InvestmentNews’ Post

Compliance is not just a 💰 cost of doing business 👉 It's an investment in the trust and credibility of your organization. _ _ _ #compliance #regulations #trust #regulatoryrisk #credibility #trends #compliancestats

In our Regulatory & Conduct Annual Report 2023/24, titled Strengthening Trust, we detail our operational performance over the past year focusing on our 3Es: Enable, Evaluate, Enforce. The achievements showcased within the report reflect our ongoing commitment to act in the public interest and strengthen consumer confidence and trust in the profession. View the report: https://ow.ly/CrTT50SwzjR #icaewRegulation #governance

Stay ahead of the latest regulatory compliance updates shaping the UK financial sector. Our team of compliance experts have summarised key developments in our Regulatory Update. This edition includes - the FCA publishing a new webpage on overseas appointed representatives to the three European Supervisory Authorities proposed improvements to the sustainable finance disclosure regulation. Read the full report here: https://lnkd.in/giAt49tD #compliance #assetmanagement #FCA

Eagerly looking forward to some interesting discussions with my colleagues from Barbados and Jamaica where we will delve into governance, compliance and fair trading issues. This is a session not to be missed! #competitionlaw #competition #boardofdirectors #governance #compliance #markets

In the compliance bunker solo? We will be your compliance caddy. Swing confidently, knowing you're supported with Independent Advisor Alliance. Evaluate your practice with our scorecard at https://lnkd.in/gzMDTUKw. #ComplianceSupport #FinancialAdvisors #WeAreIAA

This article is a great reminder as to why there is the Codes of Ethics and Professional Standards, that set our expectations of conduct and behaviour as Chartered Accountants: https://ow.ly/aLKV30sH2PX From creating false documents to stealing client funds, these are an example of some of the integrity breaches that occur each year that come before CA ANZ Professional Conduct Committee in both New Zealand and Australia. #CAANZ #DifferenceMakers #GlobalEthicsDay

This article is a great reminder as to why there is the Codes of Ethics and Professional Standards, that set our expectations of conduct and behaviour as Chartered Accountants: https://ow.ly/YUrx30sH30Z From creating false documents to stealing client funds, these are an example of some of the integrity breaches that occur each year that come before CA ANZ Professional Conduct Committee in both New Zealand and Australia. #CAANZ #DifferenceMakers #GlobalEthicsDay

It's Complicated. Great governance is crucial in ensuring accountability, transparency and long-term viability.    From choosing the right structure to managing corporate registries and ensuring compliance with ATO regulations, there is a wide range of topics essential for Australian business owners. Let's Chat about great governance >> https://bit.ly/3yy2FLI #takingcareofbusiness

This article is a great reminder as to why there is the Codes of Ethics and Professional Standards, that set our expectations of conduct and behaviour as Chartered Accountants: https://ow.ly/HMbv30sH4ph From creating false documents to stealing client funds, these are an example of some of the integrity breaches that occur each year that come before CA ANZ Professional Conduct Committee in both New Zealand and Australia. #CAANZ #DifferenceMakers #GlobalEthicsDay