Bryan Ng’s Post

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Partner at Baker & McKenzie

Hong Kong Stock Exchange issued a new guidance letter last week about listed issuers conducting forensic investigations. It highlights the importance of engaging right investigators so that the investigations will serve the intended purposes. We have been frequently asked to take up an engagement partway in the investigation or the resumption. The points in this guidance letter resonate with what we have seen in the market. For those who wish to conduct a successful investigation (and resume trading), the guidance letter is must-read. Cheryl Tang #bakermckenzie #bakermckenziehongkong #hongkongstockexchange #HKSE #forensicinvestigation #resumptionoftrading #regulatorylawyers #internalinvestigation #compliancelawyers

Hong Kong: SEHK issues new guidance letter highlighting its expectations on independent investigations conducted by long suspended issuers

Hong Kong: SEHK issues new guidance letter highlighting its expectations on independent investigations conducted by long suspended issuers

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