Neopatrimonialism and Democratic Stability in Africa: A Case of Ghana'S 1992 Re-Democratization
Neopatrimonialism and Democratic Stability in Africa: A Case of Ghana'S 1992 Re-Democratization
Neopatrimonialism and Democratic Stability in Africa: A Case of Ghana'S 1992 Re-Democratization
Abstract
By the mid 1960s, many African leaders had concluded that what Africa needed badly
was rapid economic growth to catch up with the Western advanced global economy. In all too
soon, changes in government began to occur via military putsch. Military coup more or less
became institutionalized. Consequently, African states began to experience military,
militarism and authoritarianism coupled with persistent economic policy failures. Africa’s
quest for rapid economic growth and development therefore became taunted and hence
underdevelopment. As a result, two decades or less, African states focused on economic
development strategies, nonetheless, both economic development strategies and regional
integration idea failed to yield development dividend. Therefore, at the turn of the 21st
century consensus emerged that the root cause of Africa’s underdevelopment is ‘bad
governance.’ Accordingly, many African countries including Ghana embraced liberal
democracy and have since 1990s been democratizing state institutions. Few African countries
including Ghana has more or less ‘perfected’ electoral democracy though, democratizing state
institutions and deepening democratic culture remain problematic. What accounts for the
difficulty in customizing and deepening democratic culture and values? Using in-depth
interview with selected political scientists and few experts in democracy affairs, this paper
explored the historical trajectories and validity of neopatrimonialism, as a partial explanation
for Ghana’s 1992 re- democratization nuances. Findings show that neopatrimonial rule is
so pervasive in post-colonial Ghana in particular and Africa in general. This paper concluded
that beneath what appears to be a successful case of democratic stability in Ghana lies sturdy
neopatrimonial dysfunctionalty that serve as counterweights to democratic culture. This
paper is, thus, intended to augment the understanding of the theoretical versatility of
neopatrimonial thesis as a clarification of the on-going discourse on democratic stability in
Africa including Ghana.
Keywords: Economic development, Bad governance, Democratic stability,
Neopatrimonialism
Introduction
At the turn of the 21st century, Africa was the only continent that did not register any
significant development (Ake, 2000; Mkandawire, 1998; Thompson 2004). According to the
World Bank’s Reports (2009), per capita income on the continent is the lowest (an average of
$300), about 65% or more of the population is said to live on less than a Dollar a day,
Africa’s external debt is over $600 Billion, and in recent times Africa has been the scene of
ethnic and communal conflicts some of which are very destructive. Worse still, Africa is said
to be emerging as the epicenter of HIV AIDS. So the question that is often asked is “why is
Africa not developing?” Many reasons account for this underdevelopment problem.
According to Sawyer (1990) one of the problems is the nature of the African
dependent state itself. He argues that the picture presented by independent Africa is one of an
unintegrated collection of non-industrialized, undemocratic, non-self-sustained states. But, in
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the mid 1980s the problem was seen as economic and this was captured by Claude Ake in his
article, “Why is Africa not developing” where he argues that “nearly everywhere in post-
colonial Africa, the tragic consequences of the underdevelopment has come home to us.”
“Serious as it is however, the problem of post-colonial Africa underdevelopment is believed
to be only a symptom, effect of deeper maladies, i.e. detrimental economic effect of
colonization.”
In response to Africa’s ‘detrimental economic maladies,’ in the 1980s the World Bank
and IMF prescribed multiple economic reforms measures to Africa (see for instance;
Structural Adjustment program (S.A.P.), Economic Recovery Program (E.R.P.) and
PAMSCAD). These economic reforms were intended to move Africa away from dependency
and underdevelopment. In spite of the rapidity with which Africa pursued these reforms
however, the development record of Africa indicates that the problem of underdevelopment
and dependency still persists. Ake’s (2000) explanation of Africa’s persistent
underdevelopment is that those economic reforms had not only been pursued with confusion
of purposes and interest but also the policies and programmes themselves have been full of
ambiguities and contradictions.
As a response to the multiple economic policy failures a new thinking emerged within
the development community that Africa’s solution (last resort) for her development
predicaments was developmental regionalism (Mkandawire, 1998). So, developmental
regionalism was perceived to provide solutions to many development problems for the south.
Nonetheless, in sub-Saharan Africa (S.S.A.) there has been little integration simply because
there is little to integrate (Mkandawire, 1998). The argument was advanced towards
establishment of corporate Africa for cooperation within African states hence the Omega
Plan, the South-South Cooperation and the North- South among other development goals all
of which has been characterized by various degrees of socio-economic and political
challenges. In spite of all the attempts made by Africa in search of permanent solution to the
development dilemma however, now, the picture which is presented by post-colonial Africa is
one that is not only marred, but also wallowing in chronic food crisis, debt cancer, poverty
and squalor. The failure of these economic reforms with their attendant predicaments has led
many Africanist scholars to re-think Africa’s development agenda.
