ACA Group

📱 Mobile messaging. 💬 Social media. 💰 Regulatory fines. These aren't just buzzwords, they’re the reality for firms navigating today’s complex communication landscape. With platforms like WhatsApp, X (formerly Twitter), and Instagram becoming essential communication tools, firms must adapt to meet stringent regulatory requirements. Join ACA experts and SnippetSentry on December 4th for our webcast, "Modern Compliance: Capturing Mobile and Social Media Communications." Gain insights into global regulations and discover cutting-edge solutions to reduce compliance risks and protect your business. 👉 Register today: https://hubs.ly/Q02ZmR7Y0 #digitalgovernance #GRC #eComms #surveillance

🛡️ Today is Computer Security Day! Cyber threats like ransomware, business email compromise, and data breaches are constant and evolving for every organization. While no firm can prevent all cyberthreats, today is a great opportunity to take the time to review security settings, ensure updates are enabled, and secure your network. Every action counts towards keeping your data safe! 👉 Take our RealRisk Cyber Self-Assessment to understand your organization's cybersecurity posture and get personalized recommendations today: https://hubs.ly/Q02ZCtFy0 #CybersecurityAwareness #ComputerSecurityDay #dataprotection #cybersecurity

Two years into the SEC’s Marketing Rule and firms are still grappling with its complexities. The SEC’s focus on testimonials and endorsements under the Marketing Rule emphasizes the importance of transparency. Julia Reyes and Matthew Shepherd highlighted actionable steps for compliance in a recent article from The Hedge Fund Law Report. 💡 Key takeaway from the article: Any material claim in an advertisement must be able to be substantiated upon request. 🔊 Listen directly to ACA guidance in our webcast on the Marketing Rule: https://hubs.ly/Q02ZKfNq0 📰 Link to HFLR article: https://hubs.ly/Q02ZKnFc0 #SEC #marketingrule #performance #testimonials #endorsements

As geopolitics, economics, and technology transform the investment landscape, how can firms stay compliant while seizing opportunities? Robust surveillance practices can help. Join ACA's Raj Somal and Marc Salter at The Investment Association's IA Investment Horizons Conference in London for our fireside chat "From Reactive to Proactive: Transforming Global Firm-Wide Surveillance". 🔥💬 Learn how transforming surveillance strategies can help your firm stay compliant, competitive, and prepared for the future. ACA can help you implement an effective surveillance program whether you are in the launch, grow, and protect phase of your business. Explore more: https://hubs.ly/Q02ZKlx-0 #InvestmentManagement #GlobalSurveillance #RegTech

Happy Thanksgiving from ACA Group! 🍂 While Thanksgiving may be uniquely celebrated in the U.S., gratitude knows no borders. Today, we take a moment to thank everyone who makes ACA’s journey possible. 🌍 To our 6,000+ valued clients worldwide, thank you for your trust and partnership. It’s a privilege to support your businesses, and we look forward to continuing to empower your success. 🤝 To our network of industry partners, we are grateful for your collaboration and shared commitment to innovation and excellence in GRC. Together, we raise the bar for the entire industry. 🏅 To our 1,300+ incredible team members across the globe, your expertise, passion, and dedication to providing our clients peace of mind is unmatched. Your work drives success for our clients every day, and we couldn’t be prouder! Thank you all for being part of the ACA community. Dedication, collaboration, and trust are at the heart of everything we do. https://hubs.ly/Q02ZGWGG0 #gratitude #appreciation #givethanks #GRC

A big thank you to everyone who joined us at the A-Team Group RegTech Summit! 💭 Whether you stopped by our booth, watched a live demo, or attended Peter Kenny’s panel on communications surveillance, we were happy to connect. It was a great forum to exchange ideas and demonstrate how ACA’s ComplianceAlpha RegTech solutions are raising the bar in governance, risk, and compliance. Listen to insights from Peter's panel conversation about managing multilingual communication challenges. ⏯️ Remember, regulatory compliance doesn’t pause for complexity. Let us help you: https://hubs.ly/Q02ZBsKt0 #RTSNYC #RegTech #surveillance #digitalgovernance #ComplianceAlpha

At ACA Group, we believe collaboration is key to addressing the industry’s most pressing challenges. A big thank you to everyone who participated in our recent Trade Surveillance Roundtables at our NYC office! During these engaging discussions, we explored critical topics such as: 🔍 Shadow trading and credit committees - a growing focus as regulations continue to evolve. 📊 Data management across OMS/EMS - streamlining processes to improve efficiency. 🤖 AI, audit history, and expert networks - diverse perspectives showcasing unique needs and opportunities. These insights directly inform the development of solutions like ACA’s Market Abuse Surveillance (MAS) module, part of the ComplianceAlpha platform, which is designed to tackle evolving compliance needs in trade surveillance and beyond. 📩 Interested in learning more about MAS or our broader trade surveillance solutions? Let’s connect: https://hubs.ly/Q02ZzzJ_0 #TradeSurveillance #Compliance #ComplianceAlpha #MarketAbuseSurveillance #HedgeFunds #AssetManagement

Learn about building a framework for a successful fund conversion, including key questions to ask, regulatory requirements to meet, and operational changes to prepare for. Readers will learn how governance is at the heart of mutual fund to ETF conversions and involves: 1️⃣ Selecting the right conversion mechanism (reorganization or merger) 2️⃣ Reviewing governing documents to ensure ETF offerings are permitted 3️⃣ Keeping your board fully informed and aligned Our team has proudly helped many asset managers navigate the critical strategic analytics, governance, compliance, and operational considerations to ensure a smooth transition. Ready to explore this opportunity for your firm? Learn more: https://hubs.ly/Q02Zntp20 #fundconversions #ETFs #prodectdevelopment #assetmanagement

🤝 We are proud to partner with Gridiron Capital LLC to help enhance their cybersecurity oversight across their diverse portfolio. With ACA Vantage for Cyber, Gridiron Capital now has comprehensive visibility into cybersecurity risks and opportunities. Jeff Steinhorn, Operating Partner from Gridiron Capital highlights in the case study, “It was time to see what could get us to the next level and continue evolving our risk management profile for our companies.” Learn more about the challenge, solution, and results in our recent case study with a valued client: https://hubs.ly/Q02YBGPZ0 #ACAVantage #cybersecurity #privateequity #PortCos

🌍 Want to learn more about how hedge fund centers are evolving globally? In a recent Hedgeweek report, 62% of survey respondents identified the UAE as a top emerging destination. Join Clare Curtis, Head of our UAE dedicated division, ACA Effecta, as she takes the virtual stage during Hedgeweek’s upcoming webcast "Challenger Hubs: Exploring the Rise of New Hedge Fund Centres". 📅 Date: 26 November 2024 💡 Clare will share insights into the UAE’s growing role as a financial powerhouse, the rise of Abu Dhabi and Dubai as key hedge fund hubs, and how ACA Effecta supports firms navigating this dynamic market. Don’t miss this opportunity to hear from Clare and explore the findings of Hedgeweek’s latest report. Register here: https://lnkd.in/eAdYu3q4 #HedgeFunds