Criminal Defense & Investigations | Guiding Business Executives in Critical Government Inquiries and Crises | Securities Enforcement | former Federal prosecutor
According to recent survey of investment advisers, investment management professionals now identify Off-channel communications as their top compliance concern. 59 percent of survey respondents identified electronic #surveillance / off-channel communications as the “hottest” compliance topic.
Writer contributing to Barron's, The Guardian, ETF.com, Chief Investment Officer, Wall Street Journal and elsewhere.
New SEC regulation may change how institutional investors use various types of artificial intelligence. For Chief Investment Officer I spoke to several financial experts about these proposed changes, and how they'd like to see the SEC to use its oversight. #artificalintelligence #institutionalinvesting #regulation https://lnkd.in/gYgmSf29
Wondering what’s on the 2024 regulatory agenda for AI in investment management? Deloitte has a guide. Find it here:
The technology services sector continues to see strong M&A interest, with investors focusing on business models, organic growth, financial profiles, and ability to scale. Security, compliance, and generative AI remain top of mind in the current market environment. Our Q1 brief shares the trends and demand drivers attracting investor interest and creating M&A opportunities in the technology services space: https://lnkd.in/eKn_uVUg
In the latest #InvestmentManagement Minute, read about the SEC's reform to the Internet Adviser Exemption, the lawsuit against the #SEC over the new Dealer Rule, the issues #AI is raising for investment advisers and more. Read the full newsletter below.
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What Does It Take to Make a Million in 2024? From smart investments to leveraging AI trends, building wealth in 2024 is all about strategy and innovation. Ready to unlock the secrets? Check out this insightful guide to start your journey toward financial success. #FinancialSuccess #WealthBuilding #MillionaireMindset #BoomerNews #Boomers
On Wednesday 4th December I will be joining a roundtable at the Hedgeweek APAC Digital Assets Summit- Singapore. I'll be speaking on: Investment risk profiling and strategies- How can you offer differentiated alpha? Looking forward to connecting with you to discuss the future of Investing with AI. Hedgeweek
Our view on risks in use of #AI in #investment management and some guidelines for #Financialadvisors and #investors
With regulatory bodies closely examining AI-powered investing, understanding the nuances is more crucial than ever. Join us in this short video as we navigate the complexities of distinguishing genuine AI technology for wealth advisors in this evolving landscape. In this discussion, we tackle pressing questions: 🔘 What distinguishes true AI technology from AI-washing in investment strategies? 🔘 Why is it imperative to clarify the type of AI technology used in investment processes? 🔘 How does the SEC's emphasis on truthful representation impact investment advisory services? 🔘 What role does the integrity of individuals behind AI models play in investment firms? 🔘 How can wealth advisors effectively communicate the complexity of AI models to clients? 🔘 What steps should investment firms take to ensure the reliability of their AI models? Stay tuned as we delve into these critical topics, providing insights and strategies to navigate the evolving landscape of AI-powered investing. #AI #InvestmentStrategies #WealthManagement
Unlocking Stock Value 📊✨ Is AI the Future of Investing? Recorded 9/26/24 The opinions expressed in this program are for general informational purposes only and are not intended to provide specific advice or recommendations for any individual or on any specific security. It is only intended to provide education about the financial industry. To determine which investments may be appropriate for you, consult your financial advisor prior to investing. Any past performance discussed during this program is no guarantee of future results. Any indices referenced for comparison are unmanaged and cannot be invested into directly. As always please remember investing involves risk and possible loss of principal capital; please seek advice from a licensed professional. Wolff Wiese Magana, LLC dba WWM Financial, Savvy Doc Financial Planners, Savvy Women Wealth Management is a registered investment advisor with the SEC.
BCA's Chief Global Investment Strategist, Peter Berezin, predicts a recession at the end of the year, saying that "when stocks go down, investors will not see it coming. It’s going to happen very quickly. My suggestion to investors who can’t monitor the market minute-by-minute is to reduce equity exposure now, increase exposure to safer government bonds and cash, and move to more defensive sectors such as healthcare". Watch now on Fox Business Network! For more on the Global Investment Strategy, click here: https://lnkd.in/eVT-9shy https://lnkd.in/eUFmrWq
Criminal Defense & Investigations | Guiding Business Executives in Critical Government Inquiries and Crises | Securities Enforcement | former Federal prosecutor
5moWe wrote about this in depth last year with specific, practical suggestions for responding: https://www.stradley.com/insights/publications/2023/06/white-collar-and-securities-lit-alert-june-2023