And today, the thinking within the development community is that, it is politics more
than anything else that is underdeveloping Africa (World Bank and IMF Reports, 2008:2009;
Ake, 2000; Bratton and van de Walle, 1997). And hence political reforms have become
critical on the agenda in most African countries including Ghana. Indeed, political reforms
have not only replaced economic reforms but also become the new conditionalities for
financial assistance from the Breton Woods Institutions and governments of the global north
(World Bank and IMF Reports, 2008:2009; Gyimah-Boadi 2001; And hence Ghana in
particular has since the early 1990’s been democratizing (Gyimah-Boadi, 2001, Ninsin and
Drah, 1993).
In what follows, this paper analyzes the 1992 re-democratization wave by exploring
the feasibility of democratic stability in Africa using the circumstances of Ghana.
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Here, it is significant to note that the issue of democratization is without the least
challenges. As noted by Huntington (1991; 1996), the historical trajectories of
democratization are not only a precursory but also, the present circumstance involving diverse
set of structural factors are likely to affect its stability. Although, reasonably valid quantitative
measures exist for each of these factors and are available for many countries and clearly,
many studies have confirmed that the problem of instability is critical; however, this paper
has not identified throughout the literature how neopatrimonial thesis (the tendencies of
patronage politics or patron-clientelism), holding other factors constant, constitutes a doomed
to democratic instability. Indeed, this is what my paper intends to address.
In the mean time, using a content analysis as a standard measure of democracy, this
paper finds substantial support for Huntington’s wave thesis; and little support for the position
of his critics who argue that there are no democratic waves (Diamond, 1996; Bratton and van
de Walle 1997). This paper finds clear identifiable trends in the evolution of democratic
governance throughout the world during the past century that correspond roughly to the
waves and reverse-waves identified by Huntington, but it fails to find any support for the
explanation hypothesized by Huntington(1991: 1996). Again, using multinomial logic
analysis of political transitions, this paper finds this waves-like pattern of global
democratization as associated with shocks to the international system such as; world wars,
domestic economic growth rates, political neighborhood effects, unequal exchange,
environmental collapse, and Africa’s global proportion of democracies (Diamond, 1996; Linz
and Stephan,1996). Therefore, this paper maintains that democratic waves are not due to
inherent aspect of democratization as theorized by Huntington.
Further findings show that in spite of the obvious challenges of democratization
however, today, many agree that some democratizing states of Africa have reached the point
of democratic stability (Abdulai and Crawford, 2008; Daddieh, 2011) and hence democratic
stability has become the hottest issue in African politics of which Ghana is no exception.
This paper establishes that Ghana overwhelmingly embraced and joined Huntington’s
(1991;1996) 'Third Wave' of democratization with great enthusiasm and optimism (Joseph,
1992, Gyimah-Boadi, 2001) and that this same democratic optimism led many African states
including Ghana to make concerted efforts to democratize state institutions and politics. Two
decades or less of democratization of state institutions and its politics yielded significant
democratic gains in Ghana among other African countries hence some scholars argue that
Ghana has ‘perfected’ democratic rule at least, at the level of periodic elections and had even
reached the threshold of sustaining electoral democracy(Abdulai and Crawford, 2008,
Daddieh, 2011; Gyimah-Boadi, 2001).
Notwithstanding the unprecedented record of relatively successful electoral
democratic gains in Ghana among other African states (Abdulai and Crawford, 2008;
Daddieh, 2011); however, two decades or more of Ghana’s democratic experience show
rather, mainly cosmetic democratic gains. There has been an emergence of strong pessimism
among Africanist scholars towards democratic sustainability in Ghana in particular. largely
because of structural problems such as; weak institutions- lack of judicial independence and
ineffectual legislature as well as pervasive electoral manipulations coalesced with widespread
patronage politics, political corruption, violence and polarization of the state (van de Walle,
2002; Booth and Gyimah-Boadi, 2005).
Furthermore, the erratic and ambiguous nature of democratic practice in Ghana in
particular has stimulated heated debates. This paper analyzes “The Controversial and
Contradictory Debate,” drawing lessons from the optimist and pessimist scholars’ debate on
the state of democracy in Ghana.
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Diamond to ask “Is the Third Wave over?” And perhaps also, motivated Joseph (1998) to
conclude “democracy in Africa, from Abertura to closure....”
