1. A material deviation or reservation is one that:
a) affects in any substantial way the scope, quality, or performance of
the Services; or
b) limits in any substantial way, inconsistent with the RFP, the
Employer’s rights or the Consultant’s obligations under the Contract;
Part B – Request for Proposals
9 Section I. – Instructions to Consultants
or
c) if rectified would unfairly affect the competitive position of other
Consultants presenting substantially responsive Proposals.
Substantially non-responsive Proposals shall be rejected by the Employer.
8. Cost of 8.1 The Consultant shall bear all costs associated with the preparation and
Preparation of submission of its Proposal, and the Employer shall not be responsible or liable
Proposal for those costs, regardless of the conduct or outcome of the selection process.
The Employer is not bound to accept any Proposal, and reserves the right to
annul the selection process at any time prior to Contract award, without thereby
incurring any liability to the Consultant.
9. Language 9.1 The Proposal, as well as all correspondence and documents relating to
the Proposal exchanged between the Consultant and the Employer shall be
written in the language(s) specified in the Data Sheet.
10. Documents 10.1 The Proposal shall comprise the documents and forms listed in the Data
Comprising the Sheet.
Proposal
10.2 The Consultant shall include a Declaration of Undertaking in the format
provided in Form TECH-2 (Section III).
10.3 The Consultant shall furnish all information on commissions, gratuities,
and fees, if any, paid or to be paid to agents, or any other party relating to this
Proposal and, if awarded, Contract execution, as requested in the Financial
Proposal submission form (Section IV).
11. Only One 11.1 The Consultant (including the individual members of any Joint Venture)
Proposal, Sub- shall submit only one Proposal, either in its own name or as part of a Joint
Consultants, Key Venture in another Proposal. If a Consultant, including any Joint Venture
Experts member, submits or participates in more than one Proposal, all such Proposals
shall be rejected. Sub-consultants may participate in more than one Proposal
unless ITC 11.2 applies and if not otherwise stipulated in the Data Sheet.
11.2 A Sub-consultant whose qualification was taken into account during the
Qualification Process along with the one of a Consultant shall only participate in
the Proposal of this Consultant. The ladder shall integrate services from the
respective Sub-Consultant into the Proposal as indicated in the qualification
Process and/or in the Data Sheet.
1
11.3 Individuals (regular staff or temporarily engaged freelance experts)
shall not participate as Key Experts in more than one Proposal unless when
circumstances justify and if stated in the Data Sheet.
12. Proposal 12.1 The Data Sheet indicates the period during which the Consultant’s
Validity Proposal must remain valid after the Proposal submission deadline. During this
period, the Consultant shall maintain its original Proposal without any change,
including the availability of the Key Experts, the proposed rates and the total
price.
12.2 A replacement of Key Experts in the initial Proposal validity period is
acceptable only for duly justified reasons beyond the control of the Consultant
(e.g. sickness or accident). The Consultant shall propose an alternative expert
with an equal or better qualification. If the replacement Key Expert’s qualification
1
An individual (natural person) which is not part of the regular staff (“freelancer”) but engaged temporarily as Key
Expert for the relevant Contract shall not be considered as Sub-Consultant (subcontractor) in this context.
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Part B – Request for Proposals
Section I. – Instructions to Consultants 10
is not equal or better than the qualification of the initial candidate or the
justification for replacement is unsubstantiated the Proposal shall be rejected.
Extension of 12.3 The Employer will make its best effort to complete the evaluation within
Validity Period the Proposal’s validity period. However, should the need arise, the Employer
may request, in writing, all Eligible/Qualified Consultants who submitted
Proposals prior to the submission deadline to extend the Proposals’ validity
period.
12.4 If the Consultant agrees to extend the validity period of its Proposal, it
shall be done without any change in the original Proposal and with the
confirmation of the availability of the Key Experts.
12.5 The Consultant has the right to refuse to extend the validity period of its
Proposal in which case such Proposal will not be further evaluated.
Substitution of 12.6 If any of the Key Experts becomes unavailable during the extended
Key Experts at validity period, the Consultant shall provide a written substitution request to the
Validity Employer.
Extension
12.7 The replacement Key Expert shall have equal or better qualifications
than the Key Expert being replaced. If the Consultant fails to provide a
replacement Key Expert with equal or better qualification, such a Proposal will
be rejected.
12.8 Substitution requests shall not delay the evaluation process.
Sub-Contracting 12.9 The Consultant shall not subcontract the whole of the Services to one or
more Sub-Consultants.
13. Clarification and 13.1 The Consultant may request a clarification of any part of the RFP until
Amendment of RFP the deadline indicated in the Data Sheet. Any request for clarification must be
sent in writing, or by standard electronic means, to the Employer’s address
indicated in the Data Sheet. The Employer will respond in writing, or by standard
electronic means, and will send written copies of the response (including an
explanation of the query but without identifying its source) to all Eligible/Qualified
Consultants not later than ten (10) days prior to the deadline for the submission
of Proposals. Should the Employer deem it necessary to amend the RFP as a
result of a clarification, it shall do so following the procedure described below:
13.1.1 At any time before the Proposal submission deadline, the Employer
may amend the RFP by issuing an amendment in writing or by
standard electronic means. The amendment shall be sent to all
Eligible/Qualified Consultants and will be binding on them.
13.1.2 If the amendment is substantial, the Employer may extend the
Proposal submission deadline to give the Eligible/Qualified
Consultants reasonable time to take an amendment into account in
their Proposals.
13.2 The Consultant may submit a modified Proposal or a modification to any
part of it at any time prior to the Proposal submission deadline. No modifications
to the Technical or Financial Proposal shall be accepted after the deadline.
14. Preparation of 14.1 While preparing the Proposal, the Consultant must give particular
Proposals – attention to the following:
Specific
14.1.1 To establish that the Consultant continues to meet the eligibility and
Considerations
qualification criteria used at the time of Qualification, the Consultant
Part B – Request for Proposals
11 Section I. – Instructions to Consultants
15. Technical 15.1 The Technical Proposal shall not include financial information. A
Proposal Format Technical Proposal containing material financial information shall be declared
and Content non-responsive.
15.2 The Consultant shall not propose Key Experts inconsistent with the Key
Experts profiles described in the TOR (Section VII). Only one CV shall be
submitted for each Key Expert position.
15.3 The Technical Proposal shall be prepared using the Standard Forms
provided in Section III of this RFP.
16. Financial 16.1 The Consultant shall submit a Financial Proposal based on the
Proposal requirement as described in the TOR (Section VII) and taking into account the
remuneration mode as specified in the Data Sheet. If a contract period is
provided in the Data Sheet the Consultant shall assume this contract period in
the preparation of the Financial Proposal. The Financial Proposal shall contain
the information and be structured as detailed in Section IV.
Taxes 16.3 The Consultant, its Sub-consultants and Experts are responsible for
meeting all tax liabilities and public duties in connection with the Contract
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Part B – Request for Proposals
Section I. – Instructions to Consultants 12
Currency of 16.4 The Consultant may express the price for its Services in Euro unless
Proposal otherwise stated in the Data Sheet. If indicated in the Data Sheet, the portion of
the price representing local cost shall be stated in the national currency.
Currency of 16.5 Payments under the Contract shall be made in the currency or
Payment and currencies in which the payment is requested in the Proposal.
Payment
16.6 The Consultant shall calculate the Financial Proposal on the basis of the
Conditions
general payment conditions as per model Contract for consulting services
attached under Section VIII if not otherwise stated in the Data Sheet.
Contributions by 16.7 The Consultant shall assume in the financial Proposal that the Employer
the Employer shall make the following contributions:
16.7.1 provide the Consultant with all the information, documents, maps,
aerial photographs, etc. in his possession and necessary for the
completion of his services, free of charge, for the duration of the
project;
16.7.2 ensure that the Consultant has all the necessary permits to obtain
further documents, maps and aerial photographs;
16.7.3 support the Consultant in obtaining all the necessary working
permits, residence permits and import licenses;
16.7.4 provide other contributions as stipulated in the Data Sheet.
17.6 The original and all the copies of the Technical Proposal shall be placed
inside of a sealed envelope clearly marked “Technical Proposal”, “[Name of the
Assignment]“, reference number, name and address of the Consultant, and with
a warning “Do Not Open until [insert the date and the time of the Technical
Proposal submission deadline].”
17.7 Similarly, the original and all copies of the Financial Proposal (if required
for the applicable selection method) shall be placed inside of a sealed envelope
clearly marked “Financial Proposal” followed by the name of the assignment,
reference number, name and address of the Consultant, and with a warning “Do
Not Open With The Technical Proposal.”
17.8 The sealed envelopes containing the Technical and Financial Proposals
shall be placed into one outer envelope and sealed. This outer envelope shall
bear the submission address, RFP reference number, the name of the
assignment, Consultant’s name and the address, and shall be clearly marked
“Do Not Open Before [insert the time and date of the submission deadline
indicated in the Data Sheet]”.
17.9 If the envelopes and packages with the Proposal are not sealed and
marked as required, the Employer will assume no responsibility for the
misplacement, loss, or premature opening of the Proposal.
17.10 The original of the Proposal or its modifications must be sent to the
address indicated in the Data Sheet and received no later than the deadline
indicated in the Data Sheet, or any extension to this deadline. Any Proposal or
its modification received after the deadline shall be declared late and rejected,
and promptly returned unopened. The timely receipt of the original of the
Proposal at the address and date indicated in the Data Sheet is decisive for the
timely submission of the Proposal.
17.11 The Consultant may be requested to send additional copies of the
Proposal to other recipients as indicated in the Data Sheet. In this case the
same requirements for envelopes and packages apply as for the original of the
Proposal. The receipt of such copies shall not be decisive for the timely
submission.
18. Confidentiality 18.1 From the time the Proposals are opened to the time the Contract is
awarded, the Consultant shall not contact the Employer on any matter related to
its Technical and/or Financial Proposal. Information relating to the evaluation of
Proposals and award recommendations shall not be disclosed to the
Consultants who submitted the Proposals or to any other party not officially
concerned with the process, until the Contract is awarded.
18.2 Any attempt by Eligible/Qualified Consultants or anyone on behalf of the
Consultant to influence improperly the Employer in the evaluation of the
Proposals or Contract award decisions may result in the rejection of its Proposal.
19. Opening of 19.1 The Employer’s evaluation committee shall proceed with the opening of
Technical the Proposals shortly after the submission deadline as indicated in the Data
Proposals Sheet and establish and sign an opening protocol as per ITC 19.4.
19.2 The Employer’s evaluation committee shall be composed of at least
three members unless otherwise detailed in the Data Sheet. One member of the
Evaluation committee shall not be staff from the Employer’s administration or
organisation. However, if a tender agent conducts the selection procedure on
behalf of the Employer as indicated in the Data Sheet the opening of Proposals
shall be done by the tender agent in presence of a witness and both shall sign
the opening protocol as per ITC 19.4
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Part B – Request for Proposals
Section I. – Instructions to Consultants 14
19.3 The envelopes with the Financial Proposal shall remain sealed and shall
be securely stored until they are opened in accordance with ITC 22.
19.4 At the opening of the Technical Proposals the following shall be
recorded in the opening protocol: (i) the presence or absence of a signed
Technical Proposal Submission Form (TECH-1) and the name and business
address of the Consultant or, in case of a Joint Venture, the name and business
address of the Joint Venture, the name and business address of the lead
member and the names and business addresses of all members as stated in
TECH-1; (ii) the presence or absence of a duly sealed envelope with the
Financial Proposal; (iii) the presence or absence of the Declaration of
Undertaking (TECH-2), (iv) any modifications to the Proposal submitted prior to
the Proposal submission deadline; and (v) any other information deemed
appropriate or as indicated in the Data Sheet.
20. Proposals 20.1 The evaluation of the Technical Proposals shall be conducted in
Evaluation conformity with the provisions below. The report shall include all clarifications
with Consultants during the technical evaluation and be signed by all members
of the Evaluation committee, pursuant to ITC 19.2.
20.2 The Consultant is not permitted to alter or modify its Proposal in any
way after the Proposal submission deadline except as permitted in accordance
with ITC 12.6. While evaluating the Proposals, the Employer will conduct the
evaluation only on the basis of the submitted Technical and Financial Proposals.
20.3 Services or items that the Consultant is required to offer as an option as
per the TOR shall not be included in the technical and financial evaluation,
unless otherwise explicitly stated in the Data Sheet.
20.4 Alternative offers will not be taken into consideration unless permitted in
the Data Sheet.
21. Evaluation of 21.1 The Employer shall evaluate the Technical Proposals on the basis of the
Technical criteria and point system set out in the Data Sheet. Each responsive Proposal
Proposals will be given a technical score. A Proposal shall be rejected at this stage if it is
determined to be non-responsive in accordance with ITC 7.2 or if it fails to
achieve the minimum technical score of 75 % of the maximum score in
accordance with ITC 22.1. If specified in the Data Sheet a minimum score may
be applied not only to the overall technical score but also to the achievement of
the ESHS minimum score.
21.2 For the purposes of scoring individual sub-criteria the following
qualitative approach may be applied:,
a) 100% of the max. score: Excellent, no errors or omissions at all are
noted. Exhaustive, conclusive, comprehensive, precise and further
leading suggestion / idea / offering with respect to the sub-criterion.
b) 75% of the max. score: Good, minimal errors or omissions noted.
Exhaustive, conclusive, comprehensive and precise with respect to
the sub-criterion.
c) 50% of the max. score: Unsatisfactory, major errors or omissions
noted not comprising the fulfilment of the sub-criterion, basically
meets the requirement of the respective sub-criterion.
d) 25% of the max. score: Poor, major errors or omissions are noted
comprising the fulfilment of the sub-criterion, substantially deviates
from or indicates misunderstanding of the requirement of the
respective sub-criterion.
Part B – Request for Proposals
15 Section I. – Instructions to Consultants
22. Opening and 22.1 The Financial Proposals of those Consultants which have achieved the
Evaluation of minimum score in accordance with ITC 21.1 shall be opened. The Financial
Financial Proposals of those Consultants below the minimum score shall not be opened
Proposals and returned unopened after completing the selection process and Contract
signing.
22.2 The opening of the Financial Proposals shall be done in accordance
with ITC 19.2 and ITC 19.3.
23. Evaluation of 23.1 The Financial Proposals shall be assessed using the total price after
Financial correcting any arithmetical errors.
