M.

Erler 1 out of 7
SOCRATES IN THE CAVE.
PLATONIC EPISTEMOLOGY AND THE COMMON MAN
1. It is well known that Plato defines knowledge in terms of ontological
categories. Real knowledge for him means grasping the ideas. This
knowledge can be gained by searching within oneself. Only philosophers,
however, are able to attain knowledge this way, transforming themselves
into the status of gods as far as it is possible for men.
1
Plato clearly
describes an ideal in the dialogues. But Plato also addresses the common
mans potential for achieving knowledge despite his deficient condition in
comparison to the Platonic ideal. In the famous simile of the cave in the
Republic, Plato offers a quite realistic view of common man as being
emprisoned in a world of becoming.
2
This prisoner takes pictures on the
wall for reality. In order to be freed from this illusion, he has to be
turned around toward truth. The prisoners, however, are not able to turn
around themselves without help from outside. What they need is a teacher
who asks them questions and gets them into conceptual difficulties
(aporiai).
3
Common man also is likely to have emotions, desires, and

* This is part of a larger project that also will deal both with Plato and the
tradition of the metaphor child in man in ancient philosophical contexts.
1
Passages: D. Sedley: Becoming like God in the Timaeus and Aristotle,
in: T. Calvo, L. Brisson (edd.): Interpreting the Timaeus Critias.
Proceedings of the IV Symposium Platonicum. Selected Papers (Sankt
Augustin 1997) [International Plato Studies 9], 327-339 and D. Sedley:
The Ideal of Godlikeness, in: G. Fine (ed.): Plato 2. Ethics, Politics,
Religion, and the Soul (Oxford 1999), 309-328.
2
Th. A. Szlezk: Das Hhlengleichnis (Buch VII 514a-521b und 539d-
541b), in: O. Hffe (Hg.) Platon, Politeia (Berlin 1997) [Klassiker
auslegen 7], 205-228.
3
Cf.: R. 515c, see: J . Annas: An Introduction to Plato's Republic (Oxford
1989), 258f. and M. Erler: Hilfe der Gtter und Erkenntnis des Selbst.
Sokrates als Gttergeschenk bei Platon und den Platonikern, in: Th.
Kobusch, M. Erler (edd.): Metaphysik und Religion. Zur Signatur des
sptantiken Denkens. Akten des Internationalen Kongresses vom 13.-17.
Mrz 2001 in Wrzburg (Munich, Leipzig 2002) [BzA 160], 387-413. N.
Delhey ( Bemerkungen zur Bildungstheorie
in Platons Politeia, in: Hermes 122 (1994), 44-54, esp. 47ff.) rightly
M. Erler 2 out of 7
fears that make him deaf to rational persuasion, and that might overpower
his rational thinking and cause him to act against his will (R. 519a-b).
The teacher therefore must try to create the kind of disposition in his
partner that prepares him to accept the results of rational arguments,
makes him realize what is true and what is false, and helps him to
transform this knowledge into moral behavior.
4
In the Timaeus, Plato
postulates that both the immortal rational self and the mortal self need
therapy (Ti. 90a-c), in order to set even the baser part of us on the right
path in this way (71d, transl. Cornford). Of course, Plato believes that
one can achieve real knowledge only if one focuses on the immortal soul.
But as the Athenian stranger in the Laws shows, moral practice too is of
crucial importance for gaining knowledge. Harmonizing the parts of the
soul and controlling desires and fears, which are located in the mortal part
of the soul, require self-control.
5
For the common man, the therapy of the mortal self and the
proper control of affections are essential for developing the right habits
that provide the foundation for virtue and real knowledge. Paramythia,
the therapy of human passion that produces a particular emotional change
in man so that he becomes more amenable to advice and a better learner
(Lg. 718cd), is central in the so-called little or basic Paideia not only in
the Laws (734e-735a), but also in the Republic. Without this
groundwork, this praeparatio philosophica, common man will fail to act
in accordance with the judgements and insights that emerge from
conversation. To resist right opinion is regarded as lack of knowledge.
6
2. The theoretical underpinning for the phenomenon that emotions,
desires, or affections like fear can prevent one from accepting the results

