John Martin Fischer - Our Stories - Essays On Life, Death, and Free Will-Oxford University Press (2009)
John Martin Fischer - Our Stories - Essays On Life, Death, and Free Will-Oxford University Press (2009)
John Martin Fischer - Our Stories - Essays On Life, Death, and Free Will-Oxford University Press (2009)
“Oh, mother, people get run over by trucks every day. Why can’t something
like that happen to Uncle Elwood?”
—Myrtle Mae Simmons, in Harvey, starring James Stewart
Our Stories
E SSAY S O N LIF E, D EAT H, A ND F R EE WILL
1
2009
1
Oxford University Press, Inc., publishes works that further
Oxford University’s objective of excellence
in research, scholarship, and education.
Oxford New York
Auckland Cape Town Dar es Salaam Hong Kong Karachi
Kuala Lumpur Madrid Melbourne Mexico City Nairobi
New Delhi Shanghai Taipei Toronto
With offices in
Argentina Austria Brazil Chile Czech Republic France Greece
Guatemala Hungary Italy Japan Poland Portugal Singapore
South Korea Switzerland Thailand Turkey Ukraine Vietnam
CIP to come
ISBN-13: 978-0-19-537495-7
135798642
Acknowledgments vii
Index 179
v
This page intentionally left blank
Acknowledgments
vii
Permission to reprint the following poetry and song lyrics is hereby
acknowledged:
“Mad World,” words and music by Roland Orzabal. Copyright ©
1983 Roland Orzabal Limited. All rights administered by Chrysalis
Music Limited. All Rights Reserved. Used by Permission.
Six lines from “Lady Lazarus,” in Ariel, by Sylvia Plath. Copyright © 1963
by Ted Hughes. Reprinted by permission of Harper Collins Publishers.
Our Stories
This page intentionally left blank
1
Introduction: Meaning
in Life and Death
I. AN OVERVIEW
Let me begin this essay by distinguishing the phenomena picked out by
“dying,” “death,” and “being dead.” Dying is part of life—the last part,
and it is not too mysterious how it can be bad for the individual who
3
4 Our Stories: Essays on Life, Death, and Free Will
will die when we actually die, rather than later. Lucretius challenges
us to say what the relevant difference is between prenatal and posthu-
mous nonexistence.
I attempt to defend the commonsense view that death can (although
it need not be) a bad thing for the individual who dies.4 First, I take on
the challenges posed by Epicurus and his followers. I claim, following
Thomas Nagel, that death can be a bad thing for the individual who
dies insofar as it is a deprivation of the goods of life; a bit more carefully,
the view is that death is a bad thing for the individual who dies, when
it is in fact a bad thing, insofar as it deprives him of what would be on
balance a good life (or at least a life minimally worth living).5 So the
badness of death (when it is indeed bad) does not consist in anything
“positive,” as it were; it consists entirely in being a deprivation of cer-
tain sorts of goods—goods involved in the continuation of a worthwhile
life. (Of course, not any old deprivation of goods will be a misfortune of
the relevant sort: the fact that I didn’t win the California Lottery today
constitutes a deprivation of certain goods, but it presumably does not
thereby count as a misfortune or bad thing for me.) Insofar as the bad-
ness of death consists entirely in its being a certain sort of deprivation,
it is compatible with there being no unpleasant experiences. I thus need
to defend the thesis that some things can genuinely be bad for an indi-
vidual without involving any unpleasant experiences at all.
In “Why Is Death Bad?” (chapter 2), I (together with my coau-
thor, Anthony Brueckner) begin a defense of the examples provided
by Nagel; that is, we defend his conclusion that some things can be
bad for an individual without involving any unpleasant experiences.6
Nagel’s first example is of a man who is (apparently) “betrayed” by his
so-called friends behind his back. That is, we can suppose that a per-
son’s acquaintances and even relatives regularly get together without
the individual’s ever finding out about these meetings, or experiencing
anything as a result of these meetings.7 At the meetings, the people exco-
riate their “friend,” impugning all his work, contending that he cheats
on his wife, that he is disloyal to his family, and that he is a cowardly
and creepy pervert. Nagel argues that the man is indeed betrayed, and
that he has been wronged; it is not simply that the people have behaved
badly, but a bad thing has happened to the individual himself (although,
admittedly, this is not a bad that is experienced as such).
I agree with Nagel. Consider, also, an example provided by Robert
Nozick.8 Nozick asks us to imagine that someone has secretly placed
a camera in your bedroom and is videotaping all the goings-on. You
(reasonably) believe that you have privacy in your bedroom, but your
activities are beamed by satellite to movie theaters in Outer Mongolia.
We can, as with Nagel’s example, stipulate that you are causally isolated
from Outer Mongolia, and that there are no consequences for you (includ-
ing unpleasant experiences) as a result of the camera in your bedroom.
6 Our Stories: Essays on Life, Death, and Free Will
Nevertheless, Nozick argues that you have been wronged by the place-
ment of the camera in your bedroom; it is not simply that someone has
acted badly; your right to privacy has been violated. I agree with Nozick: a
bad thing has happened to you, even though you are unaware of it.
Now in both Nagel’s case of the man betrayed behind his back and
Nozick’s case of the violation of privacy, it might be thought that at
least it is possible (in some sense) that the individuals find out about the
relevant activities; further, it might be thought that it is this possibility,
with the attendant possibility of unpleasant experiences, that explains
the badness in both cases (if indeed there is badness for the individuals
in question). Nagel, however, has an insightful response:
Loss, betrayal, deception, and ridicule are on this view bad because
people suffer when they learn of them. But it should be asked how
our ideas of human value would have to be constituted to accommo-
date these cases directly instead. One advantage of such an account
might be that it would enable us to explain why the discovery of
these misfortunes causes suffering—in a way that makes it reason-
able. For the natural view is that the discovery of betrayal makes us
unhappy because it is bad to be betrayed—not that betrayal is bad
because its discovery makes us unhappy.9
Given this sort of worry (to which Nagel seeks to respond), however,
it might be helpful to have examples in which we would be inclined to
say that an individual has been harmed (or that a bad thing has hap-
pened to the individual), even though he cannot experience anything
unpleasant as a result of the thing. It seems to me that Nagel has pro-
vided an additional example of precisely the required kind. Nagel asks
us to imagine that an intelligent adult receives a brain injury (perhaps
as a result of an accident or stroke) which leaves him in the “mental
condition of a contented infant, and that such desires as remain to him
can be satisfied by a custodian, so that he is free from care.”10 It would
seem that, after the brain injury, it is both true that the individual does
not have any unpleasant experiences (as a result of the injury) and also
cannot have any such experiences; but, intuitively, he has been harmed
by the stroke or accident—a bad thing has happened to him, although
he has no experiential access to the badness.
Consider, similarly, my revision of Nagel’s betrayal-behind-one’s
back example, which I present in “Death, Badness, and the Impossibility
of Experience,” (chapter 3). Here I employ the resources of “Frankfurt-
cases”—examples provided by Harry Frankfurt which purport to
impugn the Principle of Alternative Possibilities (PAP), according to
which moral responsibility for performing some action requires genu-
ine metaphysical access to an alternative possibility in which one does
otherwise.11 I thus seek to forge a connection between central issues
in the free will/moral responsibility debates and the debates about
Introduction: Meaning in Life and Death 7
freely and be morally responsible for his actions, even though he lacks
genuine metaphysical access to alternative possibilities. Given that there
can be moral responsibility without the sort of control that involves
access to alternative possibilities, the value of acting so as to be morally
responsible—what we care about in caring about moral responsibil-
ity—cannot be explicated in terms of the value of metaphysical access
to alternative possibilities (“freedom to choose and do otherwise”).
More specifically, I contend that the value of acting so as to be morally
responsible is not the value of “making a difference,” but of “making a
statement” (of a certain sort).20 More specifically, my contention is that
the value of acting so as to be morally responsible is a species of the
value of self-expression.
Of course, I do not think that the value of acting so as to be morally
responsible trumps all other sort of value in all circumstances; nor do I
suppose that the value of self-expression is hegemonic. My contention
is simply that the value of acting so as to be morally responsible—what
we care about in caring about being morally responsible agents—is the
value, whatever that is, of a certain distinctive kind of self-expression.
But what is this kind of self-expression? In a nutshell, my view is that
it is a species of artistic or aesthetic self-expression. When we act freely
(and thus exhibit the kind of control that grounds moral responsibility),
we are, to put it metaphorically, writing a sentence in the stories of our
lives. More specifically, in exhibiting the distinctive control involved in
moral responsibility, we make it the case that our lives have a certain
dimension of value: narrative value. Insofar as having an irreducible
narrative dimension of value presupposes that our lives are indeed nar-
ratives or “stories,” strictly speaking, we are properly thought of as the
authors of the stories of our lives. As such, we are engaging in a species
of aesthetic activity. Note that, although our free actions are a species
of artistic or aesthetic self-expression, the value we place on such self-
expression is not necessarily a specifically aesthetic form of value. My
claim is that the nature of the activity involved in free action is aesthetic
self-expression; further, I contend that its value is the value—whatever
kind of value it is—that we place on this specific sort of aesthetic activ-
ity. Note that the value in question might be “moral” or “ethical” in
a broad sense, or value from the perspective of living a good life; in
addition to leaving the kind of value open, I also mean to leave open the
amount of the value in question. For further discussion, see “Stories and
the Meaning of Life” (chapter 10).
The above claims employ notions that need considerable attention,
even if they cannot be given complete reductive analyses. First, what
exactly is a “narrative” or “story,” strictly speaking, and what is the
putatively irreducible “narrative dimension of value”? Here my work
builds on some of the important work of David Velleman, although I
depart from Velleman in some crucial ways.21
Introduction: Meaning in Life and Death 11
Above, I warned against inferring from the nature of our free actions
as aesthetic activity to the conclusion that the value of such activity is
properly considered aesthetic. Additionally, it is extremely important not
to conflate the notion of good in the telling with a higher score along the
narrative dimension of value. A story of one’s life can be rather boring,
from the perspective of (say) a literary critic or potential “reader,” but
score high marks along the narrative dimension of value. It is impor-
tant to note that I do not in any way wish to suggest that we pattern
our lives on good stories (in the sense of good in the telling), or that
we employ primarily aesthetic considerations (in the sense of “good in
the telling”) in our practical reasoning. These views might be defended
by other philosophers, but they are no part of my views.23 For further
discussion, see “Stories and the Meaning of Life” (chapter 10).
I do contend that it is specifically by our acting freely—our exercise
of the distinctive kind of control involved in moral responsibility—that
we make it the case our lives have an irreducibly narrative dimension
of value: “Free Will, Death, and Immortality: The Role of Narrative”
(chapter 9). Although it is hard to prove this thesis, it does seem to me
correct. Imagine, for example, a man who has learned (painfully) from
many years of failure in relationships; perhaps he has engaged in diffi-
cult (and expensive!) psycho-dynamically informed psychotherapy, and
he combines these hard-earned insights with hard work in his new rela-
tionship. Although it is not straightforward or easy for him, he builds
a healthy, satisfying new relationship, and he finds great satisfaction
in it. Contrast this man with one who is equally frustrated in a series
of failed relationships, but engages in no attempt to learn from them
and no subsequent efforts to change his behavior. Rather, his brain is
secretly manipulated (perhaps the neurosurgeon Black, bored with his
role as a purely counterfactual intervener in the Frankfurt-cases, has
run amok) to induce precisely the sorts of change in behavior that come
“the old-fashioned way” for the first man. I think we would all say that
the first man’s life has more value than the second man’s, even though
the utility-information may well be the same in both lives. Further, note
that the behavior is the same in both lives; the only difference is that the
first man’s is free, whereas (after the relevant point) the second man’s is
not. More specifically, I think it is plausible that the first man’s life has
(or scores more highly on) the irreducible narrative dimension of value,
whereas the second man’s lacks this dimension entirely (after the point
of external intervention and manipulation).
More generally, consider scenarios in which individuals are secretly
manipulated in such a way that it would be indisputable that they were
not acting freely. Stipulate that the manipulation is clandestine and inac-
cessible to the conscious awareness. Now, presumably, we can think
about various life-histories involving learning from mistakes, thriving
as a result of hard work and conscientious efforts (rather than sudden
14 Our Stories: Essays on Life, Death, and Free Will
windfalls), and so forth. In all of these cases, I contend that the fact that
the stretches of the lives instantiate the relevant relationships—the rela-
tionships in virtue of which we would (apart form the manipulation)
say that the lives score higher on the narrative dimension of value—is
entirely irrelevant to the overall value of the lives. That is, when the
kind of control associated with moral responsibility is lacking, I do not
have any intuition that it matters that (say) someone has succeeded as
a result of hard work, rather than winning the lottery; that fact does
not matter apart from the underwriting provided by the relevant kind
of free will. And yet in general we do think it matters that our lives (or
stretches of them) instantiate the relationships in question. I conclude
that it is in virtue of our exercising our capacity for free will—more
specifically, our acting freely—that we are the kinds of creatures whose
lives have an irreducible narrative dimension of value. I contend that
by exercising a distinctive kind of control, we endow our lives with this
additional dimension of value, and we thus become the authors of our
life-stories. (Of course, it does not follow, as I have emphasized above,
that in writing the story we should be guided exclusively or primarily
by aesthetic considerations or factors that make for a better story in the
telling. Nor does it follow that I should seek to experience my life as a
narrative, to interpret it as a narrative, and so forth.)
II. CONTINUITY
Followers of Epicurus typically point to the differences between death
and what might be called (perhaps somewhat tendentiously) “standard”
evils (misfortunes or “bad things”). As discussed above, death
(construed as an experiential blank) differs from standard evils insofar
as it does not involve unpleasant experiences. Also, death robs us of
a subject, so that the “existence requirement” (the claim that all evils
require a contemporaneous subject) is not met. Finally, standard evils
are “comparative” in nature; to the extent that something is bad for an
individual, it makes the individual worse off than he otherwise would
be. Typically, then, we would compare an individual’s situation in the
scenario in which he is affected by the purportedly bad thing with the
situation of that very individual in relevant alternative scenarios in
which he is not so affected. But death makes such comparisons impos-
sible. The Epicurean tends to focus on what are deemed paradigmatic
or standard evils, note these salient differences, and conclude that death
cannot be an evil (or bad thing) for the individual who dies.
But there is another way of looking at these matters.24 Common
sense presumably has it that if anything is (typically or at least often)
a bad thing for an individual, it is death; that is, death is arguably a
paradigmatic harm (or bad thing). So whatever other harms there are, our
philosophical theorizing should accommodate death’s being a harm (or
Introduction: Meaning in Life and Death 15
evil or bad thing). Perhaps then we should divide the class of evils (or
bad things) into standard and non-standard subclasses. On this way of
proceeding, the standard evils involve unpleasant experiences, satisfy
the existence requirement, and are comparative in nature. In contrast,
nonstandard evils (including death) would not meet (all of) these cri-
teria. A defender of the common sense view here might insist that the
claim that death can be a bad thing for the individual who dies is on
firmer footing than the alleged requirements that evil requires a sub-
ject, that it involves unpleasant experiences, and that it is essentially
comparative.
How can this debate be resolved? That is, what is the route past
the relevant Dialectical Stalemates? I have suggested what I take to be
a promising path (chapter 7). Here, I simply wish to note that there
might be something to be said for the kind of “continuity” that appears
to underwrite the commonsense view that death can indeed be a bad
thing for the individual who dies. This, roughly speaking, is what I
have in mind. Think of various indisputable and unproblematic harms,
such as pain. If I twist your arm for thirty seconds, thus causing you
pain during this period, I thereby cause you harm. As we ratchet up
the level of pain and/or its duration, presumably we also increase the
level or severity of the harm. If we add tissue damage or damage to the
functioning of the body and/or mind, we again increase the severity
of the harm. Rape, dismemberment, mutilation, and torture are clearly
among the most severe evils one can undergo. Now suppose that (say)
torture is so severe that it issues in the individual’s death. It would
seem natural that this would make the harm of the torture even worse. It
seems to follow that there is a kind of continuity in the nature of harm.
Let me try to say a little more about this notion of continuity. There
are certain features—call them “Level One Features”—that appear to
be arranged on a spectrum of increasing intensity or significance. In
the examples, these features include pain, suffering, and various kinds
of impairment and damage. Further, it is natural to suppose that the
“Level Two Feature” of evil (badness or misfortune) in some sense super-
venes on the Level One Features. At least it seems that as the Level One
Features become more and more significant—that is, as we move along
the spectrum of Level One Features—this is reflected at Level Two in
greater severity of harm. But the Epicurean must say that when we get
to death, there is a radical discontinuity; although death would appear to
be at the far end of the Level One spectrum, this is not reflected continu-
ously at Level Two. Put slightly differently, as the features that intui-
tively underwrite harm-attributions get more and more significant, this
is reflected in greater harm until we get to death, where there is suddenly
no harm at all.
Now I believe that in general we should aim for philosophical
understanding of various phenomena that meets certain desiderata,
16 Our Stories: Essays on Life, Death, and Free Will
than those of the previous sections. I hope that, even if they are not
entirely persuasive, they will be to some extent both illuminating and
suggestive. The ideas all pertain—in some way or another—to the cen-
tral notion of self-expression.
I have argued that the “value” of acting so as to be morally respon-
sible—what we care about in caring about moral responsibility—is
making a statement (of a certain sort), not making a difference (of a
certain sort). Here I rely to some extent on what I take to be the moral
of the Frankfurt stories—that there can be cases of moral responsibility
in which the relevant agent lacks genuine metaphysical access to the
appropriate kind of alternative possibilities.25 Given that what we care
about in caring about moral responsibility is present in such cases, we
cannot construe this as involving the importance of making a differ-
ence. Rather, upon reflection, I believe that it is plausible that the value
of acting so as to be morally responsible can be understood as a species
of the value—whatever that is—of artistic self-expression. After all, in
acting freely, we are writing a sentence in the book of our lives—we
are so acting that our lives have an irreducibly narrative dimension of
value (a dimension that presupposes that our lives are indeed stories,
strictly speaking).
I suggest that this explanation of the value of acting so as to be
morally responsible might illuminate an extremely puzzling disagree-
ment among philosophers who have written about free will and moral
responsibility. Some philosophers anchor free will and moral responsi-
bility in contexts in which “reason” (presumably, practical reason) does
not clearly dictate a correct path. Of course, there are various such con-
texts, but the key is that the agent’s reasons for action do not clearly
or obviously recommend one course of action over others apparently
available to the agent. Perhaps these cases involve conflicts between
morality and prudence, or conflicts internal to morality or prudence;
maybe in these contexts reasons are comparable but “close” or maybe
the reasons are incommensurable. In any case, in Close Calls practical
reason does not commend a unique choice and action. The proponents
of Close Calls as anchoring free will and moral responsibility point to
such contexts as the fundamental or basic locus of free will and moral
responsibility; they sometimes claim that it is only in such contexts that
an agent exhibits “true freedom” and moral responsibility, and they
typically wish to “trace” all genuine instances of free will and moral
responsibility back to Close Calls.
On the other hand, other philosophers find this view highly implau-
sible; they think of Close Calls as contexts characterized by arbitrariness,
which they take to be antithetical to the sort of control that is involved
in free will and moral responsibility. The proponents of Clear Cases
as anchoring free will and moral responsibility contend that it is only
when practical reason clearly dictates a unique path that we are truly
Introduction: Meaning in Life and Death 19
NOTES
1. Presumably, pain and suffering is intrinsically bad, but they may not
be the only intrinsic bads; nor is it obvious that states of affairs involving pain
and/or suffering need be all-thing-considered or on-balance bad. These are all
difficult and contentious issues.
2. For an interesting exploration of some of the complexities involved in
defining “death,” see Fred Feldman, Confrontations with the Reaper (New York:
Oxford University Press, 1992).
3. See Bad Religion’s album, How Could Hell Be Any Worse?
4. Death is not necessarily bad for the individual who dies. An individual
in terrible pain or significant disability may welcome death under certain cir-
cumstances, and we might think that death would not be a bad thing for the
individual in such circumstances.
5. For Nagel’s classic treatment of these issues, see Thomas Nagel,
“Death,” in his Mortal Questions (Cambridge, U.K.: Cambridge University
Press, 1979), pp. 1–10; reprinted in John Martin Fischer, ed., The Metaphysics of
Death (Stanford, Calif.: Stanford University Press, 1993), pp. 61–9. (Subsequent
references to the Nagel piece will be to the reprinted version.)
