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    Audit Commands For Finacle

    Uploaded by

    Davinder Kaur Oberoi
    The document lists various menus and transaction codes that can be used to generate reports from a Finacle-based banking system for the purposes of auditing bank branches. It provides a table with 30 report names and their corresponding transaction codes. It also describes three additional functions - Account Ledger Inquiry, Account Inquiry, and Loans & Advances Overdue Position Inquiry - that auditors can use to directly verify account details and overdue balances in the system. Auditors are advised to review the available reports in each bank's specific CBS software and obtain assistance from bank officials as needed.

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    Download as PDF, TXT or read online from Scribd

    Audit Commands For Finacle

    Uploaded by

    Davinder Kaur Oberoi
    4K views3 pages
    The document lists various menus and transaction codes that can be used to generate reports from a Finacle-based banking system for the purposes of auditing bank branches. It provides a table with 30 report names and their corresponding transaction codes. It also describes three additional functions - Account Ledger Inquiry, Account Inquiry, and Loans & Advances Overdue Position Inquiry - that auditors can use to directly verify account details and overdue balances in the system. Auditors are advised to review the available reports in each bank's specific CBS software and obtain assistance from bank officials as needed.

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    Audit commands for Finacle

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    Audit commands for Finacle

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    The document lists various menus and transaction codes that can be used to generate reports from a Finacle-based banking system for the purposes of auditing bank branches. It provides a table with 30 report names and their corresponding transaction codes. It also describes three additional functions - Account Ledger Inquiry, Account Inquiry, and Loans & Advances Overdue Position Inquiry - that auditors can use to directly verify account details and overdue balances in the system. Auditors are advised to review the available reports in each bank's specific CBS software and obtain assistance from bank officials as needed.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    4K views3 pages

    Audit Commands For Finacle

    Uploaded by

    Davinder Kaur Oberoi
    The document lists various menus and transaction codes that can be used to generate reports from a Finacle-based banking system for the purposes of auditing bank branches. It provides a table with 30 report names and their corresponding transaction codes. It also describes three additional functions - Account Ledger Inquiry, Account Inquiry, and Loans & Advances Overdue Position Inquiry - that auditors can use to directly verify account details and overdue balances in the system. Auditors are advised to review the available reports in each bank's specific CBS software and obtain assistance from bank officials as needed.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
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    The document lists various reports that can be generated in Finacle-based CBS branches for audit purposes.

    Menus like AINTRPT, AITINQ, ATI etc. can be used to directly generate reports like Interest Report for Accounts, Loan Interest Details Inquiry, Abnormal Transaction Inquiry etc.

    Functions like ACLI, ACI and LAOPI can be used for account-wise verification of ledger, master data and overdue principal and interest respectively.

    Following are Menus which can be used for audit in Finacle Based Bank Branches.

    The same can be included in our Concurrent Audit manual.

    FINACLE BASED CBS BRANCHES

    Sl. No. (i) (ii) (iii) (iv) (v) (vi) (vii) (viii) (ix) (x) (xi) (xii) (xiii) (xiv) (xv) (xvi) (xvii)

    Name of the Report Interest Report for Accounts Loan Interest Details Inquiry Abnormal Transaction Inquiry Bills Inquiry Rate List History Query Standing Instructions Inquiry TDS Inquiry & Printing Transactions Exceptions Inquiry Customer Unutilised Limit Inquiry Charges Income Report Exceptions Report Report for Matured OD/FD Accounts Loans Overdue Position Inquiry Loans Repayment Schedule Report PCFC Balancing Report Pending Installments List BG Margin Printing

    Transaction Code AINTRPT AITINQ ATI BI RTHQRY SII TDSIP TEI CULI CHGIR EXCPRPT ODFDREP LAOPI LARSH PCFCBAL PLIST BGMARGIN

    (xviii) (xix) (xx) (xxi) (xxii) (xxiii) (xxiv) (xxv) (xxvi) (xxvii) (xxviii) (xxix) (xxx) (xxxi) (xxxii)

    Account TOD Inquiry Accounts Turnover Report Insurance Expired Yesterday Loan Overdue Details List of Pending and Dishonored Bills Overdue Foreign Bills Guarantees Expired but not Reversed Guarantees Invoked or not Paid Guarantees Issued Cum Liability Register Loan Sanction Limit Review Insurance Expiry List Loan document expiry date Change in sanction limit Non submitted stock statement Loan account Master report

    ACTODI ATOR INSEXPD LOANODUE FBPADB ODFB GENR GIPNP GILR LAROR INSTOEXP INQLAC CHLMT STKSTMT LAMP

    Above referred menus will help in generating the respective reports directly. Besides above certain menus used for verification account wise in system directly as below: 1. ACLI (Account Ledger Inquiry): This function helps to verify the ledger of customers for a given period.

    2. ACI (Account Inquiry):

    This function helps in verifying master data of particular account e.g. in a particular loan account we can verify its Repayment schedule, EMIs, Rate of interest, Overdue Principals, Asset Classification, etc. This function is very useful for verification of Loan & Advances. Auditors should invariably verify the data entered in particular account the sanctioned terms even if a single parameter entered incorrectly by Bank, the end report generated will always give wrong information. 3. LAOPI (Loans & Advances Overdue Position Inquiry): In the ACI function mentioned above, it gives overdue position in respect of principal amount only. With the help of LAOPI we can verify Principal as well as Interest Overdue for a given account.

    Note: Auditors are advised to review the available reports in the CBS software of the bank branch they are auditing through the audit menu and/or with the help of the bank officials. The aforesaid list is only for guidance and the transaction codes specified may not be applicable in all the banks.

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