Guidance On THE SAFER DETENTION AND HANDLING OF PERSONS IN POLICE CUSTODY Second Edition
Guidance On THE SAFER DETENTION AND HANDLING OF PERSONS IN POLICE CUSTODY Second Edition
Guidance On THE SAFER DETENTION AND HANDLING OF PERSONS IN POLICE CUSTODY Second Edition
Second Edition
This has been published as an interim product due to the development of Authorised Professional Practice (APP) and will be published in an alternative format in the future as part of the APP programme.
2012
Produced on behalf of the Association of Chief Police Officers by the National Policing Improvement Agency
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This guidance contains information to assist policing in England, Wales and Northern Ireland. It is not protectively marked under the Government Protective Marking Scheme. It has been produced by the National Policing Improvement Agency (NPIA) on behalf of the Association of Chief Police Officers (ACPO). It will be updated according to legislative and policy changes and rereleased as required. The NPIA was established by the Police and Justice Act 2006. As part of its remit the NPIA is required to develop policing doctrine, including guidance, in consultation with ACPO, the Home Office and the Police Service. Guidance produced by the NPIA should be used by chief officers to shape police responses to ensure that the general public experience consistent levels of service. The implementation of all guidance will require operational choices to be made at local level in order to achieve the appropriate police response. (This publication is available as a PDF only.)
If you would like to receive this publication in an alternative format, please contact: Specialist Operations Centre Wyboston Lakes, Great North Road Wyboston, Bedfordshire MK44 3BY Telephone: 0845 000 5463 Email: [email protected] All other enquires relating to this publication should also be addressed to the Specialist Operations Centre at the above address.
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NOT PROTECTIVELY MARKED. ACPO Guidance on the Safer Detention and Handling of Persons in Police Custody Second Edition 2012
Guidance on THE SAFER DETENTION AND HANDLING OF PERSONS IN POLICE CUSTODY Second Edition
2012
Produced on behalf of the Association of Chief Police Officers by the National Policing Improvement Agency
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Second Edition Published 2012 First published 2006 National Policing Improvement Agency 10-18 Victoria Street London SW1H 0NN The National Policing Improvement Agency (NPIA) is committed to making a valuable contribution to improving public safety. ACPO and the NPIA would like to express their thanks to all those involved in the drafting of this document. All of the responses during the consultation phase of this project were appreciated and contributed to the final document. NPIA (National Policing Improvement Agency) 2012 ACPO (Association of Chief Police Officers) 2012 All rights reserved. No part of this publication may be reproduced, modified, amended, stored in any retrieval system or transmitted, in any form or by any means, without the prior written permission of the National Policing Improvement Agency and the Association of Chief Police Officers or their duly authorised representative. The above restrictions do not apply to Police Service authorities, which are authorised to use this material for official, non-profit-making purposes. For copyright specific enquiries, please telephone the National Police Library on 01256 602650.
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Contents
Preface 1. Introduction 1.1 Introduction 1.2 Senior Management Considerations 1.3 Principles of Safer Detention 1.4 Designation of a Police Station 1.5 Custody Officer 2. Arrest and Detention 2.1 The Decision to Arrest 2.1.1 De-Arrest 2.1.2 Hospital 2.1.3 Street Bail 2.1.4 Alcohol Treatment Centres 2.2 Pre-Custody Risk Assessment 2.3 Custody Capacity 2.4 Arrival at the Station 2.4.1 Violent Detainees 2.4.2 Detention Not Authorised 2.5 Medical Attention 2.6 Welfare and Safety of Others 2.6.1 Other Detainees 2.6.2 Other Professionals 2.7 The Custody Record 3. Risk Assessment 3.1 Assessment and Monitoring 3.1.1 Pre-Custody Risk Assessment 3.2 Information Sources 3.2.1 PNC, PND and Local Force Systems 3.2.2 Person Escort Record (PER) Form 3.3 Condition of Detainee 3.3.1 Suicide and Self-Harm 3.3.2 Potentially Violent Individuals 3.3.3 Acute Behavioural Disturbance 3.3.4 Dealing with Diabetes 3.3.5 Excited Delirium 3.3.6 Head Injuries 3.3.7 Infections and Communicable Diseases 3.3.8 Claustrophobia 3.3.9 Asthma 5
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3.3.10 Heart Disease 3.4 Release from Custody 3.5 Transfer of Detention 4. Control, Restraint and Searches 4.1 Introduction 4.2 Legislation 4.3 Initial Contact 4.3.1 Method 4.4 Positional Asphyxia 4.5 Control within Custody 4.5.1 Risk Assessment after Restraint 4.5.2 Placing Violent Detainees in Cells 4.5.3 Monitoring during Restraint 4.5.4 Use of Taser Conductive Energy Device 4.5.5 Cell Relocation 4.6. Searches 4.6.1 Search on Arrest 4.6.2 Search of a Vehicle 4.6.3 Search of a Detainee within Custody 4.6.3.1 Property Removal and Storage 4.6.3.2 Replacement Clothing 4.6.4 Searching Detainees in Cells 4.6.5 Cell Searches 5. Transportation 5.1 Introduction 5.2 Seat Belts 5.3 Police Staff and Others involved in Transportation 5.3.1 Designated Escort Officers 5.3.2 Prisoner Escort and Custody Services (PECS) 5.4 Fleet Management 5.4.1 Vehicle Selection 5.5 Detainee and Staff Safety 5.5.1 Placement of Detainee 5.5.2 Control and Restraint 5.5.3 Condition of the Detainee 5.6 Supervision and Escort 5.6.1 Responsibility for Supervising and Monitoring the Detainee 5.6.2 Transfer of a Detainee while in Custody 5.7 Inspection of Vehicles Used for Transportation
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6. Detainee Care 6.1 Management and Supervision 6.1.1 Maintaining Custody Records 6.1.2 Monitoring, Observation and Engagement 6.1.3 Visits to Cells 6.1.4 Rousing 6.2 Equality and Individual Needs 6.2.1 Female Detainees 6.2.2 Caring Responsibilities 6.2.3 Disabled Detainees 6.2.4 Religious and Cultural Needs 6.2.5 Foreign National Detainees 6.2.6 Transvestite and Transsexual Detainees 6.3 Healthcare Provision 6.3.1 Healthcare Professional 6.3.2 Fit to be Detained 6.3.3 Fit to be Interviewed 6.3.4 Medication 6.3.5 Hospital 6.3.6 Supervision and Security 6.3.7 Medical Documentation 6.4 Cell Occupancy 6.5 Out of Cell 6.5.1 Exercise 6.5.2 Interview 6.5.3 Investigation 6.6 Use of Technology 6.7 Welfare and Safety 6.7.1 Clothing 6.7.2 Blankets 6.7.3 Mattresses 6.7.4 Toilet Paper 6.8 Food and Drink 6.8.1 Choking 6.8.2 Cutlery and Crockery 6.8.3 Hygiene and Community Health Issues 6.9 Smoking 6.10 Handover Procedures 6.11 Independent Custody Visitors 6.12 Diversion and Referral 7. Alcohol and Drugs 7.1 Drunk and Incapable 7.2 Under the Influence of Alcohol 7
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7.3 Additional Risks Associated with Alcohol 7.4 Additional Risks Associated with Drugs 7.4.1 Swallowed or Packed Drugs Packages 7.4.2 Restraint and Drug Use 7.5 Rousing and Consciousness 7.6 Diversion 8. People With Mental Ill Health and Learning Disabilities 8.1 Mental Ill Health Definitions 8.2 Learning Disabilities or Difficulties 8.3 Risk Assessment 8.4 Mental Health Act Detainees 8.4.1 Place of Safety 8.4.2 Transfer 8.5 Mental Health Professionals 8.6 Interview and Appropriate Adults 8.7 Custody Exit and Aftercare Strategies 8.7.1 Home Office Circular 66/1990 Provision for Mentally Disordered Offenders 9. Children and Young People 9.1 Risk Assessment 9.2 Detention Rooms and Cells 9.3 Sharing Information and Duty of Care 9.4 Girls under the Age of 17 Years 9.5 Transportation of Young Persons 9.6 Appropriate Adults 9.7 Youth Offending Teams 9.8 Police and Criminal Evidence Act 1984 Transfers 10. Deaths in Custody and Successful Interventions 10.1 Definitions 10.1.1 First Actions Following a Successful Intervention 10.1.2 Referral to the IPCC 10.1.3 Incidents of Death or Serious Injury 10.2 The Corporate Manslaughter and Corporate Homicide Act 2007 10.2.1 Duty of Care 10.3 Post-Incident Management 10.3.1 Providing Accounts 10.3.2 Documentation and Disclosure 10.3.3 The Role of the Post Incident Manager 10.4 Learning the Lessons 10.4.1 Learning from Investigations 8
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10.4.2 Other Agencies 11. Buildings and Facilities 11.1 Health and Safety 11.1.1 Definition 11.1.2 Ligature Points 11.1.3 First-Aid Equipment 11.1.4 Suicide Intervention kit 11.1.5 Cell Call Systems 11.1.6 Entry to the Custody Suite 11.1.7 Holding Areas 11.1.8 Cell Corridors 11.1.9 Alarm Systems 11.2 Maintenance of a Custody Suite 11.2.1 Cells 11.2.2 Hatches 11.2.3 Doors 11.2.4 Booking-In Area 11.2.5 The Exercise Yard 11.2.6 Cleaning 11.3 Fire Safety 11.4 CCTV 11.4.1 Planning 11.4.2 Responsibility for the CCTV System 11.4.3 CCTV Signs 11.4.4 Use and Monitoring of CCTV 11.4.5 Access to Images 11.5 Audio Recording 12. Human Resources and Training 12.1 Police Resources 12.2 Contract Staff 12.3 Training and Learning Provision 12.4 National Custody Officer Learning Programme 12.4.1 Risk Assessment 12.4.2 Control and Restraint 12.4.3 PNC, PND and Local IT Systems 12.4.4 First Aid 12.4.5 Health and Safety 12.4.6 Hygiene 12.4.7 Food Hygiene 13. Contingency Planning 13.1 Contingency Planning 9
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13.2 Evacuation Appendix 1 Management of an At Risk Detainee from a Prison or Young Offender Institution (YOI) Appendix 2 Custody Suite Inspection and Maintenance Regime Appendix 3 Abbreviations and Acronyms Appendix 4 References
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Summary of Checklists Checklist 1 Risk Assessment Checklist 2 Detainees Arrival at the Custody Suite Checklist 3 Assessment of Detainees Checklist 4 The PER Form Checklist 5 Immediate Transfer to Hospital Checklist 6 Dealing with Claustrophobia Checklist 7 Transfer of Detention Checklist 8 Warning Signs for Physical Violence Checklist 9 Factors that Can Contribute towards a Death during Restraint Checklist 10 Risk Assessment for Restraint and Escort Checklist 11 Visits to Cells Checklist 12 The Rousing Procedure Checklist 13 Dealing with Sudden Collapse Checklist 14 Actions to be Taken When a Successful Intervention Occurs in Custody Checklist 15 Actions to be Taken Following a Successful Intervention when it occurs in a Place that Is Not a Police Station (Incident Following Police Contact) Checklist 16 Actions to be Taken When a Death Occurs in Custody Checklist 17 Actions to be Taken When a Death Occurs in a Place that Is Not a Police Station (Incident Following Police Contact) Checklist 18 Custody Training
Summary of Figures Figure 1 Detainee Risk Assessment Flow Chart Figure 3 Levels of Observation
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Preface
Dealing effectively, fairly and lawfully with people who come into contact with the police is a key element in: Building community confidence; Ensuring the successful outcome to the investigation of crime; Engaging support in building safer, more secure neighbourhoods; Promoting a safer working environment for staff; Ensuring that people who are arrested are treated fairly and that the wellbeing of detainees, especially those who are vulnerable, is safeguarded. This guidance sets out the legal framework within which the police must operate to tackle crime, and the protections and safeguards for the public. It focuses on practical issues and aims to provide a definitive guide on how police forces should put in place strategic and operational policies to help raise the standards of custodial care for those who come into contact with the police. The core task of the police is to uphold law and order and to tackle crime and disorder effectively. The evidence gathering process is essential to this. Ensuring that a detainee receives the appropriate level of care to determine their fitness to be detained and fitness to be interviewed is a key element in obtaining the best quality of evidence to assist in prosecuting offenders. There are three other elements to consider. Many people who come into custody or police contact do so with physical or mental vulnerabilities or both. There are also problems of alcohol or drug-related abuse or misuse. The police service often provides the gateway to healthcare services. A police station is not the most appropriate place for diagnostic assessment or healthcare treatment. The guidance, therefore strongly promotes and advises engaging the right healthcare professional at the right time and in the right place. The high level of contact police officers and police staff have with detainees, who may be violent or vulnerable or both, places significant risk and expectations on them. This guidance focuses on helping staff to identify warning signs and to carry out effective risk assessment. Identifying the risks and acting on them in the best way possible should help to minimise the risk to the detainee, to staff and others who come into contact 12
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with those in custody. The impact of a death in custody or following police contact is traumatic for the family and friends of the deceased. It also has a significant effect on the staff involved. This guidance has been compiled primarily to help minimise deaths and reduce the number of adverse incidents while people are in police custody. Lessons have been learned from deaths and adverse incidents in custody and this document sets out to ensure that these lessons are put into practice.
This guidance is produced by the National Policing Improvement Agency (NPIA) on behalf of the Association of Chief Police Officers (ACPO) who have worked closely with stakeholders and practitioners. This guidance will be re-formatted and published as ACPO Authorised Professional Practice (APP) and will be available publicly and to police forces in an electronic format in 2012. ACPO will continue to review and maintain the content of this guidance to ensure that it remains relevant, up to date and continues to make best use of the changing good practice and lessons learnt.
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1
INTRODUCTION
Contents
1.1 Introduction 1.2 Senior Management Considerations 1.3 Principles of Safer Detention 1.4 Designation of a Police Station 1.5 Custody Officer
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1.1 INTRODUCTION
ACPO 2006 Guidance on the Safer Detention and Handling of Persons in Police Custody identified the standards expected in the handling of persons who come into police contact. It has been established that these standards can only be delivered by having strategic policies which support and drive operational good practice and effective training. Recognition is given to the varying demands on individual police forces and the way in which they deal with the detention and handling of persons in their custody. This guidance revises and brings up to date the 2006 document. In doing so, it incorporates and applies a wealth of learning from the implementation and practical use of original guidance since 2006. This document draws together legislative changes, Independent Police Complaints Commission (IPCC) recommendations, HM Coroners recommendations, Her Majestys Inspectorate of Constabulary (HMIC) and Her Majestys Inspectorate of Prisons (HMI Prisons) report findings, and other ACPO Guidance that relates to and affects the way in which people may be detained and dealt with in police custody and during transportation. It also provides a level of flexibility needed to meet local requirements, while providing an overarching framework under which standards in custodial care may continually improve. Work on this guidance has drawn on the collective experiences of policing practitioners, stakeholders, academics, and current literature to bring together the policies and principles that underpin the appropriate handling of persons in police custody. The guidance aims to assist the Police Service to achieve the delivery of targets, particularly regarding the detection of crime, reducing reoffending and increasing public confidence. The Police and Criminal Evidence Act 1984 (PACE) and the associated Codes of Practice (including all 2011 and draft 2012 amendments) set out the legislative framework for dealing with people who come into police contact. This guidance complements PACE.
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To achieve the adequate strategic level engagement that is necessary for the safe delivery of custody, senior management should consider the following controls1: There is a policy focus on custody issues at a chief officer level that covers developing and maintaining the custody estate staffing of custody suites with trained staff managing the risks of custody meeting the mental and physical health and wellbeing needs of detainees meeting the diverse needs of detainees including vulnerable adults, and safeguarding children working effectively with commissioners and providers of health services, immigration services, youth offending services, criminal justice teams, Crown Prosecution Service (CPS), courts and other law enforcement agencies.
There is an effective management structure that ensures appropriate policies and procedures for custody are in place and fully implemented custody delivery is proactively monitored against agreed standards and performance measures use of force, adverse incidents and complaints are proactively monitored locally and at force-wide level there are partnership arrangements and constructive engagement, including at local criminal justice board level. There is effective and proactive oversight by the Police Authority, Independent Custody Visitors (ICVs) and other mechanisms; Quality assurance procedures are in place; Effective procedures are in place for monitoring the use of force, and that the use of force is monitored by diversity, location and the officer involved.
Developed from HM Inspectorate of Prisons and HM Inspectorate of Constabulary, Expectations for police custody Version 2 2012 Crown Copyright 2010: http://www.hmic.gov.uk/publication/expectations-police-custody-criteria/
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2.
3.
4.
5.
6.
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professionals understand their role and their legal responsibilities, and are operationally competent. 7. All areas of the custody suite that are used by detainees are clean and safe. Custody facilities are kept in a good state of repair, are fit for purpose and meet fire safety standards.
Key Associated Guidance ACPO/NPIA Custody Officer Learning Programme ACPO (2010) Terrorism Act Custody Guidance ACPO Police First Aid Learning Programme (Modules 2 FASP and 3 FASC) ACPO (2007) Personal Safety Manual of Guidance Home Office (2010) Police Buildings Design Guide (HOPBDG)
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2
ARREST AND DETENTION
Contents
2.1 The Decision to Arrest 2.1.1 De-Arrest 2.1.2 Hospital 2.1.3 Street Bail 2.1.4 Alcohol Treatment Centres 2.2 Pre-Custody Risk Assessment 2.3 Custody Capacity 2.4 Arrival at the Station 2.4.1 Violent Detainees 2.4.2 Detention Not Authorised 2.5 Medical Attention 2.6 Welfare and Safety of Others 2.6.1 Other Detainees 2.6.2 Other Professionals 2.7 The Custody Record
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and Reasonable grounds for believing that the persons arrest is necessary (see Necessity Criteria below). Both elements must be satisfied. Alternatives to police custody include: Voluntary Attendance, Penalty Notices for Disorder, Summons, or Charging by Post/Postal Charge and Requisition. A person who is arrested, or further arrested, should be informed at the time, or as soon as practicable thereafter, that they are under arrest and of the grounds and reasons for their arrest, even if this fact is obvious, and of the relevant circumstances of the arrest in relation to both the above elements. The custody officer will be informed of these matters on arrival at the police station.
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Necessity Criteria (PACE Code G) The power of arrest is only exercisable if the constable has reasonable grounds for believing that it is necessary to arrest the person. The statutory criteria for what may constitute necessity are set out in PACE Code G, paragraph 2.9 and it remains an operational decision at the discretion of the constable to decide: Which one or more of the necessity criteria (if any) applies to the individual; and if any of the criteria do apply, Whether to arrest, grant street bail after arrest, report for summons or for charging by post, issue a penalty notice, or take any other action that is open to the officer. Although a warning is not expressly required in law, officers should, if practicable, consider whether a warning which points out the offending behaviour of the individual, and explains why, if they do not stop, the resulting consequences may make their arrest necessary. Such a warning might: if heeded, avoid the need to arrest; or if it is ignored, support the need to arrest and also help prove the mental element of certain offences, for example, the persons intent or awareness, or help to rebut a defence that they were acting reasonably. For detailed guidance relating to the information that is required to be given on arrest for an offence, the caution and records of arrest see PACE Code G.
2.1.1 DE-ARREST
Should further information come to light that indicates that a suspect is not responsible for the offence for which they were arrested, or the grounds for arrest otherwise cease to exist, officers must release the person. Where a person has been detained solely to prevent a breach of the peace, once the breach or potential breach has ended and is not likely to reoccur, the detainee must be released. 21
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A custody record should be created for any detainee who is taken to a police station even if they are subsequently de-arrested. See 2.4.2 Detention Not Authorised.
2.1.2 HOSPITAL
A detainee must be transported directly to hospital if they: Have had, or are showing the symptoms of having had, a head injury, see 3.3.6 Head Injuries; Are, or have been, unconscious; Have suffered serious injury; Are drunk and incapable and treatment centres are not available; Are believed to have swallowed or packed drugs; Are believed to have taken a drugs overdose; Are suffering from any other medical condition requiring urgent attention; Are suffering any condition that the arresting officer or transporting staff believes requires treatment prior to detention in custody.
If a detainee has been arrested for a criminal offence and has been taken to hospital, a police officer or designated escort officer should remain with that detainee, except where bail has been granted, to ensure that they do not escape from detention, See also 6.3.5 Hospital. Where a person is detained under section 136 of the Mental Health Act 1983, consideration should be given to transporting them directly to a hospital, as a place of safety, where possible. A police station should only be used as a place of safety in exceptional circumstances. For further information see 8.4.1 Place of Safety.
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The search of a detainee prior to arrival at the custody suite does not remove the need for a subsequent search at the police station. For further information see 4.6.1 Search on Arrest and 4.6.3 Search of a Detainee within Custody, and APP Core 8 Risk Management. All police officers and relevant police staff must be trained to comply with ACPO (2007) Personal Safety Manual of Guidance.
