Talcott Parsons
Talcott Parsons
Talcott Parsons
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Sujata Patel
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Juanita Kakoty
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Module Structure
Talcott Parsons (Functionalism and Neo- Introduction; Who is Talcott Parsons?;
Functionalism)
Voluntaristic Theory of Action; ! Unit Act" ;
AGIL; ! Role" and the social structure; Pattern
Variables; Criticism of Parsons and the
emergence of neo-Functionalism; Summary;
References; Learn More.
Items
Subject Name
Sociology
Paper Name
Module Name/Title
Module Id
Pre Requisites
2.2
Objectives
The aim of this module is to introduce to the reader Parsons" theory of voluntaristic action; ! unit
act" as the key to understanding ! action" and social life; how social systems maintain
themselves; how Parsons" AGIL scheme seeks to explain social systems" orientation towards
realising needs and maintaining order; ! role" as the tool that defines meaningful interaction in
society and how actors choose to play ! roles" through the dilemma of ! pattern variables" .
Key words
1. Introduction
Functionalism argues that society should be understood as a system of interdependent parts,
where social institutions exist because they have to meet certain # functional prerequisites$ or
specific requirements necessary for the existence of the society. As a school of social theory,
it mainly came to prominence in the 1950s, but its origin is traced to an earlier generation of
anthropologists from early 20th century like Malinowski (1884-1942) and Radcliffe-Brown
(1881-1955). In Sociology, elements of functionalism are traced to the work of French
sociologist Emile Durkheim (1857-1917).
Malinowski, Radcliffe-Brown and the other anthropologists of the earlier decades of the 20th
century forwarded the central methodological precept for a Functionalist perspective: that
individual action and behaviour cannot be understood or explained independently of the
wider social system, within which are embedded collective practices and beliefs. In other
words, the diverse elements of social life depend upon each other and exist to fulfil functions
that contribute towards the maintenance of the social order and its reproduction. For example
the Hopi tribe of North America perform a ritualistic ! rain dance" before planting their crops.
From the functionalist perspective, this rain dance is not to be understood as an instrumental
activity that produces rain; rather, it is a form of expressive activity that serves to reinforce
the bonds of solidarity amongst the tribesmen. Thus, Functionalism explains the existence of
phenomena, behaviour or activity not through the traditional logic of causal agreement where
the focus is on the direct efficient causes that precede them. Rather, Functionalism explains
them by the function they would serve vis--vis their effects or outcome within a social
system. That is, causes are explained by their effects rather than the consequences that
preceded them. This teleological approach where a phenomenon is explained by the purpose
it serves or the effect it produces rather than the causes that produced it is, however, is not
free of problems. American sociologists like Talcott Parsons and Robert Merton, besides
other issues, sought to address the problems in this teleological approach.
Parsons, who was also concerned with the maintenance of order in a social system, came up
with the ! voluntaristic theory of action" in his attempt to overcome the challenges of
teleology in Functionalism. His theory was aimed at defining the relationship between
structure and the personality/individual. He regarded the individual or agency as the reference
point, whose action is influenced by the social system in which he is located, but at the same
time, whose action can influence the social system. This notion, although it received a lot of
flak during the 1960s and 1970s, sparked modern sociological thought and after much critical
standing, it came to influence the emergence of neo-Functionalism in the 1980s.
understood in the context of structures and processes through which humans are motivated to
form meaningful intentions, on the basis of their shared knowledge, that are put into practice
within the social system (Parsons 1966). This shared knowledge comes from internalizing
normative interpretations. Thus, Parsons" voluntaristic theory of action assumes that action,
whether independent or passive, always involves an internalised component (Alexander
1978). He tried to explain this with his conceptualization of the ! unit act" , which he identified
as the basic element in combining the objective and subjective into a single scheme.
3.1 Unit Act
Parsons (1937:77) forwarded ! unit act" as the basic element of social life and defined it as
having the following characteristics:
1.
2.
An end
A situation (where the action takes place), which could be analyzed into (a)
means to reach this end and (b) conditions
3.
At least one selected standard in terms of which the end is related to the
situation (that is, norms that shape the choice of means to ends)
This ! unit act" does not exist in isolation. For Parsons, the reference point for ! action" is the
agency/individual and it is a process oriented towards the realization of an end, which occurs
in conditional circumstances that must be calculated upon by the actors while pursuing their
ends. ! Action" , in the Pasonian sense, also includes internalized norms, which actors of a
social system share, while choosing the means to realise a certain end. Thus, according to the
theoretical synthesis that Parsons espouses, ! action" may be described as, both, instrumental
and normative; individual and social (Alexander 1978).