6. For further discussion of these examples, see “Death, Badness, and the
Impossibility of Experience” (chapter 3) and “Epicureanism About Death and
Immortality” (chapter 7).
7. Further, we can assume that the individual does not fail to get some
good he otherwise would have got, but for the meetings.
8. Robert Nozick, “On the Randian Argument,” in Socratic Paradoxes
(Cambridge, Mass.: Harvard University Press, 1999), pp. 249–64.
9. Nagel, “Death,” p. 65.
10. Ibid.
Introduction: Meaning in Life and Death 23
24. For further discussion, see John Martin Fischer, “Introduction: Death,
Metaphysics, and Morality,” in Fischer, ed., The Metaphysics of Death, pp. 3–30,
esp. pp. 23–4.
25. I believe that the Frankfurt-cases are just one “route” to the conclusion
that moral responsibility does not require the kind of control that involves free-
dom to choose and do otherwise. There are also paths that follow the work
of Peter Strawson and Daniel Dennett to get to the same conclusion; Peter
Strawson, “Freedom and Resentment,” Proceedings of the Aristotelian Society 48
(1962), pp. 1–25; Daniel Dennett, Elbow Room (Cambridge: MIT Press, 1984); and
Freedom Evolves. There is a sustained development of a Strawsonian critique of
the Principle of Alternative Possibilities (PAP) in R. Jay Wallace, Responsibility
and the Moral Sentiments (Cambridge, Mass.: Harvard University Press, 1994)
So there is more than one way to reject PAP. Further, they seem to me to
be entirely compatible and mutually reinforcing. The situation here thus may
be a bit different from that of a man described by my wife. The man came to
her Buddhist temple near Pasadena, California. He was elderly and concerned
about death, and he was engaging in the preparations for death prescribed by
various of the major religions: Christianity, Judaism, Hinduism, Buddhism, and
so forth. Better safe than sorry, I suppose, but . . .
26. Gary Watson, “Free Agency,” Journal of Philosophy 72 (1975), pp. 205–20.
For additional important work by Watson, see Gary Watson, Agency and
Answerability (Oxford; Clarendon Press, 2004).
27. Gary Watson makes this point in “Free Will and Free Action,” Mind 96
(1987), pp. 145–72.
28. Roderick Chilshom, “Human Freedom and the Self,” reprinted in Gary
Watson, ed., Oxford Readings in Philosophy: Free Will (Second Edition), (New
York: Oxford University Press, 2003), pp. 26–37.
29. David Velleman, How We Get Along, forthcoming, Cambridge University
Press; a model for what Velleman has in mind might be Larry David’s HBO
television show, Curb Your Enthusiasm, in which Larry David plays himself (and
the script is not fully written out in advance, so the actors improvise, at least
within certain constraints).
30. Stephen King develops an account of authorship which emphasizes
the autonomy of his characters in On Writing (New York: Pocket Books, 2002).
The mystery writer, Barbara Seranella, the sister of a close friend of mine, once
told me that she always starts with a corpse and a bunch of characters. She
then figures out “who dunnit” (personal conversation, 2006) This is clearly an
even more “extreme” version of the model described by Stephen King. Sadly,
Seranella died at a tragically young age in 2007, awaiting a liver transplant that
never came.
Seranella was the author of the “Munch Mancini” mystery series, culminat-
ing in An Unacceptable Death. The “About Barbara” part of “Barabara Seranella’s
Webpage,” accessed Monday, January 22, 2007 says:
Seranella was born in Santa Monica, California and grew up in Pacific
Palisades. After a restless childhood that included running away from home
at 14, joining a hippie commune in the Haight, and riding with outlaw
motorcycle clubs, she decided to settle down and do something normal so
she became an auto mechanic.
She worked at an Arco station in Sherman Oaks for five years and then
a Texaco station in Brentwood for another twelve. At the Texaco station she
Introduction: Meaning in Life and Death 25
rose to the rank of service manager and then married her boss. Figuring
she had taken her automotive career as far as it was going to carry her, she
retired in 1993 to pursue the writing life.
Seranella’s books have been hailed for their “gritty realism, smart plot-
ting, taut suspense, and [their] highly original heroine.”
A Booklist review of An Unacceptable Death says:
Mancini herself has crawled up from the streets. As an ex-abuse victim, ex-
prostitute, ex-biker old lady, ex-drug addict, she is both forever conscious of
how lucky she is to be one of the few to escape and how unlucky the many
others are who never do; this perspective, plus street smarts, enables her to
go undercover convincingly.
In Fall 2006, Barbara Seranella won the Dennis Lynch Memorial Award for
Social Consciousness in Crime Fiction.
This page intentionally left blank
2
27
28 Our Stories: Essays on Life, Death, and Free Will
presuppose that there are experiences after death. Many have thought
that such an explanation can be given.
If death can be a bad thing for a person, though not in virtue
of including unpleasant experiences of that person, then death is
a bad thing for a person in a way that is different from the way in
which, say, pain is a bad thing for a person. That is, some things
which are bad (or evil) for a person (such as pain) are “experienced
as bad by the person,” whereas other things which are bad for a
person (such as death) are not (ever) experienced as bad by the per-
son.2 Death, then, is assimilated to such bads as betrayal by a friend
behind one’s back, which, though never experienced as bad (one
never finds out and suffers no bad consequences), are nevertheless
bad for a person.3
Let’s suppose that some things which are never experienced as
bad by a person are nevertheless bad for the person. Death could
then be an experiential blank and still be a bad thing for an individ-
ual. And one plausible explanation of why this is so is that death
(though an experiential blank) is a deprivation of the good things of
life. That is, when life is, on balance, good, then death is bad insofar
as it robs one of this good: if one had died later than one actually
did, then one would have had more of the good things in life. This
is the sort of explanation of death’s badness which is adopted by
Thomas Nagel.4
But a problem emerges. We intuitively think that it is appropriate
to have asymmetric attitudes toward prenatal nonexistence and death.
We think that it is reasonable to regard death as a bad thing in a way in
which prenatal nonexistence is not. If death involves bad experiences in
an afterlife, then this asymmetry could be explained. But we are assum-
ing here that death’s badness is not experienced as bad by the individ-
ual who dies. If this is so, how can we explain the intuitive asymmetry
between prenatal and posthumous nonexistence? Both periods are,
after all, experiential blanks. And it seems that prenatal nonexistence
constitutes a deprivation in a sense analogous to that in which death
is a deprivation: if a person had been born earlier than he actually was
born, then he would have had more of the good things in life. (When it
is supposed that one is born earlier here, we hold fixed the date of one’s
death. Similarly, when it is supposed above that one dies later, we hold
fixed the date of one’s birth.) Being born at the time at which one was
born (rather than earlier) is a deprivation in the same sense as dying at
the time when one dies (rather than later). Both Epicurus and Lucretius
argued that our ordinary asymmetric attitudes are irrational and since
we don’t regret prenatal nonexistence, we ought not regard death as a
bad thing. If death is a bad insofar as it is a deprivation, the challenge
posed by Epicurus and Lucretius is pressing: why should we treat pre-
natal and posthumous nonexistence asymmetrically?
Why Is Death Bad? 29
One way to respond to the challenge (and thus defend the Nagelian
explanation of death’s badness) is to say that, whereas one could (logi-
cally) have lived longer, it is logically impossible that one should have
been born much earlier. Further, the claim is that it is irrational (or impos-
sible) to regret that a proposition which is necessarily false isn’t true.5
This response is unsatisfying. It is not clear that it is logically impossible
that an individual should have been born substantially earlier than he
actually was. It is not at all clear, for instance, that Socrates—the very
same Socrates—couldn’t (logically) have come into being ten years ear-
lier than he in fact did. Why exactly should (roughly) the actual time of
one’s birth be an essential property of a person? Given that the essenti-
ality of the actual time of birth is a controversial metaphysical claim, it is
unsatisfying to use it as part of an explanation of the intuitive asymme-
try.6 The explanation will not be acceptable to anyone who denies the
assumption.7 If it is at least logically possible that one should have been
born much earlier (and no reason has been offered to rule this out), then
we still need to develop a response to the challenge raised by Epicurus
and Lucretius (insofar as we cling to the explanation of death’s badness
in terms of deprivation).
Recently, Derek Parfit has suggested another response.8 His position
could be put as follows:
We have a (not irrational) bias toward the future to the extent that
there are cases where we are indifferent toward (or care substantially
less about) our own past suffering but not indifferent toward our own
future suffering. Since there are such cases, and the attitudes therein
seem rational, the general principle that it is always rational to have
symmetric attitudes toward (comparable) past and future bads is
false, and so it might be true that it isn’t irrational to have asymmet-
ric attitudes toward our own past and future nonexistence (where
such periods of nonexistence are taken to be bads). Thus, death could
be considered a bad thing for us, and yet we needn’t assume sym-
metric attitudes toward death and prenatal nonexistence.
long it must take. She says that she knows the facts about both me
and another patient, but that she cannot remember which facts apply
to whom. She can tell me only that the following is true. I may be the
patient who had his operation yesterday. In that case, my operation
was the longest ever performed, lasting ten hours. I may instead be
the patient who is to have a short operation later today. It is either true
that I did suffer for ten hours, or true that I shall suffer for one hour.
I ask the nurse to find out which is true. While she is away, it is
clear to me which I prefer to be true. If I learn that the first is true, I
shall be greatly relieved.9
status, it is clear that you prefer to have the pleasure tomorrow. There is
a temporal asymmetry in our attitudes to “experienced goods” which is
parallel to the asymmetry in our attitudes to experienced bads: we are
indifferent to past pleasures and look forward to future pleasures.
Perhaps it is this temporal asymmetry in our attitudes toward
certain goods, and not the asymmetry in our attitudes toward bads,
which explains our asymmetric attitudes toward prenatal and posthu-
mous nonexistence. Death is a bad insofar as it is a deprivation of the
good things in life (some of which, let us suppose, are “experienced
as good” by the individual). If death occurs in the future, then it is a
deprivation of something to which we look forward and about which
we care—future experienced goods. But prenatal nonexistence is a
deprivation of past experienced goods, goods to which we are indiffer-
ent. Death deprives us of something we care about, whereas prenatal
nonexistence deprives us of something to which we are indifferent.
Thus we can defend Nagel’s account of the badness of death by
explaining the asymmetry in our attitudes toward prenatal and posthu-
mous nonexistence. This explanation makes use of a principle clearly
related to (but different from) Parfit’s principle concerning the asym-
metry in our attitudes toward past and future experienced bads. If we
have asymmetric attitudes toward past and future experienced goods,
then death is a bad thing in a way in which prenatal nonexistence is
not.14
Let us end with a fanciful example that illustrates the present point.
It is now 1985 and you will live eighty years in any case. Suppose you
are given the following choice. Either you were born in 1915 and will die
in 1995, or you were born in 1925 and will die in 2005. In each case, we
will suppose, your life contains the same amount of pleasure and pain,
distributed evenly through time. It is quite clear that you would prefer
the second option—you want your good experiences in the future. Note
that the periods before 1915 and after 2005 involve “experiential blanks”
in any case. However, on the first option there is an “extra” blank between
1995 and 2005, and on the second option this extra blank is placed
between 1915 and 1925. If one focuses simply on this experiential blank
of ten years and asks whether it would be better to have the blank in the
past or the future, it seems that one shouldn’t care. That is, as argued
above, it is rational for a person to have temporally symmetric attitudes
toward bads not experienced by him. Thus, our preference for the second
option—living more in the future—cannot be explained directly by an
alleged asymmetry in our attitudes toward experiential blanks. Rather, it
is crucial that the placement of the “extra” experiential blank of ten years
determines the temporal distribution of experienced goods, since we do
have temporally asymmetric attitudes toward experienced goods.
Nagel is correct to assimilate death to a bad such as betrayal by a
friend behind one’s back—both bads do not involve unpleasant
34 Our Stories: Essays on Life, Death, and Free Will
experiences. But the two sorts of bads are interestingly different. If death
occurs later than it actually does, we will have a stream of good experi-
ences in the future. The alternative to death is good experiences, whereas
(in the typical case, at least) the alternative to a future betrayal behind
one’s back is not good experiences. Thus prenatal and posthumous non-
existence deprives us of things to which we have temporally asymmet-
ric attitudes, whereas past and future betrayals do not. Death’s badness
is similar to the badness of betrayal behind one’s back, but different in
a way which explains why death is rationally regarded as worse than
prenatal nonexistence.15
NOTES
1. This does not imply that it is rational to preoccupy oneself with one’s own
death or to focus one’s attention upon it constantly, etc.
2. Something is “experienced as bad by a person” roughly speaking inso-
far as that thing causes unpleasant experiential episodes in the person (and
perhaps, the person believes that the thing is causing such experiences).
3. Thomas Nagel discusses such bads in: “Death,” reprinted in Thomas
Nagel, Mortal Questions (Cambridge: Cambridge University Press, 1979),
pp. 1–10. Also, Robert Nozick discusses similar examples in: “On the Randian
Argument,” in Jeffrey Paul (ed.), Reading Nozick (Totowa, N.J.: Rowman &
Littlefield, 1981), pp. 218–222.
4. Nagel, Ibid.
5. Ibid., pp. 7–8.
6. Even if one—controversially—held that generation from such and such
gametes is an essential property of an individual, this would not commit one to
the further essentialist claim in the text.
7. Nagel himself is unsatisfied with this response. (Nagel, Ibid. fn. 3, pp. 8–9).
He points out that “it is too sophisticated to explain the simple difference between
our attitudes toward prenatal and posthumous nonexistence.” (Ibid.) To explain his
doubts, he presents an example (attributed to Robert Nozick) in which it is granted
that it is logically possible that an individual be born years before he is actually
born (by prematurely “hatching” the spore from which one develops), and yet it
seems that even here the intuitive asymmetry is justified. Thus, the logical impos-
sibility of being born earlier cannot explain the asymmetry in our attitudes.
8. Derek Parfit, Reasons and Persons (Oxford: Oxford University Press,
1984), pp. 165–185, esp. p. 175.
9. Ibid., pp. 165–166.
10. Nagel seems to have been aware of some version of Parfit’s claim. Given
his worries about the view that it is logically impossible that one should have
been born much earlier than one actually was, Nagel admits that “Lucretius’
argument still awaits an answer.” He continues (Ibid., fn. 3, p. 9): “I suspect that
it might require a general treatment of the difference between past and future
in our attitudes toward our own lives. Our attitudes toward past and future
pain are very different, for example. Derek Parfit’s unpublished writings on
this topic have revealed its difficulty to me.”
Why Is Death Bad? 35
11. So a symmetric attitude towards past and future betrayals involves preference
for one betrayal over several comparable ones regardless of when they occur and
indifference between two comparable betrayals regardless of when they occur.
12. Ibid., p. 181.
13. Parfit (Ibid., p. 182), says: “My own examples reveal a surprising asym-
metry in our concern about our own and other people’s pasts. I would not be
distressed at all if I was reminded that I myself once had to endure several
months of suffering. But I would be greatly distressed if I learnt that, before she
died, my mother had to endure such an ordeal.”
This asymmetry is not the same as the asymmetry between my attitudes
toward my own past and my own future, yet the two asymmetries are connected
as follows. The first asymmetry consists in my indifference to my own past suf-
fering paired with my concern for another’s past suffering. Given my concern for
my own future suffering, it follows that I have asymmetric attitudes toward my
own past suffering and my own future suffering. Given my concern for another’s
future suffering, it follows that I have symmetric attitudes toward another’s past
suffering and another’s future suffering. Thus the contrast between temporally
asymmetric attitudes regarding my own suffering and temporally symmetric
attitudes regarding another’s suffering stems from the “surprising” asymmetry
Parfit notes in the above-quoted passage. But the contrast in question, which arises
from the “surprising” asymmetry, is precisely what one should expect given the
discussion in the text: the contrast matches up with the contrast between bads
which one experiences and bads which one does not.
14. Though Parfit focuses upon examples involving temporally asymmetric
attitudes towards pain, he speaks of our “bias toward the future” with respect
to experienced goods such as pleasure as well. So he would endorse the prin-
ciple about temporally asymmetric attitudes toward experienced goods, which
grounds the foregoing explanation of the asymmetry in our attitudes toward
prenatal and posthumous nonexistence. Though this explanation is consistent
with Parfit’s remarks in the passages surrounding his discussion of Epicurus
on death, that discussion itself does not indicate that he had the explanation in
mind: “Epicurus’s argument fails for a different reason: we are biased towards
the future. Because we have this bias, the bare knowledge that we once suffered
may not now disturb us. But our equanimity does not show that our past suf-
fering was not bad. The same could be true of our past nonexistence. Epicurus’s
argument therefore has force only for those people who lack the bias towards
the future, and do not regret their past non-existence. There are no such people.
So the argument has force for no one.” (Ibid., p. 175)
In any case, it is crucial to see that only the principle about temporally asym-
metric attitudes toward experienced goods such as pleasure will afford an explana-
tion of why death is bad. The principle about experienced bads which is suggested
by Parfit’s examples, it has been argued, will not generate such an explanation.
15. We would like to thank Phillip Bricker for helping us to arrive at the
foregoing explanation of why death is bad.
This page intentionally left blank
3
Dying
Is an art, like everything else.
I do it exceptionally well.
I do it so it feels like hell.
I do it so it feels real.
I guess you could say I’ve a call, . . .
Sylvia Plath, “Lady Lazarus”
Few Fallacies depressed me more than the line, “I don’t mind being dead; it’s just like
being asleep. It’s the dying I can’t face.” Nothing seemed clearer to me in my nocturnal
terrors than that death bore no resemblance to sleep. I wouldn’t mind dying at all,
I thought, as long as I didn’t end up Dead at the end of it.
Julian Barnes, Metroland1
37
38 Our Stories: Essays on Life, Death, and Free Will
similar examples in support of the view that what one does not know
can indeed hurt (or at least harm or be bad for) one.5
But various philosophers have replied to Nagel. In order to develop the
approach of Nagel’s critics, it is helpful to distinguish two principles:
Thomas Nagel argues that what a person does not know may well
be bad for the person. Nagel seems thereby to object to premise (A)
[A state of affairs is bad for person P only if P can experience it at
some time]. He gives plausible cases in which something can be bad
for a person even if the person is unaware of it. Unknown betrayal
by friends and destruction of one’s reputation by vile, false rumors
of which one is unaware are examples of evils which a person might
not consciously experience. Strictly, however, such cases are logically
compatible with (A) [ER II] and hence do not refute (A) [ER II], since
all (A) [ER II] requires for something to be bad for a person is that
the person can experience it (perhaps not consciously) at some time,
not that he actually experience it consciously. We can grant that what
one does not consciously experience can hurt one without granting
that what one cannot experience can hurt one.8
After laying out the original version of the example, Nagel says:
Someone who holds that all goods and evils must be temporally
assignable states of the person may of course try to bring difficult
cases into line by pointing to the pleasure or pain that more compli-
cated goods and evils cause. Loss, betrayal, deception, and ridicule
are on this view bad because people suffer when they learn of them.
But it should be asked how our ideas of human value would have
to be constituted to accommodate these cases directly instead. One
advantage of such an account might be that it would enable us to
explain why the discovery of these misfortunes causes suffering—in a
way that makes it reasonable. For the natural view is that the discov-
ery of betrayal makes us unhappy because it is bad to be betrayed—
not that betrayal is bad because its discovery makes us unhappy.12
Nagel is here discussing whether future actual discovery of the betrayal,
with its attendant unpleasant experiences, is what would make the
betrayal bad. But his Euthyphro-type point could be adapted to the
issue of whether the possibility of discovery and attendant unpleas-
ant experiences is what makes the betrayal bad. For it is natural to say
that it is not the possibility of bad experiences that makes betrayal bad,
but rather the badness of betrayal that explains why one would have
unpleasant experiences given the possible circumstance of discovery of
the betrayal. If this sort of analysis of the order of explanation is correct,
then it is not surprising that there should be examples in which some-
thing is bad for an individual and yet there is not even the possibility
that the individual have bad experiences as a result.
ancillary assumptions, it follows that you cannot get out of the chair
within an hour, in the sense of “can” typically thought to be relevant
(in some way or another) to moral responsibility. Note, however, that
your breaking the chains is compatible with the laws of logic (and the
relevant metaphysical truths), and thus your getting out of the chair is
possible in the broad sense.
