Gopi PD

India's market regulator, Sebi, is proposing changes to modernize custodian regulations, including stricter control change procedures, enhanced reporting, and updated codes of conduct. These updates aim to strengthen investor protection and adapt to the growth of custodial assets and technological advancements. Read more at: https://lnkd.in/gfpKi-iV #ETLegalWorld

SEBI F&O circular comes following its consultation paper on July 30, 2024; these measures are expected to boost investor protection and market stability #SebiBoardMeeting #SEBI #futurestrading #OptionsTrading

#RBI Introduces New #PCAFramework For #Urban Co-Operative Banks #Finance #CooperativeBanks #RiskAssessment #BankingSector https://lnkd.in/gNWAxtGX

💡 Ways and Means Advances (WMA) Ever wondered how the RBI supports the government with temporary funds? 💰 📽️ In this insightful video, we break down the WMA mechanism and its role in managing cash flow during fiscal challenges. 📊 👉 Watch now: https://lnkd.in/dDTMwYxp 🌟 A must-watch for UPSC aspirants and anyone keen to understand India’s monetary policies. 📢 Hit share and tag your study group to discuss this essential topic! #WMAMechanism #RBIExplained #IndianEconomy #FiscalPolicy #UPSCPrep #IASMotivation #UGILearning

CAPITAL MARKET UPDATE: SEBI May, 2024 – PART I 1. SEBI provides framework for administration of Research Analysts & Investment Advisers SEBI has provided that an applicant seeking registration as RA and IA is required to enlist with Research Analyst Administration and Supervisory Body (RAASB) and Investment Adviser Administration and Supervisory Body (IAASB) respectively. To clarify, one stock exchange can get recognition as RAASB & IAASB both. To get recognition, the stock exchange must be incorporated at least 15 years prior and have minimum net-worth of Rs. 200 Crores.  https://lnkd.in/gHMaqC-y  2. Reporting by Investment Advisers SEBI has clarified that IAs must make half yearly reports on September 30 and March 31 of every financial year to IAASBs.  https://lnkd.in/gCVZbKH5 3. Certification requirement for key investment team of IM of AIF SEBI has mandated that at least one key personnel from the investment team of Investment Manager of an AIF shall obtain certification from the National Institute of Securities Market by passing the NISM Series-XIX-C: Alternative Investment Fund Managers Certification Examination. This requirement will apply on all new AIFs whose applications are made after May 10, 2024 as well as all existing schemes of AIFs.  https://lnkd.in/gtnNV3Vt #capitalmarketupdate #sebi #aif #investment #legal #business

The Reserve Bank on Tuesday updated its "guidance note" on operational risk management for the financial sector, and also extended it to the NBFCs, including housing finance companies. The 2005 'Guidance Note on Management of Operational Risk' covered only commercial banks. #ETRealty #realty #news #property #realestate #trending #builder #construction

🔔 Important SEBI Advisory for Bond Investors! 🔔 Investors, beware of unregistered online platforms offering unlisted debt securities. SEBI has issued a clear warning about the risks tied to such platforms, which operate outside regulatory frameworks and lack critical investor protections. Key Risks Identified by SEBI  ⚠️ No Regulatory Oversight: Unregistered platforms are beyond SEBI's jurisdiction, increasing risk exposure.  ⚠️ No Investor Protection: Investments made outside registered channels lack safeguards.  ⚠️ Legal Vulnerabilities: Activities by these platforms may breach the Companies Act and other regulations, leading to potential legal consequences. SEBI’s Safe Investing Guidelines ✔️ Use Registered Platforms: Opt for online bond platforms operated by SEBI-registered stockbrokers authorized by the BSE or NSE.  ✔️ Exercise Caution: Think twice before engaging with unlisted debt securities offered via unregistered platforms.  ✔️ Report Suspicious Entities: Share information about dubious platforms through SEBI’s Market Intelligence (MI) portal. 💡 By investing through regulated channels, you ensure better protection and grievance redressal under SEBI’s framework. Your financial safety matters! Invest wisely and safeguard your hard-earned money. #SEBIUpdates #InvestorProtection #SafeInvesting #BondMarket #Millionsworth

The Reserve Bank of India (RBI) (https://buff.ly/2Vi6LRl) has introduced a new framework that simplifies the process for - New Post: RBI Issues Framework for FPI to FDI Reclassification https://buff.ly/4el6By5 #marketnewsviews #fdi #fpi #rbi #rbiupdate

#MoneycontrolMFSummit | Mutual funds’ rising ownership in Indian listed companies places them in a position to ensure better corporate governance standards in listed companies, says SEBI whole-time member Amarjeet Singh. Read on 👇 #MFSummit2024 #MutualFunds