In his later work, Parsons continued his search for a theoretical synthesis through his AGIL
formulation, which conceptualises society as constituting the interaction of four subsystems:
economics, politics, integration and value maintenance.
4. AGIL
The AGIL paradigm, also known as the four-function paradigm, is part of Parsons' larger
action theory. Parsons specified that any social system that persists has certain needs; the
AGIL scheme seeks to explain how that social system meets these needs and maintains order
vis--vis both its external environment and internal organization. He, in collaboration with
Robert F. Bales and Edward A. Shils, first formulated the AGIL schema in the Working
Papers in the ! Theory of Action" in 1953.
According to Parsons, every system rests on four functional imperatives, which he
categorised as the AGIL system:
1.
2.
3.
4.
Apart from social systems that constitute the more general system of ! action" in Parsonian
theory, the other primary constituents that he talked about, in relation to the AGIL scheme,
are: cultural systems, personality systems, and behavioral organisms, each of which serves a
functional imperative:
1.
2.
3.
4.
Parsons saw these action systems hierarchically, starting with the behavioral organism and
building to the cultural system, with each of the lower levels providing the impetus for the
higher levels, and the higher levels controlling the lower levels. Therefore, the cultural
system, for Parsons, is at the very pinnacle of action systems because culture, according to
him, has the capability of becoming a part of other systems, say, through norms and values in
the social system. Culture is defined as a patterned and ordered system of symbols, whose
normative interpretation is internalised by society members through socialisation, thereby
becoming internalized aspects of the personality system, pronouncing institutionalized
patterns. The symbolic nature of culture, therefore, allows it to control other action systems.
We can, perhaps, draw an example from the football field to illustrate this point. All football
players in the field know that they have to adhere to certain rules while playing, rules which
are internalised by them and which they cannot break if they want to be in the game. Their
end or goal is to score and win the game. And in order to do so, they fall back upon the rules
of the game while choosing the means to the end % i.e., score and win. Now, all said and
done, within these normative orientations, the players are free to choose how they want to
play. And that how reflects the subjective in their action, which is informed by the
! objective" , external considerations.
Thus, for Parsons, ! action" constitutes the following components: culture (values), society
(norms), personality (source of motivation), and organism (source of energy). People choose
goals and means within the context of cultural norms and values that they find themselves in;
and these cultural norms are within a system of generalized symbols and their associated
meanings (Parsons 1951). He also argues that social systems are complex and consist of a
network of interdependent and interpenetrating subsystems, each of which, seen as the
appropriate level of reference, is a social system in its own right.
4.1.
In Parsons" scheme of things, social interaction is a structured affair with a series of structural
categories, given in ascending order as role, collectivity, norm, and value (Parsons 1961)
which roughly cover the social structure from individual to social system. ! Role" is defined as
the essential starting point for individual interaction which occurs in such a way as to
constitute an interdependent system. Meaningful interaction in society can only take place
when roles and actions have meanings and are governed by shared rules or norms. These
shared rules define goals and the consequences of any given move by one player for the
situation in which the other must make his choice. Both players are provided with facilities,
which are generalized, and their allocation between players depends upon each player's
capacity to make the most of available opportunities. The essential property, however, is the
mutuality of orientation understood in terms of shared patterns of normative culture (values).
When two individuals interact in such a manner, sharing a normative culture, they form a
collectivity.
5. Pattern Variables
Pattern variables are # the principle tools of structural analysis$ connected to the intrinsic
logic of social action, which includes the inherent dilemma of facing choices by actors
(Parsons in Leon H. Mayhew, 1983). Parsons argues that there are a strictly limited and
defined set of choices that can be made, and that the relative primacies given to choices
account for the ''patterning of relational institutions.'' These choices or alternatives constitute
orientation-selection and there are five pattern variables of role-definition or orientationselection that Parsons discusses, although he admits to the existence of many more
possibilities. They are as follows: affectivity vs. affective-neutrality; private vs. collective;
universalism vs. particularism; achievement vs. ascriptive role behaviour; and specificity vs.
diffuseness.
5.1. Affectivity vs. affective-neutrality: The first set of pattern variables refers to the
gratification-discipline dilemma.That is, the dilemma here is in deciding whether one
expresses one" s orientation in terms of immediate gratification (affectivity) or whether one
should renounce immediate gratification in favour of moral interests (affective-neutrality).
According to Parsons, no actor can survive without gratifications, while, at the same time, no
action system can be organized or integrated without the renunciation of some gratifications
which are available in the given situation.