The safe operating capacity of a custody suite will fluctuate depending on the level and frequency of monitoring required for existing detainees. If the level of monitoring required places exceptional demands on custody staff, the custody officer may decide not to accept any further detainees so that the safety and welfare of the detainees and staff is not compromised. Multi-occupancy of cells may be appropriate in some circumstances. If a custody suite has reached its safe operating capacity, arrangements must be made for additional detainees to be accommodated elsewhere. For further information see 6.4 Cell Occupancy and 3 Risk Assessment.
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which forms part of that police station (PACE Code C, paragraph 2.1A). Procedures should be established to ensure that detainees arriving at the police station are subject to a risk assessment should there be a delay in them seeing the custody officer. The first risk assessment that occurs on arrival at the police station should fully consider the circumstances of the arrest and any relevant use of force and/or physical and mental health issues that the detainee may have. The custody officer is responsible for the risk assessment of all detainees. For further information see 3 Risk Assessment.
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vulnerable, the custody officer should arrange attendance of an appropriate adult (see 8.6 Interview and Appropriate Adults and PACE Code C, Para 11.15). If the detainee has been brought to the custody suite by Prisoner Escort and Custody Services staff from court or prison, or by police from another police station, check the PER assessment and take any action necessary. Make an entry on the custody record, review and update the risk assessment and detail all actions taken. Record and act on behaviour or information that may suggest a detainee is likely to harm themselves. Arrange for PNC warning markers to be added where appropriate. Search for and remove items in accordance with PACE section 54(1) and Code C. Cells or holding rooms should be checked for damage and objects that could be used to cause harm prior to placing a detainee in them, and also when a detainee is removed. Close the cell hatch. Ensure that information about a detainees welfare and risk is accurately recorded and communicated to relevant staff and, where appropriate, other agencies. Ensure that the privacy of the detainee is managed. This is particularly important where detainees are under 17 years, are otherwise vulnerable, or have been arrested on suspicion of having committed serious or high-profile offences. When in doubt, consult a healthcare professional and monitor the detainees condition. Ensure that detainees are checked at intervals dictated by their condition and the risk assessment. Check that the vehicle used to transport the detainee has been searched. The vehicle should be searched by the staff transporting the detainee, preferably in the presence of the detainee.
This checklist is not exhaustive and all relevant factors should be considered. Exemptions for the Debriefing of Assisting Offenders under the Serious Crime and Police Act 2005 There may be occasions when a person is produced from prison establishments to be held in police custody for interview by specialist 26
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debriefing teams. Detainees may be transferred from prison establishments under the Crime (Sentences) Act 2007 for the purposes of sections 7174 of the Serious Organised Crime and Police Act 2005 (SOCPA) and the requirements of the relevant Her Majestys Prisons Service (HMPS) Governor. The detention of that detainee, whilst in police custody, will not be governed by PACE. The conditions in which these persons are required to be kept in police custody will require custody officers to consider certain departures from ACPO (2012) Guidance on the Safer Detention and Handling of Persons in Police Custody. In such circumstances, the custody officers or custody manager should meet the senior debrief officer and agree a memorandum of understanding regarding the persons care and custody. Prison Service Order 1801 (paragraph 5.1) requires that prisoners continue to be given the same rights they would be entitled to in prison; these rights are dictated by the Prison Rules 1999. Custody officers and staff will be expected to ensure that they give priority to minimising the risk of harm to the person in custody, staff and others who come into contact with that person, taking into account the information that is made available to them. Provided the custody officer acts in good faith and in accordance with the information and risk assessment provided by the Prison Service and/or senior debriefing officer, the memorandum of understanding will act as a defense against criticism resulting from any departure from PACE and the standards recommended in this guidance.
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Other relevant information, (eg. details of the detainees actions, mood and emotional state).
This list is not exhaustive, for more detail see PACE Code C. It is a matter for the custody officer to determine whether a record should be made of the property a detained person has with them or had taken from them on arrest. For further information see PACE Code C, paragraph 4.4. When information is recorded elsewhere a record should be made within the custody record of where that information is recorded.
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3
RISK ASSESSMENT
Contents
3.1 Assessment and Monitoring 3.2 Information Sources 3.2.1 PNC, PND and Local Force Systems 3.2.2 Person Escort Record (PER) Form 3.3 Condition of Detainee 3.3.1 Suicide and Self-Harm 3.3.2 Potentially Violent Individuals 3.3.3 Acute Behavioural Disturbance 3.3.4 Dealing with Diabetes 3.3.5 Excited Delirium 3.3.6 Head Injuries 3.3.7 Infections and Communicable Diseases 3.3.8 Claustrophobia 3.3.9 Asthma 3.3.10 Heart Disease 3.4 Release from Custody 3.5 Transfer of Detention
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The Police National Computer (PNC), the Police National database (PND) and other local IT systems; Healthcare professionals (including GPs); Legal representatives; An appropriate adult; Other detainees; Other relevant bodies and organisations, eg, Youth Offending Team (YOT). Additional guidance on risk management and use of the National Decision Model can be found in APP Core 8 Risk Management. Figure 1 identifies a process which may be used when carrying out the risk assessment.
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The custody officer is responsible for the risk management process in accordance with PACE Code C, paragraphs 3.6 to 3.10. The custody officer may consider that the current level of risk that may be posed by detainees within custody is such that accepting further detainees would impact on the safety of all those in the custody suite. If this happens, the custody officer should consider the need for additional staff to manage the risk or, if that is not practicable, whether further detainees should be directed to other custody accommodation in line with force contingency arrangements. The custody officer is responsible for managing risk in the custody suite and must make that decision. Any challenge to the custody officers decision by an officer of a higher rank must be referred to the superintendent responsible for the station, in accordance with PACE. Forces should have a policy setting out the criteria for custody suite closure and have in place contingency arrangements for other accommodation. For further information see 12 Human Resources and Training and 13 Contingency Planning. When a detainee has arrived at a custody suite but cannot be detained there because of a lack of resources or cell availability, a custody record should be opened and the reasons why they cannot be detained at that custody suite documented. If a detainee is identified as having medical needs, the custody officer must ensure that these needs are acted on as soon as practicable. For further information see 2.3 Custody Capacity. If a person is detained solely under the Mental Health Act 1983, their assessment and management will be in accordance with that Act. See 8.4 Mental Health Act Detainees and 8.7 Custody Exit and Aftercare Strategies. For further information see Home Office Circular (32/2000) Detainee Risk Assessment and the Prisoner Escort Record (PER) Form.
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The PNC should be considered the primary reference for recording and accessing risk information. Custody staff should have direct access to PNC at all times.
Note: If a member of custody staff believes that an information marker or warning signal is out of date, they should make arrangements to have it modified. If the officer is not trained in PNC protocols, they should ensure that the information is passed on by a trained member of staff. Staff should be mindful that information about a person, including warnings, may be held on a local force system but not on the PNC or PND. When a person comes into custody and is known to live or have lived in other police areas, checks should be made on the PND in the first instance. Where no information is available, officers and staff should directly contact relevant other forces directly for warnings and any other relevant information that might be recorded on their local systems. If this is not done, the reason for not doing so should be recorded on the custody record. Information on local systems should be added to PNC or PND as soon as possible. Custody officers should be aware of the Violent Offender and Sex Offender Register (ViSOR), which can be accessed by both the police and the National Probation Service. Although access is only available to public protection officers, the database may hold relevant information regarding detainees who present a high risk. If the detainee has a ViSOR entry, a VS marker on the PNC will indicate this. Access is likely to be via specialist PNC unit/staff within each force . It is advised that custody officers should read ACPO (2010) Guidance on the Management of Police Information (MoPI) and make themselves aware of the principles of the ACPO (2005) Code of Practice on the Management of Police Information.
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prime purposes of the form and staff should note that it is a requirement to indicate both a current risk and any known past risks. A PER form must be completed whenever a detainee is escorted from a police station to another location. This includes movement or transfer between separate custody suites (police stations) and other custody accommodation (courts, prisons and immigration detention facilities) and from custody to hospital.
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Forces must ensure that custody officers are trained and competent in the completion of the PER form, and that procedures are established to audit and assess completed forms.
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Any vomiting; Any fits (collapsing or passing out suddenly); Clear fluid coming out of their ear or nose; Bleeding from one or both ears; New deafness in one or both ears; Abnormal breathing.
The detainee should be wakened fully to be checked. Detailed guidance on ACPO approved First-aid procedure and practices in response to a wide range of medical conditions can be found in the ACPO Police First Aid Learning Programme. See 12.4.4 First Aid and 8 Mental Ill Health and Learning Disabilities. For guidance that is relevant to the management of violent behaviour of detainees requiring medical attention see NHS NICE (2005) Violence. The short-term management of disturbed/violent behaviour in in-patient psychiatric settings and emergency departments. Clinical Guideline 25. available at:. https://www.nice.org.uk/CG025NICEguideline) Healthcare professionals may refuse to transport or care for an individual who is violent. Forces and healthcare agencies should agree protocols to establish respective responsibilities for dealing with such occurrences. NPIA (2011) Template Protocol For The Management Of Detainees That Require Hospital Treatment provides forces with a template for drawing up agreements with local healthcare providers. Wherever possible, detainees must be asked about any current (or recent) mental health or medical conditions. Detainees should also be asked about any medication they are currently taking. Items in a detainees possession should also be checked as they may indicate a medical condition, eg, insulin syringes, inhalers, medication. The presence of a health condition and its severity will affect decisions about how and where a person should be treated. If a person will not communicate with staff, it may be because they have a mental health and/or medical condition (diagnosed or otherwise) which prevents them from doing so.
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breaking bones. Self-harm is more common among women than men, often starting in adolescence at about 15 years of age. Fear of discovery and shame often cause people to conceal self-injury. People may self-harm over many years or only at times of extreme stress. Some people only self-harm once, where as others have repeated episodes throughout their lives. Increased vulnerability may arise: After interview; On being charged with an offence; After arrest for further offences; Following a visit by family, friends or others who have taken an interest in their welfare; After refusal of bail; While on bail. For additional information see NICE Guidance on self harm and immediate treatment guidelines.
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Diabetes; Epilepsy; Stroke; Infections; Angina and other heart problems; Excited delirium; Head injury; Dehydration (and salt imbalance); Sickle Cell Anaemia; Acute mental illness such as paranoia, hearing voices; Neurological diseases such as dementia and brain injury; Learning difficulties.
Note: Where an individual is well known or familiar to police officers and staff, there is an increased risk that symptoms of serious illness or injury may go unnoticed, eg, regular detainees associated with alcoholism or drug addiction. Custody managers should ensure that: All custody staff are trained and competent in first aid and have completed the First Aid Skills for Custody (FASC) training according to the requirements of their role; All custody staff are trained and competent in the completion and management of risk assessment and understand the importance of this task; A local policy exists that sets the criteria for custody suite closure and contingency arrangements for that closure. It may also be necessary to plan for the need to access additional custody capacity if the risks associated with a detainee cannot be adequately managed within existing resources. 43
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The benefit of the meal, followed by insulin (to avoid hypoglycaemia) should be explained to the detainee. The detainee should be given regular meals. Detailed guidance on ACPO approved first-aid procedure and practices in response to diabetes can be found in the ACPO Police First Aid Learning Programme, and the Faculty of Forensic and Legal Medicine (FFLM) Guidance for the Management of Detainees with Diabetes in Police Custody. If a detainee refuses insulin, a healthcare professional should be informed immediately. The detainee may use their diabetes as a means to delay the investigative process. Insulin refusal alone, however, is not a medical emergency as deterioration in health may take hours or days.
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must be included on the PER form. Common communicable diseases include the following: Hepatitis (A,B and C); Tuberculosis (TB); HIV and AIDS; Scabies; Methicillin-resistant staphylococcus aureus (MRSA); Norwalk virus (Norovirus); Fleas.
For more information see: http://www.nhsdirect.nhs.uk and the Health Protection Agency website for up-to-date information on infectious diseases: http://www.hpa.org.uk/Publications/InfectiousDiseases/
3.3.8 CLAUSTROPHOBIA
Claustrophobia is the extreme or irrational fear of confined places and can lead to intense anxiety accompanied by: Panic attacks; Shaking; Rapid heart beats; Intense sweating; Difficulty breathing; Feeling sick (nausea); Dizziness; Chest pain. In extreme cases symptoms may be accompanied by the fear of: Losing control; Fainting; Dying.
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Claustrophobia is a difficult condition to deal with in the custody environment. Detainees may say they are claustrophobic when they are not. There are generally no suitable areas within a custody suite to keep detainees who do suffer from claustrophobia. Each detainee must be risk assessed and then a decision made on where they should be detained. It may be necessary to keep them in a holding cell visible to the custody officer from the main desk, or to place them in a cell, on constant observation (Level 3) or within close proximity (Level 4), with a member of staff at the open door.
3.3.9 ASTHMA
Staff should ask a detainee whether they have asthma during the risk assessment process. In many cases the individual will have an inhaler with them, which they use to control the condition or alleviate their breathing during an asthma attack. Attacks may be aggravated by stress, heavy exercise, infection or exposure to allergens such as dust or fumes. Many asthma attacks occur during the night. Attacks can usually be dealt with quickly by using an inhaler, but there may be other occasions when an attack is so severe that it warrants urgent medical attention. People with asthma can usually administer the inhaler without the assistance of others. Unless there is a risk of self-harm to the detainee, it is safe to allow them to retain their asthma inhaler. Where custody staff are in any doubt, they should seek the advice of a healthcare professional. Detailed guidance on ACPO approved first-aid procedure and practices in response to asthma can be found in the ACPO Police First Aid Learning Programme.
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in custody. Interview situations may cause stress and trigger an angina attack. Anxiety or claustrophobia may cause chest pain. Consideration should be given to allowing angina sufferers to keep angina sprays with them unless the detainee presents a risk of selfharm. If a detainee has heart disease do not interview them until a healthcare professional has been consulted. If the detainee presents any symptoms of a heart attack or serious illness, they should be immediately transferred to hospital. For further details of symptoms of heart disease, see ACPO Police First Aid Learning Programme.
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Additionally, detention after charge may be authorised in respect of an imprisonable offence: to prevent him/her from committing an offence, (preventing injury or damage caused by offences such as assault and criminal damage). There are occasions when it may become apparent through prerelease risk assessment that a detainee is extremely vulnerable, and that there is a real and credible risk to that individual on release (including the risk of suicide). This risk may not always be apparent at the early stages and may, therefore, leave the custody officer very little time to make an urgent referral. The custody officer will have no explicit powers to detain a high-risk detainee before/without charge once their detention can no longer be authorised in accordance with Part 4 of PACE or any other lawful power. The custody officer responsible for the duty of care for that detainee will need to make a decision on the best lawful course of action for the detainee on release and, under exceptional circumstances, the safest course of action to protect the life of that individual. In some circumstances it may be appropriate to simply offer an individual appropriate advice and options to support their welfare on release. The options for onward referral of a detainee open to the police will vary according to local provision of services in: Social care; Healthcare; Hostels/refuges; Charity support organisations (eg, Royal British Legion); Other agencies. Custody officers should take into consideration the duty of a police officer to preserve life. Under section 6 of the Human Rights Act 1998 (HRA), the Police Service is prohibited from acting in a manner incompatible with the European Convention on Human Rights (ECHR). One of the obligations under the ECHR is to take feasible operational steps (within the lawful powers of the officer) to avert any risk of death that the officer is aware of, or should have been aware of. As such, it may be appropriate in some circumstances to extend the detention period of the detainee for a minimal and limited period to allow for the transfer of care to other appropriate care 50
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services, eg, transfer into social services or local hospital care facilities. It is unlikely that a referral will be legally permitted without the explicit consent of the detainee unless there is a legal obligation to inform others. Where there is a legal requirement to make a referral but the referral has been made without the consent of the individual, the reason and justifications for this should be recorded in the custody record. For further information see 6.12 Diversion and Referral and 8.7 Custody Exit and Aftercare Strategies (Mental Health).
Responsibility for the welfare of a detainee being transferred to court by PECS lies with PECS staff. A detainee may be restrained while being transferred by the police if there are reasonable grounds to believe that an unrestrained detainee will use violence against escorts or bystanders, or that the detainee will try to escape from custody. Where restraint is to be applied, it is important to communicate to the detainee what is happening and why. When the detainee is passed to another agency 51
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or service, responsibility for restraint no longer rests with the police. For more guidance on restraint techniques and legal levels of restraint, see ACPO (2007) Personal Safety Manual of Guidance. Transportation of multiple detainees may increase risk and should be subject to a joint risk assessment prior to transfer. Custody staff may also receive detainees from prison. They must, therefore, be aware of the forms used by public and private prisons to deal with self-harm and risk. Appendix 1 gives information on receiving a detainee who has an open Assessment, Care in Custody, and Teamwork (ACCT) Plan.
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4
CONTROL, RESTRAINT AND SEARCHES
Contents
4.1 Introduction 4.2 Legislation 4.3 Initial Contact 4.3.1 Method 4.4 Positional Asphyxia 4.5 Control Within Custody 4.5.1 Risk Assessment after Restraint 4.5.2 Placing Violent Detainees in Cells 4.5.3 Monitoring during Restraint 4.5.4 Use of Taser Conductive Energy Device 4.5.5 Cell Relocation 4.6. Searches 4.6.1 Search on Arrest 4.6.2 Search of a Vehicle 4.6.3 Search of a Detainee within Custody 4.6.3.1 Property Removal and Storage 4.6.3.2 Replacement Clothing 4.6.4 Searching Detainees in Cells 4.6.5 Cell Searches
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4.1 INTRODUCTION
Police officers are frequently required to deal with potentially violent situations and may need to use control and restraint techniques. Officers must be aware of the potential risks the use of such techniques place on the suspect or detainee. Detainees suffering from the effects of alcohol, drugs, a mental health condition or those who have a medical condition are particularly vulnerable to the impact of being restrained. This section should be read in conjunction with 3 Risk Assessment, which sets out symptoms deriving from medical or mental health conditions. Staff must be trained in the use of restraints in accordance with ACPO (2007) Personal Safety Manual of Guidance and ACPO (2009) Guidance on Personal Safety Training.
4.2 LEGISLATION
The three main powers relating to the use of force are contained within: Common Law; Section 3 of the Criminal Law Act 1967; Section 117 of PACE. Responsibility for the use of force rests with the police officer exercising that force. Officers must be able to show that the use of force was lawful, proportionate and necessary in the circumstances. The use of handcuffs, for example, may not always be a necessary or proportionate response. There is additional legal provision within the Mental Capacity Act 2005 for police intervention to administer or assist in the medical treatment of a person without the mental capacity to know what they need. For more information see: The Mental Capacity Act Code of Practice http://www.justice.gov.uk/guidance/protecting-thevulnerable/mental-capacity-act/index.htm The Mental Capacity Act 2005: Deprivation of Liberty safeguards - Code of Practice 54
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http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/Publi cationsPolicyAndGuidance/DH_085476
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Factors that may indicate an increased risk of physical violence include: A history of disturbed or violent behaviour; A history of substance or alcohol misuse; Any previous expression of intent to harm others; Evidence of rootlessness or social restlessness; Previous use of weapons; Previous dangerous and impulsive acts; Denial of previous dangerous acts which are known to have occurred; The severity of previous acts of violence or aggression; Verbal threats of violence; Evidence of recent severe stress, particularly personal loss or the threat of loss; One or more of the above in combination with cruelty to animals or reckless driving.
Close supervision of detainee health and welfare must be maintained during periods of prolonged restraint. Individuals may react differently to restraint, especially if restrained in the prone position. When taking charge of an incident, the supervisor must ensure that the health of the detainee is monitored and that the degree of 56
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restraint being applied is reasonable. Monitoring should include assessing the detainees breathing and heart rate following the incident. The supervisor should ensure that details of the restraint are recorded. Staff who may be required to use force in the course of their duties must be trained in accordance with ACPO (2007) Personal Safety Manual of Guidance. Staff whose training has lapsed must not be deployed in the custody area. See also 12.4.4 First Aid.
4.3.1 METHOD
When a detainee is restrained in a prone position for any length of time, one team member should be responsible for protecting and supporting the head and neck. That person should lead the team through the physical intervention process and ensure that the airway and breathing are not compromised and that vital signs are monitored. Prolonged restraint and struggling can, particularly when the lungs are being squeezed while empty, result in exhaustion. This can be without the detainee being aware of it and can lead to sudden death. The safest way of dealing with a violent person is by rapid initial restraint by those who have had proper training. A violent or restrained detainee must not be placed in a police vehicle unsupervised. Detainees who have struggled violently should not be placed in a vehicle unrestrained. In order to ensure appropriate control during any journey, the detainee should be seated upright where possible. For further information see 5.5.1 Placement of Detainee.
