MiFIR Transaction Reporting Six Years On Whitepaper, in collaboration with LSEG Our latest whitepaper, in collaboration with LSEG (London Stock Exchange Group) reflects on the current transaction reporting landscape and the common issues experienced by firms surrounding data quality and reconciliations, along with outlining the ongoing challenges that firms continue to face. Download a copy now for an exclusive look at how this regulation has shaped the financial landscape: https://hubs.la/Q02yp6nb0 Thistle Initiatives, a leading provider of compliance support services, can assist investment firms in navigating the complexities of regulatory requirements, including transaction reporting. Our expertise spans a wide range of areas crucial to regulatory compliance, ensuring that firms continue to meet their regulatory obligations. For further information and inquiries regarding our services, please feel free to contact us by calling 0207 436 0630, or sending an email to our Investments Director Alex Paschalis - [email protected] #MiFIR #transactionreporting #LSEG #whitepaper #Finance #compliance #regulation
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Dive into our latest joint whitepaper on #MiFIR, providing in-depth insights on the current transaction reporting landscape.
MiFIR Transaction Reporting Six Years On Whitepaper, in collaboration with LSEG Our latest whitepaper, in collaboration with LSEG (London Stock Exchange Group) reflects on the current transaction reporting landscape and the common issues experienced by firms surrounding data quality and reconciliations, along with outlining the ongoing challenges that firms continue to face. Download a copy now for an exclusive look at how this regulation has shaped the financial landscape: https://hubs.la/Q02yp6nb0 Thistle Initiatives, a leading provider of compliance support services, can assist investment firms in navigating the complexities of regulatory requirements, including transaction reporting. Our expertise spans a wide range of areas crucial to regulatory compliance, ensuring that firms continue to meet their regulatory obligations. For further information and inquiries regarding our services, please feel free to contact us by calling 0207 436 0630, or sending an email to our Investments Director Alex Paschalis - [email protected] #MiFIR #transactionreporting #LSEG #whitepaper #Finance #compliance #regulation
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By simplifying the intricate complexities inherent in managing private wealth portfolios, our Private Wealth Management Services empowers wealth managers to navigate the ever-evolving landscape of financial markets with confidence and precision. Know more here: https://bit.ly/3TpsDZh #KFintechMalaysia #ExperienceTransformation #DigitalTransformation #Malaysia #SouthEastAsia #AMC #AssetManagement #AssetManagers #PWM #WealthManagement #ClientRelation #WealthTech #Portfolios #Solutions