5.2. Self-orientation vs. collectivity-orientation: The second set of pattern variables selforientation vs. collectivity-orientation, constitutes the interest dilemma, which is whether one
should orient oneself towards the private or collective. Parsons noted that a ! role" may define
certain areas where the pursuit of private interests is legitimate, and other areas where it
would be obligatory for the actor to devote oneself to the pursuit of common interests of the
collectivity.
5.3. Universalism vs. particularism: The third set of pattern variables refers to the choice
between the types of value-orientation standard: universalism or particularism. In the case of
universalism, the standard is derived from the # validity of a set of existential ideas, or the
generality of a normative rule$ . In the case of particularism, the status is derived from the
# particularity of an object or from the status of the object in a relational system$ . Parsons
cites as an example the obligation to fulfill contractual agreements vs. helping someone
because she is your friend (Parsons in Leon H. Mayhew, 1983).
5.4. Achievement vs. ascriptive role behavior: The fourth set of pattern variables is
achievement vs. ascriptive role behaviour. The achievement-orientation roles are those which
give premium to the performance of people, while ascribed roles assign importance to the
qualities or attributes of people, independently of specific expected performances. Roles are
ascribed by virtue of being born into a certain social group, for example a caste group.
5.5. Specificity vs. diffuseness: The final set of pattern variables, specificity vs. diffuseness,
connotes the definition of scope of interest in an object or social phenomenon. If an
individual adopts an orientation of specificity towards an object, it means that one assumes
the ! role" of orienting oneself to the social object in specific terms, or to only be a part of the
social phenomenon. If one chooses a ! diffuse orientation" , then the mode of orientation is
outside the range of obligations defined by the role-expectation. One, here, would orient
oneself to the whole of the social phenomenon.
providing the basic parameters within which any theory of substantive freedom must be
rooted... In contrast to his formal theory, Parsons" ... substantive theory does, in fact, take the
concrete person as the point of reference" (1978:184).
In that vein, Alexander continues that according to Parsons" theory of social change,
! ...personal autonomy is achieved to the degree that the institutions associated with the
different dimensions of society, the functional subsystems of economics, politics, integration,
and value maintenance, become differentiated from one another and, in the process, develop
(1) their own independent criteria for performance as expressed in institutionally separated
media; (2) the capacity to mobilise the resources of the dimensions by asserting a partial but
independent regulation over them$ (1978:186).
Thus, intellectuals like Jeffrey Alexander revived Parsonian thought which became a
distinguishing feature of sociology in the 1980s, and marked the emergence of neoFunctionalism. Alexander looked at Parsonian theory as a point to begin his synthetic social
theory, and not as an end point, where he tried to relate Parsons to different forms of classical
and contemporary work. Alexander approached the interdependent dynamics of social action
and order with multi-dimensional analysis. While emphasizing the challenge of explaining
social order, he maintained that though social processes facilitate social order through
normative commitments, yet it is important to recognise the existence of conflicting interests,
environmental conditions and constraints, and the unforeseen contingencies actors face while
dealing with particular situations they find themselves in.
Apart from defining neo-Functionalism as a model of explanation on the basis of needs of
systemic wholes, Alexander outlined the other general features of neo-Functionalism as ! a
concern with action as well as structure; a recognition of the dialectic among control,
integration, and deviance; a reformulation of equilibrium in Keynes" sense of systemic
strains; a maintenance of the distinctions among, as well as a description of the strains
between, personality, culture, and social structure; and an emphasis on differentiation as a
major mode of change.$ (Turner and Maryanski, 1988:117-118)
8. Summary
A few important points learnt in this chapter are summarized as follows:
Parsons, who was concerned with the maintenance of order, forwarded the
! voluntaristic theory of action" in which he regards the individual or agency as the
reference point, whose action is influenced by the social system in which he is located,
yet at the same time, whose action can influence the social system.
For Parsons, the reference point for ! action" is the actor and it is a process
oriented towards the realization of an end, which occurs in conditional circumstances that
must be calculated upon by the actors while pursuing their ends. Thus, ! action" , in the
Pasonian sense, also includes internalized norms, about which exists a shared knowledge
among the actors of a particular system.
According to the theoretical synthesis that Parsons espouses, ! action" may be
described as, both, instrumental and normative; individual and social.
For Parsons, every system rests on four functional imperatives, which he defined
in the AGIL system: (1) adaptive (A): whereby a system adapts to its environment; (2)
goal-attainment (G): how a system defines and achieves its goals; (3) integrative (I): the
regulation of the components of the system; and (4) latency (L) or ! pattern maintenance" :
the stimulation of motivation and that of the dimensions of culture that create and sustain
motivation. The behavioural organism performs the adaptive function; the personality
system performs goal attainment; the social system performs the integrative function; and
the cultural system performs pattern maintenance.
