Katarungang Pambarangay General Rule The general rule is that the Lupon Tagapamayapa[1] (Committee for Peace) of each

barangay shall have authority to bring together the parties actually residing in the same city or municipality for amicable settlement of all disputes.[2] So, provided they do not fall under the exceptions, all disputes must first be submitted for possible conciliation at the barangay level, before any court or other government body can take jurisdiction. Exceptions[3] Naturally, there are cases that are best handled by the courts, the Office of the Ombudsman, the National Labor Relations Commission, the Securities and Exchange Commission, etc. So we have exceptions to the general rule above, which are: 1. Where one party is the government, or any subdivision or instrumentality thereof; 2. Where one party is a public officer or employee and the dispute relates to the performance of his official functions; 3. Where the dispute involves real properties located in different cities and municipalities, unless the parties thereto agree to submit their difference to amicable settlement by an appropriate Lupon; 4. Any complaint by or against corporations, partnerships or juridical entities, since only individuals shall be parties to Barangay conciliation proceedings either as complainants or respondents [Sec. 1, Rule VI, Katarungang Pambarangay Rules]; 5. Disputes involving parties who actually reside in barangays of different cities or municipalities, except where such barangay units adjoin each other and the parties thereto agree to submit their differences to amicable settlement by an appropriate Lupon; 6. Offenses for which the law prescribes a maximum penalty of imprisonment exceeding 1 year or a fine of over P5,000.00; 7. Offenses where there is no private offended party; 8. Disputes where urgent legal action is necessary to prevent injustice from being committed or further continued, specifically the following: a. b. Criminal cases where accused is under police custody or detention; Petitions for habeas corpus by a person illegally deprived of his rightful custody over another or a person illegally deprived of or on acting in his behalf;

c. Actions coupled with provisional remedies such as preliminary injunction, attachment, delivery of personal property and support during the pendency of the action; and d. Actions which may be barred by the Statute of Limitations. 9. Any class of disputes which the President may determine in the interest of justice or upon the recommendation of the Secretary of Justice; 10. Where the dispute arises from the Comprehensive Agrarian Reform Law (CARL) [Secs. 46 & 47, R. A. 6657]; 11. Labor disputes or controversies arising from employer-employee relations [Montoya vs. Escayo, et al., 171 SCRA 442; Art. 226, Labor Code, as amended], which grants original and exclusive jurisdiction over conciliation and mediation of disputes, grievances or problems to certain offices of the Department of Labor and Employment]; 12. Actions to annul judgment upon a compromise which may be filed directly in court [Sanchez vs. Tupaz, 158 SCRA 459]; 13. Where the dispute involves members of the same indigenous cultural community, such dispute shall be settled in accordance with the customs and traditions of that particular cultural community, or where one or more of the parties to the aforesaid dispute belong to the minority and the parties mutually agreed to submit their dispute to the indigenous system of amicable settlement [Sec. 412 [c], R.A. 7160] A court in which non-criminal cases not falling within the authority of the Lupon are filed, at any time before trial, may motu proprio refer the case to the Lupon concerned for amicable settlement. [Sec. 408 [g], 2nd par.] The courts are strict about these rules. No complaint, petition, action, or proceeding involving any matter within the authority of the Lupon shall be filed or instituted directly in court or any other government office for adjudication, unless (1) there has been a confrontation between the parties before the Punong Barangay or the Pangkat, and that (2a) no conciliation or settlement has been reached as certified by the Lupon secretary or Pangkat secretary as attested to by the Lupon or Pangkat chairman or unless (2b) the settlement has been repudiated by the parties thereto.[4] Cases filed in court without first going through barangay conciliation when required may be dismissed upon motion of defendant/s for failure to state a cause of action or prematurity.[5] Venue[6] So exactly with which Lupon should one file a complaint? a. Disputes between persons actually residing in the same barangay shall be brought for amicable settlement before the Lupon of said barangay.

b. Those involving actual residents of different barangays within the same city or municipality shall be brought in the barangay where the respondent or any of the respondents actually resides, at the election of the complaint. c. All disputes involving real property or any interest therein shall be brought in the barangay where the real property or the larger portion thereof is situated. d. Those arising at the workplace where the contending parties are employed or at the institution where such parties are enrolled for study, shall be brought in the barangay where such workplace or institution is located. Objections to venue shall be raised in the mediation proceedings before the Punong Barangay (Lupon Chairman); otherwise, they are deemed waived. Any legal question which may confront the punong barangay in resolving objections to venue may be submitted to the Secretary of Justice, or his duly designated representative, whose ruling shall be binding. Procedure[7] Mediation by the Punong Barangay / Lupon Chairman 1. Upon payment of the appropriate filing fee (not less than P5.00 nor more than P20.00)[8], any individual who has a cause of action against another may complain, orally or in writing, to the Punong Barangay. 2. Upon receipt of the complaint, the Punong Barangay shall within the next working day summon the respondent(s), with notice to the complainant(s) for them and their witnesses, to appear before him not later than 5 days from date thereof[9] for mediation of their conflicting interests. 3. The respondent shall answer the complaint, orally or in writing, by denying specifically the material averments of the complaint and/or alleging any lawful defense. He may also interpose a counterclaim against complainant, a cross-claim against a co-respondent or a third-party complaint against one not yet a party to the proceedings.[10] 4. Upon successful conclusion of his mediation effort, the Punong Barangay shall reduce to writing in a language or dialect known to the parties the terms of the settlement agreed upon by them, have them sign the same, and attest to its due execution.[11] 5. If the Punong Barangay fails in his mediation efforts within 15 days from the first meeting of the parties before him, or where the respondent fails to appear at the mediation proceeding before the Punong Barangay[12], he shall set a date for the constitution of the Pangkat Tagapagkasundo[13] (Panel for Conciliation). Conciliation by the Pangkat Tagapagkasundo