Proposals
Time Based
23.2 If a Time-Based contract form is included in the RFP, the Employer’s
contracts
evaluation committee will (a) correct any computational or arithmetical errors, (b)
adjust the prices if they fail to reflect the duration of the contract in accordance
with ITC 14.1.3, and (c) adjust the prices if they fail to reflect all inputs, which, in
accordance with the RFP have to be indicated and priced separately, using the
highest rates for the corresponding items indicated in the Financial Proposals of
competing Bids, determined to be responsive in accordance with ITC 7.2. In
case of discrepancy between (i) a partial amount (sub-total) and the total
amount, or (ii) between the amount derived by multiplication of unit price with
quantity and the total price, or (iii) between words and figures, the former will
prevail. In case of discrepancy between the Technical and Financial Proposals
in indicating quantities of input, the Technical Proposal prevails and the
Employer’s evaluation committee shall correct the quantification indicated in the
Financial Proposal so as to make it consistent with that indicated in the
Technical Proposal, apply the relevant unit price included in the Financial
Proposal to the corrected quantity, and correct the total Proposal cost.
Lump Sum
23.3 If a Lump-Sum contract form is included in the RFP, the Consultant is
contracts
deemed to have included all prices in the Financial Proposal, therefore no price
adjustments shall be made. The total price, net of taxes understood as per
Clause ITC 25 below, specified in the Financial Proposal (Form FIN-1) shall be
considered as the offered price.
23.4 Notwithstanding the above, the offered price may be adjusted for
reimbursable items to allow for comparison, but only for such items explicitly
requested to be offered in the RFP. Reimbursable items will be either
considered or not considered for all Bidders.
24. Taxes 24.1 The Employer’s evaluation of the Consultant’s Financial Proposal shall
exclude customs and excise duties, taxes and levies in the Employer’s country,
directly attributable to the Contract, if not otherwise specified in the Data Sheet.
25. Conversion to 25.1 For the evaluation purposes, prices shall be converted to a single
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Part B – Request for Proposals
Section I. – Instructions to Consultants 16
Single Currency currency using the selling rates of exchange, source and date indicated in the
Data Sheet.
26. Combined 26.1 The Proposal Score shall be calculated by weighting the Technical
Evaluation of Score with 80% and the Financial Score with 20% and adding them as per the
Technical and formula and instructions in the Data Sheet.
Financial
26.2 A final evaluation report shall be established by the Evaluation
Proposals
committee with the result of the combined evaluation and including the
verification of the qualification as per ITC 27. The Consultant with the highest
Proposal Score shall be declared the winner and invited for negotiations.
26.3 An Invitation to clarification and/or negotiation is not a contract award.
27. Qualification of 27.1 The Employer shall determine to its satisfaction whether the Consultant,
the Consultant whose Proposal has achieved the highest Proposal score in accordance with
ITC 26.1 continues to meet the eligibility and qualifying criteria specified at the
qualification/application stage. The determination shall be based upon an
examination of Form E/QUAL as provided in Section 3, Technical Proposal
Forms.
28. Employer’s 28.1 The Employer reserves the right to annul the bidding process and reject
Right to Reject All all Proposals at any time prior to contract award, without thereby incurring any
Proposals liability to Consultants
Availability of 29.3 The invited Consultant shall confirm the availability of all Key Experts
Key Experts included in the Proposal as a pre-requisite to the negotiations, or, if applicable, a
replacement in accordance with Clause 12 of the ITC. Failure to confirm the Key
Experts’ availability shall result in the rejection of the Consultant’s Proposal, in
which case the Employer shall proceed to negotiate the Contract with the next-
ranked Consultant.
29.4 Notwithstanding the above, the substitution of Key Experts at the
negotiations may be considered if due solely to circumstances outside the
reasonable control of and not foreseeable by the Consultant, including but not
limited to death or medical incapacity. In such case, the Consultant shall offer a
substitute Key Expert within the period of time specified in the letter of invitation
to negotiate the Contract, who shall have equivalent or better qualifications and
experience than the original candidate.
Technical 29.5 The scope of the contract negotiations shall be limited to the following
Part B – Request for Proposals
17 Section I. – Instructions to Consultants
Negotiations points:
a) clarifying the work and the methods to be used, where necessary
adjusting the staffing schedule;
b) clarifying any counterpart services to be provided by the Employer
Such negotiations shall be limited to items identified in the evaluation report and
shall not be subject to material changes.
Financial 29.6 Fees and unit prices for incidental costs and for all services that were to
Negotiations be offered on a lump-sum basis pursuant to the invitation to tender are in
principle not subject to negotiation, as they were already taken into account
during the evaluation of the Financial Proposal.
29.7 All terms and conditions of the Contract, including the payment
schedule, shall be strictly in accordance with the terms and conditions set out in
the contract form provided in Section VIII. For the avoidance of doubt, the
Contract terms and conditions shall not be subject to any material changes in
the course of negotiations.
30. Conclusion of 30.1 The negotiations are concluded with a review of the finalized draft
Negotiations Contract, which then shall be initialled by the Employer and the Consultant’s
authorized representative.
30.2 If the negotiations fail, the Employer shall inform the Consultant
immediately in writing of all pending issues and disagreements and provide a
final opportunity to the Consultant to respond. If disagreement persists, the
Employer shall terminate the negotiations informing the Consultant of the
reasons for doing so and invite the next-ranked Consultant to negotiate the
Contract. Once the Employer commences negotiations with the next-ranked
Consultant, the Employer shall not reopen the earlier negotiations.
31. Award of 31.1 After completing the negotiations with the Consultant the Employer shall
Contract, promptly inform all Eligible/Qualified Consultants on the outcome of the selection
Information of procedure. The information sent to the Consultants shall contain the name and
Consultants the contract amount of the winning Consultant, the combined Proposal Score of
the winner and the respective Consultant. Additional requirements for the
publication of the results of the selection procedure are indicated in the Data
Sheet, if any.
31.2 In case a Consultant requests additional information on the result of the
evaluation in writing to the Employer, the Employer shall promptly provide a
debriefing to the Consultant informing on the weaknesses of the Proposal in
relation to the winning Consultant. No additional information shall be disclosed.
31.3 Subject to KfW’s no-objection to the draft Contract the Employer shall
sign the Contract. The Consultant is expected to commence the assignment on
the date and at the location specified in the Data Sheet.
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Part B – Request for Proposals
Section II. – Data Sheet 18
A. General
ITC Clause
Reference
1.1
The name of the Employer is Uganda Electricity Generation Company Limited
(UEGCL)
Based on the results of the qualification process described in Part A. The proposals
of the Eligible/Qualified Consultants approved by the lender will be evaluated.
The method of selection is the quality - cost based selection method
1.3 The name of the assignment is Consulting Services as Owner’s Engineer for Muzizi
Hydropower Project.
Due to Corvid-19 a face to face visit pre-bid conference is not possible, instead a
videoconference is planned as virtual Pre-Bid Meeting. It will be held to allow
clarifications of open topics and questions. The meeting will be set up by use of
WebEx, Zoom or other communication software.
Further details for the meeting will be given to interested and registered Bidders later
on.
1.5 The Employer will provide the following inputs to facilitate the preparation of the
Proposals:
2.0
The Republic of Uganda has received financing for the Muzizi HPP from KfW
Development Bank (“KfW"), the French Development Agency (AFD) and the
European Union (EU) .KfW is the lead financier for this project
The procurement of the requested services is based on the KfW „Guidelines for the
Procurement of Consulting Services, Works, Plant, Goods and Non- Consulting
Part B – Request for Proposals
19 Section II. – Data Sheet
6. Please refer to Section VII, Chapter 9 for all Studies undertaken so far.
B. Preparation of Proposals
9.1 Proposals shall be accepted in the English language, which shall be the governing
language of the Contract.
10.1 The Proposal shall be submitted together with the Qualification envelope
described in PART A (envelope no 1).
This means this Proposal documents will be number 2 and 3 out of three envelopes
The Proposal documents of PART B (Technical and financial) shall be sealed and
submitted in two separate envelopes comprise the following documents:
12.1 Proposals shall remain valid for 180 days after the Proposal submission deadline.
13.1 The deadline for clarifications by Consultants is 20 days prior to the submission date
as per Clause 17.9
The address for any clarifications regarding is as follows:
The Head Procurement and Disposal Unit
[email protected]
and CC to:
[email protected]
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Part B – Request for Proposals
Section II. – Data Sheet 20
and
Mr Helmut Ferrari (Tender Agent)
[email protected]
The Financial Proposal shall be calculated under the assumption that services will
be remunerated on a lump sum basis for the start
activities/construction/commissioning period (Phase I&II) and the project closure
activities (Phase IV).
The services for the support during defects liability period (Phase III), will be paid on
actual cost and request by the Employer.
The Bidder shall include additional equipment / miscellaneous items (Items 8 and 9
in the Detailed Cost Calculation in FIN-2) in the Financial Proposal, which are all
items he requires to fulfil his services in accordance with the Section VII -ToR and
not included in this section or provided by the Employer or by the contractor (on site
infrastructure as camp, vehicles, accommodation…).
The mentioned items shall be deemed to be included in the overall lump sum price
of the offer.
The number of working days per week on site shall be six (6)
The underground works will be on a 24/7 basis
16.2 The following method shall apply to the adjustment of unit prices in foreign currency.
The rates shall be fixed for the contract period as per ITC 16.1 or for a period of 36
Part B – Request for Proposals
21 Section II. – Data Sheet
months whichever is shorter. For services beyond this period, the rates shall be
adjusted as follows:
16.3 For the calculation of the Financial Proposal the following provisions regarding taxes
and public duties in the Employer’s country (only identifiable local taxes and public
duties directly attributable to the Contact shall be considered in this context e.g. VAT
or withholding tax on revenue or income generated through the Contract) apply:
The Consultant, its Sub-consultants and Experts shall be exempt from the payment
of VAT only in the Employer’s country. Withholding tax still needs to be paid.
The Contractor, its Sub-consultants and its Experts are subject to local taxes and
public duties directly attributable to the Contract.
Information on the Consultant’s tax obligations in the Employer’s country can be
found in the TOR Annex 3
The Employer will remunerate the Consultant for taxes and public duties upon proof
of evidence if applicable. The Financial Proposal shall contain a separate estimate
for such taxes and public duties.
For the sake of clarity, other local taxes not directly attributable to the Contract (e.g.
profit tax, corporate tax, income tax) as well as tax liabilities of the Consultant, its
Sub-contractors and Experts outside the Employer’s Country shall be included in the
overhead cost calculation and will not be subject to any separate remuneration.
The Employer provides this information on tax obligations in the Employer’s country
to its best knowledge but cannot assume responsibility for the correctness of it,
which remains with the Consultant.
16.7.4 No other contributions by the Employer except as otherwise stated in the Terms of
Reference
Cons-RfP-2stage-2env-Jan2019-EN
Part B – Request for Proposals
Section II. – Data Sheet 22
The original plus one (1) hard copy including a softcopy shall be submitted at the
following address:
Helmut Ferrari
HF consulting engineers
Luise-Ullrich-Str. 20
80636 Munich
Germany
The Consultant shall send 3 additional copies (hard and soft-copy) of the Proposal
to the following address:
Uganda Electricity Generation Company Limited,
Block C, Victoria Office Park,
Ben Kiwanuka Okot Close, Bukoto
P.O.Box 75831 Kampala, Uganda
The copies of the Proposal shall be packaged in accordance with the requirements
stipulated in ITC 17.5 - 17.8.
19.1 The opening of the Submitted post –qualification documents will take place at the
Tender Agent office in Munich.
19.2 The Employer’s evaluation committee is composed in principal of members from the
Procurement and Disposal Unit, Projects Department, Finance Department, and the
Legal Department as well as experts.
21.1 The technical evaluation shall be carried based on the following criteria and point
system. No additional criteria or sub-criterion than those indicated in the RFP shall
be used for the evaluation of the Technical Proposal.
Minimum scoring threshold is 75% of the maximum score.
1. Concept and methodology 40
IMPORTANT REMARK:
Minimum ESHS score required is 8 out of 12 points
(sum of ESHS sub-criteria included in 1.4 and 2.4)
Minimum Presentation score required is 10 out of 25 points (sub-
criteria 3).
Proposals below the minimum ESHS/Presentation (*) score
will be rejected
(*)Notwithstanding the total threshold of 75 points
The evaluation of the Consultant’s approach and concept and the proposed team
Cons-RfP-2stage-2env-Jan2019-EN
Part B – Request for Proposals
Section II. – Data Sheet 24
21.2
The evaluation of the technical proposal will be held in 2 steps:
1. Evaluation of the submitted technical proposal
*The evaluation of the Resident Engineer, Project Manager & ESHS Leader CV will
take place in the qualification step of Part A, only
Engineer the Project Manager and the ESHS Team Leader. Other personal
of the bidder may attend too.
The invitation will inform of the detailed program, time, date and place of the
interview. The duration of the presentation is scheduled with 120 - 200
minutes. Typical content would be answering technical questions,
assessment of intercultural competence, communication and presentation
skills.
All invited bidders will be interviewed in the same way and for same topics.
The evaluation committee will score the presentation and add the scores to the ones
gathered so far in the evaluation of the written part of the technical offer.
The summarized score of technical evaluation and presentation will be the base for
scoring and the final shortlist of the technical evaluation. This combined score will
be used for weighting of the technical result as described in under 26.1 below.
The presentation/interview during the technical evaluation phase is strictly limited to
aspects of the technical proposal (staffing/methods/schedule/logistics etc.).
No topic of the financial proposal will be raised or discussed.
22.2 The Opening and Evaluation of Financial Proposals will be done similar to the
opening of the technical proposals.
23.3 This RFP is a lump sum based contract for services of Phase I, II and IV
Services of Phase III will be paid on given rates and actual time input.
25.1 The single currency for the conversion of prices expressed in other currencies into a
single one shall be Euro.
The official source of the selling (exchange) rate is the Bank of Uganda.
- not applicable -
The date of the exchange rate is not applicable
26.1 The weights given to the Technical (T) and Financial (F) Proposals are as follows:
WT = 80 %, and
WF = 20 %
Cons-RfP-2stage-2env-Jan2019-EN
Part B – Request for Proposals
Section II. – Data Sheet 26
29.1 Beside the sales responsible the Project Manager, the Resident Engineer and
Leader of ESHS team of the Consultant shall be present during the clarification and
negotiation meeting(s). Other key staffs of the Consultant are welcomed as well.
29.5 Items which show up only during the negotiations and impact price or scoring of the
Consultant may lead to rejection and/or revisit of the ranking system.
In such a case of rejection of the Consultant’s Proposal or change of ranking, the
Employer shall proceed to negotiate the Contract with the next-ranked or best
ranked Consultant.
29.8 Due to the unknown development of the current pandemic situation all physical
meetings and travels might be replaced by online meetings or a possible neutal
meeting place can be agreed upon the parties.