Let us say that the sort of possibility that corresponds to the free-
dom typically associated (in some way or another) with moral respon-
sibility is “narrow possibility.” This sort of possibility implies that the
relevant agent have a general ability to do the thing in question and
also the opportunity to exercise the ability. Of course, it would be too
daunting a task for me to attempt to provide an analysis of the relevant
sort of freedom. Here I simply associate the narrower sort of possibil-
ity with this freedom (however it is analyzed, if it is analyzed at all).
Possibility in the narrow sense implies that a certain course of action is
genuinely accessible to or open to an agent. It is not genuinely open to
you in the modified betrayal example to discover that you have been
betrayed.13
Note that, if the broad notion of possibility is employed in ER II, then
the modified betrayal example is no counterexample. But I would con-
tend that it is the narrow notion of possibility that is relevant to ER II.
Surely, if one is concerned to connect badness (or harm) with the possi-
bility of experience, it is not plausible to employ the broad notion of pos-
sibility. Consider, as an example, an individual who has been reduced
to a persistent vegetative state as a result of a stroke. Physicians reliably
diagnose this person as terminally comatose. Presumably, in the sense
of possibility relevant to the issue of whether this individual can be
harmed by (say) a betrayal, it is impossible for the individual to have
unpleasant experiences. But if this is correct, then the relevant notion
of possibility cannot be the broad notion, for it is possible in the broad
sense for the individual to have unpleasant experiences (as a result,
say, of a miraculous recovery of the capacity for consciousness). I con-
tend then that it is the narrow notion of possibility that is appropriately
employed in ER II, and that the modified betrayal example constitutes
a counterexample to ER II thus interpreted.14
V. CONCLUSION
Nagel’s “betrayal” example is a case in which it seems that the betrayal
is directly bad for someone—bad for someone quite apart from the indi-
vidual’s experiencing anything unpleasant as a result of the betrayal.
It seems intuitively that actual or even possible experience is not what
makes the betrayal bad. Further, Nagel’s “Euthyphro-type” point (about
the order of explanation of the badness of betrayal) provides some the-
oretical backing for the intuitive notion that experiential considerations
are not the basis of the view that the betrayal is bad. Nagel’s example
and theoretical insight then show that in principle, there should be
examples in which something is bad for an agent even though he can-
not have bad experiences as a result. The “Frankfurt-type” version of
Nagel’s original betrayal case is precisely this sort of example. And if
so, then ER II, together with the most powerful reconstruction of the
Epicurean argument against death’s badness, must be rejected.
Note, also, that if ER II is rejected, then so also must an intriguing
recent argument by Walter Glannon.18 Lucretius argued that posthu-
mous and prenatal nonexistence should be treated symmetrically, and
that, since we do not think of prenatal nonexistence as a bad thing, we
should also not think of death as a bad thing. Various philosophers
have responded, insisting on the commonsense asymmetry: prenatal
nonexistence is not a bad thing, but death is.19 Glannon has employed
ER II to argue for precisely the opposite asymmetry: since we can (while
we are alive) have unpleasant experiences as a result of things that hap-
pen in the prenatal environment, but we cannot have bad experiences
after we are dead, Glannon argues that prenatal nonexistence can be
bad for an individual, but death is not. However, it is clear that if ER II
is rejected, then there is no basis for Glannon’s asymmetry.
I wish to end with an even more fanciful example and some specula-
tive reflections on its implications. Imagine that your spouse and your
best friend are on a space colony orbiting Mars, which is now on the
opposite side of the Sun from Earth. Hence, it will take a few minutes
for light waves to travel from Mars to the village on the Alaskan coast
where you reside. They betray you. It turns out, however, that a gargan-
tuan earthquake-induced tidal wave is going to kill you in fewer than
the number of minutes it takes for light to travel from Mars to Earth.20
Here it is impossible (in a very strong sense) for you to experience
something bad as a result of the betrayal. And yet it seems that you
have been harmed. Certainly, if you are harmed by the betrayal in the
Frankfurt-type betrayal example, then you are harmed by the betrayal
in the Mars example. But it is impossible (short of a violation of the
46 Our Stories: Essays on Life, Death, and Free Will
NOTES
1. I am indebted to G. Dworkin for bringing this passage to my attention.
In “Death,” T. Nagel expresses a similar view: “It is sometimes suggested that
what we really mind is the process of dying. But I should not really object to
dying if it were not followed by death” [T. Nagel, Mortal Questions (Cambridge,
UK: Cambridge University Press, 1979), pp. 1–10; reprinted in J.M. Fischer
(ed.), The Metaphysics of Death (Stanford: Stanford University Press, 1993),
pp. 61–69].
2. T. Nagel, Mortal Questions (1979), pp. 1–10.
3. If the individual has unpleasant experiences simply as a result of
discovering or recognizing that a certain event has taken place, this is a rel-
atively “direct” way in which that event results in unpleasant experiences.
If, however, the event has consequences (other than mere recognition by
the individual) that then cause unpleasant experiences in the individual,
this would be a relatively “indirect” way in which the event results in
unpleasant experiences. For a similar distinction, see J. McMahan, “Death
and the Value of Life,” Ethics 99 (1988), pp. 32–61, esp. pp. 32–34; this essay
is reprinted in Fischer (ed.), pp. 233–266. I mean to include both direct and
indirect ways of resulting in unpleasant experiences in my discussion in
this essay.
4. Nagel, p. 4.
5. See J. Feinberg, Harm to Others (Oxford: Oxford University Press, 1984),
pp. 86–87; and R. Nozick, “On the Randian Argument,” in J. Paul (ed.), Reading
Nozick (Totowa, N.J.: Rowman & Littlefield, 1981), p. 221.
Death, Badness, and the Impossibility of Experience 47
6. For the purposes of this discussion, I will not distinguish between some-
thing’s being bad for an individual and that thing’s harming the individual.
7. H.S. Silverstein, “The Evil of Death,” Journal of Philosophy 77 (1980),
pp. 414–415; reprinted in Fischer (ed.), pp. 95–110.
8. S.E. Rosenbaum, “How to Be Dead and Not Care: A Defense of Epicurus,”
American Philosophical Quarterly 23 (1986), p. 221; the essay reprinted in Fischer
(ed.), 119–134. Another proponent of ER II is W. Glannon, who appears to
base much of his view of death’s badness on something like it. In his article,
“Temporal Asymmetry, Life, and Death,” American Philosophical Quarterly 31
(1994), pp. 235–244, Glannon is not always careful to distinguish ER I from ER
II. For example, the following suggests that Glannon is a proponent of ER I:
. . . it is irrational to care now about the goods of which we allegedly will be
deprived by death. For it is rational to be concerned about the pleasure and
pain, the happiness and suffering, that we actually experience as persons. Yet
we cannot experience anything after we die (p. 238) [emphasis added].
But I believe that Glannon’s considered view is ER II. He says:
We care about future experienced goods to the extent that we can anticipate
actually experiencing them in the lived future. By contrast, in the postmor-
tem future there are no goods that we can actually experience, and so there
is no reason to be concerned now about the non-actual goods of which death
purportedly deprives us (p. 238) [emphasis added].
Also, Glannon says:
On the intuitively plausible assumption that the value of our lives is a func-
tion of what we can experience, something is intrinsically good or bad for us
only if it is possible for us actually to experience it as such (p. 238). . . . Even
if death is bad in the extrinsic sense of depriving the deceased of the goods
they would have experienced if they had continued to live, it does not fol-
low that it is rational to be concerned about death. For what makes our con-
cern about a state of affairs rational is the possibility of our experiencing it as
intrinsically good or bad, and we cannot experience anything in the state of
postmortem nonexistence (p. 241) [emphasis added].
9. The “Principle of Alternative Possibilities” states that an agent can be
morally responsible for what he has done only if he could have done other-
wise. In “Frankfurt-style” counterexamples to this principle, an agent acts “on
his own” in just the way we believe an agent typically acts when we hold him
morally responsible, and yet some counterfactual intervener is associated with
the agent in such a manner as to render it plausible that the agent cannot do
other than what he actually does. The version of Nagel’s example I develop
in the text takes its cue from Frankfurt-type counterexamples to the Principle
of Alternative Possibilities: H.G. Frankfurt, “Alternate Possibilities and Moral
Responsibility,” Journal of Philosophy 66 (1969), pp. 828–839; and “Freedom of
the Will and the Concept of a Person,” Journal of Philosophy 68 (1971), pp. 5–20.
10. The presence of White, so described, appears to rule out the possibil-
ity of the betrayal’s directly resulting in unpleasant experiences. Although this
makes the example a bit less elegant, I also stipulate that White is in a position
to prevent indirect unpleasant experiences.
48 Our Stories: Essays on Life, Death, and Free Will
11. Of course, in the modified case, your friends arrange for White’s pres-
ence, but I assume that this in itself (and absent any interventions by White)
cannot be a relevant difference.
12. Nagel, p. 5.
13. I do not here suppose that there is some interesting connection between
the issues related to moral responsibility and those related to death; rather,
I am simply attempting to identify the notion of possibility that is relevant to ER
II. Alternatively, one could simply say that it corresponds to Austin’s “all-in”
notion of possibility (or “can”): J.L. Austin, “Ifs and Cans,” in his Philosophical
Papers (London: Oxford University Press, 1961). That is, “narrow possibility”—
having a pathway genuinely accessible to one—is picked out by Austin’s “all-
in” sense of “can.”
14. I do not deny that someone could dig in his heels and simply insist
that I have not “proved” that narrow possibility is the relevant notion of
possibility. I concede this, but I think it is clear that if one bases value on
the possibility of experience, it is not plausible to adopt the broader notion
of possibility. The intuitive motivation for connecting value with the pos-
sibility of experience does not sit well with employing the broad notion of
possibility.
15. Rosenbaum, “How To Be Dead and Not Care: A Defense of Epicurus,”
and “Epicurus and Annihilation,” The Philosophical Quarterly 39 (1989), pp. 81–90.
The latter essay is reprinted in Fischer (ed.), pp. 293–304.
16. Rosenbaum, “How To Be Dead and Not Care: A Defense of Epicurus,”
p. 219.
17. Suppose one sought to defend the existence requirement by basing
it on some sort of requirement of the possibility of “being affected.” On this
approach, something could not be bad for one, if it were impossible for one to be
affected by it (quite apart from experiencing it). It seems to me that the Frankfurt-
style counterexample employed above against ER II would also work against
this sort of approach.
18. Glannon, “Temporal Asymmetry, Life, and Death.”
19. See, for example, Brueckner and Fischer, chapter 2. See also, F. Kamm,
Morality, Mortality, Vol. One (New York: Oxford University Press, 1993).
20. I am grateful to M. Otsuka for this example.
21. For these points, see Silverstein. Silverstein believed that in order to
sustain his analogy between space and time, he had to argue that the future
“exists atemporally.” But I wish to employ the analogy with space and time
without making this further argument. I do not believe that one needs to estab-
lish the additional (highly contentious) fact about the future, in order to employ
the analogy. For criticism of Silverstein here, and one alternative picture of the
ontological status of future events, see: P. Yourgrau, “The Dead,” Journal of
Philosophy 86 (1987), pp. 84–101; reprinted in Fischer (ed.), pp. 137–156. T. Nagel
also suggests the analogy between time and space in the context of death, say-
ing “For certain purposes it is possible to regard time as just another type of
distance.” (Nagel, p. 6)
22. Thus, the conclusion I draw from the analogy between space and time
in the context of death is different from the respective conclusions of Silverstein
and Nagel. Silverstein believes that one is atemporally harmed by one’s death.
I believe that Nagel holds that the time of the harm of death is indeterminate.
Death, Badness, and the Impossibility of Experience 49
In contrast, I believe that the time of the harm is the time during which one is
dead. (Of course, I am thereby committed to the view that one can be harmed
during a time at which one does not exist.)
23. I thank M. Otsuka, D. Copp, H. Silverstein, A. Brueckner, and
D. Zimmerman for their help. My work on this essay has been supported by a
Fellowship for Independent Study and Research from the National Endowment
for the Humanities (let us hope that the NEH does not die!). I read a version of
this essay at the Western Washington State University Philosophy Conference,
Bellingham, Washington in March, 1996. I benefited greatly from the stimulat-
ing discussion at this conference.
This page intentionally left blank
4
The way I see it, being dead is not terribly far off from being on a cruise ship. Most of
your time is spent lying on your back. The brain has shut down. The flesh begins to soften.
Nothing much new happens, and nothing is expected of you.
Mary Roach, Stiff; The Curious Lives of Human Cadavers
51
52 Our Stories: Essays on Life, Death, and Free Will
with (as one would naturally assume) the experiences one would have
had, had one gone home from the hospital with another couple.
Suppose, however, that one’s early childhood experiences were
particularly horrid, involving significant poverty and physical and
psychological abuse. Under such circumstances, it would not at all be
unreasonable, upon reading the newspaper article, to wish that one had
in fact gone home from the hospital with another family. One might
wistfully think about having gone home with a happy, loving, and
financially secure family; it would be natural to say to oneself, “My life
would have been very different. . . . ” Again, these sorts of judgments
appear to presuppose precisely the coherence of stepping outside one’s
thick self in a certain way, contrary to Kaufman’s supposition.
Return to Kaufman’s Eskimo example. Recall that Kaufman con-
cludes, “Were the ‘thin’ metaphysical me to be raised by an Eskimo
tribe, the conscious personal entity that I currently am would regard
him as a complete stranger. I wish him well, but I am no more concerned
about his death than I am about the death of any other stranger.”10 But
let us now fill in the details of the story a bit differently. Imagine that
you were adopted when you were very young, so that you have never
known who your biological parents are. It happens that you have been
raised in a middle-class community in Anchorage, Alaska. One day
—when you are (say) forty years old—you get a telephone call from an
elderly couple who explain that they are your biological parents. They
would like to see you, and you arrange to meet them at a restaurant in
Anchorage. When they arrive at the restaurant, you are surprised to
learn that they are from an Eskimo tribe who live some distance from
the city. They apologize profusely for having had to give you up for
adoption at birth, but they already had eight children, and they just
could not manage another. They are a lovely, warm, generous couple
who have learned to speak English in their later years, in anticipation
of this meeting with you.
The meeting is very emotional, and your feelings and thoughts are cha-
otic for some time afterward. But as you think about your biological par-
ents and the story they told, you develop a strong feeling of sadness that
you were not in fact raised by them in the Eskimo tribal community. You
do love your adoptive parents, and you are grateful for all the love they
have given you. But you can’t help wondering what your life would have
been like had you been raised by your biological parents among your bio-
logical brothers and sisters in the Eskimo community. You wonder about
it constantly, and although you know there is nothing now that can be
done to change the fact that you were raised in a middle-class community
in Anchorage, you nevertheless wish that it had been different.
Of course, the story need not be told in this manner; upon meeting your
biological parents, you might have little or no regrets about not having
been raised by them. But the point is that the story can be told in this way.
56 Our Stories: Essays on Life, Death, and Free Will
It seems perfectly natural for human beings to prefer to have been raised
by their biological parents, even when they have had relatively favorable
circumstances. It would seem even more reasonable to have such a pref-
erence, if the adoptive circumstances are unpleasant and difficult.
When Kaufman concludes that the “conscious personal entity that
I currently am” would regard the individual raised by the Eskimos
as a “complete stranger” and that he would be no more concerned
about this individual’s death than about that of any other stranger,
this is a complex and puzzling claim. But it is interesting to ask why
Kaufman focuses on whether the individual as raised in the middle-
class community would be concerned about the death of the already-
mature individual raised in the Eskimo community. This does not
seem to be the relevant question. Rather, the question would appear
to be whether the individual raised in the middle-class community
could coherently form preferences about having been raised in the
Eskimo community. If it is possible for the middle-class individual
to prefer having been raised in the Eskimo community, then his not
having been so raised could deprive him of significant goods. That
is all that is required; the middle-class individual’s alleged attitudes
toward the death of the already-mature Eskimo individual seem
beside the point.
If the judgments and preferences in the cases discussed above are
coherent, then it is plausible that we can in general form judgments and
preferences about which thick persons our metaphysical essences—or
thin selves—are associated with. Put in simpler language, it seems
plausible that we can make judgments and form preferences about
which lives to lead, where the possibilities include lives with very dif-
ferent beginnings from those of our actual lives. It is not an uncom-
mon thought experiment to wonder what it would be like actually to
be someone else; one might wonder whether one would like to switch
places with another person. Of course, some versions of the thought
experiments are perfectly compatible with Kaufman’s view. For exam-
ple, it is compatible with Kaufman’s view that a thick individual can
imagine himself in some other person’s job or life circumstances now.
But what does appear to be incompatible with Kaufman’s view is the
possibility of imagining that one has led another individual’s life from
the beginning. And yet it does not seem incoherent to form the prefer-
ence for having led another individual’s life from the beginning or to be
relieved that one has not.
Regrettably, we do not have a decisive argument that the judgments
and preferences discussed above are possible. It is in fact hard to see
how to argue for their possibility. We do, however, wish to point to a
possible source of confusion in the considerations Kaufman adduces
on behalf of the contention that such judgments and preferences are
without any basis and thus irrelevant. Recall Kaufman’s claim:
Death and the Psychological Conception of Personal Identity 57
We want, most of us, for the past to be as it is, and so are neither indif-
ferent to its shape, nor interested in amending it. Older people can,
on occasion, express a wish to be younger. Historians sometimes, and
unthinkingly, say they’d like to be older than they are. The rest of us
generally do not. We recognise that our being born at a certain time
is, in large part, responsible for who we are today. Someone born at
a different time just wouldn’t, in an everyday sense, be me. And so
we want neither to reduce prenatal nonexistence, making ourselves
older, nor, as a means of regaining youth, to increase it. Nor are we
simply indifferent to past nonexistence, caring neither one way nor
the other when we were born. Rather, our concern is with conserva-
tion, with keeping the facts of prenatal nonexistence just as they are.
For many of us recognise, and many more can easily be brought to
recognise, that a concern for the present to be as it is, and for us to
be who we are, implies a concern that the past be as it was, and thus
that we be born when in fact we were. . . . Indeed, the point can be put
more dramatically: to want to be born at a different time is, in effect,
to want not to exist, and for someone else to exist in your place. It’s
not surprising that this is something only a very few of us want.13
very conservative principle, and it is not at all clear that it is true. Surely
many individuals would not want to have had a different personal-
ity from the beginning. These individuals—perhaps they are a majority
(even a large majority)—have led basically good lives under generally
favorable circumstances. Even many people who have struggled con-
siderably will no doubt prefer not to have had a different personality
from the beginning (where they do not have control over the nature or
features of this other personality).
But surely there are many deeply unhappy persons—persons who
grew up under conditions of horrible poverty or terrible physical or
emotional abuse. Many of these individuals suffer from the emotional
scars of their troubled early childhoods, and quite a few of them lead
very unhappy lives. Why wouldn’t these people be willing to take the
risks involved in having a different personality? And of course it is not
only individuals from disadvantaged or troubled backgrounds who
suffer from deep, persistent, and unpleasant emotional and mental
problems; chronic depression and schizophrenia are not reserved for
those who have grown up in poverty or suffered abuse. Why is it so
obvious that almost everyone would want to keep the past as it is because
they want desperately to keep the basic features of their personality
as they are? This would seem to be conservative in the extreme and to
be based on an unwarranted assumption that almost everyone is suf-
ficiently satisfied with their personalities that they would be unwilling
to take the risks associated with having a very different personality.