A ! role" is normatively regulated, where a person participates in a concrete
process of social interaction with specified, concrete role-partners within an action
system. A ! role" is a normative component that governs the participation of individual
persons in given collectivities; and a collectivity component indicates the normative
culture that spell out the values, norms, goal-orientations, and ordering of roles for a
concrete system of interaction.
According to Parsons, a strictly limited and defined set of choices are available
to actors in a given situation, and the relative primacies given to choices account for the
''patterning of relational institutions.'' These choices or alternatives constitute orientationselection, which he suggests as five pattern variables: (1) affectivity (immediate
gratification) vs. affective-neutrality (renunciation of immediate gratification in favour of
moral interests); (2) self-orientation (pursuit of private interests) vs. collectivityorientation (pursuit of collective interests); (3) universalism (value-orientation standard
derived from the generality of a normative rule) vs. particularism (value-orientation
standard derived from the particularity of an object or from the status of the object in a
relational system); (4) achievement role behavior (which give premium to the
performance of people) vs. ascriptive role behaviour (which give importance to the
qualities or attributes of people); (5) specificity (one assumes the ! role" of orienting
oneself to the social phenomenon in specific terms) vs. diffuseness (the mode of
orientation is outside the range of obligations defined by the role-expectation; one orients
oneself to the whole of the social phenomenon).
Parsons theory was radically criticised in the 1960s and 1970s but it contributed
to the emergence of neo-Functionalism in the 1980s.
Idealists criticised Parsons" concept of action by pointing out that it is not really
intentional because it is influenced by internalised norms, internalised by the individual
through socialisation. Materialist critics, on the other hand, argued that by associating
action with internal normative elements, Parsons ignored the supra-individual social
forces that constrain action.
Neo-Functionalists like Jeffrey Alexander argue that critics have failed to see
that Parsons, from the very beginning, has worked towards bridging the fundamental
theoretical gaps in studying human action by attempting an interaction between the
subjective and the objective elements.
Another group of critics have argued that Parsons" theory ignores social change.
But neo-Functionalist Alexander (1978) argues that Parsons" theory of voluntarism is
embodied in the theory of social change as ! differentiation" . That Parsons does refer to
the fact that particular historical and social conditions allow the realization of individual
freedom; that personal autonomy is achieved to the degree that the institutions associated
with the different dimensions of society (economics, politics, integration and value
maintenance) become differentiated from one another and, in the process, develop (1)
their own independent criteria for performance as expressed in institutionally separated
media; (2) the capacity to mobilise the resources of the dimensions by asserting a partial
but independent regulation over them.
9. References
Alexander, Jeffrey C. and Colomy, Paul, Toward Neo-Functionalism, Sociological Theory$
3, No. 2 (Autumn, 1985), pp. 11-23.
Alexander, Jeffrey C., Formal and Substantive Voluntarism in the Work of Talcott Parsons:
A Theoretical and Ideological Reinterpretation$ , American Sociological Review 43. no. 2
(1978) :177-198.
Darity, William A., Jr. (ed.), International Encyclopedia of the Social Sciences, 2008.
Holmwood, John, Founding Sociology: Talcott Parsons and the Idea of General Theory,
1996, New York: Longman.
Parsons, Talcott, An Outline of the Social System in Talcott Parsons, Edward Shils, Kaspar
D. Naegele, and Jesse R. Pitts (eds) Theories of Society, Volume 1, 1961, New York: Free
Press.
Parsons, Talcott, Talcott Parsons on Institutions and Social Evolution in Leon H. Mayhew
(ed.), Selected Writings, 1983, Heritage of Sociology Series.
Parsons, Talcott. The Structure of Social Action. New York: Free Press, 1937.
Parsons, Talcott, The Social System. New York: Free Press, 1951.
Ritzer, George, Encyclopaedia of Social Theory. SAGE Publications, 2005.
Turner, Jonathan H and Maryanski, Alexandra R., # Is NeoFunctionalism Really Functional$ ?
Sociological Theory 6, no.1 (1988): 110-121.
Talcott Parsons showed the relationship between personality and social structure
by analyzing the socialization process.
sociology; voluntaristic theory of action; analysis of specific structure and roles, kinship,
occupations, and professions; the analysis of certain modern problems of aggression,
fascism, and anti-Semitism; as well as racial and intercultural relations.