The details of contract award and coming into force are stated in the contract
document according to Section VIII.
31.4 For an exchange of the key staff (here: resident engineer, project manager, ESHS
team leader and geotechnical team leader), which is not due to a force majeure, the
consultant must at least the equally qualified replacement training for 3 months free
of charge.
Part B – Request for Proposals
27 Section III. – Technical Proposal - Standard Forms
Cons-RfP-2stage-2env-Jan2019-EN
Part B – Request for Proposals
Section III. – Technical Proposal - Standard Forms 28
Form TECH-1
[Location, Date]
Dear Sirs:
We, the undersigned, offer to provide the consulting services for [Insert title of assignment] in
accordance with your Request for Proposals dated [Insert Date] and our Proposal. We are hereby
submitting our Proposal, which includes this Technical Proposal and a Financial Proposal sealed in a
separate envelope.
[If the Consultant is a joint venture, insert the following: “We are submitting our Proposal in a
joint venture between: [Insert a list with full name and the legal address of each member, and indicate
the lead member]. We have attached a copy [insert: “of our letter of intent to form a joint venture” or, if
a JV is already formed, “the relevant information of the existing JV agreement”] signed by every
participating member, which details the likely legal structure of and the confirmation of joint and
severable liability of the members of the said joint venture.”
or
If the Consultant’s Proposal includes Sub-consultants, insert the following: “We are submitting our
Proposal with the following firms as Sub-consultants: [Insert a list with full name and address of each
Sub-consultant.”]
(a) All the information and statements made in this Proposal are true and we accept that
any misinterpretation or misrepresentation contained in this Proposal may lead to our
disqualification by the Employer.
(b) Our Proposal shall be valid and remain binding upon us for the period of time
specified in ITC 12.1.
(d) Except as stated in ITC 12, we undertake to negotiate a Contract on the basis of the
proposed Key Experts. We accept that the substitution of Key Experts for reasons
other than those stated in ITC 27.4 may lead to the termination of Contract
negotiations.
(e) Our Proposal is binding upon us and subject to any modifications resulting from the
Contract negotiations.
We undertake, if our Proposal is accepted and the Contract is signed, to initiate the Services related to
the assignment no later than the date indicated in ITC 29.
We understand that the Employer is not bound to accept any Proposal that the Employer receives.
Part B – Request for Proposals
29 Section III. – Technical Proposal - Standard Forms
We remain,
Yours sincerely,
Address:
Contact information (phone and e-mail):
[For a joint venture, either all members shall sign or only the lead member, in which case the power of
attorney to sign on behalf of all members shall be attached.]
Cons-RfP-2stage-2env-Jan2019-EN
Part B – Request for Proposals
Section III. – Technical Proposal - Standard Forms 30
FORM TECH-2
Declaration of Undertaking
Reference name of the Qualification/Offer/Contract: ("Contract")2
To: ("Project Executing Agency")
1. We recognise and accept that KfW only finances projects of the Project Executing
Agency (“PEA”)3 subject to its own conditions which are set out in the Funding
Agreement it has entered into with the PEA. As a matter of consequence, no legal
relationship exists between KfW and our company, our Joint Venture or our
Subcontractors under the Contract. The PEA retains exclusive responsibility for the
preparation and implementation of the Tender Process and the performance of the
Contract.
2. We hereby certify that neither we nor any of our board members or legal
representatives nor any other member of our Joint Venture including Subcontractors
under the Contract are in any of the following situations:
2.1) being bankrupt, wound up or ceasing our activities, having our activities
administered by courts, having entered into receivership, reorganisation or being
in any analogous situation;
2.2) convicted by a final judgement or a final administrative decision or subject to
financial sanctions by the United Nations, the European Union or Germany for
involvement in a criminal organisation, money laundering, terrorist-related
offences, child labour or trafficking in human beings; this criterion of exclusion is
also applicable to legal Persons, whose majority of shares are held or factually
controlled by natural or legal Persons which themselves are subject to such
convictions or sanctions;
2.3) having been convicted by a final court decision or a final administrative
decision by a court, the European Union, national authorities in the Partner
Country or in Germany for Sanctionable Practice in connection with a Tender
Process or the performance of a Contract or for an irregularity affecting the EU’s
financial interests (in the event of such a conviction, the Applicant or Bidder shall
attach to this Declaration of Undertaking supporting information showing that this
conviction is not relevant in the context of this Contract and that adequate
compliance measures have been taken in reaction);
2.4) having been subject, within the past five years to a Contract termination fully
settled against us for significant or persistent failure to comply with our contractual
obligations during such Contract performance, unless this termination was
challenged and dispute resolution is still pending or has not confirmed a full
settlement against us;
2.5) not having fulfilled applicable fiscal obligations regarding payments of taxes
either in the country where we are constituted or the PEA's country;
2
Capitalised terms used, but not otherwise defined in this Declaration of Undertaking have the meaning given to such term in
KfW’s “Guidelines for the Procurement of Consulting Services, Works, Plant, Goods and Non-Consulting Services in Financial
Cooperation with Partner Countries”.
3
The PEA means the purchaser, the Employer, the client, as the case may be, for the procurement of Consulting Services,
Works, Plant, Goods or Non-Consulting Services.
Part B – Request for Proposals
31 Section III. – Technical Proposal - Standard Forms
2.6) being subject to an exclusion decision of the World Bank or any other
multilateral development bank and being listed on the website
http://www.worldbank.org/debarr or respectively on the relevant list of any other
multilateral development bank (in the event of such exclusion, the Applicant or
Bidder shall attach to this Declaration of Undertaking supporting information
showing that this exclusion is not relevant in the context of this Contract and that
adequate compliance measures have been taken in reaction); or
2.7) being guilty of misrepresentation in supplying the information required as a
condition of participation in the Tender.
3. We hereby certify that neither we, nor any of the members of our Joint Venture or any
of our Subcontractors under the Contract are in any of the following situations of
conflict of interest:
3.1) being an Affiliate controlled by the PEA or a shareholder controlling the PEA,
unless the stemming conflict of interest has been brought to the attention of KfW
and resolved to its satisfaction;
3.2) having a business or family relationship with a PEA's staff involved in the
Tender Process or the supervision of the resulting Contract, unless the stemming
conflict of interest has been brought to the attention of KfW and resolved to its
satisfaction;
3.3) being controlled by or controlling another Applicant or Bidder, or being under
common control with another Applicant or Bidder, or receiving from or granting
subsidies directly or indirectly to another Applicant or Bidder, having the same
legal representative as another Applicant or Bidder, maintaining direct or indirect
contacts with another Applicant or Bidder which allows us to have or give access
to information contained in the respective Qualifications or Offers, influencing
them or influencing decisions of the PEA;
3.4) being engaged in a Consulting Services activity, which, by its nature, may be
in conflict with the assignments that we would carry out for the PEA;
3.5) in the case of procurement of Works, Plant or Goods:
i. having prepared or having been associated with a Person who prepared
specifications, drawings, calculations and other documentation to be used
in the Tender Process of this Contract;
ii. having been recruited (or being proposed to be recruited) ourselves or
any of our Affiliates, to carry out works supervision or inspection for this
Contract;
4. If we are a state-owned entity, and compete in a Tender Process, we certify that we
have legal and financial autonomy and that we operate under commercial laws and
regulations.
5. We undertake to bring to the attention of the PEA, which will inform KfW, any change
in situation with regard to points 2 to 4 here above.
6. In the context of the Tender Process and performance of the corresponding Contract:
6.1) neither we nor any of the members of our Joint Venture nor any of our
Subcontractors under the Contract have engaged or will engage in any
Cons-RfP-2stage-2env-Jan2019-EN
Part B – Request for Proposals
Section III. – Technical Proposal - Standard Forms 32
Sanctionable Practice during the Tender Process and in the case of being
awarded a Contract will engage in any Sanctionable Practice during the
performance of the Contract;
6.2) neither we nor any of the members of our Joint Venture or any of our
Subcontractors under the Contract shall acquire or supply any equipment nor
operate in any sectors under an embargo of the United Nations, the European
Union or Germany; and
6.3) we commit ourselves to complying with and ensuring that our Subcontractors
and major suppliers under the Contract comply with international environmental
and labour standards, consistent with laws and regulations applicable in the
country of implementation of the Contract and the fundamental conventions of the
International Labour Organisation4 (ILO) and international environmental treaties.
Moreover, we shall implement environmental and social risks mitigation measures
when specified in the relevant environmental and social management plans or
other similar documents provided by the PEA and, in any case, implement
measures to prevent sexual exploitation and abuse and gender based violence.
7. In the case of being awarded a Contract, we, as well as all members of our Joint
Venture partners and Subcontractors under the Contract will, (i) upon request,
provide information relating to the Tender Process and the performance of the
Contract and (ii) permit the PEA and KfW or an Auditor appointed by either of them,
and in the case of financing by the European Union also to European institutions
having competence under European Union law, to inspect the respective accounts,
records and documents, to permit on the spot checks and to ensure access to sites
and the respective project.
8. In the case of being awarded a Contract, we, as well as all our Joint Venture partners
and Subcontractors under the Contract undertake to preserve above mentioned
records and documents in accordance with Applicable Law, but in any case for at
least six years from the date of fulfillment or termination of the Contract. Our financial
transactions and financial statements shall be subject to auditing procedures in
accordance with Applicable Law. Furthermore, we accept that our data (including
personal data) generated in connection with the preparation and implementation of
the Tender Process and the performance of the Contract are stored and processed
according to the Applicable Law by the PEA and KfW.
Signature: Dated:
4
In case ILO conventions have not been fully ratified or implemented in the Employer’s country the Applicant/Bidder/Contractor
shall, to the satisfaction of the Employer and KfW, propose and implement appropriate measures in the spirit of the said ILO
conventions with respect to a) workers grievances on working conditions and terms of employment, b) child labour, c) forced
labour, d) worker’s organisations and e) non-discrimination.
5
In the case of a JV, insert the name of the JV. The person who will sign the application, Bid or Proposal on behalf of the
Applicant/Bidder shall attach a power of attorney from the Applicant/Bidder.
Part B – Request for Proposals
33 Section III. – Technical Proposal - Standard Forms
FORM TECH-3
[Form TECH-3: comments and suggestions on the Terms of Reference that could improve the
quality/effectiveness of the assignment; and on requirements for counterpart staff and facilities,
which are provided by the Employer, including: administrative support, office space, local
transportation, equipment, data, etc.]
[The Consultant is explicitly encouraged to present a detailed critical analysis and the
Consultant’s interpretation of the project’s objectives and the TOR. This might encompass
critical comments and doubts about the suitability, consistency and feasibility of individual
aspects and the concept as a whole, if any. The methodology suggested must take
constructive account of these.]
[Comments on counterpart staff and facilities to be provided by the Employer. For example,
administrative support, office space, local transportation, equipment, data, background
reports, etc., if any.]
Cons-RfP-2stage-2env-Jan2019-EN
Part B – Request for Proposals
Section III. – Technical Proposal - Standard Forms 34
FORM TECH-4
DESCRIPTION OF APPROACH, METHODOLOGY, AND WORK PLAN IN
RESPONDING TO THE TERMS OF REFERENCE
[Form TECH-4: a description of the approach, methodology and work plan for performing the
assignment, including a detailed description of the proposed methodology and staffing for
training, if the Terms of Reference specify training as a specific component of the
assignment. The texts and information should be compiled and presented in a way that is
related to the project. Consultants shall refrain from long explanations in the style of a
textbook. The presentation of diagrams, tables and graphics is preferred. Suggested
structure of the Technical Proposal:
b) Work Plan [Please outline the plan for the implementation of the main activities/tasks
of the assignment, their content and duration, phasing and interrelations, milestones
(including interim approvals by the Employer), and tentative delivery dates of the
reports. The proposed work plan should be consistent with the technical approach
and methodology, showing your understanding of the TOR and ability to translate
them into a feasible working plan. A list of the final documents (including reports) to
be delivered as final output(s) should be included here. The work plan should be
consistent with the Work Schedule Form.]
c) Organization and Staffing [Please describe the structure and composition of your
team, including the list of the Key Experts, other experts and relevant technical and
administrative support staff. Responsibilities within the project team have to be
defined. Please include an organisation chart showing the Consultant’s internal
organisation as well as the interactions with the Employer as well as with other
stakeholders. The Consultant is encouraged to include junior staff in his team subject
to available guidance within a team headed by senior professional staff and
application of adequate rates. If certain tasks are not exclusively performed at site,
the Consultant has to describe how the execution and co-operation between site and
home office staff is assured.]
d) Back-up Services [Please describe the envisaged backstopping by the home office
for the team working locally on technical and administrative questions that could arise
Part B – Request for Proposals
35 Section III. – Technical Proposal - Standard Forms
during project implementation as well as for the controlling and monitoring of the
work.]
e) Quality Control and Management [Please outline the procedures for quality control
management of services (reports, documents, drawings), including those prepared by
associates, sub-consultants and local partners, before submission to the Employer.
Plain reference to ISO 9001 is not considered to be adequate.]
f) Logistics [Please describe the planned logistics and facilities for the execution of the
services.]
Cons-RfP-2stage-2env-Jan2019-EN
Section III. – Technical Proposal - Standard Forms 36
23
1 Months
N° Tasks (T-..)
1 2 3 4 5 6 7 8 9 ..... n TOTAL
T-1 [e.g., Task #1: Report A
1) data collection
2) drafting
3) inception report
4) incorporating comments
5) .........................................
6) delivery of final report to Employer]
1 List the tasks with the breakdown for activities, deliverables and other benchmarks such as the Employer’s approvals. For phased
assignments, indicate the activities, delivery of reports, and benchmarks separately for each phase.
2 Duration of activities shall be indicated in a form of a bar chart.
3 Include a legend, if necessary, to help read the chart.
37 Section III. – Technical Proposal - Standard Forms
3
12 Total time-input
Months
(in person-months)
N° Name Position
Interna Nation
1 2 3 4 5 6 7 8 9 ..... n Total
tional al
KEY EXPERTS
[e.g., Team Home
K-1 [e.g., Mr/Mrs. A]
Leader] Field
K-2
K-3
n
Subtotal:
OTHER EXPERTS
[Home
E-1 ]
[Field]
E-2
n
Subtotal:
Total:
Form TECH-6
(Continued)
CURRICULUM VITAE (CV)
Employment record relevant to the assignment: [Starting with present position, list in
reverse order. Please provide dates, name of employing organization, titles of positions held,
types of activities performed and location of the assignment, and contact information of
previous clients and employing organization(s) who can be contacted for references. Past
employment that is not relevant to the assignment does not need to be included.]
