Hans Oriol

What will happen to U.S. financial regulation after the November election? As important as this upcoming election is, there are factors beyond the ballot box that may impact businesses significantly. Check out the latest NEXT by Broadridge article, where my colleagues, Hope M. Jarkowski, Germán Soto Sanchez, Cathy Conlon, Maria Siano, and Michael Donowitz weigh in on the five regulatory forces we see on the horizon that are set to challenge legal and compliance processes: http://spklr.io/6048Q4tG

1

What is artificial intelligence, and how are companies like Wells Fargo using it? Check out this story to learn more about #AI and how it can create better experiences for customers. #WeAreWellsFargo http://on.wf.com/6040UtYlG

11

What did the procurement specialist say when asked if they could get a better price? “I’ll see what I can source!” That was a bad joke, but you know what isn't? The significant benefits procurement teams can reap using D&B Ask Procurement™. Conversational Gen AI assistants are all the rage these days, but D&B Ask Procurement provides the kind of intelligent and actionable recommendations procurement teams need to make the decisions that matter - check it out! #GenAI #IBM #DNB

7

Broadridge's CEO, Tim Gokey, LTX, A Broadridge Company CEO, Jim Kwiatkowski, and Head of Enterprise Platforms, Joseph Lo, share how we’re expanding our product offerings to stay ahead in the AI universe with WatersTechnology. They dig into the 27 tools we have underway across the organization – like BondGPT, BroadGPT, OpsGPT and DistributionAI – which aim to create a central resource of AI-powered solutions for our clients. Learn more about how we’re investing in AI tools: http://spklr.io/6046U8qQ #AI

2

Broadridge's 2024 annual report to shareholders is now available. In this report, we share how we saw strong growth in fiscal 2024, anchored by long-term trends shaping the industry, and how this work positions us well in fiscal 2025. Access the report here: http://spklr.io/6042a020

3

As the Financial Conduct Authority’s Consumer Duty rules place greater emphasis on the price and value component of the Assessment of Value process, understanding the fundamentals of performance and value differentiation has never been more crucial. Explore this article, authored by my esteemed colleagues at Broadridge, to gain insights into the key components of accurate performance evaluation. Learn how to provide investors with a holistic and transparent view of their investments, empowering them to make informed decisions: http://spklr.io/6041UGGH

2

This is a great read on the progress of the future of finance. Momentum is building around how tokenised assets and money market funds could be used for intraday collateral in real-time, reducing risk and boosting capital efficiency. We have indeed reached an inflection point. Watch this space! #capmarkets #DLT #collateral

15

Broadridge's CEO, Tim Gokey, LTX, A Broadridge Company CEO, Jim Kwiatkowski, and Head of Enterprise Platforms, Joseph Lo, share how we’re expanding our product offerings to stay ahead in the AI universe with WatersTechnology. They dig into the 27 tools we have underway across the organization – like BondGPT, BroadGPT, OpsGPT and DistributionAI – which aim to create a central resource of AI-powered solutions for our clients. Learn more about how we’re investing in AI tools: http://spklr.io/6040UBOp #AI

8

Broadridge is headed to Principal Exchange 2024. I’m excited for my colleague, John Faustino, Head of Broadridge Fi360, to dive into the latest trends, regulations, and market dynamics shaping risks and opportunities for fiduciary advising. Be sure to stop in our session and booth to connect. #SECURE2 #RetirementIncome #PrincipalExchange2024 #AssetManagementInsights

3

DORA is a priority for firms operating in Europe, so it was insightful to hear Mike Sleightholme, President of Broadridge International, and Finextra discuss the complexities and strategies required to navigate DORA effectively. Watch the video here: http://spklr.io/6040sO0a #DORA #OperationalResilience #RegulatoryCompliance #FinancialServices

1

See what my college, Donna Bristow, shares regarding the changing role of the advisor and how wealth firms are leveraging technology to enhance client relationships, boost advisor efficiency, and deliver personalized advice in a tech-centric landscape. http://spklr.io/6044qRsg #WealthManagement #FinancialAdvisors

1

In Donnelley Financial Solutions (DFIN)'s latest survey, research shows that finance decision-makers plan to approach 2025 with cautious optimism and an eye toward increased M&A activity. Learn more in our press release: https://lnkd.in/e2Zta2v7

1

Want to make your retirement investment offerings stand out? Broadridge can help. We focus on strong governance, operational excellence, and have a proven track record. Let’s chat about how we can develop and optimize CITs for your retirement plans. http://spklr.io/6048aqQs #CITs #AssetManagementInsights #WealthManagement

2

Did you know that 70% of financial firms are ramping up their investments in AI, and 80% are focusing on core IT platforms, including cybersecurity? Broadridge President Chris Perry highlights how vital AI is for enhancing cybersecurity. With the costs of security breaches being so high, it’s clear we need to invest more in this area. AI isn’t just a buzzword; it’s a game-changer that helps with real-time testing and recovery of systems, opening up exciting opportunities for all of us in the industry. Dive into the interview for more insights: http://spklr.io/6043vc1H

2

I am thrilled to share that Broadridge will be participating in SPARK Forum. John Faustino, Head of Broadridge Fi360, will lead a valuable session to share insights into what Advisors need from Record Keepers. If you’re attending, stop by our booth and learn more about how we can help you drive participant engagement, and savings, deliver a fiduciary standard of care, and harness actionable data and insights. http://spklr.io/6048aMBk #SPARKForum2024 #AssetManagementInsights #WealthManagement #RetirementIncome

5