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detainees requiring urgent medical attention should be taken to hospital by ambulance or police vehicle as appropriate to the circumstances. The custody record should be updated accordingly. This information should be shared with healthcare professionals attending to the detainee; any concerns raised should be noted on the custody record by the healthcare professional. A custody officer can require the removal of the handcuffs, although arresting or escort officers may remove handcuffs prior to or on arrival at the police station.
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For additional information on the use of restraints in a cell, see PACE Code C, paragraphs 8.2 and 8.11.
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Close monitoring of a subject throughout the period following discharge of the Taser Conductive Energy Device is of utmost importance. If the person is detained in a cell, they should be monitored and observed according to the risk assessment, ie at Level 3 Constant Supervision or Level 4 Close Proximity. In instances where the detained person has sustained a head injury as a result of the secondary effect of the Taser Conductive Energy Device discharge, they should be transported to hospital for medical assessment and monitoring of the injury. Experience from the use of Conductive Energy Devices (including Taser) in other countries, which is supported by medical assessment in the UK, has shown that the persons most likely to be at greatest risk from any harmful effects of the device are those also suffering from the effects of drugs, or those who have been struggling violently. There are cases where persons exposed to the effects of Taser Conductive Energy Devices have died some time after discharge where the cause of death is unlikely to have been the device itself. Particular attention should be given to detained persons who have been subjected to the discharge of a Taser Conductive Energy Device and who are known to have, or are suspected to be suffering from, diabetes, asthma, heart disease, epilepsy or any other condition which may influence the individuals fitness to be detained, including the consumption of alcohol and/or drugs. Where a detainee is taken directly to a hospital (under section 136 of the Mental Health Act 1983, or for any other medical reason), the fact that a Taser Conductive Energy Device has been discharged on the detainee must be brought to the attention of the doctor who takes charge of the patient at the hospital.
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available. Where an immediate relocation is necessary, it may be impractical to wait for additional staff. The supervisor is accountable for the way in which the incident is managed, but all staff involved have a responsibility to be aware of signs of distress and trauma. In a pre-planned relocation using a specialist team, the team supervisor is responsible for the tactics of the procedure and team management, but the custody officer retains responsibility for the welfare of the detainee in accordance with section 39 PACE.
4.6 SEARCHES
4.6.1 SEARCH ON ARREST
When a person is arrested other than at a police station, a constable may search that person under section 32(1) of PACE if they have reasonable grounds for believing that they may present a danger to themselves or any other person. Under section 32(8) of PACE, a constable may seize and retain anything found if there are reasonable grounds to believe that the person may use it to cause physical injury to themselves or others. Reasonable force can be used if necessary. Staff must always consider whether they should exercise their powers to search before placing a detainee in a vehicle. In largescale public order situations it may be safer to remove the detainee away from the incident and then conduct the search. Section 54 PACE provides a power to search an arrested person on arrival at a police station. There is a separate power to search at any other time, which is described in section 54 (6A)(6C). After arrival and while at a police station both elements apply, but only to constables and designated detention officers by virtue of paragraph 26, Schedule 4 to the Police Reform Act 2002. Paragraph 34(2), Schedule 4 to the Police Reform Act 2002 confers on designated escort officers a power to search and seize while in transit from the place of arrest to the police station. Paragraph 35(4) confers a power on designated escort officers to search persons being escorted from a police station to another station or from a police station to any place and then back to that station or onto another station. 62
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For detailed guidance on intimate and strip searches, see PACE Code C Annex A.
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For detailed guidance see PACE Code C, Annex A, 6.2.4 Religious and Cultural Needs, and 6.2.6 Transsexual and Transvestite detainees.
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officers should consider their power under section 54 of PACE to seize clothing on the grounds that they believe a detainee may use it to harm themselves (see also paragraph 4.2 of PACE Code C). For further information see 6.1.2 Monitoring, Observation and Engagement and 6.7 Welfare and Safety.
All cells and detention rooms should be checked periodically throughout the tour of duty and: On handover or at set times, if the cell is vacant; Immediately before a detainee is placed in the cell; By a trained search team as deemed fit by custody managers.
For further information see 11.1.2 Ligature Points and 11.2 Maintenance of a Custody Suite. The following list details the actions to take when cells and detention rooms are inspected for defects and potential ligature points. This list 65
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is not exhaustive. Work from the ceiling down to floor level. Start with the ventilation grilles through to light fittings, checking that the sealant has not been picked out and that holes are not too big. Check the light fittings and smoke detectors are they fitted securely and is the sealant intact? Check toilet bowls where the filler between the bowl and seat might have been removed, enabling laces or belts to be pushed through. is the sealant intact? Check the bench underneath the mattress to see if any gaps would permit laces or belts to be threaded through. Check mattresses and blankets to ensure that they are not damaged. Damaged mattresses and blankets may be more easily torn by a detainee to make into a ligature (also check that they are not soiled or infested). Check the door and frame. Does it fit properly, are the welds secured, does the handle work correctly and is surrounding plasterwork undamaged? Check the cell hatch to ensure that it does not drop down if a detainee bangs on it while it is fully closed. Check the spy glass is not broken. Custody staff should document within the custody record that the cell has been checked, that it meets the required standard, and that the cell call system is in full working order, immediately after placing a detained person into a cell. Where the cell call system is found to be defective, the cell or detention room must be put out of service until it is fit for use. or a suitable control measure must be employed to ensure the detainees welfare. Using this cell should be a last resort and, if appropriate control measures are not available/possible, then the cell should not be used. Any cell found to be structurally defective or in need of cleaning must be closed for remedial action. It is recommended as good practice that all cells are frequently searched by PoLSA trained search officers. This is most effective when it is carried out regularly with varying lengths of time between searches. Where this is in place, it has been seen to improve the practice of searching by custody staff and officers. 66
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5
TRANSPORTATION
This section may be of particular interest to contractors and staff concerned with prisoner escort.
Contents
5.1 Introduction 5.2 Seat Belts 5.3 Police Staff and Others involved in Transportation 5.3.1 Designated Escort Officers 5.3.2 Prisoner Escort and Custody Services 5.4 Fleet Management 5.4.1 Vehicle Selection 5.5 Detainee and Staff Safety 5.5.1 Placement of Detainee 5.5.2 Control and Restraint 5.5.2 Condition of the Detainee 5.6 Supervision and Escort 5.6.1 Responsibility for Supervising and Monitoring the Detainee 5.6.2 Transfer of a Detainee while in Custody 5.7 Inspection of Vehicles Used for Transportation
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5.1 INTRODUCTION
Only police officers and escort officers designated under section 38 (police authority employees) or 39 (contracted-out staff) of the Police Reform Act 2002 should be used to escort detainees in transit. When a custody officer transfers custody of a detainee to any of the above, the duty to ensure that the detainee continues to be treated in accordance with PACE and its Codes of Practice is also transferred to that person. For further information see section 38(1) and 39(2) PACE and Schedule 4 to the Police Reform Act 2002.
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If the contractors are unable to provide this service (in respect of persons refused bail after charge for court), the responsibility rests with the police to ensure that the detainee is transported to court, see section 46 PACE. Forces should establish contingency plans for escorting detainees to court should PECS contractors fail to deliver this service.
The National Offender Management Service (NOMS) has a vehicle design specification for custody vans. This may provide useful direction in relation to policing needs.
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detainee. The risk assessment must be considered when determining the most appropriate form of transport. For further information see 3 Risk Assessment. For spontaneous incidents, the choice of vehicle may be influenced by the type of vehicle already at the scene. This could include: Unmodified car; Modified car eg, with clear screen dividing front and rear and/or plastic rear seats; Police carrier vehicles, eg, those used for public order; Unmodified van; Modified van (with a cage or containment area clearly marked with the maximum number of people it is designed to carry).
This list is not exhaustive and all relevant factors should be considered so that the most appropriate control measures can be adopted. While a detainee may appear to be compliant, staff must never be complacent. Depending on the risks identified and available 70
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resources, it may be appropriate to call a different type of transport. The advantages of removing the detainee from the scene as quickly as possible may outweigh the benefits of waiting for the arrival of a more suitable vehicle. For pre-planned operations, consideration should be given to selecting the most appropriate type of vehicle. Arrangements should be made to keep juvenile and adult detainees separate wherever possible. Detainees can travel for a maximum of two and a half hours before they must be offered a comfort break; this may be reduced accordingly to meet individual needs. All police vehicles used to convey detainees must be equipped with a first-aid kit. For further information see ACPO Recommendations for Contents of First Aid Kits.
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already restrained by use of handcuffs and/or other limb restraints is considered to require further additional restraint. Owing to the risks of positional asphyxia, the prone position should not be used during transportation. If it is unavoidable, the detainee must be constantly monitored. Where a detainee becomes violent, staff should, where practicable, stop the vehicle, regain control and only then resume the journey; it may be necessary to call for assistance and to change to a more suitable vehicle. For further information see ACPO (2007) Personal Safety Manual of Guidance.
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ACPO First Aid Forum Levels of Response Level Response A Alert Responds normally. V Voice Responds to voice, answers questions or obeys commands. Responds to painful stimulus such as squeezing/shaking the shoulders.
Action
Pain
Individual should be treated as a medical emergency, medical assistance is required. Individual should be treated as a medical emergency, medical assistance is required.
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6
DETAINEE CARE
Contents
6.1 Management and Supervision 6.1.1 Maintaining Custody Records 6.1.2 Monitoring, Observation and Engagement 6.1.3 Visits to Cells 6.1.4 Rousing 6.2 Equality and Individual Needs 6.2.1 Female Detainees 6.2.2 Caring Responsibilities 6.2.3 Disabled Detainees 6.2.4 Religious and Cultural Needs 6.2.5 Foreign National Detainees 6.2.6 Transvestite and Transsexual Detainees 6.3 Healthcare Provision 6.3.1 Healthcare Professionals 6.3.2 Fit to Be Detained 6.3.3 Fit to Be interviewed 6.3.4 Medication 6.3.5 Hospital 6.3.6 Supervision and Security 6.3.7 Medical Documentation 6.4 Cell Occupancy 6.5 Out of Cell 6.5.1 Exercise 6.5.2 Interview
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6.5.3 Investigation 6.6 Use of Technology 6.7 Welfare and Safety 6.7.1 Clothing 6.7.2 Blankets 6.7.3 Mattresses 6.7.4 Toilet Paper 6.8 Food and Drink 6.8.1 Choking 6.8.2 Cutlery and Crockery 6.8.3 Hygiene and Community Health Issues 6.9 Smoking 6.10 Handover Procedures 6.11 Independent Custody Visitors 6.12 Diversion and Referral
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PACE Code C, section 15 and PACE sections 40, 40A, 45a provide detailed guidance on the review of detention. Custody officers must perform a check on each detainee under their supervision during or following the handover process with the outgoing custody officer. Where multiple custody officers are on duty, it is essential that each is aware of their individual respective duties and responsibilities and 77
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that this information is recorded and kept up to date. Local force policy will need to ensure that it is clear who is acting as the designated custody officer for each detainee at any given time.
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The level of observation will depend on the circumstances of the individual. It is the responsibility of the custody officer to effectively manage the supervision of each detainee, taking into consideration a detailed and up to date assessment of the risk that the detainee poses to themselves and others, and any recommendations made by a healthcare professional following medical assessment. The custody officer may mitigate identified risks by using appropriate and considered control measures, eg, CCTV monitoring, replacement clothing, supervised meals. Custody staff are directly responsible for carrying out the observation and supervision of detainees should be aware of the risks that have been identified, and the purpose of the allocated level of supervision that is deemed necessary. All custody staff must receive ACPO Police First Aid Learning Programme training on at least Module 2 First Aid Skills Police (FASP) and Module 3 First Aid Skills Custody (FASC) prior to taking up a post in custody. Refresher training must be completed at least every twelve months. Custody staff should be familiar with the signs or behaviours of a detainee that may indicate that there is an increased level of risk and/or requirement for a higher level of monitoring. An increased level of risk, illness or change in behaviour should always be brought to the attention of the custody officer. Where a detainee has persistently used the cell call system to gain attention with no genuine need, the custody officer responsible for that detainee may take the decision to switch off the cell call system for that cell for a short and limited time period. Where this course of action has been taken the custody officer must mitigate this increased risk by implementing control measures, eg, moving the detainee to a cell with CCTV where they can be continuously monitored, or by increasing the level at which they are being monitored. All such actions and justifications for those actions should 79
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be detailed within the custody record. A written record must be made within the custody record following each and every check carried out on detainees, and in all cases where a detainee has been roused.
Healthcare professionals may work across different forces and be familiar with different categories or levels of observation (eg, Metropolitan Police Standard Operating Procedures differ from those in this document). Custody managers should ensure that healthcare professionals working within their force are aware of local procedures.
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Level 2 Intermittent Observation This is, subject to medical direction, the minimum acceptable level for those who are under the influence of alcohol or drugs, or whose level of consciousness causes concern. It requires the following: The detainee is visited and roused at least every thirty minutes; Physical visits and checks must be carried out CCTV and other technologies can be used in addition; The detainee is positively communicated with at frequent and irregular intervals; Visits to the detainee are conducted in accordance with PACE Code C, Annex H; Visits and observations, including the detainees behaviour/condition are recorded in the custody record and the risk assessment is reviewed and updated as appropriate;
Any changes in behaviour/condition must be reported to the custody officer. The use of technology does not remove the need for physical checks and visits.
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Level 3 Constant Observation If the detainees risk assessment indicates a heightened level of risk to the detainee (eg, self-harm, suicide risk or other significant mental or physical vulnerability) they should be observed at this level. It requires the following: The detainee is under constant observation and accessible at all times; Physical checks and visits must be carried out at least every thirty minutes; Constantly monitored CCTV and other technologies can be used (see 11.4.4 Use and Monitoring of CCTV); Any possible ligatures are removed; The detainee is positively communicated with at frequent and irregular intervals; Visits and observations, including the detainees behaviour/condition, are recorded in the custody record; Any changes in behaviour/condition must be reported to the custody officer immediately (risk assessment will be reviewed and updated as appropriate); Review by the healthcare professional.
The purpose of CCTV cell monitoring should be recorded in the custody record together with the name of the designated member of custody staff who will be responsible for the monitoring. (Issues of privacy, dignity and gender must be considered.) Level 4 Close Proximity Detainees at the highest risk of self-harm should be observed at this level. It requires the following: The detainee is physically supervised in close proximity (to enable immediate physical intervention to take place if necessary); CCTV and other technologies do not meet the criteria of close proximity but may complement this level of observation; Issues of privacy, dignity and gender are taken into consideration; Any possible ligatures are removed; The detainee is positively communicated with at frequent and irregular intervals; 82
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Observations, including the detainees behaviour/condition, are recorded in the custody record; Any changes in behaviour/condition must be reported to the custody officer immediately (risk assessment will be reviewed and updated as appropriate); Review by the healthcare professional.
The custody officer should record the following in the custody record: The level of observation required for a detainee; The reasons for the decision; Clear directions that specify the name and title of the persons carrying out the observations; The name of the person responsible for carrying out the review of the required observation level. Healthcare professionals should ensure that their directions for custody staff on the frequency of checks and/or any recommendations on the rousing of a detainee are written in the custody record, in addition to being verbally passed on. Where there is evidence that risk to the detainee has reduced, the level of monitoring should be reduced appropriately. This change should be carefully considered and applied: detainees should not go straight from Level 4 observations to Level 1.
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When cell checks and visits are carried out, it is not sufficient to record visit correct or checked in order on the custody record. More detail is required, for example, detainee awake, reading, spoken to, offered drink, drink refused. A spy-hole check does not constitute an acceptable welfare check under any circumstances. Checks are required even where the detainee is awake and has been engaging in conversation. Where a decision has been taken to monitor the welfare of the detainee using continual CCTV cell observation, the purpose of this control should be recorded on the custody record with the name of the person(s) responsible for the monitoring. If it is decided that the detainee needs to be roused on each visit, this must be done and the responses recorded on the custody record.
6.1.4 ROUSING
Police forces should adopt procedures to ensure that custody officers and staff adhere to Police And Criminal Evidence Act (PACE) Code C, Annex H with respect to risk assessing, checking and rousing. Rousing involves the use of a stimulus designed to elicit a response from the detainee, the detainee will be considered as having been adequately roused only when a comprehensible verbal response has been heard. It should be emphasised that when dealing with individuals who have consumed alcohol or drugs: All detainees should be risk assessed on arrival to the custody suite and throughout their detention, regardless of their level of intoxication; A detainees unwillingness or inability to participate in a risk assessment should be viewed as a possible warning of risk; Cell visits and checks must be completed at appropriate intervals (as per the appropriate level of observation, see 6.1.2 Monitoring, Observation and Engagement) and recorded in a timely and accurate manner; The frequency of rousing advised by a healthcare professional must be adhered to unless the custody officer directs that rousing should be more frequent.
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If a detainee cannot be roused, they should be immediately treated as a medical emergency. See 3.3 Condition of Detainee.
There is a risk of death in custody where alcohol or substance misuse masks another condition. For further information see 7 Alcohol and Drugs. If a healthcare professional is working in a custody suite, and where it is practicable, they should accompany custody staff on cell visits to those detainees presenting any risk or identified vulnerability.
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Conditions under which women are searched (with respect for privacy and dignity); Adequacy of clean replacement clothing; Pregnancy, known or potential (particularly when considering modes of restraint, transportation, and the potential requirement for additional food or drinks); Mental health (in particular vulnerabilities around depression, and suicidal thoughts); Increased risk of self-harm; Domestic violence and abuse issues; Increased likelihood of drug addiction and/or alcoholism; The effects of child separation (where the detainee has a baby or infant).
Studies have reported that as many as half of women who have passed through the criminal justice system and then entered prison have experienced domestic violence, and up to a third have been victims of sexual abuse. Previous abuse often contributes to drug and alcohol problems, mental health problems and self-harm. Women prisoners have also been found to have poorer physical and mental health than women in the general population. An Office for National Statistics study by OBrien, M., Mortimer, L., Singleton, N. and Meltzer, H. on Psychiatric morbidity among women prisoners in England and Wales, carried out in 2001 reported that sixty-six per cent of women prisoners had symptoms of neurotic disorders, compared with sixteen per cent of the general household population. The Social Exclusion Unit (2002) Reducing reoffending by exprisoners, found that fifteen per cent of sentenced women had previously been admitted to a psychiatric hospital and that over a third (thirty-seven) of women sent to prison had attempted suicide before imprisonment.
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Detainees should be asked about any caring responsibilities during the booking-in process. This information must be recorded in the risk assessment or other appropriate place in the custody record. If a detainee is identified as having dependants for whom arrangements are required then appropriate arrangements should be made as necessary to find alternative care. This should be attended to without delay. The most effective method to obtain information and assess the risk such information presents is to ask questions. Staff are encouraged to be proactive in their enquiries. A few minutes during the bookingin process to resolve issues then can reduce the time taken later when the person is in detention. Although it is a generalisation, adult females are more likely to have active caring responsibilities than other detainees. Usually, caring responsibilities will relate to: Children; Parents (who may be disabled or otherwise vulnerable); Elderly relatives; Partners; Neighbours or associates; People for whom the detainee cares for professionally (eg, as a home carer, nurse or child minder).
Detainees may have a formal or informal relationship with the dependants. Carers may support any individual whether they are related or not. It should be recognised that children and young people in custody may themselves have caring responsibilities for a sibling, parent or family member. Detainees may be reluctant to identify themselves as carers because of the embarrassment of arrest. They may have concerns about how the detention will appear to those they care for, or others associated with them. Detainees with caring responsibilities will worry more as the time in detention increases. Staff should be careful to ensure the accuracy of any information when passing updates to them about their detention.
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A detainee may wish to make multiple phone calls to arrange alternative care arrangements and where there is no investigative impediment, these calls should be facilitated. Dependants or family members may ring custody seeking an update, staff should be mindful that both data protection and PACE limit the information that can be given without the detainees consent. Some form of agreement should, therefore, be made with the detainee about these calls. Dependant and family members may be able to provide further information on a detainees risk assessment and staff should consider asking them appropriate questions. Similarly, information may be provided without prompting. In these cases it is essential that this information is recorded and the risk assessment of a detainee amended accordingly. It is important to acknowledge when a detainee has concerns for a third party. Failure to acknowledge such concerns will increase the stress associated with a detention. Even if no action is possible, or efforts to resolve the concerns have failed it is still important to respond. For example, a parent may be convinced that they must be released to care for a child, if however the seriousness of the case prevents this, staff should acknowledge that there are concerns and take time to appropriately explain the police response. Offences which involve an allegation by one family member against another can create additional strain for a detainee. They may have concerns about the reception they may receive on release and the effect the allegation will have on a continued relationship. Staff must be aware of these additional risks and consider them within the initial and ongoing risk assessments.