FORM FIN-1
FINANCIAL PROPOSAL - SUBMISSION FORM
[Location, Date]
Dear Sirs:
We, the undersigned, offer to provide the consulting services for [Insert title of
assignment] in accordance with your Request for Proposal dated [Insert Date] and our
Technical Proposal.
Our attached Financial Proposal is for the amount of [Indicate the corresponding to
the amount(s) currency(ies)] [Insert amount(s) in words and figures], [Insert “excluding” as
standard or “including”] of all indirect local taxes in accordance with Clause 25.1 in the Data
Sheet. The estimated amount of local indirect taxes is [Insert currency] [Insert amount in
words and figures] which shall be confirmed or adjusted, if needed, during negotiations.
[Please note that all amounts shall be the same as in Form FIN-2].
Our Financial Proposal shall be binding upon us subject to the modifications
resulting from Contract negotiations, up to expiration of the validity period of the Proposal, i.e.
before the date indicated in Clause 12.1 of the Data Sheet.
[If no payments are made or promised, add the following statement: “No commissions or gratuities
have been or are to be paid by us to agents or any third party relating to this Proposal and Contract
execution.”]
We understand you are not bound to accept any Proposal you receive.
We remain,
Yours sincerely,
Basic Services
Sum in EUR
Optional services
Grand Total Phase I, II, III & IV - Lump sum and Time based
Optional Services,
[In case of services to be offered on an optional basis as per TOR the Consultant shall use the same
cost breakdown structure shown above and below. The same applies if the Consultant wishes to
propose an alternative proposal.]
Optional Services
Part B – Request for Proposals
43 Section IV. – Financial Proposal – Standard Forms
Summary Overview
Package A Lump Sum Services
Phase I, II & IV – (as per Data Sheet clause 16.1.and TOR)
*The cost overview presented for lump sum services shall only be used to demonstrate the basis for
calculation of services and, if needed, for payments of possible additional services requested later. All
items are remunerated on a lump-sum basis. In exceptional cases items 8 and/or 9 (Equipment,
Miscellaneous cost) might be remunerated at actual cost, if explicitly specified in the ITC. The same
applies for the lump sum services presented in the Detailed Cost Calculation below.
Part B – Request for Proposals
Section IV. – Financial Proposal – Standard Forms 44
1. Foreign Staff Cost Unit No. Unit Rate (EUR) Amount (EUR)
1.1 Team Leader month ...
1.2 NN month ...
1.3 … month …
Sub-total Foreign staff
2. Local Staff Cost (incl. allowances and accommodation, see explanation)
2.1 NN month ...
2.2 ... month ...
Sub-total Local staff
3. Allowance, Accommodation, Complementary Travel Costs for Foreign Staff
3.1 Allowance, accommodation - Long-term month ...
staff
3.2 Allowance, accommodation - Short-term month ...
staff
Sub-total Allowance and accommodation
4. International Travel
4.1 International return flights flight ...
4.2 Complementary travel costs flight …
4.3 …. other international flights flight …
Sub-Total International flights
5. Local Travel & Transport Cost
5.1 Vehicle lease/rent or use of own vehicles month ...
5.2 Vehicle O&M incl. driver, assurance, month ...
repairs
5.3 Other local transport (short-term, peak) day …
5.4 Local flights flight ...
Sub-total Local transport
6. Project Office
6.1 Office rent month ...
6.2 Office operation month ...
Sub-total Project office
7. Reports and Documents
7.1 ... (Type of reports/documents to be stated) /doc ...
7.2 ... ... ...
Sub-total Reports and documents
8. Equipment
8.1.Office equipment … …
8.2 Project vehicles
8.2 Other. equip. to be handed over/consumed ... ...
Sub-Total Total Equipment
9. Miscellaneous Items
9.1 Other miscellaneous items/services …
9.2 Contingencies … …
Sub-Total Total Miscellaneous items/services
* To be submitted separately for each package. It shall not be used as basis for payment of lump sum
services. Otherwise see explanation in the Summary Overview sheet.
Part B – Request for Proposals
45 Section IV. – Financial Proposal – Standard Forms
1. Foreign Staff Cost Unit No. Unit Rate (EUR) Amount (EUR)
1.1 Team Leader month ...
1.2 NN month ...
1.3 … month …
Sub-total Foreign staff
2. Local Staff Cost (incl. allowances and accommodation, see explanation)
2.1 NN month ...
2.2 ... month ...
Sub-total Local staff
3. Allowance, Accommodation, Complementary Travel Costs for Foreign Staff
3.1 Allowance, accommodation - Long-term month ...
staff
3.2 Allowance, accommodation - Short-term month ...
staff
Sub-total Allowance and accommodation
4. International Travel
4.1 International return flights flight ...
4.2 Complementary travel costs flight …
4.3 …. other international flights flight …
Sub-Total International flights
5. Local Travel & Transport Cost
5.1 Vehicle lease/rent or use of own vehicles month ...
5.2 Vehicle O&M incl. driver, assurance, month ...
repairs
5.3 Other local transport (short-term, peak) day …
5.4 Local flights flight ...
Sub-total Local transport
6. Project Office
6.1 Office rent month ...
6.2 Office operation month ...
Sub-total Project office
7. Reports and Documents
7.1 ... (Type of reports/documents to be stated) /doc ...
7.2 ... ... ...
Sub-total Reports and documents
8. Equipment
8.1.Office equipment … …
8.2 Project vehicles
8.2 Other. equip. to be handed over/consumed ... ...
Sub-Total Total Equipment
9. Miscellaneous Items
9.1 Other miscellaneous items/services …
9.2 Contingencies … …
Sub-Total Total Miscellaneous items/services
* To be submitted separately for each package. It shall not be used as basis for payment of lump sum
services. Otherwise see explanation in the Summary Overview sheet.
Part B – Request for Proposals
Section IV. – Financial Proposal – Standard Forms 46
Detailed cost calculation for Package B – Phase III- DLP (time based services) –
During Operation and Maintenance after COD up to PC (Phase III)
Cost for the services of phase III mentioned in chapter 3.5 TOR
Services such as, issuing the PC, preparation of Project Completion Report etc. have to been
calculated and included in Package A/Phase I, II & IV
WORK ON PROVIDED EVIDENCE AND UPON REQUEST BY UEGCL where UEGCL reserves all
rights to order such work anytime during the project assignment
The Personnel rates have to include all additional costs (e.g. office costs, equipment, etc) except travel
costs
DAILY RATES
6
Position Quantity (Days) Unit Rate (EUR) Amount (EUR)
Project Manager 50
Resident Engineer 80
Assistant Resident 80
Engineer
International Professional 30
Key Staff
Ugandan/regional Long- 80
term Key Staff
WEEKLY RATES
7
Position Quantity (Weeks) Unit Rate (EUR) Amount (EUR)
Project Manager 4
Resident Engineer 8
Assistant Resident 8
Engineer
International Professional 3
Long-term Key Staff
International Professional 2
Short-term Key Staff
Ugandan/regional Long- 8
term Key staff
6
Indicative amounts given are for comparison purposes, only.
7
Indicative amounts given are for comparison purposes, only.
Part B – Request for Proposals
47 Section IV. – Financial Proposal – Standard Forms
MONTHLY RATES
8
Position Quantity (months) Unit Rate (EUR) Amount (EUR)
Project Manager 1
Resident Engineer 1
Assistant Resident 1
Engineer
International Professional 1
Key Staff
Ugandan/regional Long- 1
term Key Staff
TRAVEL COST
9
ITEM Units UNIT RATE (EUR) Amount (EUR)
8
Indicative amounts given are for comparison purposes, only.
9
Indicative amounts given are for comparison purposes, only.
Part B – Request for Proposals
Section IV. – Financial Proposal – Standard Forms 48
Form FIN 2
Important note: Each sub-item contained in items 3 to 7 shall be offered as lump-sum item specified in
the respective unit according to the Detailed Cost Calculation sheet. In case of lump sum packages the
rates presented here shall only be used to demonstrate the basis for calculation of services and, if
needed, for payments of possible additional services. In case of time based packages the relevant
lump sum unit rates shall be used for payments according to the actual quantities.
The Financial Proposal shall be structured as detailed in Form FIN 2 above and be calculated inclusive
of all ancillary cost as detailed below.
Absence for vacation of staff as applicable in the Consultant’s home office for foreign staff and in the
Employer’s country for local staff shall be deemed to be included in the unit staff rates, as well as sick
leave up to the same amount. Unless otherwise specified in this RFP backstopping services from the
home office are deemed to be included in the overhead cost.
In case Equipment Cost items are not specified explicitly in ITC 16.1 or the TOR the following applies:
The Financial Proposal shall include procurement of all office and work equipment like vehicles (other
than leased/ rented or owned by the Consultant), furniture, appliances, survey, measuring and test
instruments etc., which the Consultant deems necessary for the execution of the project. In this case
the respective cost will be reimbursed upon presentation of documentary evidence in the currency as
occurred or in the project currency at the exchange rate of the invoice date. No handling charges will
be accepted.
Note: Procurement of goods and services for the project implementation through a disposition fund or
otherwise has to be managed and controlled through inclusion of qualified and adequate staff in the
team.
In case Miscellaneous Cost items are not specified explicitly in ITC 16.1 or the TOR the following
applies:
The Consultant shall include in its Financial Proposal such items considered necessary for the
fulfilment of the requirements of the TOR. In this case the respective cost will be reimbursed upon
presentation of documentary evidence in the currency as occurred or in the project currency at the
exchange rate of the invoice date. No handling charges will be accepted.
Section VI. – KfW Policy – Sanctionable Practice – Social and Environmental Responsibility
50
3. State-owned entities may compete only if they can establish that they (i) are legally and financially
autonomous, and (ii) operate under commercial law. To be eligible, a state-owned entity shall
establish to KfW’s satisfaction, through all relevant documents, including its charter and other
information KfW may request, that it: (i) is a legal entity separate from their state (ii) does not
currently receive substantial subsidies or budget support; (iii) operates like any commercial
51 Section VI. – KfW Policy – Sanctionable Practice – Social and Environmental
Responsibility
enterprise, and, inter alia, is not obliged to pass on its surplus to their state, can acquire rights and
liabilities, borrow funds and be liable for repayment of its debts, and can be declared bankrupt.
Section VI. – KfW Policy – Sanctionable Practice – Social and Environmental Responsibility
52
Corrupt Practice The promising, offering, giving, making, insisting on, receiving,
accepting or soliciting, directly or indirectly, of any illegal payment
or undue advantage of any nature, to or by any person, with the
intention of influencing the actions of any person or causing any
53 Section VI. – KfW Policy – Sanctionable Practice – Social and Environmental
Responsibility
(a) comply with and ensure that all their Subcontractors and major suppliers, i.e. for major
supply items comply with international environmental and labour standards, consistent
with applicable law and regulations in the country of implementation of the respective
Contract and the fundamental conventions of the International Labour Organisation10
(ILO) and international environmental treaties and;
(b) implement any environmental and social risks mitigation measures, as identified in the
environmental and social impact assessment (ESIA) and further detailed in the
environmental and social management plan (ESMP) as far as these measures are
relevant to the Contract and implement measures for the prevention of sexual
exploitation and abuse and gender-based violence.
Section VII. – Terms of Reference 54
SECTION VII
TERMS OF REFERENCE
SEPARATE FILE
Muzizi HPP - Uganda
UEGCL –
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1 Introduction ...................................................................................................................... 7
1.1 General aspects:.......................................................................................................... 7
1.2 Objectives and Scope of the project ............................................................................ 7
1.3 The Employer .............................................................................................................. 8
1.4 The Operator of the Muzizi Power Plant ...................................................................... 9
1.5 Project Area: ................................................................................................................ 9
1.6 The Project in detail ................................................................................................... 10
1.7 Status of the Project and existing studies, assessments and permits ....................... 13
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9 Logisitcs .......................................................................................................................... 52
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EU European Union
EUR EURO
GW Groundwater
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mio. Million
QA Quality Assurance
QC Quality Control
TA Tender Agent
Taking Over Certificate - A certificate issued to the Contractor stating the date
on which the Works were completed in accordance with the Contract, except
TOC
for any minor outstanding work and defects which will not substantially affect
the use of the Works for their intended purpose.
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UEGCL Uganda Electricity Generation Company Limited – is the PEA for this project
WB World Bank
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1 INTRODUCTION
All the services of the Consultant described in the following shall be performed in close
coordination and cooperation with the Project Executing Agency (PEA) and KfW
(Kreditanstalt für Wiederaufbau). It has been attempted to outline the Consultant's tasks
during execution of his services as precisely as possible. However, the Consultant shall bear
in mind that the list of tasks and activities can by no means be considered as a complete and
exhaustive description of the Consultant's duties. It is rather the Consultant's responsibility, in
cooperation with and with the approval of PEA and KfW, to verify critically the scope of
services indicated and adapt his concept accordingly wherever he deems necessary
according to his own professional judgement and the knowledge he will acquire during
preparation of his proposal. It is understood that the Consultant performs all work necessary
to fulfil the objectives of the Project. In his role as the Owner’s Engineer (OE) he shall act in
coordination with PEA and KfW on behalf of the PEA and represent the owner’s side for the
success of the project.
In case the Consultant considers necessary to amend the scope of his services he shall offer
these services in his technical and financial proposal as optional.
During the Consultant's assignment other consultants and advisors may provide services to
him for this project. It is the duty of the Consultant to coordinate his activities in the role of the
OE with the operation of others relevant to the Project. It is to be ensured that the proposed
standards, system, methods, etc. are compatible as much as possible and to avoid
duplication of effort.
The project consists of the construction of the Muzizi hydro power plant (50 MW) in western
Uganda with the objective to improve the supply of the economy and the electricity
consumers of Uganda with cost-efficient and environmentally friendly energy from hydro
power. In this way the project will contribute to the Overall Objectives of increasing the
generation capacity from renewable sources, improving the access to renewable and
environmentally friendly energy as well as the efficiency of energy supply and utilization.
HPP Muzizi will be developed as a run-of-river power plant with additional peaking capacity
to provide electricity also during peak demand times of the day. Further the plant will serve
all grid services in the range of its possible technical limits from the state-of-the-art. The
project includes all construction measures, environmental and social mitigation measures as
well as expert services to support the implementation and monitoring of the project. The
project was divided into two lots for prequalification of the companies. The two lots will be
included under one contract as a Plant and Design-Build Contract. The design might be
further optimised by the Plant and Design-Build Contractor of both lots.
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headrace tunnel, pressure shaft, pipe gallery, powerhouse and tailrace channel, as well as
foundations and civil structures for the switchyard facilities, the civil part of 132 kV and 33 kV
transmission lines, access roads and the Permanent Operator’s Camp as well as all other
temporary and permanent civil structures of a hydro power plant complex including
compensation and mitigation measures.