The critical questions then, are: ‘In reality, what is the reflection of democracy in
Ghana in particular and Africa in general? Is it “Shock democracy,” “pseudo-democracy” or,
“virtual democracy?” Do African states including Ghana have what it takes to democratize?
This paper therefore teases out empirical responses for these questions.
Meanwhile, as part of the explanation of the erratic nature of democracy in Ghana,
responses from interviews conducted with some selected staff of Center for Democratic
Development (CDD), Institute of Democratic Governance (IDEG), political scientists from
the Department of Political Science, University of Ghana, Legon and other experts of
democracy affairs based in Ghana in November 2012 prior to the 2012 elections admitted that
there is not even a single election conducted in Ghana in particular that has been free from
allegations of electoral manipulations such as rigging, stolen of ballot boxes or electoral
violence involving, intimidation of voters. And, hence the informants interviewed concluded
that generally, electoral democracy in Ghana in particular and Africa in general lacks
credibility. Evidence shows also that, unfortunately, in many cases, the Coalition of
Domestic Elections Observers (CODEO) and the International Observers (IO) have been
alleged to have falsely endorsed outcomes of elections in Ghana as “free and fair” (Daily
Graphic December 28, 2012; Gyimah-Boadi and Prempeh, 2012). Another empirical evidence
is a case in contention in which Ghana’s 2012 election results is being contested by the New
Patriotic Party (NPP) at the supreme court on the account of electoral manipulation by the
Electoral Commission (EC) and the Incumbent (see Daily Guide, Monday, December 31,
2012). Also, evidential is several cases of election disputes including; Ghana’s: 1996, 2004
and 2008 and the case of Kenya’s in 2013, emphasizing rather, the “trial of democracy” (and
also, introducing a new democratic concept such as “Judicial Democracy Test”), other than
the “triumph of democracy.” In addition, there have also been several election boycotts i.e.
Ghana, in 1992 and 2008 and, Togo, in 1993 by the seemingly non-favoured party. Indeed,
the 2010 Ivorian crisis in Cote D’Ivoire involving the then president, Laurent Gbagbo and
Alassane Ouatarra also reinforces that all is not well with democracy in Africa. Findings of
this paper confirm that there have been massive democratic erosions resulting from periodic
election manipulations and engineered by neopatrimonialism. Thus, the emerging worry is
that the current liberal agenda in most Africa including Ghana is facing a potential threat and
if care is not taken, it may pin down the democratic credential achieved or recorded over the
years.
Seeing the complex nature of Ghana’s ‘democratic dilemma,’ several attempts made
so far by many Africanist scholars to address Ghana’s democratic refraction remain basically
theoretical solutions or explanations. In other words, attempts to comprehend the
impediments of democratic stability in Africa including Ghana proceeded via political
participation and political culture analysis, political economy theory explanation, institutional
approach as well as transitional analysis (see Ake, 2000, Huntington, 1991:1996; Bratton and
van de Walle, 1997; Sandbrook and Oelbaum, 1999; Diamond, 1996; Joseph 1992; Aidoo,
2008). The point of departure of this paper is that neopatrimonial rule is not only so
widespread in post-independent Ghana but also manifests itself in multiple dimensions. Hence
this paper speculates that neopatrimonialism exclusively contributes significantly to
democracy nuances in Ghana. This paper attempts at explaining not only why “Ghana’s
democracy does not work”, but also why “disorders have become political instrument in
securing political legitimacy,” using neopatrimonial thesis. This paper therefore interrogates
first, the extent to which neopatrimonialism (patron –client network) is pervasive, second, the
multiple forms of neopatrimonialism and its utility, third, the nexus between
neopatrimonialism and democratic stability.
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Electorates Selectorates
Source: Author’s 2013
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majority about 75.0% of the Ghanaians interviewed confirmed for instance, that Rawlings
and the NDC regime’s programme of Free Compulsory Universal Basic Education (FCUBE),
Kufour and the NPP government’s programmes such as; National Health Insurance Scheme,
School Feeding and Capitation Grants and National Youth Employment Programme; and
then, Mills and the NDC administration’s programme involving granting of subsidy on local
rice production to specific local rice farmers and distribution of free school uniforms are form
of programmatic appeal. This paper will further indicate how programmatic appeals
contribute to entrench neopatrimonial exigencies in Ghanaian body politics.
With the transformational neopatrimonial logic, it involves either a relatively small or
large selectorates respectively, who usually constitutes the powers that ‘make’ or ‘unmake’
the political leader. In the case of the relatively small selectorates as seen in countries such as
Rwanda and Tanzania and in South Africa in the case of ANC (African Focus Vol. 6 :24), the
Electoral College consists of few critical mass of potential challengers or strong political
elites who is the repository of powers that decide who becomes the political leader or not.