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More important information from Toppan Merrill!!!
The SEC adopted the Securities Offering Reform for Closed-End Investment Companies rule, modernizing disclosure and the offering process for Closed-End Funds (CEF) and Business Development Companies (BDCs). Check out the latest blog from Guy Stanzione, where he discusses the taxonomy requirements specific to Form N-2 filers, which includes iXBRL tagging for CEFs and BDCs. https://lnkd.in/gYdncb3P #BDC #iXBRL #SimplifyingComplexity #ExpandingPossible #SEC
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Preqin has launched Transaction Intelligence. You can read the full article here: https://lnkd.in/eJtBYF85 #alternativeassets #finance #operations #privateequity #venturecapital #assetmanagement #valuations #monitoring #portfolioperformance
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Managing Partner at Ramsay & Partners; CMOC Member; Professionally Accredited Company Secretary (PACS); Professionally Accredited Director (PAD)
Staying ahead as a publicly listed company requires strategic planning and compliance management. Junior market companies are required to implement securities trading policies as a compliance measure. https://lnkd.in/eftnPHwJ #ramsayandpartners #clientfocused #securities
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🚨 𝗡𝗲𝘄 𝗙𝗦𝗖 𝗨𝗽𝗱𝗮𝘁𝗲𝘀 𝗳𝗼𝗿 𝗦𝗵𝗮𝗿𝗲𝗵𝗼𝗹𝗱𝗲𝗿𝘀 𝗶𝗻 𝗕𝘂𝗹𝗴𝗮𝗿𝗶𝗮 🚨 The Financial Supervision Commission (FSC) has introduced significant changes to the 𝗦𝗶𝗴𝗻𝗶𝗳𝗶𝗰𝗮𝗻𝘁 𝗦𝗵𝗮𝗿𝗲𝗵𝗼𝗹𝗱𝗶𝗻𝗴 𝗡𝗼𝘁𝗶𝗳𝗶𝗰𝗮𝘁𝗶𝗼𝗻 𝗙𝗼𝗿𝗺, effective 𝟭𝟮𝘁𝗵 𝗦𝗲𝗽𝘁𝗲𝗺𝗯𝗲𝗿, 𝟮𝟬𝟮𝟰. If you're a shareholder crossing the 𝟱% 𝘁𝗵𝗿𝗲𝘀𝗵𝗼𝗹𝗱 or higher in public companies on regulated markets, these new updates could impact your reporting obligations. 💡 𝗞𝗲𝘆 𝗖𝗵𝗮𝗻𝗴𝗲𝘀: - New two-part notification process. - Updated submission methods via UES, email, fax, or mail. - Increased emphasis on regulatory transparency and compliance. Learn how these changes might affect you and how 𝗙𝘂𝗻𝗱𝘀-𝗔𝘅𝗶𝘀 can help streamline your 𝗴𝗹𝗼𝗯𝗮𝗹 𝘀𝗵𝗮𝗿𝗲𝗵𝗼𝗹𝗱𝗶𝗻𝗴 𝗱𝗶𝘀𝗰𝗹𝗼𝘀𝘂𝗿𝗲𝘀 with our 𝗮𝘂𝘁𝗼𝗺𝗮𝘁𝗲𝗱 𝗺𝗼𝗻𝗶𝘁𝗼𝗿𝗶𝗻𝗴 𝘀𝗼𝗹𝘂𝘁𝗶𝗼𝗻. 👉 𝗥𝗲𝗮𝗱 𝘁𝗵𝗲 𝗳𝘂𝗹𝗹 𝗯𝗹𝗼𝗴 𝗵𝗲𝗿𝗲: https://lnkd.in/eGAjwArJ #FSCUpdates #ShareholderDisclosure #ComplianceMatters #FinancialRegulation #RegTech #InvestmentCompliance #FundsAxis #GlobalMarkets