Lot 2 – Electrical and Mechanical Works:
The Scope of Supply under Lot 2 includes the design, engineering, manufacture, supply,
installation and commissioning of all mechanical and electrical works including three (3) high-
head, multi-jet, vertical-shafted Pelton turbines and generator sets including main inlet
spherical valve, dismantling piece, digital and hydraulic turbine governor, control systems,
transformers, SCADA, switchyard and balance of plant. It also includes hydro-mechanical
equipment (powerhouse and dam), supply and installation of the pressure shaft steel lining
and the steel penstocks and the 33 kV and 132 kV transmission lines including masts and
towers, respectively as well as all other temporary and permanent equipment structures of a
hydro power plant complex.
Uganda Electricity Generation Company Limited (UEGCL) is the Project Executing Agency
for the Muzizi Hydropower project. UEGCL is wholly owned by the Republic of Uganda and is
located on Block C, Victoria Office Park, Plot 6-9 Ben Kiwanuka Okot Close, Bukoto,
Kampala, Uganda.
UEGCL is a Public Limited Liability Company, duly incorporated under the Companies Act on
the basis of the Public Enterprises Reform and Divestiture Act, Cap 98 and Electricity Act,
Cap 145 respectively. UEGCL shall on behalf of the Government of Uganda, foster the
renewable energy generation capacity of Uganda, especially in the hydropower sector.
UEGCL plans to develop the Muzizi HPP by engaging a Plant, Design-Build Contractor
according to the FIDIC Yellow Book 1999 Edition.
The Government of the Republic of Uganda has secured financing from KfW Development
Bank of Germany, the French Development Agency (AFD) and the European Union (EU) for
development of the Muzizi HPP. The financing gap between the funds provided by the
financiers (KfW, AFD and EU) and the actual cost of construction will be covered by the
Republic of Uganda.
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For the purpose of the Muzizi plant operation and maintenance, UEGCL will establish a sister
company “ Muzizi O&M Ltd” fully responsible for operation and maintenance of the plant. All
UEGCL personnel who had attended the Technology Transfer and Training Programme
(TTTP) implemented by the Contractor during the construction phase as well as any other
new personnel employed by UEGCL for the purpose of Muzizi Plant operation and
maintenance, shall be fully transferred to the “Muzizi O&M Ltd”.
The experienced (expatriate) Plant Operation and Maintenance Expert provided by the
Contractor shall be seconded to “Muzizi O&M Ltd” and he shall become the Plant Manager
and be responsible for operation and maintenance of the Project. During the Defects Liability
Period, he shall also collaborate with the staff assigned by the Contractor for the purpose of
taking care of defects liability issues while continuously training the “Muzizi O&M Ltd”
employees. During this period, he will also prepare his successor Plant Manager from among
the UEGCL or “Muzizi O&M Ltd” employees. At the end of the second year of the Defects
Liability Period, he shall start gradually transferring his responsibilities to his successor so
that he can be relieved from his responsibility at the end of the third year of the Defects
Liability Period.
Six months prior to the Commercial Operation Date, the Contractor shall also provide an
Economist/Finance Expert experienced with related finance, accounting, loan repayment and
escrow management of hydropower or other similar power utilities. He shall design the
accounting and finance system of “Muzizi O&M Ltd” and train its personnel. The engagement
of the Economist/Finance Expert shall continue until the “Muzizi O&M Ltd” accounting staff is
fully trained. After six months of the Commercial Operation Date, his engagement may
become only part-time or sporadic on as needed basis.
The consultant (OE) shall be required to supervise the contractor’s implementation of the
TTTP during the construction period and Defects Liability Period to ensure that UEGCL’s
objectives for this Programme are met. Further the OE will work mutually together with the
UEGCL TTTP personnel and carry out additional on the job training on a daily basis at site.
In the context of this document, the term Project Area covers the totality of areas where
Project related activities take place (i.e. the execution of permanent works) and areas which
are influenced by Project related activities including surroundings, i.e. including but not
limited to access roads, quarries, borrow areas, stockpiling of backfill material, camps or
storage areas. The Project Area of Influence (AoI) is described in the ESIA (2018).
The Project is situated on the River Muzizi in Western Uganda, south of Lake Albert in
Kagadi District.
The power house is located about 6 km upstream of Lake Albert. Before the Muzizi River
enters the Rift Valley (Albertine Graben), it drops from about 1,090 mAD to 620mAD through
a distance of 3.5 km, cutting its way through the Muzizi Gorge. With a nominal design
discharge of 12 m3/s and the total gross head of roughly 465 the estimated nominal installed
capacity of the Project is about 50 MW. The estimated annual energy production is 240
GWh. The plant shall be designed to be capable of peaking and of generating in overload to
the nominal capacity with a 15% higher discharge of 13.8 m³/s.
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Close to the powerhouse location is the Muzizi Army Detach of Uganda Peoples Defence
Forces (UPDF).
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A summary of the major salient plant figures according to the tender outline design are listed
below.
Table 1: Summary of Muzizi Hydropower Plant Parameters (according to Tender Outline Design)
Location
Intake, Elevation 36 N / N 228056 / E 105102 / 1,086.25 m aD
Powerhouse, Elevation 36 N / N 227149 / E 108340 / 626.00 m aD
Type of Project Diversion high head hydropower plant, run-of-
the river operation with peaking capability and
grid services
Hydrology
Catchment Area 3,647 km² (at dam site)
Plant Design Discharge 12 m³/s (with a 15% overload capability)
Minimum Flow 0.69 m³/s
Design Flood (1 in 10000) 366 m³/s
Reservoir
FSL 1,092.5 m aD
MOL 1,090.0 m aD
Life Storage Volume 270,000m³
(for 4 hours of peaking operation at full
nominal capacity (50 MW))
390,000 m³
Total Reservoir Volume
Periodical sediment sluicing during high flows
Sedimentation provision
Head
Gross Head 466.5 m
Net Head 456 m
Dam
Type concrete gravity dam
Length 217 m
Height 14 m
Waterway
Headrace tunnel Length: 2,241 m, min A = 12 m²
Penstock vertical pressure shaft Length: 381 m, steel pipe ø 2.20 m
Penstock in Pipe Gallery Length: 1,158 m, steel pipe ø 2.20 m
Anchor Blocks (type & span) Concrete saddles @ approximately 20 m
Penstock Pipe embedded in concrete Length: 50 m, steel pipe diameter 2.2 m
from the portal of the Pipe Gallery to the
manifold beside the Powerhouse
Power & Energy
Installed Capacity 50 MW
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1.7 Status of the Project and existing studies, assessments and permits
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Bidders under Lot 1 (civil contractors) were instructed to associate with bidders in Lot 2
(electro- mechanical contractors) and submit one bid. =
The date submission of the proposals was the 23rd of April 2019.
Finally 2 proposals were submitted. The qualified bidder of SBI & Obras-Oron JV did not
submit any bid.
The received proposals are up to date in evaluation by UEGCL with support of the Muzizi
UTF (Umbrella Task Force) team. The Muzizi UTF was established to fill the gap between
the end of the consultant of Phase 1 (Design and Tender documents) and consultant of
phase 2 (Owners Engineer).
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§ Reporting duties to the PEA and all Financiers (if necessary using their reporting
templates)
§ Assist the PEA in stakeholder management, like the facilitation of site visits and
steering committee presentation and short term information requests as well as with
the implementation of Public Relation activities for the visibility of the EU and all
other financing partners.
§ Project closure activities after the Defects Liability period
These services will be the tasks, work, duties and obligations of the so called “Owner’s
Engineer”.
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3.1 General
For the realisation of the Muzizi HPP, UEGCL as the Project Executing Agency is looking for
a consultant to provide services as the Owner’s Engineer (OE) for the project.
III. Operation & Maintenance after COD until after issuance of Performance
Certificate
The consultancy services will start with a joint Kick-Off meeting in Kampala followed by a visit
to the site.
The main tasks among others are listed below, followed by more detailed descriptions of the
tasks:
During Phase I:
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During Phase II
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Supervise the Contractor in remedying of defects during the Defects Liability Period of
the HPP
During Phase IV
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The required services during this phase include apart from design related issues
(e.g. design approval), general Works and Supervision of Works, the preparation of
initial operation activities, continuous project management and monitoring, periodic
reporting and participation in the preliminary acceptance. General and Site
Supervision of Works shall be performed on a continuous basis.
For the sake of calculating the OE’s needed effort in carrying out the required services,
the Consultant shall make the following assumptions:
1. There are 3 main construction sites where activities will be on-going in parallel:
Ø Power house area
Ø Surge Shaft area
Ø Intake area
From the intake camp also the road works, bridges, quarry and surge shaft will be
coordinated
2. The underground works (tunnels, adits, surge shaft) are planned to be parallel with
24h working hours in day and night shifts.
For the excavations of the tunnels/adits/shaft a period of approximately 500 days is
anticipated but it may be more.
The excavation of the underground works will be paid to the Contractor using the
contractually agreed rate for each rock class but according to the actual encountered
rock class in the each excavated section.
The geological Experts of Consultant shall define in continuous 24h shift work the
rock class together with the geotechnical engineer of the Contractor for each section
of blasting/drilling round.
The two site installations for the power house and intake will include offices, batching
plants, camps, workshops etc.
Currently the road connecting the two sites is in a very poor condition and can only be
used by foot, motorcycle or specialised vehicle. The assumption is that the selected
contractor shall carry out some maintenance on this road to facilitate easier travel
between the two sites by personnel working on the project.
The figure 2 below shows the actual foreseen concept for transportation of especially
heavy loads i.e material and equipment. The figure 3 indicates the foreseen construction
sites.
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Ø Conduct a risk analysis and advise UEGCL on potential risks during the design,
construction, commissioning and operational phases of the project
Ø Develop a Risk Management Strategy that describes the specific risk management
techniques and standards to be applied throughout project implementation and the
responsibilities for achieving an effective risk management procedure
Ø The Consultant has to take into account a worst case scenario for different risks and
show the caused impact on time, cost and quality and how to deal with the risk, and how
to reduce or eliminate it.
Ø The risk assessment is a living document through-out the project and will be regularly
updated
entwicklungsbank.de/PDF/Download-Center/PDF-Dokumente-Richtlinien/Vergabericht
linien-2019-Englisch-Internet_2.pdf ) and has provided suitable references. This includes
the assessment of the Bidder’s proposed ESHS Methodology, Management Strategies
and Implementation Plans, the suitability of the Code of Conduct as well as the
availability of suitably qualified ESHS specialists among their key personnel and their
references, required to manage the key ESHS risks of the project;
Ø Check particularly that all relevant ESHS aspects (according to the standards) are duly
covered in the Contract. Further, contractually ensure that the Contractor shall not
commence any Works unless the Consultant is satisfied that appropriate measures are in
place to address ESHS risks and impacts;
Ø Recommendation and assistance in contract finalization and coming into force of the
contract;
Ø Provided that negotiations with the best evaluated bidder have not been successful and
that the contract coming into force finally failed, participate in negotiations and assist in
contract finalisation as described above etc. with the second best evaluated bidder.
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Ø Review and comment on the Contractor’s Schedule in comparison with the contractual
construction schedule. The time schedule should be updated / revised at the end of every
month showing the actual progress versus forecast. Updating sources will be: Actual
progress, contractor’s regular updated / revised schedules, contractor’s monthly reports
and estimates. The time schedule will be the tool to assess implementation of the critical
path and whether activities require realignment to mitigate time and possibly cost impact
of delays (Remark: the Contractor is requested for his Schedule and planning to use
Primavera software which shall therefore be the basis for the Consultant as well).
Ø Review and comment on the contractor’s construction logistics plan
Ø Prepare a cost control schedule and anticipated cash flow including funding requirements
Ø In the monthly report, include a cost report on the actual cost versus forecast
Ø Report on the Schedule and Cost Performance Indices in the monthly reports
accompanied by the Earned Value Management (EVM) S – curve.
Ø Maintain contemporaneous records for use in delay analysis, using Time Impact analysis
method, whenever the need arises.
Ø Develop a permit and licence register and monitor the contractor’s acquisition and
compliance to the same
Ø The consultant (OE) shall be required to supervise the contractor’s implementation of the
TTTP to ensure that the PEA’s objectives for this Programme are met.
Ø The OE site staff and the OE Project Manager shall carry out on the job training of the
TTTP personnel in addition to the training provided by the contractor.
Ø Inform, report, support and guide the Financiers and other stakeholders during site visits,
meetings, workshops and all other requests
Ø Draft for and assist the PEA in preparation of progress reports (monthly / quarterly / bi-
annual / annual as the need may be) required by different stakeholders under the
Financing Agreements, Generation Licence, and any other Agreement, Licence or permit
Ø Assist the PEA in stakeholder management, like the facilitation of site visits and steering
committee presentation and short term information requests
Ø Assist with the implementation of Public Relation activities for the visibility of the EU
(visits, press, video documentation, display panel, etc. ). An additional PR consultant will
be recruited separately as the key responsible for these tasks
Ø Establish, maintain, update and monitor the following logs / registers throughout project
implementation:
• Project diary – to record informal issues, required actions or significant events not
captured by the other registers or logs.
• Issue register – to capture and maintain information on all issues that are being
formally managed
• Quality Register – used to summarize all the quality management activities that are
planned or have taken place including non-conformity reports (NCRs)
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• Risk Register – provides a record of identified risks relating to the project including
their status and history. Risks should be analysed to assess their impact on project
cost, time to completion and quality. Mitigation measures should be identified
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Ø Collect all relevant claim facts, proves and documents and prepare the claim issues on a
regularly basis and from the very beginning of your assignment
Ø Negotiate, with the permission of PEA and Financiers, claims for the benefit of the project
and the budget. This may include inter alia contractual deals to keep within the budget,
timelines and reliability of the power plant
Ø Implement the full variation order process on behalf of the PEA.
Ø Assess in detail the variation requests of the contractor and develop a balanced strategy
Ø Only reasonable variation orders shall be allowed. Budget relevant variations shall first-
hand be negotiated in a way to keep within the budget. The OE task is the full handling of
the variation orders. Where the OE needs to issue instructions related to variations which
increase the value of the contract, prior approval shall be sought from the PEA, and the
Financiers.
Ø Maintain a log or register of all variations whether approved, implemented or not
Ø Maintain a log or register of all claims, claim defence, and counter claims whether
approved, implemented or not
Ø The Consultant will keep the relevant documents ready for inspection by PEA and the
Financiers
3.3.7 Review, comment and where necessary approve all documents submitted by
the contractor
Ø Review, comment and if adequate approve designs submitted by the contractor in
accordance with the provisions in the Works and Supply contract between PEA and the
selected contractor. In addition, provide comment and advice to PEA on potential
improvements to the designs.