stresses, that this does not happen simply by nature (so L. C. H. Chen:
Education in General (Rep. 518c4-519b5), in: Hermes 115 (1987), 66-
72), but by force.
4
Cf. R. 401d-402a.
5
M. Erler: Epicurus as deus mortalis. Homoiosis theoi and Epicurean
Self-cultivation, in: D. Frede, A. Laks (edd.): Traditions of Theology.
Studies in Hellenistic Theology, Its Background and Aftermath (Leiden
2002) [Philosophia Antiqua 89], 159-181, esp. 165f.
6
Cf. Lg. 689a; see: K. Schpsdau: Platon, Nomoi (Gesetze) Buch I-III.
bersetzung und Kommentar (Gttingen 1994) [Platon, Werke 9,2], 414-
17.
M. Erler 3 out of 7
of rational argument is the souls partitioning which Plato develops in the
Republic. This partitioning of the soul explains why reason sometimes is
overcome by emotion against its will.
7
Often this is regarded to be a new insight of Platos in the
Republic, because no evidence for the souls partitioning can be found
before the Republic. This is the thesis I wish to challenge. I shall argue
that Plato in the Phaedo playfully considers the existence of something in
man that is responsible for emotions, desires, and fear, and that is distinct
from both the body and the rational soul. In the Phaedo, Plato even gives
this source of emotions a name: he calls it the child in man --and he
illustrates how it should be treated by therapeutic arguments, in order to
create a disposition that is amenable to rational thinking. I also wish to
draw attention to the fact that both this metaphor and the method of
praeparatio philosophica for gaining knowledge was to play an important
role in the philosophical curriculum from Plato onwards, in Hellenistic
philosophy as well as in the Platonism of imperial times.
8
3. Let us have a look at the Phaedo. In this dialogue, Socrates illustrates
the power of the logos or rational argument in helping Socrates to be
brave and fearless in the face of death, and enabling him to accept rational
arguments in favor of the souls immortality. Contrary to common
opinion, this dialogue does not teach one how to repress emotions because
these are the effect of the souls imprisonment in the body.
9
Rather, the
Phaedo illustrates how to handle emotions that spring from a source that
is distinct from the body, emotions which cannot be eradicated, but have
to be controlled, because they disturb rational thinking. The exemplum
Socratis illustrates how this can be done successfully. His partners Crito,

7
Ll. P. Gerson: Knowing Persons. A Study in Plato (Oxford 2003), 265.
I doubt that Ch. Bobonich, Platos Utopia Recast. His Later Ethics and
Politics (Oxford 2002), is right in arguing that this partitioning of the
soul in the Republic later was regarded as an error by Plato and corrected
in the Laws.
8
I hope to develop this elsewhere.
9
See D. Gallop: Emotions in the Phaedo, in: A. Havlcek, F. Karfk
(Edd.): Plato's Phaedo, Proceedings of the Second Symposium
Platonicum Pragense (Prague 2001), 275-286; cf. J . Dalfen, Philologia
und Vertrauen: ber Platons eigenartigen Dialog Phaidon, in: GB 20
(1994), 35-57.
M. Erler 4 out of 7
Cebes, and Simmias, on the other hand, illustrate what happens if
emotions prevail, and man is not able to subordinate these to reason.
Crito, for his part, remains unmoved by the arguments, and draws wrong
conclusions (115c). Cebes and Simmias, in contrast, are used to
arguments. They are well prepared to follow Socrates arguments in
favor of the souls immortality, and to accept the conclusions of rational
thinking. Nevertheless, they do display insecurity and distrust, while not
being able to give a reason for this unease. Something within them is out
of control and prevents them from accepting the results of what they agree
are coherent arguments.
10
This deep-rooted fear Socrates wishes to treat
by means of his paramythic arguments, with which he wishes to address
both the ratio and the emotions of his partners.
11
It is interesting that in this context, Platos Socrates does not
locate Cebes and Simmias emotions in the body, as he does elsewhere in
the Phaedo.
12
No, Plato invents a metaphor to describe the source of the
affections of Socrates partners and the target of Socrates therapeutic
argumentation. At one point, Socrates suspects that Cebes and Simmias
are afraid like children that wind might disperse the soul after death.
Cebes points out that it is not he himself who is afraid, but that rather
something within himself --a child within himself, as he calls it-- is full of
fear, like children of a bogey (77d-e). He therefore begs Socrates (77d):
Try to convince us, then, Socrates, on the assumption that we are afraid;
or rather, not as though we are afraid - perhaps there is a child inside us
13