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A person has a disability under the Equality Act 2010 if they have a physical or mental impairment, which has a substantial and longterm adverse effect on their ability to carry out normal day-to-day activities. The term long-term is defined as: for at least 12 months or the rest of the persons life). A wide range of disabilities, conditions and illnesses are classed as impairments. Physical impairments cover a wide range of physical conditions, including those which affect sight or hearing. Mental impairments include mental health conditions (such as schizophrenia, bipolar effective disorders, and alcohol and drug dependence) and impairments relating to mental functioning including learning difficulties such as dyslexia. See 8 Mental Ill Health and Learning Disabilities. A substantial adverse effect is something which is more than a minor or trivial effect. The requirement that an effect must be substantial reflects the general understanding of disability as a limitation going beyond the normal differences in ability which might exist among people. Individuals do not have a duty to declare a disability. However, staff should be mindful of the possibility and react accordingly, as a failure to make reasonable adjustments (as required by the Equality Act 2010) constitutes discrimination. PACE Code C paragraph 13.2 places a specific responsibility on the custody officer to ensure that interpreting support is provided for blind, deaf or otherwise vulnerable detainees who may have difficulty understanding procedures or completing documentation. Whenever a custody officer considers or has been told in good faith that a suspect may be mentally disordered or otherwise mentally vulnerable, they must request an appropriate adult to support the detainee. See PACE Code C, paragraphs 1.6 and 11.15 and 8.6 Interview and Appropriate Adults. . Consideration of the impact of a physical disability will form part of the initial and ongoing risk assessment. The response or control measure implemented should be documented within the custody record. Where staff are uncertain of the needs of a detainee, it is appropriate to ask the detainee what additional needs or requirements they have. Additional advice may be available from healthcare professionals, family or friends (the detainee will need to give consent for communication with their family and/or friends). 91
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All reasonable adjustments should be made to accommodate the additional needs of a disabled person, for example, any additional access requirements that they may have. These adjustments should not impact upon the overall safety and security of the custody suite. It is helpful to ensure that people with dyslexia are supported to understand any documents, as they may find reading difficult and will need to have the information communicated verbally. It may be possible to facilitate communication with people who appear to be deaf, or if there is doubt about their ability to hear, by using a suitably qualified interpreter as set out in PACE Code C paragraph 13.1 (eg. British Sign Language interpreter). If a person is blind, seriously visually impaired or for other reasons unable to read, an independent person must be made available to help check any documentation regarding the detainee. See PACE Code C paragraph 3.20. Particular care should be taken to consider the additional needs of detainees with disabilities during any possible evacuation. Custody managers should refer to the Home Office (2010) Police Buildings Design Guide (HOPBDG) Chapter 10 Custody, when designing new, or updating existing, custody suite facilities, and the National Police Estate Group (NPEG) (forthcoming) Custody Best Practice Document in respect of the recommended requirements for cells and custody areas.
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Religion, culture or nationality should never be assumed. Decisions not to disclose a religion must be respected. Each person who comes into custody should be asked whether they have any particular religious or dietary requirements. Appropriate food should be offered at meal times, and forces should make appropriate arrangements for halal, kosher, vegetarian and vegan meal alternatives to be available for detainees. Note: Someone who is vegetarian on ethical grounds should have this belief respected in the same way as if they were vegetarian on religious grounds. Arrangements should be made for the provision of the following: Copies of the Koran, the Bible and the Torah available for use; (Islam requires that copies of the Koran be kept neat and wrapped securely away from contamination); Advice to Islamic detainees on the direction of Mecca (eg, a compass or mark applied to the eastern cell wall of one or more cells); Appropriate food and clothing.
Wherever possible, custody staff should facilitate any reasonable requests in respect of religious considerations, particularly in respect of: Facilitating times of prayer, including the requirement of some faiths that various parts of the body are washed prior to doing so; Asking the person for their prayer times and informing them when they are due; The reading of religious texts; Food and drink (food type and timing with regard to fasting); Visits from local faith leaders; Members of the Islamic faith are required to pray five times daily, at times which vary according to the season. Custody officers should ensure that enquiries are made (eg, with a local faith leader) to establish those times in advance, so that interviews and meal times may be organised around them.
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Custody managers should give consideration to providing a separate room which can be used as a prayer room, or for detainees to receive official visitors, such as local faith leaders. Due respect should be given to all religious artefacts retained in custody offices for the use of detainees.
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Consular officers may, if the detainee agrees, visit one of their nationals in police detention to talk to them and, if required, to arrange for legal advice. Such visits shall take place in private. If a citizen of a country with which the UK shares a bilateral consular convention or agreement is arrested, the appropriate High Commission, Embassy or Consulate must be notified as soon as practicable. The United Kingdom Borders Agency (UKBA) is able to determine whether compliance with relevant international obligations requires notification of arrest to be sent and will inform the custody officer on what action the police need to take. The exceptions to this rule are where: The detainee is a political refugee, (whether for reasons of race, nationality, political opinion or religion); or Is seeking political asylum.
In these circumstances notification should not be made and no access should be permitted or information about the detainee provided to those bodies (except where the detainee has specifically requested that this happens). The custody officer must ensure that the UKBA are informed as soon as practicable of the claim. Foreign nationals who are arrested and detained in the UK may have formed a view of the police in their own or other countries where law enforcement authorities may have been more aggressive or used corrupt methods. Language and cultural differences may also induce anxiety in a detainee as their perceptions of custody may be influenced by their particular background or experience. Foreign national women make up a disproportionate twenty per cent of the womens prison population. Many are single mothers. Female detainees held outside their own country will have increased vulnerability while detained, eg, mental health and wellbeing, and on release, eg, returning to exploitation. Custody officers and staff must be aware of the potential increased vulnerability of individuals who may themselves be victims of human trafficking, extortion and/or abuse (often within the illegal sex trade). Additionally, custody officers should consider that a foreign national person entering custody may be less likely to have established 95
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support networks that are able to help with care of dependants, or support them with housing and healthcare on release. A foreign national may be held in custody by the UKBA, under a force agreement for short-term use of police cells for failed asylum seekers or immigration offenders. Detainees who have been found (by the UKBA or police) trying to enter the UK via clandestine means should be assessed by a healthcare professional and monitored according to medical advice. A detainee who has been smuggled into the UK may be physically and/or mentally frail or unwell following a long journey in cramped and dangerous conditions. Detainees may require additional food or drinks, clothing and blankets.
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Transvestite is the adoption, fully or partially, of clothes normally identified as belonging to the opposite gender. Sex refers to biological differences, chromosomes, hormonal profiles, internal and external sex organs of a male and female. Gender describes the characteristics that a society or culture delineates as masculine or feminine.
Legally, the sex of a person is that which was registered at the time of birth, unless Section 9 of the Gender Recognition Act 2004 applies. However, a rigid adherence to this principle has been found to be too inflexible and can lead to unnecessary distress and confrontation. Dealing with all transsexual and transvestite detainees with respect and consideration will increase the likelihood of cooperation and decrease the level of risk and vulnerability posed. The Gender Recognition Act 2004 Section 9 of the Gender Recognition Act 2004 (GRA) provides that where a full Gender Recognition Certificate is issued to a person, for all purposes that person's gender becomes their acquired gender. In practical terms, legal recognition under the GRA has the effect that, for example, a male-to-female transsexual person will be legally recognised as a woman in English law. On the issue of a full Gender Recognition Certificate, the person will be entitled to a new birth certificate reflecting the acquired gender (provided a UK birth register entry already exists for the person) and will be able to marry someone of the opposite gender to his or her acquired gender. Section 22 of the GRA defines any information relating to a persons application for a Gender Recognition Certificate or to a successful applicants original gender as protected information.
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It is not authorised or permitted for any police officer or any member of police staff who has acquired information relating to a persons gender reassignment or proposed gender reassignment, whilst performing their official duties, to disclose that information to any other person (unless the exceptions listed below apply). To do so will constitute an offence in contravention of the GRA. Disclosure will have occurred if a record of this protected information is read by others, therefore custody records for transsexual detainees must be secured against disclosure. An example of an illegal disclosure would be; if the existence of a Gender Recognition Certificate (that states that the detainee is transgendered) is noted on the relevant custody record, and that custody record is later viewed by an Independent Custody Visitor. This would constitute a disclosure and an offence will have been committed contrary to Section 22 of the GRA. It is not an offence to disclose protected information relating to a person if: (a) The information does not enable that person to be identified. (b) That person has agreed to the disclosure of the information. (c) The information is protected information by virtue of subsection (2) (b) and the person by whom the disclosure is made do not know or believe that a full GRC has been issued. (d) The disclosure is in accordance with an order of a court or tribunal. (e) The disclosure is for the purpose of instituting, or otherwise for the purposes of, proceedings before a court or tribunal. (f) The disclosure is for the purpose of preventing or investigating crime. (g) The disclosure is made to the Registrar General for England and Wales, the Registrar General for Scotland or the Registrar General for Northern Ireland. (h) The disclosure is made for the purposes of the social security system or a pension scheme. (i) The disclosure is in accordance with provision made by an order by the Secretary of State under subsection 5, or j) the disclosure is in accordance with any provision of, or made by virtue of, an enactment other than this section.
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When establishing whether the person concerned should be treated as being male or female for the purposes of strip searches and procedures, the following approach, which is designed to minimise embarrassment and promote cooperation, should be followed. (a) If there is no doubt about whether the person concerned should be treated as being male or female, they should be dealt with as being of that sex. If at any time there is doubt about whether the person should be treated, or continue to be treated, as being male or female:
(b)
1. The person should be asked what gender they consider themselves to be. If they express a preference to be dealt with as a particular gender, they should be asked to indicate and confirm their preference by signing the custody record or, if a custody record has not been opened, the search record or the officers notebook. Subject to 2 below, the person should be treated according to their preference. (The person must not be asked whether they have a Gender Recognition Certificate.) 2. If there are grounds to doubt that the preference in 1 accurately reflects the persons predominant lifestyle, for example, if they ask to be treated as woman but documents and other information make it clear that they live predominantly as a man, or vice versa, they should be treated according to what appears to be their predominant lifestyle and not their stated preference. 3. If the person is unwilling to express a preference as in 1 above, efforts should be made to determine their predominant lifestyle and they should be treated in accordance with this. For example, if they appear to live predominantly as a woman, they should be treated as being female. 4. If none of the above apply, the person should be dealt with according to what reasonably appears to have been their sex as registered at birth.
Transsexual and transvestite detainees must always accommodated in a cell or detention room on their own.
be
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reasons supporting it, prior to the search of that person being carried out. This is important in order to maintain the dignity of the officer or staff member concerned. In dealing with such circumstances there is potential for conflict and embarrassment. Sensible application of the above principles should minimise the risk of such action and protect officers.
Responsibilities of the Custody Officer in relation to Healthcare Provision The custody officer must make sure that a detainee receives appropriate medical attention as soon as is reasonably practicable if the person: (a) Appears to be suffering from physical illness; or (b) Is injured; or (c) Appears to be suffering from a mental disorder; (d) Appears to need clinical attention. PACE Code C, paragraph 9.5 Custody managers and officers should familiarise themselves with and understand the contracts held with healthcare providers. This is essential if the police are going to be able to adequately hold 100
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providers and individuals to account. The custody officer needs to understand the roles and responsibilities of all staff that provide a service to detainees and the force in the custody environment.
Healthcare Models Forces should develop a healthcare model that best suits their requirements and enables them to deliver effective healthcare. The agencies and individuals providing this service must have the legal authority, qualifications, experience, capability and capacity to deliver a continuous quality service, within set timeframes. For example, it may be appropriate to use a contracted time limit (for non-urgent cases) of two hours between the request being made and the healthcare professional performing an assessment on a detainee. Forces must keep records, for audit purposes, which detail each healthcare professionals qualifications, their job description and role profile. Medical professionals must provide evidence of appropriate re-validation. Models for the provision of custody healthcare include: Protocols with local hospital trusts and healthcare facilities; Paramedics on call; Forensic physicians/GPs on call; Forensic physicians/GPs employed by external suppliers; Nurses or paramedics employed as police staff, under contract, through agencies or on call-out from the NHS. For further information see 6.3.1 Healthcare Professional, which details the relevant qualifications for healthcare professionals working in police custody and the procedures and duties which may be undertaken by healthcare professionals, and 8.5 Mental Health Professionals for details of Approved Mental Health Professionals (AMHP). Factors to Consider When Deciding on a Model for Healthcare Provision The healthcare professional needs to be allocated resources to enable them to do their job efficiently. This includes providing suitable equipment to allow procedures such as suturing to be done at the custody suite, removing the need for detainees to 101
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be escorted to hospital for routine procedures. Where resources are allocated to specific sites and shared between sites, where practicable, they should not be more than twenty minutes apart and there should be a mix of main and smaller sites. Healthcare professionals should be based in busy custody suites at times of high demand to minimise the need to call them out. All risk assessment documentation must be retained by the police for internal and external inspection, and for monitoring the services provided. The presence of healthcare professionals in custody suites increases the chances of identifying detainees who may be at risk and improves the coordination of care for vulnerable persons.
Healthcare professionals should ensure, where practicable, that detainees sign a declaration form (DH/HO Agreement to Sharing of Information Form) to give consent for the sharing of information relevant to their care and welfare. The healthcare professional should record their findings on the Detained Persons Medical Forms, Form 450.
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provision. This must be considered taking account of quality of service provision and best value.
Following the examination of a detainee, the healthcare professional should record any clinical findings and directions in the custody 103
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record, unless there is information that must remain confidential and is not relevant to the effective ongoing care and wellbeing of the detainee. In such cases an entry must be made in the custody record indicating where the clinical findings are recorded. See PACE Codes of Practice Code C, paragraph 9.16 and Annex G, paragraph 7. Directions concerning the frequency of visits and any concerns must be clear and precise. The custody officer must ask for clarification if any oral or written clinical directions given by a healthcare professional are unclear. The risk assessment remains the responsibility of the custody officer and should be completed in consultation with the healthcare professional, reflecting the findings of each medical assessment. The custody officer and healthcare professional should agree an action plan for the care of the detainee. Any disagreement, along with the decision-making process, should be recorded in the custody record. Custody officers are advised to comply with clinical directions where possible, and if they cannot do so, to work with the healthcare professional to develop an action plan both parties are happy to endorse. Doing so will: 1) Offer more protection to the custody officer in the event of harm resulting to the detainee; 2) Ensure the action plan better meets the detainees welfare needs. For further information about the provision of medical attention, see 12 Human Resources and Training, 6.3 Healthcare Provision, 8.5 Mental Health Professionals and Home Office Circular (20/2003) Healthcare professionals in custody suites guidance to supplement revisions to the Codes of Practice under the Police and Criminal Evidence Act 1984 on the roles and responsibilities of healthcare professionals in custody suites.
before a decision can be made detained; this is irrespective of received treatment elsewhere, for also be aware that the effects of
about a persons fitness to be whether the person has already example, at hospital. They should alcohol or drugs may mask other 104
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illnesses or injuries. British Medical Association (2009) Healthcare of Detainees in Police Stations, Third Edition (paragraph 1.4), specifies the issues to be addressed when assessing fitness for detention: Assessment of illness, injuries and drug and alcohol problems; Advice to the custody officer on general care while in custody; Provision of necessary medication; Referral to hospital; Admission under mental health legislation. The custody officer must ensure that all relevant information is made available to the healthcare professional, and that the healthcare professional makes available all relevant information to the custody officer. For further information see 6.3.7 Medical Documentation. It is the responsibility of the custody officer under PACE Code C, to seek medical treatment (or assessment) of any person who they suspect may be, or have been told may be, mentally disordered or otherwise mentally vulnerable. As the thresholds for fitness for detention and fitness to plead are different, prosecution may still be appropriate if a person is assessed as not fit for detention.
For further information see 8 Mental Ill Health and Learning Disabilities and ACPO/DH (2010) Guidance on Responding to People with Mental Ill Health or Learning Disabilities, Sections 7.3 and 7.5.
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PACE Code C (11.18) states: The following persons may not be interviewed unless an officer of superintendent rank or above considers delay will lead to the consequences in paragraph 11.1(a) to (c)2, and is satisfied the interview would not significantly harm the persons physical or mental state: a juvenile or person who is mentally disordered or otherwise mentally vulnerable if at the time of the interview the appropriate adult is not present; (b) anyone other than in (a) who at the time of the interview appears unable to: appreciate the significance of questions and their answers; or understand what is happening because of the effects of drink, drugs or any illness, ailment or condition; (c) a person who has difficulty understanding English or has a hearing disability, if at the time of the interview an interpreter is not present. PACE Code C paragraph 11.20 requires that a record must be made of the grounds for any decision to interview a person under paragraph 11.18. For additional information see also PACE Code C, Annex G. Custody records should record whether fitness to be detained or interviewed has been assessed, the reason for doubting a persons fitness for interview, and the result of any healthcare professionals assessment. Where this detail cannot be added fully to the custody record, reference to where the information is recorded should be made in the custody record. These records should be made available to the CPS so that they are (a)
(a) lead to: interference with, or harm to, evidence connected with an offence; interference with, or physical harm to, other people; or serious loss of, or damage to, property; (b) lead to alerting other people suspected of committing an offence but not yet arrested for it; or (c) hinder the recovery of property obtained in consequence of the commission of an offence. Interviewing in any of these circumstances shall cease once the relevant risk has been averted or the necessary questions have been put in order to attempt to avert that risk.
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aware of any potential mental ill health and/or learning disability. For more details see British Medical Association (2009) Healthcare of Detainees in Police Stations, Second Edition. In a case where an individual is not fit for interview and is in the care of a hospital, local protocols should be in place to ensure that medical staff inform the police as soon as the individual is deemed fit for interview or charge. Appropriate arrangements can then be made to interview the person at the hospital, or for the person to be brought to the police station for further interview and/or further investigation.
6.3.4 MEDICATION
The custody officer may distribute, or authorise other custody staff to distribute, medication for self-administration if the officer has consulted the appropriate healthcare professional authorising their use and both are satisfied self-administration will not expose the detainee, police officers or anyone else to the risk of harm or injury. This consultation may be by telephone. No police officer may administer or supervise the self-administration of medically prescribed controlled drugs (of the types and forms listed in the Misuse of Drugs Regulations 2001, Schedule 2 or 3). A detainee may only self-administer such drugs under the personal supervision of the appropriate healthcare professional authorising their use. Where it is known that a detainee requires medication, the custody officer is responsible for: The safekeeping of the medication, which should be held in a locked receptacle to prevent unauthorised access; Appropriate storage of medication, eg, some insulin and other drugs must be stored in a fridge; Providing the detainee with the opportunity to self-administer the medication at the prescribed intervals; Ensuring that the correct medication is available to the detainee and at the right dosage; Recording information in the custody record (Including a record of all consultations with heathcare professionals, see PACE Code C Paragraph 9.9). Medication may have been brought in by the following means: By a detainee, friend, relative or by the police when detaining 107
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the person. It may not be what the detainee, friends or family say it is, or what is recorded on the packaging, and it can be used to conceal other items. The medication should never be distributed to the detainee for self-administration prior to it being checked by an appropriate healthcare professional. Provided by the police in accordance with directions from the healthcare professional. Provided by a healthcare professional. Collected by the police via a private prescription. Provided by hospital staff when a detainee has been to hospital for treatment while in police detention.
Clear written instructions must be provided for custody staff. These should be recorded on the Detained Persons Medication Form, Form 450a. Instructions should include: The name of the detainee, the prescribing healthcare professional, medication name, strength and quantity (number of tablets or capsules) required at stated times; Special instructions, eg, to be taken with or without food; disposal of unused medication, eg, when released or transferred from custody.
Depending on the risk assessment, it may be appropriate to allow detainees who have asthma to keep their inhalers (see 3.3.9 Asthma) and angina sufferers to keep their angina sprays (see 3.3.10 Heart Disease) so they can administer them as necessary. A detainee may, in certain circumstances, self-administer drugs under the personal supervision of the healthcare professional authorising their use. Forces must establish procedures for the safe storage and handling of medication. This should include systems for auditing, management, and appropriate reporting of near misses, errors and adverse events. All custody staff must be trained in these procedures. Custody staff must check that the correct medication is given in the correct dosage to the right detainee at the appropriate time; two custody staff should undertake this task where practicable. This should be recorded on the custody record and medication form. Care should be taken to prevent the detainee hoarding medication. If a detainee refuses medication, a healthcare professional should be informed. 108
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Adequate quantities of medication should be available to cover the likely length of detention in police custody and any known transfer time. Details concerning this provision should be recorded on the PER or medication form as appropriate. Where the detainee is released, custody staff should dispose of unused medication in accordance with the instructions provided, recording the method of disposal on either the custody record or medication form. Medication prescribed during the period of detention might be: Given to the detainee on release (only on the authority of the prescribing healthcare professional); Given to the escort service (travel with detainee); Returned to an appropriate healthcare professional; Disposed of in a suitable receptacle for disposal of unused medication. These must be kept secure to prevent detainees from gaining access to them.