Ø Review, comment and if adequate approve the project implementation plan / Programme,
and its revisions or updates, prepared by the contractor in accordance with the provisions
in the Works and Supply contract between PEA and the selected contractor.
Ø Review, coordinate and, where appropriate, comment on all documents and reports
submitted by the contractor.in accordance with the provisions in the Works and Supply
contract between PEA and the selected contractor. This should involve critical analysis of
the submitted documents and reports
Ø Monitor, review, provide advice, and for key subjects, approve in accordance with the
Works and Supply contract:
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Ø Follow up on the results of any inspections or audits by labour, health and safety or
environmental regulatory authorities;
Ø Check if the Contractor provides instructions and trainings to workers, Subcontractors
and Suppliers (in particular those for major supply items) to assure that they understand
the relevant ESHS requirements and that the Contractor complies with the Code of
Conduct;
Ø Advise the Contractor on the ESHS risks and impacts of any design change proposals
and the implications for compliance with ESIA, ESMP, consent/permits and other relevant
project requirements;
Ø Review the Contractor’s progress reports, and check if detected nonconformities are
documented and analysed and are addressed by corrective actions; Documentation shall
include a digital photograph with captions to provide a visual illustration, explicitly
indicating the location, date of inspection and the non-conformity in question;
Ø Follow-up on the resolution of any complaints or grievances in relation to ESHS;
Ø Supervise and verify that contractors have functioning workers’ grievance mechanism inn
place; follow up on the resolution of any complaints and grievance from Project
workforce;
Ø Inform the Employer on any ESHS related situation that might arise which could
jeopardize the successful completion of the Project. Reflect such situations in the
periodic reporting.
Ø Supervise that non-conformities are addressed through measures adapted to the severity
of the situation and which include but are not limited to the suspension of (sub-)works
and/or of payments in accordance with the Contract.
Ø Check supply chain regarding any shortcomings regarding ESHS standards.
Ø Supervise and verify that Contractor complies with the provisions of the RAP concerning
compensation and other provisions for unintended damage which may occur during
construction works.
Ø Support the PEA with his responsibilities for environmental and social management as
per (revised and updated) ESMP, including but not limited to community liaison,
grievance management and ecological monitoring
Ø Review of ESMP and development of fully fledged operational ESMP, in line with the
Applicable Standards, including, but not limited to an Emergency Preparedness and
Response Plan; the ESMP for Project operation will integrate lessons learned during the
Project’s construction phase, including but not limited to the results of the aquatic
ecological monitoring process
3.3.9 Carry out a comprehensive Quality Assurance and Quality Control on the
Contractor’s Works.
Ø Supervise and carry out quality assurance of raw materials, wrought materials, finished
products, design, construction and installation works in order that the works are
constructed in compliance with the Works and Supply contract and approved designs
and drawings.
Ø Review, recommend quality requirements, and approve the Contractor’s Quality
Management System
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Ø Review, comment and where necessary approve the Contractor’s material testing
programme.
Ø Check setting out of major components, survey points etc.
Ø Conduct procurement and workshop inspection services including Factory Acceptance
Tests (FATs) of the major equipment (max 12 inspections).
Ø Address and record unsuccessful FATs including corrective actions.
Ø Carry out quarterly Quality Auditing of the Contractor’s Quality Assurance Plans and
Quality Management System.
Ø Monitor contractor's conformance to the quality plan.
Ø Address non-conformities with appropriate notices and corrective action records.
Ø Document Contractor’s non-conformances. Review and approve the Contractor’s
proposals for remedial action/s and their timeframe for implementation. Follow-up on
correction/remediation;
Ø Stop the work if critical issues arise affecting the quality and performance of the Works
Ø Refuse transport and erection of material/products which has not passed successfully the
QA process
3.3.11 Coordination of the interface between the RAP implementation process and
construction Works, if necessary,
Ø Supervise and ensure that no works will be undertaken and no land take occur prior to
the full disbursement of compensation at any of the Project sites; instruct the contractors
accordingly and make sure that this key requirement is fully adhered to. Develop a
mechanism for verification including a format for documentation to ensure that
compensation has been fully disbursed to Project Affected People prior to the occurrence
of any land take, permanent or temporary.
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Ø Work closely with the PEA during the construction period to liaise with the RAP
Consultant and manage Right of way issues to avoid situations that would otherwise
cause project delay and possible claims by the Contractor such as identification of project
land not yet acquired and soon to be required by the Contractor in accordance with the
construction schedule.
Ø Ensure and document that the Contractor for any land take fully adheres to the provisions
of the RAP.
Ø Supervision and monitoring of any additional activities (beyond the scope of the current
RAP) related to land acquisition, resettlement and compensation to ensure diligent
process in line with the Applicable Standards;
Ø Update of the RAP if required and appropriate;
Ø Supervision and monitoring of the implementation of the Livelihood Restoration Plan as
part of the RAP;
Ø Regular communication and interface management with the RAP Consultant, based on a
communication plan and –routine to be agreed upon with PEA and RAP consultant
Ø Supervise and monitor the functionality of the RAP grievance mechanism and track that
grievances are resolved timely, so that project progress would not be affected
Ø Assist the PEA in stakeholder management including stakeholder engagements in liaison
with the contractor in line with the provisions of the Stakeholder Engagement Plan (SEP),
update and amend the SEP as appropriate; make sure that vulnerable groups are fully
considered within stakeholder engagement; make sure that any additional E&S
documents are publicly disclosed as per national legislation and per KfW requirements;
including publication of at least easy to understand non-technical summaries on PEA’s
website;
Ø Assist the PEA public relation manager with the public relation management tasks
especially at site and regarding communication with the public
risks to life), the Consultant shall suspend (sub-) Works until the Contractor has rectified
the situation. All this should be done to ensure compliance with the NEMA and
Financier’s requirements;
Ø Monitor the implementation of the recommendations in the Environmental and Social
Impact Assessment (ESIA)
Ø Follow up compliance to environmental and social safeguards according to National and
International (World Bank / IFC) standards
Ø Document Contractor’s non-conformances. Review and approve the Contractor’s
proposals for remedial action/s and their timeframe for implementation. Follow-up on
correction/remediation;
Ø Supervise that non-conformities are addressed through measures adapted to the severity
of the situation and which include but are not limited to the suspension of (sub-) works
and/or of payments in accordance with the Works and Supply contract.
Ø Review the Contractor’s monthly progress reports, and check if detected nonconformities
are documented and analysed and are addressed by corrective actions; Documentation
shall include a digital photograph and with captions to provide a visual illustration,
explicitly indicating the location, date of inspection and the non-conformity in question;
Ø Inform the Contractor that relevant sub-works shall not commence prior to the
Consultant´s approval and satisfaction of appropriate measures in place to address
ESHS risks and impacts;
Ø Follow up on the results of any inspections or audits by labour, health and safety or
environmental regulatory authorities;
Ø Check if the Contractor provides instructions and trainings to workers, Subcontractors
and Suppliers (in particular those for major supply items) to assure that they understand
their respective ESHS requirements and that the Contractor complies with the Code of
Conduct;
Ø Advise the Contractor on the ESHS risks and impacts of any design change proposals
and the implications for compliance with the ESIA, ESMP, NEMA’s Certificate of approval
of the ESIA, consents/permits and other relevant project requirements;
Ø Follow-up on the resolution of any complaints or grievances in relation to ESHS;
Ø Inform the Employer on any ESHS related situation that might arise which could
jeopardize the successful completion of the Project. Reflect such situations in the
periodic reporting.
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Ø Review and approve additional Health and Safety documentation, Management Plans,
licenses and permits according to National and international standards and codes of
practice
Ø Monitor that the main contractor, any sub-contractors or visitors to the site adhere to local
safety laws and regulations.
Ø Monitor that all Contractor’s, Consultant’s, and PEA’s staff including any visitors to the
site are provided with appropriate safety measures including (but not limited to): safety
helmets, boots, gloves, goggles, guard rails, safety equipment, site signs and first aid
equipment.
Ø Monitor that all staff on the project (Contractor’s , Consultant’s and PEA’s) are
adequately sensitized and safety briefs and procedures disseminated both through
meetings and in writing of all possible dangers at the construction site including their
mitigations
Ø While working in the proximity of electrical live power system the consultant will confirm
with the contractor the proper isolation, de-energizing, earthing and demarcation of the
safe working area where any staff is going to work. In addition, the Consultant will
monitor that such works are carried out under the supervision of a competent person
approved by the Consultant
Ø Regularly inspect working environments and suitability of equipment, including any
supporting certificates, permits and licenses.
Ø Organise weekly HSE meetings (or as agreed with the PEA) with the Contractor and the
PEA.
Ø Stop the (sub) Works if critical health, safety and environmental issues arise, until
suitable mitigation measures are put in place.
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Ø In addition, the Consultant shall also provide on-the-job training to the PEA’s TTTP site
team by involving the TTTP staff actively. The training of TTTP staff is majorly the
responsibility of the Contractor however since these staff are for the PEA, they will
always be closer to the owner’s side hence the need for the Consultant to also offer on-
the-job training to ensure a comprehensive and complete training in all aspects of the
project including design, construction, erection and commissioning.
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Ø Organise and conduct final inspection together with the PEA and the Contractor prior to
take over by the PEA.
Ø Issuing of final punch / snag list for Taking-Over Certificate (TOC)
Ø Supervision of the rectification of the major punch list items before issuing the TOC
Ø Issuing Project Taking-Over Certificate (TOC)
Ø Mainly for the quarterly Project Review Meeting, during the entire implementation phase,
the Consultant shall make and conduct a formal audio / visual presentation as well as a
project review report. The final Project Review Meeting shall take place with the issuance
of a COD Certificate
Ø Engineering Interpretation of efficiency or index measurements, if carried out
Ø Issuing of the Commercial Operation Date (COD) Certificate, the signature and issuance
of which will designate the beginning of the three years warranty period / defects liability
period
Ø Any other related activities to achieve TOC and COD
The estimated period for trial run of Turbines are approximately 20 days for each unit or 30
days if tested parallel. However the Consultant should use his own experience to calculate
the necessary time for the turbine trial run testing.
3.5 Phase III: Operation and Maintenance after COD until after issuance of
Performance Certificate (PC)
3.5.1 Supervise the Contractor in remedying of defects during the Defects Liability
Period of the HPP (provisional task)
During the 36 month defects liability period the consultant will advise on and, where
necessary and appropriate, represent the PEA and coordinate and provide approvals and
recommendations in relation to activities associated with:
Ø Supervision of the rectification of all defects during the warranty period with issuing of
clearances for defects rectified as well as a prolongation of warranty for major parts, if
applicable / necessary.
Ø Oversee the contractor’s compliance to contractual obligations
Ø Oversee the contractor’s decommissioning of the site and restoration works to meet E &
S requirements.
This task is provisional and shall be reimbursed according to the actual consumed
hours/costs. Basis for the reimbursement is the filled price schedule.
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Ø Issuing the Performance Certificate (PC) after successful completion of the defects
liability period
Ø Preparation of the final accounts for the project soon after issuance of the PC
Ø Preparation of a project completion report, acceptance of which will signify the end of the
Consultant’s assignment in the consultancy contract.
Ø Organise contract closure workshop between all stakeholders on the project in Uganda
Ø any other related activities to close down a project successfully
Ø Supervision and Approval of the Contractors’ site closure process including detailed
control of diligent implementation of all relevant measures as per Construction ESMP and
as per conditions for environmental and social national permits; site closure will also
cover the resolution and closure of any pending complaints from Project workforce and
closure of all site re-instatement requirements including hand over back to original
owners of land temporary acquired for construction, completion of any pending
compensation for temporary land acquisition and/or for unintended damages related to
construction works, closure of any construction related complaints.
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4 PROJECT ASSIGNMENTS
All reports and documentations by the contractor have to be reviewed and approved by the
Consultant in accordance with the Plant and Design Build (PDB) Contract between the PEA
and the selected Contractor. In addition, the consultant has also to prepare and issue
reports, documents and certificates. These approvals and reports are mentioned in the TOR
and e.g.
– Review of existing documents and data with gap analysis report
– Communication Management Strategy
– Risk Assessment Report including a Risk Management strategy
– Proposed indicators including the Baseline Study Report and updates when
required until COD
– Minutes of the meetings, workshops etc.
– A Monthly Progress Report, issued one week after the end of each month,
covering the project activities undertaken including progress of the engineering,
design, construction and equipment manufacture, revised construction
programme and one month look ahead programme, disbursement schedule with
a forecast, cost performance index, schedule performance index, S – curve,
quality management activities that have been undertaken including NCRs,
potential areas of concerns and remedial works planned/performed, issues and
risks that have arisen, been dealt with and are still outstanding, contractor’s
current and foreseen resources (manpower and equipment), consultant’s
manpower (current and foreseen), TTTP manpower (current and foreseen),
labelled photos of progress, claims status, status of implementation of the
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Monthly report on activities, issues, and risks One week after the end of
including E&S performance report each month
As built and other documentation together with all latest 2 months after COD
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Except for the Monthly Reports (which shall be submitted to the PEA by e-mail and in three
hard copies) all the above reports shall be submitted to the PEA in two (2) hard copies and
by e-mail to the PEA and the Financiers (KfW and AFD). The PEA and the Financiers shall
review and comment on the submitted reports within two weeks from the date of receipt or as
otherwise agreed depending on the size of the report to be reviewed. The Consultant shall
be expected to incorporate these comments within two weeks or as otherwise agreed
depending of the comments received. If there are no further comments on the revised
reports, the final documents shall then be resubmitted in 2 hard copies and by email.
Otherwise, if there are additional comments on the revised documents, the Consultant will be
expected to incorporate these comments until the documents are approved as final by the
PEA and the Financiers.
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The PEA’s site team shall be fulltime on site and available for the job, but the Consultant
shall remain fully responsible for his tasks.
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o Scheduling (Primavera)
o Quantity survey
o Roads and Infrastructure
o SCADA systems
o Transmission and switchyard
o On-the-job training
o etc
The Consultant shall provide sufficient manpower and qualified, motivated personnel for the
project. A sufficient number of skilled and qualified local staff shall be employed by the
consultant to ensure that the supervision activities are conducted as required by the
Employer. The consultant shall also have sufficient number of senior back-up staff available
to ensure that the contractual activities are conducted as required by the Employer. Listed
below are the minimum requirements for the key personnel. For the roles listed below, it is
desirable for the nominee to have approximately 10 or more years’ experience, unless
stated otherwise. Also it is an advantage if the key staff has experience with constructions in
Uganda or Sub-Saharan Africa.
