Harrington, Yngvesson. Interpretive Sociolegal Research. 1990
Harrington, Yngvesson. Interpretive Sociolegal Research. 1990
Harrington, Yngvesson. Interpretive Sociolegal Research. 1990
2. Id
3. See Boaventura de Sousa Santos, "Room for Manoeuver: Paradox, Program, or
Pandora's Box." 14 Law & Soc. Inquiry 157 (1989). Santos uses Paul Bohannan's concept of
double institutionalization. See Bohannan, "The Differing Realms of the Law," inL. Nader,
4. David M. Trubek & John Esser, "'Critical Empiricism' in American Legal Studies:
135
that provides a basis for our broader discussion of interpretive work in the
second half of this essay.
I.
pretive scholars were truly critical, Trubek and Esser argue, they would
disavow "universal scientism" (a term they associate with social science
methodology in general and with neo-Marxist theory and anthropological
method in particular) since, this, too, is a contingent practice.
How might these tensions be resolved? Trubek and Esser suggest that
interpretive work has "radical implications ... for sociolegal scholars' selfunderstanding of their own knowledge production" but that only a few
members of the Amherst seminar have worked out these implications in
their published writings.' 3 No one in the seminar, they claim, has disavowed objectivity and neutrality in order to "advance a particular ideology" and "explicitly champion" the political agenda of a marginalized
group. 14 The implications of this argument are that interpretive work
should be informed by a politics that moves beyond self-consciousness of
5
its own ideological stance to an awareness of its empirical effects.'
To understand Trubek and Esser's "critical empiricism" project and
how it informs their reading of interpretive social science, it is necessary to
look back at an earlier article by David Trubek where he more clearly lays
out his understanding of ideology, interpretive work, and transformative
politics. The premises that inform Trubek and Esser's selection and interpretation of particular passages from writings by seminar participants are
developed in Trubek's statement of "critical empiricism" as his own project. Significantly, however, Trubek and Esser use the words of others 16 to
represent this perspective and then attribute it more generally to the Amherst seminar. In attempting to disentangle the meaning, let alone origins,
of "critical empiricism," we confront a rather complex task of unraveling
what at times appear to be the aspirations of Trubek's own project, and
common ground, or at least overlapping perspectives, on "where the action is." There are, however, significant differences between our approach
to interpretive research 7 and the way Trubek and Esser explain their project in "critical empiricism." Over the years, some of these differences have
also emerged within the Amherst seminar, as we have struggled with the
meaning and implications of an interpretive approach. Indeed, it is in debates generated by these differences that we may come to a better understanding of these complex practices.
13. Id. at 40.
14. Id. at 44.
15. Trubek and Esser's argument is grounded in references to Austin Sarat & Susan S.
Silbey, "The Pull of the Policy Audience," 10 Law & Pol'y 97 (1988), but is also closely
linked to earlier discussions of transformative politics by David Trubek, "Where the Action
Is: Critical Legal Studies and Empiricism," 36 Stan. L Rev. 575 (1984).
16. Susan S. Silbey & Austin Sarat, "Critical Traditions in Law and Society Re-
search," 21 Law & Soc'y Rev. 165 (1987); see Trubek & Esser, 14 Law & Soc. Inquiry at 5 n.3.
17. We are social scientists (a political scientist and an anthropologist) who do interpretive research. We are also participants in the Amherst seminar.
137
Ideology
We begin by examining Trubek and Esser's discussion of the way ideology is understood in the work of the seminar in order to show the influence of Trubek's earlier work on his essay with Esser.' 8 Drawing on
statements by seminar members' 9 Trubek and Esser define ideology as a
web of social meaning, an "accidental congery of images and metaphors" 0
that " 'appropriates' the individual so that without self-conscious reflection the actor comes to desire the ends, use the perspectives, and apply the
rationality that makes up the social fabric."' 2' It involves "implicit schemes
of response, disposition, or habit" which are "applied" in changing situations, but which constrain the range of activity that can take place. 22 Even
though ideologies are constraining, they are "open to adaptation" when
actors are confronted with new situations. Change is "especially evident"
when ideologies "clash," resulting in confusion, which in turn produces
ideological transformation. "Practice" and "process," according to Trubek and Esser, are the terms used in the seminar for the meeting and clash23
ing of ideologies.
What is striking about Trubek and Esser's account is the degree to
which ideology is disembodied from social relations. Ideologies are "systems of meaning" that people struggle over in an effort to persuade others
to "take on your ideology as their own. ' 24 Ideologies "clash" and "inter18. Trubek, 36 Stan. L Rev,. at 592-600. See especially the discussion of ideas as constituting society at 589 and of transformative politics as changing consciousness at 591.
19. See Trubek & Esser, 14 Law & Soc. Inquiry at 17 n. 31, where they cite a statement
by Sally Merry, "Everyday Understandings of the Law in Working-Class America," 13 Am.