Now we want to emphasize that it does seem reasonable that most
people would not prefer to have been “someone else” (in the sense
of having a very different personality, and—importantly—not being
able to select the nature and features of this personality). But this is
not enough for Belshaw’s stated purpose, because he believes that the
desire to hold fixed the time of one’s birth is almost universal. At the
beginning of “Death, Pain, and Time,” Belshaw states the point starkly:
“We wish to die later. But we don’t wish to have been born earlier. Our
future nonexistence matters to us in a way that past nonexistence does
not.”14 Later he criticizes approaches that seek to explain our asymmet-
rical attitudes toward prenatal and posthumous nonexistence in terms
of our attitudes toward pain and pleasure, saying “our asymmetrical
attitude regarding pleasures and pains is, I shall maintain, complex and
untidy, while that concerning nonexistence is more straightforward,
and relatively easy to understand.”15
But the considerations discussed above indicate that it is not plausi-
ble to assume that there is an almost universal desire to maintain one’s
personality as it is (and not risk assuming another personality, over the
features of which one has no control). The situation here is more “com-
plex and untidy” than Belshaw supposes. If this is so, and if there is
indeed an almost universal lack of a wish to have been born earlier,
Death and the Psychological Conception of Personal Identity 61
then this wish (and the attendant asymmetry in our attitudes toward
prenatal and posthumous nonexistence) cannot be explained in terms
of Belshaw’s “conservation claim.”16
NOTES
1. Thomas Nagel defends the deprivation account in “Death,” reprinted in
Mortal Questions (Cambridge: Cambridge University Press, 1979). For develop-
ments of this approach, see, for example, Brueckner and Fischer, chapter 2; and
F. M. Kamm, “Why Is Death Bad and Worse than Pre-Natal Non-Existence?”
Pacific Philosophical Quarterly 69 (1988), pp. 168–174; and Morality, Mortality:
Volume I (New York and Oxford: Oxford University Press, 1993), esp. pp. 13–71.
2. Nagel, 1979, pp. 8–9.
3. For a discussion of these issues, see Brueckner and Fischer, chapter 2.
4. Frederik Kaufman, “Pre-Vital and Post-Mortem Non-Existence,”
American Philosophical Quarterly 36 (1999), pp. 1–19.
5. Ibid., p. 14.
6. It is not clear that Kaufman needs so strong a conclusion as that it is
impossible for an individual to have been born significantly earlier than he actu-
ally was born. It would seem to be sufficient, for Kaufman’s purposes, that
certain counterfactuals would be true (whether or not the impossibility claim is
true). So it would seem to be sufficient that it is true that anyone born consider-
ably earlier would not be identical to the individual in question. And this could
be true compatibly with the (perhaps remote) possibility that the individual in
question could have been born considerably earlier. The counterfactuals and
the possibility claims correspond to different modalities, and strictly speaking,
what appears to be relevant to Kaufman’s argument are merely the counter-
factuals. For a discussion of the logic of arguments involving these two impor-
tantly different kinds of modalities, see John Martin Fischer, The Metaphysics
of Free Will (Oxford and Cambridge, Mass.: Blackwell Publishers, 1994), esp.
pp. 87–110.
7. Kaufman, 1999, p. 11.
8. Ibid., p. 11.
9. Ibid., p. 12.
10. Ibid., p. 12.
11. Ibid., p. 12.
12. Consider the following parable, which we owe to Glenn Pettigrove.
Odysseus, on his long journey home from Troy, is paid a visit by Zeus one
Mediterranean afternoon. Zeus informs Odysseus that the gods have been con-
templating human attitudes toward life and death. Not surprisingly, a heated
dispute has arisen on Mount Olympus. In order to resolve the dispute, Zeus
has proposed that they perform a little experiment. Because of his reputation
for craft and cunning, Odysseus has been selected as the subject of the experi-
ment. The experiment is simple, requiring nothing more from Odysseus than a
single choice between two options: (1) complete, eternal annihilation, effective
tomorrow, or (2) to be born fifty years earlier than he had been and live to the
ripe age of one hundred (twice as long as his lifetime under option 1), at which
time he would be completely and eternally annihilated.
62 Our Stories: Essays on Life, Death, and Free Will
After securing from Zeus the assurance that the life under option (2) would
contain at least as much honor as his current life, it seems likely that the cun-
ning Odysseus would choose an earlier birth over an immediate death. And
it seems that many, if not, most of us would choose similarly. Of course, in
Kaufman’s terminology the choice would be for our metaphysical essence to
have been associated with a different thick person. Perhaps Kaufman would
contend that upon careful reflection most persons would not make the choice
for earlier birth, but it is not at all clear that this is so. Our attitudes toward the
time of our birth—and thus the possibility of having a different thick self—are
more complex and ambivalent than Kaufman supposes.
13. Christopher Belshaw, “Death, Pain, and Time,” in Philosophical Studies 97
(2000), pp. 317–341, esp. pp. 324–325.
14. Ibid., p. 317.
15. Ibid, p. 317.
16. We are grateful to Dominick Sklenar for helpful conversations about the
topics of this essay, and to Frederik Kaufman and Glenn Pettigrove for gener-
ous comments on a previous version.
5
You see, he [Bob Marshall, the first Adirondack 46er and the founder of the Adirondack
Society] had been so dreadfully afraid, so sure that he had missed it all, born too late ever
to taste the freedom of the wilderness as, he imagined, Lewis and Clark had tasted it long
ago in the wilder west. He tried to be rational about the deprivation. He allowed as how,
had he been privileged to join that ‘most thrilling of all American explorations,’
he probably would have been ‘bumped off’ by Indians or typhoid fever before he was 25.
. . . Always, even after his most remote bushwhacks in the wilds of Idaho and Alaska,
he would remember this lakeside country [the Adirondacks]: ‘Real wilderness to me,
as exciting in a different way as the unexplored continent which I had missed by
my tardy birth’.1
I. THE ISSUES
Although we human beings typically think that death can be a bad
thing or misfortune for the individual who dies, it is not easy to
explain why or how death can be a bad thing, when (and if) it in fact
is. (The commonsense view about the possibility of death’s badness
need not be interpreted so that it entails that death is always bad
for the individual who dies, or that immortality would always and
under all circumstances be good.) A natural way to seek to explain
death’s badness, when it is indeed bad, is to say that death deprives
the individual of what would otherwise have been, on balance,
good. Since death deprives the individual of life, it is bad insofar
as it deprives the individual of what would have been (overall)
good. In his classic paper, ‘Death,’ Thomas Nagel (1970) suggested
this sort of explanation of death’s badness, and various philoso-
phers have followed him in defending the deprivation thesis about
death’s badness.2
The deprivation account of death’s badness has various problems.
It must explain how a mere deprivation—an experiential blank in this
63
64 Our Stories: Essays on Life, Death, and Free Will
not appropriate to focus excessively on the fact of our late births. But
it has seemed to many that our judgment that we are (and should be)
indifferent to our prenatal nonexistence is on firmer ground than our
prospective judgments about our future deaths. This, in conjunction
with the mirror-image claim, yields the view that we ought to be indif-
ferent about our prospective deaths (or, at least, that we should regard
the fact that we will die at a particular time, rather than a later time,
as a matter of indifference). The Symmetry Argument thus provides a
compelling challenge for the proponent of the deprivation account of
death’s badness.
In his article, ‘Death,’ Nagel famously suggested a potential explana-
tion of our asymmetry in attitudes in terms of a certain sort of asym-
metry of possibility: whereas it is possible that an individual die later
than he actually die, it is in some important sense impossible that an
individual—that very same individual—be born considerably earlier
than the actual time of his or her birth. In an important footnote, Nagel
expressed doubts about this explanation:
I confess to being troubled by the above argument, on the grounds
that it is too sophisticated to explain the simple difference between
our attitudes to prenatal and posthumous nonexistence. For this rea-
son I suspect that something essential is omitted from the account
of the badness of death by an analysis that treats it as a deprivation
of possibilities. My suspicion is supported by the following sugges-
tion of Robert Nozick. We could imagine discovering that people
developed from individual spores that had existed indefinitely far
in advance of their birth. In this fantasy, birth never occurs naturally
more than a hundred years before the permanent end of the spore’s
existence. But then we discover a way to trigger the premature
hatching of these spores, and people are born who have thousands
of years of active life before them. Given such a situation, it would
be possible to imagine oneself having come into existence thousands
of years previously. If we put aside the question whether this would
really be the same person, even given the identity of the spore, then
the consequence appears to be that a person’s birth at a given time
could deprive him of many earlier years of possible life. Now while
it would be cause for regret that one had been deprived of all those
possible years of life by being born too late, the feeling would dif-
fer from that which many people have about death. I conclude that
something about the future prospect of nothingness is not captured
by the analysis in terms of denied possibilities. If so, then Lucretius’s
argument still awaits an answer (pp. 370–71).
The Nozickean spore example has its analogues in contemporary bio-
medical science. That is, it is (or may soon be) possible to freeze a fer-
tilized sperm and egg, and thaw them out at some later time. Apart
66 Our Stories: Essays on Life, Death, and Free Will
am, could go live with the Eskimos; but I, as I currently am, could
not have lived with the Eskimos all along.
. . . Irrespective of whether a future self would be me, the impor-
tant point is that it is possible for some future self to be me, since
additions to one’s biography need not disrupt what has already been
established. If the appropriate connections among my current psy-
chological states and those of a future self hold, then, subjectively, I
can reidentify myself as myself at a later time. What strains credulity,
though, is how a prior existing self could be me, thickly conceived,
since attempting to imagine myself existing at an earlier time does
disrupt my biography thus far. . . . A life might unfold in a variety
of ways, but imagining it starting earlier destroys the current bio-
graphic self, and with it the subject who can be deprived by death
(1999, p. 15).
In a recent paper, Kaufman encapsulates the view as follows:
I am suggesting, with Parfit, that metaphysical personal identity is
not ‘what matters’ when we contemplate life and death; what mat-
ters is psychological continuity. Concern about one’s own death has
very little if anything to do with the extinction or continuation of
one’s metaphysical personal identity. Questions about death engage
us at an intimate level and our concerns are understandably about
the psychological continuum that we conceive ourselves to be. A
god’s eye perspective that identifies an earlier existing person as
metaphysically identical to me seems beside the point.
A life conceived as a psychological continuum of overlapping
memories, intentions, beliefs, commitments and structured by partic-
ular projects, events, loved ones and concerns, shows us how a person
can be deprived of time after death but not similarly deprived of time
before birth. Whereas a given psychological continuum can readily
accommodate additional future experiences without disrupting its
previous narrative structure, no existing narrative could accommo-
date earlier experiences and retain its previous narrative structure,
given contingent facts of human life. What you do tomorrow does
not disrupt what you have already done, but you cannot retain your
current biography if ‘you’ were alive 100 years ago. For you would
have to picture yourself remembering, say, your favorite TV show as
a child and also amusing yourself before television was invented.
. . . Thus while a given person can conceivably die later than he or
she in fact does, that same person (read: structured psychological
continuum) cannot exist earlier and retain the biography of any cur-
rently existing person (unpublished, pp. 14–5).
It will be helpful (in coming to grips with the ideas suggested above) to
consider the dilemmatic argument presented by Kaufman (2000). Either
we are concerned about the thin notion of the self or the thick notion,
Earlier Birth and Later Death: Symmetry Through Thick and Thin 69
when we are worried about our own death. In order for an individual to
be deprived of something (in the relevant sense), he or she must at least
be capable of desiring or preferring it; but a thin self has (and can have) no
desires or preferences. And, whereas the thick self can have preferences,
it is impossible that the thick self have existed earlier. What is impossible,
in this sense, cannot be considered a meaningful deprivation.4
one might regret not having been born to wealthier parents, or not hav-
ing been born and raised in a more civilized century, and so forth.
But certainly, Kaufman might argue that our ordinary, commonsense
ways of expressing these thoughts might not survive critical scrutiny.
What about the first horn of Kaufman’s dilemma, according to which
one cannot be deprived of anything unless one has the capacity to desire
or prefer it, and a thin self cannot have such mental states? Of course,
there are well-known problems with the attempt to connect deprivation
too closely with desires and preferences. For example, a newborn infant
does not have the preference that his inheritance (which is in a trust
fund on his behalf) not be embezzled; yet embezzling it would deprive
him of something to which he is entitled and thus harm him. It is pre-
sumably necessary to refine the account of the connection between the
relevant mental states and deprivation (and harm) to invoke the poten-
tial to develop such mental states; but this sort of revision threatens to
lead to problems of its own (such as the apparent implication that abor-
tion at even an early stage would be wrong).
I would suggest that when we speak of deprivation and harm, the
subject is not the thin self (qua thin self), but some more complex entity,
such as the thin self conjoined with a capacity to step back from any
particular thick self and evaluate such selves. After all, we have points
of view or perspectives on the world, and the ‘I’ that is a potential sub-
ject of deprivation and harm is a conscious entity with a point of view.
This potential subject of deprivation and harm can be considered an
aggregate or combination that includes at least a thin self (‘metaphysi-
cal essence’) and the capacity to step back from any particular associ-
ated thick self, evaluate it in light of various possible thick selves, and
form desires and preferences about which thick selves should be asso-
ciated with one’s thin self (metaphysical essence). Perhaps the subject
of the harm is an aggregate of three components: a thin self, a particular
thick self, and the associated capacity to step back and reflect and form
preferences of the sort sketched above. In any case, the ‘I’ who can be
deprived by early death and also late birth can be interpreted to include
the relevant capacity. Thus, there is no incoherence in supposing that
an individual (the appropriate aggregate individual) can be harmed by
an early death, even if it is granted that there is some plausible sort of
connection between deprivation, harm, and preferences.
Now the question of whether I can be deprived and thus harmed
by late birth becomes: is it possible for my thin self to have been born
considerably earlier with the same sort of thick self as I currently have?
And I do not see why not. Note, first, that it is coherently conceivable,
and thus metaphysically possible, that one’s thick self have come into
being considerably earlier than it actually did (contrary to the second
horn of Kaufman’s dilemma). Here I am supposing that we need not
hold all of the details of our lives fixed, in order to have the same thick
Earlier Birth and Later Death: Symmetry Through Thick and Thin 71
self (in the relevant sense). It is just implausible that I care about all of the
details of my current thick self, and Kaufman agrees, saying, ‘Not every
detail of our lives is absolutely necessary for us to be the psychological
persons we currently are’ (1999, p. 14).9 So, for instance, it is implausible
that I care about holding fixed the exact times of my various experiences,
given that their fundamental contents are not altered. And it appears to
be coherently conceivable, and thus metaphysically possible, that my
thick self have come into existence, with all of its fundamental content,
significantly prior to its actual birth.
Note that this claim is no less defensible than a claim Kaufman is
willing to concede: that the thin self could have been born significantly
prior to its actual time of birth. After all, if the Kripkean view of the
essential features of the thin self is correct (and Kaufman does not reject
it), then in order for my thin self to have been born significantly earlier,
my parents would have had to have existed significantly earlier, and
(among other things) the very same sperm and egg would have had to
have been fertilized significantly earlier, and so forth. Of course, these
scenarios are wildly and fantastically implausible, and yet Kaufman is
willing to suppose that they are at least metaphysically possible.10 I do
not see how it would be relevantly different with respect to thick selves.
Yes, it is wildly and fantastically implausible that the same thick self
should have existed significantly earlier. But that is not the issue: just
as with the thin self, it is at least possible that the thick self could have
existed considerably earlier. So we do not as yet have an asymmetry of
possibility (given the assumption, shared by everyone, that the thick
self can die later than it actually dies).
The claim that it is possible, in the relevant sense, for my thick self
to have come into being (along with my thin self) considerably earlier
than it actually did points us to possible worlds that involve radical
departures from the actual world. Since it is antecedently wildly and
totally implausible and unlikely that such a thing should happen (that
the same thick and thin selves came into being considerably earlier than
they actually did), the possible worlds in which this does indeed happen
are very ‘distant’ in logical or metaphysical space from the actual world.
A proponent of the asymmetry of possibility view might seek to invoke
this fact in some way, but I do not see how this is relevant to the argu-
ment. The argument posits a certain sort of asymmetry of metaphysi-
cal possibility, but there is no such asymmetry; the implausibility of the
possibilities in question (and thus the distance in logical or metaphysical
space of the relevant possible worlds) is quite beside the point.
It is significant to note that it is not uncommon, and arguably not
clearly irrational, to regret the fact that a rather unlikely scenario did
not become actual. Suppose one buys a lottery ticket, and it does not
win. Still, one might regret that it did not win, knowing full well that the
scenario in which this particular ticket wins is extraordinarily unlikely.
72 Our Stories: Essays on Life, Death, and Free Will
Parfit struggles with the status of the general asymmetry in our atti-
tudes. Although Parfit suspects that the general asymmetry is irratio-
nal, he does not argue for this view, and he only concludes that the
asymmetry is, at best, not irrational (rather than rational). If the specific
asymmetry in our attitudes about death and birth is not irrational, then
this would indeed provide an answer of some degree of plausibility
to the challenge posed by Lucretius. After all, Lucretius contends that
since prenatal and posthumous nonexistence are mirror images of each
other, our asymmetric attitudes are irrational.
I suppose however that one can pose a deeper challenge on behalf
of Lucretius. One can ask how it can be rational to have the asymmetric
74 Our Stories: Essays on Life, Death, and Free Will
REFERENCES
Belshaw, Christopher (1993), ‘Asymmetry and Nonexistence,’ Philosophical
Studies, Vol. 70, pp. 103–16.
—— (2000a), ‘Death, Pain, and Time,’ Philosophical Studies, Vol. 97, pp. 317–41.
—— (2000b), ‘Later Death/Earlier Birth,’ in Peter A. French and Howard
K. Wettstein, eds., Midwest Studies in Philosophy, Vol. 24 (2000), pp. 69–83.
Feldman, Fred (1992), Confrontations with the Reaper: A Philosophical Study of the
Nature and Value of Death, Oxford University Press, New York.
Fischer, John Martin, ed. (1993), The Metaphysics of Death, Stanford University
Press, Stanford.
Fischer, John Martin (1994), ‘Why Immortality is Not So Bad,’ International
Journal of Philosophical Studies, Vol. 2, pp. 257–70 (chapter 6).
Fischer, John Martin and Brueckner, Anthony (1986), ‘Why Is Death Bad?,’
Philosophical Studies, Vol. 50, pp. 213–21 (chapter 2).
Fischer, John Martin and Brueckner, Anthony (1993a), ‘The Asymmetry of Early
Birth and Late Death,’ Philosophical Studies, Vol. 71, pp. 327–31.
Fischer, John Martin and Brueckner, Anthony (1993b), ‘Death’s Badness,’ Pacific
Philosophical Quarterly, Vol. 74, pp. 37–45.
Fischer, John Martin and Curl, Ruth (1996), ‘Philosophical Models of Immortality
in Science Fiction,’ in Immortal Engines: Life Extension and Immortality in
Science Fiction and Fantasy, University of Georgia Press, Athens, GA, pp. 3–12
(appendix to chaper 6).
Fischer, John Martin and Speak, Daniel (2000), ‘Death and the Psychological
Conception of Personal Identity,’ in Peter A. French and Howard K. Wettstein,
eds., Midwest Studies in Philosophy, Vol. 24, pp. 84–93 (chapter 4).
Kaufman, Frederick (1999), ‘Pre-Vital and Post-Mortem Non-Existence,’
American Philosophical Quarterly, Vol. 36, pp. 1–19.
Kaufman, Frederick (2000), ‘Thick and Thin Selves: Reply to Fischer and
Speak,’ in Peter A. French and Howard K. Wettstein, eds., Midwest Studies in
Philosophy, Vol. 24 (2000), pp. 94–7.
Kaufman, Frederick (unpublished), ‘Earlier Birth and Later Death: The Answer
to Lucretius.’
Nagel, Thomas (1970), ‘Death,’ Noüs, Vol. 4, pp. 73–80. Reprinted in Fischer
1993, pp. 59–69 and pp. 370–1 (references to page numbers below are to the
reprinted article).
Nagel, Thomas (1986), The View From Nowhere, Oxford University Press, New York.
Parfit, Derek (1984), Reasons and Persons, Clarendon Press, Oxford, pp. 165–85.
Perry, John (1978), A Dialogue on Personal Identity and Immortality, Hackett
Publishing Co., Indianapolis.
Pettigrove, Glenn (2002), ‘Death, Asymmetry and the Psychological Self,’ Pacific
Philosophical Quarterly, Vol. 83, pp. 407–23.
Williams, Bernard (1973), ‘The Makropulos Case: Reflections on the Tedium of
Immortality,’ in Problems of the Self, Cambridge University Press, Cambridge,
pp. 82–100. Reprinted in Fischer, 1993, pp. 73–92 and pp. 371–2.
NOTES
1. From The Adirondack Explorer, January 2001, p. 33 (this article first
appeared in Wilderness magazine). I am grateful to Steve Schwartz for this
76 Our Stories: Essays on Life, Death, and Free Will
quotation. Steve also informs me that an Adirondack 46er is someone who has
climbed all 46 peaks in the Adirondacks that are over 4000 feet. As he puts it, ‘It
is kind of like getting your Ph.D. in masochistic outdoors activity.’