After COD an engineer or other appropriate professional must be available to supervise
rectification of all defects during the warranty / Defects Liability period until the Performance
Certificate is issued. The reimbursement shall be on actual cost and time. If further personnel
would be required the PEA will order such according to actual costs as filled in the price
schedules by the consultant.
The Resident Engineer is one of the most important persons of the key staff and must be an
engineer/professional with at least ten years’ experience in the at-site management, design,
construction, supervision, contractual compliance and commissioning of hydroelectric power
projects. Intercultural working experience in a developing country, preferably in Uganda or
Sub-Saharan Africa, is preferable.
The PEA is aiming for long-term involvement of the key experts. To hinder the use of
experienced and well-marked placeholder CVs and as the project duration is expected to last
not less than five years, all key personal shall not be in or standing before retirement or
reactivated from retirement. The retirement in this context shall refer to the retirement
criteria / age as officially defined in the appropriate resident country of each key expert at the
time of bid submission. For example age of retirement in Germany is between 65 and 67
years (depending on the year of birth); derived from this the age limit of 67 years shall be
applied for the evaluation of the CVs.
In case the Bidder does not comply with above mentioned criteria, the appropriate key
personal will face a point reduction of 30 % of maximum possible points for the
Project Manager and Resident Engineer (Site Manager) and 25 % for all other key
experts (excluding Back-up Experts).
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Further in an assigned scenario the consultant shall bring proof of the physical and
mental suitability of such proposed key staff over the set age.
I. Project Manager
– Master or Postgraduate degree in civil/mechanical/electrical engineering or in
other relevant engineering discipline and experience, with specialty in
Hydropower Development.
– At least 15 years of experience in design and implementation of similar
contracts/projects.
– Leadership experience as project manager responsible for the project team of
similar projects until COD or PC (min 2 HPPs).
– A separate qualification in Project Management would be an added advantage
– Registration with relevant professional body would be an added advantage.
– A 75 % involvement on site, Kampala or region is required
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V. Scheduling Expert
– Professional with experience in project planning and scheduling on design and
build contracts
– Minimum 5 years of professional experience including at least 1 hydropower
project as a scheduling Expert
– Experience working with the Primavera software is required
– A wide part time involvement with regular on site deployment is required to
monitor actual versus planned progress while collecting and keeping
contemporaneous records for use in schedule/ delay analysis using Time Analysis
method.
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X. Turbine Expert
– University degree in mechanical engineering with a bias in the design of hydro
power plants and turbines including Pelton turbines.
– A minimum of 10 years experience in the construction of hydro power plants of
similar magnitude.
– Experience in erection, testing and commissioning of hydropower plants
(minimum 3 HPPs)
– Registration with relevant professional body would be an added advantage
– A full time involvement on site during installation, testing and commissioning of
the turbine and participation in the relevant Factory Acceptance Tests is required
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NOTE: Two (2) ESHS experts are required for full time presence on site
during the entire period of the assignment until closure of construction
works
All the above E & S experts should be registered with the National Environment
Management Authority (NEMA) or an equivalent body in his country of origin and
duly authorized to carry out such work.
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1. Civil
2. Mechanical
3. Electrical engineering,
… all of them with a specialty in Hydropower and Energy projects.
– Leadership experience as Expert of similar Hydropower projects
– Fifteen (15) years of relevant experience on hydropower projects.
– Experienced in Quality management
Experienced in project management, monitoring & steering of engineering teams
and their services
In addition the consultant is required to have an additional pool of experts and non-key
experts (e.g inspectors for civil and E&M, document controller etc) to fulfil his obligations.
Hereunder are roles and assignments described for some of the key staff, which has to be
met.
a) Project Manager
The consultant’s project manager shall work at a minimum 75% of his time in
Uganda. In general, the project manager must be responsible and available
during all phases of the project, which we expect to be min. 50% for the entire
project assignment. The DLP period is of course reimbursed on actual time.
workshops e.g. such as design review meetings, trouble shooting meetings etc.
shall require as well the attendance of the specialised trade experts.
Two (2) ESHS experts are required for full time presence on site during the
entire period of the assignment until closure of construction works
9 LOGISITCS
During execution of the construction works the Employer, through the contractor, shall
provide the following:
• Fully furnished and equipped site office facilities at the two major sites with
computers, printers, telephones, internet access etc
• Fully furnished and equipped accommodation at the two major sites
• Fuelled motor vehicles with experienced drivers
• Canteen facility with fully equipped kitchen, trained cooks, food and beverage supply
services. However, for additional needs of special food/drinks etc. requirements the
consultant shall have to make his own provisions
The consultant shall also be free to use the medical care on site provided by the contractor.
10 RELEVANT DOCUMENTS
The relevant documents for the services, consisting of:
• Feasibility Study Report (2013) by Fichtner GmbH
• Environmental and Social Impact Assessment (ESIA) Report (2013) by Fichtner and
the Certificate of Approval of this ESIA from NEMA
• Geological Review Study
• Additional hydrological and topographic studies (2016) by Fichtner GmbH
• Review of Existing Documents and Studies Report (2016) by ILF Consulting
Engineers;
• Waterways Alternatives Report (2016) by ILF Consulting Engineers
• Feasibility Study of the Tunnel Alternative – Phase I Geotechnical Investigation
Report (2017) by ILF Consulting Engineers
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For bidding purposes, the following documents shall be provided by the PEA:
• Tender Documents used in the procurement of a Plant and Design Build Contractor
including Part I Bidding Procedures, Part II Employer’s Requirement and Site Data,
and Part III Conditions of Contract and Contract Forms
• Environmental and Social Impact Assessment (ESIA) Report (2018) by ILF
Consulting Engineers and the Certificate of Approval of this ESIA from NEMA
• Environmental and Social Management Plan (ESMP, 2018)
The Employer will provide a download link of these documents on request to the bidder as
described in the invitation letter.
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I General
The KfW Reporting Requirements represent a standard Annex to the Separate Agreement
and to Terms of Reference (ToR) for Consultancy Services. This document is a
recommendation how to structure and how to report. It consists of a standard table of
contents with essential aspects for each chapter, a list of possible annexes and examples for
figures. This document shall remain unchanged. More particular details may be ruled in the
Separate Agreement / ToR (as applicable).
II Common Requirements
A Report is to be understood as Documented Information being distributed to all relevant
stakeholders. Its preparation shall follow basic documentation quality as stated in ISO 9001
Clause 7.5 Documented Information. All reports shall be prepared in a highly professional
manner.
Reports shall contain at least a cover sheet, a table of content, a list of abbreviations and an
executive summary.
A cover sheet shall contain all relevant information and key data as:
• Project No./ BMZ No.;
• Client/ Financier (name, contact person);
• Consultant (name, contact person);
• Company/ Supplier/ Subcontractor (name, contact person);
• Reporting number and reporting period;
• Main contractual dates (date of order, start of construction works, completion date, [if
applicable]);
• Time elapsed/ remaining;
• Contract Value and disbursement status/ pay-out level (in %);
• Header/Footer;
• Revision Index, date of issuance, prepared/approved by.
All subsequent pages including any annexes shall be provided with header/footer containing
the following minimum information:
• Legal owner;
• Document reference;
• Revision index;
• Page number;
• Number of pages.
A report shall be formatted in a neat and uniform manner. Any colours used for formatting
shall give sufficient contrast for monochrome printing. Preferably the text shall have left-and-
right justification together with hyphenation.
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56
CONTRACT FORM
Between the Employer and successful Consultant a Contract will be signed as per the
attached Model Contract for Consulting Services.
https://www.kfw-entwicklungsbank.de/Download-Center/PDF-Dokumente-
Richtlinien/Mustervertrag-E.pdf
DRAFT CONTRACT
dated
……...…. 2021
Between
and
….
Project
Section Page
Preamble………...…………………………………………………………………………………….2
General Conditions ..................................................................................................................2
Paragraph 1 General Provisions ...................................................................................2
Paragraph 2 The Employer ............................................................................................9
Paragraph 3 The Consultant .......................................................................................12
Paragraph 4 Commencement, Completion, Amendment and
Termination of the Services ......................................................... …….15
Paragraph 5 Remuneration .........................................................................................18
Paragraph 6 Liability ....................................................................................................21
Paragraph 7 Insurance ................................................................................................22
Paragraph 8 Disputes and Arbitration Procedure .....................................................22
Special Conditions .................................................................................................................25
List of Annexes ......................................................................................................................33
Preamble
The Employer desires consulting services to be rendered for the Project designated in the Special
Conditions. The Consultant has submitted a technical and a financial bid for these services. The
parties to this Contract therefore hereby agree on the following:
General Conditions
2
Annex 5 [Staffing Schedule]
3
The Consultant’s “Foreign Staff” means all those staff
who do not possess the citizenship of the country.
4
INTEGRAL PARTS take precedence in the order in which they are
OF THE CONTRACT numbered:
5
1.8
MEASUREMENTS 1.8.1 Drawings, plans and calculations shall be based
AND STANDARDS on the metric system and German DIN 3 or
European EN standards, or internationally
recognised standards that are at least equivalent
to those published by ISO or IEC are the
standards to be applied to the Services performed
under the Contract.
1.9
ASSIGNMENT AND 1.9.1 The Consultant shall not have the right to assign
SUB- or transfer all or any of its rights under this
CONTRACTING Contract without the prior written consent of the
Employer, which shall not be provided without the
prior consent of KfW. The Employer’s consent
shall not be required for the assignment of any
amounts due or which shall become due under
this Contract.
4
Capitalised terms used, but not otherwise defined in this Declaration of Undertaking have the meaning given to such term in KfW’s
“Guidelines for the Procurement of Consulting Services, Works, Plant, Goods and Non-Consulting Services in Financial Cooperation with
Partner Countries”.
6
1.10.3 The Consultant shall issue all information
requested by the Employer and KfW in
connection with this Contract, and shall make
available free of charge all requested records,
documents and information. This obligation shall
remain effective after termination of the Contract
for a period of 24 months.
1.11
OWNERSHIP OF 1.11.1 All studies, reports and pertinent data and
DOCUMENTS AND documents such as diagrams, plans, statistics
EQUIPMENT and annexes that are made available to the
Consultant in the performance of the
Commission, as well as software (including the
respective source codes) produced or adapted for
consideration as part of the Commission, shall
become the property of the Employer. The
Consultant shall not be entitled to exercise a right
of retention with respect to these materials.
7
regulations or official orders; or
1.13
CONDUCT 1.13.1 During the term of this Contract, the Consultant
and its Foreign Staff shall not interfere with the
political or religious affairs of the country.
1.14
CORRUPTION AND 1.14.1 When discharging their obligations under this
FRAUD Contract, the Consultant, its representatives and
its employees shall comply with all applicable
laws, rules, regulations and provisions of the
relevant legal systems, including the OECD
Convention on Combating Bribery of Foreign
Public Officials in International Business
Transactions.
8
party.
1.15
REIMBURSEMENTS 1.15.1 All reimbursements, insurance payments,
guarantee payments or similar payments, if any,
shall be made for the account of the Employer to
KfW, Frankfurt am Main, BIC: KFWIDEFF,
account IBAN: DE53 5002 0400 3800 0000 00,
which KfW shall credit to the Employer. If such
payments are made in Local Currency, they shall
be made to a special account of the Employer
specified in the Special Conditions. The amounts
reimbursed for the portion financed by KfW may,
with KfW’s consent, be used again, principally for
further implementation of the Project.
1.16
PARTIAL 1.16.1 The invalidity or unenforceability of one or more
INVALIDITY provisions of this Contract will not affect the
validity or enforceability of any other provisions of
this Contract. Any invalid or unenforceable
provision shall be replaced by a valid and
enforceable provision which approximates as
closely as possible the economic purpose of the
invalid or unenforceable provision. The same
shall apply accordingly in cases of omissions.
9
SUPPORT possible, the Consultant in discharging its
obligations pursuant to this Contract. The
Employer shall make available to the Consultant
in good time and in full all the services necessary
for the performance of its tasks as detailed in
Annex 3 [Terms of Reference plus Tender
Documents].
2.4
TAXES 2.4.1 Subject to the following provisions, the Employer
shall ensure that the Consultant and its Foreign
Staff are exempted from all taxes, duties, levies
and other charges that are legally prescribed in
the Employer’s country, in connection with:
10
performance of the Services;
11
Paragraph 3 The Consultant
3.1
SCOPE OF SERVICES 3.1.1 The Consultant shall deliver the Services in full
and on time.
12
3.3
DUE DILIGENCE 3.3.1 Except where otherwise stipulated in this
Contract, or otherwise legally stipulated within
the country or within another legal system
(including the legal system in the Consultant’s
jurisdiction) by provisions that impose higher
demands than this Contract, when performing its
obligations under this Contract the Consultant
shall exercise due diligence and provide the
Services in compliance with professional practice
and to the recognised quality standards, in
accordance with current scientific and generally
accepted engineering standards. The Consultant
must document its work, the progress of the
Project and the decisions it takes in an
appropriate form that is acceptable to the
Employer, bearing in mind the requirements
arising from Paragraph 5.7 [Auditing].
3.4
REPORTING 3.4.1 The Consultant shall report to the Employer and
KfW on the progress of the Services in
accordance with the Special Conditions. Except
where otherwise stipulated in the Special
Conditions, in case of longer assignments such
as construction management, training or
operational support, the Consultant shall draw up
quarterly reports, and following the conclusion of
the Services draw up a final report covering the
entire Completion Period. The reports shall
include a comparison of targeted and actual
values for the planned activities; the progress of
construction; developments in the time frame;
financial developments; and information on any
problems and identification of possible solutions.
13
demand must be submitted in writing to the
Consultant stating the reasons for it.
14
competition or a conflict of interests. Any
violation of this stipulation may lead to the
immediate cancellation of this Contract and
require the reimbursement of any and all costs
incurred by the Employer up to the time of such
violation as well as compensation for any and all
losses and damages incurred by the Employer
as a result of such cancellation.
15
deadlines/periods for execution – “amended
services”).
In this case, the Agreed Remuneration and the Completion
Period shall be adjusted accordingly by mutual agreement of the
parties. The Consultant shall submit proposals for performance
of and remuneration for the amended services.
16
4.5.3 In case of suspension or termination of the
Contract due to Force Majeure, the Services
performed up to the time of the Force Majeure
and all necessary expenditure (which is
evidenced) of the Consultant arising from the
discontinuing of the Services shall be invoiced
on the basis of contractual prices. Neither party
shall make any further claims.
