Complyport

💡FCA's updated transparency framework is set to reshape the UK bond and derivatives markets, focusing on market integrity and investor protection. Coming into effect by Dec 2025, it’s a step towards a more competitive and transparent financial landscape. 🌐 Click here to read more 👉https://lnkd.in/eMC8ZarS #FCA #FinancialRegulation #Transparency #BondMarket #Derivatives #Compliance #Complyport #Regulations #FinancialIndustry #RegulatoryCompliance

💡The Financial Conduct Authority (‘FCA’) has recently published a comprehensive assessment of Consumer Duty Board Reports, identifying both strong practices and areas requiring improvement, aiming for firms to improve their Consumer Duty practices. The publication follows increasing pressure on firms to prioritise positive consumer outcomes under the new Consumer Duty, which came into force on 31st July 2023. Click here to read more 👉https://lnkd.in/e-GgVEGM #Compliance #Regulations #FinancialIndustry #ConsumerDuty #FinancialRegulations #RegulatoryCompliance #Complyport #Goodpractices

🎄Don't miss out! Enter our raffle for the chance to win! 🎁 You could be one of three lucky winners to receive a 1-hour free consultation in the compliance area of your choice!🎉 ✅ How to Enter: Simply fill in this form: https://lnkd.in/dy8ARG3P ✨ Winners Announcement: The draw will take place in the New Year on the 6th of January and winners will be contacted directly with their prize. Anyone can enter! This is the perfect opportunity to experience Complyport’s expertise and see how we can help you navigate the complexities of compliance. Don’t wait – enter now and start 2025 on the right foot! #Complyport #Compliance #FestiveSeason #NewYear2025 #Raffle #BusinessGrowth #NewOpportunities #Regulations #RegulatoryCompliance

📢 Insurance Advisory and Actuarial Services - We've Got You Covered! With over 22 years of experience, Complyport specialises in providing comprehensive insurance advisory, compliance and risk management solutions tailored to meet the unique regulatory challenges of the insurance sector. 🔑 Key Services Include: 💼 Regulatory Compliance and Risk Management 📈 Authorisation and Business Expansion Support ✳️ Governance and Conduct Risk Management 🔍 AML/KYC and Fraud Risk Management 🛡️ IT Security and Data Protection 📊 Actuarial and Compliance Audit Services Our tailored solutions empower your firm to confidently navigate the regulatory and risk management landscape, allowing you to focus on driving your business forward. 📞 Contact us today to discuss how we can support your firm! 👉 https://lnkd.in/e_rkt4uR #Compliance #InsuranceAdvisory #RiskManagement #RegTech #Governance #AML #CyberSecurity #InsuranceSolutions #ActuarialServices #BusinessGrowth

💡With the introduction of payment optionality in July 2024 for MiFID investment firms through PS24/9, the FCA is now consulting to expand this optionality further to asset managers who offer UK AIFMD or UK UCITS funds through CP24/21. The addition of increased optionality is intended to improve the investment research market, encouraging firms to engage more with research and the benefits such research can provide to customers. Click here to read more 👉 https://lnkd.in/eWwrwGBs #Compliance #Regulations #FinancialIndustry #FCA #PaymentOptionality #FinancialRegulations #RegulatoryCompliance #Complyport #FundManagers

📢 Webinar: The FCA’s Greenwashing Regulations are Now in Effect – What Does this Mean? With the FCA’s new ESG ‘naming and marketing’ rules in effect as of December 2, 2024, the financial landscape has shifted significantly. Firms are now fully accountable for ensuring that all sustainability-related claims in their product naming, marketing and communications are clear, accurate and not misleading. Not to mention, the FCA’s four-month deadline is fast approaching. Firms have until 5pm on 2 April 2025 to meet the requirements. After this, the FCA will begin enforcement action on those found non-compliant. Firms must have fully aligned their ESG claims with these strict standards, providing verifiable evidence for any sustainability claims they make. These rules are designed to crack down on greenwashing, enhance transparency and protect investors from exaggerated or false sustainability claims while aligning with global trends in ESG regulation. Companies can expect increased scrutiny from both the FCA and consumers, who will now have a clearer view of which investments genuinely contribute to sustainability efforts. Will you be ready by 5pm on 02 April 2025? In this session we will dive into the topic by: - Discussing the implication of these regulations - Addressing the potential challenges that firms might face - Addressing what additional measures the FCA might introduce based on ongoing enforcement outcomes. - Highlighting what firms can do to mitigate risks Register now 👉 https://lnkd.in/eGdq-fYE #ESG #Compliance #FinancialServices #Regulations #FCA #Complyport #RegulatoryComlpiance #Greenwashing #Transparency #Sustainability

🎄 A Festive Giveaway for All – Start 2025 with Confidence! 🎄 We have something special for you this season! We’re hosting a festive raffle giveaway 🎁where you could be one of three lucky winners to receive a 1-hour free consultation in the compliance area of your choice!🎉 ✅ How to Enter: Simply fill in this form: https://lnkd.in/ege8RJih ✨ Winners Announcement: The draw will take place in the New Year on the 6th of January and winners will be contacted directly with their prize. 💼 Not a client yet? No problem! Anyone can enter! This is the perfect opportunity to experience Complyport’s expertise and see how we can help you navigate the complexities of compliance. Don’t wait – enter now and start 2025 on the right foot! #Complyport #Compliance #FestiveSeason #NewYear2025 #Raffle #Regulations #RegulatoryCompliance

💡The FCA continues to emphasise the necessity for a firm’s operational resilience framework and their ability to deliver important business services in severe circumstances. Following the CrowdStrike outage, the FCA has issued key lessons learned from the incident. Click here to read more 👉 https://lnkd.in/eu4UEXi9 #Compliance #Regulations #FinancialIndustry #FCA #OperationalResilience #CrowdStrikeOutage #FinancialRegulations #RegulatoryCompliance #Complyport

🎄✨ Getting into the holiday spirit at Complyport! ✨🎄 This holiday season, the Complyport family came together for a delightful evening at our Christmas Dinner Party! 🍽️🎅 It’s evenings like these that remind us of the strength of our team and the joy of working together. 💙 We’re so thankful for our wonderful colleagues, clients and partners who make everything we do possible. Wishing everyone a season filled with love, laughter and holiday cheer! 🌟 #ComplyportChristmas #ChristmasDinner #TeamComplyport #Compliance

🔍 Unlock Compliance Confidence - Elevate Your Prudential Reporting At Complyport, we provide tailored Prudential and Regulatory Reporting Services that safeguard against potential threats by providing guidance on risk management, capital adequacy and compliance strategies. By leveraging Prudential Services, firms can avoid costly penalties, enhance decision-making processes and build confidence with stakeholders, ensuring they operate within a secure and resilient financial framework. Our expert team offers comprehensive support across: ✔️ Risk Management Consulting ✔️ Prudential Advice and Support ✔️ ICARA Support Services ✔️ Prudential Regulatory Reporting ✔️ MIFIDPRU 8 Disclosures ✔️ AIFMD ANNEX IV Reporting ✔️ RegData Support Ensure your firm operates within a secure and resilient financial framework. 💼 👉 Learn more about how we can help: https://lnkd.in/eq59sr6B Contact us today to get started 👉 https://lnkd.in/e_y-dMwV #Prudential # #RegulatoryReporting #Compliance #Regulations #RegulatoryCompliance #FinancialIndustry #RiskManagement #ICARA #MIFIDPRU8 #Support #Complyport