Ethnologist 253 (1986).
20. Trubek & Esser, 14 Law & Soc. Inquiry at 30.
21. Id. at 17.
22. Id. at 18.
23. Id.
24. Id. at 20.
act with one another," 25 and may be "carried back" by those involved in
an exchange with equally disembodied (and dichotomized) spheres such as
"society" and "law." Ideologies "originate" in spheres such as "the legal
system" and "the community," they are "brought together" and "worked
together" in processes such as the handling of disputes, then they are " 'returned'" to the legal system and the community "in their new form. '26
Here, Trubek and Esser cast the critical concepts of interpretive sociolegal
research into the familiar law and society paradigm: ideology is separated
from social relations and is seen as having effects on society. Similarly their
conception of power is close to that found in the legal impact model:
"power is the ability to persuade, coerce, or otherwise cause other actors to
take on your ideology as their own." 27 Because Trubek and Esser's "critical empiricism" project retains the old division within positivist epistemology between "ideas" and "action," it insists on a much narrower field of
meaning for the term "ideology" than is used in contemporary interpretive
work.
The view that ideology is separate from social relations also colors
Trubek and Esser's analysis of how structuralist and poststructuralist theory has shaped interpretive research. They briefly note the existence of
some debate and revision within Marxist structuralism. For example, they
state that neo-Marxist theory "loosens the tight structuralist assumption of
a deep and unalterable logic of social laws." '2 8 However, they remain trou'2 9
bled by the presences of a " 'material' account of ideological practice.
The narrower meaning of ideology they insist on obscures the theoretical
differences between structuralist and poststructuralist studies of legal ideology on the one hand, and conflates neo-Marxist critiques of determinism
and orthodox Marxist approaches, on the other. Trubek and Esser collapse these different approaches into a common reading of ideology in
Marxist theory, one that, in their words, considers ideology "as a relatively
stable and definable" set of categories which can be separated from the
political and economic institutions it is associated with. 30 They continue
to associate a "materialist" theory of legal ideology with the "program of
universal scientism [which] emphasiz[es] the need to describe the structure
of economic and political institutions in order to 'explain' how ideologies
3
function." '
25. Id. at 23. Also see Trubek, 36 Stan. L Rev. at 604.
26. Trubek & Esser, 14 Law & Soc. Inquiry at 23-24. In this discussion, Trubek and
Esser refer to an article by Lynn Mather & Barbara Yngvesson, "Language, Audience, and
the Transformation of Disputes," 15 Law & Soc'y Rev. 775 (1980-81). However, none of
this terminology (including the concept of ideology) is used by these two authors.
27. Trubek & Esser, 14 Law & Soc. Inquiry at 20.
31. Id. Trubek and Esser's treatment of Marxism and interpretive research is difficult
139
interest in questions about the way law gets separated from material lifefrom its own role in creating the relations of material life. This question
draws attention to practices of law that are taken for granted, practices
that make law appear to stand apart from social relations and to be of a
different and separate order, rather than a continuous part of social
practice.
A contemporary example of social theory that challenges these dualistic representations is Pierre Bourdieu's analysis of "symbolic capital" and
"symbolic violence." 3 6 These concepts join what are traditionally seen as
separate material and symbolic spheres by linking economic and affective
relations to explain the exercise of power in domination. Symbolic capital
and symbolic violence create and maintain "a lasting hold over someone"
in "euphemized" form. 37 "Symbolic violence is that form of domination
which, transcending the opposition usually drawn between sense relations
and power relations, communication and domination, is only exerted
through the communication in which it is disguised. '38 It is the "gentle,
invisible form of violence, which is never recognized as such, and is not so
much undergone as chosen, the violence of credit, confidence, obligation,
personal loyalty, hospitality, gifts, gratitude, piety."' 39 Bordieu argues that
analysis must attend to this "double reality of intrinsically equivoca4 ambiguous conduct" and "hold together what holds together in practice" rather
than creating a "self-mystifying demystification" through the creation of
what he terms "a naively dualistic representation of the relationship be40
tween practice and ideology."
The concept of symbolic violence, which suggests how domination is
created and maintained through everyday relations, enables us to see the
way ideology is produced in relations that are, in turn, ideologically constituted. For example, in Barbara Yngvesson's work this concept is used to
in civil courts as "conceptive ideological work: using old rules to generate new ways of
thinking, of making sense of, and thereby of constituting ideologically new and emergent
material forms" (see Maureen Cain, "The General Practice Lawyer and the Client: Towards
a Radical Conception," 4 Int'l J. Sociology L 13 (1983)); and John Brigham's research on
social movements as "constituted in legal terms when they see the world in those terms and
organize themselves accordingly.... Legal forms are evident in the language, purposes, and
strategies of movement activity as practice" (see John Brigham, "Right, Rage, and Remedy:
Forms of Law in Political Discourse," 2 Studs. Am PoliticalDevelopment 306 (1987). Also see
Christine B. Harrington, "Regulatory Reform: Creating Gaps and Making Markets," 10
Law & Policy 293 (1988), and Christine B. Harrington & Sally Merry, "Ideological Produc-
tion: The Making of Community Mediation," 22 Law & Soc'y Rev. 709 (1988). Earlier
sources on constitutive theory include Eugene Genovese, The World the Slaveholders Made
(New York: Vintage Books, 1969), and Karl Klare, "Law-Making as Praxis," 40 TELOS 123
(1979).