Often, these few selectorates are resolute in decision making process and that once decision is
made it becomes irreversible. Indeed, responses gathered from the majority 81.1% indicated
that Ghana under Rawlings and the PNDC and NDC1&2 regimes was a classic example.
In respect of the relatively large selectorates, the system allows quite a large number
of the selectorates to exercise their franchise in the process of selecting political elite as a
party leader. According to a political analyst interviewed at the CDD, all political parties in
Ghana are characterized by transformational neopatrimonialism (i.e. they all engage relatively
large selectorates). The difference between the two forms of transformational neopatrimonial
logic however, is that decision- taking processes as in the former is resolute and absolute
whilst the latter is relatively flexible and subjectively contingent. The two have some basic
characteristic such as; they are both inherently transformational. In other words, they possess
the powers to ‘make’ and/or ‘unmake’ political leaders. It is also important to note or
emphasize that ‘leaders’ are not ‘elected’ but ‘selected.’ How do these multiple forms of
neopatrimonialism pave the way for democratic practice and its stability? This paper analyzes
the relationship between neopatrimonialism and democratic stability in Africa using Ghana’s
case study.
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and DeMarco, 2009). Though personal greed fuels part of officials’ pilfering of state coffers,
neopatrimonial leaders are keen on divvying up the national cake amongst current and
potential supporters.
Political power in neopatrimonial regimes flows through the informal institutions of
patron-client networks and therefore delegitimizes the formal institutions of government
(Sandbrook and Oelbaum 1997). This erosion of the rational-legal bureaucracy may
ultimately undermine political stability. Van de Walle writes, “ Having too long undermined
state capacity for political reasons, at some point the bureaucracy no longer performs at all,
order breaks down, and leaders find it increasingly hard to manage the inter-elite
accommodation processes that are at the core of political instability” (van de Walle
2001:185).
Many accounts paint neopatrimonialism as political dysfunction, a system which can
survive only by cannibalizing itself(Aidoo and DeMarco 2009). And hence the social
disorders, economic crisis or institutional decay created by this system spiral beyond the
control of the political leader. That notwithstanding; however, neopatrimonial regimes are
not necessarily doomed to political instability. It is a strategy among many for political
legitimacy. Leaders would not employ it if they did not believe that it had at least a chance of
working (implying that they are rational actors). Admittedly, it has failed miserably; however,
it has paid huge dividends which have been attested to by a number of longstanding
neopatrimonial regimes. For instance, Mkandawire (1998) points out that patron-client
network actually played a role in the state-led development of many Asian countries. Besides,
Felix Houphouet-Boigny, Daniel Arap-Moi, and Paul Biya employed neopatrimonialism to
their advantage. Lindberg’s study shows that politicians in Ghana strategically employed
neopatrimonial networks. Using cabinet size as a proxy variable for the extent of the
patronage network, his analysis reveals that increasing cabinet size by one ministry reduces
the likelihood of political instability by a factor greater than a percentage increase in GDP
(Lindberg 2003). The use of patronage networks helps us reconcile the variations in the direct
access to state resources and a larger quantity of resources that would be afforded to political
elites. Patronage is therefore used as a glue to hold the elite to the regime.
Conclusion
This paper concludes that the nature of the state and its politics usually contribute to
shaping the understanding of whether or not a country’s democracy will be sustained. And
that, although Ghana has more or less “perfected” her electoral democracy; however,
neopatrimonialism is not only pervasive but also, sturdily holding sway the democratization
of state institutions and its politics, and thereby, rendering the relative democratic gains
merely cosmetic in outlook. Again, it concludes that, because neopatrimonialism combines
informal rule with an outward commitment to formal bureaucratic and legal standards,
corruption is intrinsic. Indeed, the toleration of corruption by subordinates may be one
of the rewards that a leader can bestow. At the same time, neopatrimonialism (in general) and
neopatrimonial corruption (in particular) are generally corrosive of political
institutionalization, since they suggest the primacy of "connections" rather than the formal
structures of law, constitutionalism, and bureaucratic procedure. Neopatrimonialism may
therefore have both exclusionary and inclusionary components. Neopatrimonial political
management may be exclusive, insofar as its benefits may be unevenly distributed in favor of
individuals from certain class, regional, ethnic/religious, or kinship back- grounds. Those
lacking "connections" find themselves unable to obtain access to state resources or influence
state policy. Conversely, neopatrimonial networks may also be distributed widely, bringing
very different critical mass in constituencies and different social elites into an overarching
pyramid of patron-client relations.
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