2. Other defenses of the deprivation account include: Feldman, 1992;
Fischer and Brueckner, 1986 (chapter 2), 1993a, and 1993b; Fischer and Speak,
2000 (chapter 4).
3. See Brueckner and Fischer, 1986.
4. Kaufman himself puts the dilemma as follows: ‘I conclude that thick me
cannot be deprived by there not being a different thick self in its stead, because
thick me cannot be a different self, irrespective of how much I might wish it
to be so; and since thin me has no preferences, it too cannot be deprived by
not having had a different thick self attached to it.’ But surely the issue is not
whether thick me can be a different self, but whether thick me (holding fixed
the fundamental content, but not necessarily all the details) could have existed
at a much earlier time.
5. For similar examples, see Pettigrove, 2002.
6. Kaufman expresses his own doubts: ‘This is why certain possible occur-
rences that leave my metaphysical essence intact but which nevertheless extin-
guish my subjective sense of myself as myself are things which, like death,
I could not survive, such as brain zaps, philosophical amnesia, permanent coma;
some versions of reincarnation, or “merging with the infinite” ’ (1999, p. 11).
7. See Williams, 1973, and Fischer, 1994.
8. There are interesting treatments of ‘fusion’ of selves in various works
of science fiction. For a discussion, see Fischer and Curl, 1996 (appendix to
chapter 6).
9. For a critical discussion of the extreme view that we care about holding
fixed all of our thick selves, what Belshaw calls the ‘Conservation Thesis,’ see
Fischer and Speak, 2000, pp. 91–2. It is very implausible that I want to hold fixed
even the fact that I broke a blood vessel in my leg when I was young and had
to stay in bed for weeks. After all, I can be confident that I would still have the
same basic personality and character, and the same important configuration of
memories, even sans this experience and associated memories . . . .
10. Kaufman says, ‘I am willing to concede, in other words, that on a thin
account of “person,” we could have existed earlier. But I deny that that concep-
tion of “person” is what is at issue when we ask about the badness of death’
(1999, p. 12).
11. Gretchen Weirob, the philosophy professor (on her deathbed) in John
Perry’s (1978) delightful, A Dialogue on Personal Identity and Immortality, says:
‘Even the possibility of something quite improbable can be comforting, in cer-
tain situations. When we used to play tennis, I beat you no more than one time
in twenty. But this was enough to establish the possibility of beating you on
any given occasion, and by focusing merely on the possibility I remained eager
to play. Entombed in a secure prison, thinking our situation quite hopeless, we
may find unutterable joy in the information that there is, after all, the slimmest
possibility of escape. Hope provides comfort, and hope does not always require
probability’ (p. 2).
12. David Hershenov (in personal correspondence) makes an interesting
point. He says: ‘Leaving aside the possibility that the thick self exists earlier,
aren’t all accounts of a thick or biographical or narrative self committed to a first
Earlier Birth and Later Death: Symmetry Through Thick and Thin 77
moment or (vague period) of existence in which there is not much of a thick self
or personality or narrative? (Doesn’t there logically have to be a beginning of a
narrative?) Since we existed at that time with very little in the way of a settled
psychology and looked forward to a future, couldn’t we at that state have been
open to many possible experiences and thick selves developing? We could have
been placed in countless different cultures and would have cared about our-
selves and our futures. If that is so, then at least at a certain time in our existence
we could have expressed prudential concern, but without a thick narrative or
biographical self. We could have been happy at that moment raised a Moslem
in Iran in another time period or Christian in modern America. So at least at one
time in our existence, we should have been neutral between earlier (pre-birth)
deprivation and future deprivation (so far as the narrative-self approach is con-
cerned). And if we could care equally then about any number of thick selves we
might acquire, why couldn’t we recapture that concern?’
13. See chapter 2.
14. Note that I am not here contending that we can analyze or somehow
‘reduce’ value notions, such as ‘good’ and ‘bad’ (and so forth) to such notions
as happiness, flourishing, or survival. For a discussion of related issues, see
Parfit, 1984.
15. I have read an earlier version of this essay to the Department of
Philosophy, University of Rochester; I am very grateful to various members
of the audience for their helpful comments. Also, I have been helped by a
discussion with David Hershenov’s University of Buffalo graduate seminar,
Fall 2004.
This page intentionally left blank
6
There’s an old joke. Uh, two elderly women are at a Catskills mountain resort, and one
of ‘em says: ‘Boy the food at this place is really terrible.’ ‘The other one says, ‘Yeah,
I know, and such . . . small portions.’ Well, that’s essentially how I feel about life. Full of
loneliness and misery and suffering and unhappiness, and it’s all over much too quickly.
Woody Allen, Annie Hall
I
I shall begin by laying out some of the key elements of Bernard Williams’s
fascinating and influential discussion of immortality, ‘The Makropulos
Case: Reflections on the Tedium of Immortality’.1 Williams discusses a
character in a play by Karel Čapek (which was made into an opera by
Janaček.) This character had various names with the initials EM. When
she was 42 years of age, her father gave her an elixir of life which rendered
her capable of living forever (at the biological age of 42). At the time of
action of the play, EM is aged 342. As Williams puts it, ‘her unending life
has come to a state of boredom, indifference and coldness. Everything
is joyless . . . In the end, she refuses the elixir and dies, and the formula is
destroyed by a young woman (despite the protests of some older men!).’
For my purposes here, it will be useful to begin by distilling from
Williams’s rich and intriguing discussion his general framework for
analyzing models of immortality. This framework involves positing
two criteria which must be met if a given model of immortality is to
be appealing to an individual. First, the future person (posited by the
model) must be genuinely identical to the individual. (This means not
just being qualitatively similar or having several identical properties; it
means being genuinely identical—the same particular person.) Second,
the life of the future person must be attractive (in a certain way) to the
individual—the life of the future person must be ‘suitably related’ to
the goals and projects of the individual.
This framework is really very simple and natural. It says that, in
order for a model of immortality to be attractive to an individual, the
model must posit a future scenario in which the individual can recog-
nize himself—someone genuinely identical to the individual. Further,
79
80 Our Stories: Essays on Life, Death, and Free Will
II
I wish to examine Williams’s thesis that immortality is essentially unap-
pealing for creatures like us. First, I shall briefly consider Williams’s sug-
gestions about the identity condition. Then I shall turn to the attractiveness
condition. Consider the following passage from Williams’s essay:
Some philosophers have pictured an eternal existence as occupied in
something like intense intellectual enquiry. . . . The activity is engross-
ing, self-justifying, affords, as it may appear, endless new perspec-
tives, and by being engrossing enables one to lose oneself. . . . But if
Why Immortality Is Not So Bad 81
III
I now turn to Williams’s second condition—the attractiveness condi-
tion. As pointed out above, Williams here constructs a dilemma: either
one’s character remains fixed, or it is allowed to change over time. I
shall begin with the first horn of Williams’s dilemma; that is, I shall be
assuming that the individual in question has roughly speaking a fixed
character over time.
The specific problem with the first sort of immortality (in which
character is held fixed) is its putatively inevitable tendency to become
boring and alienating. Williams puts the point as follows:
In general we can ask, what it is about the imaged activities of an
eternal life which would stave off the principle hazard to which EM
succumbed, boredom. The Don Juan in Hell joke, that heaven’s pros-
pects are tedious and the devil has the best tunes, though a tired
fancy in itself, at least serves to show up a real and (I suspect) a pro-
found difficulty, of providing any model of an unending, supposedly
satisfying, state or activity which would not rightly prove boring to
anyone who remained conscious of himself and who had acquired
a character, interests, tastes and impatiences in the course of living,
already, a finite life.9
There are various philosophical defenses of the thesis that immortal-
ity (of the sort under consideration here) would be necessarily boring
and thus would run afoul of the attractiveness condition. I certainly
cannot here fully defend the idea that there are some pictures of such
immortality which are not necessarily unattractive in this (or any
other) way, but I wish to make a gesture in this direction by pointing
to what appear to me to be some salient errors in Williams’s defense
of the thesis that such immortality is necessarily boring.
The first error can be seen to come from (or at least be encour-
aged by) a particular formulation employed by Williams. He says
that the defenders of the desirability of immortality must provide
a ‘model of an unending, supposedly satisfying, state or activity
which would not rightly prove boring to anyone who remained
conscious of himself and who had acquired a character, interests,
tastes and impatiences in the course of living, already, a finite life’.10
The use of the phrase ‘an unending, supposedly satisfying, state or
Why Immortality Is Not So Bad 83
Suppose one says that one finds some activity ‘endlessly fascinat-
ing’. This could mean various different things. First, it could mean that
whenever one turns to the activity (in the normal course of one’s life),
one finds it on balance fascinating. Second, it could mean that when-
ever one turns to the activity (in the normal course of one’s life), one
finds it filled with fascinating moments—perhaps even densely packed
with fascinating moments. Finally, I suppose it could (just possibly)
mean that one pursues the activity forever and finds it at every moment
fascinating. Thus, with regard to the schema, ‘endlessly—’, one must
distinguish at least three different notions: reliability, density, and infinite
extensibility.
Now imagine that an unending life contains some activity which one
finds ‘endlessly fascinating’. It surely does not follow from the fact that
an unending life contains an endlessly fascinating activity that the activ-
ity must be endlessly fascinating in the sense of infinite extensibility.
An unending life can contain an endlessly fascinating activity in the
sense of reliability or density. Further, I see no reason simply to assume
(as Williams seems to) that in order for an endless life to be attractive,
it must contain an activity (or even set of activities) that is endlessly
fascinating (or endlessly appealing in any way) in the sense of infinite
extensibility. I should think that it is even an open question whether in
order for an endless life to be attractive, it must contain an activity that
is endlessly fascinating (or endlessly appealing in any way) in any of
the senses.
I wish now to develop a distinction which I believe is important to
assessing the appeal of immortality. Having laid out the distinction, I
will suggest that the tendency to think that immortality must be bor-
ing and alienating may come in part from attending solely to one of
the categories involved in the distinction; this is another mistake of the
proponents of the thesis that immortality is necessarily boring.
Some pleasurable experiences, it seems, are in some sense ‘self-
exhausting’. In the case of these pleasures, once (or perhaps a few
times) is enough. That is to say, when one experiences such pleasures
one tends not to want to repeat them—even at some point relatively far
in the future. Some such pleasures are frankly disappointing; in the case
of these, we find that some highly touted or much anticipated pleasure
is just not what it was made out to be, and we simply conclude that
it is not worth pursuing these in the future. But there are other such
pleasures which are not necessarily disappointing; rather, they may be
entirely fulfilling but in some way ‘complete in themselves’. More spe-
cifically, they seem to be complete in the sense that, having experienced
such a pleasure, one has no desire to experience it again at any point in
the future.14
I take it that everyone has had his share of disappointments, so it is
not necessary to dwell on these. But it will be useful to consider some
Why Immortality Is Not So Bad 85
IV
In this essay I have explored some of the philosophical puzzles pertain-
ing to immortality. More specifically, I have used Bernard Williams’s
important and influential discussion as a springboard for analyzing
what I take to be certain problems with the claim that immortality
is necessarily unattractive. I have argued that it is unfair to suppose
that, in order for immortality to be attractive, it must consist of some
single activity pursued at the expense of others. Further, it is unfair to
demand that, in order for immortality to be attractive, it must consist
Why Immortality Is Not So Bad 91
NOTES
Aristotle distinguishes energeia from kinesis, which are not complete in them-
selves. Roughly, Aristotle’s distinction corresponds to activities which are
movements toward a certain product and which are not complete until the pro-
duction of the product, and activities which are not so understood.
At Metaphysics Theta Six, Aristotle introduces the ‘tense test’ to distinguish
energeia and kinesis. According to the tense test, if the verb ‘X-ing’ is an energeia
verb, then ‘I am X-ing’ entails ‘I have X-ed’. For example, ‘I am enjoying myself’
entails ‘I have enjoyed myself’. If the verb is a kinesis verb, ‘I am X-ing’ entails
‘I have not X-ed’. For example, ‘I am learning [something]’ entails ‘I have not
learned [the thing]’. There is an analogue of the tense test which is a non-
linguistic phenomenon. The proper parts of energeia X are also X’s: the proper
parts of enjoyings are enjoyings. The proper parts of kinesis Y are not also Y’s:
the proper parts of a walking from A to B are are not walkings from A to B.
For some discussions of the tense test, see: J.L. Ackrill, ‘Aristotle’s Distinction
Between energeia and kinesis’, in R. Bambrough (ed.) New Essays in Plato and
Aristotle (New York: Humanities Press, 1965); and Terry Penner, ‘Verbs and the
Identity of Actions—A Philosophical Exercise in the Interpretation of Aristotle’,
in O.P. Wood and G. Pitcher (eds) Ryle: A Collection of Critical Essays (Garden
City, NY: Doubleday, 1970).
15. It is an interesting philosophical question: Why are some pleasures self-
exhausting and others repeatable?
16. For the story of André I am indebted to Mark Ravizza. Since the original
publication of this essay, I have become aware of the cruel practices involved
in producing goose liver; I would not have used Mark Ravizza’s otherwise nice
(and true) story, if I had known of these practices.
17. Soren Kierkegaard, ‘The Rotation Method’, in Either/Or, in A Kierkegaard
Anthology, ed. Robert Bretall (New York: The Modern Library, 1946), pp. 21,
23–4.
18. Williams, op. cit. note 1, pp. 85–6.
19. It has been brought to my attention that there may indeed be some
experiences in life that we savor and value (to the extent we actually do)
precisely because we know that we will not enjoy them forever. It is difficult
for me to know whether this is really the case, and to what extent (if so). But
let me grant that it is true. This admission would not in itself undermine
my strategy of argumentation, for even if certain pleasures are expunged or
diminished, the repeatable ones may still make immortal life worthwhile.
And it is also worth noting that there certainly are painful and unpleasant
experiences associated precisely with the fact that we cannot have certain
relationships and experiences forever: loss and death notoriously impose
great pain and suffering upon us. I see no reason to suppose that the dim-
inution in pleasures issuing from immortality would be greater than the
diminution in pain and suffering.
20. See, for example, Derek Parfit, Reasons and Persons (Oxford: Oxford
University Press, 1984).
Appendix to Chapter 6: Philosophical
Models of Immortality in Science Fiction
93
94 Our Stories: Essays on Life, Death, and Free Will
Nonatomistic Atomistic
Stream-of-consciousness Stream-of-consciousness
retaining loss
Serial Nonserial
(Methods) (Forms)
Vampirism “Downloading”
mind into
Chemicals computer
Cryonics or Cyborgs
Suspended animation
Relativistic
Cloning time dilation
Body transfers
on this theme; the vampire does not always follow the Count Dracula
formula. Numerous films, for example, depict beautiful young women
who seduce young men to feed off their energy; and Oscar Wilde’s The
Picture of Dorian Gray (1897) features a protagonist who remains young
while his portrait ages. In E. E. “Doc” Smith’s Lensman series the
Overlords live off the life force of the Velantians. In one Balzac story, an
old man lives off young girls. A recent Stephen King film, Sleepwalkers
(1992), depicts a young man who gains vitality from the innocence or
purity of young virgins, whom he kills in order to devour their life
force, or souls. Obviously, the topic continues to generate discussion.
In Anne McCaffrey’s series comprising Crystal Singer (1982),
Killashandra (1985), and Crystal Line (1992), humans have developed
a symbiosis with a spore, which makes them extremely long-lived.
Unfortunately, they must periodically return to the planet of the spores
to avoid a terrible death. (This somehow resembles the need to visit
one’s parents regularly—at least in our families!) In McCaffrey and
Jody Lynn Nye’s The Death of Sleep (1990), the protagonist, who engages
in cryogenic sleep, ages only four or five years in seventy-two. Another
type of life prolongation is envisioned in Hugo Gernsback’s Ralph 124C
41+: A Romance of the Year 2660 (1925), in which a man reacts to a sci-
entist’s revival of a dead dog by exclaiming, “I only regret for myself
that you had not lived and conducted this experiment when I was a
young man, that I might have, from time to time, lived in suspended
animation from century to century, and from generation to generation
as it will now be possible for human beings to do.”4 This would not
be continued conscious existence with stroboscopic memory, but rather
stroboscopic consciousness of a certain sort. In some novels, cloning
gives characters a form of immortality. For example, in Heinlein’s Time
Enough for Love (1973), Lazarus Long is more or less cloned as his own
daughters.
Another biological method of achieving immortality consists in so-
called body transfers, which presupposes the falsity of the “bodily
identity” criterion of personal identity. In The World of Null-A (1948) and
The Players of Null-A (1956), by A. E. van Vogt, Gosseyn’s consciousness
transfers from one body (when it is destroyed) to another. As long as
there are bodies, he can exist forever. Of course, conceptually one can
distinguish between various sorts of body transfers. In some cases the
brain is transferred to a different body. In others the brain itself is not
transferred, but the mental state is, as in the film Invasion of the Body
Snatchers (1956); in some of the latter sorts of cases, there can be telepor-
tation as well as mental transfer.5
There are also rather less exotic (though by no means mundane)
biological methods of generating and maintaining immortality, as
portrayed in Mary Shelley’s “The Mortal Immortal” (1910) and Larry
Niven’s Ringworld (1970), Ringworld Engineers (1979), and Protector
Philosophical Models of Immortality in Science Fiction 99
NOTES
1. Bernard Williams, The Makropulos Case: Reflections of the Tedium of Immor-
tality (Cambridge: Cambridge University Press, 1973), 82–100.
2. We see such concern expressed in Robert A. Heinlein’s “Waldo” (1942)
and Isaac Asimov’s The Gods Themselves (1972), in which an alternate universe
is discovered and energy is drawn from it, thus invalidating the law of the
conservation of energy and avoiding entropy. In Poul Anderson’s Tau Zero
(1970) the universe contracts until there is too much energy contained in too
small a volume and the contracting universe explodes to begin the process of
expansion again. In Gregory Benford’s Timescape (1980), tachyons—particles
that travel faster than light—can make universal wave functions split into two
or more universes if a causal paradox is created by the tachyonic interaction.
These works all depict science fiction’s underlying concern with the mortality
of the universe.
3. Greg Bear, Blood Music (New York: Ace Books, 1986) [BM]; Arthur
C. Clarke, Childhood’s End (New York: Ballantine Books, 1980); Robert A. Heinlein,
Methuselah’s Children (New York: Signet Books, 1958) [MC]. Later page references
are to these editions.
4. Hugo Gernsback, Ralph 124C 41+: A Romance of the Year 2660 (New York:
Frederick Fell, 1950), 65.
5. For various examples of this, along with an incisive and comprehensive
philosophical discussion of the nature of personal identity, see Derek Parfit,
Reasons and Persons (Oxford: Clarendon Press, 1984).
6. See Rudy Rucker, Software (New York: Ace Books, 1982).
7. For a philosophical discussion of time travel paradoxes, see Paul Horwich,
Asymmetries in Time (Cambridge: MIT Press, 1987).
8. See Williams, The Makropulos Case.
9. For more complete citations and a bibliography of Science Fiction discus-
sions of death and immortality, see John Martin Fischer, ed., The Metaphysics of
Death (Stanford: Stanford University Press, 1993), pp. 411–413.
This page intentionally left blank
7
I want to live forever: but just what is it that I thereby want? Prior to 1874
(or thereabouts) my want would have seemed quite clear: I would have wanted to live for
an unending sequence of years, one year for each natural number—an omega-sequence
of years. But our horizon has since been expanded by the teachings of Georg Cantor.
The natural numbers all together amount only to the smallest order of infinity, aleph-null.
There are countess greater infinities that dwarf aleph-null as surely as aleph-null dwarfs
our customarily allotted three score and ten. Why settle for a piddling aleph-null years
if there are limit cardinals out there to vault over, inaccessible cardinals waiting
to be surpassed?
. . . trans-omega longevity is (conceptually) possible: there are possible worlds that endure
beyond a single omega-sequence of years, and a person can survive in these worlds from
one omega-sequence to another.
. . . I want trans-omega longevity, but not at any cost. Wanting to live beyond a single
omega-sequence of years is, for me, a conditional want, as is wanting to live to be 100.