4.6
SUSPENSION OR TERMINATION 4.6.1 The Employer may, with the prior consent of
KfW, fully or partially suspend the Services or
terminate this Contract after serving written
notice of at least 30 days. In this event, the
Consultant must immediately take all measures
necessary to ensure that the Services are
discontinued and the expenditure minimised.
The Consultant shall hand over all reports, drafts
and documents to be drawn up by the date in
question to the Employer. If the suspension lasts
longer than 180 days the Consultant may
terminate the Contract. In case of termination
Paragraph 4.5.3 [Force majeure] shall apply
mutatis mutandis.
17
Consultant was scheduled to work on the Project
(ii) any remuneration that the Consultant would
have earned working on other projects during the
time the Consultant was scheduled to work on
the Project, but which the Consultant has not
received as a result of the Consultant’s wilful
actions or omissions.
Paragraph 5 Remuneration
5.1
REMUNERATION OF THE 5.1.1 The Consultant shall receive the remuneration
CONSULTANT agreed in the Special Conditions for performing
the Services owed under this Contract, subject to
the conditions listed therein and the conditions
below. Annex 8 [Statement of Costs] contains a
detailed list of conditions.
18
5.2
TERMS OF PAYMENT 5.2.1 Except where otherwise agreed in the Special
Conditions, the Employer shall pay the
Consultant’s remuneration as follows:
19
5.4
PRICE ADJUSTMENT 5.4.1 Except where agreed otherwise in the Special
Conditions, the following conditions shall apply
with respect to prices. The prices specified in
Annex 8 [Statement of Costs] shall apply to the
Completion Period specified in the Special
Conditions and for a period of 3 months
thereafter. After this date, prices may be adjusted
if the official level of prices and wages in the
Consultant’s country of origin (Foreign Currency
costs) or in the Employer’s country (Local
Currency costs) has increased, as measured
using the base indices specified in the Special
Conditions, and this is proven by the Consultant.
The following formula shall be used to calculate
this:
20
5.6
OBJECTION TO INVOICES 5.6.1 Should the Employer object to the whole or part
of an invoice of the Consultant, the Employer
shall notify the Consultant of its intention to
withhold payment and shall state the reasons
why. If the Employer objects only to a part of the
invoice, it shall pay that part of the invoice to
which it has not objected within the period
specified in Paragraph 5.5 [Payment Deadline].
5.7
AUDITING 5.7.1 For services or part services that are not
remunerated on a lump-sum basis, the
Consultant shall be obliged to maintain up-to-
date records that meet professional standards
and that clearly and systematically indicate the
services provided and the time and expense
involved. The Consultant shall permit the
Employer and KfW to audit these records at any
time and make copies of them during the term of
the Contract.
5.8
CURRENCY 5.8.1 The Special Conditions shall indicate the
currency applicable to the Contract,
Paragraph 6 Liability
6.1
LIABILITY OF THE 6.1.1 The Consultant shall be liable to the Employer
CONSULTANT FOR for verifiably culpable breaches of its contractual
BREACHES OF CONTRACT obligations, particularly breaches of Article 3
FOR WHICH HE IS [The Consultant]. The liability of the Consultant
RESPONSIBLE shall be limited to the respective insurance sum,
insofar as this is higher than the Order Value.
Otherwise the liability of the Consultant shall be
limited to the Order Value. This shall not affect
the liability for premeditation and gross
negligence.
6.2
LIABILITY OF THE 6.2.1 The Consultant shall also be liable for the
CONSULTANT FOR SUB- Services provided by a sub-contractor pursuant
CONTRACTORS to Paragraph 1.9 [Assignment and Sub-
contracting]
6.3
PERIOD OF LIABILITY 6.3.1 The Consultant’s liability shall terminate on the
date of the acceptance of the Services and in the
event the Contract does not provide for
acceptance of the Services, on the date of
performance of the contractually agreed
Services in full, unless a different point of time is
provided in the Special Conditions.
6.4
LIABILITY FOR 6.4.1 Liability for consequential damage is excluded.
21
CONSEQUENTIAL DAMAGE
6.5
LIABILITY OF THE EMPLOYER 6.5.1 The Employer shall be liable for verifiably
culpable breaches of its contractual obligations,
particularly breaches of Paragraph 2 [The
Employer].
Paragraph 7 Insurance
7.1
INSURANCE AGAINST 7.1.1 The Consultant shall take out insurance for the
LIABILITY AND DAMAGES period of the Contract, on the terms specified in
the Special Conditions, including, but not limited
to, the following:
22
sides agree, attempt to settle the dispute in
accordance with the Special Conditions by way
of mediation prior to initiating arbitral
proceedings. Notwithstanding this, the parties
may agree to begin mediation immediately.
Unless the parties agree otherwise within a
period of 14 days, either party may require that
the mediator is appointed by the institution
named in the Special Conditions.
23
8.3
ARBITRATION PROCEDURE 8.3.1 If the parties do not reach amicable agreement
pursuant to Paragraph 8.1 [Amicable settlement]
or by way of mediation pursuant to
Paragraph 8.2 [Mediation], the dispute shall
finally and exclusively be settled – except where
otherwise stipulated in the Special Conditions –
in accordance with the Rules of Conciliation and
Arbitration of the International Chamber of
Commerce in Paris by one or several arbitrators
appointed in accordance with the Rules. The
place of arbitration and the language of the
arbitration procedure shall be stipulated in the
Special Conditions.
24
Special Conditions
Ad 1.1: Definitions
Split as follows:
Phase I: up to 6 months for project start activities also including
provisional scope for contract closure with the Contractor
Phase II: 42 months construction/commissioning period only
Phase III: 36 months for the defects liability period - DLP
Phase IV: up to 6 months for the project closure activities
The date on which execution shall be commenced lies two weeks after the
day on which the contract comes into force (receiving of the advance
payment)
Ad 1.4: Communication
The language for notices, instructions, reports and other messages shall be
English.
Ad 1.5: Notices
Email: [email protected]
Phone: +256
Fax: +256
25
Address of the Consultant
Postal address
Email:
Phone: =
Fax: =
Address of KfW
Postal address
KFW Development Bank
Palmengartenstrasse 5 – 9
60325 Frankfurt
Germany
Email: [email protected]
Phone: +49 (69) 7431-0
Fax: +49 (69) 7431-2944
Any publication by the consultant in regard with this contract is only according
to prior agreement and acceptance of the Employer.
All reports and data such as maps, diagrams, drawings, plans, designs,
specifications, calculations and software containing data and information
compiled, prepared and furnished by the consultant for the Employer and KfW
under the contract shall become and remain the absolute property of the
Employer. The consultant shall deliver al such documents to the Employer on
completion or termination of the contract. The Consultant may retain a copy of
such reports data and software. However, the Consultant shall not use such
reports, data or software without the Employers consent except for purposes
of providing the Services herein.
26
Ad 1.11:
UEGCL has the right to all data input and out files handed over by the
consultant
Ad 2.2: Decisions/cooperation
The procedure for the feedback for the reports is defined in the TOR.
Ad 2.4: Taxes
The contractual parties agree on the following provisions regarding taxes and
levies.
The Consultant and his foreign staff shall be liable for payment of taxes,
duties, levies and other charges in Uganda. Such taxes, levies and other
charges shall be transferred to the tax authority directly by the Employer.
The Withholding taxes will be 15% of the gross amount of any payment to the
the Consultant.
Email: @uegcl.co.ug
Phone: +256
27
Special Services and Optional Services shall be paid in addition to the agreed
lump sum payment for standard services, as per Rates given in financial
tables “Rates for Services of Phase III” and Optional Services in Annex 8.
Ad 3.4: Reporting
The scope and frequency of reports are mentioned in the TOR. These reports
are:
The reports and documents to be prepared by the Consultant during his work
need to be submitted first as a draft and after review by the Employer, submit
a final version to the Employer.
… (project manager)
Email:
Phone: +
. Email:
Phone: +=
Fax: +=
28
Ad Article 4: Commencement, Completion, Amendment and Termination of the
Services
Ad 4.2: Penalties
4.2 of the General Conditions shall be read as follows: Penalty of 0,5 % of the
order value shall apply for every full week of delay.
Ad Article 5: Remuneration
Ad 5.1.1: Remuneration
For the services to be rendered by the Consultant under this Contract the
Employer shall pay the sum of
(“Order Value”).
29
Ad 5.2: Terms of payment
KfW will make down, interim and final payments from the financial
contribution to the Consultant directly for the net amount only exclusive of
taxes.
Invoices will be issued including WHT whereas the WHT shall be forwarded
by the Employer directly to the local tax authorities. Payment of the
Consultant´s fee in EUR shall be effected by KfW through direct disbursement
in EUR to the Consultant.
Base index foreign currency costs: as per General conditions and TOR
Base index local currency costs: as per General conditions and TOR
30
In case the project duration will last beyond this date prices shall be adjusted
according to the following formula:
Pn = Po*(0.15 + 0.85*ln/lo)
Ad 5.8: Currency
Ad Article 6: Liability
In the event of the Consultant being in default of his duties, the Consultant
shall without delay rectify any defects incurred, or, if this is not possible, shall
re-perform the Services free of charge to the exclusion of the Employer´s right
to substitute performance.
Ad Article 7: Insurance
All insurances as set out in General Conditions shall be taken out by the
Consultant at his expense and no insurance shall be taken out by the
Employer at its expense
Ad 8.2: Mediation
The costs of the mediation and of the mediator’s services shall be shared
equally between the parties.
31
The language of the arbitration procedure shall be English.
(Employer)
Name: Name:
Designation: Designation:
32
List of Annexes
Annex Title
no.
1 Declaration of Undertaking
5 Staffing Schedule
8 Statement of Costs
33
Annex 1
Declaration of Undertaking
Reference name of the Qualification/Offer/Contract: ("Contract")4
1. We recognise and accept that KfW only finances projects of the Project Executing
Agency (“PEA”) 5 subject to its own conditions which are set out in the Funding
Agreement it has entered into with the PEA. As a matter of consequence, no legal
relationship exists between KfW and our company, our Joint Venture or our
Subcontractors under the Contract. The PEA retains exclusive responsibility for the
preparation and implementation of the Tender Process and the performance of the
Contract.
2. We hereby certify that neither we nor any of our board members or legal
representatives nor any other member of our Joint Venture including Subcontractors
under the Contract are in any of the following situations:
2.1) being bankrupt, wound up or ceasing our activities, having our activities
administered by courts, having entered into receivership, reorganisation or being
in any analogous situation;
2.4) having been subject, within the past five years to a Contract termination fully
settled against us for significant or persistent failure to comply with our
contractual obligations during such Contract performance, unless this termination
was challenged and dispute resolution is still pending or has not confirmed a full
settlement against us;
2.5) not having fulfilled applicable fiscal obligations regarding payments of taxes
either in the country where we are constituted or the PEA's country;
4
Capitalised terms used, but not otherwise defined in this Declaration of Undertaking have the meaning given to such term in
KfW’s “Guidelines for the Procurement of Consulting Services, Works, Plant, Goods and Non-Consulting Services in
Financial Cooperation with Partner Countries”.
5
The PEA means the purchaser, the Employer, the client, as the case may be, for the procurement of Consulting Services,
Works, Plant, Goods or Non-Consulting Services.
Annex 1
2.6) being subject to an exclusion decision of the World Bank or any other
multilateral development bank and being listed on the website
http://www.worldbank.org/debarr or respectively on the relevant list of any other
multilateral development bank (in the event of such exclusion, the Applicant or
Bidder shall attach to this Declaration of Undertaking supporting information
showing that this exclusion is not relevant in the context of this Contract and that
adequate compliance measures have been taken in reaction); or
3. We hereby certify that neither we, nor any of the members of our Joint Venture or
any of our Subcontractors under the Contract are in any of the following situations of
conflict of interest:
3.1) being an Affiliate controlled by the PEA or a shareholder controlling the PEA,
unless the stemming conflict of interest has been brought to the attention of KfW
and resolved to its satisfaction;
3.2) having a business or family relationship with a PEA's staff involved in the
Tender Process or the supervision of the resulting Contract, unless the stemming
conflict of interest has been brought to the attention of KfW and resolved to its
satisfaction;
3.4) being engaged in a Consulting Services activity, which, by its nature, may be
in conflict with the assignments that we would carry out for the PEA;
6.2) neither we nor any of the members of our Joint Venture or any of our
Subcontractors under the Contract shall acquire or supply any equipment nor
operate in any sectors under an embargo of the United Nations, the European
Union or Germany; and
6.3) we commit ourselves to complying with and ensuring that our Subcontractors
and major suppliers under the Contract comply with international environmental
and labour standards, consistent with laws and regulations applicable in the
country of implementation of the Contract and the fundamental conventions of the
International Labour Organisation6 (ILO) and international environmental treaties.
Moreover, we shall implement environmental and social risks mitigation
measures when specified in the relevant environmental and social management
plans or other similar documents provided by the PEA and, in any case,
implement measures to prevent sexual exploitation and abuse and gender based
violence.
7. In the case of being awarded a Contract, we, as well as all members of our Joint
Venture partners and Subcontractors under the Contract will, (i) upon request,
provide information relating to the Tender Process and the performance of the
Contract and (ii) permit the PEA and KfW or an Auditor appointed by either of them,
and in the case of financing by the European Union also to European institutions
having competence under European Union law, to inspect the respective accounts,
records and documents, to permit on the spot checks and to ensure access to sites
and the respective project.
8. In the case of being awarded a Contract, we, as well as all our Joint Venture partners
and Subcontractors under the Contract undertake to preserve above mentioned
records and documents in accordance with Applicable Law, but in any case for at
least six years from the date of fulfillment or termination of the Contract. Our financial
transactions and financial statements shall be subject to auditing procedures in
accordance with Applicable Law. Furthermore, we accept that our data (including
personal data) generated in connection with the preparation and implementation of
the Tender Process and the performance of the Contract are stored and processed
according to the Applicable Law by the PEA and KfW.
Signature: Dated:
6
In case ILO conventions have not been fully ratified or implemented in the Employer’s country the Applicant/Bidder/Contractor
shall, to the satisfaction of the Employer and KfW, propose and implement appropriate measures in the spirit of the said ILO
conventions with respect to a) workers grievances on working conditions and terms of employment, b) child labour, c) forced
labour, d) worker’s organisations and e) non-discrimination.
7
In the case of a JV, insert the name of the JV. The person who will sign the application, Bid or Proposal on behalf of the
Applicant/Bidder shall attach a power of attorney from the Applicant/Bidder.
Annex 2
Minutes of Negotiations
Annex 3
(in the version valid on the date the bid was submitted)
Annex 5
Staffing Schedule
Annex 6
Statement of Costs
Annex 9