10
Cf. Phd. 77e, 91c-d. 107b.
11
Socrates characterizes his arguments as paramythia ( )
(Phd. 70b, 83a).
12
Cf. Phd. 81b-c, 94b-c. See: N. Blssner: Sokrates und sein Glck,
oder: Warum hat Platon den Phaidon geschrieben?, in: A. Havlcek, F.
Karfk (Edd.): Plato's Phaedo, Proceedings of the Second Symposium
Platonicum Pragense (Prag 2001), 96-139, esp. 129ff.
13
Phd. 77e. I agree with Wyttenbach (Platonis Phaedo, explanatus et
emendatus prolegomenis et annotatione Dan. Wyttenbachii, Lugdunum
Batavorum 1810) that the metaphor has to be understood as child within
us and I disagree with Ficino (Platonis opera translatione Marsilii
Ficini, emendatione et ad Graecum codicem collatione Dimonis Grynaei
1533) and others, who translate inter nos puer. There has been a
discussion as to whether the metaphor means doubtful reason (Chr. F.
Williger: Il Di Cebes Nel Di Platone, in: GM 1 (1946),
M. Erler 5 out of 7
that is apprehensive in this way. So try to persuade him not to be afraid of
the bogey Death. Try to persuade him, then, to stop being afraid of death
as if it were a bogey-man. And Socrates consents readily: You must
sing charms over him (epodai), said Socrates, every day, until you have
charmed the fear out of him.
To charm the fear out of the child in man as philosophical
praeparatio, this is what Socrates rational arguments in the Phaedo are
meant to accomplish. This is what Socrates paramythia and
philosophical epode
14
are for: to combine rational arguments with
therapeutic intentions.
It is useful at this point to remind ourselves that the metaphor
the child in man which needs persuasion in order to rid itself of the fear
of death has a Sitz im Leben. It forms part of the paideia that tries to
make children act properly. Plato wishes to remind us of the old wives
tales that nurses told children in Greece, as people still do today, in order
to frighten children into obedience: If you dont do such and such, a
monster will come and eat you. Those traditional tales are meant to
create fear in children, and thereby a disposition to accept advice.
15