Both wants are conditional, at the very least, upon my still having my wits about me,
and upon there still being a fair balance of pleasure over pain. In claiming that
trans-omega longevity is desirable, I claim only that there is some possible world,
even if quite remote from our own, in which I have trans-omega existence and the above
conditions are satisfied. Some, it is true, have argued that such conditions could never
be satisfied even for ordinary immortality because a life too long inevitably leads to
perpetual boredom. I suspect that those who argue in this way either lack imagination
or become too quickly jaded with the good things in life . . .
Phillip Bricker, “On Living Forever” (presented at The American Philosophical
Association, March, 1985)
I. INTRODUCTION
Epicureans take seriously Boethius’ thought that philosophy has its
consolations. In her important work on Hellenistic philosophy, Martha
Nussbaum has offered an interpretation of Hellenistic philosophy
according to the “medical model.”1 On this approach, philosophy
is not a neutral, detached methodology, but a way of helping us to
grapple with problems that otherwise would confuse and distress us.
Philosophy, then, is a kind of therapy. Nussbaum both attributes this
view to Epicurus and his followers (such as the Roman philosopher,
Lucretius) and also endorses it. The Hellenistic philosophers sought to
103
104 Our Stories: Essays on Life, Death, and Free Will
Nussbaum disagrees:
. . . Nagel does not make it clear exactly how an event located com-
pletely outside a life’s temporal span diminishes the life itself. The
cases he actually analyzes are not by themselves sufficient to show
this, since in each of them a subject persists, during the time of the
bad event, who has at least a strong claim to be identical with the
subject to whom the bad event is a misfortune. In the betrayal case,
this subject is clearly the very same, and is a subject of possible, if
not actual, experience in relation to that event. In the second case, it
is hard not to feel that the continued existence of the damaged per-
son, who is continuous with and very plausibly identical with the
former adult, gives the argument that the adult has suffered a loss at
least part of its force. Where death is concerned, however, there is no
subject at all on the scene, and no continuant. So it remains unclear
exactly how the life that has ended is diminished by the event.7
White to watch over you. His task is to prevent you ever from find-
ing out about the betrayal. So, for example, if one of the individu-
als who betrayed you should decide to tell you about it, White can
prevent him from succeeding: White can do whatever is required to
prevent the information from getting to you. Or if you should begin
to seek out one of the friends, White could prevent you from suc-
ceeding in making contact. I simply stipulate that White is in a posi-
tion to thwart any attempt by you or your friends to inform you of
what happened.10
Since everything that actually happens among your friends and to
you and your family is exactly the same in my version and Nagel’s
version, I claim that it is plausible that the betrayal harms you. That
is, it is plausible that the betrayal harms you in Nagel’s version, and
if harm supervenes on what “actually happens to you” (in some
physico/causal sense) and your loved ones, then you are harmed in
my version of the case. But in my version, it is not just true that you do
not experience anything unpleasant as a result of the betrayal—you
cannot.
The second case owes much to an example by Jeff McMahon.11 Here
is the example:
. . . your daughter is trekking in the Himalayas while you are at home
in the United States. Tragically, she dies in an accident. I believe that
you are harmed by your daughter’s death—a bad thing has happened
to you—even before you find out about it. Suppose, further, that you
die without ever finding out about the accident in the Himalayas;
imagine, for example, that you die of a heart attack just five minutes
after your daughter dies. You never find out about her death, and,
given plausible assumptions about the situations of you and your
daughter, you cannot find out about it. Nevertheless, it seems to me
that you have been harmed (at least, for the five minutes of your con-
tinued life) by the death of your daughter. And here it is not merely
the case that you do not have any unpleasant experiences as a result
of your daughter’s death; in addition, it is, at least on a very natural
understanding of “possibility,” impossible for you to have any such
experiences as a result of her death.12
Nussbaum has responded to the latter case as follows (and, presum-
ably, her comments would also apply to the former):
I do not find Fischer’s counterexamples altogether convincing:
like the Nagel examples I criticize, they all involve a subject who
continues to exist, however briefly, during the time when the bad
event takes place. Even if the mother dies shortly after her daugh-
ter’s death, and without receiving news of it, the idea that a bad
thing has happened to her surely rests, at least to some extent, on
Epicureanism About Death and Immortality 107
the thought that the mother is there in the world when the daughter
dies. There is a her for the bad thing to happen to. This, of course,
is not true of one’s own death; the bad event just is the cessation of
the subject (Lucretius profoundly suggests that we believe death to
be bad for us through a mental sleight of hand, in which we imag-
ine ourselves persisting and watching our own loss of the goods of
life). The right parallel, then, would be the case in which the mother
and the daughter die at precisely the same instant. In this case I
think we would not confidently assert that the mother has suffered
a bereavement.13
III.1. Suits
David Suits does not find my modification of Nagel’s example entirely
convincing.14 Indeed, he says:
This [the modified version of the Nagel example of betrayal behind
one’s back] seems to be a quite fanciful—no, a desperate—attempt
to bolster the example. First of all, we are never in a position to know
that any precaution against harm (for that is all White is) is guaran-
teed to be successful in a case such as betrayal, where the effects can
be far-ranging and difficult to trace . . .
Second, it seems to me that if White is really so clever as all that,
then he could make his job immeasurably easier simply by prevent-
ing the secret betrayal in the first place. So now the question is this:
What is the difference between, on the one hand, a secret betrayal
which, on account of magic, can have no bad effects whatsoever
on you, and, on the other hand, there never having been a secret
betrayal after all? . . . Let’s invent a counter-story: All your life is char-
acterized, as far as you can tell, by the unwavering loyalty of your
friends. Nothing whatsoever in your experience leads you to believe
that any of your friends are not after all your friends; in fact, all your
experience is to the contrary. All attempts to discover betrayal have
come to naught. What shall you do with the hypothesis that there
might nevertheless be some secret betrayal? What will your thera-
pist say about your speculations that there is a very cunning Mr.
White who is preventing all relevant effects of this secret betrayal
from reaching you?
In what sense then could it be said that something happened that
was bad for you? Well, the only answer is that if there was a secret
betrayal, then it was after all a betrayal. Now of course to call some-
thing a betrayal is to lead us to expect harmful consequences. That
is the way we have come to know the world. . . . The best that can be
108 Our Stories: Essays on Life, Death, and Free Will
said is that if, somehow, I were absolutely convinced that the “vic-
tim” would not and could not be harmed in any way, then I would
have to say that what takes place is not a betrayal at all.15
In reply to Suits, I would begin by pointing out that the example is
indeed fanciful, and admittedly so. It is a thought-experiment, with all
of the attendant methodological risks (and, I believe, benefits). Granted:
in ordinary life, we are never in a position to know that a given precau-
tion against harm is guaranteed to be successful. I am not proposing
this as empirically plausible or feasible, but as conceivable and thus
metaphysically possible. Imagine, if you will, that White has Godlike
foreknowledge of the future. I do not believe that the philosophical point
is affected by Suits’ contention that we (as we actually are) could never
have the required sort of certainty.
Further, it is quite beside the point that White “could make his job
immeasurably easier simply by preventing the secret betrayal in the
first place.” This may be true, but in the example as I presented it,
White does not prevent the secret betrayal. One could certainly tell a
different story, but, in the story I told, White is a merely “counterfac-
tual intervener”; the example thus has the characteristic structure of a
“Frankfurt-type case” (as pointed out above). If the story I told is coher-
ent, then a theorist is intellectually required to take it into account—to
show how its point fits with his own view, even if his own view fits
nicely with another story.
In the “counterstory” told by Suits, there is no act of betrayal—at
least as far as anyone can tell. This is fundamentally different from my
story, in which an act of betrayal does in fact take place. Simply put,
there is a basic, clear difference between a case in which a betrayal actu-
ally takes place and one in which a betrayal does not take place, but
would have under certain hypothetical circumstances (would have, let
us say, but for the intervention of White). In ordinary life, given no evi-
dence of betrayal, it would be unhealthy obsessively to seek evidence
of a betrayal (and one’s therapist would legitimately be concerned!).
But, again, that is quite beside the point. The example is one in which it
is simply stipulated that there was a secret betrayal, and we are invited
to consider whether this in fact harms an individual who never has any
unpleasant experience as a result. Of course, it is not a suggestion of the
story that in ordinary life one should obsessively seek evidence of the
infidelity of friends and loved ones!
Suits continues to press his case:
The best that can be said [about the example as presented by Fischer]
is that if, somehow, I were absolutely convinced that the “victim”
would not and could not be harmed in any way, then I would have
to say that what takes place is not a betrayal at all. I might not know
what to call it . . .
Epicureanism About Death and Immortality 109
III.2. Hetherington
Stephen Hetherington offers a fascinating critique of Nagel’s example
of the (alleged) betrayal, even as modified a la the Frankfurt-type exam-
ples.17 Hetherington says:
By being betrayed, some of your beliefs are rendered false. More
vitally, some of your personally important beliefs are rendered false.
For a start, you believe that your friends are loyal to you in standard
ways; moreover, you care that this belief of yours be true. The betrayal
makes the belief false, though. And this harms you, even though you
are wholly unaware of its doing so, indeed even if (as in Fischer’s
case) you could never experience any consequence of the betrayal.
The harm occurs because the falsification of your belief diminishes
you as someone who wishes to believe only what is true about what-
ever is important to you. You wish to have those true beliefs; your
wish is not being fulfilled. So, although this harm is one of which
you are unaware, it is a harm nonetheless. If you were to realize that
your belief was false, you would be upset. And even if—perhaps
because your circumstances are as described in Fischer’s case—you
could never come to realize that your belief is false, its being false
still makes you that much less cognitively successful as a person than
you would wish to be. You are—by now being mistaken about some-
thing that matters to you—that much “out of step” with the world,
notably with some parts of the world that matter to you. Insofar as it
matters to you to be right about what matters to you, therefore, your
being mistaken about what matters to you harms you. That harm is
of at least metaphysical significance, as your status as a true believer
on what you care about is harmed.18
Hetherington goes on to elaborate the relevant sort of harm:
Your realizing that you are being harmed in that way inflicts a further
harm of its own; a fortiori, so does its being impossible for you ever to
find out that you were harmed. What is that further harm? It is the
harm of human absurdity. If the belief is important enough to you,
and if the betrayal is sufficiently fundamental, then your life might
well have become somewhat absurd as a result.
Epicureanism About Death and Immortality 111
when I was living. I think it would be nice to see people for a change,
even if I am dead. So come on down!!!39
David Sedaris’s short story, “The Last You’ll Hear from Me,” also con-
tains some deliciously malevolent projections into the future:
Dear Friends and Family,
By the time you receive this letter I will be dead. Those of you attend-
ing this service are sitting quietly, holding a beautiful paperweight, a
gift from the collection, which, in life, had been my pride and joy. You
turn the paperweight over in your hands, look deep inside, at the object
imbedded in the glass, be it a rose of a scorpion, whatever, and through
your tears you ask, “What is death like?” By this time I certainly know
the answer to that question but am unable to give details . . .
If my instructions were followed the way I wanted them to be
(see attached instruction envelope #1), this letter is being read to you
from the pulpit of The Simple Shepherd Church of Christ by my best
friend, Eileen Mickey (Hi, Eileen), who is wearing the long-sleeved
Lisa Montino designer dress I left behind that always looked so good
on me. (Eileen, I hope you either lost some weight or took it out some
on the sides or you’re not going to be able to breathe. Also, remem-
ber it needs to be dry-cleaned. I know how you and your family love
to skimp, but please, don’t listen to what anyone says about Woolite.
Dry-clean!)
Most of you are probably wondering why I did it. You’re ask-
ing yourselves over and over again, “What could have driven Trish
Moody to do such a thing?”
You’re whispering, “Why, Lord? Why take Trish Moody? Trish
was a ray of bright sunshine, always doing things for other people,
always so up and perky and full of love. Pretty too. Just as smart and
sweet and pretty as they come.”
You’re probably shaking your heads and thinking there’s plenty
of people a lot worse than Trish Moody. There’s her former excuse
for a boyfriend, Randy Sykes, for example. The boyfriend who, after
Trish accidentally backed her car over his dog, practically beat her
senseless. He beat her with words but still, it might as well have been
with his fists. . . . The Dog’s death was a tragic accident but perhaps
also a blessing in disguise as Randy tended to spend entirely too
much time with it. . . .
What did Trish’s mother say when her daughter, heartbroken
over her breakup with Randy, came to her in search of love and
understanding?
“If you’re looking for sympathy you can find it between shit and
syphilis in the dictionary.”
Perhaps my mother can live with slogans such as this. I know
I can’t.
Epicureanism About Death and Immortality 121
NOTES
1. Martha Nussbaum, The Therapy of Desire (Princeton: Princeton University
Press, 1994); Martha Nussbaum, “Reply to Papers in Symposium on Nussbaum,
The Therapy of Desire,” Philosophy and Phenomenological Research 59 (1999),
pp. 811–819.
2. The main argument is laid out in Nussbaum, The Therapy of Desire, pp. 201–
202. I make a preliminary stab at discussing these matters in John Martin Fischer,
“Contribution to Symposium on Nussbaum’s The Therapy of Desire,” Philosophy
and Phenomenological Research 59 (1999), pp. 787–792.
3. Nussbaum, The Therapy of Desire, p. 203.
4. Fischer, chapter 6; and Fischer, “Contribution to Symposium on
Nussbaum’s The Therapy of Desire.”
5. Thomas Nagel, Mortal Questions (Cambridge, Cambridge University
Press, 1979), pp. 1–10; reprinted in John Martin Fischer (ed.), The Metaphysics of
Death (Stanford: Stanford University Press, 1993), pp. 61–69. The quotation is on
p. 69 of the reprinted version.
6. Nussbaum, The Therapy of Desire, pp. 201–202.
Epicureanism About Death and Immortality 125
Stories
129
130 Our Stories: Essays on Life, Death, and Free Will
how could I fail to help?” and so forth. Levain analyzed the evidence
as follows:
the role of community in sustaining the virtuous activities becomes
clearer. For the fact that others were engaging in, helping, and sup-
porting the rescue activities—even though this was seldom directly
discussed—is part of what helped everyone to define them as “every-
day” and unremarkable. In a context in which one is doing what one
regards as the right thing, yet no others are joining one in this effort,
it is much more difficult to sustain a sense that one is doing precisely
what can simply be expected from anyone and is nothing remark-
able or noteworthy.
Thus, Levain pointed out that the evidence about the people of Le
Niève supported both the claims about the sustaining and also the con-
tent-providing role of community.
In the discussion that followed the talk, many of the participants
praised Levain’s use of a “real-life” example. Indeed, just about every-
one appeared to think it extremely important that the evidence came
from an actual historical example rather than a mere hypothetical case.
Too often, it was noted, philosophers simply make up stories—evi-
dently, “out of thin air”—and precipitously generate conclusions from
them. But why have any confidence that these made-up scenarios can
reveal anything useful about the real world? Further, there was general
consensus that the evidence adduced by Levain did indeed provide
considerable support for the pertinent claims about the relationship
between virtue and community.
At the end of the discussion period, Levain said, “I thank all of you
for this illuminating conversation. I have learned much that will be of
benefit to me in my thinking about these issues in the future. I should
however mention one final point: as far as I know, there is no village of
Le Niève, and no French historian who has unearthed evidence about
it. I simply made up the story.”
At the reception following the talk, there was much distress and ani-
mated conversation. Even the brie and chardonnay could not diminish
the anger and mortification of many of those who had attended the
talk; they felt duped and cheated. And no doubt they were justified in
these feelings. But some at the reception began to wonder: Did it mat-
ter at all to the evaluation of the claims about virtue and community
that Levain had simply made up the example rather than employing
an actual example? (Would it have made any difference to the evalu-
ation of the relevant claims about the relationship between virtue and
community if Levain had used true evidence from Le Chambon rather
than Le Niève? Would it have made any difference if Levain had used
evidence which he falsely—although with justification—believed to be
true of Le Chambon?) Doesn’t the moral force of an example depend
132 Our Stories: Essays on Life, Death, and Free Will
Spiritual writers warn us that the devil often suggests to us the ques-
tion of what we ought to do in circumstances that have not arisen
and may never arise, and tries to hurry us into a wrong hypothetical
decision: he thus may have all the satisfaction of leading us to a mor-
ally sinful intention, without any of the trouble of contriving circum-
stances in which an actual decision would be unavoidable; and we
ought to foil his malice and cunning by giving no other answer to the
question he presses upon us than “I will do as the Lord wills,” and
by trusting in God that in an actual case we shall be given the grace
to decide rightly.8
I suggest that reading novels and other works of fiction fits nicely
and naturally with the purposes of the first and second aspects of
ethical reflection: enhancing the capacities of moral perception and
response.17 Nussbaum is correct to point to the importance of these
aspects of morality and to the relevance of fiction (of certain sorts) to
them. Further, it seems to me that philosophers’ streamlined examples
fit most naturally with the purposes of the third aspect: analysis. Here,
one primary task is to test the generality and plausibility of principles
which “latch onto” or embody features deemed morally relevant. By
distinguishing the various aspects of ethical reflection, one can give an
appealing account of the role of different sources of illumination; one
can see how both fiction (i.e., rich stories) and philosophers’ examples
(streamlined stories) can play important roles (although at different
points in ethical reflection).
Further, perhaps one can see why certain critiques of the use of sche-
matized examples in ethics are unfair (or at least misguided). Of course,
if one wishes to enhance and improve one’s capacities of moral per-
ception and response, the abstract and schematized examples will by
and large be inappropriate.18 If one is seeking to improve the capacity
to pick out and describe the morally relevant features of highly com-
plex situations, a schematized example in which one is “handed the
ethically salient description” probably will not be useful. Further, such
an example may not be particularly helpful in enhancing one’s emo-
tional responsiveness and sensitivity. But to infer from these facts that
such examples can play no useful role in practical reflection is unfair;
it illicitly presupposes that the first two aspects exhaust the domain.19
My suggestion, then, is that the complete dismissal of schematized, hypo-
thetical examples in ethics is too abrupt; it may issue from an exclusive
focus on the first two aspects of practical reasoning at the expense of
the third.
striking a match there does not cause an explosion. You then proceed to
strike a match in a different room—one with lots of gas in it. Needless
to say, you would have made a rather unfortunate mistake—the mis-
take of failing to see that striking a match has different consequences
depending on the other factors that are present in the given context. A
given event may have one meaning in one context (and against a given
set of background conditions), and quite another meaning in another
context (and against another set of background conditions).21 And so a
given moral event or factor may have one moral meaning in a stream-
lined example, and quite another meaning in reality.
I wish to grant the basic insight behind this criticism, but still maintain
that streamlined examples have a place in analysis. The objection shows
that one must be very careful to consider the various possibilities of
“meaning shift” in doing one’s analysis, but it does not show that stream-
lined examples are worthless or inappropriate. Streamlined examples,
even when they cannot be employed to achieve closure, can be highly
suggestive; they can establish strong presumptions and can suggest further
examples in which the factor in question is tested against various back-
grounds, or in which clusters of potentially synergistic factors are tested.
I believe that the meaning shift problem is the most significant reason
why one might be tempted to say that streamlined examples ought to be
avoided precisely because they are unrealistic. But I have suggested—in
an admittedly brief and tentative way—that even this possibility leaves
room for legitimate use of streamlined examples. And it is very impor-
tant to keep in mind the potential benefits of employing streamlined
examples; these need to be weighed against the risks. A primary goal of
abstraction and schematization in moral reflection is to create the ana-
logue of “controlled experiments” in science: one wants to hold all other
factors fixed, and test one particular factor for ethical relevance.22
The fruits of controlled experimentation in ethics, as in the sciences,
can be quite significant. And it must be kept in mind that this procedure
does not in itself imply that individual morally relevant factors combine
“additively” and “non-synergistically” to determine an overall moral
assessment of a situation, just as the procedure in the sciences does
not imply that striking a match will not have different consequences,
depending on the background conditions. The procedure of abstraction
and schematization—of “streamlining,” if you will—can assist in deter-
mining whether a factor is morally relevant; but how this factor combines
with others is left open, and it is useful to keep in mind the possibility of
significant interactions, synergisms, and “meaning shifts.”
III. CONCLUSION
My purpose has been to seek to find a place for philosophers’ stream-
lined examples—hypothetical and schematized—in moral reasoning.
140 Our Stories: Essays on Life, Death, and Free Will
NOTES
1. Professor Levain is one of the most distinguished ethicists in France.
Although he is well known in France, he is not widely known in the United
States. It is ironic that Jacques Derrida has received so much attention here
whereas Levain remains obscure, given Levain’s stature in French academic
circles.
