ACA Group

📱 Mobile messaging. 💬 Social media. 💰 Regulatory fines. These aren't just buzzwords, they’re the reality for firms navigating today’s complex communication landscape. With platforms like WhatsApp, X (formerly Twitter), and Instagram becoming essential communication tools, firms must adapt to meet stringent regulatory requirements. Join ACA experts and SnippetSentry on December 4th for our webcast, "Modern Compliance: Capturing Mobile and Social Media Communications." Gain insights into global regulations and discover cutting-edge solutions to reduce compliance risks and protect your business. 👉 Register today: https://hubs.ly/Q02ZmR7Y0 #digitalgovernance #GRC #eComms #surveillance

A big thank you to everyone who joined us at the A-Team Group RegTech Summit! 💭 Whether you stopped by our booth, watched a live demo, or attended Peter Kenny’s panel on communications surveillance, we were happy to connect. It was a great forum to exchange ideas and demonstrate how ACA’s ComplianceAlpha RegTech solutions are raising the bar in governance, risk, and compliance. Listen to insights from Peter's panel conversation about managing multilingual communication challenges. ⏯️ Remember, regulatory compliance doesn’t pause for complexity. Let us help you: https://hubs.ly/Q02ZBsKt0 #RTSNYC #RegTech #surveillance #digitalgovernance #ComplianceAlpha

At ACA Group, we believe collaboration is key to addressing the industry’s most pressing challenges. A big thank you to everyone who participated in our recent Trade Surveillance Roundtables at our NYC office! During these engaging discussions, we explored critical topics such as: 🔍 Shadow trading and credit committees - a growing focus as regulations continue to evolve. 📊 Data management across OMS/EMS - streamlining processes to improve efficiency. 🤖 AI, audit history, and expert networks - diverse perspectives showcasing unique needs and opportunities. These insights directly inform the development of solutions like ACA’s Market Abuse Surveillance (MAS) module, part of the ComplianceAlpha platform, which is designed to tackle evolving compliance needs in trade surveillance and beyond. 📩 Interested in learning more about MAS or our broader trade surveillance solutions? Let’s connect: https://hubs.ly/Q02ZzzJ_0 #TradeSurveillance #Compliance #ComplianceAlpha #MarketAbuseSurveillance #HedgeFunds #AssetManagement

Learn about building a framework for a successful fund conversion, including key questions to ask, regulatory requirements to meet, and operational changes to prepare for. Readers will learn how governance is at the heart of mutual fund to ETF conversions and involves: 1️⃣ Selecting the right conversion mechanism (reorganization or merger) 2️⃣ Reviewing governing documents to ensure ETF offerings are permitted 3️⃣ Keeping your board fully informed and aligned Our team has proudly helped many asset managers navigate the critical strategic analytics, governance, compliance, and operational considerations to ensure a smooth transition. Ready to explore this opportunity for your firm? Learn more: https://hubs.ly/Q02Zntp20 #fundconversions #ETFs #prodectdevelopment #assetmanagement

🤝 We are proud to partner with Gridiron Capital LLC to help enhance their cybersecurity oversight across their diverse portfolio. With ACA Vantage for Cyber, Gridiron Capital now has comprehensive visibility into cybersecurity risks and opportunities. Jeff Steinhorn, Operating Partner from Gridiron Capital highlights in the case study, “It was time to see what could get us to the next level and continue evolving our risk management profile for our companies.” Learn more about the challenge, solution, and results in our recent case study with a valued client: https://hubs.ly/Q02YBGPZ0 #ACAVantage #cybersecurity #privateequity #PortCos

🌍 Want to learn more about how hedge fund centers are evolving globally? In a recent Hedgeweek report, 62% of survey respondents identified the UAE as a top emerging destination. Join Clare Curtis, Head of our UAE dedicated division, ACA Effecta, as she takes the virtual stage during Hedgeweek’s upcoming webcast "Challenger Hubs: Exploring the Rise of New Hedge Fund Centres". 📅 Date: 26 November 2024 💡 Clare will share insights into the UAE’s growing role as a financial powerhouse, the rise of Abu Dhabi and Dubai as key hedge fund hubs, and how ACA Effecta supports firms navigating this dynamic market. Don’t miss this opportunity to hear from Clare and explore the findings of Hedgeweek’s latest report. Register here: https://lnkd.in/eAdYu3q4 #HedgeFunds

🤖 🤝 What a phenomenal day at the FinTech Global AI in Financial Services Forum in London! We demonstrated how our AI-powered compliance solution redefines expert call surveillance, helping firms meet SEC, FCA, and ESMA standards while optimizing workflows. Thank you to all who stopped by our booth and attended our demo! 👉 Ready to explore more? Let’s continue the conversation: https://hubs.ly/Q02Z4qts0 💬 What was your biggest takeaway from today’s sessions? #AIFinTechForum #ExpertNetwork #CallChaperoning #ComplianceTechnology Art Murphy Nicole Morton Brian McCann Preeya Khagram-Nasim

For years, the transparency requirements of traditional ETFs have made some asset managers hesitant to embrace this structure. By selectively disclosing holdings and using innovative signaling methods, semi-transparent ETFs strike a balance between transparency and confidentiality. Curious about how these structures work and their potential for your firm? 💡 Learn more: https://hubs.ly/Q02Z3mtC0 #ETFs #AssetManagement #ETF #FundLaunch

The regulatory landscape is shifting, and staying informed has never been more important. If you missed this week's webcast on the potential regulatory impact of a Trump presidency, you can now watch the full replay! The discussion explored: ➡️ Anticipated shifts toward a more business-friendly SEC environment ➡️ Evolving priorities like AI, cryptocurrency, and ESG disclosures ➡️ Focused enforcement on retail investor harm and fraud 📽️ Watch the replay and get a deeper understanding of what’s ahead for the SEC and the financial industry: https://hubs.ly/Q02YY_Yy0 #financialservices #regulation #GRC

Why Dubai? Find out in tomorrow’s webcast hosted by The Broker Club. With its rapid growth, IPO activity, and regional investment opportunities, Dubai is positioning itself as a global hub for capital markets. Tomorrow, Clare Curtis, Head of our UAE dedicated division, ACA Effecta, and Eric Salomons from Dubai Financial Market will provide an introduction to the region's capital markets and exciting opportunities awaiting firms in the UAE. 📅 Date: Thursday, 21st November ⏰ Time: 8am – 9am GMT Discover how your firm can access Dubai’s thriving financial ecosystem. Register now: https://hubs.ly/Q02YYm7r0 #UAE #FinancialServices #Dubai