RegTech Focus: June 2024
Welcome to the Q2 2024 edition of RegTech Focus, your go-to source for navigating the complex landscape of regulatory compliance. In each issue, we'll bring you curated content, insightful analysis of current and emerging regulations, and updates from the world of regulatory technology.
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In this issue:
Emerging Regulations Watch
In this series, we delve into the most significant upcoming regulatory changes, highlight potential risk areas, and present practical strategies to help you navigate the evolving regulatory landscape.
Get Ahead of CSSF Circular 24/856 Investment Breach Monitoring
Explore the impact of CSSF Circular 24/856 on Luxembourg-based funds, focusing on new rules for investment breach monitoring and NAV calculation. Gain insights on staying compliant and mitigating risks effectively. Read more.
*Prefer reading in French? Access the article here.
Bracing for Impact: The Heavier Burden of Form PF Compliance on Private Funds
In the wake of amendments to Form PF introduced by the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), set to take effect on March 12, 2025, private funds are at the threshold of adapting to a revamped regulatory environment. Read more.
Upcoming Changes in Australian Transaction Reporting: CP 375 Derivatives Reporting Overview
The derivative transaction reporting regime in Australia is changing under the Australian Securities & Investments Commission (ASIC)’s Third Consultation 375. The updated reporting rules are scheduled to commence on 21 October 2024. Delve into the details of these changes and how they affect filings. Read more.
Key Changes to SEC Form PF Section 4: What Large Private Equity Advisers Need to Know
The SEC's recent amendments to Form PF Section 4 bring significant changes to the annual reporting requirements for large private equity fund advisers. These amendments are a prime example of the evolving regulatory landscape that fund advisers must navigate. Read more.
Get the 2024 Emerging Regulatory Change Checklist so you never miss a beat.
AQMetrics Insights: Beyond Our Walls
CSSF Circular 24/856 Roundtable Discussion in Luxembourg
We recently hosted a successful roundtable discussion on CSSF Circular 24/856 and its implications for Luxembourg-based funds. The event covered broader new Luxembourg risk management standards, including liquidity concerns, stress-testing, and back-testing. Our expert speakers shared valuable insights on navigating compliance requirements and managing risks in the current financial landscape. 📄 Read Key Takeaways
AIMA Fund Manager Briefing
AQMetrics, in collaboration with AIMA, conducted an exclusive briefing for fund managers focused on enhancing regulatory reporting accuracy through advanced analytics. The event featured in-depth discussions on leveraging advanced analytics and big data to improve regulatory reporting, ensure compliance, and minimize errors. 🎥 Watch Recording
More of this quarter's top reads:
In the News: AQMetrics Named Among Top 14 Regulatory Reporting Providers to Watch in 2024.
Is Your MiFID II Reporting at Risk? Read the blog.
Exploring Regulatory Reporting Challenges in Investment Firms.
By AQMetrics
This is a shorter version of our RegTech Focus newsletter, which brings you in-depth analysis from the world of RegTech.
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