For further information see PACE Code C, paragraphs 9.9 to 9.12 and Note 9A.
6.3.5 HOSPITAL
In medical emergencies an ambulance should be called and the detainee taken to hospital as soon as possible. If there is an appropriate healthcare professional available at the police station, they should be called to attend while awaiting the ambulance. Note: It is advised that the custody officer ensures that local ambulance services are able to park a vehicle and gain access to the police station site(s) and custody suite in an emergency. In exceptional circumstances it may be appropriate to transport the person to hospital by police vehicle. The detainee may require first aid, which should be given by suitably qualified staff. The custody officer must ensure that a PER Form is completed to accompany the detainee to hospital. In emergencies there may not be sufficient time to complete the PER form. In this case the escorting officers should be verbally informed and the PER Form passed to them at the hospital as soon as practicable. For further information see 6.3 Healthcare Provision. 109
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On returning to police detention from hospital, the detainee must be searched again to ensure that they have not acquired items that could be used to cause harm to themselves or others, or to damage property. For further information see 4.6.3 Search of a Detainee within Custody. Any case notes or items of information from hospital medical staff relevant to the continuing treatment of the detainee should be passed to the healthcare professional at the police station. This should include the results of any tests such as CT scans in the case of a head injury, information on how to care for the detainee and any care plan. This should be obtained in writing. The escorting officers should return the PER to the custody officer and inform them of any additional risks identified. The police retain a duty of care for detainees who are refused admission to hospital or treatment by ambulance staff. Efforts should be made to have the detainee examined and assessed, but if healthcare services still refuse to accept the detainee they should be taken into custody at the police station. Clear instructions about their care, ongoing treatment and transportation should be requested from healthcare staff. Preferably, this should be in writing, including the reasons for refusal of admission or treatment. If the custody officer has any doubt about a detainees fitness to be detained or interviewed following their return from hospital, a healthcare professional should re-assess the detainee. If the escorting officers do not agree with hospital staff that a detainee should be released from hospital, the following options can be taken: Discussion with an appropriate healthcare professional; Request a second opinion; Request that an appropriate healthcare professional discusses the issue with the Accident and Emergency consultant; If an appropriate healthcare professional is not available, the detainee should be taken to another hospital for a second opinion.
Where it has been necessary to take the detainee to another hospital for a second opinion, the matter should be raised with the force custody management so that the issues can be discussed at strategic 110
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Forces should establish local protocols with hospital trust managers, that specify how responsibility for security will be assigned between police officers and hospital trust security staff. For further information see 3 Risk Assessment.
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Forces may adopt the Detained Persons Medical Form (450) and Detained Persons Medication Form (450a). These forms have been produced to provide a minimum acceptable standard and forces may decide to use a locally agreed version with additional detail. Detained Persons Medical Form (DPMF/Form 450) The purpose of this form is to focus awareness on areas of medical concern to custody staff, and to provide, where necessary, a chronological medical report relating to a detainees period of detention. The information contained in the form will only be disclosed, for the purpose of the detained persons welfare, to hospital and ambulance staff. If, however, the detainee has been assessed as being at risk of suicide or self-harm, the DPMF should accompany the detainee as they are transferred to court, hospital or prison. Detained persons are not obliged to submit to an examination or to supply information. However, if the detainee chooses not to fully cooperate, or there is any suspicion that they are not being truthful in their responses to questioning, this should be recorded on the DPMF and on the custody record. This particularly concerns assessment, when the detainee may wish to conceal potential injuries (self-harm or other) and/or may be at risk of suicide. The DPMF will be completed for any person who is detained or brought to a station who: Answers yes to any of the medical history questions; Is otherwise apparently suffering from any physical or mental medical illness; Suffers from any physical or mental illness or injury while at a police station; Requires any non-urgent first-aid treatment; Is seen, or will be seen by a healthcare professional.
Where none of the above conditions apply, a form need not be used. The DPMF will be made immediately available to the healthcare professional on arrival. It should be available at all times to all custody officers, staff and healthcare professionals involved with the care of the detainee while they are in police custody. This is 112
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particularly important at shift handover. A copy will be provided to ambulance or hospital staff if a detained person is being transferred to hospital. Healthcare professionals should endorse the form as required in clear and unambiguous writing and bring the content and detail of their report to the attention of the custody officer before leaving the police station. Any requests made by the healthcare professional (eg, collection of prescribed drugs) should be recorded on the custody record. Custody officers should record subsequent actions or decisions taken as a result of the request on the custody record, (and PER and/or Detained Persons Medication Form 450a as appropriate). The recommendations section (12) of the form deals with the healthcare professionals overall assessment of fitness of the detainee to be detained and interviewed, and provides for an estimate of when such fitness may be expected, where appropriate. It also allows for medical opinion as to whether an appropriate adult may be required and is intended to aid the custody officer in taking this decision. Note: In order to assess the fitness for interview of a detainee the healthcare professional must be an FME or have received relevant prior training. Where, through assessment, it has become apparent that the detainee has recent self-inflicted injuries; these should be noted on the body map section of the form. This information may aid identification of any new injuries that are occur after the form has been completed, at a later assessment, or on transfer to hospital, court or prison. The time the review has been completed should be provided on the form. Where the healthcare professional believes further examination or assessment will be required again at a later time, this should be written on the form (including the proposed time) and noted on the custody record (and PER if appropriate). In this case the healthcare professional who completes the reassessment should read and consider the original DPMF and complete a new DPMF that relates to the later assessment. The unique reference number of the new form should be recorded on the original form and the custody record.
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The DPMF should not include any confidential observations or notes. Such notes or observations should be recorded separately and kept by the healthcare professional. Detained Persons Medication Form (Form 450a) The purpose of the Detained Persons Medication Form is to clarify the prescribing and administering of medication to detainees. The form itself is self-explanatory and includes sections for single once only prescriptions and sections for repeated or regular administration of prescribed drugs. In addition, the final section allows for explanation of reasons why prescribed drugs were not administered as required. The form allows for more specific instructions to custody staff regarding the general provision of drugs and includes the healthcare professionals authority to transfer prescribed drugs to PECS escort service providers or to the detained person on release. The information contained in the form must only be disclosed for the purpose of the detained persons welfare to hospital and ambulance staff. Detained persons are not obliged to submit to an examination or to supply information.
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The joint risk assessment must consider the following: Any warning markers that the detainees may have; Medical conditions; Demeanour on arrival; Current demeanour; Known or suspected racist or homophobic attitudes; Other discriminatory attitudes; Both detainees views on sharing. A detainee should not share a cell with another person if any of the above risks have been identified with either of them. Consideration should be given to using a CCTV-equipped cell. Private toilet facilities must be made available. Expecting detainees to share open toilet facilities may breach Article 8 ECHR (the right to respect for private and family life). Monitoring regimes must be reviewed when cells are being shared. The custody officer should increase the frequency of checking detainees in multi-occupancy cells. Detainees reactions to being held in a cell with another person cannot be precisely gauged in advance, but the risk of one person harming another must always be considered. Custody staff, including healthcare professionals, must keep the custody officer informed of any noticeable changes in behaviour which could alter the risk assessment.
If there are concerns that a detainee has not been adequately supervised outside a cell, for example, during consultation with a 115
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solicitor, the detainee should be thoroughly searched before being returned to the cell. For further information see 4.6.3 Search of a Detainee within Custody.
6.5.1 EXERCISE
Detainees are entitled to brief daily outdoor exercise where practicable. Exercise should be provided individually and be adequately supervised. Exercise areas should be thoroughly searched for any potential hazards prior to use. Depending on the design of the exercise area, the nature of the exercise and the detainees risk assessment, constant supervision may be necessary. For further information see 11.1.1 Health and Safety.
6.5.2 INTERVIEW
Investigating staff are responsible under PACE for the supervision of detainees when they are being interviewed. The period immediately following an interview has been identified as a time when detainees are at a higher risk of inflicting self-harm, particularly if they have been arrested for a serious offence or rearrested for further offences. All staff must be aware of this and watch for changes in a detainees demeanour, such as their becoming quiet and withdrawn. Similar changes are often seen in detainees when bail is refused. The custody officer must be informed by the investigating staff of any noticeable changes in the detainees behaviour which could alter the risk assessment.
6.5.3 INVESTIGATION
All staff involved in investigating offences have a duty to inform the custody officer of any further information they discover which may affect the detainees risk assessment. This includes any statements made by the detainee during interview, while on escorted visits outside the police station or made about the detainee by others who know them. See PACE Code C 11.13. 116
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If for any reason a detainee is taken out of the police station by investigating staff, they must supervise the detainee at all times. They must also monitor their welfare and ensure that the detainee does not gain access to items that could be used as weapons. When a decision has been taken to charge a person and bail has not been granted, the detainee will be kept in custody until the next available court sitting. The risk assessment must be reviewed when such a decision is made as they are at a higher risk of suicide or selfharm at this time. Detainees should be monitored for changes in behaviour that may indicate an increased risk of self-harm or suicide. Access to external support, such as calling the Samaritans, can be effective at this stage. For further information see 6.12 Diversion and Referral.
6.7.1 CLOTHING
Any item of clothing can be used as a ligature. Belts, ties, cords and shoelaces are obvious and more readily available as ligatures. The 117
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decision to remove these items should be made after conducting a risk assessment, and the custody officer must balance any risk with the need to treat detainees with dignity. If a detainee is believed to be at risk of suicide or self-harm, the seizure and exchange of clothing may not remove the risk but may increase the distress caused to the detainee and, therefore, increase the risk of them self-harming. Leaving a detainee in their own clothing may help to normalise their situation. Constant observation or within close proximity (Level 3 or 4) may be a more appropriate control measure in these circumstances. Clothing is often taken from a detainee in the course of an investigation as evidence or for hygiene purposes. In all cases replacement clothing must be provided. For further information see 4.6.3 Search of a Detainee within Custody. There are various alternatives to the paper suit that are marketed as being safe for at risk detainees. It should be noted that no suit is totally safe, although some are more difficult to use in self-harm attempts than others. Removal of clothing must be justified and recorded on the risk assessment and custody record. Forces should ensure that alternative clothing is readily available within their custody suites.
6.7.2 BLANKETS
Blankets should be supplied to a detainee in a clean and sanitary condition. They should be checked and cleaned prior to being used by another detainee. No blanket is totally anti-tear and must be checked when being issued to prevent it being used as a ligature. Blankets should be collected when the detainee no longer requires them and should never be left in a cell when a detainee is moved or released.
6.7.3 MATTRESSES
When a cell is vacated, mattresses should be checked for damage and cleaned as required. A worn or damaged mattress can be torn into strips for use as a ligature or could be used to conceal items. Worn and damaged mattresses must be removed from use 118
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immediately.
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cigarettes, matches and lighters can also be concealed in this way. Where a decision has been taken to allow foodstuffs or drinks to be brought into the custody suite by relatives or friends of a detainee, it should be thoroughly searched prior to it being offered to the detainee. See to PACE Code C paragraph 8.6 and note 8A. Technology is widely available to reseal food packaging. On this basis, consideration should be given to banning any food being passed on to a detainee from an external source other than for strict dietary or religious requirements. All items connected with meals and drinks should be removed from cells immediately after use to prevent them from being used to cause injury or damage. Kitchen areas must be kept secure. Staff should also be reminded that items of crockery brought into the custody suite for personal use should be kept secure to prevent detainees using them as weapons. Forces should establish a policy on the provision and preparation of food to detainees from external sources.
6.8.1 CHOKING
Choking on foodstuffs can occur by accident attempt to self-harm. This condition can be may not always be observed until it is too visiting the detainee when they are eating them choking to death. or it can be a deliberate difficult to diagnose and late. Where practicable, may reduce the risk of
For further information see FFLM (2010) Management of Choking in Police Care & Custody Recommendations for Police Personnel http://www.fflm.ac.uk
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6.9 SMOKING
Forces should legally apply a no smoking policy to custody areas. Local force policy and procedure will need to direct custody officers and staff on the use of appropriate nicotine substitutes. Where a decision has been taken to allow smoking within a designated area of the custody suite (eg, the exercise yard) then detainees should be monitored in line with their risk assessment. The safety and welfare of custody officers, staff and other detainees must be considered at all times and any such decision must meet with the requirements of the Heath Act 2006.
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have been fully briefed on the risks and needs should be made on the custody record. The information transferred should include the risks, vulnerabilities, emerging issues, control strategies and welfare needs of each detainee. It should also cover the status of the investigation, including the actions required to achieve effective and lawful resolution of the matter for which they have been detained. The incoming shift of custody officers and staff should ensure they are fully aware of any risks, medical needs and relevant personal circumstances for all detainees. Where multiple custody officers are on duty, it is essential that each is aware of their individual respective duties and responsibilities and that this information is recorded and kept up to date. Local force policy should provide clarity about who is acting as the designated custody officer for each detainee at any given time. Note: Medical notes should not be made directly on the custody record; see 6.3.7 Medical Documentation for more information. The use of whiteboards can assist in the handover process, but to comply with data protection legislation must be out of sight of noncustody staff. The use of smaller wipe-boards on or close to cell doors that display private details, including the name of the detainee and any riskrelated information, is not advised. This is in order to protect the privacy and dignity of the detainee from the view of other detainees moving around the custody suite. Consideration should also be given to replicating the whiteboard information in force communication or control rooms to enable forcewide custody capacity to be actively managed and controlled.
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Responsibility for organising and overseeing the delivery of independent custody visiting lies with police authorities (to be replaced by Police and Crime Commissioners) in consultation with chief constables. ICVs can visit police stations at any time and must be given immediate access to all custody areas unless doing so would place them in danger. A custody officer can delay but not deny access. A full explanation must be given for the delay and the explanation recorded by the ICV in their report. Where there is a reasonable belief that there is a danger to the visitor or that access could interfere with the process of justice, an officer of the rank of inspector or above can limit or deny access to a specific detainee. Such a decision must be recorded in the detainees custody record and by the ICV in their report of the visit. During a visit, the custody officer or member of custody staff must escort the ICVs and advise them of any specific health and safety risks they may encounter. ICVs may have access to all parts of the custody area and associated facilities, eg, food preparation areas and medical rooms. They may also, subject to the consent of the detainee, speak to them about the adequacy of the detention facilities, the detainees rights and entitlements, and the health and wellbeing of the detainee. It is the responsibility of the custody officer to ensure that: The detainee is informed of the function of the ICV; The detainee is prepared to speak to the ICV.
This may be established by self-introduction by the ICV (in the presence of the custody officer/staff) or by the custody officer or custody staff member. An ICV may review a detainees custody record, but they may not view their medical notes. At the conclusion of every visit, a copy of the ICVs report is left for the attention of the officer in charge of the station. The findings from visits should be discussed by ICV groups and reported to the police at local, area and force level. There must also be regular feedback to the police authority. For further information about the obligations of custody visitors, see PACE Code C and Notes for Guidance 1F, Code of Practice (2010) Independent Custody Visiting at http:// www.icva.org.uk and 11.4 CCTV. 123
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Diversion at the first two stages involves decisions by the police and CPS, but may involve other agencies at various points depending on the circumstances. Diversion from prison involves decisions by the court, which should be supported by information from the police, CPS and other relevant agencies. The duty to act on foreseeable risks can extend beyond release. Referral to another agency following the issue of a conditional caution, release, or transfer from police custody may prevent deaths 124
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following police contact or incidents of self-harm. It can also help to break the reoffending cycle. Agency referral is possible through the use of conditional cautions, where arrangements have been made between forces and local agencies to provide alcohol and drug awareness or support programmes, and via a simple referral mechanism to a relevant agency on release. Both of these methods require consent and a level of commitment on the part of the detainee for success. There are a number of agencies which assist people needing help or support on release from police custody. These may include statutory agencies such as Community Mental Health Teams and General Practitioners, or voluntary agencies such as the Samaritans and local alcohol and drug diversion workers. The main triggers for referral may include: Risk of deliberate self-harm; Risk of suicide; Drug abuse; Alcohol or other substance abuse; Risk to others, including domestic violence; Request by detainee; Risk of attack by others. Others include: mental health, physical health, family problems or relationship difficulties, housing, financial or employment problems, bereavement or bullying. Forces should consider facilitating access to external support workers for detainees who have been remanded in custody. Forces should consider developing policies and protocols for sharing information with other agencies. The use of the templates and the provision of directories of suitable agencies for referral, (eg, local NHS directories) is recommended. Directories should be made readily available in custody suites. The use of templates for agency referral should: Ensure appropriate information is captured; Ensure information pertaining to identified risks is appropriately communicated to agencies; Act as an aide-memoire, with regard to the rules; Offer a method for capturing consent in a structured manner; 125
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Information obtained by the police while dealing with a detainee is confidential. Recording, retention and deletion of this information must be in accordance with the principles of the ACPO (2005) Code of Practice on the Management of Police Information.. For further information see PACE Code C, paragraphs 3.8 to 3.10 and the Data Protection Act 1998 and ACPO (2010) Manual of Guidance on the Management of Police Information, 2nd edition. Provisions are made for sharing information in specific situations in the Crime and Disorder Act 1998. For more information on forms of diversion for detainees suffering mental ill health, see 8 Mental Ill Health and Learning Disabilities.
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7
ALCOHOL AND DRUGS
Contents
7.1 Drunk and Incapable 7.2 Under the Influence of Alcohol 7.3 Additional Risks Associated with Alcohol 7.4 Additional Risks Associated with Drugs 7.4.1 Swallowed or Packed Drugs Packages 7.4.2 Restraint and Drug Use 7.5 Rousing and Consciousness 7.6 Diversion
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Intoxicated with alcohol to the extent of losing control over normal physical and mental functions (Collins); Having drunk intoxicating liquor to an extent which affects steady self-control (Oxford).
For the purposes of this guidance, the following definition will be used: Drunk and incapable means that an individual has consumed alcohol to the point of being unable to either: Walk unaided; or Stand unaided; or is Unaware of their own actions; or Unable to fully understand what is said to them. As a guide, it is suggested that if someone appears to be drunk and showing any 'aspect' of incapability which is perceived to result from that drunkenness, then that person should be treated as drunk and incapable. A person found to be drunk and incapable should be treated as being in need of medical assistance at hospital and an 128
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ambulance should be called. If a drunk and incapable person who is under arrest declines or is refused medical treatment, they should, only as a last resort, be taken into custody at a police station. The fact that a person has declined or has been refused treatment does not absolve the police or the medical services of their responsibility. A protocol should be agreed with local healthcare agencies for dealing with people who are drunk and incapable. This protocol should include escalation procedures for quickly resolving issues of responsibility for drunk and incapable people.
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is believed to have consumed alcohol and/or drugs and has been physically restrained (eg, potential symptoms of injury or acute behavioural disturbance). An epileptic fit occurs. The detainee shows symptoms of alcohol withdrawal, especially delirium tremens (DTs).
Custody staff will have to carry out health-related activity in the custody suite when a healthcare professional is not immediately available. This may include initial care for detainees with the following conditions: Hypothermia; Vomiting (if the detainee has an impaired level of consciousness, they should be transferred to hospital as they will not be able to protect their airway and are at risk of choking); Hypoglycaemia (low blood sugar) untreated this may result in brain damage. Under these circumstances an ambulance should be called and, where available, the immediate assistance of a healthcare professional should be sought. If a person appears to have collapsed, their airway, breathing and circulation (ABC) should be checked. They should then be rolled into the recovery position if safe to do so. Any debris should be removed from the mouth and throat before attempting further resuscitation. Juveniles who display any symptoms of being drunk and incapable should always be transferred to hospital. Hypoglycaemia is more likely to occur in the young. For detailed information on the procedure for the handling of drunk and incapable persons, see NPIA (2011) Template Protocol for the Management of Detainees that are Intoxicated and Incapable in a Public Place.
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per cent of detainees in police custody were dependent on alcohol. Between 1998/9 and 2008/9 there was known to be a total of 188 deaths in or following police custody, where consumption of alcohol or a combination of alcohol and drugs was a factor3. Staff tend to take longer to identify a health problem where detainees are suffering from the effects of alcohol. In over half (seventy-one) of those deaths mentioned above, the detainee was in police custody up to six hours prior to death4. The health of a detainee who has consumed alcohol is likely to deteriorate more quickly than that of a detainee who has not. When dealing with persons believed to have consumed alcohol, staff must pay attention to these key risks: Alcohol is a poison in its own right and detainees can die of alcohol poisoning; Head injuries are often masked by drunkenness, symptoms of a serious injury to the head are the same as common signs of drunkenness (eg. slurred speech, drowsiness and vomiting); Diabetics may behave in such a way that they appear to be drunk and/or aggressive; Drug misusers may appear to be drunk when they have overdosed; Detainees should be able to walk to the cell and say a few words. if not, they should not be put in a cell but transferred to hospital; Where an individual is well known or familiar to police officers and staff, there is an increased risk that symptoms of serious illness or injury may go unnoticed, eg, regular detainees associated with alcoholism or drug addiction; The PNC may show that other serious medical conditions are present; Detainees who have consumed alcohol, are problematic users, or are withdrawing from alcohol, are at an elevated risk of suicide or self-harm.