2. P. Hallie, Lest Innocent Blood Be Shed. Also, P. Sauvage’s film, “Weapons
of the Spirit.”
3. As far as I know, there is no Professor Jules Levain—I simply made
him up. The idea for this section was suggested to me by a talk delivered by
Lawrence Blum to the Riverside Philosophy Conference, May 1991. The sort of
duplicity portrayed in the text did not actually occur. The idea for this section
was in part suggested by interesting remarks by David Solomon in response
to Blum, and I have borrowed from Blum’s nice essay. Blum’s essay, “Virtue
and Community,” has subsequently been published in his collection of essays,
Moral Perception and Particularity (New York, 1994), 144–69.
4. The “Trolley Problem” cases, and related cases, are frequently discussed
examples of this sort, but of course there are many others. For a selection of
essays that present and discuss many such hypothetical and streamlined cases,
see Ethics: Problems and Principles, edited by John Martin Fischer and Mark
Ravizza (Fort Worth, Tex., 1992).
5. Recently Jonathan Dancy has argued for “particularism” about moral rea-
sons: Moral Reasons (Oxford, 1992). According to particularism, considerations
count as moral reasons only given their entire context (pp. 55–7, 89). For a sus-
tained critique of the use of thought experiments primarily in metaphysics, see
Kathleen V. Wilkes, Real People: Personal Identity Without Thought Experiments
(Oxford, 1988).
6. Philosophy 33 (1958): 1–19.
7. G. E. M. Anscombe, “Does Oxford Moral Philosophy Corrupt the Youth?”
The Listener, February 14, 1957, p. 267. (Subsequent issues of The Listener contain
what can only be described as vituperative correspondence about the issues
raised by this piece.) Taking a similar tack to that of Anscombe, Tom Weller
asks, “If A and B were drowning, and you could only save one of them, would
you . . . have lunch or go to a movie?” (The Book of Stupid Questions [New York,
Stories 141
different from social sciences such as economics or linguistics with regard to the
appropriateness of the use of abstraction. We said:
An economist constructs a model which is really a hypothetical “world.”
This hypothetical world is characterized by the assumptions of the model
and is presumably considerably simpler than our world (or even the part of
our world pertinent to the model). Having constructed this simpler world,
the economist considers its properties and (ideally) generates conclusions.
These conclusions may to some extent illuminate features of our world.
Similarly, when we construct thought-experiments in ethics, we are con-
structing hypothetical worlds (albeit very small ones). These worlds are
characterized by the assumptions of the examples, and they are in many
ways simpler than real-world situations. We then scrutinize the hypothetical
worlds and (ideally) generate conclusions. Again, these conclusions may to
some extent illuminate features of our world. In ethics, hypothetical exam-
ples are very much like the models of economics.
If the techniques of model-building and abstraction are useful and worth-
while in economics, then why should these techniques not yield similar ben-
efits in ethics? (p. 47)
Although, admittedly, the issues are put rather starkly here, I do think the
question deserves serious consideration. For further reflections on these issues,
see Thought Experiments in Science and Philosophy, edited by Tamara Horowitz
and Gerald J. Massey (Lanham, Md., 1991); and Roy Sorenson, Thought
Experiments (Oxford, 1992).
23. Of course, the standard “philosophers’ examples” are not the only sche-
matized cases that are widely used in thinking about moral matters. Consider, for
example, the extensive use of parables and stories in moral education and practical
reflection quite generally, and, in particular, in the teachings and educational prac-
tices of various religions. Immediately, one thinks of the parables and stories of the
Old and New Testaments, Hasidic Tales such as the Tales of Rabbi Nachman, and
the stories of Chuang Tsu. Consider, just for fun, the following example:
Two monks, having taken a strict vow of chastity, approach a stream in which
a woman is drowning. The older monk immediately jumps in, rescues the
woman, and carries her to the shore. Then they continue their walk. Some
time later, the younger monk questions his elder, wondering whether the
action of the older monk violated his sacred vow. The older monk replies,
“See, I carried the woman for a few minutes and left her there by the side of
the stream, but you have carried her with you all this way. . . . ”
Surely, no one would deny the prevalence of such stories in moral education
and practical reflection. Nor would anyone insist that their relevance depends
in any way upon their veracity or richness of detail. If such stories have a place
in practical reflection, why couldn’t philosophers’ streamlined examples also
have a place (although a different place)?
I suppose there could be many purposes of telling the story of the monks.
One point is that one should not take certain rules or principles narrowly or
“literally,” but one should interpret them in light of their purpose. Often such
stories are useful insofar as they remind us of some point we are apt to lose track
of in ordinary life. They put things in unusual and striking ways and can help us
Stories 143
I. INTRODUCTION
The notion of ‘narrative’ is rich and suggestive, but, at the same
time, vexed. The notion is invoked by philosophers and literary
theorists (and others) in very different ways. Despite the confusions
engendered by its multiple meanings and uses, I believe that the
notion of narrative can be illuminating with respect to issues about
freedom, death, immortality, and the meaning of life. Care must be
taken, however, to distinguish different ideas, and to apply them
appropriately.
In previous work, I have made some tentative and sketchy sugges-
tions.2 I have claimed that the value of acting freely, or acting in such a
way as to be morally responsible, is the value of self-expression. This
value is a kind of aesthetic value, or akin to an aesthetic value. When
I act freely, I ‘make a statement,’ and the value of my free action is the
value of writing a sentence in the book of my life (my narrative), rather
than the value of ‘making a difference’ (of a certain sort) to the world.
I have not suggested that artistic self-expression is the only value, or a
hegemonic one; rather, the suggestion was that the value of free action
is the value, whatever that is, of artistic self-expression. Further, I have
suggested that our lives’ having the signature features of narrative
does not in itself imply that immortality would necessarily be undesir-
able (or even unrecognizably similar to our current lives).3
145
146 Our Stories: Essays on Life, Death, and Free Will
Here I wish to develop and tie together these ideas a bit further
(although, perhaps inevitably, not as fully as I would like). I shall begin
by laying out and discussing relevant aspects of the work of David
Velleman on these topics.4 I shall then argue that the value of our lives
as free creatures is indeed a species of the value of artistic self-expres-
sion. More specifically, I shall contend that acting freely is what makes
us the sort of creatures that live lives that have the characteristic features
of narratives. Acting freely is what changes the depictions of our lives
from mere characterizations to stories (or narratives). Further, I shall
distinguish the claim that our lives can be explained in the distinctive
manner of narrative explanation from the claim that our lives can be
evaluated in the characteristic narrative fashion. Finally, I suggest that
understanding our lives as narratives (in either sense) is compatible
with the possibility that unending life would be attractive to human
beings. Narrativity need not entail the necessity of endings.
reward, and would prove his struggles to have been a good invest-
ment, whereas the latter would be a windfall in relation to which his
struggles were superfluous. Thus benefits that would effect equal
improvements in his momentary well-being might contribute differ-
ently to the value of his life, by virtue of lending and borrowing dif-
ferent meanings in exchange with preceding events.8
Velleman contends that it is better to thrive as a result of learning from
one’s misfortunes than simply as a result of (say) winning the lottery or
some other windfall. As Velleman puts it:
A life in which one suffers a misfortune and then learns from it may
find one equally well-off, at each moment, as a life in which one suf-
fers a misfortune and then reads the encyclopedia. But the costs of
the misfortune are merely offset when the value of the latter life is
computed; whereas they are somehow cancelled entirely from the
accounts of the former. Or rather, neither misfortune affects the
value of one’s life just by adding costs and benefits to a cumulative
account. The effect of either misfortune on one’s life is proportionate,
not to its impact on one’s continuing welfare, but to its import for
the story. An edifying misfortune is not just offset but redeemed, by
being given a meaningful place in one’s progress through life.9
Velleman believes that the following pair of stories illustrates the same
point. In both lives your first ten years of marriage are unhappy and
are followed by equal amounts of contentment. But in the first life you
get divorced and consider your first marriage a ‘dead loss’; you just
happen to meet someone else with whom you live happily (ever after!).
In the second life, you learn from the troubles of your first ten years,
and you save the marriage (and live happily ever after). Indeed, in the
second story you think of the initial segment of the marriage as the
‘foundation of your [later] happiness.’ Velleman says that we would
prefer the second life. He says, ‘You can simply think that a dead-end
relationship blots the story of one’s life in a way that marital problems
don’t if they lead to eventual happiness.’10
So it seems that the primary examples suggested by Velleman of
salient features of desirable narratives (in the sense relevant to the func-
tion that determines overall value of a human life) are of hard work
being rewarded and learning from mistakes, rather than simply profit-
ing (comparably) from windfalls. My suggestion is that we interpret
Velleman’s claim that we take narrative content into account in evalu-
ating overall welfare as involving the idea that ‘narrative content’ is a
shorthand for a kind (or perhaps kinds) of relationship among events
of which his cases are instances. ‘Narrative content’ is not explained
generally, but it involves the sort of relationships that are present in his
cases and other, similar cases. When this sort of temporally extended
Free Will, Death, and Immortality: The Role of Narrative 149
together; but unlike ordinary human beings, he would not have a sepa-
rate narrative dimension of value.
If I am correct about this supposition, then acting freely is the ingre-
dient that gives us the distinctively narrative dimension of value.
Acting freely is the feature which, when added to the others (including
the capacity to take the appropriate temporal point of view and thus to
care about one’s story), transforms us into creatures whose lives can be
evaluated by reference to salient sorts of narrative relationships.17
It is typically held that only a free creature—only a creature capa-
ble of acting freely—can have a meaningful life. It emerges now that
acting freely is the specific ingredient that endows our lives with the
distinctively narrative dimension of value. Only a creature who can act
freely can affect the ‘meanings’ of past events by virtue of affecting the
narrative relationships among various events in his life. Death robs a
person of something especially important—the capacity to continue to
lead a meaningful life. That is, it can now be seen that it robs a person
of the capacity to continue to lead a life with a narrative dimension of
value, and thus with a specific sort of meaning. It is sometimes said
that death is bad because it deprives us of possible future goods. On
the view I have sketched, it is also bad because it can deprive us of the
possibility of changing the narrative meaning of the past.
On this sort of view (to which I am attracted), one can disagree with
Velleman’s claim that death cannot be bad for a cow, but still maintain
that the death of a person is bad in a special way. Death arguably can be
bad for the cow insofar as it deprives the cow of future pleasures (plea-
sures that would be part of an extended sequence that overall has con-
siderably more pleasure than pain). But death can be bad for a person
insofar as it deprives him of past goods as well as future goods: it cuts off
the accumulation of momentary well-being, and it can prevent us from
writing a better ending to our story (and thus vindicating our pasts).18
I follow Carl Ginet in holding that our freedom is the freedom to
add to the given past, holding the laws of nature fixed.19 This sort of
‘fixity-of-the past’ view pertains to the physico-causal events and fea-
tures of the past, and not to their ‘meanings.’ This constraint applies to
both the notion of ‘freedom to do otherwise,’ and the notion of ‘acting
freely.’ Whereas we cannot go backward in physico-causal space-time
and ‘change the past,’ we can readily go backward in narrative space-
time. Whereas it is a constraint on our freedom that the physico-causal
past be fixed, and that our actions be extensions of the given (physico-
causal) past, it is precisely our capacity to act freely that provides the
ingredient that allows for backward travel in narrative space-time.20
rative value).21 As Velleman puts it, ‘A story does more than recount
events; it recounts events in a way that renders them intelligible, thus
conveying not just information but also understanding.’22 Velleman
seeks to describe the distinctive explanatory force of narrative, and to
distinguish narrative explanation from explanation in the social and
natural sciences.
Velleman says:
This question arises for various disciplines in which narrative
comes into play. For historians, it is the question whether narrating
historical events conveys understanding over and above that con-
veyed by subsuming the same events under the generalizations of
economics, political science, or sociology. For clinical psychologists,
it is the question whether fitting symptomatic behaviours into a life-
story adds to the understanding gained by fitting them into diagnos-
tic categories. Even the police or the jury must ask themselves what
sort of explanatory value there is in a suspect’s giving his alibi in the
form of a story.23
In providing his account of the distinctive potency of narrative explana-
tion, Velleman builds on the work of Louis Mink and W.B. Gallie.24 Both
of these theorists emphasize the importance of characterizing events in
terms of their relations to outcomes or ‘endings’. Velleman says:
A narrative must move forward not only in the sense of telling one
event after another but also in the sense of approaching or at least
seeming to approach some conclusion to those events, some termi-
nus, finish, or closure.
Here I should elaborate on a point . . . about the difference between
narrative and the artistic genres that employ it. A novel or a theater
piece need not reach a conclusion or even seem to approach one. But
a novel or a theatre piece need not be a work of narrative, either; it
may be a work of narrative only in parts, or it may be ‘of’ narrative
only in the sense of commenting on the requirements of narrative
only by pointedly defying them. A bad story can make for a great
novel (though perhaps not the sort of great novel that one likes to
read). The necessity of an ending is not inherent in the aesthetics of
the novel or play but in the nature of storytelling, a form of discourse
that a novel or play need not employ.25
On Velleman’s view, a narrative explains by allowing the audience
to assimilate the events in the story to a familiar emotional pattern or
‘cadence.’ He says:
A story therefore enables its audience to assimilate events, not to
familiar patterns of how things happen, but rather to familiar pat-
terns of how things feel. These patterns are not themselves stored
154 Our Stories: Essays on Life, Death, and Free Will
can depict the sequence of events in such a way that it feels familiar—it
feels like a recognizable human drama. Upon hearing the presentation,
we are inclined to say, in our hearts, ‘Ah yes . . . ’ But it does not follow
that such a story depicts a life with great narrative value. So, for exam-
ple, such a story does not depict a life with more narrative value than
the story of a life of flourishing as a result of lessons learned or simply
hard work. A better story in the telling need not make for a story of a
life with more value. An ending that is ‘better’ in the sense of narrative
understanding need not be ‘better’ in the sense of narrative value.
Return to Velleman’s claim, ‘ . . . the question how storytelling con-
veys understanding is inseparable from the question what makes for a
good story.’ The question of how storytelling conveys understanding is
inseparable from what makes for a good story, in the sense that is rel-
evant to readers and reviewers of literature. Further, it seems that only
a life that can be explained in the distinctively narrative way is capable
of having the characteristic narrative value—is capable of being evalu-
ated through a function that is sensitive to the sorts of structural rela-
tionships sketched above. So the possibility of narrative explanation is
inseparable from the possibility of narrative evaluation; being a nar-
rative is a necessary condition for having narrative value. Of course,
it does not follow from anything said thus far that the better a story
is in the telling—the greater its virtues along the dimension pertinent
to narrative understanding—the higher the value of the function that
determines overall value of the life will be (other things equal).
As I said in the introductory section of this essay, I have suggested in
previous work that the value of acting freely is the value (whatever that
is) of writing a sentence in the narrative of one’s life. On some approaches,
acting out of character is inconsistent with the idea of one’s life’s having
narrative structure (and admitting of narrative explanation). But I do not
employ the idea of narrative in a way that would rule out free action
that is ‘out of character.’ The situation here is a bit like the possibility
of narrative explanation of flourishing as a result of a windfall, such as
winning the lottery. If the storyteller is adept, the story will resonate; that
is, the structure of the story will map onto the emotional memory of the
‘listener’ or ‘reader.’ As above (in the case of succeeding as a result of a
lucky accident), the story of action out of character can be told in such a
way that it feels familiar—it feels like a recognizable human drama. It all
depends on the way the story is told, and it is a delicate matter to tell the
story in such a way as to elicit an emotional response of the proper sort.
Certain ways of telling the story will result in puzzlement, whereas more
skillful storytelling will evoke that heartfelt, ‘Ah yes . . . ,’ indicating an
isomorphism with a human emotional cadence. One can freely act out of
character, even on an approach that invokes the importance of narrative
explanation, and identifies the value of acting freely with the value of a
certain sort of aesthetic activity (defined in terms of narrative).
Free Will, Death, and Immortality: The Role of Narrative 157
recognizably like our current human lives and also potentially desir-
able (in a distinctive way).32 The literary analogue for such a life is
not the novel, but perhaps a collection of short stories. Of course, the
collection needs to be infinitely large, and the short stories need to be
interconnected, with the same character appearing as the protagonist.
Perhaps a better analogy would be a series of novels with the same
protagonist, like a mystery series with the same detective. Over time
the detective’s character may change, but the changes can be organic;
they need not be discontinuous.33
Another analogy would be a ‘serial’ novel or even a television series.
Our lives may seem to be soap operas at times! Or perhaps they are
‘sitcoms’; if so, mine is in certain respects (apart from pecuniary consid-
erations) more like Larry David’s on HBO’s marvelous series, Curb Your
Enthusiasm, than Ward Cleaver’s on Leave it to Beaver. Now, of course,
all sitcoms do eventually get cancelled—Leave it to Beaver can only be
seen in syndicated reruns. But, as far as I can see, it is not part of their
distinguishing features or essence that they be so (cruelly) terminated.
A serial novel, a television series, a series of mystery novels with the
same detective, a collection of short stories—they all have parts that can
be explained and evaluated in the characteristic narrative fashion.34
If I consider an apparently possible immortal human life, I can see
parts of it as having the distinctive features of narrative understanding
and value. Parts of the life can be explained in such a way as to achieve
emotional resonance and resolution. But since the life as a whole has
no ending, there is no possibility of achieving distinctively narrative
understanding of the whole life. And thus there is no final answer, as it
were, giving the narrative value of the life as a whole. Whereas this is
indeed the case, I do not think that it renders immortal life unintelligi-
ble or unrecognizably human; nor do I think it makes it impossible for a
human being to find such a life valuable and desirable. (After all, to find
such a life potentially desirable does not require rank-ordering it even
ordinally against other such lives, or against finite human lives. And
even in a finite life, there is the problem of combining the two irreduc-
ible dimensions of value into some overall value score—the cumulative
measure of momentary well-being and the narrative dimension.)
Someone might say that there is a big difference—a big and crucial
difference—between merely (!) very, very long life and infinitely long
life. It might be suggested that, although we can ‘get our minds around’
long life, it is a mistake to suppose that infinitely long life is relevantly
similar to merely very long, finite life. The infinite, it might be said, is
just fundamentally different, and thus fundamentally mysterious (and
not presumably amenable to evaluation in the relevant ways).
This raises difficult and obscure questions. Consider, first, the putative
Divine Attributes, such as omnipotence, omniscience, moral perfection,
and so forth. It is sometimes claimed that we cannot understand these
Free Will, Death, and Immortality: The Role of Narrative 159
IV. CONCLUSION
I have in a tentative way explored the interconnections among narra-
tive explanation, narrative value, free will, and immortality. I have built
on the fascinating and suggestive work of David Velleman. I have sug-
gested that our acting freely is what gives our lives a distinctive kind of
value—narrative value. Free Will, then, is connected to the capacity to
lead a meaningful life in a quite specific way: it is the ingredient which,
when added to others, endows us with a meaning over and above the
cumulative value derived from adding together levels of momentary
welfare. In acting freely, we are writing a sentence in the story of our
Free Will, Death, and Immortality: The Role of Narrative 161
lives, and the value of acting freely is thus a species of the value of artistic
creativity or self-expression (understood appropriately). Finally, I have
suggested that the fact that our lives are stories need not entail that they
have endings, or that immortality would necessarily be unimaginable
or essentially different from ordinary, finite human life. Yes, a certain
sort of narrative understanding of our lives as a whole would be impos-
sible in the context of immortality; but much of what we care about,
and value, in our stories might remain.39
NOTES
1. It is well known that it is difficult to predict the future. A colleague of
mine once pointed out that the situation is even worse with respect to the past:
it is, he said, impossible to predict the past.
2. John Martin Fischer, ‘Responsibility and Self-Expression,’ The Journal
of Ethics, Vol. 3, No. 4 (1999): 277–297.
3. John Martin Fischer, ‘Epicureanism About Death and Immortality,’
forthcoming, The Journal of Ethics (Chapter 7).
4. J. David Velleman, ‘Well-Being and Time,’ Pacific Philosophical Quarterly
72 (1991), pp. 48–77.