6. The Pangkat shall convene not later than 3 days from its constitution, on the day and hour set by the Punong Barangay, to hear both parties and their witnesses, simplify issues, and explore all possibilities for amicable settlement. The Pangkat may also issue summons for the personal appearance of parties and witnesses. If a party moves to disqualify any member of the Pangkat by reason of relationship, bias, interest, or any other similar grounds, the matter shall be resolved by the affirmative vote of the majority of the Pangkat whose decision shall be final. Should disqualification be decided upon, the vacancy shall be filled by drawing lots [See Sec. 404, R.A. 7160]. 7. Respondent's refusal or willful failure to appear without justifiable reason before the Pangkat, as determined by the latter after notice and hearing, shall be a sufficient basis for the issuance of a certification for filing complainant's cause of action in court or with the proper government agency or office.[14] 8. The Pangkat shall arrive at a settlement or resolution of the dispute within 15 days from the day it convenes. This period shall, at the Pangkats discretion, be extendible for another period which shall not exceed 15 days, except in clearly meritorious cases. Informal but Orderly Proceedings[15] The Punong Barangay and the Pangkat shall proceed to hear the matter in dispute in an informal but orderly manner, without regard to technical rules of evidence, and as is best calculated to effect a fair settlement of the dispute and bring about a harmonious relationship of the parties. Proceedings before the Punong Barangay shall be recorded by the Lupon Secretary while those before the Pangkat shall be recorded by the Pangkat Secretary. The record shall note the date and time of hearing, appearance of parties, names of witnesses and substance of their testimonies, objections and resolutions, and such other matters as will be helpful to a full understanding of the case. Public Proceedings[16] All proceedings for settlement shall be public and informal but the Punong Barangay or the Pangkat chairman, as the case may be, may motu proprio or upon request of a party, exclude the public from the proceedings in the interest of privacy, decency, or public morals. Personal Appearance; No Lawyers[17] In all proceedings, the parties must appear in person without the assistance of counsel or representative, except for minors and incompetents who may be assisted by their next-of-kin who are not lawyers. Total ban. Sweet. Sanctions for Failure to Appear[18]

In case a party fails to appear for mediation, the Punong Barangay / Pangkat Chairman shall set a date for the absent party/ies to appear before him to explain the reason for the failure to appear. If the Punong Barangay / Pangkat Chairman finds after hearing that the failure or refusal of the complainant to appear is without justifiable reason, he shall (1) dismiss the complaint; (2) direct the issuance of and attest to the certification to bar the filing of the action in court or any government office; and (3) apply with the local trial court for punishment of the recalcitrant party as for indirect contempt of court. In case of similar willful failure or refusal of the respondent to appear for mediation before the Punong Barangay / Pangkat Chairman (as may be applicable), the latter shall: (1) dismiss the respondent's counterclaim; (2) direct the issuance of and attest to the certification (i) to bar the filing of respondent's counterclaim in court/government office, and if already under conciliation, (ii) to file complainant's action in court/government office; (3) apply with the local trial court for punishment of the recalcitrant party as for indirect contempt of court; and (4) if still under mediation, the Punong Barangay shall set a date for the parties to appear before him for the constitution of the Pangkat. The Punong Barangay shall apply, in similar manner, for the punishment of a recalcitrant witness who willfully fails or refuses to appear, as for indirect contempt of court. Suspension of Prescriptive Period While the dispute is under mediation, conciliation, or arbitration, the prescriptive periods for offenses and cause of action under existing laws shall be interrupted upon filing the complaint with the Punong Barangay. The prescriptive periods shall resume upon receipt by the complainant of the certificate of repudiation or of the certification to file action issued by the Lupon or Pangkat Secretary. Such interruption, however, shall not exceed 60 days from said filing of the complaint. Repudiation of Settlement[19] Any party to the dispute may, within 10 days from the date of the settlement, repudiate the same by filing with the Punong Barangay a statement to that effect sworn to before him, where the consent is vitiated by fraud, violence, or intimidation. Such repudiation shall be sufficient basis for the issuance of the certification for filing a complaint in court or any government office. Failure to repudiate the settlement within the aforesaid time limit shall be deemed a waiver of the right to challenge on said grounds. Settlement as Final Judgment[20] The amicable settlement and arbitration award shall have the force and effect of a final judgment of a court upon the expiration of 10 days from the date thereof, unless repudiation of the settlement has been made or a petition to nullify the award has been filed before the proper city or municipal court. Except that in cases where the court motu proprio referred a non-criminal case to the Lupon

which is not within the latters jurisdiction, the compromise settlement agreed upon shall first be submitted to the court and upon approval thereof, have the force and effect of a judgment of said court. Execution The amicable settlement or arbitration award may be enforced by execution by the Lupon within 6 months from the date of the settlement. After the lapse of such time, the settlement may be enforced by action in the appropriate city or municipal court.[21] The secretary of the Lupon shall transmit the settlement or the arbitration award to the appropriate city or municipal court within 5 days from the date of the award or from the lapse of the 10-day period repudiating the settlement and shall furnish copies thereof to each of the parties to the settlement and the Punong Barangay.[22]

The Katarungan Pambarangay law is embodied in the Local Government Code and thus comes part of the governments hopes for decentralization and local government empowerment and the aim of providing accessible and non-adversarial dispute resolution. And in the pursuit of these hopes and aims, lawyers are deemed an obstruction.