IPCC Deaths in or Following Police Custody: An examination of the cases 1998/9 2008/9 4 IPCC Deaths in or Following Police Custody: An examination of the cases 1998/9 2008/9
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the detainee or the A&E manager provides clear written advice to inform the detainees care plan; Detainees may still have drug packages in their bodies and hospital tests and observation will not always detect them; The detainee will continue to be at risk of deterioration, which may be either slow or sudden.
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minimum level of every thirty minutes (Level 2). There are particular conditions to look for when rousing and checking detainees who have consumed alcohol. Where a person becomes harder to rouse, the change may be due to a serious unidentified medical condition such as: Head injury; Drug intoxication or overdose; Stroke. Where detainees are unusually quiet or snoring, this can be a significant indicator of risk. Detainees who are snoring may have an upper airway obstruction; they should be roused and checked at least every thirty minutes (Level 2) until they are able to talk coherently. Where a detainee fails to respond to rousing at the appropriate level, or if there is a decline in the condition of the detainee or their level of consciousness (for example, if speech becomes incoherent), a healthcare professional should be immediately informed or the detainee should be transferred directly to hospital. Details of the condition of the detainee and their level of responsiveness should be recorded on the custody record following each check. Custody staff should have a plan of action for a sudden collapse of a detainee. For further information see 13 Contingency Planning.
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7.6 DIVERSION
As an alternative to charging, the CPS has the option of issuing a conditional caution, to which restorative or rehabilitative conditions are attached. For example, a condition may be imposed for the detainee to attend an alcohol or drug awareness course or similar with a local agency. Such referrals are most effective when directed for the use of offenders who have committed minor offences where alcohol or drug use was a contributing factor, rather than for alcohol or drug dependent people. Youth conditional cautions can be given under s.66A of the Crime and Disorder Act 1998. CPS guidance on these is available at http://www.cps.gov.uk/publications/directors_guidance/youth_condit ional_cautions.html Police can liaise with local health and social care services for the purpose of diverting the detained person with alcohol and drug dependency into treatment or support, taking into account their particular psychological or psychiatric needs. For further information see 6.12 Diversion and Referral.
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8
People with Mental Ill Health and Learning Disabilities
Contents
Mental Ill Health Definitions Learning Disabilities or Difficulties Risk Assessment Mental Health Act Detainees 8.4.1 Place of Safety 8.4.2 Transfer 8.5 Mental Health Professionals 8.6 Interview and Appropriate Adults 8.7 Custody Exit and Aftercare Strategies 8.7.1 Home Office Circular 66/1990 Provision for Mentally Disordered Offenders 8.1 8.2 8.3 8.4
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This section should be read in conjunction with the Mental Health Act 1983 and amendments under the Mental Health Act 2007 and ACPO and DH (2010) Guidance on Responding to People with Mental Ill Health or Learning Disabilities. NCALT has a Mental Ill Health and Learning Disability Awareness E-learning package available for officers and staff.
If an officer has any suspicion, or is told in good faith, that a person of any age may be mentally disordered or otherwise mentally vulnerable, in the absence of clear evidence to dispel that suspicion, the person shall be treated as such for the purposes of this code. (PACE Code C, Paragraph 1.4) For further information on recognising signs of possible mental ill health or learning disabilities see: ACPO and DH (2010) Guidance on Responding to People with 138
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Mental Ill Health or Learning Disabilities 3.1 Recognising Mental Ill Health or Learning Disabilities; 7.5.7 Recognising Mental Ill Health or Learning Disabilities in Suspects. Paragraph 11.15 of the PACE Code C refers to a person who is mentally disordered or otherwise mentally vulnerable. When suspected of committing a criminal offence, such a person must not be interviewed other than in the presence of an appropriate adult except in certain circumstances (see 8.6 Interview and Appropriate Adults). Being in a police cell can have an adverse effect on a persons condition if they are already suffering from mental illness. In particular, isolation and the noise in a busy custody suite can be aggravating factors. Mental ill health and alcohol/drug misuse often coexist and a persons impulsivity may make it more likely that they will self-harm or consider suicide. People with mental ill health can experience an adverse reaction to being touched and this can sometimes escalate a threatening situation into a violent one. An individual may be more likely to respond positively to being talked to, with restraint only being used in situations where this approach is not possible or a real danger of harm is present to the individual or another.
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Those with mild learning disabilities may not receive any formal support or may not have had their disability identified before contact with the police. Also their needs and disability may not be obvious. Other people have profound and multiple learning disabilities and their needs will be considerable. When in contact with people with learning disabilities, the police need to be aware that individuals may be extremely vulnerable and suggestible. They may have difficulty with many everyday tasks, such as filling in forms, understanding information (written or spoken), concentrating and remembering, telling the time, knowing dates and using public transport. For more information see http://www.mencap.org.uk For additional guidance on interviewing people with Learning disabilities see MoJ (2011) Achieving Best Evidence in Criminal Proceedings.
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If the detainee appears to have a mental disorder, the custody officer must make sure the person receives appropriate medical attention as soon as reasonably practicable. This applies even if the detainee makes no request for medical attention. Medical examinations must be carried out by an appropriate healthcare professional.
Following Assessment If the registered medical practitioner is able to conclude, following clinical assessment, that the individual: Is not mentally disordered within the terms of the MHA 1983, then the detainee may no longer be detained under this section and will be immediately discharged from detention. (See MHA 1983 Code of Practice 10.31 and 10.33 for additional detail on 141
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making any necessary arrangements for onward treatment and care.) Should be subject to detention under the MHA 1983 (sections 2, 3 and 4), then section 6 of the MHA 1983 provides a power for an applicant (usually the AMHP) to take and convey that individual to hospital.
For further information see ACPO and DH (2010) Guidance on Responding to People with Mental Ill Health or Learning Disabilities. 6.4 Section 136 of the Mental Health Act 1983 and Places of Safety 6.5 Transfers between Places of Safety 6.6.2 Protocol for Taking and Conveying
However, the MHA 1983 Codes of Practice indicate that for both England and Wales, a police station should be used as a place of safety for section 136 detainees on an exceptional basis only. Police cells are not suitable places for detaining people with mental
hospital means: (a) Any health service hospital within the meaning of the [National Health Service Act 2006 or the National Health Service (Wales) Act 2006];and (b) Any accommodation provided by a local authority and used as a hospital by or on behalf of the Secretary of State under that Act; and (c) Any hospital as defined by section 206 of the National Health Service (Wales) Act 2006 which is vested in a Local Health Board.
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health problems, and a persons condition can sometimes be exacerbated by being held in such conditions. Forces must develop and agree protocols with mental healthcare trusts and hospital trusts identifying a first choice place of safety, and the criteria for their use. A template protocol is available, see NPIA (2011) Template Protocol for The Management of Detainees That Require Hospital Treatment, forces may adapt and use this to agree terms with their local hospital trusts. Issues to be considered include: Arranging appropriate places of safety for individuals detained under sections 135 or 136; Arranging assessments for individuals detained under sections 135 or 136; The handover procedures between the police and mental health practitioners for patients who may be violent; Police escorting and/or transport of individuals to places of safety and mental health facilities; The agreed handover procedures for patients and detainees with mental ill health; Whether an AMHP should accompany the police when escorting people with known or suspected mental ill health.
Although the word arrest is not used in section 136 of the MHA 1983, detention or removal under this section is a preserved power of arrest under Schedule 2 of PACE and reasonable force may be used. The person is to be taken to a place of safety to be medically examined by a Section 12 registered doctor and assessed by an AMHP. From the time the person is detained until the time the examination and assessment are completed, the person is deemed to be in lawful custody and can be detained at the place of safety by the police and/or members of healthcare staff. The person may be transferred from one place of safety to another for the purposes of carrying out the assessment, see 8.4.2 Transfer. To enable this assessment to take place the person can be detained at the place of safety for up to seventy-two hours (which commences at the time of arrival at the initial place of safety). It is 143
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not necessary under section 136 of the MHA 1983 for a police officer to be present during this period. The person is entitled to legal advice (under section 58 of PACE and Code C) when detained in a police station as a place of safety. Under section 56 of PACE and Code C, the detainee is entitled to have one person who is known to them, or likely to take an interest in their welfare, informed of their whereabouts. However, officers should ensure that, wherever possible, others are also aware of the situation if the detainee requests this.
8.4.2 TRANSFER
Section 44 of the MHA 2007 amends sections 135 and 136 of the 1983 Act to enable a person detained at a place of safety to be transferred to another one, within the time limit for detention (seventy-two hours). In practice, this means that where a violent or potentially violent individual has been detained under sections 135 or 136 of the MHA 1983 and has (under those exceptional circumstances detailed) been taken to a police station as the initial place of safety, they may then (within the seventy-two hour overall detention limit) be transferred to a suitable hospital as appropriate to the risk assessment, medical assessment and treatment needs of the individual. This assessment will have involved the AMHP, and the hospital (or other second place of safety) must have formally accepted they are willing to receive the patient. In this situation the PER Form should be accompanied as a minimum by the Detainee Medical Assessment Form (450), and the Detainee Medication Form (450a) under confidential cover if required. The police may be asked by an external agency to assist in transporting a violent or potentially violent person to a mental health establishment after they have been detained under the MHA 1983. The needs of the individual and the circumstances of the situation should be assessed to determine the safest method of transportation. Options include: 1. An ambulance with police personnel present to assist the ambulance staff and any mental health staff; 2. A police vehicle with mental health staff present to monitor and assist in communicating with the detainee (an unmarked police vehicle would be most appropriate where this is available). 144
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At least two staff should be involved in the transportation of such detainees. Where a person has been sedated or given medication by healthcare professionals before being transported, this may affect the decisionmaking process above. Forces should establish procedures and agreed inter-agency protocols for dealing with requests for the transportation of detainees with mental ill health. Whilst developing these protocols managers should consider: time standards for transportation, which organisation should be notified in the event of a breach of these standards, and governance arrangements. For further information see: ACPO and DH (2010) Guidance on Responding to People with Mental Ill Health or Learning Disabilities 6.4.7.1 Transport.
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Disabilities, Section 6 Use of Police Powers under the MHA 1983 and the MCA 2005. If a person is detained for assessment or treatment in hospital, or in the community under supervised community treatment (SCT), the person with overall responsibility for their case is known as the Responsible Clinician (RC). The RC must be an approved clinician, ie, approved by the Secretary of State (in relation to England) or the Welsh Ministers (in relation to Wales) to act as an approved clinician for the purposes of the MHA 1983. Forces should ensure that multi-agency protocols include clear arrangements for supporting, where relevant, AMHPs to conduct outof-hours assessments.
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adult service if such a service exists locally. Forces should not use police staff or officers to carry out this role. A person cannot act as an appropriate adult if they are suspected of involvement in the offence, are a victim or witness, are involved in the investigation or have received admissions prior to attending the police station (PACE Code C, section 1). For more information on the role of appropriate adults, see Home Office (2011) Guide for Appropriate Adults. Under PACE minor variations in the wording of the caution are permitted providing that the sense of the caution is preserved. If it appears that a person does not understand the caution, the person giving it should explain it in their own words (PACE Code C, Notes for Guidance 10D). For further information relating to cautioning and interviewing mentally disordered or vulnerable people and people with learning disabilities or difficulties, see ACPO and DH (2010) Guidance on Responding to People with Mental Ill Health or Learning Disabilities 7.5 Criminal Justice Response: 7.5.6.1 The Right to Silence; 7.5.6.2 The Right to Legal Advice; 7.5.8 Fitness for Detention and Interview; 7.5.11 Interviewing Suspects. Officers and staff should be aware that: The presence of an appropriate adult is not an adequate substitute for legal advice; A mentally vulnerable detainee may require extra time and help in understanding the legal process; A suspect with mental ill health or learning disabilities may be more unlikely to ask for a solicitor. An appropriate adult may request the presence of a legal representative on behalf of the detainee even if the detainee has not asked for this. It should be noted, however, that the detainee cannot then be forced to see the legal representative. There should be no undue delay in charging decisions. If the suspect is mentally disordered or otherwise mentally vulnerable, PACE Code C (Annex E, paragraph 11) specifies that where the decision has been taken to proceed with a prosecution, the resulting action primarily the charging should be undertaken in the presence of an 147
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appropriate adult. The appropriate adults presence is required, however, only if that person is already at the police station. There is no power under PACE to detain a person and delay action solely to await the arrival of the appropriate adult (PACE paragraphs 16.1 and 16C).
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Referral can mean that intervention is provided to those who cannot find it for themselves or have potentially not been supported to do so prior to their detention. As well as being positive for the individual concerned, this referral may address the possible offending stimuli for that individual and thus reduce reoffending and future demand on the police. Note: Service agreements between the police and healthcare providers should take into account the fact that release may not be delayed pending the provision of a relevant service. For example, where someone is arrested for a (minor) criminal offence and the decision is taken while they are in police custody to divert them to the health service, the person should be diverted from the police station as soon as possible and, in any event, within twenty-four hours of their arrest. Where possible, forces should establish procedures and agreed inter-agency protocols for dealing with requests for referral of detainees. While developing these protocols, managers should consider time standards for transfer from custody and which organisation should be notified in the event of a breach of these standards, and governance arrangements.
8.7.1 HOME OFFICE CIRCULAR 66/1990 PROVISION FOR MENTALLY DISORDERED OFFENDERS
Home Office Circular 66/90 Provision for Mentally Disordered Offenders requires that diversion for mentally disordered offenders be considered before a decision on charging is made, and that mentally disordered offenders should, wherever possible, receive health and social care as an alternative to being punished by the criminal justice system. Diversion of this type will require collaboration between the police and health and social care agencies, and may involve: Removing the suspect to a place of safety under section 136 MHA 1983; Arranging for psychiatric assessment to be carried out; Referring the suspect to community health services; Facilitating the persons voluntary admission to hospital. 149
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9
CHILDREN AND YOUNG PEOPLE
Contents
9.1 Risk Assessment 9.2 Detention Rooms and Cells 9.3 Sharing Information and Duty of Care 9.4 Girls under the Age of 17 Years 9.5 Transportation of Young Persons 9.6 Appropriate Adults 9.7 Youth Offending Teams 9.8 Police and Criminal Evidence Act 1984 Transfers
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Vulnerability is defined by section 23(5A) of the Children and Young Persons Act 1969 (as amended) and relates specifically to a young person's physical or emotional immaturity or propensity to harm themselves. When carrying out the risk assessment of a young person in police custody precise language is needed to describe the young person's behavior and characteristics and how these may affect decision making on the level of supervision, and the appropriate method of disposal or diversion. Young people who have been detained are, when compared with the normal population, statistically more likely to: Suffer from mental health problems; Have substance misuse problems; Have literacy and numeracy levels below that expected nationally for their age; Have specific difficulties with speech, language and communication; Have greater difficulty expressing their views and participating in decision making; Have low self-esteem and confidence; Have been found to be in high levels of housing need, that is, they may have been living in inadequate housing or placed in temporary accommodation, bed and breakfast or a hostel.
Indicators of increased vulnerability or risk in children and young people The following list is taken from the Youth Justice Board YJB 001Placement Confirmation form. It provides indicators of risk on 151
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entry to prison or secure accommodation, but it may be used to show potential increased vulnerability in police custody.
Welfare The child or young person: Is currently accommodated by voluntary agreement with parents or is an unaccompanied asylum seeker; Was previously accommodated by voluntary agreement with parents or was an unaccompanied asylum seeker; Is under, or was previously under child protection categories of emotional abuse, neglect, physical abuse, sexual abuse, other; Is in care or eligible for leaving care services; Is emotionally immature; Has a history of abuse or trauma; Has learning difficulties; Is physically immature; Is currently remanded to local authority accommodation; Was previously remanded to local authority accommodation; Is currently subject to a care order; Was previously subject to a care order; May be a victim of bullying. Health The child or young person: Has ADHD (attention deficit hyperactivity disorder); Requires detox; Is expressing or displaying depression; Has mental health concerns; Is on medication; Is a parent; Is pregnant; Has substance misuse problems. Risks to others The child or young person: Is currently displaying aggressive behaviour; Has previously displayed aggressive behaviour (PNC Warning Marker or intelligence); Has gang related issues; Has a history of bullying; Is on the sex offender register; Is currently using sexually inappropriate behaviour; Has previously used sexually inappropriate behaviour. 152
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Sharing Personal and Sensitive Personal Information in Respect of Children and Young People at Risk of Offending, A Practical Guide and 6.12 Diversion and Referral.
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Attending court.
Young persons should not be carried in a vehicle with adult detainees unless the vehicle being used has been designed and built to carry them simultaneously. Vehicles that are available for this specific purpose have been authorised under the new (2011) PECs contract arrangements.
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information that may be provided on the role of an AA see Home Office (2011) Guide for Appropriate Adults. Alternative arrangements should be made when: Reasonable efforts have been made to contact the parents without success; Parents have refused or are unable to attend; Parents are disqualified because they are involved or a victim of the alleged offence; Parents have received admissions prior to acting as an appropriate adult; or The young person is estranged from the parent, and they expressly and specifically object to their presence.
For further information see PACE Code C, Notes for Guidance, 1B. Detention can be very stressful for young people. It is important that an appropriate adult attends as soon as is practicable in order to minimise the necessary period of detention. The National Standards for Youth Justice (2010) require attendance within two hours of the initial request being placed. In order to use time and resources to best effect, YOTs should consider the location and travelling time of the AA requested, as well as the availability and arrival time of the solicitor and arrangements for those jointly arrested. It is useful for the AA to have knowledge of the young persons circumstances and background. In order to facilitate this, YOTs need to identify whether or not the young person is known to the YOT or Social Services Department and in what capacity. Where there is a supervising officer or allocated social worker, they should be contacted to ascertain what information is available about the young person. Careful consideration, especially when relating to volunteers, should be given when requests to attend relate to violent or sexual offences. A trained social worker is more likely to have the knowledge and experience to deal with this. Particular consideration should also be given to ensuring that young people who are identified as having mental ill health or learning disabilities/difficulties are appropriately supported. PACE Code C, Notes for Guidance 1D, state that in these circumstances a trained and experienced professional may be more satisfactory than a 156
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relative. The detainees own wishes should be respected and their choice between a relative or professional AA should be accommodated where possible.
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10
DEATHS IN CUSTODY AND SUCCESSFUL INTERVENTIONS
Contents
10.1 Definitions 10.1.1 First Actions Following a Successful Intervention 10.1.2 Referral to the IPCC 10.1.3 Incidents of Death or Serious Injury 10.2 The Corporate Manslaughter and Corporate Homicide Act 2007 10.2.1 Duty of Care 10.3 Post-Incident Management 10.3.1 Providing Accounts 10.3.2 Documentation and Disclosure 10.3.3 The Role of the Post Incident Manager 10.4 Learning the Lessons 10.4.1 Learning from Investigations 10.4.2 Other Agencies
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10.1 DEFINITIONS
Successful Interventions For the purposes of this guidance the terms intervention and/or adverse incident mean: successful
Any incident which, if allowed to continue to its ultimate conclusion, would have resulted in the death, serious injury or harm to any person. Death in Custody There are four categories which define death in custody or following contact with the police. Category 1 Category 2 Category 3 Category 4 Fatal road traffic accidents involving the police Fatal shooting incidents involving the police Deaths in or following police custody Deaths during or following other types of contact with the police
For further information on definitions and referral of complaints and conduct matters to the IPCC see IPCC (2010) Statutory Guidance Statutory Guidance to the police service and police authorities on the handling of complaints.
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Immediate Next Steps Inform the duty inspector. Consider doing the following in conjunction with the inspector. These actions will be based on the seriousness of the actual harm and the intended or likely consequences of their actions: Identify all potential scenes and secure as appropriate. Photograph the whiteboard. Ensure that the incident and any subsequent actions are noted on the custody record. This should include providing the time of those actions and the time the record is made. Ensure an incident log/serial/report is created and commence a scene log. Consider relief of custody staff for remaining shift and their next shift. Next Steps Inform the Professional Standards Department (PSD) they will consider compliance with the statutory reporting to the Independent Police Complaints Commission (IPCC) (where death or serious injury has not occurred there is no mandatory referral requirement however voluntary referral may be appropriate). Inform the relevant Police Federation representative. They can advise the officers involved and secure legal representation if required. 160
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Complete a self-harm report. Arrange debrief. This should be carried out only after the officers involved have provided an account and the needs of the investigation have been met. It may be that such a debrief only takes place following conclusion of the investigation. These considerations do not, however, preclude speaking to relevant staff on issues of welfare and the next stages of any PSD and IPCC actions.