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𝗩𝗮𝗹𝘂𝗮𝘁𝗶𝗼𝗻 𝗼𝗳 𝗘𝗾𝘂𝗶𝘁𝘆 𝗦𝗵𝗮𝗿𝗲𝘀, 𝘄𝗵𝗲𝗻 𝘁𝗵𝗲𝗿𝗲 𝗶𝘀 𝗮 𝘁𝗿𝗮𝗻𝘀𝗮𝗰𝘁𝗶𝗼𝗻 𝘁𝗼 𝘀𝘄𝗮𝗽 𝘀𝗵𝗮𝗿𝗲𝘀 𝗯𝗲𝘁𝘄𝗲𝗲𝗻 𝗰𝗼𝗺𝗽𝗮𝗻𝗶𝗲𝘀 𝗶𝗻𝘃𝗼𝗹𝘃𝗶𝗻𝗴 𝗳𝗼𝗿𝗲𝗶𝗴𝗻 𝘀𝗵𝗮𝗿𝗲𝗵𝗼𝗹𝗱𝗲𝗿𝘀: 𝗠𝗮𝘀𝘁𝗲𝗿 𝗗𝗶𝗿𝗲𝗰𝘁𝗶𝗼𝗻 𝗼𝗻 𝗙𝗗𝗜 What is the Transaction? Determining the 𝗙𝗮𝗶𝗿 𝗽𝗿𝗶𝗰𝗲 𝗳𝗼𝗿 𝘁𝗿𝗮𝗻𝘀𝗮𝗰𝘁𝗶𝗼𝗻 𝘁𝗼 𝘀𝘄𝗮𝗽 𝘀𝗵𝗮𝗿𝗲𝘀 𝗯𝗲𝘁𝘄𝗲𝗲𝗻 𝗰𝗼𝗺𝗽𝗮𝗻𝗶𝗲𝘀 𝗶𝗻𝘃𝗼𝗹𝘃𝗶𝗻𝗴 𝗳𝗼𝗿𝗲𝗶𝗴𝗻 𝘀𝗵𝗮𝗿𝗲𝗵𝗼𝗹𝗱𝗲𝗿𝘀. What is the Governing Provision for the Transaction? The governing Section for determining the Fair Price for 𝘁𝗿𝗮𝗻𝘀𝗮𝗰𝘁𝗶𝗼𝗻 𝘁𝗼 𝘀𝘄𝗮𝗽 𝘀𝗵𝗮𝗿𝗲𝘀 𝗯𝗲𝘁𝘄𝗲𝗲𝗻 𝗰𝗼𝗺𝗽𝗮𝗻𝗶𝗲𝘀 𝗶𝗻𝘃𝗼𝗹𝘃𝗶𝗻𝗴 𝗳𝗼𝗿𝗲𝗶𝗴𝗻 𝘀𝗵𝗮𝗿𝗲𝗵𝗼𝗹𝗱𝗲𝗿𝘀 is 𝗠𝗮𝘀𝘁𝗲𝗿 𝗗𝗶𝗿𝗲𝗰𝘁𝗶𝗼𝗻 𝗼𝗻 𝗙𝗗𝗜. What is the Trigger Point for the Transaction? Trigger Point for the transaction is 𝗕𝗲𝗳𝗼𝗿𝗲 𝗮𝗽𝗽𝗿𝗼𝘃𝗮𝗹 𝗼𝗳 𝘁𝗵𝗲 𝘀𝘄𝗮𝗽 𝘁𝗿𝗮𝗻𝘀𝗮𝗰𝘁𝗶𝗼𝗻 Who does it? 𝗖𝗵𝗮𝗿𝘁𝗲𝗿𝗲𝗱 𝗔𝗰𝗰𝗼𝘂𝗻𝘁𝗮𝗻𝘁, 𝗦𝗘𝗕𝗜-𝗿𝗲𝗴𝗶𝘀𝘁𝗲𝗿𝗲𝗱 𝗠𝗲𝗿𝗰𝗵𝗮𝗻𝘁 𝗕𝗮𝗻𝗸𝗲𝗿 𝗼𝗿 𝗖𝗼𝘀𝘁 𝗔𝗰𝗰𝗼𝘂𝗻𝘁𝗮𝗻𝘁. 𝐅𝐨𝐥𝐥𝐨𝐰 Corporate Valuations 𝐟𝐨𝐫 𝐦𝐨𝐫𝐞 𝐬𝐮𝐜𝐡 𝐈𝐧𝐬𝐢𝐠𝐡𝐭 Corporate Professionals | Sanchit Vijay CA, CPA | Manoj Kumar #Valuation #EquityShares #ShareSwap #ForeignShareholders #FDI #FairPrice #Transaction #CharteredAccountant #SEBI #MerchantBanker #CostAccountant #CorporateGovernance #Finance #Investment #Compliance
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SEBI Extends Reporting Deadlines For Foreign Portfolio Investors, Offers Greater Flexibility
SEBI Extends Reporting Deadlines For Foreign Portfolio Investors, Offers Greater Flexibility
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Senior Alternative Investment Executive, Senior Advisor, Honorary Chairman of COPFA, fund association-hedge, PE,VC
** International Expansion: To Be or Not To Be? ** Many Chinese fund managers are wanting/needing to grow their AUM - international/overseas LP's seem like an attractive pool to target. Is there a FORMULA for success? What are the key expectations of international LP's/fund allocators? How to pass due diligence/ODD process? Does the GP top management has to transform their mindset on governance, risk, transparency, IR, outsourcing, finance & accounting, etc?
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𝐔𝐧𝐥𝐨𝐜𝐤 𝐭𝐡𝐞 𝐅𝐮𝐥𝐥 𝐏𝐨𝐭𝐞𝐧𝐭𝐢𝐚𝐥 𝐨𝐟 𝐘𝐨𝐮𝐫 𝐂𝐨𝐦𝐩𝐚𝐧𝐲'𝐬 𝐆𝐫𝐨𝐰𝐭𝐡 𝐰𝐢𝐭𝐡 𝐏𝐫𝐞𝐟𝐞𝐫𝐞𝐧𝐭𝐢𝐚𝐥 𝐈𝐬𝐬𝐮𝐞 𝐕𝐚𝐥𝐮𝐚𝐭𝐢𝐨𝐧! Preferential Issue Valuation ensures that new shares are issued at a fair, compliant price while protecting existing shareholders from dilution. At Corporate Professionals, as IBBI Registered Valuers, we ensure transparency, regulatory compliance, and maximization of company value. 𝐇𝐞𝐫𝐞'𝐬 𝐰𝐡𝐲 𝐢𝐭'𝐬 𝐞𝐬𝐬𝐞𝐧𝐭𝐢𝐚𝐥: · Fair pricing for new shares · Protection from shareholder dilution · SEBI and regulatory compliance · Transparent capital raising process Reach out to us for expert guidance on preferential issue valuation and ensure your share issuance is on the right track 𝐅𝐨𝐥𝐥𝐨𝐰 Corporate Valuations 𝐟𝐨𝐫 𝐦𝐨𝐫𝐞 𝐬𝐮𝐜𝐡 𝐈𝐧𝐬𝐢𝐠𝐡𝐭𝐬 #PreferentialIssue #ShareValuation #IBBIRegisteredValuers #valuation #CorporateGrowth #FairPricing #ShareholderProtection #CapitalRaising #SEBICompliance #CorporateGovernance #CompanyValuation #EquityIssuance #Transparency #BusinessCompliance #BusinessValuations #InvestmentStrategies #CorporateFinance
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