36. Pierre Bourdieu, Outline of a Theory of Practice 179, 191 (Cambridge: Cambridge
University Press, 1977) ("Bourdieu, Outline of a Theory of Practice").
141
The distinction between particular practices and their structure is problematic not simply
because it is not shared by other traditions but because ...
143
sider, and association with a neocolonial regime can influence what one
learns." ' 59 At the same time, Rosaldo describes "routine interpretive procedure" as a methodology in which "ethnographers reposition themselves
as they go about understanding other cultures. One begins with a set of
questions and subsequently revises them in the course of inquiry. Thus,
ethnographers emerge from fieldwork with a different set of questions
than those they posed on initial entry." 60 There are limits, however, to
"repositioning" and thus analyses "always are incomplete." 61
The tension between distance, inherent in the anthropologist's "objective situation" as outsider, 62 and the engagement necessary for repositioning has been fundamental to the methodology of participant
observation from its earliest practice in the work of ethnographers such as
Malinowski, Radcliffe-Brown, and Mead, 63 and undermines claims that
ethnography and natural science have a similar methodological stance.
This same tension between distance and engagement is built into all ethnographic studies of law, and is explicitly acknowledged in works as diverse as
56. Id. at 104.
57. Vincent Crapanzano, "Hermes' Dilemma: The Masking of Subversion in Ethnographic Description," in Clifford & Marcus, eds., Writing Culture 74 ("Crapanzano, 'Hermes' Dilemma' "); Clifford Geertz, "Deep Play: Notes on a Balinese Cockfight," in C.
Geertz, ed., The Interpretationof Cultures 412 (New York: Basic Books, 1973).
58. Crapanzano, "Hermes' Dilemma" 74.
59. Renato Rosaldo, "Grief and a Headhunter's Rage," in E. M. Bruner, ed., Tex4 Play
and Story: The Construction and Reconstruction of Self and Society, 178 Proceedings of the
American Ethnological Society 192-93 (Washington: American Ethnological Society,
1983).
60. Id. at 182.
61. Id. at 183.
62. Bourdieu, Outline of a Theory of Practiceat 1 (cited in note 36).
63. See James Clifford, "On Ethnographic Authority," in J. Clifford, ed., The Predicament of Culture 26 (Cambridge: Harvard University Press, 1988).
145
marginalized group" (at 44). They suggest that only in taking such a stance is it possible to
move beyond "partial critique" and "partial adaptation of an interpretist stance" (at 45). In
what follows, we challenge this approach to the relationship of knowledge and politics.
69. Id.
71
ple process of interpreting meaningful activity in unorthodox locales."
We question this instrumental approach to critical research. It is an
approach requiring that the observer become advocate-a stance which
suggests that interests are given rather than constructed in the interaction
with researchers and others, and also assumes that scholars are those best
qualified to represent these interests. The problem with Trubek and
Esser's view of critical research is that it collapses the differences between
researcher and subject and thus disempowers both. 72 An example of this
is found in Trubek and Esser's support for research that "gives voice and
credibility to those who question, in a fundamental way, state legality, existing practices and institutions."7 3 It is unclear in this example as to what,
exactly, is being transformed. What is going to happen that is "transformative" once the "voices" of the "victims" are "voiced" by the researcher?
What seems to be happening in this example is that the researcher'sauthority is enhanced by the use of the voices of the "voiceless, '' 74 while the
victims of discrimination are further disempowered by allowing the researcher to serve as their spokesperson. Transformation must involve
some sense of empowerment, of agency, and of change in the relative positioning of researcher and subject as well as in a broader field of power
relations of which they are both a part.
Rather than advocating an appropriation of the "interests" of those
we study (i.e., appellate litigators, property owners, Supreme Court justices, working class disputants, divorce lawyers, court employees and reformers, etc.), we believe the implications of the interpretive turn are
potentially more radical. Recognition of the contingency of interpretation, and its location in social practices, has the potential to transform the
relationship between researcher and subject in such as way that "indigenous control over knowledge gained in the field can be considerable, and
147
75. Id. at 45. This approach is best articulated by Marcus & Fischer, in Anthropology as
Cultural Critique.
76. See James R. MacBean, "'Two Laws' from Australia, One White, One Black,"