Checklist 15 Actions to Be Taken Following a Successful Intervention When It Occurs in a Place that Is Not a Police Station (Incident Following Police Contact)
Check for vital signs and apply first aid as necessary. Consider the need for medical support. Consider whether the detainee should be transported to hospital or call an ambulance if appropriate. Consider the need for the detainee to be accompanied by a police officer if taken to hospital. Immediate Next Steps Inform the duty inspector. Identify all potential scenes and secure as appropriate. Next Steps Inform the PSD. Inform the relevant Police Federation representative. They can advise the officers involved and secure legal representation if required. Arrange debrief. This should be carried out only after the officers involved have provided their initial account and the needs of the investigation have been met. It may be that such a debrief only takes place following conclusion of the investigation. These considerations do not, however, preclude speaking to relevant staff on issues of welfare and the next stages of any PSD and IPCC actions.
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If death is confirmed: Identify all potential scenes and secure as appropriate; Close the custody record for that detainee and ensure that all future actions are recorded in the scene log; On paper custody records underline the last entry in red (timed and signed) or secure the IT record and a make suitable entry on it; Ensure an incident log/report/serial is created and commence a scene log; Call an inspector to the scene; Inform the duty inspector/custody inspector, who will inform custody command or similar as per force structure; Inform the Criminal Investigation Department (CID) as applicable; Inform the PSD as applicable; Identify witnesses, the last person to see the detainee alive and the person who first saw the deceased detainee they need to be available as required; Inform the relevant Police Federation representative, who can advise the officers involved and secure legal representation if required; Consider moving those detainees who may be witnesses; Consider closing the custody suite and transferring all the detainees; Arrange a critical incident debrief for staff involved. This should be carried out only after the officers involved have provided their initial account and the needs of the investigation have been met. It may be that such a debrief only takes place following conclusion of the investigation. These considerations do not, however, preclude speaking to relevant staff on issues of welfare and the next stages of any PSD and IPCC actions.
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Checklist 17 Actions to be Taken When a Death Occurs in a Place that Is Not a Police Station (Incident Following Police Contact)
Check for vital signs and consider first aid. Call for medical assistance.
If death is confirmed: Identify all potential scenes and secure as appropriate; Inform the duty inspector who will either attend the scene or nominate an officer of inspector rank or above to attend the scene; Inform the CID as applicable; Inform the PSD as applicable; Inform the relevant Police Federation representative, who can advise the officers involved and secure legal representation if required; Identify witnesses; Arrange a critical incident debrief for staff involved. This should be carried out only after the officers involved have provided their initial account and the needs of the investigation have been met. It may be that such a debrief only takes place following conclusion of the investigation. These considerations do not, however, preclude speaking to relevant staff on issues of welfare and the next stages of any PSD and IPCC actions.
The welfare of staff, other detainees and the relatives of the deceased must be considered in addition to the needs of the ongoing investigation. Forces must ensure that there are local procedures in place to deal with incidents of death and successful interventions in custody.
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recorded conduct matter, are as follows: Investigations should be a search for the truth. The starting point is to investigate the incident, not the assumption that a person is to blame. It may be that as the investigation progresses, it needs to focus on the performance or conduct of individuals and that they should be held to account. The investigation process must be independent, competent, proportionate and timely. Police officers and police staff are entitled to a consistent investigation process wherever they work. The investigation process must be open and must improve communication with those who have complained, and members of the police service. Where possible, the focus should be on learning lessons, not apportioning blame.
Further information on investigating complaints and potential misconduct can be found in IPCC (2010) Statutory Guidance to the Police Service and Police Authorities on the Handling of Complaints.
The force will be guilty of an offence under this section only if the way in which its activities are managed or organised by the senior management is a substantial element in the breach. An individual cannot themselves be guilty of aiding, abetting, counselling or procuring the commission of the offence of corporate 165
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manslaughter. Where suicide has occurred and the judge has found that there was a relevant duty of care held by the police force for the detainee, a jury must decide whether the police force is guilty of corporate manslaughter under the Act. For more information see section 2(6) of the Corporate Manslaughter and Corporate Homicide Act 2007.
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Be capable of leading to a determination of responsibility and the punishment of those responsible; Be prompt; Allow for sufficient public scrutiny to ensure accountability; Allow the next of kin to participate (2003) 37 ECRR 2; if agents of the state were responsible, be capable of determining whether the killing was justified under Article 2.
These principles were approved by the House of Lords in the case of R (ex parte Amin) v Secretary of State for the Home Department [2003] UKHL 51 (the Zahid Mubarek case). The requirements under Article 2 ECHR are, therefore, relevant and can extend to any situation in which death or serious injury of a detainee occurs. The essential purpose of an Article 2 investigation is: To secure the effective implementation of laws safeguarding the right to life; and In those cases involving agents of the State, to ensure their accountability for deaths occurring under their responsibility. Where a death has occurred following the use of a restraint technique, the investigation must be capable of leading to a determination of whether any force that may have been used was or was not justified in the circumstances. Where any death of a detainee in police custody has occurred, steps must be taken to secure all relevant evidence, including witness testimony and forensic evidence. The procedures adopted should be designed to demonstrate integrity of purpose in all actions and discussions between the officers involved. Any deficiency in the investigation which undermines its capability of establishing the circumstances of the case and any responsibility is liable to fall short of the required measure of effectiveness. Incidents involving death in police custody may well incur public and media interest, and can be highly emotive and stressful for all involved. As a consequence, both the investigative function and the chief officers duty of care to officers and police support staff involved must be afforded a high priority. 167
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The duty of care to officers and police staff extends to welfare, physical, psychological and medical support. In addition, the police staff associations have arrangements for providing advice and support to officers. In facilitating the provision of these services, investigating officers, post incident managers (See 10.3.3 The Role of the Post Incident Manager) and staff association representatives have distinct roles. It is, however, essential that all officers, post incident managers and those involved in any debriefing process are able to demonstrate integrity of purpose in all communications between each other and in record making and debrief procedures. The responsibility for securing evidence and taking appropriate action in an Article 2 investigation remains with the Police Service until such times as the IPCC has taken over the investigation. It is the responsibility of the police force being investigated to facilitate that investigation through, for example: Identification and preservation of the scene and exhibits; Identification of immediately available witnesses; Securing of physical evidence; The availability of experienced family or witness liaison officers.
Early notification to the IPCC will enable agreement to be made on procedures to be adopted and initial actions to be taken by the police. If a death has occurred outside the police custody suite, for example, at the scene of an incident following arrest, the scene must been secured as soon as is practicable. Officers involved in the incident should return to a police station or other suitable location where post-incident procedures will take place. This will assist in securing the integrity of the scene, defuse any tensions at the scene and enable post-incident issues, including those of evidence and welfare, to be attended to.
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There is a positive obligation on officers involved to ensure that all activity relating to the recording of accounts is transparent and capable of withstanding scrutiny. Where an officer has any concerns that the integrity of the process is not being maintained, they must immediately draw this to the attention of the person in charge of the post-incident process and ensure that this is documented.
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The custody record will detail events and interactions within a custody suite; however, where an incident has occurred outside the custody unit, recollection of detail will be key to the investigation. Officers or staff who have been involved in a traumatic incident will often experience a range of physiological and psychological responses which may determine their perception of time, distance, auditory and visual stimuli and the chronology of key events. This may affect their ability immediately after the incident to recall what may be important detail. Where, over time, officers and staff recall more information, this should be recorded in a further account. It is the responsibility of each individual police officer involved in the incident to ensure that any information that may be relevant to the investigation is disclosed, recorded and retained. This information should include an officers own observations relating to the incident and any accounts received from witnesses (eg, custody staff, other officers, escort staff, court staff, members of the public and other detainees).
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A PIM will usually be nominated by the force to which the custody suite belongs or the arresting officer belongs. This will apply to any policing incident or operation, including those which cross force boundaries. Appropriate support should be available from the force in which the incident occurs. Forces should consider the possibility of such occurrences and have appropriate joint operational force and regional protocols to deal with post-incident procedures. The PIMs role is to facilitate the investigation, ensure integrity of process, and establish the basic facts of what happened. In the first instance the PIM should obtain this information from a source other than the custody officer. If, however, this information is only available from the custody officer, the PIM should remind them of the importance of legal advice before seeking the information. The PIM will also ensure that the basic facts are passed to the investigator.
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In the case of external police or independent IPCC investigations, the inquirys terms of reference will establish effective liaison arrangements between the force and investigators. This is to ensure that the emerging facts and early lessons are communicated as soon as possible, without compromising the investigation outcomes.
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11
BUILDINGS AND FACILITIES
Contents
11.1 Health and Safety 11.1.1 Definition 11.1.2 Ligature Points 11.1.3 First-Aid Equipment 11.1.4 Suicide Intervention kit 11.1.5 Cell Call systems 11.1.6 Entry to the Custody Suit 11.1.7 Holding Areas 11.1.8 Cell Corridors 11.1.9 Alarm Systems 11.2 Maintenance of a Custody Suite 11.2.1 Cells 11.2.2 Hatches 11.2.3 Doors 11.2.4 Booking-In Area 11.2.5 The Exercise Yard 11.2.6 Cleaning 11.3 Fire Safety 11.4 CCTV 11.4.1 Planning 11.4.2 Responsibility for the CCTV System 11.4.3 CCTV Signs 11.4.4 Use and Monitoring of CCTV 11.4.5 Access to Images 11.5 Audio Recording
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11.1.1 DEFINITION
The Health and Safety Executive (HSE) defines a hazard as anything that may cause harm, and a risk as the chance, high or low, of somebody being harmed by the hazard, and how serious the harm could be. All employees have a responsibility under Health and Safety legislation to identify hazards and risks. Risk management, as set out in Health and Safety legislation, must be used when assessing possible hazards. Further information is available from the HSE website: http://www.hse.gov.uk
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People who are determined to self-harm may go to extreme lengths to do so. Detainees can and will be ingenious in the methods they use. Items such as the mattress, blanket and pillow (if provided) 175
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should be checked for damage to ensure they do not provide potential ligature material. To take their own life using a ligature, a person requires both the means of forming the ligature and the means of attachment, normally to a structure. Removing one or, preferably, both opportunities minimises the risk. Staff who inspect cells must be aware that ligature points can be found at high and low levels. They can take any form, eg, cracks, gaps in benches, any pipe, tube, bar or similar fittings. Inspections should be conducted methodically, working from the ceiling to ground level. This is not just a problem in older custody suites, but can equally occur in new buildings. Poor repair work can create ligature points. Repairs must be undertaken professionally, with material appropriate to the specific situation. The higher initial cost of safer materials will be offset by their longevity and safety. If a potential ligature point is identified, the detainee should either be removed from the cell or the risk effectively managed. Where the ligature point has been caused by damage or wear, remedial work should be carried out as soon as is practicable. The custody officer will be required to constantly manage the risks associated with that cell when it is in use until it has been fixed/improved, inspected, and declared safe for normal operational use, see 11.2 Maintenance of a Custody Suite.
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A detainee becomes the responsibility of his/her designated custody officer as soon as they arrive at the police station and are booked into custody. See 2.4 Arrival at the Station.
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the nominated person) as they will ultimately be responsible for the placement of a detainee in the cell. Cells which have been taken out of use for safety reasons must be inspected after remedial work has been completed and before they can be reused. This includes cells which have been taken out of service after ligature points have been found. Custody managers should establish stock control systems, taking into account projected demand and realistic lead times. A risk assessment must be completed before any moveable furniture is placed in areas such as medical and interview rooms. The materials used must be capable of withstanding heavy impact and in medical rooms of meeting requirements for infection control and forensic cleaning. (These requirements may be specified by the healthcare professional themselves, or within the contract for healthcare services to custody). For information relating to the equipment and supplies required in the medical room see the approved Faculty of Forensic and Legal Medicine (2007) Operational Procedures and Equipment for medical rooms in police stations and victim examination suites
11.2.1 CELLS
All cells should have adequate natural and artificial light. Cell fittings and furnishings should meet the appropriate current fire rating and must be highly robust to withstand extreme and continual abuse. They should be constructed and maintained to prevent ligature attachment or other forms of self-harm. Furnishings in areas of a custody suite accessible to detainees should be secured to the floor where operationally practicable; they should also be well maintained and not have any sharp edges. Furniture should not be allowed to come loose in a way that would enable a detainee to wedge part of their body in or behind it, or to create a ligature.
11.2.2 HATCHES
All cell hatches present risks. Older police cells which may not have been designed to current specifications present greater risks. Consideration may be given to replacing old hatches of the types 179
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associated with past self-harm incidents with safer current Home Office approved types. Hatches must always be left fully closed after use. Signs may be placed on cell doors to remind staff of this.
11.2.3 DOORS
All cell doors should open outwards and be fitted with the Home Office anti-ligature handle and an adjustable and removable door keep. Doors should be well maintained and fitted tightly. A maximum gap of 2mm is advised between the cell door and rebate when the door is closed. All doors to rooms that a detainee may have access to within the custody suite should have vision panels. The only exception is the medical examination room where a balance must be struck between safety of the staff and the detainee, and confidentiality.
11.2.6 CLEANING
Risks can be greatly reduced by adopting a comprehensive cleaning 180
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regime of all custody areas. Procedures for specialist cleaning services to remove body fluids must be considered. Adequate drainage should be provided in custody areas and exercise yards. If drainage becomes contaminated by body fluids, this must also be professionally cleaned. Rooms used for medical examinations must be thoroughly cleaned and those used for forensic examination must be forensically cleaned. All cleaning fluids should be stored securely.
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3) Cold smoke tests are carried out to inform staff what may happen to smoke within cells when the cell door is opened so that they can safeguard their own and detainees safety in the event of fire. 4) An appropriate plan is in place that will allow staff to safely evacuate the cell in which the fire has occurred without placing the life of that detainee, other detainees, or their own lives, at serious risk. 5) Appropriate fire evacuation plans ranging from phased partial evacuation up to and including total evacuation are agreed, recorded and kept in a readily accessible place. All custody staff must be aware of that these plans and they should be practised regularly. Tests indicate that a cell in which a custody mattress and blanket have been ignited may not be a tenable or survivable environment after a very few minutes, the principal risk being the smoke generated. Waiting for emergency service response may not be an appropriate or adequate response. Inappropriate ventilation systems in older suites that do not achieve negative air pressure within the cell may place staff and other detainees at risk when the cell door is opened. This is due to smoke release into the cell corridor. Forces are advised either to ensure that the suite ventilation system is reconfigured to safe allow evacuation in these circumstances, or to put in place alternative and adequate safeguarding measures.
For more detailed information or advice on fire safety contact the Home Office Technical Standard Unit.
11.4 CCTV
CCTV can be used for both monitoring the welfare of detainees and for the prevention and detection of crime. Forces should establish a policy stating the purpose of the CCTV system and this must be declared in force notifications to the Information Commissioner, see Data Protection Act 1998, Sections 17 and 18. In addition, the policy should specify whether CCTV is intended to be used for general monitoring of staff performance. 182
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To comply with the Information Commissioners Code of Practice, CCTV images must not be retained longer than is necessary for the intended purpose. Where CCTV is in use, forces must establish policies and protocols to protect the detainees privacy and prevent abuse of the system. The active use of CCTV fitted in a cell should be considered on an individual basis, subject to the risk assessment. Any request by detainees to have the CCTV turned off shall be refused, see PACE Code C, paragraph 3.11. CCTV images must not be used to circumvent identification procedures. Identification procedures must be carried out in accordance with PACE Code D.
11.4.1 PLANNING
Forces must decide on the areas that CCTV should cover. When establishing force policy for CCTV in custody suites, consideration should be given to having all cells fitted with CCTV. CCTV coverage should be as advised in the HOPBDG. The following areas should also be considered in CCTV requirement planning: The vehicle docking area; Entrance to the custody suite; Access corridors to and from the rest of the police station; Holding areas; The charge room area; The custody officers desk in the charge room (should provide separate images showing the officers face/body, detainee face/body and property transfer on desk); Detainee property store or entry to this area; Cell corridors; Entry to the interview rooms; The fingerprinting area; The evidential breath analysis device room; Exercise yard; The custody office CCTV equipment cabinet; The custody CCTV viewing area; Cell interiors (including detention rooms).
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CCTV may visually cover the following areas but, because of the need to protect legal privilege, should not have audio recording or audio monitoring facilities: Rooms set aside for private legal consultation; General interview rooms.
The IPCC (2011) Deaths in or Following Police Custody: An examination of the cases 1998/92008/9, recommends that police forces should make CCTV available in at least one cell in the custody suite, to be used when a detainee is identified as being at risk, and, where available, that it is fully operational. Access to images recorded on custody CCTV must be controlled to protect the rights and dignity of individuals and to maintain the continuity of evidence. Policy should ensure: Screens for monitoring live images from cells are placed out of the sight of anyone who is not directly involved in monitoring the detainees welfare; Opportunities for accidental or casual viewing by detainees are minimised; Facilities for playing back recorded images are housed in a separate area and operated only by trained staff. All viewings must be documented. The CCTV monitoring area should itself be covered by CCTV and staff should be made aware that they are being recorded while performing this function. Monitors for communal areas can be displayed anywhere in the custody suite and can be a useful way of reminding and reassuring detainees and staff that CCTV is in use. For reasons of privacy, the following areas must not be covered by the CCTV system: The examination area of the healthcare professionals consulting room, (other areas of the consulting room can have CCTV for the safety of staff and detainees); The shower area/wash areas; All WC areas. The cell WC area should be pixelated on monitors for privacy reasons. The full image should be recorded without pixelation. 184
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Monitoring staff should have the ability to remove pixilation (this act being auditable on the system) when needed for short periods to check detainee safety. Retrieving Images and Footage Non-digital systems should be fitted with an audible warning device that indicates when tapes are approaching the end. This is to ensure that recording is continuous and that errors do not arise in the storage of video footage. Where material is required to be backed up, copied or extracted from technical equipment, specialists trained and authorised in such procedures should be used. This includes making master and working copies of material. The use of specialists will prevent the potential loss of images and safeguard the integrity of evidential material. Details of trained personnel should be available to custody staff. Where images have been transferred to disc, cassette or any other medium, auditable storage systems must be used. For further guidance on procedures on downloading and storing digital images, see ACPO (2007) Practice Advice on Police Use of Digital Images.
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CCTV-equipped cells, it is good practice to have the ceiling and door surfaces of each monitored cell clearly labelled with a stencilled sign indicating that CCTV is in operation. Section 9 of the Information Commissioners Office (2008) CCTV Code of Practice requires that signs are suitably placed so that the public and staff are aware that they are entering an area covered by CCTV. The size and position of such signs is not prescribed, but they should be clearly visible and legible. Signs should identify the purpose of the system, who is responsible for its operation and contact details for enquiries. Although not specified in the code, provision should be made for those who cannot read English or those who are vision impaired. Pictorial or multi-lingual signs or verbal communication of the required information can be used in such instances.
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In a report published by the IPCC (Hannan, M., Grace, K. and Bucke, T. (2010) Deaths in or following police custody: An examination of the cases 1998/99 2008/09) it is recommended that independent custody visitors should check that CCTV is operational when carrying out their custody visits. Visitors should be able to ask the custody officer whether the CCTV is working and be given a demonstration if necessary. See ICVA National Standards on Independent Custody Visiting, http://www.icva.org.uk/about/nationalstandards/
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12
HUMAN RESOURCES AND TRAINING
Contents
12.1 12.2 12.3 12.4 Police Resources Contract Staff Training and Learning Provision National Custody Officer Learning Programme 12.4.1 Risk Assessment 12.4.2 Control and Restraint 12.4.3 PNC, PND and Local IT Systems 12.4.4 First Aid 12.4.5 Health and Safety 12.4.6 Hygiene 12.4.7 Food Hygiene
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Under the Health and Safety at Work etc Act 1974 an organisation (a police force is included within the definition of an organisation) has a duty under the Act and liability as an employer that extends to both employees (police officers and staff) and those who are not strictly employees but who provide a service to it, ie, agency or contract staff. An employers duty is generally accepted to include: (a) A duty to provide and maintain a safe place of work and equipment; (b) To provide competent employees; (c) To establish and enforce a safe system of work. All duties are personal and can not be delegated. Each force should have a role profile for the role of: Custody officer; Detention officer; Detention assistant; Escort officer.
Clear lines of designated responsibility, thorough risk assessment, and handover briefings are essential to protect the safety of detainees and custody personnel. Information recorded on the custody record must be clear accurate and completed in a timely manner.