103-113) or an irrational part of the soul (G. Capone Braga, Il
"Fanciullino" Di Cebete, in: GM 2,1947, 60-62, with a response by Chr.
F. Williger: Ancora Sul "Fanciullino" Di Cebete, in: GM 2, 1947, 262-
264); see also C. H. Young: A Delicacy in Plato's Phaedo, in: CQ NS
38,1988, 250-251).
14
Cf. P. Lain-Entralgo: Die platonische Rationaliserung der Besprechung
( ) und die Erfindung der Psychotherapie durch das Wort, in:
Hermes 86 (1958), 298-323. Epode as rational argument: cf. Plat. Chrm.
156e-157a; Phd. 77e, Lg. 903a-b, and Chr. Bobonich, Persuasion,
Compulsion and Freedom in Plato's Laws, in: CQ NS 41 (1991), 365-
388, bes. 374. The Charmides shows, that philosophical argument and
teaching should follow the protreptic praeparatio philosophica by means
of the aporia. Cf. M. Erler: Der Sinn der Aporien in den Dialogen
Platons (Berlin, New York 1987) [UaLG 25], 211f.
15
Cf. A. Scobie: Storytellers, Storytelling, and the Novel in Graeco-
Roman Antiquity, in: RhM 122 (1979), 229-259 and G. Heldmann:
Mrchen und Mythos in der Antike? Versuch einer Standortbestimmung
(Munich, Leipzig 2000) [BzA 137], 95ff., who does not mention the
passage in the Phaedo.
M. Erler 6 out of 7
Seen against this background, parallels and differences
become evident. Socrates rational epode indeed tries to create a
disposition in his partners that is amenable to rational arguments and to
correct behavior. Socrates, however, does not wish to achieve this result
by stirring up fears in his partners, but by helping them to control those
fears, or rather to get rid of them altogether. Socrates charming
arguments advocate the subordination of the emotions to reason, because
emotions might subvert rational thinking. Philosophical arguments in the
Phaedo are part of the praeparatio philosophica which Plato discusses in
the Republic, but mainly in the Laws, advocating a symphonia of
emotions and ratio in man.
16
In the Phaedo, Plato recognizes that logical
reason by itself is not enough to shape moral attitudes.
As early as in the Phaedo, Plato expresses the need to
introduce an element in man that might explain why reason can lose out to
emotions, and why man therefore hesitates to accept the results of rational
thinking, although he feels that the arguments are strong and persuasive.
17
In the Phaedo, Plato locates the source of this emotional resistance neither
in the body nor in the rational soul, but invents the metaphor child in
man --a metaphor that, it seems to me, foreshadows the souls irrational
part, which Plato introduces in the Republic. In other words, the
Republic --in my opinion-- merely unfolds what the Phaedo seems to
assume. This interpretation is underscored by the fact that in the 4th book
of the Republic, Plato draws on the same argument the competition
between thirst and judgement --which he uses in the Phaedo to describe
the possibility for conflict in the soul (94b).
18
Plato often uses metaphors
in one place, and explains what they mean philosophically elsewhere in
his dialogues.
19
I agree that prior to the Republic, Plato does not refer to
a tripartitioning of the soul.
20
But I wish to argue that a metaphor like

16
Cf. Plato Laws 652a-653c, cf. Schpsdau: Plato. Nomoi I-III (as in n.6),
255.
17
Also of interest in this context are passages like Grg. 513c, Men. 95c. I
shall deal with these elsewhere.
18
Cf. Bobonich: Platos Utopia Recast (as in n. 7), 30.
19
See E. E. Pender: Images of Persons Unseen. Platos Metaphors for the
Gods and the Soul (St. Augustin 2000). She however, does not deal with
Platos metaphor child in man.
20
Ll. Gerson: Knowing Persons (as in n. 7), 98.
M. Erler 7 out of 7
child in man signals that Plato contemplates the possibility of an element
within mans soul that is responsible for irrational behavior.
As early as in the Phaedo, then, Plato already reflects on the
ways of preparing ones disposition for being turned around in order to
attain knowledge. And he illustrates what charming the child in man
entails: a therapy that not necessarily ends up in new knowledge, but that
might bring reason and the emotions into harmony, and creates a
disposition that is the proper basis for attaining knowledge. Without
being an orthodox unitarian in Platonicis, I think there is lot to be said
about elements of continuity in Platonic epistemology in connection with
the praeparatio philosophica. Differences do exist, but these might be due
to the different contexts in Platos literary dialogues.
Let me conclude by pointing out that in Antiquity, the
metaphor charming the child in man was very influential and was
understood in the manner I developed here. Plato, I think, would agree
with Epicurus dictum, which many other Hellenistic philosophers
accepted, that empty is that philosophers discourse which offers therapy
for no human passion.
21
From Hellenistic times all the way up to Late
Antiquity, the child in man as addressee of therapeutic arguments
became a tag for the praeparatio philosophica that prepares the proper
dispositio of the would-be-philosopher who is on his way to real
knowledge.
22
M. Erler
University of Wrzburg

21
Vgl. Us. 221.
22
See. M. Erler: Death is a Bugbear. Socratic 'epode' and Epictetus'
Philosophy of the Self, in: Zeno and his Legacy: the Philosophy of
Epictetus (forthcoming), and M. Erler: Das Bild vom 'Kind im
Menschen' bei Platon und bei Lukrez, in: CErc. (2003) (in print).