5. Ibid.
6. Cashiers in California have asked me, ‘How’s your day going so far?’
Also, I’ve been implored to ‘Have a great rest-of-your-day!’ Of course, these
sorts of thoughts, from people one does not really know, are superficial and
slightly irritating. They can also reflect a mistaken view about value—or, per-
haps, a focus on only one dimension of value.
China’s Chairman Mao was asked what he thought of the French Revolution.
He reportedly replied, ‘It is too early to tell.’ This clearly goes to the opposite
extreme. Aristotle more moderately urged us ‘to call no man happy, until that
man is dead,’ alluding to an old adage going back to Herodotus’ tale about
King Croesus. The adage was ubiquitous in the 5th century BCE, made espe-
cially so by Sophocles, whose play, Women of Trachis, begins, ‘There is an old
saying that no man is blessed until his final day.’ (Heracles dies at the end of the
play, after entering as hero at the start.)
7. J. David Velleman, ‘Well-Being and Time, p. 51; the quotation is from
Michael Slote, ‘Goods and Lives,’ in his Goods and Virtues (Oxford: Clarendon
Press, 1983), pp. 23–24.
8. Ibid., pp. 53–4.
9. Ibid., pp. 54–5.
10. Ibid., p. 55.
11. Whereas Velleman’s contention here is appealing, it is tantalizingly
underdeveloped. One problem is that there is a limited number of examples
actually offered; also, as I point out in the text, Velleman does not offer any
general formulaic explanation of narrative value. Perhaps not surprisingly,
then, various philosophers have suggested to me that there are other poten-
tial explanations for our intuitions or judgments about various lives that are
at least as plausible (as ‘narrative value’). Thaddeus Metz has suggested to me
that we can account for the judgments to which Velleman draws our attention
162 Our Stories: Essays on Life, Death, and Free Will
by keeping in mind that stretches of one’s life (or activities in these stretches)
can have instrumental value as well as intrinsic value; thus, even a utilitarian
can account for the greater value of certain lives by pointing out that stretches
in certain lives (but not others) can have instrumental value. (For a discus-
sion, see Thaddeus Metz, ‘Utilitarianism and the Meaning of Life,’ Utilitas 15
(2003), pp. 50–70.) David Hershenov has suggested that the judgments can be
explained not so much by invoking narrative value, but by the moral value
of staying married, the desire for (or value of) moral self-improvement, and
so forth. (A skeptic about the invocation of the notion of narrative value here,
such as Hershenov, might then seek to construct examples of lives that lack the
putatively relevant features—moral self-improvement, staying married, and so
forth—to see if the relevant evaluations of the life stay the same.) Andrews
Reath has suggested that what is significant about the cases under discussion is
that they indicate that there are irreducibly relational goods; but this does not in
itself entail anything about specifically ‘narrative’ value.
These matters require much more attention than I can give here. I should
point out that I myself have some doubts about how to evaluate the various
scenarios. For example, I do not think that it is somehow better or more valuable
that a depressed individual pull out of his depression by pure strength of will,
or a regimen of psychotherapy, or any other sort of extended and perhaps ardu-
ous set of activities and reflections, rather than by taking an antidepressant. Of
course, if the chances of recurrence of the depression are greater if one simply
takes the medication, then that counts against it. But I do not share the intuition
that there is something less valuable—that it is somehow ‘cheating’—to use the
antidepressant (successfully). And it is not exactly clear to me how to distinguish
this case, or class of cases, from those discussed by Velleman. I hope to turn to
these issues in future work. Here I shall not press the worries, and take it, as a
working hypothesis, that Velleman’s intuitions or judgments about scenarios are
plausible, and that his invocation of narrative value is explanatorily helpful.
12. J. David Velleman, ‘Well-Being and Time,’ p. 62.
13. This is not necessarily a criticism of Velleman, as it is unclear that he
envisaged his account as providing guidance in all cases of potential physician-
assisted suicide.
14. J. David Velleman, ‘Well-Being and Time,’ p. 71.
15. Ibid., p. 71.
16. For skepticism about the necessity of this sort of capacity for the distinc-
tive notion of ‘valuing’ (as opposed to merely preferring) and also for autonomy,
see Agnieska Jaworska, ‘Respecting the Margins of Agency: Alzheimer’s Patients
and the Capacity to Value,’ Philosophy and Public Affairs 29 (1999), pp. 105–38.
17. I do not know how to prove my supposition, and I recognize that it would
be good to have more to say here. I base the claim on consideration of contexts
in which we would normally suppose that there is narrative value and thus the
ability of the relevant agent to affect the meanings of past events, but in which it
is explicitly understood that the agent is manipulated in such a way as not to be
acting freely; in this range of thought experiments, my intuition is that the agent
cannot affect the meanings of the past events, and that this is precisely because
he does not act freely. I hope to be able to justify this intuition (at least to some
extent) in future work. See Chapter 1 for further defense of my suggestion.
18. Of course, the past goods in question are not ‘experiential’ goods.
Free Will, Death, and Immortality: The Role of Narrative 163
The pioneering feminist critic had decided years earlier that she would
end her life by the age of 70 to avoid the inevitable deterioration of age, but
she later explained that she had let the deadline pass when her 60s proved
deeply satisfying.
In The Last Gift of Time: Life Beyond Sixty, a book published the year she
turned 71, she said she would decide each day whether to keep on living.
Her son Robert told the New York Times last week that she had not been ill
when she decided to kill herself.
It is almost as if Heilbrun always knew the end of her life-story, but she
couldn’t wait for the organic development of the plot. In any case, the details
of her reasons for choosing to commit suicide when she did may remain (not
inappropriately) a mystery.
34. In his classic essay, ‘The Makropulos Case: Reflections on the Tedium of
Immortality,’ Bernard Williams argues that an immortal life would be essen-
tially meaningless and unattractive: Bernard Williams, Problems of the Self
(Cambridge, U.K.: Cambridge University Press, 1973), pp. 82–100, reprinted in
John Martin Fischer, ed., The Metaphysics of Death (Stanford: Stanford University
Press, 1993), pp. 73–92. In chapter 6, I argue against Williams’ view. I suggest
that the sort of immortality suggested in the text of the current essay—along the
lines of a character in a series of novels or a continuing television series—could
be appealing.
35. Erich Reck, personal correspondence.
36. Gustavo Llarull, ‘The Problem of Immortality: A Response to Williams,’
unpublished manuscript, University of California, Riverside department of
philosophy.
37. Ibid.
38. The mistake of ignoring the crucial narrative structure of life, even infi-
nite life, is also found in this passage from Victor Frankl: ‘What would our
lives be like if they were not finite in time, but infinite? If we were immortal,
we could legitimately postpone every action forever. It would be of no conse-
quence whether or not we did a thing now; every act might just as well be done
tomorrow or the day after or a year from now or ten years hence. But in the face
of death as absolute finis to our future and boundary to our possibilities, we
are under the imperative of utilizing our lifetimes to the utmost, not letting the
singular opportunities—whose “finite” sum constitutes the whole of life—pass
by unused.’ (The Doctor and the Soul [New York: Alfred Knopf, 1957], p. 73.)
39. I am grateful for thoughtful comments by Erich Reck, Gustavo Llarull,
David Hershenov, David Glidden, Ward Jones, and Thaddeus Metz. I thank
Gustavo Llarull for permission to cite his unpublished work. I have pre-
sented versions of this essay at the Winter Colloquium of the Department of
Comparative Languages and Literatures, University of California, Riverside
(2005), and the Free Will Workshop at the University of California, Riverside
(2005). On these occasions many people gave me very insightful comments,
including: Gary Watson, Andrews Reath, Nathan Placencia, Chris Yeomens,
Neal Tognazzini, Thomas Scanlon, and Lisa Raphals.
10
I. INTRODUCTION: A FRAMEWORK
FOR MORAL RESPONSIBILITY
In various places, I (sometimes in collaboration with Mark Ravizza)
have sought to present the elements of a theoretical “framework for
moral responsibility.”1 Here I shall begin by sketching the framework
in order to give the background for a more detailed development of the
idea that the value of acting so as to be morally responsible is the value
of a certain distinctive kind of self-expression.
The overall framework for moral responsibility includes (at least) the
following elements: a distinction between the concept of moral respon-
sibility and its conditions of application; a distinction between “regula-
tive” and “guidance” control; an argument that guidance control, and
not regulative control, is the “freedom-relevant” condition linked to
moral responsibility; an account of guidance control in terms of mecha-
nism ownership and moderate reasons-responsiveness; an argument
that guidance control, so construed, is compatible with causal deter-
minism; and an account of the value of moral responsibility (in terms
of self-expression).
There are various plausible ways of specifying the concept of
moral responsibility, including the “moral ledger view,” the “fitting-
ness-of-providing an explanation” view, and the “Strawsonian view,”
which involves aptness for the “reactive attitudes” (resentment,
indignation, gratitude, love, and so forth). I do not take an official
stand as to the proper analysis of our concept of moral responsibil-
ity; perhaps there is no single correct answer here, and our concept
involves elements of the various suggestions. Even so, I find it help-
ful and instructive to take as a working hypothesis some version of
the Strawsonian account of the concept of moral responsibility.
But under what conditions does the concept apply? I here follow
Aristotle: an agent must meet both some sort of “epistemic” condition
and a “freedom-relevant” condition. This tracks Aristotle’s claim that an
agent fails to act voluntarily to the extent that he acts from ignorance or
force. My primary focus has been on the freedom-relevant condition.
165
166 Our Stories: Essays on Life, Death, and Free Will
the fact that our activity in creating our life-stories is properly consid-
ered a species of aesthetic creativity does not in itself rule out the pos-
sibility that the typical or primary modes of evaluation of the product is
not aesthetic.8
Even if we say that our lives are (simply put) ways of getting to nar-
ratives—or vehicles for telling stories—we might also say that the vehi-
cles themselves share some interesting properties with (say) poems.
Now of course it is difficult to specify exactly what the defining charac-
teristics of poetry are. One idea would be to specify poetry in terms of a
given set of forms; but this would leave out much contemporary, free-
form poetry. Another idea would be to define poetry in terms of the
dominance or hegemony of a particular trope: metaphor. Again, this
would seem problematic, insofar as much poetry does not seem to use
metaphor as the hegemonic trope, and many other literary forms make
heavy use of metaphor. Whereas it is very difficult to give the essence
of poetry, I believe it has to do with economy of expression. On this way of
thinking of poetry, certain lives could certainly be thought to be similar
to poems insofar as they embody a kind of elegance.
IV. CONCLUSION
Perhaps following Nietzsche, various philosophers have accepted
some version of “aestheticism” or the idea that life should be mod-
eled (in some way) on art. Of course, I have interpreted this idea in a
quite specific way, eschewing some of the more extravagant versions of
the doctrine. I have suggested that the value we place on acting freely
is connected in certain ways to the meaning of our lives. One way in
which this is true is that acting freely renders us artists in the sense
adumbrated above; in virtue of acting freely, our lives can be stories
and can have narrative value. We care about acting freely, then, to the
extent that we value engaging in artistic self-expression. Additionally,
our free actions are artistic activity of a specific kind, whereas the prod-
ucts of this aesthetic activity are typically (although not exclusively)
evaluated in moral and prudential ways; our free action is thus a spe-
cial sort of aesthetic activity. It may be that we especially care about the
sort of artistic self-expression whose product is typically evaluated in
moral and prudential terms: although I cannot here argue for this claim,
it seems plausible to me that the aesthetic activity in creating a prod-
uct with deep prudential and moral value is particularly important to
us. I would further suggest that we care especially about products that
are assessed prudentially and morally that come from this particular ave-
nue—artistic self-expression. So the value of the artistic self-expression
is enhanced by issuing in a product that is typically evaluated morally
and prudentially, and the value of such a product is enhanced in virtue
of coming from a distinctive sort of artistic activity. It might be said that
what makes our lives or life-stories so uniquely special and valuable is
that they are in the realm of the moral and prudential, but arrived at via
the aesthetic. The meaning of life, then, occurs at the intersection of the
aesthetic, moral, and prudential.
Stories and the Meaning of Life 175
NOTES
1. See, for example: The Metaphysics of Free Will: An Essay on Control (Oxford:
Blackwell Publishers, 1994); (with Mark Ravizza, S.J.) Responsibility and Control:
A Theory of Moral Responsibility (Cambridge, U.K.: Cambridge University Press,
1998); My Way: Essays on Moral Responsibility (New York: Oxford University
Press, 2006); and (with D. Pereboom, R. Kane, and M. Vargas), Four Views on
Free Will (Oxford: Blackwell Publishers, 2007).
2. For other strategies, see R. Jay Wallace, Responsibility and the Moral
Sentiments (Cambridge, Mass.: Harvard University Press, 1994), and Daniel C.
Dennett, Freedom Evolves (New York: Viking, 2003).
176 Our Stories: Essays on Life, Death, and Free Will
3. John Martin Fischer, “Reply: The Free Will Revolution,” part of a book
symposium on John Martin Fischer and Mark Ravizza, Responsibility and
Control: A Theory of Moral Responsibility, Philosophical Explorations Vol. 8, No. 2
(June 2005): 145–56; and “The Free Will Revolution (Continued),” Journal of
Ethics 10 (2006), pp. 315–345.
4. John Martin Fischer, “Responsibility and Self-Expression,” The Journal
of Ethics, Vol. 3, No. 4 (1999): 277–97, reprinted in My Way, pp. 106–23; and
chapter 9.
5. David Velleman, “Narrative Explanation,” Philosophical Review 112 (2003),
pp. 1–26.
6. In my essay, “Responsibility and Self-Expression,” I contended that the
value of free action is identical to the value of a kind of self-expression, but not
necessarily artistic self-expression: p. 117. My view in the text thus represents
a change.
7. See note 6 above. In “Responsibility and Self-Expression,” this worry
prompted me to propose that the value of our free action is the value of self-
expression, but not necessarily artistic self-expression. It is interesting to consider
whether such a view is importantly different from the view I defend here, that the
value of our free action is indeed a species of the value of artistic self-expression.
8. Note that, on my terminology, it is lives, but not narratives, that have
“narrative value.” Of course, narratives (and the novels, plays, and so forth that
express these narratives) can have aesthetic value (and can be evaluated along
other dimensions, including the moral dimension—but narratives (as opposed
to the lives they depict) themselves would not have “narrative value.”
9. Alexander Nehamas, Nietzsche: Life as Literature (Cambridge, Mass.:
Harvard University Press, 1985).
10. Different interpretations of behavior issue from different perspectives;
thus, I may see my behavior as having a certain meaning, as being embedded
in a certain narrative, whereas a third party may interpret it quite differently.
(Obviously, individuals occupying various different perspectives might see my
behavior as being parts of various different narratives.) These claims are about
the interpretation of the behavior and the associated content of the story. The
idea that from my perspective my behavior has a particular meaning has noth-
ing essential to do with how I experience my life. That is, various versions of what
Galen Strawson has called the Narrativity Thesis—a thesis about experience
—are entirely orthogonal to my contentions here in the text, as well as to my
contention that in acting freely, we endow our lives with “narrative value”:
There is widespread agreement that human beings typically see or live or
experience their lives as a narrative or story of some sort, or at least as a
collection of stories. I’ll call this the psychological Narrativity thesis, using the
word “Narrative” with a capital letter to denote a specifically psychologi-
cal property or outlook. The psychological Narrativity thesis is a straightfor-
wardly empirical, despriptive thesis about the way ordinary human beings
actually experience their lives. This is how we are, it says, this is our nature.
The psychological Narrativity thesis is often coupled with a normative the-
sis, which I’ll call the ethical Narrativity thesis. This states that experiencing or
conceiving one’s life as a narrative is a good thing; a richly Narrative outlook
is essential to a well-lived life, to true or full personhood. (Galen Strawson,
“Against Narrativity,” Ratio XVII (4) (2004), pp. 428–52, esp. p. 428.
Stories and the Meaning of Life 177
My theses are about the structure and etiology of value, whereas Strawson’s
theses are about experience.
11. John Martin Fischer, “The Cards That Are Dealt You,” Journal of Ethics
(special issue in honor of Joel Feinberg) Vol. 10, Nos. 1–2 (2006): 107–29; also,
see Fischer et al., 2007.
12. Richard Taylor. 1981. “The Meaning of Human Existence,” in Burton
M. Leiser, ed.,Values in Conflict: Life, Liberty, and the Rule of Law. New York:
MacMillan Publishing. pp. 3–27
13. Ibid, pp. 23–4.
14. Ibid, p. 24.
15. This essay is a substantially revised version of: John Martin Fischer,
“A Reply to Pereboom, Zimmerman, and Smith,” part of a book symposium
on John Martin Fischer, My Way: Essays on Moral Responsibility, Philosophical
Books Vol. 47, No. 3 (2006): 235–44. In her insightful contribution, Angela Smith
encouraged me to acknowledge more explicitly the social dimensions of moral
responsibility. I concede that my development of the account of moral responsi-
bility might suggest an overly individualistic picture, but I do not believe that,
in the end, I am committed to a problematic sort of atomism. I certainly grant
that the statements we care about (in acting freely) are typically parts of “conver-
sations.” In making such statements, we make connections—connections with
other people and even causes “larger than ourselves” that are valuable parts
of meaningful lives. I am inclined to accept the idea that we care about writing
sentences in the books (stories) of our lives (on the simpler formulation), where
these sentences are typically parts of conversations with others we care about.
In thus making a statement, I make a connection. In writing my story, I help to
write our story. My way becomes a part of our way.
I am grateful to Neal Tognazzini for thoughtful comments on a previous
version of this essay. Also, I have learned from conversations with Howard
Wettstein on the topics treated here.
The seminar is nearly over. The video monitors are bland and the surgeons are cleaning
up and filing out into the hallway. Marilena replaces the white cloth on her cadaver’s
face; about half the surgeons do this. She is conscientiously respectful. When I asked her
why the eyes of the dead woman had no pupils, she did not answer, but reached up and
closed the eye-lids. As she slides back her chair, she looks down at the benapkined form
and says, ‘May she rest in peace.’ I hear it as ‘pieces,’ but that’s just me. (Mary Roach,
Stiff: The Curious Lives of Human Cadavers)
Index
179
180 Index
H baby-switching, 54–55
Haldeman, J., 99 electronic stimulation (“brain
Hallie, P., 140 zap”), 57
Heidegger, 9, 143 Eskimo example, 55–56
Heilbrun, C.G., 163 judgments and preferences, 56
Heil, J., 143 psychological conception, 52
Heinlein, R.A., 94, 101, 135 “thick” and “thin”
Hellenistic philosophy, 103 individuals, 53, 58
Herman, B., 141 Kelper, A., 121
Hershenov, D., 76, 77, 162, 164 Kierkegaard, S., 88, 89, 92
Hetherington, S., 110, Kierkegaard’s spiritual
111, 112, 125 and religious experiences, 89, 91
Homer, 173 King, S., 21, 24, 98
Horowitz, T., 142 Knopf, A., 164
Horwich, P., 101 Kundera, 143
Hume, D., 157
hypothetical examples L
criticism, 132–134 Levain, J., 129–133, 140
preliminary points, 134–135 Lewis, R., 119, 126
reply to criticism, 135–137 Life and death
aesthetic activity, 13
I asymmetry in, 9
immortality attitudes to, 9
atomistic serial model, 96 authorship, God and freedom
body transfers, 98–99 agent-causation, 20
connected-lives serial model, 97 cosmological argument, 20
nonatomistic model, 95 God’s sovereignty, 21
nonbiological methods of, 99–100 brain-injury, 7–8
nonserial atomistic form, 97–98 conscious awareness, 13
problems faced with, 100 continuity
science fiction, 93 immortality, 16–17
taxonomy, 94 level features, 15
tedium of, 79 standard and non-standard
intellectual enquiry, 80 subclasses, 15
“intrinsic content,” 133 standard evils, 14
deprivation, 5
J Dialectical Stalemates, 8
James, H., 135 Epicurus and Lucretius
Jones, W., 7, 162, 164 views, 4
Juan, D., 82 experiential blank, 4
Jules, G., 23 Frankfurt-cases, 7
loss, betrayal, deception, and
K ridicule, 6
Kagan, S., 141 mirror image of time, 4–5
Kamm, F.M., 48, 141 moral responsibility, 10
Kane, R., 175 narrative/story value, 11–12
Kaufman, F., 52–59, 61, 62, 66–73, 76 narrative value, 12
Kaufman’s proposition Principle of Alternative Possibilities, 6
critique of relationship between, 12
182 Index