Dow Jones Risk & Compliance

If you missed the Dow Jones webinar where Nick Elliott and I discussed how geopolitical risk is impacting the banking sector, it is now available on-demand. In the session, we explore how banks are adapting to a new reality where geopolitical confrontation—in both hybrid and direct forms—has become a systemic, global challenge that is likely to persist into the foreseeable future. We discuss the increasingly proactive role of regulators in managing how financial institutions navigate this dynamic geopolitical environment. And we examine the outlook for sanctions, tariffs, export controls, and other instruments of economic coercion. Dow Jones Risk & Compliance

We are happy to announce that the Dow Jones Sanctions Platform and Data Set have been audited by PwC against the International Standard on Assurance Engagements (ISAE) 3000 (Revised), which provides third-party validation that the quality procedures and controls for our #sanctions #data are suitably designed and operating effectively. Learn more: https://bit.ly/4fevaNA

New market risks like tariffs, geopolitics & supply chain are influencing the manufacturing sector & driving shifts in company disclosure language to address key industry changes. Discover how the market is responding to market shifts & challenges: https://bit.ly/3VB6KqN #Manufacturing #RiskManagement #BusinessIntelligence

We dove into an important conversation at our first Knowledgebridge of Consero’s Chief Ethics & Compliance Forum—In Europe, ESG-type legislation and regulations are expanding and becoming ever more prescriptive. In the U.S., the UFLPA has set a new standard for restrictive supply chain laws. But what does this mean for Chief Ethics and Compliance Officers and their teams? Are they responsible for human rights across their value chain? Are they responsible for all aspects of ESG? Are the expectations of the regulations unrealistic? And is it time to stop using the letters ESG? Thank you to our moderator, Gavin Proudley of Dow Jones Risk & Compliance for leading our discussion! #ConseroCompliance #EthicsandCompliance Natalie Cohen Smith

Recently, Michael Heller sat with Wealth Briefing for its 12th annual edition of Tech & Ops Trends in Wealth Management report. Read more: https://bit.ly/4fiwhfe When discussing the complexities of data, he shared on page 16 "We've now leveraged our data technology and our data expertise building structures for data, and combined it with artificial intelligence to be able to surface insights, not only from structured or human-curated content but also our unstructured Factiva news content". #Data #Technology #ArtificialIntelligence #Factiva #WealthManagement

ICYMI: What are new business risks that are top-of-mind for the banking industry? Uncover insights from our new Banking Research Report that highlights how the market is considering these shifts: https://bit.ly/4hVyWy1 #risk #sanctions #AI #geopolitics #BankingIndustry

Come visit us at Booth 2 during your time at the 15th NextGen Payments & RegTech Forum by QUBE Events. Michael Heller, Gilyana Bambysheva, and Matthew Meyer are ready to discuss opportunities to explore synergies and potential collaborations. #payments #RegTech #Qubevents

Recent geopolitical shifts are reshaping compliance for the energy sector. As Christine Stevenson at Hartree Partners noted in our recent webinar, "Understanding sanctions and their ripple effects is critical for staying ahead." Hear this and more in our on-demand webinar with Nick Elliott & Christine: https://bit.ly/4g0uahx #ComplianceRisks #SupplyChain #EnergyMarkets

That’s a wrap on the 41st International Conference on the FCPA by the American Conference Institute in Washington, D.C.! Thank you to everyone who stopped by our booth to connect with the Dow Jones Risk & Compliance team: Martha Mallory, esq., Fred Boostani, Gilyana Bambysheva, Gavin Proudley. It was fantastic to discuss how we can support your anti-corruption and compliance programs. A special thank you to Gavin Proudley, our Head of Third Party Risk Proposition, for co-leading Workshop B: “A Deep Dive into Due Diligence” on December 3. We hope attendees walked away with actionable strategies to enhance their due diligence processes. If you missed us at the event, don’t worry—you can still connect with our team or learn more about our solutions here: https://bit.ly/4ijfnjx #FCPAConference24 #AntiCorruption #DueDiligence #ThirdPartyRisk

Get an introduction to Dow Jones RiskCenter this month. From screening and monitoring to #FinancialCrimeCompliance search, our interactive virtual and on-site events will equip you with a range of tools to suit your needs. Learn more about our trainings and what’s taking place in your region: https://bit.ly/45E7sGR #RiskManagement #compliance