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Contracts and role specifications may include details of certain duties and responsibilities that differ from initial expectations and assumptions made. It will also benefit police custody managers, officers and staff to have an awareness of the content of relevant healthcare professional contracts and cleaning contracts, so that forces are able to monitor standards effectively and hold staff to account according to the requirements of their contract. Custody officers should make themselves aware of the procedure for raising issues or concerns about learning needs or professional competence for a contracted employee. A single member of staff who does not demonstrate an adequate level of knowledge, understanding or operational competence has the potential to cause a detainee neglect and suffering and in the worst case scenario, death. Schedule 4, Part 3 of the Police Reform Act 2002 deals with the powers and duties of designated detention officers (see paragraphs 25 to 33C). It should be noted that the powers that detention officers have been designated with may vary between forces (according to the operational requirements of the force).
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escort officers, and non-designated custody assistants and constable gaolers must receive training and refresher training in first aid, staff safety, and control and restraint. In addition to formal training, staff retain individual responsibility for their own professional and personal development. All contracted staff must be suitable, trained and able to undertake their contracted role within police custody. Privately contracted designated detention officers who undertake booking-in work must be adequately trained in risk assessment. Mutual benefits can be achieved through joint agency training, for example, staff from mental health teams could deliver training to custody staff on dealing safely with detainees with mental ill health.
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Police custody staff must receive training to at least Modules 2 and 3 prior to taking up posts in custody. Refresher training must be completed at least every twelve months. Some contracted custody staff may not be trained, or adequately trained, in first aid. Minimum service requirements within all private contracts for custody staff should include a reference to an obligation for contract custody staff to immediately report any identified a need for urgent first aid to the custody officer. The custody officer will then arrange for the necessary first aid to be provided. It is recommended that custody suites are staffed to ensure the provision of immediate medical care to detainees prior to the arrival of ambulance crews or other medically trained persons, ie, that there is always at least one officer or member of staff who is trained in first aid working within the custody suite at any time.
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12.4.6 HYGIENE
Custody suites should be provided with hygiene control measures similar to those found in hospitals for the control of MRSA and other known infections. This includes using hygiene wipes and hand scrubs. Staff must be trained to use them properly. For further information see 11.2.6 Cleaning.
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CONTINGENCY PLANNING
Contents
13.1 Contingency Planning 13.2 Evacuation
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13.2 EVACUATION
Contingency plans for evacuation of a custody suite should make provision for alternative accommodation for detainees if an immediate return to evacuated premises is not possible. All staff engaged in custody duties should be briefed on the evacuation plans. A copy of the plans should be available at an agreed location outside the facility for use by other emergency services. Forces must establish evacuation plans for all of their custody facilities, and ensure that all custody staff are trained in the procedures to be followed in the event of a fire or other emergency requiring the evacuation of the custody suite. It is recommended that evacuation plans are tested on a regular basis and that, where possible, this testing is run in joint exercise with local Fire and Rescue Services.
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Appendix
Management of an At-Risk Detainee from a Prison or Young Offender Institution (YOI)
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What to Do When You Receive an At Risk Detainee from a Prison or Young Offender Institution (YOI) There are occasions when the police take people into custody who may already be in prison and who could be on a care or support plan, having been identified as a suicide or self-harm risk. Some examples are: When a prisoner is lodged overnight in police cells because of the distance of the court from any prison, and they are due back in that court the following morning. When a prisoner is released to police custody (sometimes referred to as a police presentation) because of outstanding elements of an investigation or new charges. When a prisoner is arrested on release from prison (known as a re-arrest or gate arrest). It is, therefore, possible that police custody staff will temporarily have in their custody an at-risk prisoner but may have no information about how to maintain the care/support plan that is already in place for them. To assist police custody staff, the current systems in use in prisons and YOIs and what police custody staff need to look for if an at-risk prisoner comes into their custody suite are explained here.
When taking over responsibility for prisoners, always make an immediate check for at-risk status. All public and private prisons use the ACCT system to identify and care for prisoners thought to be at risk of suicide or self-harm. ACCT stands for Assessment, Care in Custody and Teamwork, and is easily identifiable as an A4 orange form. It is an assessment and care planning tool. There are two reasons to provide the police with the ACCT Plan. 1. To provide details to custody staff of the risk and what can be done to support the detainee and keep them safe. 2. To provide information for staff at the prison/YOI that the detainee is returned to, about any important events while out of the prison/YOI, thereby aiding them to continue care for the detainee. 200
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If the ACCT Plan is not returned to the prison/YOI the second point is lost. What to do if the detainee is on an open ACCT Plan Check the information on both the front and inside front cover of the ACCT Plan. In particular, look at the: Required frequency of conversations and observations box on the front cover; Triggers/warning signs box on the inside front cover as this may contain particular behaviours or events to be aware of. Look at the Concern and Keep Safe Form (page 3) to learn why the ACCT Plan was opened.
Look at the current CAREMAP (pages 13 and 14) to see what action is required to keep the detainee safe. Occasionally, where the ACCT Plan has only just been opened, there may not be anything written on the CAREMAP. In this case look at the Immediate Action Plan (page 4) to see what action to take. Look at the On-Going Record (pages 21 and 22) to see what has recently happened. Check the Person Escort Record (PER) for any further information. If anything is unclear, ask the staff handing over the detainee for more information. While the detainee is in your care: Maintain the ACCT Plan (this can provide important information for staff at the prison/YOI that the detainee is returned to). Document relevant conversations, observations, significant events, changes in mood, behaviour or circumstances on the PER and on the On-Going Record (pages 21 and 22). The minimum frequency suggested by the prison/YOI for making such records is indicated in the Required Frequency of Conversations and Observations box on the front cover. Continue to follow your policies for receiving and caring for an at-risk detainee.
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Remember to: Talk to the detainee; Send the ACCT plan with the escort staff to the prison/YOI the detainee is to return to, and note this on the PER; Keep a copy with the custody record.
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Appendix
Custody Suite Inspection and Maintenance Regime
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A suggested inspection and maintenance regime for custody suites incorporating advice is contained within Home Office (2010) Police Buildings Design Guide (HOPBDG). It is a matter for local policy how it operates. Daily The following could be the responsibility of all custody staff and are in addition to the areas identified in 4.6.5 Cell Searches and 11.1.2. Ligature Points: Test cell call system (should be checked when detainee is placed in a cell); Inspect for damage in custody suite (risk assess for continued use); Inspect cells each time they are vacated; Clean suites daily, although some areas may need to be cleaned more frequently; Check contents of first aid kits and any suicide intervention kits, replacing any used or missing articles; Ensure recording equipment is tested before use if it does not have auto-test facility.
As Required Check and re-set calibration of specialist equipment (for example, livescan, evidential breath test machine); Clean forensic search rooms after use to ensure that they are suitably sterile for the next time they are required.
Weekly The following could be the responsibility of the Custody Manager or equivalent: Test the fire alarm; Test the emergency call alarm system; Check the cleaning of all surfaces; Inspect exercise yard/vehicle dock for damage/potential problems.
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Monthly The following could be the responsibility of the Custody Manager, Duty/Custody Inspector or equivalent, to: Assess the need for any specialist cleaning regime. Check the cleaning and topping up of floor gullies, including exercise yard. Note: Some internal gullies may require more regular topping-up due to evaporation. Ensure a testing regime for power failure is completed to maintain uninterrupted power supply (UPS) and generator working capability.
Quarterly The following could be the responsibility of a building surveyor with the Custody Officer/Custody Manager and the Health and Safety representative with the custody portfolio: Quarterly inspection of all areas with the building surveyor with the Custody Officer or Custody Manager; Checks of operating efficiency of heating, cooling and ventilation plan including filter replacement; Health and Safety Risk Assessment walk though this must be carried out after, for example, each change in layout and change in equipment use.
Annually The following could be the responsibility of the building surveyor with the Custody Officer/Custody Manager and the Health and Safety representative with the custody portfolio: Annual checks undertaken by specialist suppliers/manufacturers; Decoration check (biannually and redecorate as required); Annual search of the custody suite (this could be an opportunity for the search team to carry out training); Calibration check of building management control systems; Undertake the testing regime for a power failure to ensure UPS and generator working capability; Water testing, disinfecting and certification; Deep cleaning of suite by professional cleaning company; Practise evacuation drills. 205
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Appendix
Abbreviations and Acronyms
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AA ABC ABE ACPO ACCT ADHD AIDS AMPH APP ASW A&E CAMHS CBRN CCTV CDW CID CJS COLP
Appropriate Adult Airway, Breathing and Circulation Achieving Best Evidence Association of Chief Police Officers Assessment, Care in Custody, and Teamwork (Plan) Attention Deficit Hyperactivity Disorder Acquired Immune Deficiency Syndrome Approved Mental Health Professional Authorised Professional Practice Approved Social Worker Accident and Emergency Child and Adolescent Mental Health Services Chemical, Biological, Radiological or Nuclear Closed Circuit Television Community Development Worker Criminal Investigation Department Criminal Justice System National Custody Officer Learning Programme (NCALT)
Continuing Professional Development Criminal Procedure and Investigations Act 1996 Community Protection Order Crown Prosecution Service Community Safety Order Computerised Tomography (Scan) Drug and Alcohol Action Team Department of Health Deoxyribonucleic Acid Data Protection Act 207
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Detained Person Medical Form Director of Public Prosecutions Dangerous and Severe Personality Disorder Department of Social Security Delirium Tremens Drug Treatment and Testing Order European Convention on Human Rights European Human Rights Reports Emergency Life Support (First Aid Learning Programme Module 1)
EPO EU FASC
Emergency Protection Order European Union First Aid Skills for Custody (First Aid Learning Programme Module 3)
FASE
FASP
FFLM FIB FME FOIA GP HCP HIV HMIC HMIP HMI Prisons HMPS
Faculty of Forensic and Legal Medicine Force Intelligence Bureau Forensic Medical Examiner Freedom of Information Act 2000 General Practitioner Health Care Professional
Her Majestys Inspectorate of Constabulary Her Majestys Inspectorate of Probation Her Majestys Inspectorate of Prisons Her Majesty's Prison Service 208
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Human Rights Act 1998 Home Office Home Office Police Building Design Guide Human Rights Act 1998 Health and Safety Executive Independent Custody Visitors Intelligence, Intention, Methodology, Administration, Risk Assessment, Communication and Human Rights model
IO IPCC IPLDP
Investigating Officer Independent Police Complaints Commission Initial Police Learning Development Programme (Probationer Training)
Impact Nominal Index Information Technology Local Criminal Justice Board Local Safeguarding Children Board Multi Agency Public Protection Arrangements Report to Crown Prosecutor for Initial Charging Decision
Mental Health Act (MHA) 1983 Methicillin-Resistant Staphylococcus Aureus National Appropriate Adult Network National Centre for Applied Learning Technologies National Crime Recording Standards National Decision Model Norwalk virus National Policing Improvement Agency National Crime Recording Standards 209
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NHS NIM NO NOMS NPEG NTAC PACE PDP PDR PER PECS PI PIM PIP PNC PND PNLD POCA PoLSA PPO PSD PSO PSU RC RSHO RSO SARC SCT SOA
National Health Service National Intelligence Model Notification Order National Offender Management Service National Police Estate Group National Technical Assistance Centre Police and Criminal Evidence Act 1984 Potentially Dangerous Person Personal Development Review Person Escort Record Prisoner Escort and Custody Services Public Interest Post Incident Manager Professionalising Investigation Programme Police National Computer Police National Database Police National Legal Database Proceeds of Crime Act 2002 Police Search Adviser Prolific and Priority Offenders Professional Standards Department Prison Service Order Policing Standards Unit Responsible Clinician Risk of Sexual Harm Order Registered Sex Offender Sexual Assault Referral Centre Supervised Community Treatment Sex Offender Act 210
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SOCA SPOC SSAFA SSOU TB TSO TT&CG UKBA UKHL UPS ViSOR VS WCU YJB YOI YOT
Serious Organised Crime Agency Single Point of Contact Soldiers, Sailors, Airmen and Family Association Serious Sex Offenders Unit Tuberculosis The Stationery Office Tactical Tasking and Co-ordination Group United Kingdom Borders Agency United Kingdom House of Lords (England) Uninterrupted Power Supply Violent Offender and Sex Offender Register ViSOR registered offender PNC warning marker Witness Care Unit Youth Justice Board Young Offender Institution Youth Offending Team
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Appendix
References
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Acts
UNITED KINGDOM. Parliament. 2004. Children Act 2004. London: TSO. UNITED KINGDOM. Parliament. 1933. Children and Young Persons Act 1933. London: TSO. UNITED KINGDOM. Parliament. 2007. Corporate Manslaughter and Corporate Homicide Act 2007. London: TSO. UNITED KINGDOM. Parliament. 1998. Crime and Disorder Act 1998. London: TSO. UNITED KINGDOM. Parliament. 1967. Criminal Law Act 1967. London: TSO.
UNITED KINGDOM. Parliament. 1996. Criminal Procedure and Investigations Act 1996. London: TSO. UNITED KINGDOM. Parliament. 1998. Data Protection Act 1998. London: TSO. UNITED KINGDOM. Parliament. 2010. Equality Act 2010. London: TSO.
UNITED KINGDOM. Parliament. 2004. Gender Recognition Act 2004. London: TSO. UNITED KINGDOM. Parliament. 1974. Health and Safety at Work Act 1974. London: TSO. UNITED KINGDOM. Parliament. 2005. Mental Capacity Act 2005. London: TSO. UNITED KINGDOM. Parliament. 1983. Mental Health Act 1983. London: TSO.
UNITED KINGDOM. Parliament. 1984. Police and Criminal Evidence Act 1984. London: TSO. 213
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UNITED KINGDOM. Parliament. 2002. Police Reform Act 2002. London: TSO. UNITED KINGDOM. Parliament. 2005. Serious Organised Crime and Police Act 2005. London: TSO. UNITED KINGDOM. Parliament. 1998. Terrorism Act 2000. London: TSO.
Statutory Guidance
Department of Health (2008) Mental Health Act 1983, Code of Practice. London: TSO. Available from http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/Publi cationsPolicyAndGuidance/DH_084597 [Accessed 06 February 2012]
Home Office (2003) Code of Practice Independent Custody Visiting [Internet]. London: TSO. Available from http://www.icva.org.uk/_source/downloads/other/CodeOfPractice.doc [Accessed 06 February 2012] Home Office (2005) Code of Practice on the Management of Police Information [Internet]. Wyboston: NCPE. Available from http://npia.police.uk/en/6520.htm [Accessed 06 February 2012] Home Office (2011) Police and Criminal Evidence Act 1984, Codes of Practice AG, Code C, Revised Edition. London: TSO. Information Commissioners Office (2008) CCTV Code of Practice [Internet]. London: ICO. Available from http://www.ico.gov.uk/for_organisations/data_protection/topic_guide s/cctv.aspx [Accessed 06 February 2012] IPCC (2010) Statutory Guidance to the Police Service and Police Authorities on the Handling of Complaints [Internet]. London: IPCC. Available from http://statguidance.ipcc.gov.uk/Pages/default.aspx [Accessed 06 February 2012]
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and Equipment for medical rooms in police stations and victim examination suite. London: FFLM. Available from https://fflm.ac.uk/upload/documents/1193757602.pdf&sa=U&ei=se1 ET8OuCKQ0AXO7KybBA&ved=0CC0QFjAJ&usg=AFQjCNEwdBeNcN62 nlzLydNNXtED39FgAg Home Office (2000) Detainee Risk Assessment and the Prisoner Escort Record (PER) Form 2000. Home Office Circular 032. London: Home Office. Home Office (2003) Guidance for Appropriate Adults. London: Home Office Home Office (2011) Guide for Appropriate Adults. London: NAAN. Home Office (2003) Healthcare professionals in custody suites guidance to supplement revisions to the Codes of Practice under the Police and Criminal Evidence Act 1984 on the roles and responsibilities of healthcare professionals in custody suites. Home Office Circular 020. London: Home Office.
Home Office (2010) Home Office Police Buildings Design Guide. London: Home Office. Home Office Circular (2007) Safety of Solicitors and Accredited and Probationary Representatives Working in Custody Suites at Police Stations 2007. Home Office Circular 034. London: Home Office. Home Office (1992) Criminal Justice Act 1991: Detention Etc Of Juvenile. Home Office Circular 078. London: Home Office. Home Office (1990) Provision for Mentally Disordered Offenders 1990. Home Office Circular 066. London: Home Office. HMI Prisons and HMIC (2012) Expectations for police custody, Version 2. London: HMI Prisons. Available from http:/www.justice.gov.uk/downloads/...and.../police-custodyexpectations.pdf [Accessed 07 February 2012] MoJ (2011) Achieving Best Evidence in Criminal Proceedings. London: MoJ. Available from 216
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http://www.cps.gov.uk/publications/prosecution/ [Accessed 24th February 2012] NICE (2005) Violence. The short-term management of disturbed/violent behaviour in in-patient psychiatric settings and emergency departments. Clinical Guideline 25. London: NICE. Available from http://www.nice.org.uk/CG025NICEguideline) [Accessed 06 February 2012] Youth Justice Board (2010) Case Management Guidance B421. London: Youth Justice Board for England and Wales. Available from http://www.yjb.gov.uk/publications/scripts/prodView.asp?idproduct= 470&eP= [Accessed 06 February 2012] Reports and Reviews Docking, M., Grace, K. and Bucke, T. (2008) Police Custody as a Place of Safety: Examining the Use of Section 136 of the Mental Health Act 1983. London: IPCC. Fawcett Commission (2009) Report on Women and the Criminal Justice System. Engendering justice from policy to practice: Final report of the Commission on Women and the Criminal Justice System. London: TSO. Hannan, M., Grace, K. and Bucke, T. (2010) Deaths in or following police custody: An examination of the cases 1998/99 2008/09. London: IPCC. HMIC and HMI Prisons (2012) Expectations For Police Custody, Criteria for assessing the treatment and conditions for detainees in police custody, Version 2. London: HMIC. Available from http://www.justice.gov.uk/downloads/...and.../police-custodyexpectations.pdf [Accessed 06 February 2012] HMI Prisons (2011) The care of looked after children in custody: a short thematic review. London: HMI Prisons. Available from: http://www.justice.gov.uk/inspectorates/hmi-prisons/ [Accessed 06 February 2012] HMI Prisons (2010) Women in prison. A short thematic review. 217
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London: HMI Prisons. Available from: http://www.justice.gov.uk/inspectorates/hmi-prisons/ [Accessed 06 February 2012] HMI Prisons and YJB (201011) Children and young people in custody. An analysis of the experiences of 1518-year-olds in prison. London: Amy Summerfield. Available from http://www.justice.gov.uk/inspectorates/hmi-prisons/ [Accessed 06 February 2012] Lewis, E., Heer, B. (2008) Delivering Every Child Matters in Secure Settings A Practical toolkit for improving the health and well-being of young people. London: National Childrens Bureau. Available from http://www.justice.gov.uk/downloads/guidance/youth.../hein_toolkit _final.pdf [Accessed 06 February 2012] OBrien, M., Mortimer, L., Singleton, N. and Meltzer, H. (2001) Psychiatric morbidity among women prisoners in England and Wales. London: TSO. Royal College of Psychiatrists (2008) Standards on the use of Section 136 of the Mental Health Act 1983 2007 (version for England) College Report CR149. Available from http://www.rcpsych.ac.uk/files/pdfversion/CR149.pdf [Accessed 06 February 2012] Social Exclusion Unit (2002) Reducing reoffending by ex-prisoners. London: The Social Exclusion Unit. London: Cabinet Office . Available from http://www.webarchive.nationalarchives.gov.uk/+/http//www.cabine toffice.gov.uk/social_exclusion_task_force/publications.aspx [Accessed 06 February 2012] The Bradley Report (2009) Lord Bradley's review of people with mental health problems or learning disabilities in the criminal justice system. London: DH. Available from http://www.dh.gov.uk/en/publicationsandstatistics/.../DH_098694 [Accessed 06 February 2012] The Corston Report (2007) A review of women with particular vulnerabilities in the criminal justice system. London: HO. Available from 218
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Associated Documentation
ACPO Recommendations For Contents Of First Aid Kits. ACPO Equipment and Supplies for Medical Rooms. Detained Persons Medical Form (DPMF/450) Detained Persons Medication Form (450a) DH/HO Agreement to Sharing of Information Form National Police Estate Group. Custody (forthcoming) Best Practice document. NPIA (2011) Template Protocol for the Management of Detainees that are Intoxicated and Incapable in a Public Place. NPIA (2011) Template Protocol for the Management of Detainees that are Suspected of Swallowing or Having Packed Drugs or Foreign Objects into Body Orifices or Cavities. NPIA (2011) Template Protocol for the Management of Detainees That Require Hospital Treatment HMI Prisons (2008) Prison Service Order (PSO) 4800 Women Prisoners
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